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. 2020 Sep 28;5(9):961–968. doi: 10.1016/j.jacbts.2020.05.006

Mutual Antagonism of Hypoxia-Inducible Factor Isoforms in Cardiac, Vascular, and Renal Disorders

Milton Packer a,b,
PMCID: PMC7524787  PMID: 33015417

Highlights

  • HIF-1α and HIF-2α promote cellular adaptation to acute hypoxia, but during prolonged activation, these isoforms exert mutually antagonistic effects on the redox state and on proinflammatory pathways.

  • Imbalances in HIF-1α and HIF-2α may contribute to the evolution and progression of chronic cardiac, vascular, and renal disorders.

  • Selective activation of HIF-2α can be achieved with drugs that inhibit isoform-selective PHDs or that promote the redox sensor, SIRT-1 (e.g., SGLT2 inhibitors).

Key Words: cobalt chloride, hypoxia-inducible factor-1α, hypoxia-inducible factor-2α, roxadustat, sodium-glucose cotransporter 2 inhibitors

Abbreviations and Acronyms: HIF, hypoxia inducible factor; PHD, prolyl hydroxylase; SGLT2, sodium-glucose cotransporter 2; SIRT1, sirtuin-1

Summary

Hypoxia-inducible factor (HIF)-1α and HIF-2α promote cellular adaptation to acute hypoxia, but during prolonged activation, these isoforms exert mutually antagonistic effects on the redox state and on proinflammatory pathways. Sustained HIF-1α signaling can increase oxidative stress, inflammation, and fibrosis, actions that are opposed by HIF-2α. Imbalances in the interplay between HIF-1α and HIF-2α may contribute to the progression of chronic heart failure, atherosclerotic and hypertensive vascular disorders, and chronic kidney disease. These disorders are characterized by activation of HIF-1α and suppression of HIF-2α, which are potentially related to mitochondrial and peroxisomal dysfunction and suppression of the redox sensor, sirtuin-1. Hypoxia mimetics can potentiate HIF-1α and/or HIF-2α; ideally, such agents should act preferentially to promote HIF-2α while exerting little effect on or acting to suppress HIF-1α. Selective activation of HIF-2α can be achieved with drugs that: 1) inhibit isoform-selective prolyl hydroxylases (e.g., cobalt chloride and roxadustat); or 2) promote the actions of the redox sensor, sirtuin-1 (e.g., sodium-glucose cotransporter 2 inhibitors). Selective HIF-2α signaling through sirtuin-1 activation may explain the effect of sodium-glucose cotransporter 2 inhibitors to simultaneously promote erythrocytosis and ameliorate the development of cardiomyopathy and nephropathy.

Central Illustration

graphic file with name fx1.jpg


Hypoxia-inducible factors (HIFs) enhance adaptation to oxygen-related stress by promoting oxygen delivery and reducing oxygen consumption. These transcription factors are heterodimers that consist of a constitutively expressed HIF-1β subunit and an inducible oxygen-sensitive subunit (HIF-1α or HIF-2α). HIF-1α and HIF-2α have a 48% amino acid sequence identity and possess similar protein structures and functional domains, but they have distinct mechanisms of regulation and spatial expression patterns and differ meaningfully in their cellular actions (1,2).

Despite an identical DNA consensus recognition sequence, DNA binding does not correspond to increased transcriptional activity, and each isoform loads at a distinct repertoire of cell type−specific sites across the genome (3). HIF-1α is a universal master regulator for hypoxia-inducible gene expression and is expressed in a wide range of cell types (2,4). In contrast, HIF-2α is expressed selectively, that is, primarily in alveolar epithelial cells in the lung, specialized peritubular interstitial cells in the kidney, in hepatic parenchymal cells, and in endothelial cells in the heart (4, 5, 6, 7). Furthermore, the expression of HIF-1α is highly sensitive to environmental oxygen, and inactivation of HIF-1α completely abolishes induction of HIF target genes (2). In contrast, the expression of HIF-2α is less influenced by acute changes in oxygen tension (4−6,8) but its activity is upregulated by cellular stress and hypoxia mimetics. Although both HIF-1α and HIF-2α can modulate the transcription of the same genes, the 2 isoforms often do so in an opposing manner (9,10). Thus, the ability of HIF-1α and HIF-2α to activate specific target genes is highly context-dependent, particularly with respect to the inciting stimulus and cell type (2).

