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. 2020 Oct 20;15(10):e0241029. doi: 10.1371/journal.pone.0241029

The implementation of a rapid sample preparation method for the detection of SARS-CoV-2 in a diagnostic laboratory in South Africa

Gert Marais 1,2,*, Michelle Naidoo 1,2, Nei-yuan Hsiao 1,2, Ziyaad Valley-Omar 1,3, Heidi Smuts 1,2, Diana Hardie 1,2
Editor: Sylvia Maria Bruisten4
PMCID: PMC7575110  PMID: 33079951

Abstract

The SARS-CoV-2 pandemic has resulted in shortages of both critical reagents for nucleic acid purification and highly trained staff as supply chains are strained by high demand, public health measures and frequent quarantining and isolation of staff. This created the need for alternate workflows with limited reliance on specialised reagents, equipment and staff. We present here the validation and implementation of such a workflow for preparing samples for downstream SARS-CoV-2 RT-PCR using liquid handling robots. The rapid sample preparation technique evaluated, which included sample centrifugation and heating prior to RT-PCR, showed a 97.37% (95% CI: 92.55–99.28%) positive percent agreement and 97.30% (95% CI: 90.67–99.52%) negative percent agreement compared to nucleic acid purification-based testing. This method was subsequently adopted as the primary sample preparation method in the Groote Schuur Hospital Virology Diagnostic Laboratory in Cape Town, South Africa.

Introduction

Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2), an emergent betacoronavirus, was identified as a novel causative agent of severe pneumonia in Wuhan, China in 2019 [1]. The capacity for person-to-person transmission was soon identified and the ensuing pandemic has caused more than seventeen million cases at the time of submission [2].

Currently, diagnostic testing for SARS-CoV-2 relies on molecular techniques, primarily reverse-transcriptase polymerase chain reaction (RT-PCR), from respiratory specimens [3]. The specialised equipment and reagents required to offer these tests at scale has placed significant strain on worldwide supply chains of reagents. Public health measures put in place in numerous countries, including travel restrictions, have further made planning for sustainable service delivery difficult as laboratory stock orders may not be filled on time. These issues motivate for the use of diagnostic workflows that favour locally or readily available reagents to, at least partially, insulate supply chains from fluctuations in global demand and evolving travel limiting public health measures. To address these issues, a number of laboratories have successfully developed alternative sample preparation techniques which limit reagent needs and avoid complex nucleic acid (NA) purification protocols [46]. There is also a significant cost saving when the reagent-free direct heating method, as described by Fomsgaard and Rosenstierne [4], is used which will become critical if economic fallout from the pandemic intensifies. Staff shortages in the laboratory are an inevitability as social distancing requirements are implemented in concert with increasing demand for diagnostic testing. SARS-CoV-2 outbreaks in the laboratory environment may also introduce unpredictable shortages of critical staff further limiting the capacity of laboratories to offer predictable test turnaround times. The necessary influx of new staff, who may have limited training or training in a related field, can further compromise the reliability of diagnostic laboratory services as the capacity for oversight and quality control is hindered by rapidly evolving testing demands and workflow instability due to reagent shortages and potentially unreliable testing kits due to limited regulatory oversight [7]. All these factors highlight the need for automated workflows that limit the number of laboratory staff-dependent steps and in particular steps requiring specialised training. Automation further limits human error such as sample switches and cross-contamination and are generally amenable to greater degrees of workflow control due to traceable instrument log files.

A chemical reagent-free heat-based rapid sample preparation and inactivation (RSP) [8, 9] method for downstream SARS-CoV-2 RT-PCR amplification is presented here optimised for use on automated liquid handling robots.

Materials and methods

Ethics

Biological material of human origin was anonymised and all clinical and other personally identifiable data delinked with only study specific sample identifiers used along with sample SARS-CoV-2 assay performance data. Ethics approval for this work was granted by the University of Cape Town Human Research Ethics Committee (HREC reference number: 335/2020).

Sample selection

Nasopharyngeal (NP) and oropharyngeal (OP) swabs sent dry or in saline to the National Health Laboratory Service Virology Diagnostic Laboratory in Groote Schuur Hospital from its standard referral area for SARS-CoV-2 testing were included. Selection of 115 samples, which tested positive, and 80 samples, which tested negative, for SARS-CoV-2 by NA purification-based commercial diagnostic assays in use at the diagnostic laboratory was done for the method validation. Spectrum bias was avoided by selecting consecutive samples that tested positive by standard testing over two discrete intervals of regular laboratory workflow. Samples that tested negative were selected randomly from the same intervals. The diagnostic assays in use were the Abbott RealTime SARS-CoV-2 Assay (Abbott Laboratories, USA) running on the Abbott m2000 RealTime system and the Allplex™ 2019-nCoV assay (Seegene, South Korea). The assays were run as per package insert. The Allplex™ 2019-nCoV assay was performed after sample NA purification using the NucliSENS® easyMag® (bioMérieux, France) as per package insert.

