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. 2020 Sep;8(17):1109. doi: 10.21037/atm-20-1159

Treatment for metastatic adenocarcinoma of the stomach and gastroesophageal junction: 2020

Andrew Hsu 1, Adam S Zayac 1, Aditya Eturi 2, Khaldoun Almhanna 1,
PMCID: PMC7575962  PMID: 33145328

Abstract

Gastric and gastroesophageal junction (GEJ) cancer is one of the most common malignancy worldwide. In unresectable or metastatic disease, the prognosis is poor and is generally less than a year. Standard front-line chemotherapy includes two- or three-drug regimens with the addition of trastuzumab in HER2-positive disease. With an increased understanding of the biology of cancer over the past few decades, targeted therapies have made their way into the treatment paradigm of many cancers. They been examined in the first- and second-line settings in the treatment of gastroesophageal cancer though has yielded few viable treatment options. One success is ramucirumab either as monotherapy or in combination with paclitaxel is the preferred choice in second-line therapy. While immunotherapy has been considered a breakthrough in oncology over the past decade, the response rates in gastric and gastroesophageal cancers have been relatively low compared to other cancers, resulting in its limited approval and mostly reserved for second-line therapy or beyond. In this article, we will review the standard first- and second-line treatment regimens. Furthermore, this article will review the use of targeted therapies and immunotherapy in treatment of gastric and gastroesophageal cancers. Lastly, we will touch upon future treatment strategies that are currently under investigation.

Keywords: Gastric cancer, gastroesophageal junction cancer, targeted therapy, immunotherapy, cytotoxic chemotherapy

Introduction

Gastric and gastroesophageal junction (GEJ) adenocarcinoma is the fifth most common cancer worldwide and the third leading cause of cancer-related mortality worldwide (1). The incidence of gastric adenocarcinoma varies depending on the region—with a high incidence in Asia, Latin America, Central and Eastern Europe, and low incidence in Western Europe and North America—that can be attributed to a decreased prevalence of Helicobacter pylori infections (2). In the United States, gastric adenocarcinoma is the fifteenth most common cancer, accounting for 1.6% of all new cancer diagnoses and 1.8% of cancer-related deaths in 2019 (3). Furthermore, the incidence of new cases and gastric cancer-related deaths have declined by 1.5% and 2.1% annually over the past decade, respectively (3). Despite the decreasing incidence of gastric adenocarcinoma in Western Europe and the United States, there has been an increasing incidence of GEJ adenocarcinoma (4).

Most patients with early-stage GEJ and gastric cancers are asymptomatic, though common presenting symptoms include anorexia, dyspepsia, weight loss, abdominal pain, and dysphagia in the cases where the tumor is located at the GEJ or proximal stomach (5). Given this insidious nature, nearly 40% of patients present with unresectable or metastatic disease at the time of diagnosis and the opportunity for cure through surgical resection is lost (3).

In metastatic disease, the prognosis is dismal and standard of care therapies have limited impact on patient outcomes—median survival ranges from four months with best supportive care (BSC) only, to 12 months with chemotherapy (6,7). Systemic treatments for metastatic GEJ and gastric cancer consist of combination cytotoxic chemotherapy. Furthermore, targeted therapy with trastuzumab and ramucirumab has been incorporated in combination with cytotoxic chemotherapy in front-line and second-line treatment of GEJ and gastric adenocarcinoma respectively (8,9). Lastly, the discovery of immune checkpoint inhibition has been considered a major medical and scientific breakthrough in the treatment of cancer; however, trials examining the use of immunotherapy either as monotherapy or in combination with cytotoxic chemotherapy in gastric and GEJ cancers have only led to limited approval in the second-line setting (after failure of initial therapy) with relatively low response rates ranging from 5–30% (10,11). The aim of this review article is to summarize the currently studied and approved treatments for GEJ and gastric cancer, as well as highlight some future treatments currently under investigation.

