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. 2020 Oct 15;6(10):e05153. doi: 10.1016/j.heliyon.2020.e05153

Lp bounds for rough parabolic maximal operators

Mohammed Ali 1,, Qutaibeh Katatbeh 1
PMCID: PMC7569231  PMID: 33102836

Abstract

In this article, we establish the Lp estimates for a certain class of rough parabolic maximal functions related to surfaces of revolution. The obtained estimates allow us to apply an extrapolation argument to extend and improve some previously known results.

Keywords: Mathematics, Lp boundedness, Rough kernels, Surfaces of revolution, Parabolic maximal operators, Extrapolation


Mathematics; Lp boundedness; Rough kernels; Surfaces of revolution; Parabolic maximal operators; Extrapolation

1. Preliminaries and statement of results

Throughout this article, we assume that n2 and Sn1 is the unit sphere in the Euclidean space Rn, which is equipped with the normalized Lebesgue surface measure dμ=dnμ().

For j{1,2,,n}, let αj be fixed real numbers in the interval [1,), and let Ψ:Rn×R+R be a function given by Ψ(v,λ)=j=1nvj2λ2αi with v=(v1,v2,,vn)Rn. For each fixed vRn, the unique solution of the equation Ψ(v,λ)=1 is denoted by λ(v). The authors of [1] proved that (Rn,λ) is a metric space which is frequently called the mixed homogeneity space related to {αi}i=1n. Let Dλ (with λ>0) be the diagonal n×n matrix

Dλ=[λα100λαn].

The polar coordinates transform in (Rn,λ) is given by the following:

v1=λα1cosϑ1cosϑn2cosϑn1,v2=λα2cosϑ1cosϑn2sinϑn1,vn1=λαn1cosϑ1sinϑ2,vn=λαnsinϑ1,

vRn. Hence, dv=λα1J(v)dλdμ(v), where

α=j=1nαj,J(v)=j=1nαj(vj)2,v=Dλ(v)1vSn1,

and λα1J(v) refers to the Jacobian of the above transforms.

The authors of [1] proved that there is a real constant C satisfying 1J(v)C for all vSn1, and J(v)C(Sn1).

Let KΩ,g be the kernel on Rn given by

KΩ,g(v)=g(λ(v))Ω(v)λ(v)α,

where g is a real measurable function on R+, and Ω is an integrable function over Sn1 that satisfies the conditions

Ω(Dλv)=Ω(v),λ>0, (1.1)

and

Sn1Ω(v)J(v)dμ(v)=0. (1.2)

For a suitable mapping ψ:R+R, we define the maximal operator MΩ,ψ(τ), for fS(Rn+1), by

MΩ,ψ(τ)(f)(x,xn+1)=supgΓτ(R+,dλλ)|  TΩ,h,ψ(f)(x,xn+1)|, (1.3)

where

TΩ,g,ψ(f)(x,xn+1)=p.vRnf(xv,xn+1ψ(λ(v)))KΩ,g(v)dv (1.4)

and Γτ(R+,dλλ) (τ1) is denoted to the class of all measurable functions g:R+R such that

gΓτ(R+,dλλ)=(0|g(λ)|τdλλ)1/τ1.

The parabolic singular operator TΩ,1,λ (g1 and ψ(λ)=λ) was introduced by Fabes and Riviére in [1] in which the authors established the Lp (1<p<) boundedness of TΩ,1,λ whenever ΩC1(Sn1). Later on, the authors of [2] improved the above result. Precisely, they proved that TΩ,1,λ is bounded for any p(1,) under the condition that ΩL(logL)(Sn1). Recently, a considerable amount of research has been done to obtain the Lp boundedness of the operator TΩ,g,ψ, the readers are refereed (for instance to [3], [4] and the references therein).

When α1==αn=1, then α=n, λ(x)=|x| and (Rn,λ)=(Rn,||). In this case, we denote TΩ,g,ψ by TΩ,g,ψc and MΩ,ψ(τ) by MΩ,ψ(τ),c. Also, when ψ(λ)=λ and g1, then the operator TΩ,g,ψc becomes the classical Calderón-Zygmund singular integral operator TΩc given by

TΩc(f)(x)=p.vRnf(xv)Ω(v)|v|ndv.

