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. 2020 Sep 29;15(9):e0239590. doi: 10.1371/journal.pone.0239590

Simplified cough test can predict the risk for pneumonia in patients with acute stroke

Masahiro Nakamori 1,2,*, Eiji Imamura 1, Miyu Kuwabara 3, Tomoko Ayukawa 4, Keisuke Tachiyama 1,2, Teppei Kamimura 1,2, Yuki Hayashi 1,2, Hayato Matsushima 1, Mika Funai 3, Tatsuya Mizoue 5, Shinichi Wakabayashi 5
Editor: Muhammad Adrish6
PMCID: PMC7523950  PMID: 32991632

Abstract

We investigated the association between the results of a simplified cough test and pneumonia onset in 226 patients with acute stroke admitted to Suiseikai Kajikawa Hospital from April to December, 2018. For the simplified cough test, performed on admission, patients orally inhaled a mist of 1% citric acid–physiological saline using a portable mesh nebulizer. When the first cough was evoked or if it remained absent for 30 seconds (indicating an abnormal result), the test was ended. Patients also completed the repetitive saliva swallowing test (RSST) and modified water swallowing test. We monitored patients for pneumonia signs for 30 days post-admission. Eighteen patients exhibited an abnormal simplified cough test result. On multivariate analysis, an abnormal RSST result was independently associated with an abnormal simplified cough test result. Seventeen patients developed pneumonia. The adjusted Cox proportional hazard model for pneumonia onset revealed that the simplified cough test had predictive power for pneumonia onset (hazard ratio, 10.52; 95% confidence interval, 3.72–29.72). The simplified cough test is a strong indicator for predicting the pneumonia development in patients with acute stroke; it should be added to existing bedside screening tests for predicting pneumonia risk, allowing appropriate and timely intervention.

Introduction

Aspiration pneumonia is a critical issue in patients with stroke. Prevention of aspiration pneumonia is associated with reduced duration of hospitalization as well as mortality [13]. Pneumonia rates have been found to be lower in hospitals that use screening protocols for aspiration in patients with stroke, followed by appropriate interventions for patients identified as being at risk for aspiration pneumonia [4].

Videofluoroscopic and videoendoscopic examinations are considered the most accurate instrumental assessment tools for evaluating aspiration. However, some patients cannot undergo sufficient testing due to their general condition or the unavailability of such tools in some medical institutions. Hence, bedside screening protocols for assessing swallowing dysfunction that are non-invasive and simple to perform are often used, including the repetitive saliva swallowing test (RSST) and modified water swallowing test (MWST) [5, 6]. Additionally, other complementary methods such as tongue pressure measurement and tongue ultrasonography are reportedly useful for evaluating swallowing dysfunction [79].

Besides assessing swallowing dysfunction, it is important to evaluate the risk of silent aspiration. Adequate swallowing and cough reflexes are important for preventing aspiration pneumonia [10, 11]. Silent aspiration is caused by the lack of a cough reflex and throat clearing when materials are aspirated into the subglottic area. It has been reported that silent aspiration occurs in about 68% of aspirating patients [12]. Given that many screening tests for aspiration involve assessment of the presence of cough, aspiration without cough is often missed. Indeed, one report noted that approximately 40% of silent aspiration cases are overlooked in bedside screening of swallowing dysfunction [13]. Thus, appropriate methods of determining a patient’s risk of silent aspiration are needed.

One approach for detecting the risk of silent aspiration is to use an evoked cough reflex test. The cough reflex can be evoked by several methods using mechanical or chemical stimulation. Among these is a cough test in which patients orally inhale a mist of citric acid–physiological saline by means of a nebulizer [14]. In the original method, 5 coughs within 1 minute were considered normal, but this markedly strained the patients. Sato et al. [15] suggested a simplified cough test utilizing 1% citric acid from a portable nebulizer, in which the first cough reflex occurring within 30 seconds was judged as normal. Lee et al. [16] validated the usefulness of this simplified cough test using videofluoroscopic examinations, whereas this study was performed among a heterogeneous patient population. There are few reports in which this test was performed in the acute stroke patients. This simplified cough test is an easy-to-implement bedside screening test that is performed within a few minutes while the patient is in a supine position. It requires minimal patient cooperation and is less invasive and less expensive than videofluoroscopic or videoendoscopic examinations.

Based on the above information, we hypothesized that the simplified cough test may be useful for predicting pneumonia onset in patients with acute stroke, which would allow for better patient management and outcomes. In this study, we therefore investigated the association between the results of the simplified cough test and pneumonia onset in patients with acute stroke.

Materials and methods

Ethics

The study protocols were approved by the ethics committee of Suiseikai Kajikawa Hospital and were performed according to the guidelines of the national government based on the Helsinki Declaration of 1964 and its later amendments. Written informed consent was obtained from all patients or their relatives. All data analyses were performed in a blinded manner.

Subjects

Patients with acute stroke who were admitted to Suiseikai Kajikawa Hospital from 1 April 2018 to 31 December 2018 were enrolled in this prospective study. We included patients with ischemic stroke or hemorrhagic stroke, who were admitted within 3 days from onset, were aged ≥ 20 years, and for whom consent to participate in this study was obtained from the patient or the patient’s relatives. We excluded patients who were not eating food before stroke onset, who were in a coma (best eye response score on the Glasgow coma scale of 1), who had received an operation or endovascular treatment, or who were on mechanical ventilation. Patients who had a history of neuromuscular disorders or asthma were also excluded.

Simplified cough test

The simplified cough test was performed on admission. Patients orally inhaled a mist of 1% citric acid–physiological saline using a portable mesh nebulizer (NE-U22, Omron, Kyoto, Japan). Citric acid was purchased from Kenei Pharmaceutical Co., Ltd. (Osaka, Japan). Patients were verbally instructed to inhale deeply the nebulized citric acid through the mouth several times, until the first cough occurred. If patients had difficulty inhaling through the mouth, a nose clip was applied to encourage the patient to inhale orally. When the first cough was evoked or if it remained absent for 30 seconds, the test was ended. If a cough was not evoked within the 30-second time frame, we judged the outcome as abnormal.

