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PLOS One logoLink to PLOS One
. 2020 Oct 13;15(10):e0238729. doi: 10.1371/journal.pone.0238729

The role of ecological niche evolution on diversification patterns of birds distinctly distributed between the Amazonia and Atlantic rainforests

Ricardo Ribeiro da Silva 1,2,*,#, Bruno Vilela 3,#, Daniel Paiva Silva 4,#, André Felipe Alves de Andrade 5,#, Pablo Vieira Cerqueira 1,6,#, Gabriela Silva Ribeiro Gonçalves 1,6,#, Marcos Pérsio Dantas Santos 1,#
Editor: Stefan Lötters7
PMCID: PMC7553277  PMID: 33048933

Abstract

The Amazonian and Atlantic Forest share several organisms that are currently isolated but were continuously distributed during the Quaternary period. As both biomes are under different climatic regimes, paleoclimatic events may have modulated species' niches due to a lack of gene flow and imposing divergent selection pressure. Here, we assessed patterns of ecological niche overlap in 37 species of birds with disjunct ranges between the Amazonian and Brazilian Atlantic Forests. We performed niche overlap analysis and ecological niche modeling using four machine-learning algorithms to evaluate whether species' ecological niches evolved or remained conserved after the past South American biogeographic events. We found a low niche overlap among the same species populations in the two biomes. However, niche similarity tests showed that, for half of the species, the overlap was higher than the ones generated by our null models. These results lead us to conclude that niche conservatism was not enough to avoid ecological differentiation among species even though detected in many species. In sum, our results support the role of climatic changes in late-Pleistocene—that isolated Amazon and the Atlantic Forest—as a driving force of ecological differences among the same species populations and potential mechanism of current diversification in both regions.

Introduction

The Quaternary paleoclimatic cycles of glaciation and interglaciation events profoundly affected neotropical rainforests ecosystems [16]. During the Last Glacial Maximum (LGM; 21,000 YBP), low temperatures, dry climates, and the low CO2 concentration favored the expansion of C4 plants [7]. As a consequence, neotropical savannas expanded replacing forested areas thus forming the South American "Dry Diagonal" isolating the biota of the two largest rainforests of South America: the Amazon and the Atlantic Forest [8].

The retraction of the historical connections (at least three of them are well-supported: [4, 9, 10], at the end of the Pleistocene, isolated populations of the same species that occurred in both biomes [6]. This isolation prevented gene flow, keeping disjunct populations under different evolutionary pressures that might ultimately driven allopatric speciation [11]. Some authors argued that the time since the Last Glacial Maximum might not have been enough to generate speciation, especially for species with slow life cycles [1215]. However, the isolation of the two forests may have led to observable ecological differentiation that could set the path for speciation in the long run. For instance, pairs of disjunct sister species of bees (with nearly indistinguishable morphologic characteristics) that occur in the Amazon and the Atlantic Forest had lower ecological niche overlap compared to pairs of phylogenetically distant species in the same biome [16]. This result could indicate that the rapid Grinnellian niche (i.e., the set of coarse-grained environmental conditions suitable for the persistence of a species, sensu [17]) evolution resulted from the populations' rupture after the two forests separated utterly. Still, there are a handful of examples that may be cited with plants [18, 19], birds [4, 20], mammals [21, 22], and amphibian species [9, 23].

Even though there is support for a fast Grinnellian niche differentiation, a larger body of evidence shows that species do tend to retain their ancestral niche—the so-called niche conservatism [24]. Previous results suggest that ecological differentiation commonly emerges in deep evolutionary time (taxonomic family level), much more than the last 10 thousand years since the last glacial maximum took place [24, 25]. Such evidence also suggests that speciation would begin before considerable changes in the ecological niche being noticeable. This phenomenon would happen because ecological niches are the product of a complex combination of physiological, morphological, behavioral, and ecological traits that are under several evolutionary constraints [26]. Hence, multiple trait changes may be necessary before they can reflect into ecological niche evolution. Different from the bees in the example mentioned above, vertebrate species have a slower life cycle. Therefore, the time since the last glaciation might not have been enough for populations to have evolved different ecological niches.

Investigating how fast vertebrate species can modify their ecological niches is central to understand the speciation process and ongoing diversification drivers in the two most diverse tropical forests of South America. In this paper, we used 37 bird species disjunctly distributed between Amazon and Atlantic Forest to test whether their populations show signs of rapid Grinnellian niche evolution. For this, we used two approaches: (I) we first tested whether ecological niche models built from occurrence records of one population could predict the distribution of the other; (II) we also examined the niche overlap between populations using a recently developed framework, which considers the differences in environmental conditions spatially available in each region—such differences, if not taken into account, could mask actual niche evolution [27].

Methods

Target species and database

The 37 selected bird species (Table 1) have unique disjunct distribution between the Amazon and the Atlantic Forest (Fig 1). Although there is a large number of species that present such distribution patterns, some of them occur in the Cerrado and Caatinga biomes, and this would not allow us to classify them, a priori, with exclusively Amazonian or Atlantic populations. Thus, we excluded those species from our study.

Table 1. Bird species that are disjunctly distributed between Amazon and the Atlantic Forest, common names and, number of unique geographical records.

Order Family Taxon and author English names Records
Tinamiformes Tinamidae Crypturellus variegatus (Gmelin, 1789) Variegated Tinamou 476
Nyctibiiformes Nyctibiidae Nyctibius aethereus (Wied, 1820) Long-tailed Potoo 168
Caprimulgiformes Caprimulgidae Antrostomus sericocaudatus Cassin, 1849 Silky-tailed Nightjar 119
Nyctiphrynus ocellatus (Tschudi, 1844) Ocellated Poorwill 289
Apodiformes Apodidae Panyptila cayennensis (Gmelin, 1789) Lesser Swallow-tailed Swift 928
Trochilidae Lophornis chalybeus (Temminck, 1821) Festive Coquette 184
Hylocharis sapphirina (Gmelin, 1788) Rufous-throated Sapphire 246
Hylocharis cyanus (Vieillot, 1818) White-chinned Sapphire 631
Discosura langsdorffi (Temminck, 1821) Black-bellied Thorntail 115
    Discosura longicaudus (Gmelin, 1788) Racket-tailed Coquette 73
Heliothryx auritus (Gmelin, 1788) Black-eared Fairy 557
Trogoniformes Trogonidae Trogon collaris Vieillot, 1817 Collared Trogon 1114
Galbuliformes Bucconidae Monasa morphoeus (Hahn & Küster, 1823) White-fronted Nunbird 769
Piciformes Picidae Picumnus exilis (Lichtenstein, 1823) Bahia Piculet 279
    Piculus flavigula (Boddaert, 1783) Yellow-throated Woodpecker 606
    Celeus torquatus (Boddaert, 1783) Ringed Woodpecker 388
Psittaciformes Psittacidae Amazona farinosa (Boddaert, 1783) Mealy Parrot 1925
Passeriformes Thamnophilidae Herpsilochmus rufimarginatus (Temminck, 1822) Rufous-winged Antwren 754
Thamnomanes caesius (Temminck, 1820) Cinereous Antshrike 623
    Thamnophilus palliatus (Lichtenstein, 1823) Chestnut-backed Antshrike 421
    Cercomacroides laeta (Todd, 1920) Willis's Antbird 64
  Scleruridae Sclerurus caudacutus (Vieillot, 1816) Black-tailed Leaftosser 186
  Dendrocolaptidae Glyphorynchus spirurus (Vieillot, 1819) Wedge-billed Woodcreeper 1816
  Xenopidae Xenops minutus (Sparrman, 1788) Plain Xenops 1801
Pipridae Ceratopipra rubrocapilla (Temminck, 1821) Red-headed Manakin 438
    Dixiphia pipra (Linnaeus, 1758) White-crowned Manakin 577
  Pipritidae Piprites chloris (Temminck, 1822) Wing-barred Piprites 711
  Rhynchocyclidae Mionectes oleagineus (Lichtenstein, 1823) Ochre-bellied Flycatcher 1799
    Rhynchocyclus olivaceus (Temminck, 1820) Olivaceous Flatbill 488
    Tolmomyias poliocephalus (Taczanowski, 1884) Gray-crowned Flycatcher 782
    Hemitriccus griseipectus (Snethlage, 1907) White-bellied Tody-Tyrant 183
  Tyrannidae Ornithion inerme Hartlaub, 1853 White-lored Tyrannulet 554
    Rhytipterna simplex (Lichtenstein, 1823) Grayish Mourner 816
  Vireonidae Hylophilus thoracicus Temminck, 1822 Lemon-chested Greenlet 388
  Turdidae Turdus fumigatus Lichtenstein, 1823 Cocoa Thrush 360
  Thraupidae Hemithraupis flavicollis (Vieillot, 1818) Yellow-backed Tanager 596
Cardinalidae Habia rubica (Vieillot, 1817) Red-crowned Ant-Tanager 1094

