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. Author manuscript; available in PMC: 2021 Dec 1.
Published in final edited form as: Ophthalmic Epidemiol. 2020 Jun 5;27(6):498–503. doi: 10.1080/09286586.2020.1773869

Association of Diagnosis Code-based and Laboratory Results-based Kidney Function with Development of Vision Threatening Diabetic Retinopathy

Yinxi Yu 1, Gui-Shuang Ying 1, Maureen G Maguire 1, Brian L VanderBeek 2,3,4
PMCID: PMC7572525  NIHMSID: NIHMS1599722  PMID: 32500786

Abstract

Purpose

To determine how kidney function identified by diagnosis codes compares to lab results-based kidney function for predicting risk of vision threatening diabetic retinopathy(VTDR).

Methods

A US medical claims database was used for this retrospective observational study. Adult patients enrolled from January 1, 2002 to December 31, 2016 with nonproliferative diabetic retinopathy(NPDR) were followed. Patients were excluded if they had any previous diagnosis or treatment of VTDR or VTDR diagnosed within 2 years of insurance plan entry. ICD9/10 Chronic kidney disease(CKD) diagnoses from outpatient claims were used to classify kidney disease with or without end stage renal disease(ESRD). Serum creatinine was used to calculate estimated glomerular filtration rates(eGFR). Multivariate Cox models with time-dependent covariates were used to assess the associations of kidney disease diagnosis and eGFR with progression to VTDR, controlling for demographics and time-dependent covariates(systemic health, laboratory results, insulin use). C-statistic(a measure of model discrimination), hazard ratio(HR) and their 95% confidence intervals(CI) were calculated from multivariate Cox models.

Results

Among 69,982 patients with NPDR, 12,770(18.2%) developed VTDR. C-statistic was identical(0.60, 95% CI: 0.59–0.60) for the multivariate model with eGFR and for the multivariate model with kidney diagnosis codes. eGFRs lower than 30mL/min/1.73m2(HR>1.14, p<0.02 for all comparisons), and a diagnosis of ESRD(HR=1.07, p=0.02) were associated with higher risk of progression to VTDR.

Conclusions

Both diagnosis-based and lab results-based kidney function were associated with development of VTDR and predict development of VTDR equally well.

Introduction

The recent availability of “Big Data” resources has opened new avenues of research into diabetic retinopathy, with substantial differences among databases in the types of data available. While most medical claims databases use only diagnosis codes to identify diseases, some databases also have clinical laboratory results available. This allows for differences in how disease states (like kidney disease for example) are defined both for cohort selection and covariate identification. To date, few studies have compared the impact of using one definition over the other. For example, the strong association between impaired renal function and diabetic retinopathy14 has been well documented, however, it is not clear if the ability to predict diabetic retinopathy is different when kidney function is assessed via diagnosis codes or via laboratory results. If results differ, this would have strong implications for the conduct of future studies and may explain differences seen in results across previous studies. To determine this, we use a large national US medical claims database that contains both types of kidney data (kidney function identified by diagnosis codes(KD/code) versus laboratory results(KD/lab)) to assess which kidney disease definition more accurately predicts progression of diabetic retinopathy to a vision threatening form of disease(VTDR).

Methods

Dataset

Our study included patients enrolled from January 1, 2002 to December 31, 2016 in the Clinformatics™ Data Mart Database(OptumInsight, Eden Prairie, MN), which contains de-identified records of all beneficiaries from a large national insurance company covering patients in each of the 50 United States. All outpatient medical claims(office visits, procedures, medication prescriptions and laboratory testing) along with sociodemographic data(age, sex, race, education level, geographic location and yearly income) for each beneficiary during their enrollment are included. The University of Pennsylvania’s Institutional Review Board has deemed this study exempt from review as the data had been de-identified.