RSST and MWST

Patients also performed the RSST and MWST on admission. In the RSST, patients were instructed to swallow as many times as possible in 30 seconds. Two or less swallows within 30 seconds was considered abnormal [5]. In the MWST, patients were asked to drink 3 mL of water. Their drinking patterns and vocal changes after drinking were recorded and scored as follows: 1, no drinking with choking and/or respiratory distress; 2, drinking and respiratory distress; 3, drinking and choking and/or hoarseness without respiratory distress; 4: drinking without choking and respiratory distress; 5: drinking without choking and respiratory distress, plus able to perform two repetitive dry swallows within 30 seconds. A score < 4 was considered abnormal [6].

Data acquisition

Stroke subtype was determined according to the Trial of Org 10172 in Acute Stroke Treatment criteria [17]. Two stroke specialists evaluated the stroke severity of the patients on admission. The severity of stroke was evaluated using the National Institutes of Health Stroke Scale (NIHSS) score [18].

Baseline demographic and clinical characteristic data, including age, sex, body mass index, smoking habits, and comorbidities (hypertension, diabetes mellitus, dyslipidemia, atrial fibrillation, and stroke) were collected from all patients. In addition, angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol (antiplatelet drug inhibiting phosphodiesterase), which promote cough reflex, were administered [1921].

We monitored patients for signs of pneumonia during the 30 days following admission. If patients were discharged before day 30, we monitored the patients until the day of discharge. Clinically defined pneumonia was diagnosed based on the agreement of two physicians (M.N. and Y.H.), according to the criteria of the Centers for Disease Control and Prevention [22], i.e. the presence of a new and persistent infiltrate or consolidation on at least one chest X-ray or computed tomography examination, with one of the following clinical signs: fever, leucopoenia or leukocytosis, and altered mental status in patients > 70 years of age, in the absence of other causes. In addition, two of the following signs had to be present: new-onset purulent sputum or change in the character of the sputum, new-onset or progressive cough, rales, and impaired gas exchange.

Statistical analysis

Statistical analyses were performed as in a previous report [5]. The data are expressed as the mean ± standard deviation or the median (minimum, maximum) for continuous variables and frequencies and percentages for discrete variables. Statistical analysis was performed using JMP statistical software version 14.0 (SAS Institute Inc., Cary, NC, USA). The statistical significance of intergroup differences was assessed using the χ2 test, Mann–Whitney U test, or an unpaired t-test, as appropriate. We calculated the required sample size according to past investigations for pneumonia in acute stroke patients [7]. Based on an alpha level = 0.05, and power = 0.80, we estimated that we would require a total of n = 172 participants. First, univariate analyses were performed. Then, multivariate analyses were performed using select factors that achieved a p value of < 0.10 in the univariate analyses. Kaplan–Meier and Cox proportional hazard regression analyses were performed to test the difference in the development of pneumonia between the normal and abnormal simplified cough test groups. In addition, the sensitivities, specificities, positive predictive values, negative predictive values, and accuracies of the three screening tests (RSST, MWST, and simplified cough test) for predicting pneumonia development were determined. We considered p < 0.05 reflective of statistical significance.

Results

During the study period, 226 patients with acute stroke were included (mean ± standard deviation age: 72.8 ± 13.1 years; 98 women). Patients’ demographic and clinical characteristics are shown in Table 1. The number of patients with an abnormal simplified cough test result was 18 (8.0%). Seventeen out of 226 patients developed pneumonia during the observation period. No patient had pneumonia before stroke onset. Univariate analyses comparing patients with normal and abnormal simplified cough test results showed that the NIHSS score (p < 0.001) and number of patients with an abnormal RSST result (p < 0.001), abnormal MWST result (p = 0.006), and pneumonia onset (p<0.001) were significantly different between the groups. Multivariate analyses including the factors in Table 1 other than pneumonia onset revealed that an abnormal RSST result was independently associated with an abnormal simplified cough test result (odds ratio, 4.27; 95% confidence interval [CI], 1.09–16.73; p = 0.037). The medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol were not associated with the results of simplified cough test.

Table 1. Patient demographic and clinical characteristics.