Standard first-line therapy

Several cytotoxic chemotherapeutics have shown activity against GEJ and gastric adenocarcinomas—fluoropyrimidines (fluorouracil, capecitabine, S-1); platinums (cisplatin, oxaliplatin); taxanes (paclitaxel, docetaxel); anthracyclines (doxorubicin, epirubicin); and topoisomerase inhibitors (irinotecan). While these agents show activity when used as monotherapy, their objective response rates (ORR) are poor—fluoropyrimidines having an ORR 20–40% (7,12), taxanes ORR 20% (13), and irinotecan ORR 20% (14). Furthermore, a 2010 Cochrane review showed an improvement in median overall survival (mOS) of 8.3 vs. 6.7 months with multi-agent cytotoxic chemotherapy compared single-agent fluorouracil (7). As a result, standard of care therapies for metastatic, HER-2 negative, GEJ and gastric adenocarcinoma consists of either two- or three-drug regimens for patients who are deemed fit for multi-agent chemotherapy.

The first “standard” regimen was established in 1980 and consisted of fluorouracil, doxorubicin, and mitomycin (FAM); this resulted in a partial response (PR) rate of 42% with a mOS was 5.5 months (15). In 1991, a new standard regimen was established after a randomized phase III trial compared FAM to fluorouracil, doxorubicin, and methotrexate (FAMTX). FAMTX demonstrated an ORR of 41% with 6% demonstrating a complete response compared to an ORR of 9% with 0% demonstrating a complete response with FAM (P<0.001). Furthermore, FAMTX demonstrated an improved mOS (9.7 vs. 6.7 months; P<0.004) (16). FAMTX remained the standard first-line regimen until 1997 when it was surpassed by epirubicin, cisplatin, and fluorouracil (ECF) which demonstrated improved ORR, 45% compared with 21% for FAMTX (P=0.0002) and improved mOS (8.9 vs. 5.7 months; P=0.0009) (17). These results were controversial as the mOS of FAMTX was worse than the previous studies, leading to questions over the true efficacy of epirubicin in addition to its added toxicities when compared to other regimens.

Next, the V325 study group examined the use of docetaxel, cisplatin and fluorouracil (DCF) versus cisplatin with fluorouracil (CF) and demonstrated improved mOS with DCF (9.2 vs. 8.6 months; P=0.02), improved ORR (37% vs. 25%; P=0.01), and improved time to progression (TTP) (5.6 vs. 3.7 months; P<0.001) (18). As expected, grade 3 or 4 toxicity with the triplet regimen was greater than with the doublet regimen—the most common being neutropenia (29% vs. 12%) (18). A subsequent phase III study examined the use of DCF with granulocyte colony-stimulating factor (gCSF) support versus modified DCF (mDCF) which consisted of a shorter duration of continuous infusion of fluorouracil along with decreased amounts of docetaxel and cisplatin. This modified regimen demonstrated improved grade 3 or 4 toxicity—54% within the first 3 months (22% hospitalized) and 76% over the course of treatment in the mDCF arm versus 71% toxicity within the first 3 months (52% hospitalized) and 90% over the course of treatment in the DCF arm (19). The higher rate of grade 3 or 4 toxicity resulted in the DCF arm being closed prematurely in the study. Furthermore, mDCF demonstrated improved mOS when compared to DCF (18.8 vs. 12.6 months, respectively; P=0.007) (19). Table 1 summarizes the landmark trials for first-line treatment of GEJ and gastric cancer.

Table 1. Landmark trials in first-line treatment of GEJ and gastric cancers.

Authors, years (study name) Treatment regimen Total patients ORR/CR mPFS (months); HR, P value mOS (months), HR, P value
MacDonald et al., 1980 Fluorouracil, doxorubicin & mitomycin (FAM) 62 42%/NR NR 5.5
Wils et al. 1991 Fluorouracil, doxorubicin & methotrexate (FAMTX) vs. FAM 160 41%/6%; 9%/0% NR 9.7 vs. 6.7
Webb et al., 1997 Epirubicin, cisplatin, and fluorouracil (ECF) vs. FAMTX 219 45%/6%; 21%/2% FFS: 7.4 vs. 3.4; P=0.00006 8.9 vs. 5.7, P=0.0009
Van Cutsem et al., 2006 (V325) Cisplatin & fluorouracil (CF) vs. docetaxel, cisplatin, fluorouracil (DCF) 270 37%/2%; 25%/1% TTP: 5.6 vs. 3.7; HR 1.47, P<0.001 8.2 vs. 9.6; HR 1.29, P=0.02
Cunningham et al., 2008 (REAL2) Epirubicin, cisplatin, & fluorouracil (ECF) vs. epirubicin, cisplatin & capecitabine (ECX); epirubicin, oxaliplatin & fluorouracil (EOF) epirubicin, oxaliplatin & capecitabine (EOX) 1,002 41%/4%; 46%/4%; 42%/3%; 48%/4% 6.2 vs. 6.7 vs. 6.5 vs. 7.0 9.9 vs. 9.9 vs. 9.3 vs. 11.2
Ajani et al., 2010 (FLAGS) Cisplatin & fluorouracil vs. cisplatin & S-1 1,053 32%/NR; 29%/NR 5.5 vs. 4.8 7.9 vs. 8.6
Bang et al., 2010§ (ToGA) Fluoropyrimidine, cisplatin & trastuzumab vs. fluoropyrimidine, cisplatin & placebo 594 47%/5%; 35%/2% 6.7 vs. 5.5; HR 0.71, P=0.0002 13.8 vs. 11.1; HR 0.74, P=0.0046