Historically, the study of the singular operator TΩc started by Calderón and Zygmund in [5] in which they showed that TΩc is bounded on Lp(Rn) for 1<p< provided that ΩL(logL)(Sn1). Moreover, they found that the condition ΩL(logL)(Sn1) is optimal in the sense that TΩc may lose the Lp boundedness for any p if Ω is assumed to be in the space L(logL)1γ(Sn1) for some γ(0,1). Subsequently, the study of the Lp boundedness of TΩ,g,ψc under various conditions on the kernels has attracted the attention of many mathematicians. For more information about the importance of such operators and their developments, the readers are refereed to [6], [7], [8], [9], [10], [11], [12], among numerous references.

Again, when ψ(λ)=λ, then the operator MΩ,ψ(τ),c is just the classical maximal operator which is denoted by MΩ(τ),c. The operator MΩ(τ),c was first introduced by the authors of [13], who proved that when ΩC(Sn1) and gΓτ(R+,drr) for some 1τ2, then MΩ(τ),c is bounded on Lp(Rn) for all p((nτ),). Afterward, Al-Salman improved this result in [14]. Precisely, he established the Lp(Rn) (p2) boundedness of MΩ(2),c under the condition ΩL(logL)1/2(Sn1). Furthermore, he found that the condition ΩL(logL)1/2(Sn1) is optimal in the sense that the L2(Rn) boundedness of MΩ(2),c is not true when the exponent 1/2 in L(logL)1/2(Sn1) is replaced by any number κ(0,1/2). Recently, Al-Qassem in [6] improved the result in [14]. In fact, he obtained that if gΓτ(R+,drr) for some 1τ2, ΩL(logL)1/τ(Sn1) and the function ψ is C2([0,)), increasing and convex with ψ(0)=0, then MΩ,ψ(τ),c is bounded on Lp(Rn+1) for any τp< with 1<τ2, and also it is bounded on L(Rn+1) for τ=1.

In this paper, we shall get certain estimates for MΩ,ψ(τ) under weak conditions on the kernels, and then we use these estimates in an extrapolation argument to establish some new extended and improved results in parabolic maximal functions. Also, we shall derive and present several applications of our main result. The main result of this paper is described in the following theorem.

Theorem 1.1

Let ΩLq(Sn1) for some 1<q2 with ΩL1(Sn1)1 and satisfy the conditions (1.1)-(1.2). Assume that ψ is a real-valued polynomial and MΩ,ψ(τ) is given by (1.3) for some τ[1,2]. Then there is a positive constant Cp such that

MΩ,ψ(τ)(f)Lp(Rn+1)Cp(1+log(e+ΩLq(Sn1)))1/τfLp(Rn+1) (1.5)

for τp< with 1<τ2, and

MΩ,ψ(1)(f)L(Rn+1)CfL(Rn+1). (1.6)

By using the inequalities (1.5)-(1.6) and applying an extrapolation argument (see [15], [16], [17], [18]), we obtain the following result:

Theorem 1.2

Let ψ be given as in Theorem 1.1 and Ω belong to the space Bq(0,1/τ)(Sn1)L(logL)1/τ(Sn1) for some q>1. Then MΩ,ψ(τ) is bounded on Lp(Rn+1) for τp< with 1<τ2, and it is bounded on L(Rn+1) for τ=1.

As a direct consequence of Theorem 1.2 and the observation that

|  TΩ,g,ψ(f)(x,xn+1)|gΓτ(R+,dλλ)MΩ,ψ(τ)(f)(x,xn+1)

for any 1τ2, we deduce the following:

Corollary 1.3

Assume that ψ and Ω are given as in Theorem 1.2. Let gΓτ(R+,dλλ) for some 1τ2. Then the singular operator TΩ,g,ψ given by (1.4) is bounded on L(Rn+1) for τ=1; and it bounded on Lp(Rn+1) for τp< with 1<τ2.

In fact, conclusion from Corollary 1.3 and using a standard duality argument (see [[6], Theorem 1.3]), one can easily satisfy the Lp boundedness of TΩ,g,ψ for any 1<p< with 1<τ2 whenever ΩBq(0,1/τ)(Sn1)L(logL)1/τ(Sn1).

The generalized parabolic Marcinkiewicz operator related to the maximal operator MΩ,ψ(τ) is given by

μΩ,ψ(τ)(f)(x,xn+1)=(R+|1t  λ(v)tf(xv,xn+1ψ(λ(v)))Ω(y)(λ(v))α+1dv|τdt)1/τ. (1.7)

It is clear that for any 1τ2, we have

μΩ,ψ(τ)(f)()CMΩ,ψ(τ)(f)().