simplified cough test
  All abnormal normal p value
Factors n = 226 n = 18 n = 208  
Age, year 72.8 ± 13.1 74.2 ± 15.9 72.7 ± 12.9 0.633
Gender (Female), n (%) 98 (43.4) 8 (44.4) 90 (43.3) 0.923
Body mass index, kg/m2 23.3 ± 4.0 23.6 ± 3.8 23.3 ± 4.0 0.758
Stroke Subtypes 0.296
    ATBI, n (%) 38 (16.8) 4 (22.2) 34 (16.3)
    CEI, n (%) 23 (10.2) 2 (11.1) 21 (10.1)
    LI, n (%) 42 (18.6) 4 (22.2) 38 (18.3)
    Others, n (%) 91 (40.3) 3 (16.7) 88 (42.3)
    ICH, n (%) 32 (14.1) 5 (27.8) 27 (13.0)
Location of lesion
    frontal lobe, n (%) 72 (31.9) 5 (27.8) 67 (32.2) 0.699
    temporal lobe, n (%) 24 (10.6) 2 (11.1) 22 (10.6) 0.944
    parietal lobe, n (%) 34 (15.0) 2 (11.1) 32 (15.4) 0.627
    occipital lobe, n (%) 26 (11.5) 0 (0) 26 (12.5) 0.111
    insular cortex, n (%) 10 (4.4) 2 (11.1) 8 (3.9) 0.151
    corona radiata, n (%) 56 (24.8) 7 (38.9) 49 (23.6) 0.148
    basal ganglia, n (%) 52 (23.0) 8 (44.4) 44 (21.2) 0.024
    capsulae internae, n (%) 9 (4.0) 2 (11.1) 7 (3.4) 0.107
    thalamus, n (%) 24 (10.6) 2 (11.1) 22 (10.6) 0.944
    brain stem, n (%) 44 (19.5) 2 (11.1) 42 (20.2) 0.351
    cerebellum, n (%) 20 (8.9) 2 (11.1) 18 (8.7) 0.725
Past history
    Hypertension, n (%) 150 (66.4) 12 (66.7) 138 (66.4) 0.978
    Diabetes mellitus, n (%) 46 (20.4) 4 (22.2) 42 (20.2%) 0.837
    Dyslipidemia, n (%) 35 (15.5) 2 (11.1) 33 (15.9) 0.593
    Atrial fibrillation, n (%) 20 (8.9) 1 (5.6) 19 (9.1) 0.608
    Stroke, n (%) 63 (27.9) 4 (22.2) 59 (28.4) 0.577
Current smoker, n (%) 51 (22.6) 4 (22.2) 47 (22.6) 0.971
Habitual drinker, n (%) 75 (33.2) 4 (22.2) 71 (34.1) 0.303
NIHSS score on admission, median (minimum, maximum) 2 (0, 23) 7 (0, 23) 2 (0, 19) < 0.001
RSST<3 times /30 seconds, n (%) 37 (16.4) 10 (55.6) 27 (13.0) < 0.001
MWST score<4, n (%) 15 (6.6) 4 (22.2) 11 (5.3) 0.006
Medication
    angiotensin-converting enzyme inhibitor, n (%) 21 (9.3) 3 (16.7) 18 (8.7) 0.261
    beta blocker, n (%) 36 (15.9) 4 (22.2) 32 (15.4) 0.447
    cilostazol, n (%) 49 (21.7) 3 (16.7) 46 (22.1) 0.590
pneumonia onset, n (%) 17 (7.5) 10 (55.6) 7 (3.4) < 0.001

SD, standard deviation; ATBI, atherothrombotic brain infarction; CEI, cardiogenic embolism infarction; LI, lacunar infarction; ICH, intracerebral hemorrhage; NIHSS, National Institutes of Health Stroke Scale; RSST, repetitive saliva swallowing test; MWST, modified water swallowing test.

Potential factors associated with pneumonia onset were evaluated and are listed in Table 2. On univariate analysis, NIHSS score, abnormal RSST result, abnormal MWST result, and abnormal simplified cough test result were identified as significant factors. To avoid confounding factors, we performed the multivariate analysis using the NIHSS score with the abnormal RSST result (model 1), abnormal MWST result (model 2), and abnormal simplified cough test result (model 3) individually (Table 3). These analyses revealed that the RSST and simplified cough test were significantly associated with pneumonia onset. The medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol were not associated with the results of pneumonia onset.

Table 2. Potential factors associated with pneumonia onset.

pneumonia onset
  (+) (-) univariate analysis
Factors n = 17 n = 209 p value
Age, year 77.4 ± 9.5 72.4 ± 13.3 0.134
Gender (Female), n (%) 5 (29.4) 93 (44.5) 0.227
Body mass index, kg/m2 23.0 ± 4.1 23.3 ± 4.0 0.790
Stroke Subtypes 0.137
    ATBI, n (%) 2 (11.8) 36 (17.2)
    CEI, n (%) 1 (5.9) 22 (10.5)
    LI, n (%) 2 (11.8) 40 (19.1)
    Others, n (%) 6 (35.3) 85 (40.7)
    ICH, n (%) 6 (35.3) 26 (12.4)
Location of lesion
    frontal lobe, n (%) 4 (23.5) 68 (32.5) 0.443
    temporal lobe, n (%) 3 (17.7) 21 (10.1) 0.328
    parietal lobe, n (%) 2 (11.8) 32 (15.3) 0.694
    occipital lobe, n (%) 2 (11.8) 24 (11.5) 0.972
    insular cortex, n (%) 2 (11.8) 8 (3.8) 0.126
    corona radiata, n (%) 5 (29.4) 51 (24.4) 0.645
    basal ganglia, n (%) 8 (47.1) 44 (21.1) 0.014
    capsulae internae, n (%) 0 (0) 9 (4.3) 0.383
    thalamus, n (%) 3 (17.7) 21 (10.1) 0.328
    brain stem, n (%) 2 (11.8) 42 (20.1) 0.404
    cerebellum, n (%) 2 (11.8) 18 (8.6) 0.660
Past history
    Hypertension, n (%) 10 (58.8) 140 (67.0) 0.493
    Diabetes mellitus, n (%) 4 (23.5) 42 (20.1) 0.735
    Dyslipidemia, n (%) 3 (17.7) 32 (15.3) 0.798
    Atrial fibrillation, n (%) 1 (5.9) 19 (9.1) 0.654
    Stroke, n (%) 6 (35.3) 57 (27.3) 0.478
Current smoker, n (%) 2 (11.8) 49 (23.4) 0.268
Habitual drinker, n (%) 1 (5.9) 74 (35.4) 0.013
NIHSS score, median (minimum, maximum) 10 (0, 23) 2 (0, 19) <0.001
RSST<3 times /30 seconds, n (%) 11 (64.7) 26 (12.4) <0.001
MWST score<4, n (%) 5 (29.4) 10 (4.8) <0.001
Medication
    angiotensin-converting enzyme inhibitor, n (%) 3 (17.7) 18 (8.6) 0.217
    beta blocker, n (%) 4 (23.5) 32 (15.3) 0.373
    cilostazol, n (%) 4 (23.5) 45 (21.5) 0.847
Simplified cough test abnormal, n (%) 10 (58.8) 8 (3.8) <0.001

SD, standard deviation; ATBI, atherothrombotic brain infarction; CEI, cardiogenic embolism infarction; LI, lacunar infarction; ICH, intracerebral hemorrhage; NIHSS, National Institutes of Health Stroke Scale; RSST, repetitive saliva swallowing test; MWST, modified water swallowing test.