, non-inferior; , non-significant; §, HER2-positive only. NR, not reported.

The randomized phase III, REAL2 trial used a two-by-two design to evaluate epirubicin-based triplet regimens—epirubicin, cisplatin, fluorouracil (ECF); epirubicin, cisplatin, capecitabine (ECX); epirubicin, oxaliplatin, fluorouracil (EOF); and epirubicin, oxaliplatin, capecitabine (EOX). Based upon the predefined non-inferiority margin of 1.23, the four regimens (ECF, ECX, EOF, EOX) were non-inferior in terms of ORR (41% vs. 47% vs. 42% vs. 48%, respectively), progression free survival (PFS) (6.2 vs. 6.7 vs. 6.5 vs. 7.0 months, respectively), and mOS (9.9 vs. 9.9 vs. 9.3 vs. 11.2 months, respectively) (20). For the capecitabine-fluorouracil (fluoropyrimidine) comparison, the hazard ratio (HR) was 0.86 (95% CI, 0.80–0.90, non-inferiority margin 1.23), and for the cisplatin-oxaliplatin (platinum) comparison, HR was 0.92 (95% CI, 0.80–1.10, non-inferiority margin 1.23) (20). This suggested that that cisplatin could be substituted by oxaliplatin and fluorouracil could be substituted by capecitabine.

In Asia, S-1 is an oral fluoropyrimidine approved for the treatment of metastatic GEJ and gastric cancer. S-1 contains tegafur (a prodrug of fluorouracil), gimercil (a dihydropyrimidine dehydrogenase inhibitor, prolonging the half-life of fluorouracil), and oteracil potassium (an inhibitor of phosphorylation of intestinal fluorouracil, increasing gastrointestinal tolerability). In the SPIRITS trial, cisplatin plus S-1 (CS) was compared to S-1 monotherapy and demonstrated improved mOS with CS (13.0 vs. 11 months; P=0.04) and improved mPFS (6.0 vs. 4.0 months; P<0.0001) (21). In the subsequent FLAGS trial, CS was compared to CF and did not find significant improvement in mOS (8.6 vs. 7.9 months, respectively; P=0.2) (22). The phase III study, JCOG1013, added docetaxel to CS (DCS) and compared this to CS. Ultimately, no improvement in mOS was found (14.2 vs. 15.3 months, respectively; P=0.47) (23). Regimens that include S-1 have been incorporated in the first-line treatment of metastatic GEJ and gastric cancer in Asia only.

Despite irinotecan demonstrating activity against metastatic GEJ and gastric adenocarcinoma when used as monotherapy, its incorporation into multi-agent regimens in front-line treatment has not been as successful (14). A subsequent phase III trial comparing irinotecan with fluorouracil (IF) versus CF failed to demonstrate superiority in mOS (9.0 vs. 8.7 months, respectively; P=0.53) or TTP (5.0 vs. 4.2 months, respectively; P=0.088) (24). Other phase III trials incorporating the use of irinotecan in the treatment of metastatic GEJ and gastric adenocarcinoma have failed to show superiority of irinotecan-based regimens over platinum-based regimens (25,26). As a result, irinotecan should be considered when platinum-based chemotherapy cannot be tolerated in the first-line setting.

