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PLOS One logoLink to PLOS One
. 2020 Oct 23;15(10):e0240190. doi: 10.1371/journal.pone.0240190

Enumerating regulatory T cells in cryopreserved umbilical cord blood samples using FOXP3 methylation specific quantitative PCR

Richard C Duggleby 1,2,*, Hoi Pat Tsang 3,4, Kathryn Strange 1,2, Alasdair McWhinnie 1, Abigail A Lamikanra 3,4, David J Roberts 3,4, Diana Hernandez 1,2, J Alejandro Madrigal 1,5,¤, Robert D Danby 1,2,6
Editor: Lucienne Chatenoud7
PMCID: PMC7584164  PMID: 33095809

Abstract

Background

Allogeneic haematopoietic cell transplantation (HCT) is a curative therapy for severe haematological disorders. However, it carries significant risk of morbidity and mortality. To improve patient outcomes, better graft selection strategies are needed, incorporating HLA matching with clinically important graft characteristics. Studies have shown that the cellular content of HCT grafts, specifically higher ratios of T regulatory (Tregs)/T cells, are important factors influencing outcomes when using adult peripheral blood mobilised grafts. So far, no equivalent study exists in umbilical cord blood (CB) transplantation due to the limitations of cryopreserved CB samples.

Study design and methods

To establish the most robust and efficient way to measure the Treg content of previously cryopreserved CB units, we compared the enumeration of Treg and CD3+ cells using flow cytometry and an epigenetic, DNA-based methodology. The two methods were assessed for their agreement, consistency and susceptibility to error when enumerating Treg and CD3+ cell numbers in both fresh and cryopreserved CB samples.

Results

Epigenetic enumeration gave consistent and comparable results in both fresh and frozen CB samples. By contrast, assessment of Tregs and CD3+ cells by flow cytometry was only possible in fresh samples due to significant cell death following cryopreservation and thawing.

Conclusion

Epigenetic assessment offers significant advantages over flow cytometry for analysing cryopreserved CB; similar cell numbers were observed both in fresh and frozen samples. Furthermore, multiple epigenetic assessments can be performed from DNA extracted from small cryopreserved CB segments; often the only CB sample available for clinical studies.

Introduction

Regulatory T cells

Regulatory T cells (Tregs) are a crucial subset of CD4+ T cells that are key regulators of peripheral immune tolerance and essential for maintaining immune homeostasis. As no single definitive cell surface marker for Tregs has yet been identified, most studies use multi-colour flow cytometry to enumerate Tregs, using a combination of cell surface markers (CD4, CD25, CD127) and intracellular FOXP3 [1]. However, this phenotype has some overlap with activated T cells, which may transiently express FOXP3 [2].

Tregs in haematopoietic cell transplantation

It has become apparent that accurate enumeration of Tregs is particularly important in clinical studies of allogeneic haematopoietic cell transplantation (HCT), where donor Tregs have an important role in immune tolerance between recipient and donor. In 2016, Danby et al., measured Tregs, using multi-colour flow cytometry, in freshly isolated, mobilised peripheral blood stem cell (PBSC) grafts from healthy donors [3]. In this prospective study, higher Treg/T cell (CD3+ cells) ratios in PBSC grafts was strongly associated with improved overall survival and lower non-relapse mortality of patients undergoing allogeneic HCT. Ideally, these studies should be repeated with umbilical cord blood (CB) transplantation to determine if CB Tregs had similar influence. However, in clinical studies of CB transplantation, it is not possible to obtain freshly isolated samples for flow cytometry since CB units are cryopreserved shortly after collection, and it would be impractical to collect samples of the thawed CB unit at the time of infusion. Therefore, the only samples available for assessment of cryopreserved clinical grade CB units are small segments (blood bag tubing containing less than 200 μl of blood), used for quality control purposes [4]. Previous studies have shown that the cell content of these segments, when analysed by flow cytometry [5], show significant variance from the parent unit post thaw, as cell viability in the segments and units is very variable [6].

Using epigenetic signatures to measure Treg numbers

FOXP3 gene expression is regulated through epigenetic modification by methylation of DNA at cytosine-guanine (CpG) motifs [7]. Methylation of CpG indicates chromatin condensation, whilst demethylation leads to relaxation of the chromatin and greater accessibility of the target region to the transcription machinery i.e. expression of methylated genes is repressed [7]. The methylation status of CpG dinucleotides can be assessed by bisulphite conversion; a process whereby demethylated cytosines are converted to uracil, whilst methylated CpG bases remain protected. Quantitative polymerase chain reaction (qPCR) primers can be designed that bind to either the bisulphite-specific methylated or demethylated sequence (methylation specific), allowing for detection and quantification within a specific genomic DNA locus [8].

