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BMJ Open logoLink to BMJ Open
. 2020 Oct 7;10(10):e038830. doi: 10.1136/bmjopen-2020-038830

Protocol of a multicentre, prospective cohort study that evaluates cost-effectiveness of two perioperative care strategies for potential obstructive sleep apnoea in morbidly obese patients undergoing bariatric surgery

Sophie L van Veldhuisen 1,, Kim Kuppens 2, Christel A L de Raaff 3, Marinus J Wiezer 4, Steve M M de Castro 5, Ruben N van Veen 5, Dingeman J Swank 6, Ahmet Demirkiran 7, Evert-Jan G Boerma 8, Jan-Willem M Greve 8,9, Francois M H van Dielen 10, Geert W J Frederix 11, Eric J Hazebroek 1,12
PMCID: PMC7542938  PMID: 33033026

Abstract

Introduction

Despite the high prevalence of obstructive sleep apnoea (OSA) in obese patients undergoing bariatric surgery, OSA is undiagnosed in the majority of patients and thus untreated. While untreated OSA is associated with an increased risk of preoperative and postoperative complications, no evidence-based guidelines on perioperative care for these patients are available. The aim of the POPCORN study (Post-Operative Pulse oximetry without OSA sCreening vs perioperative continuous positive airway pressure (CPAP) treatment following OSA scReeNing by polygraphy (PG)) is to evaluate which perioperative strategy is the most cost-effective for obese patients undergoing bariatric surgery without a history of OSA.

Methods and analysis

In this multicentre observational cohort study, data from 1380 patients who will undergo bariatric surgery will be collected. Patients will receive either postoperative care with pulse oximetry monitoring and supplemental oxygen during the first postoperative night, or care that includes preoperative PG and CPAP treatment in case of moderate or severe OSA. Local protocols for perioperative care in each participating hospital will determine into which cohort a patient is placed. The primary outcome is cost-effectiveness, which will be calculated by comparing all healthcare costs with the quality-adjusted life-years (QALYs, calculated using EQ-5D questionnaires). Secondary outcomes are mortality, complications within 30 days after surgery, readmissions, reoperations, length of stay, weight loss, generic quality of life (QOL), OSA-specific QOL, OSA symptoms and CPAP adherence. Patients will receive questionnaires before surgery and 1, 3, 6 and 12 months after surgery to report QALYs and other patient-reported outcomes.

Ethics and dissemination

Approval from the Medical Research Ethics Committees United was granted in accordance with the Dutch law for Medical Research Involving Human Subjects Act (WMO) (reference number W17.050). Results will be submitted for publication in peer-reviewed journals and presented at (inter)national conferences.

Trial registration number

NTR6991.

Keywords: sleep medicine, sleep medicine, adult surgery, respiratory medicine (see thoracic medicine)


Strengths and limitations of this study.

  • This is the first prospective study to compare continuous postoperative pulse oximetry without preoperative obstructive sleep apnoea (OSA) screening to routine OSA screening with consequent continuous positive airway pressure (CPAP) treatment as perioperative care for bariatric patients with potential OSA.

  • The main outcome of this study is cost-effectiveness of these two perioperative care strategies in obese patients with no known OSA history.

  • Results of this study will provide new insights in unknown aspects of perioperative interventions for undetected OSA, such as the impact on postoperative complications and general quality of life (QOL).

  • Despite the non-randomised design, we hypothesise that the results are generalisable to most bariatric centres due to the large sample size and limited exclusion criteria.

  • Our follow-up duration of 1 year enables analysis of long-term outcomes of perioperative interventions for OSA, such as influence on weight loss, sleepiness symptoms, QOL with sleepiness and adherence to CPAP.