Table 3. Factors influencing pneumonia onset.

Model 1 Model 2 Model 3
Factor Odds ratio 95% CI p value Odds ratio 95% CI p value Odds ratio 95% CI p value
NIHSS score 1.16 1.04–1.31 0.010 1.23 1.11–1.35 <0.001 1.23 1.10–1.38 <0.001
RSST < 3 times/30 seconds 4.51 1.12–18.40 0.034
MWST score < 4 2.92 0.68–12.66 0.167
Abnormal simplified cough test result   24.86 6.60–93.65 <0.001

CI, confidence interval; NIHSS, National Institutes of Health Stroke Scale; RSST, repetitive saliva swallowing test; MWST, modified water swallowing test.

A Kaplan–Meier analysis was used to compare pneumonia development between patients with normal and abnormal simplified cough test results (Fig 1). The abnormal group had a significantly higher incidence of pneumonia than did the normal group (p < 0.001, log-rank test). A Cox proportional hazard model for pneumonia onset was constructed with the abnormal simplified cough test results and adjustment for the NIHSS score. In this model, an abnormal simplified cough test result was also found to be independently associated with pneumonia onset (hazard ratio, 10.52; 95% CI, 3.72–29.72; p < 0.001). All patients who were diagnosed with pneumonia and had an abnormal simplified cough test result developed pneumonia within 10 days from admission.

Fig 1. Relationship between simplified cough test results and pneumonia.

Fig 1

Kaplan–Meier curves of the duration until pneumonia development between patients with normal and abnormal simplified cough test results. The patient group with abnormal simplified cough test results had a higher incidence of pneumonia.

We compared the utility of the RSST, MWST, and simplified cough test for predicting pneumonia development in patients with acute stroke. Among the 17 patients who developed pneumonia, 10 patients had an abnormal simplified cough test result. However, among these 10 patients, 6 patients had a normal RSST or MWST test result. The sensitivities, specificities, positive predictive values, negative predictive values, and accuracies of these tests are shown in Table 4. The sensitivities of these tests, including the simplified cough test, were not high enough to make them useful as screening tests for predicting the pneumonia risk. Combining these tests raised the sensitivities, whereby an abnormal result on any one of the three tests showed a sensitivity of 88.2% and specificity of 83.7%.

Table 4. Predictive values of the bedside tests for pneumonia.

Sensitivity (%) Specificity (%) Positive predictive value (%) Negative predictive value (%) Accuracy (%)
RSST < 3 times/30 seconds 64.70 87.6 29.700 96.80 85.8
MWST score < 4 29.40 95.2 33.300 94.30 90.3
Abnormal simplified cough test result 58.80 96.2 55.600 96.60 93.4

RSST, repetitive saliva swallowing test; MWST, modified water swallowing test.

Discussion

In this study, we evaluated the simplified cough test and found that an abnormal simplified cough test result represented an independent risk factor for aspiration pneumonia. In addition, an abnormal simplified cough test was associated with an abnormal RSST, which suggested that silent aspiration might influence swallowing dysfunction.

The utility of the cough test, in which patients orally inhale a mist of citric acid–physiological saline using a nebulizer for detecting silent aspiration, has previously been reported [14]. The utility was established by comparing the cough test with videofluoroscopic/videoendoscopic examinations, which are the gold standard evaluations. A previous systematic review of methods of citric acid cough reflex testing employed in 129 studies found that instrumentation and protocols differed widely across studies [23]. As mentioned earlier, in the original method, evoking up to 5 coughs within 1 minute was judged as normal; however, this test markedly strained patients. Therefore, Sato et al. [15] modified the test to judge the cough reflex within 30 seconds, and found that coughing within 30 seconds was a threshold for detecting silent aspiration in aspirator patients (sensitivity, 92%; specificity, 94%). The usefulness of this simplified cough test has been validated by Lee et al. [16], who measured the time to the first cough as the latency and found a threshold of 28.12 seconds for predicting silent aspiration in an aspirator cohort (sensitivity, 87.1%; specificity, 66.7%). Moreover, Lee et al. reported that a cut-off value of 28.12 seconds rather than 60 seconds was sufficient to predict silent aspiration in a dysphagic patient cohort (sensitivity, 87.1%; specificity, 70.0%) as well as in an aspirator patient cohort. These reports suggest that a cut-off time of about 30 seconds is the most suitable for detecting silent aspiration. Thus, the simplified cough test is an appropriate screening test, as it can be rapidly performed while the patient is in a supine position, and with minimal patient cooperation.

Here, we compared the predictive values of several bedside tests for pneumonia in patients with acute stroke. Among the RSST, MWST, and simplified cough test, none had a sensitivity high enough to make the test useful as a screening test for the risk of pneumonia in this patient population. However, combining these three tests raised the sensitivity to 88.2%. Among our 226 patients, 17 patients developed pneumonia, of whom 10 patients had an abnormal simplified cough test result. Among these 10 patients, 6 patients had a normal RSST or MWST test result, which revealed that conventional bedside screening tests cannot predict the risk of aspiration pneumonia adequately. These findings suggest that the simplified cough test should be added to the existing bedside screening tests.

Our results are in line with those of a prior report demonstrating that the simplified cough test does not seem to be a useful standalone tool to screen for silent aspiration in patients with subacute stroke and suspected dysphagia [24]. In the present study, the subjects were patients with acute-phase stroke; in this phase, many patients do not have the protective cough reflex. In fact, all patients in our study who were diagnosed with pneumonia and had an abnormal simplified cough test result developed pneumonia within 10 days of admission. The simplified cough test is therefore more useful in the acute phase of stroke than in the subacute or chronic phase. Moreover, in this study, the endpoint was defined as pneumonia onset. In many studies, silent aspiration was evaluated by videofluoroscopic examination. However, this test may not reflect the actual situation. Thus, to predict pneumonia onset, the simplified cough test may be a useful tool. Further repeated and time-series examinations that include both the simplified cough test and videofluoroscopic evaluation should be performed in the future.