Using such methods, Baron et al., analysed the DNA methylation status of CpG dinucleotides within FOXP3 [9]. In natural Tregs, at a specific position within the first intron of FOXP3 (Treg specific demethylated region, TSDR), the CpG dinucleotides were demethylated, allowing for stable FOXP3 gene expression, but remained methylated in all other major peripheral blood cells, including activated T cells [9]. Hence, the TSDR methylation status can distinguish natural/thymic Tregs from other cells. Similarly, methylation specific regions have since been identified for other cell types and genes regulated by methylation, such as CD3 (T cell specific demethylated region, TcSDR) [10]. The advantage of such techniques is that they allow epigenetic enumeration of cells in samples that have been stored in conditions unfavourable for live cell analysis, such as solid tissue [10] or cryopreserved samples [11].

In this study, we validated the use of a DNA methylation status-based method to measure the Treg/CD3+ cell ratio in cryopreserved samples of CB or archived DNA from CB units, which are readily available for retrospective studies or for testing ahead of CB transplantation without compromising the clinical graft. In order to validate the methodology, we first compared the results of Treg enumeration in freshly obtained CBUs using standard flow cytometry to that of the methylation status-based technique. Once satisfied that the two methods were comparable with fresh samples, we proceeded to enumerate Treg/T cell ratios in cryopreserved segments and archived DNA which are not amenable to flow cytometric analysis. We believe that this method would be a fast and efficient way of carrying out a retrospective study to assess the impact of Treg/T cell ratio on patient outcomes after HCT. If a strong clinical relationship is present, it may allow the use of Treg/T cell ratio as an additional criterion for optimal cord blood unit selection.

Materials and methods

Study population

Between March 2018 and Feb 2019, fresh umbilical CB units, within 48 hours of collection, and frozen CB segments were supplied by the Anthony Nolan Cell Therapy Centre, Nottingham. Informed written consent from the mothers had been obtained and ethical permission for collection. Approval was obtained from the East Midlands Derby Ethical Committee (15/EM/0045) for the use of non-clinical grade CB units and CB segments for research use. Information on CB unit donors were anonymised as supplied to the Anthony Nolan Research Institute.

Frozen CB segments were thawed using a modification of the method described in Rodriguez et al. [12], Segments were thawed and mixed with thawing solution (4°C, 5% Dextran-40 (Sigma-Aldrich, Dorset, UK), 2.5% AB serum (Lonza, Basel, Switzerland) in phosphate buffered saline (PBS; Lonza)) resulting in a final 1 in 3 dilution of the sample. One third of the final volume (~100 μl) was used for flow cytometry, whilst DNA was extracted from the remaining two thirds (~200 μl).

Flow cytometry

Both the fresh CB and thawed CB segments were prepared by first lysing the red blood cells (RBC) with BD Pharm Lyse (BD Pharmingen, Berkshire, UK) before surface antibody staining at 4°C with CD4-FITC (ImmunoTools, Friesoythe; Germany; MEM-241), CD127-PE (BD Pharmingen; HIL-7R-M21), CD25-APC (BD Biosciences; Berkshire, UK; 2A3), CD3-PE-Cy7 (BD Pharmingen; SK7), and CD45-Alexa Fluor 700 (BD Pharmingen; HI30). The cells were washed with serum free PBS and stained with the fixable viability dye eFluro 506 (eBioscience, ThermoFisher, Leicestershire, UK) for 30 mins at 4°C. The cells were fixed and permeabilised using eBioscience Fixation/Permeabilization solution (eBioscience) and stained with FOXP3-PerCP-Cy5.5 (eBioscience; PCH101) in accordance with the manufacturer’s recommendations. The stained cells were processed on a four laser BD Fortessa (BD Biosciences) and analysed using BD FACS Diva and FlowJo flow cytometry software.

Flow cytometry gating to identify and enumerate T cells and Tregs in CB samples is shown in Fig 1A and S1 Fig, based upon our previously published method [1,13,14]. Leukocytes were gated using side scatter (SSC)/CD45 expression and live cells identified using the fixable viability dye eFluor 506 (Fig 1Ai and 1Aii). Live T cells (SSClow/CD3+ cells) were gated (Fig 1Aiii) and Tregs identified based upon CD25, CD127 and FOXP3 expression (Fig 1Aiv–1Aviii). Tregs were defined as CD3+CD4+CD127lowCD25hiFOXP3hi cells [13]. In CB, this population has a relatively low expression of FOXP3 (Fig 1Avii); CB Tregs are resting and naïve [1517]. To allow accurate identification of the FOXP3+ Treg population, CD3+CD4+CD25- cells were excluded from analysis (Fig 1Avi). The CD127lowFOXP3hi Tregs were then identified by internal comparison with the CD127hiFOXP3int conventional T cells (Fig 1Aviii) [13].

Fig 1. Flow cytometry gating of CD3+ cells and Tregs with viability and total Treg events.

