Abstract
Background
Retinoblastoma (RB) is a potentially heritable childhood cancer that is vision- and life-threatening. Assessing the risk of inheriting RB is important for structuring ophthalmic and genetic screening of family members.
Purpose
To create a free online application that integrates phenotypic, genetic, and familial relationships with clinical best practice surveillance guidelines for families with RB.
Methods
The risk of germline RB1 gene mutation was assessed for first- and second-degree relatives of a proband under variable clinical scenarios, integrating age, phenotype, relationship data, and genotype (germline RB1 mutation status: detected, undetected, not tested). Based on the assessed risk of a germline RB1 mutation, recommendations regarding further genetic testing as well as ophthalmic surveillance were derived from consensus guidelines.
Results
The recommendations depend on the RB1 germline mutation status (detected, undetected, not tested), which were further subcategorized by the results of tumor phenotype, relationship to proband, age of the relative, and family structure. The online application is available at https://nakul-singh.shinyapps.io/RB_Screening_rec/.
Conclusions
The assessed risk of germline RB1 mutation determines ophthalmic surveillance recommendations. The tool may have most value in regions where access to specialized care is limited.
Keywords: Retinoblastoma, Genetics, Surveillance, Familial relationship
Introduction
Retinoblastoma (RB) occurs when both copies of RB1, a tumor suppressor gene, in a somatic cell of the developing retina undergo mutations. The first mutation may be inherited (either by a familial germline mutation or a de novo germline mutation) and the second mutation occurs spontaneously, or both the first and second mutations may occur spontaneously [1]. Thus, the three genetic subtypes can be referred to as familial RB, nonfamilial heritable RB, and sporadic RB, respectively (Table 1). Each genetic subtype has specific implications for the risk of RB in family members.
Table 1.
Family history | Heritability | First mutation | Second mutation | Phenotype* | Distribution | |
---|---|---|---|---|---|---|
Familial | present | heritable | inherited germline | somatic | bilateral or unilateral | 10% |
Nonfamilial | absent | heritable | new-onset germline | somatic | bilateral or unilateral | 25% |
Sporadic | absent | nonheritable | somatic | somatic | unilateral | 65% |
Germline mutation can manifest as no tumor (carrier status), unilateral, or bilateral tumors. While the majority of unilateral cases (85%) are sporadic in origin, 15% of unilateral tumors can be due to underlying germline mutation.
The first step in recommending appropriate surveillance is to estimate the risk of harboring a germline RB1 mutation. The sensitivity of genetic testing may vary based on phenotype, whether or not a tumor sample is available, and the laboratory performing the analysis [2]. When a genetic test is not available (genotype status), the clinician must use clinical features (phenotype) of RB to stratify the risk. Specifically, all bilateral probands have a germline mutation. Unilateral cases may either have a germline mutation that has not manifested as bilateral disease (15% of cases) or the RB was caused by spontaneous mutations (85% of cases) [3, 4, 5].
Therefore, whether a genetic test is available or not, the proband's risk of having a germline RB1 mutation can be simply calculated with application of Mendelian genetics (autosomal dominant). While inheriting a germline RB1 mutation confers a high risk of developing RB (penetrance is approximately 90%), about 10% of such cases will not develop RB (carrier status) [6, 7, 8].
Based on clinical features (phenotype), RB1 mutation status (genotype), and relationship data, the consensus panel of the American Association of Ophthalmic Oncologists and Pathologists stratified the risk profile (normal population risk [0.007%], low risk [<1.0%], intermediate risk [1.0–7.5%], and high risk [>7.5%]) of developing RB [9]. The recent surveillance guidelines proposed varying frequency and intensity of examinations (clinical vs. examination under anesthesia). While experienced clinicians or ocular oncologists can manage RB families based upon their own clinical experience [10], much of the world wherein RB occurs does not have access to such expertise [11].
To assist clinicians, we created an online application that integrates age, phenotype, genotype, and relationship data with best practice guidelines to provide specific surveillance recommendations for individuals and families with RB.