Rapid sample preparation

Standard diagnostic testing sample preparation included placing NP or OP swabs in a 2ml Sarstedt sample tube containing 1.5ml autoclaved 0.9% saline. If both a NP and OP swab or multiple swabs of the same type was received, they were combined in a single tube. The swabs were cut to fit in the tube. The tube was then vortexed for 10 seconds. The saline was used as the sample input for downstream assays after which the tube was stored at 4°C. Stored tubes from diagnostic samples were available for inclusion in the study.

Selected sample tubes were centrifuged at 16 000 g for 5 minutes and 50μl of the supernatant was then pipetted into the wells of a 96-well PCR plate. The PCR wells were capped and the plate incubated on a thermocycler at 98°C for 5 minutes followed by 4°C for 2 minutes. The PCR plate was then briefly centrifuged and placed on a dedicated QIAgility (Qiagen, Germany) liquid handling instrument for sample-addition.

RT-PCR after rapid sample preparation

Concurrent with sample preparation, a second dedicated QIAgility instrument was used for Allplex™ 2019-nCoV assay master mix preparation and aliquoting into appropriate 8-well PCR strips (Bio-Rad Laboratories, USA). Following master mix preparation, the PCR strips were transferred to the sample-addition QIAgility instrument. The sample input volume and master mix constituents are shown in Table 1.

Table 1. RT-PCR reaction preparation.

Volume per reaction (μl)
RNase-free Water 11.1
2019-nCoV MOM (primer and probe mix) 6
5X Real-time One-step Buffer 6
Real-time One-step Enzyme 2.4
Internal control (RP-IC) 1.5
Sample after centrifugation and heating 3
Total volume 30

After sample addition, the PCR strips were sealed and briefly centrifuged before being loaded on a CFX96™ Real-Time PCR Detection System (Bio-Rad Laboratories, USA). The real-time PCR cycling parameters recommended by the Allplex™ 2019-nCoV assay package insert were used unchanged. Real-time data analysis was performed using the 2019-nCoV Viewer for Real time Instruments V3 (Ver 3.18.005.003) software as per the Allplex™ 2019-nCoV assay package insert.

If the internal control (RP-IC) was not detected with a cycle threshold (Ct) value <40 and no SARS-CoV-2 targets were detected, the test was deemed invalid and the primary sample was retested with a decreased sample volume input, 2μl instead of 3μl. The remainder of the protocol was unchanged.

Repeatability and analytical sensitivity

Inter-assay reproducibility was assessed using 8 samples with Envelope (E) gene Ct values ranging between 17.16 and 35.63, which were tested in triplicate 7 days after initial testing. Intra-assay reproducibility was assessed by repeating 16 samples in triplicate. Samples were stored at 4°C while awaiting repeat testing. To assess relative analytical sensitivity, one sample was selected and serially diluted with saline and tested with multiple replicates at dilutions specifically selected to allow calculation of the analytical sensitivity of the Allplex™ 2019-nCoV assay after NA purification and RSP. The dilution at which SARS-CoV-2 RNA could be detected with 95% confidence was determined for each method by Probit analysis. The absolute analytical sensitivity of the RSP method was then calculated based on the relative analytical sensitivity compared to NA purification-based detection. The absolute analytical sensitivity for NA purification-based detection is reported in the Allplex™ 2019-nCoV assay package insert.

Statistical analysis and graphics

Data visualisation and statistical analysis, including paired t-tests for comparison of target Ct values, a Fisher’s exact test for statistical significance determination of the positive percent agreement (PPA) and negative percent agreement (NPA) with NA extraction-based testing and the Wilson/Brown method for 95% confidence interval determination, was done using GraphPad Prism version 8.4.2 for macOS, GraphPad Software, San Diego, California USA, www.graphpad.com.

Results and discussion

The RSP method validation included 115 serially collected samples which tested positive and 80 randomly selected samples from the same period which tested negative for SARS-CoV-2 by NA purification-based testing. After testing with the RSP method, repeat testing with a decreased sample volume was required for 20 of the 195 (10.26%) samples due to detection of neither SARS-CoV-2 targets nor the internal control. One sample could not be tested using the RSP method due to excessive viscosity from nasopharyngeal swab breakdown. Repeat testing failed to generate a result for 6 samples possibly due to sample-specific PCR inhibition. The Allplex™ 2019-nCoV assay result after RSP correlated with that of NA purification-based testing for 111 positive and 72 negative samples as shown in Table 2. No result could be generated for 7 of 195 (3.59%) samples. Raw data is shown in the S1 Appendix.

Table 2. Contingency table used for positive and negative percent agreement with NA purification-based testing calculation.