Fig 1. Distribution of Amazonian and Atlantic Forest population of each species.

Fig 1

Green dots represent occurrence records of populations in the Amazon while purple ones represent population occurrences in the Atlantic Forest. Both green and purple areas were generated from the minimum convex polygon and a 1-degree buffer around each occurrence record for each species in both biomes.

We built our database from occurrence records available at the Global Biodiversity Information Facility (http://www.gbif.org), eBird (http://ebird.org/content/ebird/), Museu Paraense Emílio Goeldi, VertNet (http://vertnet.org/) and, WikiAves (http://www.wikiaves.com/). For each species, we compiled information on geographical coordinates, country, state, municipality, biome, genus, epithet, scientific name, sources, and identification number (voucher). We excluded species with less than ten geographically unique occurrence records in each biome, considering the resolution of the climatic variables (see below). We drew a minimum convex polygon around the occurrences and added a 1° buffer (~111.19 km). We used Ornithological gazetteers [2835] and Google Earth version 7.3 (2018) to obtain information on occurrence records that lacked geographical coordinates but had some information about the sampling site as long as they were registered by acknowledged observers (Conservation Units, institutes, and private properties). Records referencing only to the municipality were not included in the analysis. We obtained 23,318 unique occurrences for the 37 species (Table 1) from both Amazonian and Atlantic forest populations.

Climate data

We downloaded all 19 environmental variables available at WorldClim 1.0 (http://www.worldclim.org/; [36]; see supplementary material) at a spatial resolution of 2.5 minutes (~16 km2 area at the equator) for the entire Neotropical region. We calculated mean and standard deviation for each bioclimatic variable in grid cell values. Then, we subtracted mean value and the cell value and divided by standard deviation.

Ecological niche modeling

We performed principal component analysis (PCA) and used a correlation matrix for the derivation of 19 components (PC) from which we retained the first seven axes as our final environmental layer (97% of all original climate variation, see supplementary material). The seven axes of the PCA were used as new predictor variables in the distribution models and were standardized to have zero mean and variance |1|. We use the environmental layers generated by PCA to avoid over-parameterization of the models due to the number of climatic variables [3739], thus maximizing the variance explained by each component avoiding the correlation between variables [40].

For model construction, we partitioned species' occurrences according to their origin: Amazon or Atlantic Forest. We then used the data from one region to fit the model and evaluated its accuracy using occurrence data from the other biome. We performed this analysis on both ways, in which models fitted using occurrences from the Amazon were evaluated with data from the Atlantic Forest. Likewise, models fitted with Atlantic forest data were evaluated using data from the Amazon. By adjusting the model for one population and evaluating its effectiveness when predicting the other population (reciprocal analysis), we obtain an estimate of niche change, since these models characterize the niche of the species. Since we geographically partitioned species' data, there is a risk of artificially creating a sampling bias if pseudo-absence and background allocation are also not restricted [41]. In order to avoid this bias, we delimited the accessible area for each subset by calculating the minimum convex polygon and adjusting the buffer around the polygon [42]. The pseudo-absences selection method was used through a simple bioclimatic presence model—Bioclim [43, 44]—to randomly allocate the pseudo-absences with the environmental profile and accessible areas to the species along with the same number of presences for each species. Pseudo-absences were randomly sampled with the environmental profile (RSEP; [45]) restricted to species' accessible areas [46].

We built niche models using the following machine-learning algorithms, based on presence and pseudo-absences: Support Vector Machine (SVM), Gaussian (GAU), and based on Presence and Background, Random Forest (RDF) and, General Linear Models (GLM): i). The SVM method belongs to the family of generalized linear classifiers. This method obtains a limit around the database, rather than estimating probability density [47], characterized by minimizing the probability of classifying patterns not observed by the probability distribution of the data erroneously [48]. The GLM method works with logistic regression, based on the relationship between the mean response variable and the linear combination of explanatory variables, suitable for ecological relationships analysis when dealing with non-linear data structures [49]. The GAU method is a probabilistic model in which Gaussian distribution models both the spatial dependency and the binary observation, generating the corresponding Gaussian variable [50]. The RDF method is an effective tool in forecasting, which uses individual predictors and correlations [51]. The RDF method builds several classification trees relating presences and absences to the environmental variables, and then combine all predictions based on trees frequency of classification [52]. The modeling process was carried out using the ENMTML package [53].

We used the Receiver Operating Characteristic (ROC) threshold, which balances commission and omission errors (sensitivity and specificity), to transform the suitability matrices into absence-presence maps. The area below the ROC threshold is known as AUC and serves as an evaluation measure of the model independently from the chosen limit [54]. The AUC values range from 0 to 1, with values below 0.5 indicating that the model has no better efficacy than a randomized distribution; values between 0.5–0.7 indicate acceptable accuracy while values between 0.7–0.9 indicate good accuracy. Lastly, the values above 0.9 indicate optimal predictions [55]. This procedure has criticisms about its use because it omits information about the goodness of model performance, the uncertainty of false positives, and their spatial distribution dimensions [5658]. However, we used this evaluation method for providing results that optimize the probability thresholds by maximizing the percentage of actual presence and absences [56], as well as being widely used in niche modeling studies [48, 5963]. Finally, to mitigate the errors and uncertainties of individual models, we used the ensemble technique, which consists of averaging out the best models for each species to generate a more robust prediction [64].