Cohorts

All individuals ≥ 18 years old with diagnosed nonproliferative diabetic retinopathy(NPDR) were identified. The index date was set as the first date of NPDR diagnosis with at least one record of hemoglobin level, HbA1c or serum creatinine within the year prior. The study endpoint was the development of VTDR, defined as a combined outcome of either proliferative diabetic retinopathy(PDR) or diabetic macular edema(DME). Patients who had a diagnosis of or any treatment for VTDR before the index date were excluded. In addition, to increase the likelihood that these were incident cases of VTDR, any patient who had VTDR within two years of entry into the insurance plan was excluded. Since cystoid macular edema is a common complication of intraocular surgery and may be difficult to differentiate from DME, any index date within 120 days of an intraocular surgery was shifted to the next available NPDR diagnosis date. Patients were also excluded if they had a diagnosis of sickle cell disease, retinal vein occlusion, pathologic myopia, vitreous hemorrhage, tractional retinal detachment, retinoschisis, age-related macular degeneration, and/or serous retinal detachment prior to the index date. The use of diagnosis and treatment codes for diabetic retinopathy have been validated previously.5,6 (See eTable 1 for all diagnosis, procedure, and drug codes used in the study).

eTable 1.

ICD-9/ICD-10, CPT and LOINC Codes Used in this Study

Diagnosis ICD-9/ICD-10 Codes
Nonproliferative diabetic retinopathy 362.01, 362.03, 362.04, 362.05, 362.06 / E08.-E13. with .31x, .32x, .33x, .34x, .36x (except .3x1)
Diabetes mellitus 250.xx / E08.xx - E13.xx
Proliferative diabetic retinopathy 362.02, 364.42, 365.63, 365.89, 362.15, 362.16, 362.29 / E08.-E13. with .35x
Diabetic macular edema 362.07, 362.82, 362.83, 362.53 / E08.-E13. with .311, .321, .331, .341, 37x.
Vitreous hemorrhage 379.23 / H43.1x
Tractional retinal detachment 361.81, 361.9 / H33.4x
Sickle cell disease 282.6x / D57.x
Other retinopathy 362.2x / H35.x
Retinal artery occlusion/Retinal vein occlusion/Cystoid macular edema 362.3x / H35.35x, H35.81, H35.89, H34.8x, H34.0x, H34.1x, H34.2x
Serous retinal detachment 362.4x / H33.2x
Age related macular degeneration/choroidal neovascularization 362.5x, 362.16 / H35.32x, H35.73, H35.05x

Comorbid disease diagnosis

Hypertension 401.xx-405.xx / I10.xx-I16.xx
Hypercholesterolemia 272.xx / E78.0x-E78.5x
Blood disorder/cancer 283.0x, 203.00–203.02, 238.71–238.79, 285.22, V58.11, 200.xx-202.xx, 204.xx / D59.x, C90.x, D46.x, D63.0, Z51.1, C81.x-C86.x, C88.x, C90.x-C96.x
Ischemic stroke or transient ischemic attack 433.x1, 434.x1, 435.xx, 436.xx / I63.x, I66.x, G45.0, I67.89
Intracerebral hemorrhage 430.xx, 431.xx / I60.x-I62.x
Chronic Liver disease 456.0, 456.1, 456.2x, 572.2–572.8 / K72.x, K73.x, K71.1, K71.3, K70.x, K74.x
Chronic Pulmonary Disease 416.8, 416.9, 490.x-505.x, 506.4, 508.1, 508.8 / J40.x, J41.x, J42.x, J43.x, J44.x, J45.x, J47.x
Peripheral vascular disease 093.0, 437.3, 440.x, 441.x, 443.1–443.9, 47.1, 557.1, 557.9, v43.4 / I73.1, I73.8, I73.9
Any Malignancy 140.x-172.x, 174.x-208.x, 238.6 / C00-C96
Chronic kidney disease 582.xx, 583.xx, 585.0x-585.5x, 587.xx, 586.xx / N18.x, N26.9, N03.9, N05.9 (except N18.6x)
End stage renal disease 285.21, 585.6x, 585.9x / N18.6x, N19.x

Diabetes complications severity index (DCSI)