Positive SARS-CoV-2 Negative SARS-CoV-2
Abbott RealTime SARS-CoV-2 Assay or Seegene AllplexTM 2019-nCoV Assay Abbott RealTime SARS-CoV-2 Assay or Seegene AllplexTM 2019-nCoV Assay
NA Purification NA Purification
Positive SARS-CoV-2, RSP method, Seegene AllplexTM 2019-nCoV Assay 111 2
Negative SARS-CoV-2, RSP method, Seegene AllplexTM 2019-nCoV Assay 3 72

The PPA and NPA of the RSP method with NA purification-based testing for SARS-CoV-2 demonstrated a P value of <0.0001. The PPA of the RSP method was 97.37% (95% CI: 92.55–99.28%) and the NPA 97.30% (95% CI: 90.67–99.52%). The 7 samples, for which no result could be generated by RSP due to repeated invalid results or sample unsuitability, were excluded from this analysis as standard laboratory practice designates samples for NA purification-based testing in cases of RSP failure.

The Ct values of individual targets of the Allplex™ 2019-nCoV assay were assessed for samples prepared by NucliSENS® easyMag® NA purification and RSP. The E gene, RNA-dependent RNA-polymerase (RdRp) gene and Nucleocapsid (N) gene targets had Ct values that were significantly different with a P value of <0.0001 (Fig 1). The mean difference in Ct values between RSP and NA purification was 2.148 (95% CI: 1.909–2.387) for the E gene, 3.271 (95% CI: 3.037–3.506) for the RdRp gene and 1.608 (95% CI: 1.407–1.809) for the N gene, with RSP demonstrating a higher mean Ct value in each case.

Fig 1. Comparison of target Ct values after RSP and NucliSENS® easyMag NA purification.

Fig 1

The Ct values for the SARS-CoV-2 (A) Envelope (E), (B) RNA-dependent RNA-polymerase (RdRp) and (C) Nucleocapsid (N) gene targets are shown for samples tested with the Allplex™ 2019-nCoV assay after NucliSENS® easyMag® NA purification and RSP. The difference in generated Ct values was found to be statistically significant in each case with a P value of <0.0001 as determined by paired t-test.

The relative performance of the Abbott RealTime SARS-CoV-2 assay and the Allplex™ 2019-nCoV assay after RSP is shown in Fig 2. The Abbott assay reports cycle number (CN) values which are not equivalent to Ct values and thus are not directly comparable.

Fig 2. Comparison of target Ct and CN values after RSP and testing with the Abbott RealTime SARS-CoV-2 assay.

Fig 2

The Ct values for the SARS-CoV-2 Envelope (E), RNA-dependent RNA-polymerase (RdRp) and Nucleocapsid (N) gene targets are shown for samples tested with the Allplex™ 2019-nCoV assay after RSP and CN values after testing with the Abbott RealTime SARS-CoV-2 assay. A plotted CN or Ct value of 40 indicates that detectable amplification did not occur. The Abbott assay CN values are assay specific and not directly comparable to Ct values, but are shown to demonstrate the performance of the spectrum of selected samples.

The single false negative result from the RSP method when compared to NucliSENS® easyMag® NA purification was from a sample that only tested positive for one of the three Allplex™ 2019-nCoV targets, the N gene, with a Ct value of 36.7. The two false negatives from the RSP method when compared to the Abbott RealTime SARS-CoV-2 Assay, which includes NA purification, had high CN values. However, samples with higher CN values were detected thus sample-specific inhibition may also have played a role.

There were two false positive results from the RSP method when compared to the Abbott RealTime SARS-CoV-2 Assay. A single target was detected in both cases with Ct values above 35. This may represent contamination events or the samples may have viral RNA at levels near the limit of detection for both assays. NA contamination in the laboratory is monitored for by frequent testing of environmental swabs and reagent blanks. Multiple negative controls are also included in each run.

The intra-assay repeatability assessment of mean Ct values for the three Allplex™ 2019-nCoV targets showed a coefficient of variance of 1.14%. The inter-assay repeatability assessment of mean Ct values after 7 days of sample storage showed a coefficient of variance of 1.27%.

The relative analytical sensitivity of the Allplex™ 2019-nCoV assay after RSP was found to be 807 RNA copies per reaction. This was calculated from the 8.07-fold decrease in analytical sensitivity of the RSP method compared to NucliSENS® easyMag® NA purification-based testing, which has an analytical sensitivity of 100 RNA copies per reaction as per the Allplex™ 2019-nCoV assay package insert. The relative decrease was determined by serially diluting and testing a sample with multiple replicates as shown in Table 3. This relative loss in analytical sensitivity can largely be explained by the smaller sample input volume for RSP. NucliSENS® easyMag® NA purification concentrates sample nucleic acids by a factor of approximately 2, based on sample input versus elution volume. Additionally, the Allplex™ 2019-nCoV assay input volume after NA purification is 8μl versus the 3μl sample input volume for RSP. Thus, the expected loss in analytical sensitivity would be 5.3-fold which is comparable to the experimentally determined loss of 8.07-fold and suggests that sample inhibition plays a minor role. Raw data is shown in the S2 Appendix.