The activities of HIF-1α and HIF-2α are upregulated both by hypoxia and by drugs that mimic hypoxia under normoxic conditions (e.g., cobalt chloride) (4,6,11). Oxygen influences the activity of these isoforms by directly modulating the activation of a family of 3 prolyl hydroxylases (PHD1, PHD2, and PHD3) that function to degrade the 2 transcription factors; the PHDs are sensitive to environmental oxygen, and thus, act as oxygen sensors (12, 13, 14). Inhibition of these PDHs by hypoxia leads to stabilization of one or both HIFs, which leads to enhanced HIF signaling. However, PHD1, PHD2, and PHD3 differ meaningfully with respect to their expression profiles, subcellular localization, and their effects on HIF-1α or HIF-2α (15,16).

Therefore, despite the structural homology of HIF-1α and HIF-2α, differences in cellular and subcellular expression patterns, upstream regulators, and sensitivity to degradative enzymes explain why HIF-1α and HIF-2α exert highly distinctive effects under a range of specific conditions. In general, HIF-1α promotes the transcription of proteins that decrease oxygen use and increase angiogenesis, whereas HIF-2α is the primary stimulus for erythropoietin synthesis (17,18). In addition, under conditions of prolonged cellular stress, HIF-1α and HIF-2α exert diametrically opposing actions on critical pathways that determine the balance between health and disease, especially in the development of chronic cardiac, vascular, and renal disorders (9,10). As a result, switching from the expression of one isoform to another appears to play a role in the pathogenesis of many diseases and may mediate the effects of treatment (19).

Oxygen-Related Activation of HIF-1α and HIF-2α and the Interplay of These Isoforms to Modulating the Cellular Redox State and the Inflammatory Set Point

During commonly encountered physiological states, a reduction in environmental oxygen enhances signaling through both HIF-1α and HIF-2α. However, under the pathological conditions that prevail in many chronic cardiac, renal, and vascular disorders, HIF signaling is also stimulated by abnormalities in mitochondria and peroxisomes, the most important oxygen-consuming organelles in cells. Derangements in these cellular constituents redirects the use of oxygen toward the generation of reactive oxygen species, which (like hypoxia) has a direct effect to inhibit PDHs (20). The activation of HIFs by oxidative stress is dependent on the presence of mitochondria that are capable of consuming oxygen and generating reactive oxygen species (20,21). Therefore, the organellar dysfunction that characterizes many chronic diseases appears to play a critical role in enhancing HIF signaling.

Once activated by oxygen-related organellar stresses, HIF-1α and HIF-2α act to mute these stresses by reducing the amount of oxygen consumed by mitochondria and peroxisomes, both directly and indirectly. HIF-1α directly inhibits both the biogenesis and oxidative functions of mitochondria (22). In addition, both HIF-1α and HIF-2α promote autophagy, a lysosome-dependent degradative pathway that mediates the clearance of dysfunctional organelles. HIF-1α enhances the autophagic clearance of damaged mitochondria (mitophagy) (23), whereas HIF-2α stimulates the autophagic disposal of injured peroxisomes (pexography) (24). Therefore, once activated by oxygen-related stress, HIF-1α and HIF-2α signaling can act to reduce this stress, particularly that caused by the organellar dysfunction characteristic of chronic heart and renal disease.

Mutual antagonism between HIF-1α and HIF-2α in the regulation of redox state and in the modulation of proinflammatory and profibrotic pathways

Although the actions of HIF-1α and HIF-2α can be concordant, these isoforms exert mutually antagonistic effects on many aspects of cellular homeostasis (Figure 1). In particular, the interplay of HIF-1α and HIF-2α helps to determine the set point for the redox state of cells. HIF-2α hypomorphic mice showed increased HIF-1α and an oxidized intracellular redox state, which was accompanied by exaggerated hypoxic sensitivity and was reversed by a HIF-1α inhibitor or a superoxide scavenger (25). Conversely, HIF-1α hypomorphic mice demonstrated increased levels of HIF-2α and a reduced intracellular redox state, which was accompanied by blunted oxygen sensing and was corrected by a HIF-2α inhibitor (25). HIF-2α may reduce oxidative stress not only by promoting pexophagy but also by transactivating genes that encode for antioxidant enzymes (26). Disorders characterized regional and transient derangements in oxygen delivery can cause striking imbalances between HIF-1α and HIF-2α signaling; for example, chronic intermittent hypoxia activates HIF-1α (27) but downregulates HIF-2α (28).

Figure 1.