Introduction

Obesity is a healthcare issue of epidemic proportions that is rapidly increasing. Worldwide, more than 650 million people are affected by obesity, defined as body mass index (BMI) ≥30 kg/m2, with subsequent morbidity and mortality.1 Many conservative and lifestyle interventions that are aimed at reducing weight are available but most lack effectiveness and durable results. To date, bariatric surgery is the only effective treatment for obesity that achieves sustainable, long-term weight loss.2 3

Obesity is the main risk factor for obstructive sleep apnoea (OSA), a sleep-breathing disorder with recurrent breathing cessations that occur when the pharyngeal airway collapses completely or partially. These collapses are respectively called apnoeas and hypopnoeas. The number of breathing cessations per hour of sleep, the apnoea hypopnoea index (AHI), indicates the severity of OSA.4 5 Intermittent hypoxaemia, hypercapnia and arousals from sleep are a result of breathing cessations, which lead to excessive daytime sleepiness, cognitive impairment and increased risk of cardiovascular disease. The golden standard for OSA diagnosis is an in-laboratory polysomnography (PSG), but in recent years, home-based polygraphy (PG) has also been validated as a diagnostic tool.6 Currently, the best treatment for OSA is positive airway pressure (PAP), most commonly provided as continuous PAP (CPAP), and aims to maintain an open airway during sleep. Hereby, arousals from sleep will be reduced, which improves daytime functioning with less excessive sleepiness, as well as quality of life (QOL) and cognitive functioning.7

OSA is highly prevalent in patients who are eligible for bariatric surgery, affecting approximately 60%–70%, compared with OSA prevalence of 3%–17% in the general adult population.8–10 Due to the strong correlation of OSA and obesity, weight loss should be recommended to all obese patients with moderate or severe OSA.11 12 Bariatric surgery is highly effective for this disease, as 60%–85% patients achieve complete remission of OSA or significant reduction of their disease severity.2 13–16

Perioperative care for bariatric patients with OSA pose a clinical challenge, given that the majority is asymptomatic or experiences unrecognised symptoms and is consequently untreated.17 Opioids administered during general anaesthesia can induce long-lasting apnoeas in patients with untreated OSA. As a result, (untreated) OSA is associated with a higher risk of cardiopulmonary and neurovascular complications, as well as higher overall mortality and morbidity in general surgery populations.18 19 Evidence that this phenomenon of increased perioperative risk also exists in bariatric patients is thin, and most studies do not mention whether precautions were taken to prevent OSA-related adverse events.20 More recent prospective studies and reviews demonstrate a consistently low incidence of cardiopulmonary and neurovascular complications after bariatric surgery, and statistical analyses fail to indicate a direct causative link to OSA.21–23

Evidence-based guidelines for perioperative care of potential OSA in bariatric patients are lacking.24 Therefore, a wide variety of perioperative modalities has emerged, which all aim to minimise the risk of serious adverse events related to untreated OSA. One of the options is routine preoperative assessment of OSA in every bariatric patient by performing PSG or PG. Newly diagnosed moderate or severe OSA patients will consequently be treated with CPAP. Another option relies on questionnaires to identify patients at high risk of OSA who subsequently undergo PG. These questionnaires, such as the STOP-BANG or Berlin questionnaire, are frequently used, but none of these screening tools has been able to render both high sensitivity and specificity. Therefore, its applicability remains controversial.25–27 Another alternative is routine, postoperative continuous monitoring with pulse oximetry with supplemental non-invasive oxygen administration but without preoperative OSA assessment. In this approach, all patients receive the same intervention to achieve adequate saturation levels in the early postoperative phase.21

Obesity and obesity-related disorders increasingly demand utilisation of available healthcare resources. Justification of high screening expenses for OSA is debatable given the low incidence of OSA-related complications, despite the high prevalence of OSA. In addition, CPAP adherence rates are poor even in patients with symptomatic OSA, ranging between 29% and 83%.28 While specific data are lacking, adherence rates are putatively even lower in asymptomatic bariatric patients, which questions the actual protective effect that is added by preoperative initiation of CPAP. In contrast, adequate treatment with CPAP in symptomatic OSA patients positively influences societal costs, as symptomatic patients without treatment use more healthcare resources, suffer more unemployment and are more prone to work-related or traffic accidents.29–31 However, routine screening and treatment of asymptomatic patients is not likewise supported by conclusive evidence.27 32 Deliberate consideration is needed when comparing outcomes such as safety, costs and patients’ satisfaction between different perioperative strategies for OSA care in bariatric patients.