Table 3. Relative analytical sensitivity assessment.

Dilution Replicates Seegene AllplexTM 2019-nCoV Assay Seegene AllplexTM 2019-nCoV Assay
RSP Method NA Purification
Percentage of Samples Positive Percentage of Samples Positive
1:20 24 100% Not done
1:40 24 95.8% Not done
1:80 24 70.8% Not done
1:120 24 58.3% Not done
1:160 24 41.7% Not done
1:200 10 Not done 100%
1:320 24 33.3% Not done
1:400 10 Not done 100%
1:500 10 Not done 90%
1:625 10 Not done 70%
1:2000 10 Not done 60%
1:5000 10 Not done 30%

The performance characteristics were deemed acceptable for clinical diagnostic use in the Groote Schuur Hospital Virology Diagnostic Laboratory and allowed the laboratory to increase the number of samples tested daily by a factor of 5–10 due to the decreased supply chain dependence and simplified workflow. While large quantities of some consumables were still required, such as liquid handling robot tips for the QIAgility instruments, the availability of generic alternatives and the fact that they are neither SARS-CoV-2 specific nor universally required made consumable depletion less of a concern. The reduced processing time further facilitated a more rapid test turnaround time which was beneficial for in-hospital infection control. A stable workflow, not subject to reagent availability dependent variations, also decreased laboratory errors and may allow for improved clinical planning as a result of a stable test turnaround time.

Prior to the automation described in this protocol, earlier versions of the RSP method were susceptible to fluctuating failure rates. This was largely due to human errors arising from staff shortages and rising test volumes. A simple automated workflow was needed to enable staff with minimal molecular experience to be able to perform testing reliably. In particular the time intervals between assay steps and how thoroughly the master mix was mixed prior to aliquoting were identified as sources of assay performance variation. This operator dependency and fluctuating staff availability motivated for the further automation of the process with liquid handling robots and ultimately the validation described here.

The laboratory approach to result interpretation was also affected by the implementation of the RSP method. The approach to NucliSENS® easyMag® NA purification-prepared samples involved release of numerous inconclusive results, despite multiple target amplification at times, due to the known capacity for sample contamination both on the easyMag® instrument and during processing of swabs. The known decrease in sensitivity of the RSP method and the lack of use of the easyMAG® open system for processing, decreased the number of inconclusive results released by our laboratory.

NA purification is the gold-standard in sample processing for RT-PCR, however, in the setting of a pandemic with significant pressures on reagent supply chains and the need for a rapid increase in testing capacity, the RSP method described here presented a reasonable alternative and has been implemented as the primary sample preparation method in the Groote Schuur Hospital Virology Diagnostic Laboratory in South Africa.

Supporting information

S1 Appendix. Sample cycle threshold and cycle number values for SARS-CoV-2 targets and internal controls.

The cycle threshold (Ct) and cycle number (CN) values of assay targets and internal controls from the Allplex™ 2019-nCoV and Abbott RealTime SARS-CoV-2 assays respectively are shown for samples used. The mastermix protocol used is also shown. RSP: Rapid sample preparation and inactivation.

(XLSX)

S2 Appendix. Sample cycle threshold values at dilutions used for analytical sensitivity determination.

The cycle threshold (Ct) values for the Allplex™ 2019-nCoV assay targets and internal control at dilutions used in the determination of the analytical sensitivity of the rapid sample preparation and inactivation (RSP) method relative to nucleic acid purification.

(XLSX)

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The author(s) received no specific funding for this work.

References

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Decision Letter 0

Sylvia Maria Bruisten

1 Sep 2020

PONE-D-20-24160

The implementation of a rapid sample preparation method for the detection of SARS-CoV-2 in a diagnostic laboratory in South Africa

PLOS ONE

Dear Dr. Marais,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

This work is interesting and relevant for the worldwide coronavirus testing.

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Additional Editor Comments (if provided):

1. Table 4 and the paragraph where these data are described (page 12) are not completely clear to me. Samples were serially diluted and tested in several replicates (for example 10 or 24). Testing was however for dilutions 1:20 to 1:160 and 1:320 only performed with the RSP method whereas for all other dilutions it was performed with the NA purification method. This does not allow a direct comparison of the sensitivities of the RSP and NA methods. Why were the dilutions not tested in both ways, for example 12 replicates for each dilution for both RSP and NA?