Analysis of the species' climatic niche

We used the 19 bioclimatic variables obtained from WorlClim to compare the niche of 37 species that have populations in both Amazon and the Atlantic Forest. We performed a calibrated PCA in the entire environmental space of the study ([67], PCA-env) to measure the niche overlap of target species based on the use of the available environment. This method quantifies the overlap of climatic niche involving three steps: (1) calculation of the density of occurrence points and environmental factors along the environmental axes, using a multivariate analysis, (2) measurement of niche overlap over gradients of the multivariate analysis and (3) analysis of niche similarity through statistical tests [27].

We then calculated the niche overlap between the Amazonian and Atlantic populations using Schoener's D metric (1970). This metric ranges from 0 (without overlap) to 1 (complete overlap) for each pair of disjunctly distributed species [27]. Then, to evaluate the hypothesis of niche evolution or conservation, the method performs two different routines of randomization [27], through two distinct components in the niche comparison: the equivalence test and the similarity test. The niche equivalence test verifies whether the niche overlap between populations is constant by randomly relocating the occurrences of each species of both biomes [27]. The similarity test assesses whether related species occupy similarly, but rarely identical, niches [65]. In this test, we verify whether niche overlap values remain unchanged (1 to 2), followed by a reciprocal comparison (2 to 1) given a randomly distributed interval. We performed this test 1,000 times, which guarantees the rejection of the null hypothesis. However, if the Schoener's D ranges within 95% of the simulated density values, the null hypothesis—niche equivalence—cannot be rejected [27].

Among the distinct components in the niche comparison, in addition to the niche equivalence and similarity tests, it is also possible to assess niche stability, expansion and unfilling, when comparing the known distributions of the species in both biomes. The stability test represents the niche proportion of species populations in a biome superimposing the niche in the other biome, demonstrating the stability that species retain their niches in space and time [66]. The expansion test evaluates the niche proportion of species populations in one biome that does not overlap with the niche of those in another biome [66]. In expansion, species occupy areas with different climatic conditions than those in the compared niche [67]. The unfilling test evaluates niche expansion of the populations in climatically analogous areas, only partially filling the climatic niche in this area, not overlapping with the compared niche [68]. We considered threshold values above 0.7 as high (results representing at least 70% of the analogous niche), between 0.5 and 0.7 as partial, and below 0.5 as low (results representing at most 50% of the analogous niche), for evaluation of the stability, expansion and unfilling test results based on previous studies [54, 6974]. Finally, we estimated how much the niche of each species evolved or remained conserved in the Amazonian and Atlantic populations.

Results

Ecological niche models (ENM) of birds with disjunct distribution between Amazon and the Atlantic Forest

The ecological niche models of Amazonian populations presented higher values of AUC than those found for populations of the same species in the Atlantic Forest (Table 2). Such better performance was likely partially due to the higher number of occurrence records in the Amazon (n = 19,828, mean = 535.89) than in the Atlantic Forest (n = 3,490, mean = 94.32); which allowed a better characterization of the realized niche of Amazonian populations. Ecological niche models of Amazonian populations presented 57% (n = 21 species) of model with AUC values between 0.7 to 0.9 (considered a good performance), and 35% (n = 13) above 0.9 (considered optimal performance). Only 8% (n = 3) had AUC values between 0.5 and 0.7 (considered acceptable). For the Atlantic Forest ENMs, 73% (n = 27) had an acceptable prediction (AUC = 0.5–0.7), and 27% (n = 10) showed a good one (AUC = 0.7–0.9). The resultant potential distribution included both large and restricted distribution as in Antrostomus sericocaudatus Cassin, 1849, which is distributed from Southern Central America to Southern Uruguay and Discosura longicaudus (Gmelin, 1788) that is restricted to the north of the Atlantic Forest and North and Eastern Amazon.

Table 2. Modeling results we obtained for each one of the models species we evaluated.

Taxon ENS RDF SVM GAU GLM
  AM MA AM MA AM MA AM MA AM MA
Amazona farinosa 0.898 0.77 0.971 0.763 0.872 0.736 0.878 0.764 0.87 0.816
Antrostomus sericocaudatus 0.667 0.618 0.371 0.651 0.729 0.573 0.604 0.582 0.427 0.665
Celeus torquatus 0.889 0.594 0.964 0.61 0.795 0.41 0.906 0.579 0.892 0.368
Ceratopipra rubrocapilla 0.827 0.641 0.776 0.519 0.825 0.711 0.844 0.618 0.863 0.718
Cercomacroides laeta 0.637 0.551 0.529 0.362 0.533 0.521 0.433 0.582 0.848 0.287
Crypturellus variegatus 0.934 0.645 0.981 0.638 0.901 0.685 0.926 0.613 0.927 0.487
Discosura langsdorffi 0.901 0.679 0.91 0.713 0.903 0.673 0.861 0.651 0.931 0.446
Discosura longicaudus 0.849 0.663 0.479 0.809 0.878 0.261 0.889 0.529 0.778 0.65
Dixiphia pipra 0.87 0.615 0.985 0.681 0.891 0.587 0.769 0.586 0.837 0.607
Glyphorhynchus spirurus 0.971 0.762 0.988 0.788 0.941 0.699 0.972 0.722 0.982 0.838
Habia rubica 0.907 0.763 0.926 0.757 0.908 0.776 0.944 0.754 0.85 0.764
Heliothryx auritus 0.903 0.671 0.903 0.684 0.924 0.734 0.94 0.725 0.845 0.541
Hemithraupis flavicollis 0.883 0.635 0.976 0.615 0.931 0.648 0.853 0.641 0.771 0.478
Hemitriccus griseipectus 0.843 0.637 0.874 0.637 0.884 0.451 0.85 0.484 0.763 0.467
Herpsilochmus rufimarginatus 0.83 0.642 0.871 0.568 0.805 0.694 0.852 0.679 0.791 0.629
Hylocharis cyanus 0.911 0.659 0.936 0.581 0.962 0.689 0.938 0.658 0.807 0.708
Hylocharis sapphirina 0.899 0.753 0.947 0.753 0.909 0.773 0.91 0.805 0.829 0.682
Hylophilus thoracicus 0.802 0.681 0.939 0.731 0.91 0.718 0.795 0.595 0.565 0.418
Lophonis chalybeus 0.749 0.576 0.472 0.548 0.731 0.578 0.763 0.593 0.754 0.585
Mionectes oleagineus 0.987 0.715 0.987 0.76 0.981 0.703 0.994 0.726 0.987 0.672
Monasa morphoeus 0.97 0.639 1,000 0.719 0.997 0.674 0.924 0.663 0.959 0.502
Nyctibius aethereus 0.833 0.583 0.704 0.55 0.93 0.56 0.871 0.596 0.826 0.624
Nyctiphrynus ocellatus 0.872 0.719 0.917 0.744 0.949 0.655 0.878 0.665 0.746 0.815
Ornithion inerme 0.868 0.673 0.931 0.74 0.902 0.609 0.811 0.634 0.829 0.709
Panyptila cayennensis 0.918 0.748 0.886 0.78 0.885 0.701 0.966 0.759 0.935 0.753
Piculus flavigula 0.724 0.667 0.834 0.582 0.741 0.742 0.664 0.75 0.656 0.593
Picumnus exilis 0.757 0.648 0.708 0.663 0.663 0.39 0.755 0.597 0.904 0.684
Piprites chloris 0.868 0.686 0.916 0.702 0.898 0.683 0.893 0.675 0.766 0.475
Rhynchocyclus olivaceus 0.924 0.734 0.991 0.744 0.897 0.722 0.9 0.737 0.909 0.405
Rhytipterna simplex 0.85 0.633 0.977 0.634 0.891 0.609 0.769 0.658 0.764 0.487
Sclerurus caudacutus 0.695 0.71 0.694 0.762 0.577 0.691 0.689 0.69 0.821 0.695
Thamnomanes caesius 0.921 0.771 0.888 0.779 0.961 0.737 0.897 0.786 0.941 0.781
Thamnophilus palliatus 0.806 0.567 0.758 0.594 0.802 0.544 0.815 0.528 0.846 0.604
Tolmomyias poliocephalus 0.885 0.635 0.981 0.606 0.909 0.65 0.814 0.65 0.834 0.319
Trogon collaris 0.95 0.56 1,000 0.595 1,000 0.559 0.99 0.526 0.81 0.275
Turdus fumigatus 0.732 0.689 0.61 0.67 0.792 0.732 0.773 0.699 0.753 0.655
Xenops minutus 0.937 0.685 0.985 0.67 0.946 0.683 0.93 0.683 0.887 0.704