In this study, the association between medications (angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol) and the result of simplified cough test or pneumonia onset was not detected. It has been reported that angiotensin-converting enzyme inhibitor promotes cough reflex and prevents pneumonia [19]. Beta blocker promotes bronchospasm and cough [20]. In addition, cilostazol which is an antiplatelet drug and inhibits phosphodiesterase, evokes cough [21]. In this study, we evaluated the patients in acute phase of stroke and the study period was short. Selection bias and the period of evaluation might influence on these results.

This study had several limitations. First, the study was conducted in a single institution, and thus may be biased by the single-center effect and clustering of observations. In fact, the median NIHSS score and the frequency of abnormal cough test were relatively low. One of the reasons was that the severe stroke patients were excluded with the criteria of this study. Sampling bias may also exist. Future multicenter collaborative research is needed to eliminate such effects. Second, the simplified cough test is only one component of the diagnosis of swallowing-related disorder. In this study, we could not compare the simplified cough test with the other instrumental swallowing examinations. However, there are previous reports which revealed the relationship between the simplified cough test and videofluoroscopic examination [12, 13, 15, 16]. While videofluoroscopic or videoendoscopic evaluations of swallowing have been used as the gold standard for evaluating aspiration, these methods have limitations, such as exposure to radiation and difficulties in conducting the examinations in disabled patients [25]. Additionally, it is not possible to perform videofluoroscopic examinations for all patients with acute stroke. Hence, it is valuable to be able to evaluate the risk of swallowing dysfunction and aspiration by using a combination of simple modalities at the bedside [9].

In this study, we showed that the simplified cough test is useful for predicting aspiration pneumonia. On the other hand, it is also important to develop a management in prevention of aspiration pneumonia. If the simplified cough test is abnormal, the risk of silent aspiration is high. Then, the patients should be carefully monitored the state of respiration such as peripheral capillary oxygen saturation. Previous reports emphasized the effective management protocol based on the results of cough reflex test [26, 27]. Miles et al. could not show improvement of pneumonia and mortality using the cough reflex test [26]. Conversely, Perry et al. made a strict flow chart for dysphagia and silent aspiration, which resulted in decreasing the frequency of pneumonia [27]. Also, in the point of rehabilitation, voluntary cough skill training is useful to improve the cough reflex in Parkinson’s disease rehabilitation [28]. In addition, the improvement of sensitivity of respiratory tract should be considered. There are several methods to enhance the strength of swallowing related muscle, whereas there are few methods to enhance the sensory function. Recently, the electrical therapeutic machine to stimulate the sensory nerve of pharyngeal and laryngeal mucosa has been developed [29]. Such an instrument will be expected to prevent silent aspiration and pneumonia. Further trial should be performed.

Conclusions

The simplified cough test is a strong indicator for predicting pneumonia development in patients with acute stroke. Therefore, the simplified cough test should be added to the existing bedside screening tests to gauge the risk of pneumonia, allowing appropriate and timely intervention.

Supporting information

S1 Data. All relevant data of the study.

(XLSX)

Acknowledgments

We would like to sincerely thank the staff at Suiseikai Kajikawa Hospital for their technical assistance.

Data Availability

All relevant data is within the Supporting Information file.

Funding Statement

The authors received no specific funding for this work.

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  • 20.Uzubalis RI, Frewin DB, Bushell MK, McEvoy RD (1989) The effect of angiotensin converting enzyme inhibitors (ACE-I) and selective beta 1-antagonists on bronchial reactivity and the cough reflex in man. Eur J Clin Pharmacol 37: 467–470. 10.1007/BF00558125 [DOI] [PubMed] [Google Scholar]
  • 21.Shinohara Y (2006) Antiplatelet cilostazol is effective in the prevention of pneumonia in ischemic stroke patients in the chronic stage. Cerebrovasc Dis 22: 57–60. 10.1159/000092922 [DOI] [PubMed] [Google Scholar]
  • 22.Harms H, Hoffmann S, Malzahn U, Ohlraun S, Heuschmann P, et al. (2012) Decision-making in the diagnosis and treatment of stroke-associated pneumonia. J Neurol Neurosurg Psychiatry 83: 1225–1230. 10.1136/jnnp-2012-302194 [DOI] [PubMed] [Google Scholar]
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  • 26.Miles A, Zeng IS, McLauchlan H, Huckabee ML (2013) Cough reflex testing in Dysphagia following stroke: a randomized controlled trial. J Clin Med Res 5: 222–233. 10.4021/jocmr1340w [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 27.Perry SE, Miles A, Fink JN, Huckabee ML (2019) The Dysphagia in Stroke Protocol Reduces Aspiration Pneumonia in Patients with Dysphagia Following Acute Stroke: a Clinical Audit. Transl Stroke Res 10: 36–43. 10.1007/s12975-018-0625-z [DOI] [PubMed] [Google Scholar]
  • 28.Curtis JA, Dakin AE, Troche MS (2020) Respiratory-Swallow Coordination Training and Voluntary Cough Skill Training: A Single-Subject Treatment Study in a Person With Parkinson's Disease. J Speech Lang Hear Res 63: 472–486. 10.1044/2019_JSLHR-19-00207 [DOI] [PubMed] [Google Scholar]
  • 29.Nagami S, Maeda K, Fukunaga S, Ikeno M, Oku Y (2019) Safety of transcutaneous electrical sensory stimulation of the neck in terms of vital parameters in dysphagia rehabilitation. Sci Rep 9: 13481 10.1038/s41598-019-49954-9 [DOI] [PMC free article] [PubMed] [Google Scholar]

Decision Letter 0

Muhammad Adrish

18 Aug 2020

PONE-D-20-20611

Simplified cough test can predict the risk for pneumonia in patients with acute stroke

PLOS ONE

Dear Dr. Nakamori,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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**********

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Reviewer #1: Aspiration pneumonia is a critical issue in patients with stroke. The authors investigated the association

between the results of a simplified cough test, aspiration risk and pneumonia onset in

226 patients with acute stroke. No patient had pneumonia before stroke onset.