Several targeted agents have been studied for use in the first-line treatment in metastatic GEJ or gastric cancers. The results of these studies have been disappointing with only the HER2 antagonist, trastuzumab, currently approved for use in first-line treatment. A subset of GEJ and gastric adenocarcinomas exhibit HER2 amplification, resulting in HER2-receptor overexpression akin to some breast cancers. This has provided a site for targeted therapy using trastuzumab—approved in 2010 for first-line use in combination with chemotherapy in HER2-positive, advanced GEJ or gastric adenocarcinoma based on the ToGA trial (9). This phase III trial enrolling 584 patients compared a fluoropyrimidine with cisplatin plus trastuzumab versus a fluoropyrimidine with cisplatin only. Patients were required to have HER2 positivity, defined as either a score 3+ by immunohistochemistry or HER2:CEP17 ratio greater than or equal than 2 on FISH testing. The addition of trastuzumab provided both an improvement in mOS (13.8 vs. 11.1 months, respectively; HR 0.74, 95% CI, 0.60–0.91; P=0.0046) and mPFS (6.7 vs. 5.5 months, respectively; HR 0.71; 95% CI, 0.59–0.85; P=0.0002). Furthermore, the addition of trastuzumab to chemotherapy provided an improved duration of response (6.9 vs. 4.8 months, respectively; HR 0.53, 95% CI, 0.40–0.73; P<0.0001) and ORR (47% vs. 35%, respectively; P=0.0017) with prolonged TTP (7.1 vs. 5.6 months, respectively; HR 0.70, 95% CI, 0.58–0.85; P=0.0003) (9). Overall rates of adverse events were not different with the addition of trastuzumab to chemotherapy, whether considering all grades or only grade 3–4 events; although patients who received trastuzumab had higher rates of grade 3–4 diarrhea (9). Subsequently, the LOGiC/TRIO-013 trial studied the use of the dual HER2 and endothelial growth factor receptor (EGFR) antagonist, lapatinib, with capecitabine and oxaliplatin and found no improvement in progression free or overall survival (27).

Bevacizumab, a monoclonal antibody against vascular endothelial growth factor (VEGF), was evaluated for first-line use in the AVAGAST trial. In this phase III trial, patients were randomized to bevacizumab plus fluoropyrimidine-cisplatin or placebo plus fluoropyrimidine-cisplatin and found a non-significant improvement in mOS (12.1 vs. 10.1 months, respectively; P=0.1002); however, there was a significant improvement in mPFS (6.7 vs. 5.3 months, respectively; P=0.0037) (28). Ramucirumab, another VEGF antagonist, was recently examined in the first-line setting in the RAINFALL trial. Patients with metastatic, HER2-negative, GEJ or gastric adenocarcinoma were assigned to receive ramucirumab plus a fluoropyrimidine and cisplatin or placebo plus a fluoropyrimidine and cisplatin. This phase III trial failed to demonstrate significant improvement in mOS (11.7 vs. 10.7 months, respectively; P=0.6757), but showed marginal improvement in mPFS (5.7 vs. 5.4 months, respectively; P=0.0106) (29). As a result, VEGF antagonists do not currently have a role in the first-line treatment of metastatic, HER2-negative, GEJ or gastric adenocarcinoma.

Further studies evaluating the agents targeting EGFR, cetuximab (EXPAND) and panitumumab (REAL3), with chemotherapy failed to show improvement in survival (30,31). In addition, the MET inhibitors onartuzumab (METGastric) and rilotumumab (RILOMET-1) also did not improve survival when added to first-line chemotherapy (32,33). The hedgehog pathway inhibitor, vismodegib, also failed to improve either PFS or OS when added to fluorouracil and oxaliplatin in the first-line setting (34).

CLDN18.2 is present in approximately 50–70% of GEJ and gastric cancers and has led to the development of the monoclonal antibody, zolbetuximab (35). In the phase II FAST trial, zolbetuximab plus EOX was compared to EOX alone for first-line use in patients with advanced, HER-2 negative, CLDN18.2 expression (defined as ≥2+ staining with anti-CLDN18 antibodies). Zolbetuximab with EOX demonstrated improved mPFS (7.5 vs. 5.3 months; HR 0.44, 95% CI, 0.29–0.67; P<0.0005), improved mOS (13.0 vs. 8.4 months; HR 0.56, 95% CI, 0.40–0.67; P=0.0008), and higher ORR (39% vs. 25%; P=0.022) (36). Based upon this promising data, the larger phase III SPOTLIGHT trial is ongoing and examining the first-line use of zolbetuximab with fluorouracil and oxaliplatin versus fluorouracil and oxaliplatin alone (37).