Rationale

The primary aim of the POPCORN study (Post-Operative Pulse oximetry without OSA sCreening vs OSA scReeNing) is to evaluate the most cost-effective perioperative strategy for bariatric patients who have no history of OSA. We will compare postoperative continuous pulse oximetry without OSA screening with routine OSA screening by PG and subsequent application of CPAP. This study will provide evidence that will enable clinicians to make an evidence-based decision on perioperative care of patients with no known OSA undergoing bariatric surgery. This paper describes the design and protocol of the POPCORN study.

Methods and analysis

Study design

The POPCORN study is a prospective, multicentre, observational cohort study that evaluates two cohorts of bariatric patients who have no history of OSA. The first cohort consists of patients who are postoperatively monitored with continuous pulse oximetry (CPOX cohort) who do not undergo a PG or a PSG. In the second cohort, all bariatric patients undergo a preoperative PG and in case of moderate or severe OSA receive consequent treatment with CPAP before and after surgery (preoperative polygraphy (PPG) cohort) (figure 1).

Figure 1.

Figure 1

Flowchart of the POPCORN study (Post-Operative Pulse oximetry without OSA sCreening vs. OSA scReeNing). CPAP, continuous positive airway pressure; PG, polygraphy; OSA, obstructive sleep apnoea.

Recruitment procedures and consent

In total, 1380 obese patients scheduled to undergo bariatric surgery will be included for participation in the POPCORN study. For study participation, a subject must meet the following inclusion criteria: (1) preoperative BMI ≥35 kg/m2 combined with an obesity-related comorbidity or preoperative BMI≥40 kg/m2,33 (2) age ≥18 years, (3) undergo a primary bariatric procedure. Potential subjects will be excluded from participating in the following situations: (1) previous bariatric surgery, such as laparoscopic adjustable gastric banding; (2) inability to speak or read the Dutch language; (3) concomitantly performed procedures during bariatric surgery that increase the risk of postoperative complications and costs, such as cholecystectomy or paraoesophageal hernia repair; (4) use of treatment options for OSA other than PAP modalities, such as a mandibular advancement device or positional therapy.

In both cohorts, 690 patients will be included. Local protocols of participating hospitals will determine which strategy of perioperative care is used and this will consequently determine the allocation of patients into one of the two cohorts. Seven hospitals in the Netherlands will collaborate to recruit all study patients. Of the participating hospitals, the only hospital that applies CPOX without preoperative OSA screening is Rijnstate Hospital, Arnhem, which will recruit patients for the CPOX arm. For the PG cohort, patients are recruited from the other participating hospitals (St. Antonius Hospital, Nieuwegein; Onze Lieve Vrouwe Hospital, Amsterdam; Dutch Obesity Clinic, the Hague; Zuyderland Hospital, Heerlen; Rode Kruis Hospital, Beverwijk and Máxima Medical Centre, Veldhoven). Written or digitally signed informed consent will be obtained from all participants enrolled in this study. Recruitment has started in April 2018 and is expected to be completed in March 2020.

CPOX cohort

Bariatric patients in the CPOX cohort receive no preoperative screening for OSA: no PG, polysomnography or questionnaires for risk stratification are conducted. Postoperatively, bariatric patients return to the surgical ward where continuous surveillance with pulse oximetry is immediately started, with supplemental oxygen provided via a nasal cannula (2 L/min SpO2). Pulse oximetry is performed using a Draeger Infinity Delta monitor (Draeger Medical Systems Incorporated, USA). Clinical desaturations are defined as <92% SpO2, lasting at least 10 s. A desaturation sets off an alarm that alerts the attending nurse who will perform a clinical evaluation. Long-lasting apnoeas can either be terminated by awaking the respective patient, or by providing additional supplemental oxygen via the non-invasive nasal cannula. In case of a serious desaturation that cannot be managed appropriately by these minor interventions, patients can be admitted to the intensive care unit (ICU) for potential reintubation at discretion of the treating physician.

PPG cohort

The PPG cohort will consist of bariatric patients that are preoperatively screened for OSA with a polygraphy (PG) or polysomnography (PSG). In patients with moderate or severe disease, defined as AHI≥15 and AHI≥30 events/hour, CPAP treatment is initiated. In patients with mild disease, defined as AHI 5–14 events/hour, CPAP is only advised in the presence of clinically significant symptoms such as excessive sleepiness and unrefreshing sleep.34 In patients where an AHI of <5 events/hour is observed, OSA is excluded and no additional perioperative precautions are needed (figure 1). In mild, moderate and severe disease, automatic or bi-level continuous airway pressure (APAP and BiPAP) are considered qualitatively equal, compared with CPAP. Therefore, if CPAP treatment is unsuccessful, APAP and BiPAP are also defined as optimal treatment in the perioperative phase.