For the simplified cough test, performed on admission, patients orally inhaled a mist of 1% citric acid–

physiological saline using a portable mesh nebulizer. When the first cough was evoked or if it remained

absent for 30 seconds (indicating an abnormal result), the test was ended. Patients also completed the

repetitive saliva swallowing test (RSST) and modified water swallowing test. Patients were monitored for

pneumonia signs for 30 days following admission. Eighteen patients exhibited an abnormal simplified cough

test result. On multivariate analysis, an abnormal RSST result was independently associated with an

abnormal simplified cough test result. Seventeen patients developed pneumonia.

Statistical analysis revealed that the simplified cough test had predictive

power for pneumonia onset (hazard ratio, 10.52). Seventeen patients developed pneumonia, of whom 10 patients had an abnormal simplified cough test result. Among these 10 patients, 6 patients had a normal RSST or MWST test result, which revealed that conventional bedside screening tests cannot predict the risk of aspiration pneumonia adequately. These findings suggested that the simplified cough test should be added to the existing bedside screening tests.

The authors concluded that the simplified cough test is a strong indicator for predicting

the pneumonia development in patients with acute stroke and that it should be added to existing

bedside screening tests for predicting pneumonia risk, allowing

appropriate and timely intervention. In addition, an abnormal simplified cough test

was associated with an abnormal RSST, which suggested that silent aspiration might

influence swallowing dysfunction.

General comments:

This is an interesting study. Mainly, it describes a simple, noninvasive and inexpensive means of assessing

risk for aspiration and pneumonia in patients with acute stroke as an alternative to videoesophagofluoroscopy/endoscopy.

The paper is well-constructed, and contains the necessary sections of introduction, question asked, methods, results, discussion and conclusions.

Specific comments:

1. Since patients were admitted with acute stroke, I would assume many, if not all, had hypertension and were being treated for it. Were any patients receiving beta-blockers or ACE inhibitors?

Both classes of medications are known to cause bronchospasm and/or cough which potentially could make the airways more reactive and lower threshold for cough.

2. Were patients with neuromuscular disorders also excluded? They often have bulbar dysfunction and may be hard to distinguish from strokes with brain stem involvement.

3. Tables should be placed at the end of the paper, rather than amongst the text.

4. Line 149: Small point, but in Table 1, the age of all 226 patients is said to be 72.8 ± 13.1, but the age of the 208 “normal” subjects was 74.2 ± 15.9. Since this is the larger group by far, I would expect the overall mean to be closer to 74 rather than to 72.8. Please check the calculations. In all the other variables, the overall mean is closer to the “normal” means.

Reviewer #2: This paper is very interesting because it focuses on a convenient method available at the bedside. It will be more valuable with some modifications.

1, Please clarify the concrete method how to prepare the orally inhaled a mist of 1% citric acid. Is it made of medical drug or general product?

2, Was the NIHSS measured only once? Or was it measured repeatedly? Please tell me how many times the authors evaluated on average per patients.

3, I think it is better to clarify the interventions of the stroke to each patient.

4, If the simplified cough test is positive, what should clinicians be careful of in daily medical care? Is there any specific methods to prevent aspiration pneumonia? Please suggest such contents in discussion.

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2020 Sep 29;15(9):e0239590. doi: 10.1371/journal.pone.0239590.r002

Author response to Decision Letter 0


26 Aug 2020

We appreciate your advice. The manuscript has been revised as follows.

Response to the editor

Comment 1: Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response 1: We have ensured that the manuscript meets PLOS ONE's style requirements.

Comment 2: Thank you for stating the following financial disclosure: [N/A]. At this time, please address the following queries:

a. Please clarify the sources of funding (financial or material support) for your study. List the grants or organizations that supported your study, including funding received from your institution.

b. State what role the funders took in the study. If the funders had no role in your study, please state: “The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

c. If any authors received a salary from any of your funders, please state which authors and which funders.

d. If you did not receive any funding for this study, please state: “The authors received no specific funding for this work.”

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

Response 2: We have added the following sentence in the Funding section and included the statement in the cover letter:

The authors received no specific funding for this work.

Comment 3: Thank you for stating the following in your Competing Interests section: [N/A]. Please complete your Competing Interests on the online submission form to state any Competing Interests. If you have no competing interests, please state "The authors have declared that no competing interests exist.", as detailed online in our guide for authors at http://journals.plos.org/plosone/s/submit-now

This information should be included in your cover letter; we will change the online submission form on your behalf.

Response 3: We have added the following sentence in the Competing Interests section and included this statement in the cover letter:

The authors have declared that no competing interests exist.

Response to the reviewers

Reviewer #1: Aspiration pneumonia is a critical issue in patients with stroke. The authors investigated the association between the results of a simplified cough test, aspiration risk and pneumonia onset in 226 patients with acute stroke. No patient had pneumonia before stroke onset.

For the simplified cough test, performed on admission, patients orally inhaled a mist of 1% citric acid–physiological saline using a portable mesh nebulizer. When the first cough was evoked or if it remained absent for 30 seconds (indicating an abnormal result), the test was ended. Patients also completed the repetitive saliva swallowing test (RSST) and modified water swallowing test. Patients were monitored for pneumonia signs for 30 days following admission. Eighteen patients exhibited an abnormal simplified cough test result. On multivariate analysis, an abnormal RSST result was independently associated with an abnormal simplified cough test result. Seventeen patients developed pneumonia. Statistical analysis revealed that the simplified cough test had predictive power for pneumonia onset (hazard ratio, 10.52). Seventeen patients developed pneumonia, of whom 10 patients had an abnormal simplified cough test result. Among these 10 patients, 6 patients had a normal RSST or MWST test result, which revealed that conventional bedside screening tests cannot predict the risk of aspiration pneumonia adequately. These findings suggested that the simplified cough test should be added to the existing bedside screening tests. The authors concluded that the simplified cough test is a strong indicator for predicting the pneumonia development in patients with acute stroke and that it should be added to existing bedside screening tests for predicting pneumonia risk, allowing appropriate and timely intervention. In addition, an abnormal simplified cough test was associated with an abnormal RSST, which suggested that silent aspiration might influence swallowing dysfunction.