Diabetic nephropathy 250.4x / E08.-E13. with .2x
Acute glomerulonephritis / Nephrotic syndrome / Chronic glomerulonephritis 580.xx-582.xx / N00.x-N08.x
Nephritis/nephropathy 583.xx / N11.x,N15.x,N16.x
Chronic renal failure / Renal failure NOS / Renal insufficiency 585.xx, 586.xx, 593.9x / N17.x, N18.x, N19.x
Diabetic neuropathy 356.9x, 250.6x / G60.xx, E08.-E13. with .4x
Amyotrophy 358.1x / G54.5x
Cranial nerve palsy 951.0x, 951.1x, 951.3x / S04.x
Mononeuropathy 354.0x-355.9x / G50.x-G59.x
Charcoťs arthropathy 713.5x / M14.60
Polyneuropathy 357.2x / G60.x-G65.x
Neurogenic bladder 596.54 / N31.x
Autonomic Neuropathy 337.0x-337.1x / G90.x
Gastroparesis 564.5x, 536.3x / K31.84
Orthostatic hypotension 458.xx / I95.1
Transient cerebral ischemic attacks and related syndromes 435.xx / G45.x
Stroke 431.xx, 433.xx, 434.xx, 436.xx / I60.x-I69.x
Atherosclerosis 440.xx / I70.x (except I70.2x, I70.31x)
Other ischemic heart disease 411.xx / I24.x
Angina 413.xx / I20.x
Other chronic ischemic heart disease / cardiovascular disease 414.xx / I25.x (exclude I25.2x)
Myocardial infarction 410.xx / I21.x-I23.x, I46.x
Ventricular fibrillation arrest 427.1x, 427.3x / I47.x
Atrial fibrillation arrest 427.4x, 427.5x / I49.x
Old myocardial infarction 412.xx / I25.2x
Heart failure 428.xx / I50.xx
Severe atherosclerosis 440.23, 440.24 / I70.2
Aortic aneurysm 441.xx / I71.x
Diabetes with peripheral circulatory disorders 250.7x / E08.-E13. with .5x
Aneurysm of artery of lower extremity 442.3x / I72.x
Peripheral circulatory disorders / claudication 443.81, 443.9x / I72.21x, I70.31x
Foot wound 892.1x / S91.x
Arterial embolism and thrombosis of lower extremity 444.22 / I74.x
Gangrene / gas gangrene 785.4x, 0.4x / I73.x
Ulcer of lower limbs, except decubitus ulcer 707.1 / E08.-E13. with .6x
Diabetes with ketoacidosis / with hyperosmolarity/ with other coma 250.1, 250.2, 250.3 / E08.-E13. With .0x, .1x

Procedures CPT Codes

Intraocular surgery 650xx-653xx, 657xx-659xx, 66xxxx, 670xx-672xx
Intravitreal injection 67028

Drugs Drug Codes

Bevacizumab J3590, J9035, J3490, C9257, C9399, Q2024
Ranibizumab J2778, C9233
Aflibercept J0178, C9291
Triamcinolone J3300-J3303
Dexamethasone J1100, J7312

Lab results LOINC Codes

Hemoglobin 718–7
HA1c 4548–4
Creatine 2160–0

Kidney function

Kidney function was evaluated in two ways: 1) estimated glomerular filtration rates(eGFR) were calculated from serum creatinine using the 4-variable MDRD definition(eGFR = 175 × serum creatinine−1.154 × age−0.203 × 1.212 [if african american] × 0.742[if female])7, and categorized based on the National Kidney Foundation(NKF)’s levels of disease8 (normal, eGFR ≥ 90 mL/min/1.73m2; mild loss, eGFR 60–89 mL/min/1.73m2; mild to moderate loss, eGFR 45–59 mL/min/1.73m2; moderate to severe loss, eGFR 30–44 mL/min/1.73m2; severe loss, eGFR 15–29 mL/min/1.73m2; kidney failure, eGFR < 15 mL/min/1.73m2); 2) ICD9/10 diagnosis codes were used to identify normal, chronic kidney disease(CKD), and end stage renal disease(ESRD) patients.