2. Please avoid starting a sentence with a number (for example in lines 161 and 200). Please rephrase these sentences.

3. Line 212: please remove 'are shown' at the end of the sentence.

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: This manuscripts presents data evaluating procedures to omit the need of nucleic acaid extraction from clinical NP/OP swab samples prior to performing molecular testing for Sars-CoV-2 detection. All results for extraction free procedures are compared to established extraction method (used as gold standards).

The results demonstrate that the extraction free procedure leads to some loss of analytical sensitivity, in particular for samples harbouring a low viral load (high Ct values). In general Ct values for samples without extraction are higher as compared to extracted samples. This could either be due to a reduced amplification efficiency (or even inhibition) or a smaller equivalent of the clinical sample used as input into the PCR reaction.

Specific questions:

1. It would be relevant to present the Ct values of the internal control of all samples w/wo extraction listed in appendix 1 and 2, as this will give insight in the effect of (leaving out) extraction on PCR efficiency / inhibition.

2. 6 previously negative samples were left out from the analysis because the IC failed (even after repeat testing upon dilution). These samples should not have been left out from the analysis but included in table 3, because the information is very relevant in judging the appropriateness and feasbility of the extraction free protocol : The results demonstrate that PCR inhibition was present in 6/185 samples (3%).

3. Nucleic acid extraction using chaotropic agents (Guanidinium salts) result in virus inactivation (loss of infectivity). The extraction-free protocol is based on a 5 minute incubation at 98C. Did the investigators perform any experiments to study the effect of this temperature treatment on sample infectivity (bio-safety). Samples which are manipulated on a QIAgility liquid handling system, given the ‘open environment’ of such a system that lacks HEPA filtering of exhausted air, should be proven to be non-infectious

4. The authors indicate that automation of the PCR setup process significantly reduced robustness of assay performance by reducing the frequency of invalid results. This is just mentioned in the discussion without supporting data. What is menat by invalid results (PC negative / NC positive / IC negative???) and how are these data used in the manuscript (in particular in the S1 appendix)?

5. In the methods section it is described that PCR setup was don using an liquid handling system whereas in the discussion it is mentioned that manual setup was don for at least part of the experiments (and that this is caused operator dependency in the quality of the results). How did these differences in PCR setup procedures affect the overall results and conclusion on the comparison of extraction free procedures to the gold standard methods?

Reviewer #2: This manuscript by Marais and co-workers describes a rapid automated sample preparation method for the detection of SARS-CoV-2. This information is important as limited availability of general nucleic acid purification reagents have impacted SARS-CoV-2 testing worldwide.

There are a number of issues that need to be addressed:

1) The authors mention (lines 131-134) that if the internal control failed (ct <40) the sample was repeated with less sample input. They mention (lines 172-174) in 6 negative samples this was the case after repeat testing. They do not mention however the percentage of samples overall that failed internal control (ct<40) in the initial analysis. This is important because if this percentage is high it would mean a significant increased workload for retesting.

2) The limited availability of reagents was the main reason for this study. The authors may want to comment on availability of consumables for the QIAgility systems.

3) The authors estimate PPA (lines 193-202) based on the mean difference in Ct values between the Nuclisens and RSP method and adding these numbers to Ct values from previously determined samples. They argue that if this newly calculated Ct value was above 40 the sample would be negative if they had used the RSP method. By doing this the authors assume that the relation between the amount of RNA and the Ct value is linear over the entire range of RNA concentrations. The authors do not show this linear correlation. Especially at high Ct values this correlation is almost never linear and generally very variable. In my opinion this method cannot be used to determine the PPA of the RSP method and the authors should delete this part from the manuscript

4) Since the values from the Abbott M2000 system cannot be compared to the Ct values from the Seegene PCR due to intrinsic different analysis method I fail to see what information is added by figure 2.

5) The authors mention that the loss of analytical sensitivity of at least 8 fold was acceptable for clinical application. It is unclear however which criteria played a role in this consideration.

6) Furthermore they mention that the Seegene assay has an analytical sensitivity of 100 RNA copies/reaction with the nuclisense method (and thus > 800 c/reaction for the RSP method). This analytical sensitivity seems rather low compared to other molecular assays which are in the range of 1-50 (see below refs). This should also be taken into consideration with remark 5)