Fig 1

A; example gating strategy for CD3+, CD3+CD4+ cell and Tregs (CD127lowFOXP3hi) content in fresh CB and segments. Shown is an example from a fresh CB. Fresh CB and thawed segments were RBC lysed and stained for the surface markers CD45, CD3, CD4, CD127, and CD25, followed by the fixable live/dead stain eFluor 506. After washing the cells were fix/permeabilised and stained with FOXP3. Left to right top row; (i) gating CD45+ cells, (ii) excluding dead cells (eFluor506+), (iii) gating SSClow/CD3+ cells and (iv) CD45hiSSClow lymphocytes (R5). Second row, (v) CD3+CD4+ cells are gated from R5 cells and then (vi) effectors (CD127hi) and Tregs (CD127low) CD25+ cells. (vii) FOXP3 expression on gated effectors (eff) and Tregs. (viii) gated Tregs from CD127lowFOXP3hi CD25+ cells. B; Proportion of eFluro506- cells in the CD45+ and CD3+ gated populations fresh CB or frozen segments. C; number of live Tregs (as gated 1A) events acquired from fresh CB or frozen segments. Results shown are of non-parametric unpaired Mann-Whitney U tests *** = p ≤ 0.001, ** = p ≤ 0.01 and * = p ≤ 0.05.

Methylation specific-quantitative PCR for FOXP3 and CD3

Genomic DNA was extracted from 200 μl of fresh whole CB or ~200 μl of thawed CB using a QIAmp DNA blood mini Kit (Qiagen, Manchester, UK). For frozen samples, the lysis time was extended to 30 mins to improve DNA recovery.

FOXP3+ and CD3+ cell enumeration using TSDR or TcSDR specific qPCR was performed as described by Sehouli et al. [10]. In brief, 1 μg of genomic DNA was bisulphite converted using the EZ DNA methylation-Gold Kit (Zymo research, Cambridge Bioscience, Cambridge, UK). Sanger sequencing was performed on selected samples (n = 4) to confirm high efficiency of bisulphite conversion (3730XL sequencer and BigDye reagents; AB applied biosystems, ThermoFisher, Leicestershire, UK). Real time quantitative PCR for measurement of the FOXP3 TSDR and CD3 TcSDR was performed on a TaqMan Viia 7 384-well block real-time PCR system (ThermoFisher, Leicestershire, UK). 4 pmols of forward and reverse primers and 4 pmols of MGB TaqMan Probes (AB applied biosystems) per reaction were combined with EpiTect MethyLight PCR master mix (Qiagen), ROX dye (Qiagen) and a minimum of 10 ng of bisulphite converted DNA/well/reaction. Each sample was analysed in quadruplicates for each separate reaction and compared to standard curve of 3–30,000 copies, run in sextuplets (standards provided by NHS Blood and Transplant, Oxford; pMA plasmid constructs containing either CpG sequences for both FOXP3 and CD3 targets or TpG sequences of the bisulphite sensitive regions of these genes). Analysis was with Thermofisher applied biosystems tools https://apps.thermofisher.com/apps/spa/.

Compensating for additional FOXP3 CpG copies in female samples

In mice and humans, FOXP3 is located on the X chromosome. In male (XY) samples, Tregs contain a single demethylated (TpG) TSDR, whilst non-Treg cells contain a single methylated (CpG) TSDR. In female (XX) samples, Tregs contain one demethylated (TpG) copy (from the active X-chromosome) and one methylated (CpG) copy (from the inactive X-chromosome). In non-Treg cells, two methylated (CpG) copies will be present. When calculating the proportion of Tregs to non-Treg cells in female samples, a correction factor of 2 was applied to account for the extra methylated (CpG) copies i.e. proportion of Treg FOXP3 copies = (2*TpG copies)/(TpG copies + CpG copies)).

Statistical analysis

Statistical analysis was performed on Graphpad Prism v.7 (Prism, GraphPad Software, La Jolla, CA) using the tests stated in the text. Tests for normality are inaccurate on sample sizes such as with the CB segments [18]. Consequently, non-parametric Mann-Whitney U tests were selected with unpaired data and Wilcoxon tests for paired observations, as these do not make an assumption of gaussian distribution.

Results

Enumeration of Tregs by flow cytometry

Forty-six fresh CB samples were analysed by flow cytometry. CD45+ cells were 97% viable (median; range, 90–99) and CD3+ cells 97% viable (range, 87–100) (Fig 1B). Expressed as a proportion of CD45+ cells, the median CD3+ and Treg content was 18.6% (range, 8.0–42.0) and 0.82% (range, 0.24–2.84), respectively (Table 1). The Treg/CD3+ cell ratio ranged from 0.02 to 0.1 (median, 0.04).

Table 1. Cellular content of fresh CB and frozen segments using flow cytometry or MS-qPCR enumeration.