The values of the Area Under the Curve (AUC) values for each Amazonian and Atlantic Forest population pair of each species obtained from different methods. AM = Amazon; MA = Atlantic Forest; ENS = Ensemble; RDF = Random Forest; SVM = Support Vector Machine; GAU = Gaussian; GLM = General Linear Models.

In general, models of Amazonian populations were able to predict suitable areas in Atlantic Forest for 36 species: 49% (n = 18) of them predicted suitable areas for the populations in both north and south of the Atlantic Forest; 38% only in the northern part of the Atlantic Forest (n = 14); and 11% (n = 4) predicted suitable areas exclusively in southern Atlantic Forest (Fig 2). Only for Monasa morpheus (Hahn & Küster, 1823), the model was unable to predict distribution beyond Amazon.

Fig 2.

Fig 2

Model ensemble of potential distributions produced from occurrence records in both Amazon (green) and the Atlantic Forest (purple) for each species evaluated in the present work.

Models of Atlantic Forest populations predicted suitable areas in Amazon for all 37 species analyzed. Western and Eastern Amazon regions were present in 14% (n = 5) of the predicted areas. The predicted area mostly covered Western Amazon (76%; n = 28), and less frequently, it included the eastern region of this biome (11%; n = 4). Predictions in the Central-South Region of the Cerrado appeared in 22% (n = 8) of the Amazonian models and 38% (n = 14) of Atlantic models.

Niche comparison between birds with disjunct distribution

The first two axes of PCA-env accounted for 70% of the environmental variation in the studied areas. It can be drawn from Table 3 that Amazonian and Atlantic populations have only small Grinellian niche overlap (Schoener's D mean = 0.12; SD = 0.09; range = 0–0.37). Antrostomus sericocaudatus and Cercomacroides laeta populations' niche did not overlap at all (D = 0) (Fig 3). Even though species had low niche overlap values, niche similarity tests indicate that 54% (n = 20) of the species have a more similar niche than would be expected just by chance (p < 0.05).

Table 3. Result of niche overlap between populations of Amazonian and Atlantic forest birds, with the result of similarity, expansion, stability and unfilling test.

Species D Similarity Expansion Stability Unfilling
Amazona farinosa 0.084 0.059 0.011 0.989 0.096
Antrostomus sericocaudatus 0.000 1.000 1.000 0.000 1.000
Campylorhynchus turdinus 0.110 0.158 0.001 0.999 0.229
Celeus torquatus 0.069 0.020 0.000 1.000 0.669
Ceratopipra rubrocapilla 0.196 0.109 0.554 0.446 0.562
Cercomacroides laeta 0.000 1.000 1.000 0.000 1.000
Crypturellus variegatus 0.232 0.030 0.056 0.944 0.104
Discosura langsdorffi 0.047 0.069 0.226 0.774 0.667
Discosura longicaudus 0.338 0.010 0.286 0.714 0.095
Dixiphia pipra 0.033 0.010 0.145 0.855 0.136
Glyphorhynchus spirurus 0.026 0.020 0.002 0.998 0.209
Habia rubica 0.308 0.079 0.014 0.986 0.399
Heliothryx auritus 0.070 0.020 0.027 0.973 0.278
Hemithraupis flavicollis 0.069 0.079 0.043 0.957 0.106
Hemitriccus griseipectus 0.095 0.079 0.000 1.000 0.460
Herpsilochmus rufimarginatus 0.203 0.010 0.041 0.959 0.213
Hylocharis cyanus 0.376 0.010 0.064 0.936 0.220
Hylocharis sapphirina 0.115 0.059 0.285 0.715 0.565
Hylophilus thoracicus 0.105 0.089 0.478 0.522 0.704
Lophonis chalybeus 0.094 0.594 0.743 0.257 0.822
Mionectes oleagineus 0.063 0.238 0.000 1.000 0.213
Monasa morphoeus 0.052 0.010 0.000 1.000 0.424
Nyctibius aethereus 0.034 0.109 0.615 0.385 0.697
Nyctiphrynus ocellatus 0.275 0.079 0.007 0.993 0.599
Ornithion inerme 0.113 0.040 0.003 0.997 0.282
Panyptila cayennensis 0.075 0.030 0.071 0.929 0.324
Piculus flavigula 0.103 0.030 0.449 0.551 0.451
Picumnus exilis 0.226 0.010 0.254 0.746 0.201
Piprites chloris 0.115 0.069 0.001 0.999 0.812
Rhynchocyclus olivaceus 0.037 0.010 0.000 1.000 0.179
Rhytipterna simpex 0.246 0.010 0.093 0.907 0.072
Sclerurus caudacutus 0.116 0.040 0.095 0.905 0.155
Thamnomanes caesius 0.054 0.010 0.323 0.677 0.674
Thamnophilus palliatus 0.169 0.396 0.000 1.000 0.274
Tolmomyias poliocephalus 0.070 0.030 0.027 0.973 0.322
Trogon collaris 0.006 0.802 0.000 1.000 0.667
Turdus fumigatus 0.207 0.010 0.035 0.965 0.171
Xenops minutus 0.131 0.010 0.000 1.000 0.087

Fig 3. Niche overlap for each Amazonia—Atlantic forest population pairs for all 38 avian species in this study.

Fig 3

Grey and black arrows indicate environmental and niche centroid shift respectively. Solid and Dashed lines represent 100% and 50% of the available environment (background) for each species, respectively. Antrostomus sericocaudatus's and Cercomacroides laeta's niches do not overlap while for the other species there was only partial niche overlap.