Therefore, we can derive the following result:

Corollary 1.4

Let ψ and Ω be given as in Theorem 1.2. Suppose that the generalized parabolic Marcinkiewicz operator μΩ,ψ(τ) is given by (1.7) for some 1τ2. Then the operator μΩ,ψ(τ) is bounded on L(Rn+1) for τ=1; and it is of type (p,p) for all p[τ,) with 1<τ2.

It is worth mentioning that the authors of [19] established the Lp boundedness of μΩ,ψ(2) for all 1<p< whenever ψ is a real-valued polynomial and ΩL(logL)1/2(Sn1)Bq(0,1/2)(Sn1) for some q>1. On the other side, under other constraints different form the above corollary, the operator μΩ,ψ(2) was studied in [20], [21], [22], [23].

Throughout the rest of this article, whenever the letter C appears, it refers to a bounded positive constant that may vary at each occurrence but independent of the essential variables. Also, whenever ΩLq(Sn1)) for some q>1, we let βΩ=log(e+ΩLq(Sn1)).

2. Preliminary lemmas

In this section, we give some auxiliary. Let us start with the following lemma.

Lemma 2.1

Let ΩL1(Sn1) satisfy the conditions (1.1)-(1.2), and let ψ be a real-valued polynomial. Define the maximal function MΩ,ψλ by

MΩ,ψλf(x)=supjZ2jλ(y)2j+1|f(xv,xn+1ψ(λ(v)))||Ω(v)|λ(v)αdv.

Then, for 1<p, we have

MΩ,ψλ(f)Lp(Rn+1)CpfLp(Rn+1)ΩL1(Sn1).

Proof

By a simple change of variables, it is easy to see that

MΩ,ψλf(x)=supjZSn12j2j+1|f(xDλu,xn+1ψ(λ))Ω(u)J(u)|dλλdμ(u)CsupjZSn1|Ω(u)|(2j2j+1|f(xDλu,xn+1ψ(λ))|dλλ)dμ(u).

Since the maximal function M=supjZ2j2j+1|f(xDλu,xn+1ψ(λ))|dλλ is bounded on Lp(Rn+1) for all 1<p (see [24]), then we directly get

MΩ,ψλ(f)Lp(Rn+1)CpΩL1(Sn1)fLp(Rn+1).

 □

The next lemma can be derived by following the same approaches (with only minor modifications) found in [6], [25], [26].

Lemma 2.2

Let 1<q2, and let ΩLq(Sn1) satisfy the conditions (1.1)-(1.2) with ΩL1(Sn1)1. Assume that ψ(.) is an arbitrary function on R+. For kZ, define Jk,Ω,ψ:Rn+1R by

Jk,Ω,ψ(ξ,η)=122βΩ|Sn1Ω(u)Ak,Ω,ψ(λ,u)J(u)dμ(u)|2dλλ, (2.1)

where

Ak,Ω,ψ(λ,u)=ei[2(k+1)βΩDλuξ+ψ(2(k+1)βΩλ)η] (2.2)

Then, there exist constants C>0 and 0ϵ1 so that

Jk,Ω,ψ(ξ,η)CβΩmin{|D2(k+1)βΩξ|ϵ4mβΩ,|D2(k+1)βΩξ|ϵ4mβΩ},

where m is denoted to the distinct numbers of {αj}.

Proof

It is easy to check that

Jk,Ω,ψ(ξ,η)C122βΩ(  Sn1|Ω(u)||Ak,Ω,ψ(λ,u)|dμ(u))2dλλC122βΩ(  Sn1|Ω(u)|dμ(u))2dλλCβΩΩL1(Sn1)2CβΩ. (2.3)

On one hand, by using [[27], Lemma 2.2], we obtain that

|122βΩAk,Ω,ψ(λ,u)Ak,Ω,ψ(λ,v)dλλ|C|{D2(k+1)βΩ(uv)ξ}|14mC(|(uv)ζ||D2(k+1)βΩξ|)14m, (2.4)

where ζ=D2(k+1)βΩξ|D2(k+1)βΩξ|. Combining (2.4) with the trivial estimate

|122βΩAk,Ω,ψ(λ,u)Ak,Ω,ψ(λ,v)dλλ|CβΩ (2.5)

leads to

|122βΩAk,Ω,ψ(λ,u)Ak,Ω,ψ(λ,v)dλλ|C(|(uv)ζ||D2(k+1)βΩξ|)ϵ4mβΩ1ϵ

for any ϵ[0,1]. Now, by Hölder's inequality, we obtain

(Jk,Ω,ψ(ζ))qCΩLq(Sn1)2qSn1Sn1|122βΩAk,Ω,ψ(λ,u)Ak,Ω,ψ(λ,v)dλλ|qdμ(u)dμ(v).

