Abstract
This study endeavours to comprehensively the study the spectrum of ENT manifestations in mild and asymptomatic COVID-19 and observe the natural course of anosmia and dysgeusia consequent to SARS-Cov-2 infection. A prospective cohort study was undertaken at a tertiary care centre in India on admitted patients with RT-PCR proven COVID-19. Patients were included provided the baseline National Early Warning Score (NEWS) was less than 4. Patients were screened for ENT manifestations using a questionnaire at baseline, 7 days, 14 days and 28 days. 225 patients were included in the study. Of these complete data at 4 weeks was available for 210. Out of 145 patients with mild COVID-19 (asymptomatic = 80), ENT manifestations accounted for 66.2% of all symptoms. Smell and taste disturbance had an overall incidence of 20% and 45% of ENT manifestations. Temporal trends of the recovery rate of anosmia and dysgeusia were 53.6% and 66.7% at 2 weeks, respectively. Corresponding rates at 3 weeks were 89.29% and 86.7%, respectively. By the end of 4 weeks 96% of the patients had recovered completely. The incidence of anosmia and dysgeusia in this study parallels the rates reported from other Asian countries, albeit, lower than the rates quoted from the Western Hemisphere. We recommend structured reporting of all ENT manifestations especially smell and taste disturbances to accurately identify individuals infected with SARS-Cov-2.
Keywords: COVID-19, SARS-Cov-2, Anosmia, Dysgeusia, ENT, Otorhinolaryngology
Introduction
The COVID-19 pandemic which began in December 2019 at the Hubei province in China has amounted to 21 million cases and claimed 7 lakh lives worldwide at the time of writing this manuscript [1]. The Indian subcontinent currently accounts for 6 lakh active cases and a total of 50,000 deaths. There has been a surge in the scientific literature related to the natural course of this novel disease process. It is now understood that 50% of the individuals who test positive on SARS-Cov-2 RT-PCR are asymptomatic and almost 87% have mild disease (mild clinical symptoms and no abnormal findings on chest imaging) [2, 3]. This particular subset of patients has epidemiological significance in the transmission of the disease process in the community. Otolaryngologic symptoms comprise a large gamut of the mild COVID-19 symptomatology with reports of smell and taste disturbance being the only manifestation in “asymptomatic” individuals [4]. The aim of the present study, therefore, was to analyze the spectrum of otolaryngologic manifestations in a homogenous subset of mild and asymptomatic COVID-19 patients and also to gain insight into the long-term recovery rates of smell and taste disturbances. Understanding these early-onset signs and symptoms would have immense implication towards the existing testing strategy and isolation.
Materials and Methods
This was a prospective cohort study conducted at a designated COVID-19 facility (NCI-A.I.I.M.S, Jhajjar). The authors assert that all procedures contributing to this work comply with the ethical standards of the institutional guidelines of All India Institute of Medical Sciences, New Delhi on human experimentation and with the Helsinki Declaration of 1975, as revised in 2008. All consecutive patients with SARS-Cov-2 RT-PCR positive admitted from 23-04-2020 to 29-06-2020 were included. Patients who had a NEWS (National Early Warning Score) of less than or equal to 4 or in other words mild disease at admission were included in this study. Patients were interviewed at admission to obtain information related to demography, presence and duration of symptoms as depicted in Fig. 1. Information was also obtained related to comorbid illnesses if any. Patients were longitudinally followed up by telephonic interview at 7 days, 14 days and 1 month.
All statistical analysis was performed using MedCalc version 19.4.1. For univariate analysis using a categorical variable, Fischer’s Exact Test was used. For continuous variables, the distribution was found to be non-normal and therefore, Mann–Whitney U test was performed. A p value of less than 0.05 was taken as statistically significant. All confidence intervals mentioned are 95% confidence intervals.
Results and Analysis
225 patients fulfilled the inclusion criteria and were included in this study. The mean age of the cohort was 34.96 ± 13.4 years (range: 5–65 years). At baseline, 80 (35.5%) were found to be asymptomatic. The remaining 145 patients were mildly symptomatic with NEWS less than 4 as shown in Table 1. 30 patients (13.3%) were found to have comorbid illnesses with diabetes and hypertension being the most frequently encountered. Table 1 summarises the salient demographic features of this cohort.