Figure 1

Mutually Reinforcing and Antagonistic Effects of the Actions of HIF Isoforms on the Determinants of Cellular Stress

The effects of hypoxia-inducible factor (HIF)-1α signaling to enhance adaption to acute hypoxia are immediate and short-lived, whereas the effects of HIF-1α signaling to promote oxidative stress, inflammation, and fibrosis are seen with sustained activation.

HIF-1α and HIF-2α also have mutual antagonistic effects on inflammation and fibrosis in diverse organs, including the heart, kidney, vasculature, and adipose tissue (29, 30, 31). HIF-1α promotes the activation of inducible nitric oxide synthase (a proinflammatory mediator) and enhances M1 macrophage polarization (a proinflammatory phenotype); both effects are opposed by the actions of HIF-2α (31). HIF-1α promotes (whereas HIF-2α inhibits) the actions of proinflammatory cytokines (32,33). The genes that encode for profibrotic chemokines and collagen deposition are activated by HIF-1α (34), whereas HIF-2α promotes collagen matrix degradation (35). Therefore, the balance between HIF-1α and HIF-2α may determine the set point for inflammation and fibrosis.

What influences the point of equilibrium between HIF-1α and HIF-2α? An important modulator of both isoforms is sirtuin-1 (SIRT1) (19), a nicotinamide adenine dinucleotide responsive deacetylase that serves as both as a redox rheostat and a nutrient and/or oxygen sensor. SIRT1 activation leads to downregulation of HIF-1α (36) but upregulation of HIF-2α (37); the latter effect is likely mediated by SIRT1-mediated deacetylation of HIF-2α. In many chronic disorders (e.g., obesity, diabetes, chronic heart failure, and chronic kidney disease), the activity of SIRT1 is suppressed (38,39), thus shifting the balance toward upregulation of HIF-1α and downregulation of HIF-2α. Conversely, activation of SIRT1 activation favors HIF-2α over HIF-1α, and SIRT1 has direct effects to preserve the integrity of mitochondria and peroxisomes similar to the actions of HIF-2α (40). For these reasons, SIRT1 is poised to act as a HIF-1α to HIF-2α switch (19).

Modulation of HIF-1α/HIF-2α Signaling in the Ischemic and Failing Heart

Following an abrupt decline in oxygen tension, activation of HIF-1α and HIF-2α promotes the adaptation of the myocardium to hypoxia; HIF upregulation ameliorates ischemia−reperfusion injury, whereas HIF downregulation exacerbates hypoxic dysfunction (41). Suppression of HIF-1α causes inadequate vascularization, and thus, decompensation of acute pressure overload or ischemic states (42).

However, enhanced HIF-1α signaling may not be beneficial in chronic heart failure, which is characterized by oxidative stress and SIRT1 suppression (Figure 2) (38). The action of HIF-1α to shift glucose metabolism from oxidative to glycolytic pathways limits cardiac performance because glycolysis is an inefficient mechanism of generating adenosine triphosphate; this shift also promotes lipid accumulation in cardiomyocytes, which leads to contractile dysfunction (43). Moreover, HIF-1α impairs mitochondrial biogenesis, further limiting the generation of adenosine triphosphate (22). HIF-1α can also promote hypertrophy and inflammation in cardiomyocytes (44, 45, 46) and may activate the sympathetic nervous system in chronic heart failure (47). For all of these reasons, marked, sustained, and isolated activation of HIF-1α acts to impair cardiac performance. Stabilization of HIF-1α at high levels leads to worsening myocardial function (48), and genetic overexpression of HIF-1α results in cardiomyopathy (49). Conversely, inhibition of HIF-1α slows the transition from cardiac hypertrophy to dilated cardiomyopathy (50). Therefore, it is interesting that expression of HIF-1α is increased in the failing heart, both experimentally and clinically (48,51). High circulating levels of HIF-1α are associated with a poor prognosis in patients with chronic heart failure (52), and drugs that are effective in treating heart failure can diminish the activation of HIF-1α (53).

Figure 2.

Figure 2

Upregulation of HIF-1α and Downregulation of HIF-2α in Chronic Cardiac, Vascular, and Renal Disorders

The effects of HIF-1α signaling to promote oxidative stress, inflammation, and fibrosis are seen with sustained activation. Abbreviation as in Figure 1.

In contradistinction to HIF-1α, activation of HIF-2α exerts protective effects in cardiomyocytes (54), and decreased HIF-2α expression is accompanied by inflammasome activation in the heart (55). Upregulation of HIF-2α occurs in myocardial regions most susceptible to ventricular remodeling, perhaps as an adaptive response (56). Despite these observations, little is known about the role of HIF-2α in chronic heart failure.