Statistical analyses

The primary outcome of interest was the ability of KD/code vs. KD/lab in predicting the development of VTDR. This was calculated through a C-statistic, a measure of the accuracy of prediction for survival analysis models9, and was calculated from time-dependent multivariate models including KD/code in one model and KD/lab in another. Secondary analyses assessed the association of kidney function and progression of NPDR to VTDR. Patients were censored at the time of the development of an exclusionary condition(noted previously) or the last date of their insurance coverage. Cox proportional hazard regression, including demographic and time-dependent risk factors, was performed to calculate an adjusted hazard ratio(aHR) for assessing the association between kidney function and VTDR. Demographics collected at the index date included gender, race, region of the country, yearly income and education. Time dependent factors included KD/code, KD/lab, age, calendar year, comorbid conditions, the Diabetes Complications Severity Index(DCSI; a measure based on outpatient diagnosis codes shown to predict important clinical outcomes better than disease duration)10,11, HbA1c, anemia based on hemoglobin level12 and insulin use. As a sensitivity analysis, models were rerun replacing all the time-dependent factors with time-constant variables that were defined as of the index date. Statistical analyses were performed using SAS, version 9.4 (SAS Institute Inc., Cary, NC). P-values less than 0.05 were considered statistically significant.

Results

A total of 69,982 patients with NPDR were eligible for the analysis(Figure 1). Of those eligible, 12,770(18.2%) developed VTDR. The baseline characteristics of these patients are presented in Table 1. Among people who developed VTDR, a higher percentage of people with eGFR<15 mL/min/1.73m2 than people with eGFR≥ 90 mL/min/1.73m2 (23.5% vs. 16.8%, p<0.001), and a higher percentage of people had a diagnosis of ESRD comparing to those who had no CKD diagnosis(19.5% vs. 18.2%, p=0.01)(Table 1). The C-statistic from the multivariate time-dependent Cox model was 0.60(95%CI: 0.59–0.60) for the model with eGFR as well as for the model KD diagnosis. In time-dependent multivariate analysis (Table 2), compared to normal eGFR(>90), eGFR < 30 mL/min/1.73m2(eGFR 15–29: aHR=1.14, p=0.02; eGFR <15: aHR=1.37, p<0.001) and unknown eGFR(aHR=1.12, p=0.01) was associated with higher risk of VTDR, but eGFRs≥30 were not(p≥0.14 for all comparisons). A diagnosis of ESRD was associated with higher risk of VTDR(HR=1.07, p=0.02), but CKD was not(HR=0.97, p=0.35) when compared to no CKD.

Figure 1.

Figure 1

Diagram showing number of excluded and included patients in the study

Table 1.

Comparison of baseline characteristics between nonproliferative diabetic retinopathy patients who did not progress and those who did progress to vision threatening diabetic retinopathy (VTDR)