Currently in the United States, the most common first-line regimen for metastatic, HER2-negative, GEJ and gastric adenocarcinoma consists of a fluoropyrimidine with a platinum (18,20). Docetaxel may be added to form a triplet regimen in patients with good performance status and organ function (18,19). For metastatic, HER2-positive disease, the first-line regimen consists of a fluoropyrimidine-platinum doublet plus trastuzumab (9).

Standard second-line therapy

In the second-line setting, the impact of cytotoxic chemotherapy on OS is very modest. A phase III study examined the use of irinotecan versus BSC in the second-line setting and found an improvement in mOS (4.0 vs. 2.4 months, respectively; HR 0.48, 95% CI, 0.25–0.92; P=0.012) (38). Another phase III study compared salvage chemotherapy with either docetaxel or irinotecan against BSC in the second-line setting and demonstrated an improvement in mOS (5.3 vs. 3.8 months, respectively; HR 0.657, 95% CI, 0.485–0.891; P=0.007) (39). COUGAR-02, an open-labeled phase III study, examined the use of docetaxel versus BSC in the second-line setting in patients with esophageal, GEJ, or gastric adenocarcinoma that had progressed on or within 6 months of treatment with a fluoropyrimidine-platinum regimen and demonstrated an improved mOS (5.2 vs. 3.6 months, respectively; HR 0.67, 95% CI, 0.49–0.92; P=0.01) (40). In the ABSOLUTE trial, nanoparticle albumin-bound paclitaxel (nab-paclitaxel), administered either weekly or every three weeks, was compared to solvent-bound paclitaxel, administered weekly. This phase III trial demonstrated non-inferiority between the weekly nab-paclitaxel and solvent-bound paclitaxel regimens in terms of mOS, 11.1 vs. 10.9 months, respectively (HR 0.97, 97.5% CI, 0.76–1.23; non-inferiority margin 1.25; one-sided P=0.0085); however, the every three week nab-paclitaxel regimen did not meet the non-inferiority threshold for mOS, 10.3 vs. 10.9 months (HR 1.06, 97.5% CI, 0.87–1.31; one-sided P=0.062) (41). Given the marginal improvements in OS with cytotoxic chemotherapy alone, there have been numerous studies incorporating either targeted therapy or immunotherapy in the second-line setting.

Despite the failure of anti-VEGF agents to show significant improvement in OS in the front-line setting, ramucirumab was studied in second-line setting. In the phase III REGARD trial, patients who had progression after first-line platinum-containing, or fluoropyrimidine-containing, chemotherapy were randomized to receive ramucirumab with BSC or placebo with BSC. The ramucirumab arm demonstrated improvement in mOS (5.2 vs. 3.8 months; HR 0.776, 95% CI, 0.603–0.998; P=0.047) leading to its initial approval as monotherapy in the second-line setting for GEJ or gastric adenocarcinoma in 2014 (42). The subsequent RAINBOW trial examined patients who had progressed on, or within 4 months, of first-line chemotherapy (fluoropyrimidine-platinum with or without an anthracycline) and were assigned to receive ramucirumab plus paclitaxel or placebo plus paclitaxel. Median OS was significantly improved in the ramucirumab plus paclitaxel (9.6 vs. 7.4 months; HR 0.807, 95% CI, 0.678–0.962; P=0.0169) (8). As a result of the outcomes from the RAINBOW study, ramucirumab plus paclitaxel is now the preferred choice for second-line therapy. Currently, there are ongoing trials examining the use of ramucirumab with irinotecan (RINDBeRG trial) and with fluorouracil, leucovorin, irinotecan (FOLFIRI-ram) (43,44). Table 2 summarizes select landmark trials for second-line treatment of GEJ and gastric cancer.

Table 2. Landmark trials in second-line treatment of GEJ and gastric cancers.