Table 1.
n | 225 |
Male:female | 159:63 |
Transgender | 3 |
Age (mean ± SD) | 34.96 ± 13.4 (range 5–65) |
Symptomatic | 145 |
Asymptomatic | 80 |
NEWS-2 Score | |
0 | 195 |
1 | 29 |
2 | 1 |
Comorbidities | |
Diabetes | 13 |
Hypertension | 8 |
Bronchial asthma/COPD | 2 |
Pulmonary tuberculosis | 1 |
Malignancy | 1 |
Hypothyroidism | 2 |
Chronic kidney disease | 2 |
Seizure disorder | 1 |
Immunosuppression | 0 |
Distribution of Symptoms at Baseline
Graphical representation of symptoms at baseline is depicted in Fig. 1. Out of the 145 patients with mild disease at the outset, otolaryngologic symptoms could be identified in 96 (66.2%). Of the non-ENT symptoms, fever and constitutional symptoms were the most common (n = 104 and 108, respectively) followed by cough (n = 86) and shortness of breath (n = 30). A gastrointestinal manifestation was noted in only 8.27%.
Distribution of ENT Manifestations at Baseline
Graphical representation of ENT manifestation is depicted in Fig. 2. Out of the 96 patients with ENT symptoms are baseline, the most common symptom was odynophagia (n = 61, 63.5%), followed by smell and taste disturbance.
In the entire cohort of 225 patients, 29 (12.8%) had sudden onset anosmia and 39 (17.33%) had dysgeusia. Combined smell and taste disturbance were noted in 21 (9.3%) patients. Nasal obstruction as a cause of anosmia was ruled out as the former was noted in only 3 patients. None of the patients has anosmia or dysgeusia as their only baseline symptom. No significant difference in terms of the temporal association was noted in the onset pattern of smell and taste disturbance with other baseline symptoms. However, in 14 patients, smell and taste disturbance preceded the onset of other symptoms.
Minor ENT manifestations which were reported by a small number of patients included dizziness, epistaxis, sneezing and aphthous ulcers.
Recovery Pattern of Sudden Onset Anosmia and Dysgeusia
Follow-up data at 4 weeks was available for 210 patients. Of the 15 patients lost to follow-up, 7 patients had anosmia/dysgeusia. Of the 210 patients with complete follow-up data, mean duration of anosmia and dysgeusia was 8.10 days (range: 1–29 days) and 6.53 days (range: 1–29 days), respectively. Figure 3 depicts the recovery pattern of anosmia and dysgeusia in this study. By 2 weeks, 53.6% of the patients with anosmia and 66.7% of the patients with dysgeusia had a complete recovery. This increased to 89.29% in case of anosmia and 86.7% in the case of dysgeusia at the end of 3 weeks. By the end of 4 weeks, 96% of the patients had recovered completely.
Univariate Analysis
The impact of age, sex, comorbidity, presence of other symptoms and NEWS on the incidence of anosmia/dysgeusia was studied using a univariate model as shown in Table 2. The only statistically significant correlation was seen in patients with comorbid illnesses. Patients with comorbidities were 2.28 times more likely to present with anosmia or dysgeusia.
Table 2.
Relative risk | p (95% CI) | |
---|---|---|
Age | 1.04 | 0.66 (0.76–1.18) |
Sex (baseline male) | 0.95 | 0.64 (0.41–1.72) |
Comorbidity | 2.28 | 0.04 (2.5–16.3)* |
Symptomatic vs asymptomatic | 0 | |
NEWS 0 vs NEWS 1–2 | 0.73 | 0.37(0.38–1.4) |
* indicate p < 0.05, statistically significant
Discussion
In this prospective cohort study conducted on 225 patients with mild COVID-19, at least one ENT manifestation could be identified in 62.2% of the patients. The most common otolaryngologic symptom was odynophagia (63.5%) followed by smell and taste abnormality (n = 45, overall—20%, 46.8% of all ENT symptoms). Pharyngeal symptoms were found to be more commonly associated with COVID-19 than nasal symptoms like obstruction and discharge in studies from Italy and Egypt [5, 6]. The smell and taste disturbance was found to be temporary with 96% of the patients regaining their function by 4 weeks. No significant association could be demonstrated with disease severity within the mild cohort, nor could we identify any correlation with sex or age. However, patients with comorbidities (n = 30, 13.3%) were more likely to present with either smell or taste disturbance (RR 2.28, p 0.04, 95% CI 2.5–16.3).
Mao et al. in their multi-institutional study on 214 patients were the first to highlight the neurological affectations consequent to COVID-19 [7]. Their series reported 5.1% incidence of anosmia and 16.8% incidence of dizziness. As opposed to the 20% incidence identified in our study. The study by Mao et al. however, had an admixture of patients with varying disease severity unlike our homogenous population of NEWS ranging between 0 and 2. Subsequently, there have been several reports focusing on the anosmia and dysgeusia. European studies demonstrated a much higher incidence, ranging from 56.9% in the study by Mercante et al. (I-SNOT 22 on 204 patients) to 73% in the questionnaire-based study of Kaye et al. and 79% reported by Hopkins et al. [8, 10]. A systematic review of 10 studies reporting anosmia and dysgeusia in COVID-19, showed a pooled incidence of 52.73% for anosmia and 43.93% for dysgeusia [11]. Most of these studies are retrospective and questionnaire-based, making them prone to recall bias. This is evident from the study from Iran where UPSIT (University of Pennsylvania Smell Identification Test) was administered prospectively and 98% were found to have different degrees of smell and taste disturbances [12]. The authors alluded to the fact that 35% of the patients were unaware of their smell and taste disturbance. These studies led the CDC to include “new-onset smell and taste disturbance” to the list of early warning symptoms for COVID-19 [13]. Therefore, ENT symptoms, especially, smell and taste disturbances should be actively sought to avoid underreporting.