Fresh CB Frozen segments
n 46 19
% cells (flow cytometry) CD3+ 18.57% (8.01–41.98) 36.44% (7.78–65.45)
Tregs 0.82% (0.24–2.84) 1.76% (0.61–3.66)
Ratio (flow cytometry) Treg/CD3+ 0.04 (0.02–0.1) 0.06 (0.02–0.12)
% cells (MS-qPCR) CD3+ 23.20% (11.72–45.31) 22.43% (16.30–47.05)
Tregs 1.65% (0.61–4.07) 1.40% (0.69–4.67)
Ratio (MS-qPCR) Treg/CD3+ 0.07 (0.04–0.19) 0.06 (0.04–0.21)

Shown are median values with ranges.

We then tried to apply the same flow cytometry method to frozen/thawed CB segments but this showed that they had significantly lower cell viability, compared to fresh samples, with only 64% (range, 51–89; p<0.0001) of CD45+ cells being viable and 65% (range, 26–94; p<0.0001) of CD3+ cells (Fig 1B). Whilst the total number of cellular events acquired were similar, cell death resulted in significantly fewer live Treg events in the frozen samples compared to fresh (262 (range, 64–2427) vs 706 (range, 202–2441); p <0.0001, Fig 1C), making reliable Treg enumeration difficult. Furthermore, poor cell viability meant that 12% (3/22) of the frozen/thawed CB samples had to be excluded from analysis due to insufficient Treg events (<100) for reliable flow cytometry quantification.

Discrepancies between the proportion of cells (%CD45+ cells) in frozen vs fresh CB samples were also seen when using flow cytometry, most likely explained by a disproportionate loss of non-T cells in the frozen/thawed segments (CD3+ cells 36.4% vs 18.6%, p<0.0001; Tregs 1.8% vs 0.8%; p<0.0001) (Table 1, Fig 2A and 2B). There was also a small, but significant, difference in the Tregs/CD3+ cell ratio of 0.06 (frozen) vs 0.04 (fresh); p = 0.009 (Table 1, Fig 2C).

Fig 2. CD3+ cell and Treg content in fresh CB and segments by flow cytometry and MS-qPCR.

Fig 2

Fresh CB and thawed segments were RBC-lysed and stained for the surface markers CD45, CD3, CD4, CD127, and CD25, followed by the fixable live/dead stain eFluor 506. After washing, the cells were fix/permeabilised and stained with FOXP3. DNA was extracted from paired samples. A; proportion of CD3+ cells by flow cytometry (live CD3+ of live CD45+ cells) and by MS-qPCR. B; proportion of Tregs by flow cytometry (live Treg of live CD45+ cells) and by MS-qPCR. C; Ratio of Treg to CD3+ by flow cytometry and by MS-qPCR. Results of non-parametric unpaired Mann-Whitney U tests or Wilcoxon tests for paired observations *** = p ≤ 0.001, ** = p ≤ 0.01 and * = p ≤ 0.05.

We concluded that using flow cytometry for the enumeration of Tregs in cryopreserved CB segments was likely to be unreliable. Thus, we sought to validate the DNA methylation status method instead, as this method does not depend on cell viability.

Enumeration of T cells and Tregs by DNA methylation analysis

The results of the Treg and T cell (CD3+) enumerations in fresh and frozen CB units by MS-qPCR are shown in Table 1 and Fig 2A–2C. In contrast to flow cytometry assessment, there was no significant difference observed in the proportion of either CD3+ cells (23.2% vs 22.4%, p = 0.92), Tregs (1.65% vs 1.40%, p = 0.59) or Treg/CD3+ cell ratio (0.07 vs 0.06, p = 0.6) between fresh and frozen CB samples, when using this method.

As expected, there was a difference in cell enumeration for any given type of sample depending on the method used; Indicating that the results from either method cannot be combined. In fresh CB samples, the proportions of CD3+ and Tregs measured by MS-qPCR were higher than those measured by flow cytometry CD3+ (23.2% vs 18.6%, p = 0.0006) Tregs (1.65% vs 0.82%, p<0.0001), whilst in frozen CB samples, the proportions of CD3+ cells were lower (22.4% vs 36.4%, p = 0.0004) but the Tregs remained the same. (Table 1 and Fig 2). Importantly we were able to confirm that the proportions of T-regs and the ratios of T-regs to T-cells in different cord units were variable.; the Treg to CD3 ratio in fresh samples by flow cytometry was as high 0.1 and as low as 0.02, whilst by MS-qPCR, it was as high as 0.19 and as low as 0.04. Indicating that it was possible to observe a 5 fold difference in the Treg to CD3 ratio between different individuals.