Corman VM, Landt O, Kaiser M, Molenkamp R, Meijer A, Chu DK, Bleicker T,

Brünink S, Schneider J, Schmidt ML, Mulders DG, Haagmans BL, van der Veer B, van den Brink S, Wijsman L, Goderski G, Romette JL, Ellis J, Zambon M, Peiris M, Goossens H, Reusken C, Koopmans MP, Drosten C. Detection of 2019 novel

coronavirus (2019-nCoV) by real-time RT-PCR. Euro Surveill. 2020, Jan;25(3):2000045

van Kasteren PB, van der Veer B, van den Brink S, Wijsman L, de Jonge J, van

den Brandt A, Molenkamp R, Reusken CBEM, Meijer A. Comparison of seven

commercial RT-PCR diagnostic kits for COVID-19. J Clin Virol. 2020

Jul;128:104412. doi: 10.1016/j.jcv.2020.104412

Iglói Z, Leven M, Abdel-Karem Abou-Nouar Z, Weller B, Matheeussen V, Coppens

J, Koopmans M, Molenkamp R. Comparison of commercial realtime reverse

transcription PCR assays for the detection of SARS-CoV-2. J Clin Virol. 2020

Aug;129:104510. doi: 10.1016/j.jcv.2020.104510

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Reviewer #1: No

Reviewer #2: Yes: Richard Molenkamp

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PLoS One. 2020 Oct 20;15(10):e0241029. doi: 10.1371/journal.pone.0241029.r002

Author response to Decision Letter 0


28 Sep 2020

Editor’s comments

Comment:

1. Table 4 and the paragraph where these data are described (page 12) are not completely clear to me. Samples were serially diluted and tested in several replicates (for example 10 or 24). Testing was however for dilutions 1:20 to 1:160 and 1:320 only performed with the RSP method whereas for all other dilutions it was performed with the NA purification method. This does not allow a direct comparison of the sensitivities of the RSP and NA methods. Why were the dilutions not tested in both ways, for example 12 replicates for each dilution for both RSP and NA?

Response:

The table shows the same sample, thus allowing direct comparison, that was serially diluted in the range 1:20 to 1:5000. Due to the expected greater sensitivity of NA purification, it was deemed unnecessary to perform multiple replicates at a dilution of less than 1:200 as all replicates tested at 1:200 and 1:400 were detected. With the RSP method, performing additional replicates at a dilution of greater than 1:320, where 33% of replicates were detected, was deemed unnecessary as the goal was to determine the dilution at which targets would be detected with 95% confidence.

The table thus shows the data that was required to determine the dilution at which a specific sample could be detected with 95% confidence using the RSP method and NA purification. This value could then be compared.

The methods section of the manuscript was revised to clarify the selection of sample dilutions.

Comment:

2. Please avoid starting a sentence with a number (for example in lines 161 and 200). Please rephrase these sentences.

Response:

The manuscript was appropriately revised.

Comment:

3. Line 212: please remove 'are shown' at the end of the sentence.

Response:

The manuscript was appropriately revised.

Reviewer 1 Comments

Comment:

1. It would be relevant to present the Ct values of the internal control of all samples w/wo extraction listed in appendix 1 and 2, as this will give insight in the effect of (leaving out) extraction on PCR efficiency / inhibition.

Response:

The tables presented in the appendixes were updated with the internal control values for each sample tested to provide insight into PCR inhibition and extraction efficiency.

Comment:

2. 6 previously negative samples were left out from the analysis because the IC failed (even after repeat testing upon dilution). These samples should not have been left out from the analysis but included in table 3, because the information is very relevant in judging the appropriateness and feasibility of the extraction free protocol : The results demonstrate that PCR inhibition was present in 6/185 samples (3%).

Response:

The samples which failed testing by the RSP method or could not be tested (3.59%) were excluded from table 3 as the standard testing procedure would designate these samples for retesting by an alternative method. Thus assigning these samples as either false negatives or false positives would be inappropriate as these would not be the results reported by the laboratory. However, the manuscript was revised to more clearly highlight this failure rate.

In terms of a feasibility assessment, we feel the current PPA and NPA values along with a reported failure rate is a more reasonable way of presenting the data than reduction of all data to the PPA and NPA.

Comment:

3. Nucleic acid extraction using chaotropic agents (Guanidinium salts) result in virus inactivation (loss of infectivity). The extraction-free protocol is based on a 5 minute incubation at 98C. Did the investigators perform any experiments to study the effect of this temperature treatment on sample infectivity (bio-safety). Samples which are manipulated on a QIAgility liquid handling system, given the ‘open environment’ of such a system that lacks HEPA filtering of exhausted air, should be proven to be non-infectious

Response:

The sample infectivity was deemed to be ablated after heat treatment at 98 degrees C for 5 minutes based on available publications. Batéjat et al. (2020) demonstrated inactivation of SARS-CoV-2 after heat treatment at 95�C for 3 minutes. Further, Saknimit et al. (1988) demonstrated heat inactivation of coronaviruses other than SARS-CoV-2 beyond specific quantification after heat treatment at 80�C for 1 minute. This literature is referenced in the revised manuscript.

References:

Batéjat, C., Grassin, Q. and Manuguerra, J.C., 2020. Heat inactivation of the Severe Acute Respiratory Syndrome Coronavirus 2. bioRxiv.