Modulation of HIF-1α/HIF-2α Signaling in Vascular Disorders

Hypertension and atherosclerosis involve increased sheer stress as well as hypoxia and inflammation in the arterial wall. Increased intravascular pressures and the medial infiltration by inflammatory cells promotes the activation of HIF-1α (Figure 2) (57). Upregulation of HIF-1α in macrophages, vascular smooth muscle, and endothelial cells has been implicated in the pathogenesis of neointimal proliferation, medial hypertrophy, and activation of proinflammatory pathways, and thus, the progression of atherosclerosis (58, 59, 60). Genetic silencing of HIF-1α in macrophages and vascular smooth muscle cells attenuates vascular inflammation, mitigating the deleterious actions of oxidized lipoproteins and the formation of foam cells, as well as slowing development of atherosclerotic plaque (58,61). HIF-1α hypomorphic mice showed decreased production of proinflammatory cytokines and a shift in the polarization of macrophages from the M1 to the M2 phenotype, leading to amelioration of vascular remodeling (62). The proinflammatory and mitogenic effects of inducible nitric oxide synthase may be mediated by HIF-1α (63). Vascular wall hypoxia can promote arterial thrombus formation through activation of HIF-1α (64).

In contrast, upregulation of HIF-2α suppresses the development of neointimal proliferation and atherosclerosis (65); however, oxidized lipoproteins abolish the hypoxic induction of HIF-2α (66), raising the possibility that atherosclerosis represents a HIF-2α−deficient state. Activation of HIF-2α in the endothelium and media of coronary and renal arteries reduces the magnitude of tissue injury following experimental ischemia (67,68).

Modulation of HIF-1α /HIF-2α signaling in the diabetic and nondiabetic kidney

During acute renal ischemia or hypoxia, the activation of HIF-1α mitigates renal injury, potentially by promoting angiogenesis and tissue repair (69,70). Silencing of HIF-1α during low-oxygen tension states exacerbates renal tubular epithelial cell necrosis, and potentiation of HIF-1α prevents this injurious effect (71). Upregulation of endothelial HIF-2α can exert a similar reno-protective action during acute ischemia (68).

However, prolonged HIF-1α activation exerts deleterious effects on the kidney, even if the causal mechanism is hypoxia or ischemia (Figure 2) (72). Sustained upregulation of HIF-1α promotes epithelial to mesenchymal transition in renal tubular epithelial cells (73). In chronic kidney disease, sustained signaling through HIF-1α promotes proinflammatory and profibrotic pathways in the glomerulus and renal tubules (72,74,75), which is characterized by activation of inflammation-related cytokines, profibrotic gene transcription, macrophage infiltration and collagen deposition, mesangial cell proliferation, and tubulo-interstitial inflammation (74, 75, 76, 77). Experimental suppression of HIF-1α attenuates mesangial matrix expansion and glomerulosclerosis and alleviates tubulointerstitial fibrosis (75,76,78).

Although HIF-1α promotes inflammation, activation of HIF-2α mutes inflammation and reduces injury in renal tissues (68,79). Chronic kidney disease is characterized by upregulation of HIF-1α but down-regulation of HIF-2α (30,79,80), and the deficiency in HIF-2α likely explains why chronic kidney disease is accompanied by blunted production of erythropoietin and anemia (81), and why impaired erythropoietin synthesis is accompanied by increased inflammatory and angiogenic markers (82). The interplay between HIF-1α and HIF-2α may be particularly important in diabetes (78), because hyperglycemia and advanced glycation end products directly promote the transcription of HIF-1α in glomerular and renal tubular cells (83,84). In addition, SIRT1 signaling (along with its ability to inhibit HIF-1α and activate HIF-2α) is impaired in the diabetic kidney (38,39).

Effect of Hypoxia Mimetics (PHD Inhibitors and SIRT1 Activators) on Chronic Cardiac, Renal, and Vascular Injury

Hypoxia mimetics enhance the activity of HIF-1α and/or HIF-2α, most commonly by inhibiting 1 or some of the 3 PHDs that are responsible for degradation of the isoforms. PHDs differ with respect to their expression profiles, subcellular localization, and effects on HIF-1α or HIF-2α. Inhibition of PHD2 acts primarily to boost the activity of HIF-1α (85), whereas PHD3 acts preferentially on HIF-2α (16,86,87). Hypoxia mimetics that increase the production of erythropoietin and that can treat anemia (e.g., cobalt chloride and roxadustat) inhibit PHD3 (3,85,88), although they may also suppress other PHDs (depending on dose). Drugs that selectively inhibit PHD1, PHD2, or PHD3 have been developed (Central Illustration), but studies of PHD inhibition have not often assessed the degree of selectivity. For example, most reports of the effects of cobalt chloride in experimental organ injury have been difficult to interpret, because they often failed to measure the effect of the drug on both HIF isoforms.