Enhanced recovery after bariatric surgery protocols

All participating hospitals will use preoperative and postoperative protocols during the study period that are based on the principles of Enhanced Recovery After Bariatric Surgery (ERABS).35 These principles underline aspects of care that enable quick recovery after surgery to minimise preoperative and postoperative opioid administration and to stimulate early postoperative mobilisation. To prepare patients for the bariatric procedure and the associated lifestyle changes, all centres have comparable preoperative and postoperative programmes for bariatric care. This enlarges a patients’ knowledge and expectations on the procedure, the admission and alarm signs for adverse events.

Surgical procedures

Laparoscopic Roux-en-Y gastric bypass (LRYGB) is the most performed procedure in all participating hospitals, followed by laparoscopic sleeve gastrectomy (LSG). LRYGB and LSG are both stomach-reducing procedures, and thus induce significant restriction on food intake. Both procedures influence metabolic and hormonal responses that additionally contribute to weight loss. Furthermore, LRYGB has an additional malabsorptive element as food bypasses the duodenum and a part of the ileum. Both procedures are performed in a protocolled fashion and will be very similar in all participating hospitals.

Primary outcomes

Cost-effectiveness of CPOX compared with standard care with PPG is the primary outcome and will be evaluated during the period from baseline to 12 months after surgery from a societal perspective. Effectiveness of perioperative care (eg, CPOX and PPG) will be expressed in quality-adjusted life-years (QALYs). The QALYs will be calculated using the EuroQol 5 Dimensions–3 level (EQ-5D-3L) questionnaire, which rates a person’s autonomy and well-being on five scales; mobility, self-care, usual activities, pain/discomfort and anxiety/depression.36 All scores will be calculated using the subset that was validated for the Dutch population of the EQ-5D-3L.37 Additionally, patients indicate their general health of that day on a Visual Analogue Scale (VAS). The EQ-5D score creates a so-called utility between 0 and 1, indicating 1 as the highest form of well-being and 0 as the lowest form of well-being, that is, death.

Direct and indirect costs during the entire study period will be assessed for each individual study subject. Direct costs will be extracted from hospital files and electronic patient records. These costs will be carefully evaluated with regard to the relationship with obesity or OSA. Any unrelated costs will not be considered for the cost-effectiveness analysis. Uncertainty regarding the involvement of OSA or obesity on certain healthcare costs will be resolved by discussion between authors SLvV, EJH and KK.

In addition, we aim to collect healthcare costs outside the hospital and so-called indirect costs which refer to lost resources and opportunities (for instance inability to work) resulting from OSA. These costs will be evaluated using two questionnaires: the Productivity Costs Questionnaire (PCQ) and the Medical Costs Questionnaire (MCQ). The PCQ is a validated questionnaire that assesses the relationship of general income and productivity to physical and mental well-being.38 The MCQ is used to measure extramural medical costs, for example, visits to a general practitioner or a dietician, or medical care in another hospital than the bariatric centre. The PCQ and MCQ questionnaires are conducted at 3 and 12 months, postoperatively.

Secondary outcomes

Mortality, morbidity, complications, ICU admissions, length of hospital stay, OSA-related symptoms, adherence to CPAP and QOL are all secondary outcomes.

Baseline morbidity will be documented and remission of OSA evaluated after 12 months in the patient files, for example, comorbidities resolution and weight loss progression during the first postoperative year. Weight loss will be expressed as percentage excessive weight loss (%EWL), percentage total weight loss (%TWL) and change in BMI.

Complications

All complications that occur within 30 days of the bariatric procedure will be analysed.