Hence, as 1<q2, we choose ϵ so that qϵ2m<1. So, we deduce

Jk,Ω,ψ(ζ)C|D2(k+1)βΩξ|ϵ4mΩL1(Sn1)2βΩ1ϵ,

which when combined with the trivial estimate (2.3) gives

Jk,Ω,ψ(ζ)C|D2(k+1)βΩξ|ϵ4mβΩβΩ1ϵβΩCβΩ|D2(k+1)βΩξ|ϵ4mβΩ. (2.6)

On the other hand, by using the cancellation condition (1.2), we have

|  Sn1Ω(u)Ak,Ω,ψ(λ,u)J(u)dμ(u)|C  Sn1|Ω(u)||ei2(k+1)βΩDλuξ1|dμ(u)C  |D2(k+1)βΩλξ|ΩL1(Sn1).

Thus, when the last estimate is combined with the trivial estimate

|  Sn1Ω(u)Ak,Ω,ψ(λ,u)J(u)dμ(u)|CΩL1(Sn1),

we get

|  Sn1Ω(u)Ak,Ω,ψ(λ,u)J(u)dμ(u)|CΩL1(Sn1)  |D2(k+1)βΩλξ|ϵ8mβΩ.

Therefore,

Jk,Ω,ψ(ζ)CβΩ|D2(k+1)βΩξ|ϵ4mβΩ. (2.7)

Consequently, by (2.6) and (2.7), the proof is complete. □

3. Proof of Theorem 1.1

To prove this theorem, we employ similar arguments used in the proof of [Theorem 1.6, [6]] and [Theorem 1.1, [17]]. By the duality,

MΩ,ψ(τ)(f)(x,x+1)=(  0|  Sn1f(xDλv,xn+1ψ(λ))Ω(v)J(v)dμ(v)|τdλλ)1/τ,

which gives

MΩ,ψ(τ)(f)Lp(Rn+1)=Bλ(f)Lp(Lτ(R+,dλλ),Rn+1), (3.1)

where Bλ:Lp(Rn+1)Lp(Lτ(R+,dλλ),Rn+1) is the linear operator given by

Bλ(f)(x,xn+1)=Sn1f(xDλv,xn+1ψ(λ))Ω(v)J(v)dμ(v).

In order to handle our main result, it is enough to show that

Bλ(f)L(L(R+,dλλ),Rn+1)CpfL(Rn+1), (3.2)

and

Bλ(f)Lp(L2(R+,dλλ),Rn+1)Cp(1+βΩ)1/2fLp(Rn+1) (3.3)

for 2p<; and then apply the interpolation theorem to the inequalities (3.2)-(3.3) to get

MΩ,ψ(τ)(f)Lp(Rn+1)Cp(1+βΩ)1/τfLp(Rn+1) (3.4)

for τp< with 1<τ<2.

Let us first prove (3.2). In this case we consider τ=1; assume that gL1(R+,dλλ) and fL(Rn+1). Then for all (x,xn+1)Rn×R, we have

|0h(λ)  Sn1f(xDλv,xn+1ψ(λ))Ω(v)J(v)dμ(v)dλλ|CfL(Rn+1)gL1(R+,dλλ).

Hence, for any g with gΓ1(R+,dλλ)1, we reach

MΩ,ψ(1)f(x,xn+1)CfL(Rn+1)

for almost every where (x,xn+1)Rn+1, which implies

Bλ(f)L(L(R+,dλλ),Rn+1)=MΩ,ψ(1)fL(Rn+1)CfL(Rn+1).

Now consider the case τ=2. Let {φk}kZ be a collection of C functions on (0,) that satisfy the following:

supp φkIk,βΩ=[2(k+1)βΩ,2(k1)βΩ];φk(u)=φk(λ(u)))0φk1;  kZφk(λ)=1;and  |dkφk(λ)dλk|Ckλk.

Let Φk be the multiplier operators in Rn+1 given by

(Φkf)ˆ(ξ,η)=φk(λ(ξ))fˆ(ξ,η)for(ξ,η)Rn×R.