Central Illustration.

Central Illustration

Mechanisms of Selective HIF-2α Activation by Drugs That Enhance Sirtuin-1 Signaling or Exert Preferential Inhibitory Effects on Certain Prolyl Hydroxlyases

The 2 HIF isoforms exert opposing effects on cellular stress and proinflammatory pathways, and thus, on the development of chronic cardiac, vascular and renal diseases. HIF = hypoxia-inducible factor isoform; SGLT2= sodium-glucose cotransporter 2.

Selective changes in the relative activities of HIF-1α and HIF-2α can also be achieved by modulating the activity of SIRT(1,19) because SIRT1 upregulation enhances signaling through HIF-2α, but suppresses the activity of HIF-1α (Central Illustration) (36,37). Resveratrol, a SIRT1 activator, inhibits HIF-1α in diverse tissues (89,90). Suppression of HIF-1α in the kidney by resveratrol diminishes inflammation and fibrosis in glomerular mesangial cells and ameliorates tubulointerstitial injury (90,91). Furthermore, the action of resveratrol to downregulate HIF-1α in cardiomyocytes reduces hypoxic injury (92). Resveratrol also increases erythropoietin (93), which is presumably related to an action on HIF-2α, although the effect of resveratrol on HIF-2α signaling has been directly studied.

Similarly, sodium-glucose cotransporter 2 (SGLT2) inhibitors that are used to treat type 2 diabetes have important cardioprotective and reno-protective effects, both experimentally and clinically (38,39). These drugs appear to activate SIRT1 and its downstream effectors by virtue of their ability to induce a fasting-like transcriptional paradigm (94, 95, 96, 97); the effects of SGLT2 inhibitors on SIRT1 signaling have been proposed to mediate their favorable effects on the heart and kidneys (38,39). SIRT1 upregulation may explain the effect of SGLT2 inhibitors to suppress HIF-1α in the kidney (98,99), as well as their effect to enhance the production of erythropoietin and promote erythrocytosis (100) (which is potentially related to SIRT1-mediated activation of HIF-2α37). The importance of this latter effect is reinforced by the results of statistical mediation analyses, which showed that changes in hemoglobin produced by SGLT2 inhibitors are a powerful predictor of their ability to reduce the risk of cardiovascular death and hospitalizations for heart failure (101,102).

Conclusions

HIF-1α and HIF-2α exert mutually antagonistic effects on the redox state and on proinflammatory pathways. Although the short-term actions of HIF-1α can reduce hypoxia-related injury, prolonged signaling through HIF-1α leads to increases in oxidative stress, inflammation, and fibrosis, but these deleterious effects are opposed by the actions of HIF-2α. The interplay between HIF-1α and HIF-2α may contribute to the evolution and progression of chronic heart failure, atherosclerotic and hypertensive vascular disorders, and chronic kidney disease. These disorders are characterized by activation of HIF-1α and suppression of HIF-2α; the latter effect explains why many chronic inflammatory diseases decrease the production of erythropoietin and cause anemia. Hypoxia mimetics are capable of potentiating both HIF-1α and HIF-2α; ideally, such agents should act preferentially to promote HIF-2α while exerting little effect on or acting to suppress HIF-1α. Selective upregulation of HIF-2α can be achieved with drugs that inhibit isoform-selective PHDs or that promote the actions of SIRT1 (i.e., SGLT2 inhibitors). Augmentation of SIRT1 and HIF-2α signaling may explain the link between the proerythrocytic action of SGLT2 inhibitors and their cardioprotective effects.

Footnotes

Dr. Packer has consulted for Abbvie, Actavis, Akcea, Amarin, Amgen, AstraZeneca, Boehringer Ingelheim, Cardiorentis, Daiichi Sankyo, Johnson & Johnson, Novartis, NovoNordisk, Pfizer, Relypsa, Sanofi, Synthetic Biologics, and Theravance.

The author attests they are in compliance with human studies committees and animal welfare regulations of the authors’ institutions and Food and Drug Administration guidelines, including patient consent where appropriate. For more information, visit the JACC: Basic to Translational Scienceauthor instructions page.

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