No Progression to VTDR (N=57,212) Progression to VTDR (N=12,770) p value
Age 61.7 (12.9) 60.5 (12.1) <0.001
Gender <0.001
 Female 26617 (80.9%) 6271 (19.1%)
 Male 30595 (82.5%) 6499 (17.5%)
Race <0.001
 White 31066 (81.0%) 7266 (19.0%)
 Black 8944 (79.3%) 2334 (20.7%)
 Asian 2835 (86.4%) 445 (13.6%)
 Hispanic 9004 (83.1%) 1837 (16.9%)
 Unknown 5363 (85.8%) 888 (14.2%)
Education level <0.001
 Less than or equal to HS Diploma 21103 (81.1%) 4913 (18.9%)
 Less than Bachelor Degree 26115 (81.2%) 6062 (18.8%)
 Bachelor Degree Plus 6192 (83.4%) 1229 (16.6%)
 Unknown 3802 (87.0%) 566 (13.0%)
Household income <0.001
 <$40K 12383 (80.6%) 2987 (19.4%)
 $40K - $49K 4226 (80.9%) 997 (19.1%)
 $50K - $59K 3889 (81.4%) 888 (18.6%)
 $60K - $74K 5029 (80.6%) 1210 (19.4%)
 $75K - $99K 6340 (80.9%) 1501 (19.1%)
 $100K+ 11211 (80.7%) 2676 (19.3%)
 Unknown 14134 (84.9%) 2511 (15.1%)
Geographic location <0.001
 Upper Midwest 8066 (81.7%) 1812 (18.3%)
 Southern Midwest 11173 (81.2%) 2583 (18.8%)
 Northeast 8993 (85.0%) 1585 (15.0%)
 Mountain 4808 (82.5%) 1020 (17.5%)
 Pacific 3308 (87.8%) 460 (12.2%)
 South Atlantic 20681 (79.7%) 5276 (20.3%)
 Unknown 183 (84.3%) 34 (15.7%)
Previous ischemic stroke or TIA 0.11
 No 52483 (81.8%) 11659 (18.2%)
 Yes 4729 (81.0%) 1111 (19.0%)
Previous intracerebral hemorrhage <0.001
 No 56889 (81.7%) 12731 (18.3%)
 Yes 323 (89.2%) 39 (10.8%)
Chronic liver disease 0.44
 No 56748 (81.7%) 12675 (18.3%)
 Yes 464 (83.0%) 95 (17.0%)
Chronic pulmonary disease 0.001
 No 44556 (82.0%) 9767 (18.0%)
 Yes 12656 (80.8%) 3003 (19.2%)
Peripheral vascular disease 0.01
 No 46478 (81.9%) 10247 (18.1%)
 Yes 10734 (81.0%) 2523 (19.0%)
Any malignancy 0.89
 No 51344 (81.8%) 11455 (18.2%)
 Yes 5868 (81.7%) 1315 (18.3%)
History of blood disorder/cancer 0.08
 No 56052 (81.8%) 12480 (18.2%)
 Yes 1160 (80.0%) 290 (20.0%)
Hypercholesterolemia 0.005
 No 8473 (82.7%) 1767 (17.3%)
 Yes 48739 (81.6%) 11003 (18.4%)
Hypertension <0.001
 No 9213 (83.5%) 1818 (16.5%)
 Yes 47999 (81.4%) 10952 (18.6%)
DCSI <0.001
 1 17736 (83.3%) 3567 (16.7%)
 [2, 3] 18168 (81.5%) 4111 (18.5%)
 4 6330 (80.0%) 1586 (20.0%)
 [5, 12] 14978 (81.0%) 3506 (19.0%)
Hemoglobin A1c 7.1 (2.9) 7.1 (3.3) 0.59
Anemia <0.001
 Normal 24090 (83.1%) 4916 (16.9%)
 Mild 5829 (81.1%) 1362 (18.9%)
 Mod/Severe 2684 (80.8%) 637 (19.2%)
 Unknown 24609 (80.8%) 5855 (19.2%)
Insulin Use <0.001
 No 45683 (82.1%) 9946 (17.9%)
 Yes 11529 (80.3%) 2824 (19.7%)
eGFR <0.001
 Normal (≥90) 11127 (83.2%) 2254 (16.8%)
 Mild (60–89) 22850 (82.5%) 4861 (17.5%)
 Mild to moderate (45–59) 7471 (81.9%) 1648 (18.1%)
 Moderate to severe (30–44) 3771 (80.5%) 912 (19.5%)
 Severe (15–29) 1270 (79.2%) 334 (20.8%)
 Kidney failure (<15) 4803 (76.5%) 1478 (23.5%)
 Unknown 5920 (82.2%) 1283 (17.8%)
Kidney Disease 0.01
 No CKD 46508 (81.8%) 10351 (18.2%)
 CKD 5673 (82.6%) 1198 (17.4%)
 ESRD 5031 (80.5%) 1221 (19.5%)

HS= high school, K= thousand, TIA= transient ischemic attack, DCSI= diabetic complication severity index, CKD= chronic kidney disease, ESRD= end stage renal disease

Table 2.