Stability between Amazonian and Atlantic niches was generally high (mean = 0.81; SD = 0.27). Only 13.5% (n = 5) of the species showed either no or low niche stability (<0.5). Expansion in the Atlantic populations' niche compared to Amazonians was only detected in 21% (n = 8) of the species. In general, populations in the Atlantic Forest only filled partially the niche of Amazonian populations (mean = 0.39; SD = 0.27). Both A. sericocaudatus and C. laeta that had no niche overlap (D = 0) showed complete expansion and unfilling, and no stability. On the other hand, niches of Atlantic populations of eight species [Celeus torquatus (Boddaert, 1783), Hemitriccus griseipectus (Snethlage, 1907), Mionectes oleagineus (Lichtenstein, 1823), Monasa morphoeus, Rhynchocyclus olivaceus (Temminck, 1820), Thamnophilus palliatus (Lichtenstein, 1823), Trogon collaris Vieillot, 1817, and Xenops minutus (Sparrman, 1788)] were only a subset of the larger Amazonian niches (no expansion, and complete stability).

Discussion

Our results indicate that bird populations that have disjunct distribution in the Amazon and Atlantic Forest show signs of Grinellian niche divergence, mainly supported by the low niche overlap among populations of the same species. Although, underlying processes of niche conservatism seemingly constrain niche evolution in these species because for nearly half of the studied species, observed niche overlap—although small—tended to be higher than what would just be expected by chance (similarity test results). Results from the ecological niche models also confirm that the dry diagonal prevents genetic flow between these two forests, as suitable areas almost always fall within the distribution of current forested regions.

[24] reviewed previous tests of niche conservatism in a temporal context, where he found that most of them did not show considerable niche divergence in the time frame examined here (Pleistocene). Our results represent one of the few examples where niche divergence can occur under the such short evolutionary time. One primary mechanism is the lack of gene flow between the populations—supported by phylogeographic studies [7579] and further inferred by our ecological niche models—that prevent swamping adaptations to the climatic regime characteristics of each forest [26, 80]. Indeed, Atlantic Forest presents more climatic variation and lower temperatures and a smaller volume of precipitation than Amazon [5]. As observed in Fig 2, species niche centroid changes tend to follow the changes in the environmental centroid available in the accessible region for the populations.

When comparing the predictive capacity of the ecological niche models built with Amazonian records, we observed that, for most species, predicted areas agree with the current pattern of occurrence observed in the Atlantic Forest. The same is true for the models of the Atlantic Forest population. These results support a general species niche conservatism of forest habitats constantly recreated by either population, even when their specific niches do not overlap. Niche conservatism—as a process—isolates the populations between Amazon and Atlantic Forest because it besets species adaptation to the conditions found at the dry diagonal.

Atlantic populations' niche showed in general high unfilling, small expansion, and high stability, taking the niches of Amazonian populations as a reference. In other words, niches of the Atlantic Forest populations resemble a subset of that in Amazonian populations. These results support previous genetic evidence of an Amazonian origin of these species [81], which, coupled with the process of niche conservatism, would explain the observed pattern—although some species defy this general interpretation (e.g., A. sericocaudatus and C. laeta).

As previously pointed out by several authors (e.g., [82]), to confirm or not the presence of niche conservatism is not a fundamental approach (although it should surely be tested, see [83]) as to examine the possible consequences of niche conservatism as an ecological and evolutionary process. [26] further explored this topic and proposed that there is a conceptual misinterpretation that niche conservatism presumes the propensity of species to retain the ancestral niche; instead, species would retain their current niche. They called it the instantaneous niche retention, which is a key concept because, when geographic distance also reflects environmental distance (as in this context), the lack of gene flow associated with divergent natural selection would lead populations to track its instantaneous niche [26]. Therefore, the niche would rapidly evolve as a resulting process of niche conservatism.

These differences could be already driving speciation. For instance, phylogenetic studies indicate that some of the species in our study (such as A. sericocaudatus, C. laeta, G. spirurus, H. rubica, and X. minutus) are evolutionarily independent units with recognized subspecies in both biomes [7579]. For instance, Glyphorynchus spirurus populations even have significantly different morphological and vocalization patterns [76]. Molecular clock techniques confirm that some of these populations seem to have diverged during the Pleistocene (e.g., C. laeta, G. spirurus, and H. rubica), although for some divergence may have happened before, during the Pliocene (e.g., X. minutus) [7679]. Phylogenetic divergence during Pleistocene has also been observed in primates [8486], snakes [87], rodents, and marsupials [21, 88]. The diversification of these taxa is consistent with the cycles of isolation of rainforests due to the expansion of savannas during the Pleistocene [1, 4, 21, 8486, 8890], supporting this mechanism as an essential current driver of diversification in the Amazon and Atlantic Forest.

Still, it is crucial to bear in mind that the observed niche divergence is not only a result of the most recent isolation of the two forests but likely to be a product of the long process of isolation and recurrent formation of secondary contact zones following the climatic cycles of the quaternary. Accordingly, we advise some caution in inferring the exact time of niche evolution here. Also, as pointed by [91], if both the lack of gene flow (by allopatry or the development of reproductive isolation) and the divergent selection are not stable through time, the role of ecological speciation in driving diversification in the region will not sustain.

Conclusion

We observed low niche overlap among disjunct populations of the same species that inhabit the Amazon and the Atlantic Forest. However, our results suggest that in 53% of the examined species, the low niche overlap is still higher than predicted under a null model. In general, Grinnellian ecological niches of the population in the Atlantic Forest resemble, to a certain extent, a subset of that of the Amazonian population. However, it is worth noting that some remarkable niche expansions occurred in Atlantic Forest populations. While we have not observed much overlap among the studied species populations, ecological niche models generated with occurrence records of populations from one biome usually recovered the general distribution of populations present on the other. These results lead us to conclude that niche conservatism, while present in many species, was not enough to avoid ecological differentiation among species' Grinnellian ecological niches. In sum, our results support the role of climatic changes that happened at the end of the Pleistocene—that isolated Amazon and Atlantic Forest—as driving ecological differences among the same species populations, and it is also a key mechanism of ongoing diversification in both regions.

Supporting information

S1 Data

(TXT)

S2 Data

(TXT)

S1 Fig

(TIF)

Acknowledgments

We thank Prof. Dr. Paulo De Marco and Dr. Santiago Velazco for their support and help with niche modeling; and all citizen scientists that shared their species occurrence data in online databases.

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

MPDS and DPS were supported by CNPq research productivity fellowships (Proc. Number: 308403/2017-7 and 304494/2019-4, respectively). PVC was supported by a CAPES (the Brazilian Higher Education Training Program) doctoral fellowship (# 1537057). RRDS was supported by a CAPES master’s scholarship (# 1666680). Federal University of Pará (UFPA) support the payment of publication fees (PROPESP-PAPQ 01/2020 - QUALIFIED PUBLICATION SUPPORT PROGRAM).

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Decision Letter 0

Stefan Lötters

4 May 2020

PONE-D-20-05030

The role of ecological niche evolution on speciation patterns of birds  distinctly distributed between the Amazonia and Atlantic Rainforests

PLOS ONE

Dear Mr. Silva,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

The manuscript is very interesting. I received one review and the referee shared this opinion, but found some major aspects that require reconsideration, such foundation of hypotheses, poorly described methods and sometimes a speculative discussion. Moreover, the text sections in part need better connection and the language might need revision by a native speaker. For detailed comments please see below. I agree with the critics raised by the referee why the decision was 'major revision'.