Saknimit, M., Inatsuki, I., Sugiyama, Y. and Yagami, K.I., 1988. Virucidal efficacy of physico-chemical treatments against coronaviruses and parvoviruses of laboratory animals. Experimental animals, 37(3), pp.341-345.

Comment:

4. The authors indicate that automation of the PCR setup process significantly reduced robustness of assay performance by reducing the frequency of invalid results. This is just mentioned in the discussion without supporting data. What is meant by invalid results (PC negative / NC positive / IC negative???) and how are these data used in the manuscript (in particular in the S1 appendix)?

Response:

Invalid results in this context specifically refers to samples that lack both internal control amplification and SARS-CoV-2 target amplification. This definition was more clearly presented in the methods section of the revised manuscript.

Prior to implementation of the automated method, staff shortages were frequent due to rapidly scaling testing demand and intermittent quarantining of staff. Thus staff with minimal molecular experience needed to be trained and staff frequently returned after extended absences. We noticed that these events frequently correlated with an increase in invalid rate but a formal critical assessment of the early pandemic SARS-CoV-2 testing performance of our laboratory is beyond the intended purpose of this work. The anecdotal data of fluctuating invalid rate and operator dependency as a potential aetiology motivated for the initiation of this research.

The manuscript and appendixes were revised to include only data directly involved in the generation of the discussed results. The paragraph discussing the motivation for assay automation was revised to remove specific references to previous assay results and protocols and presented as a general discussion of the events leading to the research.

Comment:

5. In the methods section it is described that PCR setup was don using an liquid handling system whereas in the discussion it is mentioned that manual setup was don for at least part of the experiments (and that this is caused operator dependency in the quality of the results). How did these differences in PCR setup procedures affect the overall results and conclusion on the comparison of extraction free procedures to the gold standard methods?

Response:

No results from the manual set-up of the RSP method, which only occurred for prior version of the method used before the initiation of this research, were included. All data from versions of the RSP method not used in the direct generation of the presented results were removed from the appendixes in the updated manuscript. This was initially included to provide insight into the progression of method development.

Reviewer 2 Comments

Comment:

1) The authors mention (lines 131-134) that if the internal control failed (ct <40) the sample was repeated with less sample input. They mention (lines 172-174) in 6 negative samples this was the case after repeat testing. They do not mention however the percentage of samples overall that failed internal control (ct<40) in the initial analysis. This is important because if this percentage is high it would mean a significant increased workload for retesting.

Response:

The manuscript was revised to more clearly show the assay failure rate and steps taken to produce results when the primary protocol failed to produce a result.

Comment:

2) The limited availability of reagents was the main reason for this study. The authors may want to comment on availability of consumables for the QIAgility systems.

Response:

The availability of QIAgility consumables is discussed in the revised manuscript.

Comment:

3) The authors estimate PPA (lines 193-202) based on the mean difference in Ct values between the Nuclisens and RSP method and adding these numbers to Ct values from previously determined samples. They argue that if this newly calculated Ct value was above 40 the sample would be negative if they had used the RSP method. By doing this the authors assume that the relation between the amount of RNA and the Ct value is linear over the entire range of RNA concentrations. The authors do not show this linear correlation. Especially at high Ct values this correlation is almost never linear and generally very variable. In my opinion this method cannot be used to determine the PPA of the RSP method and the authors should delete this part from the manuscript.

Response:

This part of the manuscript was excluded, as suggested, from the revised manuscript.

Comment:

4) Since the values from the Abbott M2000 system cannot be compared to the Ct values from the Seegene PCR due to intrinsic different analysis method I fail to see what information is added by figure 2.

Response:

While the Abbott RealTime SARS-CoV-2 reported CN values are not directly comparable, they are still based on a real-time PCR cycle threshold value and thus we feel the distribution of values is relevant to the data. If only samples with low CN values were used in the validation, for example, the PPA would likely be greater than that reported.

Additionally, while it would be inappropriate to perform any more in-depth analysis due to the disparate test specifics, for operators of the Abbott RealTime SARS-C0V-2 assay we believe a general impression of relative performance as presented by Figure 2 may be valuable.

Comment:

5) The authors mention that the loss of analytical sensitivity of at least 8 fold was acceptable for clinical application. It is unclear however which criteria played a role in this consideration.

Response:

The primary determinant of acceptability for clinical application of the assay was the PPA and NPA. The analytical sensitivity calculated here allows assessment of the relative contribution of PCR inhibition and sample input volume as the aetiology of differing performance but was not used as the determinant of assay acceptability.