Authors, years (study name) Treatment regimen Total patients ORR/CR mPFS (months); HR, P value mOS (months); HR, P value
Fuchs et al., 2014 (REGARD) Ramucirumab & best supportive care vs. placebo & best supportive care 355 3%/<1%; 3%/0% 2.1 vs. 1.3; HR 0.483, P<0.0001 5.2 vs. 3.8; HR 0.776, P=0.47
Wilke et al., 2019 (RAINBOW) Ramucirumab & paclitaxel vs. placebo & paclitaxel 665 28%/<1%; 16%/<1% 4.4 vs. 2.9; HR 0.635, P<0.0001 9.6 vs. 7.4; HR 0.807, P=0.017
Fuchs et al., 2018 (KEYNOTE-059) Pembrolizumab 259 11.6%/2.3% 2.0 5.6
Kang et al., 2017 (ATTRACTION-2) Nivolumab vs. placebo 493 11.2%/0%; 0%/0% 1.61 vs. 1.45; HR 0.60, P<0.0001 5.26 vs. 4.14; HR 0.63, P<0.0001
Doi et al., 2019 (JAVELIN) Avelumab 40 10%/2.5% 2.4 9.1

NR, not reported.

The use of targeted agents in the second-line setting has yielded few viable treatment options. The phase II/III GATSBY study investigated the efficacy of second-line trastuzumab emtansine (T-DM1) compared with second-line taxane therapy, but failed to improve overall survival (45). Of note, this study included nearly 80% of patients who had received prior HER2-directed therapy (45). Lapatinib was studied in the phase III TyTAN trial in combination with paclitaxel. While the addition of lapatinib to paclitaxel improved ORR (OR 3.85, P<0.001) compared with paclitaxel alone, it failed to improve mPFS or mOS (46). The use of the mTOR inhibitor, everolimus, was studied alone and in combination with paclitaxel after progression on first-line treatment in the phase III GRANITE-1 and RADPAC studies, respectively. Everolimus, whether as monotherapy, or in combination with paclitaxel, failed to improve PFS or OS (47,48). The phase II Shine study assessed the fibroblast-growth factor receptor (FGFR) 1–3 inhibitor, AZD4547, compared with paclitaxel in patients with FGFR2 gene amplification or polysomy. Despite promising phase I study data, no improvement in PFS was observed (49). The combination of the oral poly (ADP-ribose) polymerase (PARP) inhibitor, olaparib, with paclitaxel failed to improve survival compared with paclitaxel alone among Asian patients with advanced gastric cancer who progressed despite first-line therapy in the phase III GOLD study (50).

Trifluridine (FTD) is a thymidine analogue that is combined with the thymidine phosphorylase inhibitor, tipiracil (TPI). The TAS-102 Gastric Study (TAGS) examined 507 metastatic gastric and GEJ cancer patient that were randomized 2:1 to receive FTD/TPI or placebo plus best supportive care. In patients with a prior gastrectomy, this phase III trial demonstrated an improved mOS (6.0 vs. 3.4 months; HR 0.57, 95% CI, 0.41–0.79), mPFS (2.2 vs. 1.8 months; HR 0.48, 95% CI, 0.35–0.65). Furthermore, patients without a prior gastrectomy also demonstrated an improved mOS (5.6 vs. 3.8 months; HR 0.80, 95% CI, 0.60–1.06), mPFS (1.9 vs. 1.8 months; HR 0.65, 95% CI, 0.49–0.85) (51).

Immunotherapy in the treatment of gastric and gastroesophageal cancer

In the last decade, immune checkpoint inhibitors (ICIs), have emerged on the treatment landscape for metastatic GEJ and gastric cancers with microsatellite instability (MSI) or deficient mismatch repair (dMMR). Furthermore, patients whose tumors demonstrate high microsatellite instability (MSI-H) have a better prognosis (52).