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Stefan Lötters

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PLOS ONE

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Reviewer #1: Partly

**********

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Reviewer #1: Yes

**********

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Reviewer #1: Yes

**********

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Reviewer #1: No

**********

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Reviewer #1: This manuscript investigates whether birds with disjunct distribution in the Amazon and Atlantic forests exhibit either niche conservatism or niche divergence. Authors gathered occurrence data of 37 bird species and built ecological niche models to infer if there is niche overlap between isolated populations in Amazon and Atlantic forests. Despite it has an interesting study question, the manuscript missed foundations of hypotheses. Methods were properly applied. However, authors should consider include Amazon and Atlantic forest in a single model (see below). Sometimes I found discussion very speculative with absence of a properly rejection or acceptance of presented hypotheses in the introduction. The text missed cohesion among subsections. The language needs work. The paper needs a major English language revision by a native speaker. Below, I outlined specific comments:

INTRODUCTION

- I missed a paragraph presenting theoretical basis of niche evolution. Authors gave much focus on Amazon and Atlantic forest disjunction.

- Line 36: you missed Pleistocene.

- Line 45: something is missing between population and species.

- Line 52: authors said “This dynamic may have had some effect on species' niche”. But “some” is vague. You should be more specific.

- Lines 56-58: who said this? Include the reference.

- The arguments presented in introduction did not allow to comprehend why authors evaluated niche overlap of disjunct populations of birds in Amazon and Atlantic forests. Why does check for niche overlap matter? I recommend authors do a better job in reviewing theoretical basis of niche evolution. Then, they will be able indicate why is important check niche overlap for these birds.

- Lines 87-91: Here authors tried to present the study hypotheses (I could not understand the second hypothesis, sentence need to be rewrite). However, it was poor explored. Authors should do a better job in presenting theories that support such hypotheses. In addition, they must present expectations of their hypotheses according to methods they area applying. Then, the readers will be able tom comprehend which hypothesis will be accepted.

MATERIAL AND METHODS

I found methods well written. Sometimes it seems that was wrote for a different person that produced the manuscript.

- Why did the authors only use temperature and precipitation data from Bioclim to infer the niche of species? Why do not include other variables, such as vegetation cover (e.g. EVI: https://www.earthenv.org/), solar radiation, wind speed, water vapor pressure (they are available at the new worldclim version https://www.worldclim.org/data/worldclim21.html), etc?

RESULTS

- why did model Amazon and Atlantic forest separately? As there is evidence of niche conservatism due to a recent divergence, it is better to build a single model for both biomes. Then they can split Amazon and Atlantic Forest after build the models and infer niche overlap. Otherwise, if they decide to maintain their original procedure a convincing justification must be presented.

- I am thinking if the niche overlap result observed in most species would not be biased by modeling Amazon and Atlantic forest separately. Ecological niche models for most species recovered the distribution in Amazon when modelling Atlantic Forest, or vice-versa (as seen in figure 2). However, if the authors aim to infer niche overlap between disjunct populations in these two forests, the niche inferred by Atlantic Forest populations must not include areas in Amazon, because species cannot disperse into that, despite similarities in temperature and precipitation. The opposite happens for Amazon populations.

- I missed a figure and/or table that summarize/combine the niche overlap of all species. I could not find the D values of each species comparison. Maybe include a graph with D values for each species. It will provide an easier way to observe a general pattern in your results.

DISCUSSION

- I found some parts of discussion quite confuse and not linked to the results. In lines 267-271, authors said that found niche overlap, but in results they said that species presented low niche overlap (Schoener's D values below 0.4) (lines 248-249). I cannot follow this, it is very confused.

- lines 280-282: how many was predicted? in how many species?

- lines 287-289: again, different from results in lines 248-249.

- lines 316-326: It is quite speculative. Authors can analyze the genetic data available for some species to check this. Otherwise, they must consider remove this from the text.

- Lines 327: it is also in Pliocene.

- Lines 349-351: I did not understand. If they have subspecies one would expect exactly no niche overlap.

- lines 395: You did not measure phylogenetic diversity.

**********

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PLoS One. 2020 Oct 13;15(10):e0238729. doi: 10.1371/journal.pone.0238729.r002

Author response to Decision Letter 0


12 Jul 2020

ANSWERS TO THE REVIEWERS

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.plosone.org/attachments/PLOSOne_formatting_sample_main_body.pdf and http://www.plosone.org/attachments/PLOSOne_formatting_sample_title_authors_affiliations.pdf

We made the necessary adjustments within the style requirements of PLOS ONE.

2. PLOS requires an ORCID iD for the corresponding author in Editorial Manager on papers submitted after December 6th, 2016. Please ensure that you have an ORCID iD and that it is validated in Editorial Manager. To do this, go to ‘Update my Information’ (in the upper left-hand corner of the main menu), and click on the Fetch/Validate link next to the ORCID field. This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Please see the following video for instructions on linking an ORCID iD to your Editorial Manager account: https://www.youtube.com/watch?v=_xcclfuvtxQ

We inserted the present ORCID ID number 0000-0003-4979-5302 and validated in the Editorial Manager.

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

"MPDS were supported by CNPq research productivity fellowships (#308403/2017‐ 7). PVC was supported by a CAPES (the Brazilian Higher Education Training Program) doctoral fellowship (#1537057)." We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows: "No"

The information presented in the acknowledgments refers to a scholarship, reason for acknowledgement from the authors. The present study did not have any financial support.

4. We note that Figures 1-3 in your submission contain map images which may be copyrighted. All PLOS content is published under the Creative Commons Attribution License (CC BY 4.0), which means that the manuscript, images, and Supporting Information files will be freely available online, and any third party is permitted to access, download, copy, distribute, and use these materials in any way, even commercially, with proper attribution. For these reasons, we cannot publish previously copyrighted maps or satellite images created using proprietary data, such as Google software (Google Maps, Street View, and Earth). For more information, see our copyright guidelines: http://journals.plos.org/plosone/s/licenses-and-copyright.

We believe that it is important to emphasize that the map figures presented in this manuscript were built using ArcGis software using shapefile files that contain polygons that make up a world map of political boundaries. We did not use satellite images or figures protected by copyright for the construction of the map figures. We did all figures, and we believe there is no copyright issues in our manuscript.

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We made the necessary adjustments.

Reviewer:

Comments to the Author

Reviewer #1

Q#1: This manuscript investigates whether birds with disjunct distribution in the Amazon and Atlantic forests exhibit either niche conservatism or niche divergence. Authors gathered occurrence data of 37 bird species and built ecological niche models to infer if there is niche overlap between isolated populations in Amazon and Atlantic forests. Despite it has an interesting study question, the manuscript missed foundations of hypotheses. Methods were properly applied. However, authors should consider include Amazon and Atlantic forest in a single model (see below). Sometimes I found discussion very speculative with absence of a properly rejection or acceptance of presented hypotheses in the introduction. The text missed cohesion among subsections. The language needs work. The paper needs a major English language revision by a native speaker.