Assessment of T cells and Tregs in male and female CB samples

As FOXP3 is located on the X chromosome, a correction factor needs to be applied to female samples as they have two copies of the gene. However, Treg enumeration results by MS-qPCR analysed separately for males and females indicated differences, as in other published studies [19,20], even with the correction factor. First, we discounted any biological differences between the genders. To do this, we compared the proportion of CD3+ cells (%total cells), using either MS-qPCR or flow cytometry (Fig 3Ai and 3Aii) or the proportion of Tregs (%total cells) using flow cytometry (Fig 3Aiii) (which are not influenced by X-linkage) between the genders and found no significant differences between them in fresh samples. We then analysed the MS-qPCR Treg enumeration data after applying the correction factor to female samples, and found (Fig 3Aiv) that the Treg proportions (%total cells) were significantly higher in female samples compared to male samples both in fresh (2.11% (1.21–4.07) vs 1.43% (0.61–2.76), p = 0.0004) and frozen samples (Fig 3B), (1.85% (1.0–4.7) vs 1.13% (0.7–2.5), p = 0.049) (Fig 3Biv). This is likely due to the correction factor assuming 100% X-inactivation in individual female cells, which maybe incomplete.

Fig 3. Comparison of CD3+ cell and Treg enumeration in male and female samples.

Fig 3

A; Comparison between male and female fresh samples. B; comparison between male and female samples from frozen segments. (i); Proportion of CD3+ cells measured by flow cytometry (ii); Proportion of CD3+ cells by TcSDR MS-qPCR enumeration. (iii); Proportion of FOXP3+ cells by flow cytometry and (iv); by TSDR MS-qPCR enumeration. Shown is the results of Mann-Whitney U tests *** = p ≤ 0.001, * = p ≤ 0.05.

Correlation between flow cytometry and MS-qPCR analysis

Despite the proportions of Tregs and T cells in fresh samples being different, depending on the method used, there is a clear relationship between the two measurements. In paired analysis of 46 fresh CB samples (24 female, 22 male), there was a strong correlation when enumerating T cells (as %total cells) by flow cytometry and the MS-qPCR assay (r = 0.63, p<0.0001) (Fig 4A). This correlation was maintained in subgroup analysis of the male and female samples separately (r = 0.63, p = 0.002 and r = 0.64, p = 0.0008, respectively). Similarly, a significant correlation was observed when Tregs (%total cells) were enumerated using the two methods (r = 0.32, p = 0.03) (Fig 4B). In contrast to the measurement of CD3+ cells, the significant correlation present in the male samples (r = 0.57, p = 0.006), was absent in the female samples (r = 0.19. p = 0.39). When analysing the Treg/CD3+ cell ratio, results from the flow cytometry and MS-qPCR assays showed a significant correlation for the male samples only (r = 0.54, p = 0.009). A correlation was not observed for either the combined samples (r = 0.12, p = 0.44) or female samples alone (r = -0.13, p = 0.53). Of note, the ratio of Tregs to T cells was consistently higher when measured by MS-qPCR compared to flow cytometry across all samples.

Fig 4. Comparison of flow cytometric and MS-qPCR data for CD3+ cell, Treg content, and Treg/CD3+ cell ratio in fresh samples.

Fig 4

Cellular enumerations, from fresh CB samples, using flow cytometry were compared with epigenetic enumerations performed on the same samples. Male and female derived samples are as indicated. The results of a Pearson’s correlation coefficient are shown. A; Proportion of CD3+ cells by flow cytometric or with TcSDR MS-qPCR enumeration. B; Proportion of Treg by flow cytometry (as gated in Fig 1A) or with TSDR MS-qPCR enumeration C; Ratio of Treg/CD3+ cells using the two methods.

Overall, these findings demonstrate that there is a strong correlation when enumerating CD3+ cells between the two techniques, when enumerating Tregs or the Treg/CD3 ratio in fresh CB samples from male donors. By contrast, the variability in the flow cytometry assessment of Tregs meant that there was a poor relationship between the two methods with 19 frozen CB samples (eight males, eleven females); the proportion of Tregs and the Treg/CD3+ cell ratio showed no correlation between the two methods in frozen samples (Fig 5).

Fig 5. Comparison of flow cytometric and MS-qPCR data for CD3+ cell, Treg content, and Treg/CD3+ cell ratio in frozen samples.

Fig 5

Cellular enumerations, from frozen CB segments, using flow cytometry were compared with epigenetic enumerations performed on the same samples. Male and female derived samples are as indicated. The results of a Pearson’s correlation coefficient are shown. A; CD3+ cells by flow cytometric or with TcSDR MS-qPCR enumeration. B; Treg by flow cytometry or with TSDR MS-qPCR enumeration. C; Ratio of Treg/CD3+ cells using the two methods.