General comments:

This is an interesting study. Mainly, it describes a simple, noninvasive and inexpensive means of assessing risk for aspiration and pneumonia in patients with acute stroke as an alternative to videoesophagofluoroscopy/endoscopy. The paper is well-constructed, and contains the necessary sections of introduction, question asked, methods, results, discussion and conclusions.

Specific comments:

Comment 1: Since patients were admitted with acute stroke, I would assume many, if not all, had hypertension and were being treated for it. Were any patients receiving beta-blockers or ACE inhibitors? Both classes of medications are known to cause bronchospasm and/or cough which potentially could make the airways more reactive and lower threshold for cough.

Response 1: We appreciate this important suggestion. Some drugs tend to promote cough reflex. We analyzed the usage of ACE inhibitors and beta-blockers as well as cilostazol. Then, we statistically analyzed their influence on the result of the simplified cough test. In this study, we could not find an association between these drugs and the simplified cough test or pneumonia onset. We considered this was possibly due to the fact that these evaluations were performed in the acute phase of stroke. We added sentences in Methods, Results, and Discussion sections as follows.

Page 6, Lines 121-123,

In addition, the medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol (antiplatelet drug inhibiting phosphodiesterase), which promote cough reflex were investigated [19-21].

Page 7, Lines 160-162,

The medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol were not associated with the results of simplified cough test.

Page 11, Lines 178-179,

The medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol were not associated with the results of pneumonia onset.

Pages 16-17, Lines 262-269,

In this study, the association between medications (angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol) and the result of simplified cough test or pneumonia onset was not detected. It has been reported that angiotensin-converting enzyme inhibitor promotes cough reflex and prevents the pneumonia [19]. Beta blocker promotes bronchospasm and cough [20]. In addition, cilostazol which is an antiplatelet drug and inhibits phosphodiesterase, evokes cough [21]. In this study, we evaluated the patients in acute phase of stroke and the study period was short. Selection bias and the period of evaluation might influence on these results.

19. Sekizawa K, Matsui T, Nakagawa T, Nakayama K, Sasaki H (1998) ACE inhibitors and

pneumonia. Lancet 352: 1069.

20. Uzubalis RI, Frewin DB, Bushell MK, McEvoy RD (1989) The effect of angiotensin converting

enzyme inhibitors (ACE-I) and selective beta 1-antagonists on bronchial reactivity and the

cough reflex in man. Eur J Clin Pharmacol 37: 467-470.

21. Shinohara Y (2006) Antiplatelet cilostazol is effective in the prevention of pneumonia in

ischemic stroke patients in the chronic stage. Cerebrovasc Dis 22: 57-60.

Comment 2: Were patients with neuromuscular disorders also excluded? They often have bulbar dysfunction and may be hard to distinguish from strokes with brain stem involvement.

Response 2: We excluded patients with neuromuscular disease. In addition, we also excluded the patients who had received an operation or endovascular treatment, because they had received anesthetic drugs or sedatives. We added sentences to the Methods section as follows.

Page 5, Lines 90-94,

We excluded patients who were not eating food before stroke onset, who were in a coma (best eye response score on the Glasgow coma scale of 1), who had received an operation or endovascular treatment, or who were on mechanical ventilation. Patients who had a history of neuromuscular disorders or asthma were also excluded.

Comment 3: Tables should be placed at the end of the paper, rather than amongst the text.

Response 3: According to the rules for submission to PLOS ONE, we must place the tables within the text.

Comment 4: Line 149: Small point, but in Table 1, the age of all 226 patients is said to be 72.8 ± 13.1, but the age of the 208 “normal” subjects was 74.2 ± 15.9. Since this is the larger group by far, I would expect the overall mean to be closer to 74 rather than to 72.8. Please check the calculations. In all the other variables, the overall mean is closer to the “normal” means.

Response 4: We apologize that we wrote the reverse values of “normal” and “abnormal” patients. We revised and rechecked all other calculations and made the appropriate corrections.

Reviewer #2: This paper is very interesting because it focuses on a convenient method available at the bedside. It will be more valuable with some modifications.

Comment 1: Please clarify the concrete method how to prepare the orally inhaled a mist of 1% citric acid. Is it made of medical drug or general product?

Response 1: We appreciate your suggestion. We rewrote the sentence. Citric acid is not a medical drug and was purchased from a pharmaceutical company. We added to the Methods section as follows.

Page 5, Lines 98-99,

Citric acid was purchased from Kenei Pharmaceutical Co., Ltd. (Osaka, Japan).

Comment 2: Was the NIHSS measured only once? Or was it measured repeatedly? Please tell me how many times the authors evaluated on average per patients.

Response 2: We appreciate your suggestion. In our institution, two stroke specialists examined the patients on admission and determined the NIHSS score. After admission, all patients were routinely evaluated again 3 hours, 6 hours, 12 hours, and 24 hours later by staff. In this article, we recorded the NIHSS score on admission at the same time of simplified cough test. We added in Methods section as follows.

Page 6, Line 117,

Two stroke specialists evaluated the stroke severity of the patients on admission.

Comment 3: I think it is better to clarify the interventions of the stroke to each patient.

Response 3: We appreciate your suggestion. In this study, patients who had operations performed including endovascular therapy were excluded because they had received anesthesia or sedation. Drugs such as beta-blockers, ACE inhibitors, and cilostazol tend to evoke coughs. Thus, we evaluated the usage of these drugs, and we statistically analyzed their influence on the results. We modified Tables 1 and 2 and added the following sentences to the Methods, Results, and Discussion sections as follows.