We appreciate all the reviewer effort in reviewing our manuscript. As mentioned above, we did substantial changes to improve the writing and the theoretical foundation of our manuscript. We address each specific suggestion below.

Below, I outlined specific comments:

I missed a paragraph presenting theoretical basis of niche evolution. Authors gave much focus on Amazon and Atlantic forest disjunction.

A#1: We restructured the introduction to include a general introduction of niche evolution and why it is important to our work. Changes are in the second and third paragraphs of the intorduction.

Q#2: Line 36: you missed Pleistocene.

A#2: As we restructured the text of the introduction, this sentence is no longer in the text. We took care not to make mistakes when citing the geological time and its dating.

Q#3: Line 45: something is missing between population and species.

Q#3: This sentence is no longer in the text.

Q#4: Line 52: authors said “This dynamic may have had some effect on species' niche”. But “some” is vague. You should be more specific.

Q#4: We agree with the review. The information was vague. We restructured the text and avoided using vague sentences throughout the manuscript.

Q#5: Lines 56-58: who said this? Include the reference.

A#5 We removed this part of the manuscript and restructured this paragraph.

Q#6: The arguments presented in introduction did not allow to comprehend why authors evaluated niche overlap of disjunct populations of birds in Amazon and Atlantic forests. Why does check for niche overlap matter? I recommend authors do a better job in reviewing theoretical basis of niche evolution. Then, they will be able indicate why is important check niche overlap for these birds.

Q#6: We appreciate the constructive criticism. As mentioned before, we restructured the introduction to make our arguments clearer. We believe that our introduction do a much better job in presenting the proper arguments and justifications for our work.

Q#7: Lines 87-91: Here authors tried to present the study hypotheses (I could not understand the second hypothesis, sentence need to be rewrite). However, it was poor explored. Authors should do a better job in presenting theories that support such hypotheses. In addition, they must present expectations of their hypotheses according to methods they area applying. Then, the readers will be able tom comprehend which hypothesis will be accepted.

A#7: We agree and reformulate the wording for a better understanding of the hypothesis of the article. In the last paragraph of the introduction, we present the aims of the paper as:

“We intend to test whether the 37 species of birds with disjunct distribution in the Amazon and the Atlantic Forest show signs of rapid evolution in the Grinnelian niche, using two approaches: (I) we first tested whether ecological niche models constructed with records of the occurrence of a population could predict the distribution of the other; (II) and we also examined the niche overlap between populations using a recently developed structure, which considers the differences in the spatially available environmental conditions in each region - which, if not taken into account, could mask the real evolution of the niche.”

Q#8: Why did the authors only use temperature and precipitation data from Bioclim to infer the niche of species? Why do not include other variables, such as vegetation cover (e.g. EVI: https://www.earthenv.org/), solar radiation, wind speed, water vapor pressure (they are available at the new worldclim version https://www.worldclim.org/data/worldclim21.html), etc?

A#8:. We avoid using the EVI because it is a metric that has great seasonal / temporal variation and as we are testing a possible evolution in the niche, our time scale is broader. In the same way, land use cover metrics from EarthEnv do not reflect the species’ historical niche. Otherwise variables such as wind speed and water vapor pressure are interesting variables for migratory birds (Klaassen M 1996. The Journal of experimental biology. issn: 1477-9145; Carmi et al 1992. The Auk. doi: 10.2307/4088195; Alerstam T. Ornis Scandinavica. doi: 10.2307/3676347), which does not cover our species.

Q#9: why did model Amazon and Atlantic forest separately? As there is evidence of niche conservatism due to a recent divergence, it is better to build a single model for both biomes. Then they can split Amazon and Atlantic Forest after build the models and infer niche overlap. Otherwise, if they decide to maintain their original procedure a convincing justification must be presented.

A#9: We made some changes to the Ecological Niche Model in the Methods section (L133-142) that we hope makes this point clearer. We built separate niche models to test for a niche evolution / differentiation between isolated populations of the same species. This strategy is similar to other key studies in the field (Peterson & Holt 2003. Ecology Letters. doi: 10.1046/j.1461-0248.2003.00502.x; Dowell et al. 2016.Royal Society Open Science. doi: 10.1098/rsos.150619; Hällfors et al. 2015.Ecological Applications.doi: 10.1890/15-0926.1). By adjusting the model for one population and evaluating the effectiveness of this model when predicting the other population, we obtain an estimate of niche change, since these models characterize the niche of the separated populations of the species. If the reciprocal models fail to predict one another, it is an indication of potential niche evolution. Since SDMs are static methods, by applying such methods it is possible to better understand potential niche evolution of the modeled species.

Q#10: I am thinking if the niche overlap result observed in most species would not be biased by modeling Amazon and Atlantic forest separately. Ecological niche models for most species recovered the distribution in Amazon when modelling Atlantic Forest, or vice-versa (as seen in figure 2). However, if the authors aim to infer niche overlap between disjunct populations in these two forests, the niche inferred by Atlantic Forest populations must not include areas in Amazon, because species cannot disperse into that, despite similarities in temperature and precipitation. The opposite happens for Amazon populations.

A#10: We agree that, while fitting the models, we must avoid sampling areas from the other regions, as species never reached that region. Therefore, we took the precautions to avoid sampling pseudo-absences/background data in the opposite region by restricting sampling with a buffer around occurrences, as failing to do so would artificially create a sampling bias (Phillips 2008. Ecography. doi: 10.1111/j.0906-7590.2008.5378.x). Furthermore, we were interested in how well a model fitted on occurrence data from one region was able to accurately predict species’ occurrence at the other region. We believe this procedure was not clear in the methods section and expect that this is made clearer with the recent changes (L133-142).

Q#11: I missed a figure and/or table that summarize/combine the niche overlap of all species. I could not find the D values of each species comparison. Maybe include a graph with D values for each species. It will provide an easier way to observe a general pattern in your results.

A#11: We reviewed and inserted table 3 with the values of the niche overlap for all species for better understanding of the manuscript.

Q#12: I found some parts of discussion quite confuse and not linked to the results. In lines 267-271, authors said that found niche overlap, but in results they said that species presented low niche overlap (Schoener's D values below 0.4) (lines 248-249). I cannot follow this, it is very confused.

A#12: We agreed and restructured a sentence to better understand the text.

Q#13: lines 280-282: how many was predicted? in how many species?

A#13: Prediction occurred in 18 species in both the north and south of the Atlantic Forest, representing 49% of the species in the model. Currently, the text is at lines 268-270.

Q#14: lines 287-289: again, different from results in lines 248-249.

A#14: We agreed and restructured a sentence to better understand the text. Our results show that Amazonian and Atlantic populations have only small Grinellian niche overlap (Schoener's D mean = 0.12; SD = 0.09; range = 0 – 0.37). Antrostomus sericocaudatus and Cercomacroides laeta populations’ niche did not overlap at all (D = 0). Even though species had low niche overlap values, niche similarity tests indicate that 54% (n = 20) of the species have a more similar niche than would be expected just by chance (p < 0,05). The data of the niche overlap are present in Figure 3 of the manuscript.