Discussion

The purpose of this study was to evaluate alternative methodologies for the enumeration of Tregs in cryopreserved cord blood samples, to allow retrospective studies on the impact of CB Tregs on the outcomes of HCT. Traditionally flow cytometry is used to enumerate different cell populations in blood samples. However, in practice, this method is best suited to high quality, fresh cell samples to provide accurate and reliable results. Obtaining such quality from cryopreserved, archived cord blood segment samples is challenging and, therefore, alternative methodologies could provide a way to carry out such studies.

The first aim of this study was to validate the use of the MS-qPCR DNA-based method to assess the Treg/CD3 ratios in fresh CB samples, as has been performed in adult peripheral blood [11]. In fresh samples, where both flow cytometry and the DNA MS-qPCR methods could be used reliably, we found that although the proportions of Treg and CD3 of total cells obtained by each method were different, the differences were mostly consistent (the numbers were always higher when measured by MS-qPCR); i.e. the measures were still related. These differences can be explained by the nature of the methodologies. Flow cytometry gating strategies tend to progressively narrow down the population of interest from a pool by excluding ambiguous events from the counts. This can, as a consequence, lead to underestimation of the true counts. DNA based methods on the other hand do not exclude cells (for example dead cells).

Of note, the correlation between Treg numbers assessed by flow cytometry and by the MS-qPCR assay in fresh samples is similar to that previously reported by Liu et al. [21]. Our ultimate aim is to compare the Treg to CD3 ratios between CB samples from different donors. Thus, as long as the same method is employed to measure all the samples, either technique could be used in samples when viability is not compromised. By contrast, the MS-qPCR method could be used in samples where flow cytometry is not possible. Regardless of the methodology used, we observed sufficient variation between samples to justify studying the correlation between Treg/T cell ratios and HCT outcomes.

A strong correlation was found between the CD3+ cells quantified by MS-qPCR and by flow cytometry in fresh samples. However, with the Treg/CD3+ cell ratio, only the male samples showed a correlation between the two methods. Additionally, there was a clear increase of Tregs with the MS-qPCR assessment in female samples, and greater noise in the assessment from female DNA samples. This bias is not present in the flow cytometry assessments and also not in MS-qPCR CD3+ cell enumeration. This suggests a sample bias in the estimation of FOXP3 copy number by MS-qPCR assay alone in female samples. In the assay, in female samples, we correct for copies of inactive, methylated FOXP3 in the Treg cells as these are from the FOXP3 gene present on the inactive X-chromosome, made chromatically silent by X-chromosome inactivation (XCI). However, using this correction there seemed to be significantly a higher proportion of demethylated FOXP3 in the female samples compared with the male samples. This is not unprecedented, as a number of other studies have observed similar effects in other tissues [19,20]. In these studies, FOXP3 was the only epigenetic measure, but in our study, CD3 enumeration is also used. Since the CD3 gene is not on the X-chromosome and, therefore, not subjected to XCI, this indicates that the shift in the female demethylated FOXP3 enumeration is not due to experimental error, but rather something inherent to FOXP3 in female samples. One possible explanation is that the XCI in the Tregs is not 100%, leading to less methylated FOXP3 and more demethylated TSDR FOXP3.

Studies of XCI indicate that as many as 15% of genes escape XCI, to varying degrees, and are expressed from the inactivate X-chromosome. This results in higher copy numbers in female samples [22]. Variabilities in the levels of XCI have been found in both myeloid and lymphoid lineages and particularly in naïve lymphocytes [23,24]. With Tregs, XCI acts as a form of quality control of the FOXP3 gene; for example in the rare disease linked to the dysfunction of FOXP3, immunodysregulation polyendocrinopathy enteropathy X-linked (or IPEX) syndrome, IPEX females are heterozygous for the mutant FOXP3 and it is silent [25]. Taken together this suggests that the shift in demethylated FOXP3 in female samples is likely due to variable levels of XCI.

The secondary aim was to determine if a DNA based method was practical with the frozen CB segments. It was clear that whilst the enumeration of Tregs in fresh CB units with flow cytometry was robust, there were clear difficulties with frozen samples. This resulted in skewed populations post-thaw that were not observed using MS-qPCR. This ultimately resulted in a poor agreement between the two methods with thawed samples.

One of the main considerations when enumerating T cells and Tregs in frozen CB units by flow cytometry is limited starting material. Assessments of the CB units in storage are limited to the 100–150 μl segments. This is coupled with high cell death during freezing and thawing, as demonstrated in previous studies [6,26,27].

On comparing the flow cytometry data from thawed CB to that of the fresh CB units, extensive cell death was present in the thawed segments. As a result, flow cytometry assessment of thawed segments detected significantly less live gated Treg events when compared to fresh samples; a potential negative impact on the accuracy of flow cytometry and requiring more starting material. With the DNA based MS-qPCR assay, multiple tests could potentially be performed on a single sample; the median amount of DNA extracted from a thawed CB segment was 7.3μg (range 2.9–13.3; S2 Fig) and each MS-qPCR assay required 1–2μg of genomic DNA.