Distinction will be made in each complication whether it could be caused by (untreated) OSA; this will mainly entail pulmonary, cardiac, thromboembolic and neurovascular complications. Uncertainty regarding these decisions will be solved by discussion between authors SLvV, EJH and KK. If the authors conclude that a pulmonary, cardiac, thromboembolic or neurovascular complication is not a result of OSA, this will be described in the manuscript. Severity of complications will be registered according to the Clavien-Dindo Classification.39

Quality of life

Generic QOL will be measured using the EQ-5D-3L, and the Rand-Short Form 36-items questionnaire, which assesses general health in nine different aspects, including physical activity and bodily pain.40 Sleep-related QOL will be assessed with the Functional Outcome Sleep Questionnaire-10.41 This 10-item questionnaire measures the effect of tiredness and sleepiness on QOL, and scores are obtained through a 4-point Likert scale. The outcome score ranges from 5 to 20: low scores indicate poor QOL that is greatly influenced by daytime sleepiness, while high scores inversely indicate good QOL uninfluenced by daytime sleepiness.42

OSA-related outcomes

The main symptom of OSA, daytime sleepiness, will be assessed by the Epworth Sleepiness Scale questionnaire.43 Patients report the likelihood of falling asleep during eight daytime activities on a Likert scale of 0–3, indicating results that range from normal daytime sleepiness (score 0–5) to severe excessive daytime sleepiness (score 16–24).

Preoperative and postoperative PGs (or PSGs) during the study period will be analysed for AHI, AHI in supine position, oxygen desaturation index, total sleeping time in supine position, mean oxygen saturation, lowest oxygen saturation, time of saturation <90% SpO2, number of episodes of saturation <90% SpO2 and number of episodes with >4% saturation drop below mean saturation. Additional factors that could contribute to disease-load or probability are also monitored; previous ENT surgery that provides a wider pharyngeal girth (ie, uvulopalatopharyngoplasty), smoking status, alcohol consumption and daily use of opioids and benzodiazepines will also be registered.

CPAP adherence

Due to known discrepancies between patient-reported adherence to treatment and objective treatment adherence data, we will obtain both objective and subjective data on CPAP adherence. Adherence will be expressed in days per week of CPAP treatment and hours per night. To obtain objective data, we will consult online databanks for collection of day-to-day adherence rates. CPAP devices automatically send adherence data and corresponding AHIs to an online databank, which healthcare providers in the Netherlands use to monitor their patients. In addition, electronic patient records will be evaluated for physicians’ recommendation regarding (dis)continuation of CPAP during follow-up.

Subjective data on CPAP adherence will be collected through patient-reported outcomes measurements. By using questionnaires, insight can be obtained regarding patients’ motives for treatment discontinuation.

Data management

Handling of data was prospectively addressed in a data management plan with the aim of generating data in accordance with the FAIR criteria: Findable, Accessible, Intraoperable and Reusable.

Sample size calculation

A non-inferiority design was chosen to evaluate whether CPOX with no preoperative PG is non-inferior to preoperative PG in bariatric patients. In patients with moderate or severe OSA, CPAP treatment is part of standard care. The primary outcome is QALY difference compared with costs, where QALYs are measured by the EQ-5D. Therefore, the sample size calculation is based on a predefined non-inferiority margin of 0.03 on the EQ-5D score. Based on an EQ-5D score of 0.68 in the usual care group, QALYs of patients with OSA before and after 1 year of CPAP treatment, and calculating with 80% power to detect the predefined non-inferiority margin at a one sided a level of 0.05, there are 621 patients needed in each study group.44 Assuming a loss to follow-up of 10%, the total study population will be set at 1380 patients, resulting in 690 patients per arm.

Analysis of primary outcome measures

An extensive cost-effectiveness analysis (CEA) and budget impact analysis (BIA) will be performed. The CEA adheres to the Dutch guideline45 and reporting will adhere to the CHEERS checklist.46 The BIA will adhere to current Dutch guidelines and also guidelines as published by Sullivan et al.47 We aim to perform a trial-based economic evaluation in which we do not extrapolate costs and effect outside the study period. The effect of the CEA will be expressed in change of QALYs during the study period, and this outcome will be compared with the total costs of each individual patient. Outcomes will be average cost per patient, differences between groups and incremental costs per QALY. An incremental cost-effectiveness ratio analysis will be performed to compare the outcomes (in QALY) rendered by the CPOX and the PPG strategy to the costs related to each perioperative strategy.