Pembrolizumab, a monoclonal antibody targeting programmed cell death protein-1 (PD-1), is the most studied ICI in GEJ and gastric cancers. It is the only immunotherapy approved for use in the second-line treatment of metastatic GEJ and gastric cancer with PD-L1 positive, MSI-H, or dMMR tumors and approved for use in the third-line setting for PD-L1 positive disease (10). Based upon the findings of KEYNOTE-059, pembrolizumab was FDA-approved in 2017 for the treatment of chemotherapy-refractory (defined as progression after two lines of therapy), PD-L1-positive gastroesophageal cancers (Table 2). In this phase II study, 259 patients received pembrolizumab 200 mg intravenously every three weeks until disease progression. The ORR was 11.6% with a 2.3% achieving a complete response. In patients with PD-L1 positive and PD-L1 negative tumors, the ORR was 15.5% and 6.4%, respectively. Of note, ORR was 57% in MSI tumors compared to 9% in microsatellite stable (MSS) tumors (10). Recently, KEYNOTE-062 examined the use of pembrolizumab monotherapy versus pembrolizumab with cisplatin and fluorouracil/capecitabine versus cisplatin and fluorouracil/capecitabine for patients with newly diagnosed advanced or metastatic GEJ or gastric cancer whose tumors expressed PD-L1 [defined as Combined Positive Score (CPS) ≥1]. In patients with PD-L1 expression, the addition of pembrolizumab to chemotherapy did not result in an improved mOS when compared to chemotherapy alone (12.5 vs. 11.1 months; HR 0.85, 95% CI, 0.70–1.03) or mPFS (6.9 vs. 6.4 months; HR 0.84, 95% CI, 0.70–1.02) (53). However, pembrolizumab monotherapy was non-inferior to chemotherapy alone in terms of mOS (10.6 vs. 11.1 months; HR 0.91, 95% CI, 0.69–1.18; noninferiority margin 1.2) despite a lower ORR (14.5% vs. 36.8%). In patients whose tumors strongly expressed PD-L1 (CPS ≥10), pembrolizumab monotherapy resulted in a significant improvement in mOS when compared to chemotherapy alone (17.4 vs. 10.8 months; HR 0.69, 95% CI, 0.49–0.97) (53).

While KEYNOTE-059 led to pembrolizumab’s FDA-approval in the second-line setting, there have been recent updates from the ongoing KEYNOTE trials—additional cohorts from KEYNOTE-059 evaluated pembrolizumab as monotherapy or in combination with chemotherapy (cisplatin, fluorouracil), in the first-line setting for advanced GEJ and gastric cancers (54-56). Patients receiving pembrolizumab monotherapy were required to have tumors who express PD-L1 (CPS ≥1), while the combination therapy arm did not require this, though 64% of patients in the combination arm had tumors expressing PD-L1. The combination arm resulted in an ORR of 60%, with 4% demonstrating a complete response, and mPFS of 6.6 months (54-56). In the pembrolizumab monotherapy arm, ORR was 25.8% with 6.5% achieving a complete response, and mPFS of 3.3 months (54-56). An ongoing phase II study examining the combination of oxaliplatin, capecitabine, trastuzumab, and pembrolizumab in HER2-positive, GEJ or gastric adenocarcinoma regardless of PD-L1 expression has shown promise with an ORR 83%, including 4% achieving a complete response, mPFS 11.4 months, and tolerable side effects (57). This promising preliminary data has led to the initiation of the phase III KEYNOTE-811 trial, along with several other ongoing phase II and III KEYNOTE trials scheduled for completion by March 2024.

Nivolumab, another PD-1 inhibitor, is approved for use as monotherapy in Asia, based upon the results of ATTRACTION-2. This phase III trial examined patients with unresectable, advanced or recurrent GEJ or gastric cancer refractory or intolerant to standard therapy, defined as two or more previous chemotherapy regimens and randomized them to receive nivolumab monotherapy or placebo with BSC. This trial was able to demonstrate improvement in mOS (5.26 vs. 4.14 months; HR 0.63, 95% CI, 0.51–0.78; P<0.0001) along with improved mPFS (1.61 vs. 1.45 months; P<0.0001) (11). Nivolumab was also examined in combination with ipilimumab, an anti-cytotoxic T-lymphocyte-associated protein-4 (CTLA-4) antibody, in CheckMate-032. This phase I/II study examined patients with locally advanced or metastatic-chemotherapy refractory esophageal, GEJ, or gastric cancers regardless of PD-L1 or MSI status; however, investigators of CheckMate-032 did note that patients with PD-L1 positive and MSI-H tumors had more robust responses. These patients were randomized to receive nivolumab 3 mg/kg monotherapy (NIVO3), nivolumab 1 mg/kg plus ipilimumab 3 mg/kg (NIVO1 + IPI3), and nivolumab 3 mg/kg plus ipilimumab 1 mg/kg (NIVO3 + IPI1). This study was able to demonstrate ORR 12% vs. 24% vs. 8%, respectively; mPFS 1.4 vs. 1.4 vs. 1.6 months, respectively; and mOS 6.2 vs. 6.9 vs. 4.8 months, respectively (58). The higher response rate in the NIVO1 + IPI3 arm came at the cost of nearly double the toxicity rates and a seven-fold increase in treatment discontinuation when compared to the NIVO3 arm (58). Results of CheckMate-032 have prompted larger phase II and III studies in the United States investigating nivolumab’s use in the first-line setting in combination with chemotherapy, other ICIs, or targeted therapy.