As the MS-qPCR method enumerates the proportion of total CD3+ cells or Tregs, live or dead, this does raise the question of whether gating for total cells by flow cytometry overcomes these problems. Thus, for completeness, the live gate was omitted before gating for the CD3+ and Treg populations (S1 and S3 Figs). However, whilst the correlation between the CD3+ cell enumeration methods showed reduced scatter (S3A Fig), total cell gating of the flow cytometry assessments did not improve the correlation with the Treg data (S3B and S3C Fig). Thus, the conclusion remains the same.

Previously published studies have also described how cell death in frozen CB has caused practical issues for flow cytometry [6,26,27]. In our study, there is clear evidence that the cellular population has become skewed post thaw. As granulocytes are particularly sensitive to loss of viability [28] the differences in fresh and frozen cell proportions can, at least in part, be explained by loss of CD3 negative cells. However, this does not account for differences in the Treg/CD3+ cell ratios.

Other studies have examined the effect of cryopreservation on Tregs enumeration [2931] and there is evidence that cryopreservation negatively impacts on the ability to accurately gate Tregs by flow cytometry [31]. It should be noted, however, that the effect observed here is small, especially compared to relative increases in the Tregs and CD3+ cells of total live CD45+ cells. Therefore, it is possible that this is an artefact of reduced Treg numbers in the live gate and the relatively limited number of CB samples analysed in our study. Ideally, flow cytometry analysis of paired observations from CB units before and after cryopreservation should be performed to see whether this effect is still maintained. Only a limited number (n = 10) of paired DNA samples from frozen segments and their parent unit (before processing) were available for FOXP3 and CD3 assessment using MS-qPCR (S4 Fig). However, no significant difference was observed between the pairs for Tregs, CD3 or ratio (S4 Fig), replicating the observation made with unpaired DNA samples.

Having established that the MS-qPCR based enumeration is a good alternative to flow cytometry-based enumeration in fresh samples (especially in male samples), the same analysis was then applied to frozen samples. The MS-qPCR enumeration showed little difference when analysing fresh and frozen samples as it is not dependent on cell viability, unlike flow cytometry. This was reflected in the similar numbers of Tregs and CD3+ cells observed in fresh and frozen samples.

In conclusion, data from the assessment of fresh CB samples, where event numbers and viability are not limiting factors, show a strong relationship between the flow cytometry and MS-qPCR assessment. For frozen CB segments, flow cytometry enumeration is less reliable due to high cell death and limited starting material. By contrast, the MS-qPCR assessment appears unaffected by cell death or the limited size of the segments. Our study did highlight, however, that incomplete XCI means that Treg enumerations from male and female samples should be treated separately. Ultimately, we have demonstrated that it is possible to use a DNA based method to assess the Treg/CD3+ cell ratio, even with samples stored in suboptimal conditions where flow cytometry is not reliable. This technique will also allow for cell enumeration in historical samples where only DNA is available. A retrospective study, similar to that performed on fresh samples with adult PBSCs, is therefore possible by using the MS-qPCR assays [3]. The DNA based method, whilst being robust, does not account for cell death in clinically used samples. The question then would be if the influence of the Treg/CD3+ cell content in these transplanted units is greater than the potential experimental noise introduced? If so, the Treg/CD3+ cell ratio could become a novel selection criterion for banking and selecting CB units for clinical transplantation.

Supporting information

S1 Fig. Example flow cytometry of a thawed CB segment with and without exclusion of dead cells.

The same gating strategy as applied in Fig 1 but with an example thawed CB segment. Left to right top row; (i) gating CD45+ cells, (ii) excluding dead cells (eFluor506+), (iii) gating SSClow/CD3+ cells and (iv) CD45hiSSClow lymphocytes (R5). Second row, (v) CD3+CD4+ cells are gated from R5 cells and then (vi) effectors (CD127hi) and Tregs (CD127low) CD25+ cells. (vii) gated Tregs from CD127lowFOXP3hi CD25+ cells. (viii–xii); same as (iii–vii) but from total CD45+ cells (i) and without exclusion of dead cells (ii).

(TIF)

S2 Fig. Comparison of DNA quantities obtained using different lysis time during extraction procedure.

Results of non-parametric unpaired Mann-Whitney U tests are as shown *** = p ≤ 0.001, ** = p ≤ 0.01.

(TIF)

S3 Fig. Comparison of flow cytometric and MS-qPCR data for CD3+ cell, Treg content, and Treg/CD3+ cell ratio in frozen samples with total cell gating by flow cytometry.

Cellular enumerations, from frozen CB segments, using flow cytometry were compared with epigenetic enumerations performed on the same samples. Male and female derived samples are as indicated. Flow cytometry assessments used total cell gating (gating without the exclusion of dead cells as shown in S1). A; CD3+ cells by flow cytometric or with TcSDR MS-qPCR enumeration. B; Treg by flow or with TSDR MS-qPCR enumeration. C; Ratio of Treg/CD3+ cells using the two methods.