Comment:

6) Furthermore they mention that the Seegene assay has an analytical sensitivity of 100 RNA copies/reaction with the nuclisense method (and thus > 800 c/reaction for the RSP method). This analytical sensitivity seems rather low compared to other molecular assays which are in the range of 1-50 (see below refs). This should also be taken into consideration with remark 5)

Response:

While the Seegene reported analytical sensitivity may be poorer than that of other molecular assays, the PPA and NPA were determined from comparison to both the Seegene and Abbott assays. Further, we did not notice a marked difference in performance of the RSP method compared to NA purification relative to its performance compared to the Abbott system as presented in the appendixes. Additionally, the poorer limit of detection still falls below the reported critical value of 6.63 log10 RNA copies/ml associated with infectivity proposed by van Kampen et al. (2020).

Reference:

van Kampen, J.J., van de Vijver, D.A., Fraaij, P.L., Haagmans, B.L., Lamers, M.M., Okba, N., van den Akker, J.P., Endeman, H., Gommers, D.A., Cornelissen, J.J. and Hoek, R.A., 2020. Shedding of infectious virus in hospitalized patients with coronavirus disease-2019 (COVID-19): duration and key determinants. medRxiv.

Attachment

Submitted filename: Response to Reviewers .docx

Decision Letter 1

Sylvia Maria Bruisten

7 Oct 2020

PONE-D-20-24160R1

The implementation of a rapid sample preparation method for the detection of SARS-CoV-2 in a diagnostic laboratory in South Africa

PLOS ONE

Dear Dr. Marais,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

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We look forward to receiving your revised manuscript.

Kind regards,

Sylvia Maria Bruisten, Ph.D

Academic Editor

PLOS ONE

Additional Editor Comments (if provided):

The revised version shows good improvements in manuscript and supplementary files. Most points were answered to satisfaction.

There are two (minor) points that can still improve the manuscript:

1. Table 2 is redundant since here exactly the same mixture scheme is used as in Table 1, with the difference that only 2 μl input in stead of 3 μl was used (which is compensated for by the water volume). I therefor advise to remove Table 2 and to add in the text after 'with a decreased sample volume' '2 μl in stead of 3 μl' (page 7, line 134).

2. Please replace 'greater' by 'higher' before 'mean Ct value'

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

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Reviewer #2: All comments have been addressed

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Reviewer #2: Yes

**********

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Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #2: No

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PLoS One. 2020 Oct 20;15(10):e0241029. doi: 10.1371/journal.pone.0241029.r004

Author response to Decision Letter 1


7 Oct 2020

Thank you for the review of our manuscript. We have prepared responses to the comments provided in addition to a revised manuscript.

Editor’s comments

Comment:

1.Table 2 is redundant since here exactly the same mixture scheme is used as in Table 1, with the difference that only 2 μl input in stead of 3 μl was used (which is compensated for by the water volume). I therefor advise to remove Table 2 and to add in the text after 'with a decreased sample volume' '2 μl in stead of 3 μl' (page 7, line 134).

Response:

The manuscript has been appropriately updated.

Comment:

2. Please replace 'greater' by 'higher' before 'mean Ct value'

Response:

The manuscript has been appropriately updated.

Attachment

Submitted filename: Response to Reviewers .docx

Decision Letter 2

Sylvia Maria Bruisten

8 Oct 2020

The implementation of a rapid sample preparation method for the detection of SARS-CoV-2 in a diagnostic laboratory in South Africa

PONE-D-20-24160R2

Dear Dr. Marais,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

This includes to re-number the Table, after the deletion of Table 2.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Sylvia Maria Bruisten, Ph.D

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

The requested last adjustments were made, but the Table numbers were not adjusted after deleting Table 2. This should be done in the final version. Then the manuscript can be fully accepted.

Reviewers' comments:

All adjustments were made, but the Tables need to be numbered correctly.

Acceptance letter

Sylvia Maria Bruisten

12 Oct 2020

PONE-D-20-24160R2

The implementation of a rapid sample preparation method for the detection of SARS-CoV-2 in a diagnostic laboratory in South Africa

Dear Dr. Marais:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Sylvia Maria Bruisten

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Appendix. Sample cycle threshold and cycle number values for SARS-CoV-2 targets and internal controls.

    The cycle threshold (Ct) and cycle number (CN) values of assay targets and internal controls from the Allplex™ 2019-nCoV and Abbott RealTime SARS-CoV-2 assays respectively are shown for samples used. The mastermix protocol used is also shown. RSP: Rapid sample preparation and inactivation.

    (XLSX)

    S2 Appendix. Sample cycle threshold values at dilutions used for analytical sensitivity determination.

    The cycle threshold (Ct) values for the Allplex™ 2019-nCoV assay targets and internal control at dilutions used in the determination of the analytical sensitivity of the rapid sample preparation and inactivation (RSP) method relative to nucleic acid purification.

    (XLSX)

    Attachment

    Submitted filename: Response to Reviewers .docx

    Attachment

    Submitted filename: Response to Reviewers .docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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