Sensitivity analysis will be carried out to correct all potential confounders, such as gender, age, preoperative BMI, comorbidities, choice of bariatric centre, intraoperative and postoperative administered opioids, smoking status, previous ear, nose and throat (ENT) surgery. One-way sensitivity analyses will be illustrated graphically using tornado diagrams; probabilistic sensitivity analyses will be illustrated in cost-effectiveness planes and so-called cost-effectiveness acceptability curves. Bootstrapping will be used if deemed necessary.

Cost assessment

This analysis will be performed using a societal perspective.

  • Identification: we aim to identify all healthcare utilisation for every included patient within the study period. All consumption potentially related to obesity, bariatric surgery and obstructive sleep apnoea will be identified in this total set of healthcare consumption. The latter comprised a fast amount of healthcare resources that are potentially related to OSA: cost resources related to sleep medicine, cardiovascular disease, pulmonary disease, ENT disease, and work-related or traffic-related accidents.

  • Measurement: utilisation of healthcare resources within the hospital were gathered by using each hospital billing system (detailed healthcare consumption data send to insurance companies). Additional medical costs that were made in a different hospital or outside of hospitals (ie, visits to the general practitioner, dietician, physical therapist) were scored based on patients’ answers in the MCQ. The outcomes were scored in a numerical manner, for example, 0, 1, 2 visits to the GP. These results were analysed and valued based on a fixed national cost as documented in the Dutch Healthcare Institute guideline.

  • Evaluation of costs: unit costs used are derived from the guidelines commissioned by the Dutch Healthcare Institute (Zorginstituut Nederland). Moreover, additional unit costs are gathered from the Dutch Healthcare Authority (Nederlandse Zorg Autoriteit; https://www.nza.nl/).

Analysis of secondary outcome measures

Baseline characteristics of patients will be documented with mean/SD or median/range, depending on normality. The number of desaturations, both cardiopulmonary and general complications, interventions, total hospital stay and total costs between both groups will be analysed with the independent t-test/Mann-Whitney U test. Compliance of CPAP and opioids use will be evaluated with χ2 testing. Mixed model analysis will be performed to evaluate the weight loss, severity of OSA symptoms and CPAP adherence at different time points. Predictive values for cardiopulmonary complications will be evaluated with logistic regression analysis, starting with a univariate analysis. All variables with a significance level p<0.2 will be included in a multivariate analysis. Within this analysis, only seven independent variables may be included as 10 event cases are allowed per dependent predictor. Statistical significance is defined as p<0.05.

To correct for potential confounder between these (non-randomised) cohorts, all outcomes will be analysed by propensity score matching or multivariate analysis, depending on the secondary outcome of interest.48

Loss to follow-up or replacement of participants

Study participants will be replaced with new participants in case of (1) cancellation of the surgery, (2) uncompleted preoperative questionnaire or (3) when PAP treatment is switched to a different modality such as a mandibular advancement device. Patients who do not complete the postoperative questionnaire at 12 months after surgery due to other reasons will be considered lost to follow-up.

Patient and public involvement

Patients and the public were not involved in the design, or conduct, of our research. However, a non-profit organisation for patients with OSA was consulted in the final phase of designing this study. The organisation underlined the need for this research and requested no significant changes to the protocol. In addition, patients with OSA who previously underwent bariatric surgery in the hospital that initiated this study were invited to share their opinion on the questionnaires and OSA outcomes.

Ethics and dissemination

The Medical Ethics Committee United (MEC-U) approved this study, in accordance with the Dutch law Medical Research Involving Human Subjects Act (WMO), Medical Research in Humans (MEC-U, W17.050). In addition, local Medical Ethics Committees of each participating hospital also reviewed and approved the study protocol.

Findings of the POPCORN study will be disseminated to all disciplines that are involved in care for bariatric surgery, through articles in peer-reviewed journals, national and international congresses, and revising the national guidelines of the Netherlands.