Unlike the studies quoted above, our study reveals only a 20% overall incidence of either anosmia or dysgeusia. This was a prospective study, therefore, under-reporting owing to recall bias was eliminated. There is a possibility of underestimating the true incidence in this study since a structured tool like UPSIT was not utilized. Nevertheless, our figures parallel the other studies conducted on Asian population (Mao et al. 5.1% and Korean data—15.3%) [7, 14]. The explanation behind this ethnic disparity can be sought from the pathophysiology of SARS-Cov-2. SARS-Cov-2 gains entry into epithelial cells by binding to angiotensin-converting enzyme-2 protein (ACE-2) on the cell surface [15]. Though the olfactory neurons lack ACE-2, the virus may gain access through the sustentacular cells that express ACE-2, which facilitate entry into the olfactory fibres through exosomes [16]. This process along with the immunological response mounted by the damaged olfactory neurons form the basis for olfactory dysfunction [12]. The Asian population has a different allelic composition in ACE-2 and this polymorphism is responsible for the variable binding pattern of SARS-Cov-2 [17, 18].
COVID-19 associated smell and taste disturbance have certain salient features. Unlike non-COVID-19 post-viral anosmia, local factors causing “conductive” anosmia is not the underlying cause as seen by the limited number of patients manifesting other nasal symptoms as seen in this study (n = 3) and the study by Mercante et al. (14%) [8]. MRI focussing on the olfactory groove have identified hyperintensity on T-1 weighted sequences due to underlying microbleeding and hemosiderin deposition [19]. This finding further provides credence to the “Neuro-COVID” hypothesis by Fotuhi et al. [20]. Autopsy studies have failed to demonstrate SARS-Cov-1 in olfactory neurons in the CNS [21] and the previously proven regenerative capacity of the olfactory bulb [22, 23], suggest that COVID-19 associated anosmia is unlikely to be related to a central cause. This is evinced by the excellent recovery rates reported in our study as well as other notable large series [9, 10]. Previous studies have revealed that anosmia and dysgeusia are commonly associated with milder “nasal centric” COVID phenotype than the ones presenting with acute respiratory distress syndrome [10, 24]. This was the reason for basing our study entirely on the mild and asymptomatic population. This demographic subgroup primarily consists of younger individuals without comorbid illnesses. Identification of this subset of patients is paramount from an epidemiologic point of view as they have been identified as having a high level of virus shedding, thereby, propagating the disease in the community [25]. Since anosmia has been identified as a marker for COVID-19, these ENT manifestations should be actively sought, especially in mild or asymptomatic individuals.
This was purely an observational study on a prospective cohort. No patient received any active intervention directed towards treatment of anosmia and dysgeusia. There are anecdotal reports highlighting the effectiveness of systemic and nasal steroid and olfactory retraining [26, 27]. These need to be validated in randomized controlled trials.
Conclusion
This prospective series highlights the importance of screening otolaryngologic manifestations in COVID-19. Smell and taste disturbance can predate other characteristic COVID-19 symptoms and thus mandate suspect isolation and testing. Though of considerable concern to the emotional well-being and quality of life of a patient, the excellent recovery rates demonstrated in this report, will be valuable in patient counselling and follow-up.
Acknowledgements
None.
Author’s Contribution
Data collection: SP, AM, AK, PS, BS, LD, CK, RG. Analysis: SP, AK, KS, AT, SB, AM, VPM, PT, SV. Writing of the manuscript: SP, KS, AT.
Funding
None.
Availability of Data and Materials
The complete data pertaining to this study can be made available by the corresponding author if required for individual patient data metaanalysis.
Compliance with Ethical Standards
Conflict of interest
None.
Ethical Approval
This study was a part of two ongoing clinical trials for which Institutional Ethical Clearance was obtained: IEC-250/17.04.2020 and IEC-251/17.04.2020.
Consent to Participate
Informed written consent was obtained from all the participants prior to the study.
Consent for Publication
Information about publishing the results in peer-reviewed journals was mentioned in detail to all the participants. All measures were undertaken to ensure anonymity of an individual during the entire process.
Footnotes
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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Data Availability Statement
The complete data pertaining to this study can be made available by the corresponding author if required for individual patient data metaanalysis.