Avelumab, another PD-L1 inhibitor, is approved as monotherapy for unresectable or metastatic gastric cancer in Europe based upon the JAVELIN study. This phase Ib study sought to examine the use of avelumab in advanced GEJ or gastric adenocarcinoma who progressed after one or two lines of fluoropyrimidine-platinum chemotherapy. Avelumab had modest results—ORR 10% in all groups, ORR 27.3% in tumors with PD-L1 expression (CPS ≥1), mOS 9.1 months, but with low rates of grade 3 or 4 toxicity (7.5%) (59). JAVELIN Gastric 300 is an ongoing phase III trial evaluating the use of avelumab versus chemotherapy (paclitaxel or irinotecan) in the third-line setting. Preliminary results have been disappointing and show that avelumab has not led to improvements in mOS (4.6 vs. 5.0 months; HR 1.1, 95% CI, 0.9–1.4; P=0.81) or mPFS (1.4 vs. 2.7 months; HR 1.73, 95% CI, 1.4–2.2; P>0.99) (60). The phase III JAVELIN Gastric 100 trial evaluated avelumab as maintenance after first-line chemotherapy versus continuing first-line chemotherapy and demonstrated no improvement in mOS (10.4 vs. 10.9 months; HR 0.91, 95% CI, 0.74–1.11; P=0.1779) (61).

Despite the success of incorporating ICIs in the treatment of other solid tumors over the past decade, the gains in the treatment of GEJ and gastric cancer have been modest with relatively low response rates, although these are higher in patients with PD-L1 expressing, MSI-H, or dMMR disease. This has resulted in limited approval of immunotherapy, mostly reserved for use in second or subsequent lines of therapy—pembrolizumab (United States) (10), nivolumab (Asia) (11), and avelumab (Europe) (58). Currently, there are several ongoing trials examining the use of ICIs in combination with cytotoxic chemotherapy, targeted therapy, and other immunotherapies in the treatment of GEJ and gastric cancer.

Conclusions

Unfortunately, a large portion of patients with GEJ or gastric cancers are initially diagnosed with unresectable or metastatic disease given its insidious nature. Systemic treatments over the past four decades have led to modest improvement in overall survival when compared to BSC alone. In the front-line setting, these systemic treatments consist of a combination of a fluoropyrimidine and platinum with the addition of a docetaxel provided a patient has a good performance status and good organ function (18-22). Trastuzumab is added to a fluoropyrimidine and platinum doublet in patients with HER2-positive disease (9). In the second-line setting, ramucirumab with paclitaxel is the recommended regimen; however, in patients with PD-L1 expressing tumors, pembrolizumab is reasonable alternative option with a favorable side effect profile (8,10). Given the modest gains in overall survival with the use of immunotherapy alone, there is a significant amount of ongoing research and trials examining the combination of immunotherapy with targeted therapy, cytotoxic chemotherapy, and other immune checkpoint inhibitors in hopes of further improving the overall survival for metastatic GEJ and gastric cancer.

Supplementary

The article’s supplementary files as

atm-08-17-1109-coif.pdf (171.8KB, pdf)
DOI: 10.21037/atm-20-1159

Acknowledgments

Funding: None.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Footnotes

Provenance and Peer Review: This article was commissioned by the Guest Editor (Dr. Khaldoun Almhanna) for the series “Gastroesophageal Cancer 2020” published in Annals of Translational Medicine. The article was sent for external peer review organized by the Guest Editor and the editorial office.

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/atm-20-1159). The series “Gastroesophageal Cancer 2020” was commissioned by the editorial office without any funding or sponsorship. KA served as the unpaid Guest Editor of the series and serves as an unpaid editorial board member of Annals of Translational Medicine from Nov 2019 to Oct 2021. Dr. Almhanna reports personal fees from Merck, outside the submitted work. The authors have no other conflicts of interest to declare.

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