Q#15: lines 316-326: It is quite speculative. Authors can analyze the genetic data available for some species to check this. Otherwise, they must consider remove this from the text.

A#15: We agreed and removed it from the manuscript.

Q#16: Lines 327: it is also in Pliocene.

A#16: We agreed and changed in the text according to suggestion from the reviewer.

Q#17: Lines 349-351: I did not understand. If they have subspecies one would expect exactly no niche overlap.

A#17: We agreed and restructured a sentence to better understand the text. Our analyzes corroborate studies that indicate that some of the species in our study (such as Antrostomus sericocaudatus, Cercomacroides laeta, Glyphorynchus spirurus, Habia rubica and Xenops minutus) are evolutionarily independent units with recognized subspecies in both biomes (Marks et al. 2002. Molecular Phylogenetics and Evolution. doi: 10.1016/S1055-7903(02)00233-6; Fernandes et al. 2013. Molecular Phylogenetics and Evolution. doi: 10.1016/j.ympev.2012.09.033; Tello et al. 2014. Zoological Journal of the Linnean Society. doi: 10.1111/zoj.12116; Harvey and Brumfield 2015. Molecular Phylogenetics and Evolution. doi: 10.1016/j.ympev.2015.04.018; Lavinia et al. 2015. Molecular Phylogenetics and Evolution. doi: 10.1016/j.ympev.2015.04.018).”

Q#18: lines 395: You did not measure phylogenetic diversity.

A#18: We agreed and changed in the text according to suggestion from the reviewer. We do not measure phylogenetic diversity.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Stefan Lötters

13 Aug 2020

PONE-D-20-05030R1

The role of ecological niche evolution on speciation patterns of birds  distinctly distributed between the Amazonia and Atlantic Rainforests

PLOS ONE

Dear Dr. Silva,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Thanks for improving your paper. The (same) referee is satisfied, so am I. there are a few minor things left, as raised by the referee. Please consider them accordingly and submit your revised manuscript by Sep 27 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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Reviewer #1: All comments have been addressed

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Reviewer #1: Yes

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Reviewer #1: Authors made a very good job in reviewing the manuscript. This new version is substantially improved. I am satisfied with modifications and author’s responses. I have some minor comments:

TITLE: change the word "speciation" to "diversification" as most of isolated populations on both biomes are not ranked as distinct species.

Lines 26-28: This statement was proposed by classical papers, instead these new ones. Please correct the citation including Haffer (1969) and Brown & Ab’Saber (1979).

Lines 194-197: Why do the authors choose these thresholds? It is better use commonly used values from previous studies, than arbitrary values.

Line 233: correct is 0.05.

Lines 247-248: Actually, your results indicate both niche divergence and conservatism. You should put in evidence both scenarios, as evidenced in your results.

Lines 257-258: what do you mean with "considered evolutionary time"? We might expect recent splits for most co-distributed species in both biomes, due to lack of phenotypic divergence.

Line 259: which phylogeographic studies?

Lines 301-302: include Ledo and Coli (2017) and Batalha-Filho et al (2013) in the citations, as they properly showed this hypothesis.

References:

Batalha-Filho H, Fjeldså J, Fabre P-H, et al (2013) Connections between the Atlantic and the Amazonian forest avifaunas represent distinct historical events. J Ornithol 154:41–50.

Brown, K.S., Ab’Saber, A.N., 1979. Ice-ages forest refuges and evolution in the Neotropics: correlation of paleoclimatological, geomorphological, and pedological data with modern biological endemism. Paleoclimas 5, 1–30.

Haffer, J., 1969. Speciation in Amazonian forest birds. Science 165, 131–137.

Ledo, RMD, Colli, GR. The historical connections between the Amazon and the Atlantic Forest revisited. J Biogeogr. 2017; 44: 2551– 2563.

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PLoS One. 2020 Oct 13;15(10):e0238729. doi: 10.1371/journal.pone.0238729.r004

Author response to Decision Letter 1


19 Aug 2020

ANSWERS TO THE REVIEWERS

Reviewer:

Comments to the Author

Reviewer #1

Q#1: Authors made a very good job in reviewing the manuscript. This new version is substantially improved. I am satisfied with modifications and author’s responses. I have some minor comments:

Thank you for the positive feedback, your comments were fundamental to guide our revision.

TITLE: change the word "speciation" to "diversification" as most of isolated populations on both biomes are not ranked as distinct species.

Q#1: We changed the word "speciation" to "diversification" in the title.

Q#2: Lines 26-28: This statement was proposed by classical papers, instead these new ones. Please correct the citation including Haffer (1969) and Brown & Ab’Saber (1979).

A#2: Thanks for pointing this out. We have corrected the citation including these articles.

Q#3: Lines 194-197: Why do the authors choose these thresholds? It is better use commonly used values from previous studies, than arbitrary values.

Q#3: We changed and standardized the limit value based on previous studies (Manel et al. 1999, 2001, Luck 2002, Stockwell and Peterson 2002, Bailey et al. 2002, Woolf et al. 2002, Liu 2005), considering the value of 0.05 in the lowest category to optimize the percentage of models.

Q#4: Line 233: correct is 0.05.

Q#4: We modified the text to the correct value.

Q#5: Lines 247-248: Actually, your results indicate both niche divergence and conservatism. You should put in evidence both scenarios, as evidenced in your results.

Q#5: We agree, the entire paragraph show that. But we moved the sentence up to make it clearer. The text now reads as follow:

“Our results indicate that bird populations that have disjunct distribution in the Amazon and Atlantic Forest show signs of Grinellian niche divergence, mainly supported by the low niche overlap among populations of the same species. Although, underlying processes of niche conservatism seemingly constrain niche evolution in these species because for nearly half of the studied species, observed niche overlap — although small — tended to be higher than what would just be expected by chance (similarity test results).”

Q#6: Lines 257-258: what do you mean with "considered evolutionary time"? We might expect recent splits for most co-distributed species in both biomes, due to lack of phenotypic divergence.

A#6 We were referring to the short evolutionary time. We changed the sentence to be more specific and avoid confusion. The sentence now reads as follow:

“Our results represent one of the few examples where niche divergence can occur under the such short evolutionary time.”

Q#7: Line 259: which phylogeographic studies?

Q#7: We updated the text to indicate the proper references of the phylogeographic studies.

Q#8: Lines 301-302: include Ledo and Coli (2017) and Batalha-Filho et al (2013) in the citations, as they properly showed this hypothesis.

Q#8: We added the appropriate citations.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 2

Stefan Lötters

24 Aug 2020

The role of ecological niche evolution on diversification  patterns of birds distinctly distributed between the Amazonia and Atlantic Rainforests

PONE-D-20-05030R2

Dear Dr. Silva,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Stefan Lötters

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Stefan Lötters

3 Sep 2020

PONE-D-20-05030R2

The role of ecological niche evolution on diversification  patterns of birds distinctly distributed between the Amazonia and Atlantic Rainforests

Dear Dr. Silva:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Prof. Dr. Stefan Lötters

Academic Editor

PLOS ONE

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