Multivariate Cox regression analyses for associations between eGFR, kidney disease status and the progression to VTDR

Time-dependent analysis§ Time-constant analysis§

Baseline Adjusted HR (95% CI) P value C-statistic (95% CI) Adjusted HR (95% CI) P value C-statistic (95% CI)
eGFR 0.60 (0.59–0.60) 0.59(0.58–0.59)
 Normal (≥90) REF REF
 Mild (60–89) 1.03 (0.98, 1.08) 0.28 1.01 (0.96,1.07) 0.58
 Mild to moderate (45–59) 1.03 (0.96, 1.10) 0.43 1.03 (0.96,1.11) 0.37
 Moderate to severe (30–44) 1.06 (0.98, 1.15) 0.14 1.08 (0.99,1.17) 0.07
 Severe (15–29) 1.14 (1.02, 1.27) 0.02 1.16 (1.02,1.31) 0.02
 Kidney failure (<15) 1.37 (1.25, 1.50) <0.001 1.35 (1.24,1.48) <0.001
 Unknown 1.12 (1.02, 1.23) 0.01 1.08 (1.01,1.17) 0.03
Kidney disease 0.60 (0.59–0.60) 0.59(0.58–0.59)
 No CKD REF REF
 CKD 0.97 (0.92, 1.03) 0.35 0.98 (0.91, 1.04) 0.45
 ESRD 1.07 (1.01, 1.13) 0.02 1.06 (1.00, 1.14) 0.07
§

Adjusted for age, gender, race, region of the country, yearly income, education, calendar year, comorbid conditions (hypertension, hypercholesterolemia, ischemic stroke or transient ischemic attack, intracerebral hemorrhage, chronic liver disease, peripheral vascular disease, malignancy and blood disorders), DCSI, HbA1c, anemia and insulin use. Median follow-up is 1.5 years.

In a sensitivity analysis using time-constant multivariate analysis(Table 2) using only baseline variable measurements, the C-statistic was 0.59(95%CI: 0.58–0.59) for the multivariate model with eGFR and for the multivariate model with KD diagnosis. The relationship between eGFR and progression to VTDR were similar to the results from the time-dependent analysis, but neither of the KD/codes(ESDR or CKD) remained significantly associated with progression to VTDR(ESRD:HR=1.06,p=0.07; CKD:HR=0.98,p=0.45).

Discussion

The primary goal of this study was to assess if the manner of measurement of kidney disease, a known clinically important variable, impacted the estimates of risk of progression of NPDR to VTDR. Our results suggest that diagnosis-based and laboratory results-based kidney function were equal in their ability to predict progression. Given our results, researchers can now confidently choose the definition of kidney disease that provides the largest sample size in future DR progression studies. Similarly, researchers using databases with only one option for codifying kidney disease should not be concerned that confounding is occurring in their analysis simply due to lacking the other version of this variable.

To the best of our knowledge, this is the first study to assess the impact of kidney disease defined by diagnosis codes on the progression of DR. Our eGFR findings (aHR1.37 for <15ml) were consistent, but slightly less than those seen in previous studies.14 We believe this is due to the inclusion of several other variables (DCSI, hemoglobin A1c, insulin use) that provided a more accurate assessment of severity of diabetes than eGFR alone and that were not controlled for in other studies. Despite these additional severity factors, we still found a significant association, highlighting the importance of properly controlling for kidney disease(either using eGFR results or diagnosis codes) for confounding when conducting DR progression studies.

The results of this study need to be considered within the context of the study design. While this database was created from a large national cohort, the results may not generalize to other US populations(e.g. uninsured patients) or other research databases which may induce a form of selection bias. Also due to the nature of the database, we could not control for disease duration. To counter this, proxy variables DCSI, hemoglobin A1c and insulin were used. Lastly, due to the de-identified nature of the database, we are unable to verify specific diagnoses, treatments or any eye laterality found within the study which could allow for misclassification bias. In conclusion, our results offer evidence that for administrative database studies using time-dependent models, both ICD code based and laboratory results-based kidney disease definitions perform equally well in predicting DR progression.

Acknowledgments

Financial Support: National Institutes of Health K23 Award (1K23EY025729 – 01) and University of Pennsylvania Core Grant for Vision Research (2P30EY001583). The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH. Additional funding was provided by Research to Prevent Blindness and the Paul and Evanina Mackall Foundation. Funding from each of the above sources was received in the form of block research grants to the Scheie Eye Institute. None of the organizations had any role in the design or conduction of the study

Footnotes

Conflicts of Interest: No conflicting relationship exists for any author.

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