Page 5, Lines 90-94,

We excluded patients who were not eating food before stroke onset, who were in a coma (best eye response score on the Glasgow coma scale of 1), who received the operation or endovascular treatment or who were on mechanical ventilation. Patients who had a history of neuromuscular disorders and asthma were also excluded.

Page 6, Lines 121-123,

In addition, the medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol (antiplatelet drug inhibiting phosphodiesterase), which promote cough reflex were investigated [19-21].

Page 7, Lines 160-162,

The medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol were not associated with the results of simplified cough test.

Page 10, Lines 177-178,

The medications of angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol were not associated with the results of pneumonia onset.

Pages 16-17, Lines 262-269,

In this study, the association between medications (angiotensin-converting enzyme inhibitor, beta blocker, and cilostazol) and the result of simplified cough test or pneumonia onset was not detected. It has been reported that angiotensin-converting enzyme inhibitor promotes cough reflex and prevents the pneumonia [19]. Beta blocker promotes bronchospasm and cough [20]. In addition, cilostazol which is an antiplatelet drug and inhibits phosphodiesterase, evokes cough [21]. In this study, we evaluated the patients in acute phase of stroke and the study period was short. Selection bias and the period of evaluation might influence on these results.

19. Sekizawa K, Matsui T, Nakagawa T, Nakayama K, Sasaki H (1998) ACE inhibitors and

pneumonia. Lancet 352: 1069.

20. Uzubalis RI, Frewin DB, Bushell MK, McEvoy RD (1989) The effect of angiotensin converting

enzyme inhibitors (ACE-I) and selective beta 1-antagonists on bronchial reactivity and the

cough reflex in man. Eur J Clin Pharmacol 37: 467-470.

21. Shinohara Y (2006) Antiplatelet cilostazol is effective in the prevention of pneumonia in

ischemic stroke patients in the chronic stage. Cerebrovasc Dis 22: 57-60.

Comment 4: If the simplified cough test is positive, what should clinicians be careful of in daily medical care? Is there any specific methods to prevent aspiration pneumonia? Please suggest such contents in discussion.

Response 4: We appreciate your suggestion. If the simplified cough test is abnormal, the risk of silent aspiration is high. Then, patients should be carefully monitored as to the state of respiration, such as peripheral capillary oxygen saturation. In addition, the improvement of sensitivity of respiratory tract should be considered. There are several methods to enhance the strength of swallowing related muscles, whereas there are few methods to enhance sensory function. Recently, an electrical therapeutic machine to stimulate the sensory nerve of pharyngeal and laryngeal mucosa has been developed. Such an instrument will be expected to prevent silent aspiration and pneumonia. Further trials should be performed. We added these discussion as follows.

Page 17, Lines 286-301

In this study, we showed that the simplified cough test is useful for predicting aspiration pneumonia. On the other hand, it is also important to develop a management in prevention of aspiration pneumonia. If the simplified cough test is abnormal, the risk of silent aspiration is high. Then, the patients should be carefully monitored the state of respiration such as peripheral capillary oxygen saturation. Previous reports emphasized the effective management protocol based on the results of cough reflex test [26,27]. Miles et al. could not show improvement of pneumonia and mortality using the cough reflex test [26]. Conversely, Perry et al. made a strict flow chart for dysphagia and silent aspiration, which resulted in decreasing the frequency of pneumonia [27]. Also, in the point of rehabilitation,voluntary cough skill training is useful to improve the cough reflex in Parkinson’s disease rehabilitation [28]. In addition, the improvement of sensitivity of respiratory tract should be considered. There are several methods to enhance the strength of swallowing related muscle, whereas there are few methods to enhance the sensory function. Recently, the electrical therapeutic machine to stimulate the sensory nerve of pharyngeal and laryngeal mucosa has been developed [29]. Such an instrument will be expected to prevent silent aspiration and pneumonia. Further trial should be performed.

26. Miles A, Zeng IS, McLauchlan H, Huckabee ML (2013) Cough reflex testing in Dysphagia

following stroke: a randomized controlled trial. J Clin Med Res 5: 222-233.

27. Perry SE, Miles A, Fink JN, Huckabee ML (2019) The Dysphagia in Stroke Protocol Reduces

Aspiration Pneumonia in Patients with Dysphagia Following Acute Stroke: a Clinical Audit.

Transl Stroke Res 10: 36-43.

28. Curtis JA, Dakin AE, Troche MS (2020) Respiratory-Swallow Coordination Training and

Voluntary Cough Skill Training: A Single-Subject Treatment Study in a Person With

Parkinson's Disease. J Speech Lang Hear Res 63: 472-486.

29. Nagami S, Maeda K, Fukunaga S, Ikeno M, Oku Y (2019) Safety of transcutaneous electrical

sensory stimulation of the neck in terms of vital parameters in dysphagia rehabilitation. Sci Rep

9: 13481.

Attachment

Submitted filename: response_to_reviewer_submission.docx

Decision Letter 1

Muhammad Adrish

10 Sep 2020

Simplified cough test can predict the risk for pneumonia in patients with acute stroke

PONE-D-20-20611R1

Dear Dr. Nakamori,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Muhammad Adrish

Academic Editor

PLOS ONE

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #1: Reviewers' comments have been addressed. Paper is more clear and precise now.

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Reviewer #2: (No Response)

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Reviewer #2: No

Acceptance letter

Muhammad Adrish

14 Sep 2020

PONE-D-20-20611R1

Simplified cough test can predict the risk for pneumonia in patients with acute stroke

Dear Dr. Nakamori:

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Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Muhammad Adrish

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Data. All relevant data of the study.

    (XLSX)

    Attachment

    Submitted filename: response_to_reviewer_submission.docx

    Data Availability Statement

    All relevant data is within the Supporting Information file.


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