Then by Minkowski's inequality, we have for any fS(Rn+1),

MΩ,ψ(2)(f)(x,xn+1)jZEΩ,ψ,j(2)(f)(x,xn+1), (3.5)

where

EΩ,ψ,j(2)(f)(x,xn+1)=(kZIk,βΩ|Hk+j,λf(x,xn+1)|2dλλ)1/2,

and

Hj,λf(x,xn+1)=Sn1(Φjf)(xDλv,xn+1ψ(λ))Ω(v)J(v)dμ(v).

Therefore, to satisfy (3.3), it suffices to show

EΩ,ψ,j(2)(f)Lp(Rn+1)Cp(1+βΩ)1/22κ|j|fLp(Rn+1) (3.6)

for some Cp,κ>0 and for all p2. The L2-norm of EΩ,ψ,j(2)(f) is estimated as follows:

EΩ,ψ,j(2)(f)L2(Rn+1)2kZRΔk+j|fˆ(ξ,η)|2Jk,Ω,ψ(ξ,η)dξdηC(1+βΩ)2ϵδ|j|4mkZRΔk+j|fˆ(ξ,η)|2dξdηC(1+βΩ)2ϵδ|j|4mfL2(Rn+1)2, (3.7)

where δ=max{α1,α2,,αn} and Δk={ξRn:λ(ξ)Ik,βΩ}. The last inequality is obtained by using Fubini's theorem, Plancherel's theorem and Lemma 2.2. Hence, when we choose ϵ small enough, then the inequality (3.6) holds for p=2.

On the other side, if p>2, then by the duality, there is hL(p/2)(Rn+1) with hL(p/2)(Rn+1)=1 such that

EΩ,ψ,j(2)(f)Lp(Rn+1)2=Rn+1  122βΩ  |  Sn1Ak+j,Ω,ψ(λ,v)×f(xD2(k+j+1)βΩλv,xn+1ψ(2(k+j+1)βΩλ))dμ(v)|2×dλλ|h(x,xn+1)|dxdxn+1.

Thus, by Hölder's inequality and Lemma 2.1, we conclude that

EΩ,ψ,j(2)(f)Lp(Rn+1)2Rn+1  |f(z,zn+1)|2  122βΩ  Sn1  |Ω(v)|×|h(z+D2(k+j+1)βΩλv,zn+1+ψ(2(k+j+1)βΩλ))|dμ(v)dλλdzdzn+1CβΩkZ|Φk+jf|2L(p/2)(Rn+1)MΩ,ψλh˜(z)L(p/2)(Rn+1)CpβΩfLp(Rn+1)2hL(p/2)(Rn+1)ΩL1(Sn1),

where h˜(z,zn+1)=h(z,zn+1). Hence,

EΩ,ψ,j(2)(f)Lp(Rn+1)Cp(1+βΩ)1/2fLp(Rn+1),

which when Combined with (3.7) gives that there is 0<κ<1 so that

EΩ,ψ,j(2)(f)Lp(Rn+1)C2κ|j|(1+βΩ)1/2fLp(Rn+1) (3.8)

for all p2. Therefore, by (3.5) and (3.8), we satisfy the inequality (3.3) for τ=2. Consequently, the proof of the main result is complete.

4. Conclusions

The appropriate Lp estimates for the parabolic maximal operator given by (1.4) are established whenever ψ is a real-valued polynomial and Ω is in Lq(Rn) for some 1<q2. These obtained estimates are employed in an extrapolation argument, similar to that used in [17], to prove the Lp boundedness of the aforementioned operator when Ω belongs to the block space Bq(0,1/τ)(Sn1) or to the space L(logL)1/τ(Sn1), which are considered as improvements and extensions to the results in [13], [14]. Moreover, some applications of our results are presented. Precisely, the boundedness of the parabolic singular operator related to our maximal operator is given. In fact, this obtained result generalizes the results in [1], [2], [5]. Furthermore, the boundedness of the generalized parabolic Marcinkiewicz operator associated to the such operator is achieved, which extends the results in [19].

Declarations

Author contribution statement

M. Ali, Q. Katatbeh: Conceived and designed the experiments; Performed the experiments; Analyzed and interpreted the data.

Funding statement

This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.

Competing interest statement

The authors declare no conflict of interest.

Additional information

No additional information is available for this paper.

Acknowledgements

The authors are grateful to the Editor for handling the full submission of the manuscript.

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