Discussion

The POPCORN study is a prospective observational cohort study that evaluates the cost-effectiveness of two strategies of perioperative care in bariatric patients without a pre-existent OSA diagnosis: CPOX without extensive preoperative OSA screening versus mandatory PG, potentially followed by CPAP treatment. The outcomes will enable the development of new, evidence-based guidelines on perioperative care for bariatric patients with no known OSA. The secondary outcomes, such as (cardiopulmonary) complications, OSA-related symptoms and QOL, will provide an overview of the correlation between cost-effectiveness and clinical outcomes that are highly relevant in the decision-making for perioperative care in bariatric patients.

Best practice regarding perioperative care in bariatric patient has been an ongoing debate for many years, with high prevalence and potential detrimental effects of undetected OSA on one side and substantial costs of related perioperative care and CPAP treatment on the other.27 49 50 No comparative studies between different perioperative strategies have been conducted to evaluate outcomes of postoperative complications or cost-effectiveness. In a recent review, conducted by the US preventative task force, no effectiveness of OSA screening in patients who are asymptomatic or who experience unrecognised symptoms was found.27 Despite improvements in intermediate outcomes such as AHI or sleepiness symptoms, no improvement in final health outcomes have been demonstrated, such as mortality or serious adverse events. The paucity in evidence regarding beneficial outcomes is especially relevant when cost-effectiveness is regarded. The obesity epidemic and its related costs are continuously expanding, and this underlines the need for optimal use of available healthcare resources. With no confirmative data on positive influence of OSA screening in bariatric patients with no known OSA, and approximately 700 000 bariatric procedures annually worldwide, clarification on this topic is needed.

The perioperative strategies evaluated in the POPCORN study are both widely used in general practice and it is expected that results of this study will lead to evidence-based recommendations and guidelines.

The strength of this study is that a general, bariatric population is evaluated. In both cohorts, large groups of bariatric patients are prospectively observed, while little exclusion criteria are applied. In addition, the follow-up period in this study that investigates a perioperative intervention is relatively long. Previous studies that describe preoperative assessment and treatment of OSA mainly reported prevalence of newly detected OSA and related adverse outcomes restricted to the direct perioperative period.51 The follow-up duration of 1 year after surgery enables us to investigate long-term clinical outcomes of a perioperative regime. Interesting comparisons are to be made between the preoperatively diagnosed OSA patients and the unscreened bariatric patients in terms of sleepiness symptoms, daytime productivity, general QOL and healthcare resource utilisation.

Ideally, a randomised controlled trial would have been conducted, in which all patients would undergo a preoperative PG. Consecutive randomisation would have determined the type of perioperative care: CPOX monitoring or treatment based on the PG outcome. However, this was considered unethical, as randomisation into the CPOX cohort would result in withholding appropriate treatment from patients with confirmed OSA diagnosis, which is associated with many healthcare hazards.30 31 52 Despite the non-randomised design of the POPCORN trial, the large sample size will provide sufficient data to render a balanced statement that will be representable for the general bariatric population in the Netherlands. Furthermore, it is expected that implementation of these perioperative strategies is also feasible in countries other than the Netherlands.

In addition to the non-randomised design of the POPCORN study, another limitation is that preoperative weight loss programmes can result in changes in comorbidities. This can be particularly true for OSA, a comorbidity that is greatly influenced by weight loss. Each participating hospital applied local protocols that advocate weight loss before surgery, but in the absence of a strict programme, we do not expect major changes in weight between preoperative (OSA) assessment and the surgical procedure. In conclusion, the POPCORN study will conclude which perioperative strategy is the most cost-effective for obese patients scheduled for bariatric surgery and who have an unknown OSA status. These data will contribute to evidence-based guidelines that are urgently needed in this particular field of bariatric care.

Supplementary Material

Reviewer comments
Author's manuscript

Footnotes

Contributors: EJH conceived and designed the study, with support of MJW, SMMdC, RNvV, DJS, AD, E-JGB, J-WMG and FMHvD, who all contributed significantly to the study design. CALdR, KK and GWJF reviewed and refined the research questions and search strategy. SLvV wrote the first draft of this manuscript and developed the protocol together with EJH, CALdR, KK, GWJF and LR. EJH is the principal investigator and SLvV is the main investigator. All authors critically reviewed the content and approved the final manuscript.

Funding: This work was supported by ZonMw, grant number ’843004110’.

Competing interests: None declared.

Patient consent for publication: Not required.

Provenance and peer review: Not commissioned; externally peer reviewed.

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