Methods
The risk of harboring a germline RB1 mutation can be estimated by the status of genetic test results (mutation detected, undetected, not tested). In the case where a genetic test was done, we allowed for the possibility that the test may fail to detect a germline mutation either due to technical limitation or germline mosaicism (false-negative rate of 3%; Impact Genetics, Toronto, ON, Canada) [12, 13]. In the case where a genetic test was not done, we obtained estimates for rates of germline RB1 mutation in unilateral RB (15%) from Draper et al. [6]. The rates of unaffected carriers (10%) was obtained from Musarella and Gallie [3]. The risk of family members of having germline RB1 mutation was stratified to the strata as used in the consensus report: general population risk (0.007%), low risk (<1.0%), intermediate risk (1.0–7.5%), and high risk (>7.5%) [9]. Surveillance guidelines were abstracted from the consensus report of the American Association of Ophthalmic Oncologists and Pathologists [9].
A table based on possible input variables (germline mutation, tumor mutation, relationship to proband, and age) and surveillance recommendations was constructed as a model for the online application (Fig. 1). The online application was programmed using the shiny framework [14].
Results
The online application is available at https://nakul-singh.shinyapps.io/RB_Screening_rec/ (Fig. 2). The surveillance recommendations depend on the RB1 germline mutation status (detected, undetected, not tested), which are further subcategorized by phenotype, relationship to proband, and family structure. The surveillance recommendations for high, intermediate, low, and general population risk range from screening every 2–4 weeks to general population screening guidelines. After the age of 7, screening for retinoma is recommended. The frequency of examination under anesthesia includes the time to first examination under anesthesia, which should be performed as soon as possible.
Discussion
RB is a diagnosis that may affect the entire family including parents, siblings, aunts, uncles, cousins, and future offspring. Based on the genetic test status and phenotypic aspects of the proband (first diagnosed case in the family), it may be that either the entire family or no one else in the family requires periodic ophthalmic surveillance. The ultimate purpose is early detection of RB, which offers higher globe salvage rates [15], good visual outcomes [16], and remains a top research priority [17].
We present a free online application that integrates phenotypic, genetic, and familial relationships with clinical best practice guidelines for surveillance of individuals at risk of developing RB. Recommendations that take into account genetic test information more decidedly stratify family members into high or general population risk groups. When a genetic test result is not known and the proband is unilateral, the surveillance recommendations necessarily reflect the uncertainty of the germline mutation status. This online application in no way constitutes medical advice and is to be used as a general guide.
In cases where RB1 germline status is confirmed or suspected, the risk of having germline mutation decreases proportional to the degree of relation to the proband, e.g., a child of the proband has a much higher risk than a first cousin. Surveillance intensity ranges from examinations by a general pediatrician to examinations every 2–4 week in the eye clinic or monthly under anesthesia. Undue burden is placed on families and healthcare systems to perform examinations under anesthesia when it is not indicated.
It has been established that integrating genetic tests for germline RB1 mutation in the care plan makes delivery of care cost efficient not only in developed nations such as the USA [18] and Canada [19], but also in developing nations such as India [20]. Our online application may serve as a means to efficiently allocate resources even when a genetic test is not available. The tool may have most value in regions where access to specialized ocular oncology care is limited.
Statement of Ethics
Our report complies with guidelines for human studies and was conducted ethically in accordance with the World Medical Association Declaration of Helsinki. As the study did not involve any human subjects or existing databases, ethics approval from institutional review board was not required.
Disclosure Statement
The authors declare no relevant conflicts of interest.
Funding Sources
The Cole Eye Institute is supported by an unrestricted grant from Research to Prevent Blindness. The sponsor or funding organization had no role in the design or conduct of this research.
Author Contributions
All named authors meet the International Committee of Medical Journal Editors criteria for authorship for this article, take responsibility for the integrity of the work as a whole, and gave their approval for this version to be published.
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