(TIF)

S4 Fig. CD3, Treg and Treg/CD3 ratio in fresh units and paired frozen segments.

Shown are MS-qPCR based enumerations in fresh samples from whole units (CBU), and paired samples from frozen segments (SE) from the same units. Shown is the results of Wilcoxon tests for paired observations.

(TIF)

S1 Data. Flowjo data.

(ZIP)

S2 Data. Prism data.

(ZIP)

Acknowledgments

The authors would like to thank the Anthony Nolan Cell Therapy centre for their assistance.

Data Availability

All relevant data are within the manuscript and its Supporting Information files. Additionally, for Fig 1A and S1 Fig, the raw data and analysis, along with the machine settings can be found at https://flowrepository.org ID: FR-FCM-Z2DR and FR-FCM-Z2V4.

Funding Statement

The Anthony Nolan Research Institute is part of the Anthony Nolan, a registered charity (803716/SC038827). Authors Hoi Pat Tsang, Abigail A. Lamikanra, and David J. Roberts were supported by NHS Blood and Transplant intra mural funding.

References

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Decision Letter 0

Lucienne Chatenoud

24 Mar 2020

PONE-D-20-01315

Enumerating regulatory T cells in fresh and cryopreserved umbilical cord blood samples using FOXP3 methylation specific quantitative PCR.

PLOS ONE

Dear Dr Duggleby,

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Reviewer #1: Duggleby et al. investigated the consistency and accuracy of flow cytometry and FOXP3/CD3 methylation status to assess the proportions of CD3+ and FOXP3+ Tregs in CB units and thawed segments. A previous study from the same group identified high Treg content in mobilized peripheral blood stem cell grafts as predictive of good post-transplant outcomes. The investigators aim to apply this regulatory T cell content assessment to transplantation from CBU. However, the low numbers and the poor viability of CB cells recovered from the stored segments (dedicated to quality check) raise significant challenges to tackle. To this end, they compared two approaches based either on FACS or epigenetic study. The main conclusions drawn from the study are the following:

1- There is a strong relationship between the flow cytometry and epigenetic assessment for the fresh CB cells. Molecular study requires less cells than FACS and as such may be a suitable alternative strategy.

2- With regard to thawed cells from frozen segments, the flow cytometry enumeration would become unreliable (due to the high cell death) and be outperformed by epigenetic assessment. The bottom line is that MS-qPCR captures epigenetic information even from dying cells, which are not excluded from the analysis.

However, one may think that capturing information about cell mortality following thawing could be relevant for graft assessment before patient administration. Indeed, I hardly see the advantage of counting the dying cells. In this respect, a missing information in the introduction might be worth to emphasize. The use of an attached segment to the CBU for quality check is still controversial. Indeed, previous studies showed that cell viabilities obtained from attached segments are not representative of those obtained from the bag. Cell mortality is usually far overrated in the attached segments, entailing illegitimate graft discard (Faivre L et al. Bone Marrow Transplantation 2017). Hence, a useful study would consist in correlating results obtained from FACS- and epigenetic-based strategies in the attached segments with those obtained from bag-derived thawed cells.

I have a few comments and suggestions:

1- Cord-blood-derived immuno-magnetically sorted CD4+ CD25+ T cells are presumed to be a pure population of Tregs and have been infused as such to HSCT patients. In contrast, CD4+ CD25+ T cells collected from peripheral blood are thought to be a mix of activated and regulatory T cells, and must be cultured with rapamycin before use, unless the purification is further refined (CD127, CD45RA). I am thus surprised to see a sizeable population of CD25+ CD127+ activated T cells in the CBU (Figure 1). Did the investigators included CD45RA / RO in the FACS panel?

2- As reminded in the discussion, cryopreservation negatively impacts on the ability to accurately gate Tregs with FACS, mostly because of CD25 downregulation in recently thawed cells. To overcome this issue, human PBMCs can be rested overnight at 37°C with IL-2 before cell staining (Savage et al. JCI Insight 2018).

3- Fig. 1A shows a dim FOXP3 expression in CD25+ CD127low cells. HELIOS staining, combined with FOXP3, might be useful to better discriminate genuine Tregs from activated T cells.

4- As discussed by authors, the greater proportion of CD3+ T cells, including Tregs, in frozen segments results from increased susceptibility to death of non CD3 cells after a freeze-thaw cycle. I wonder whether a few cell wash & spin cycles before epigenetic assessment would not get rid of dying cells and make results obtained from both techniques more comparable.

5- Page 19 : Why impaired XCI, leading to TSDR demethylation in the two FOXP3 loci, would result in autoimmune diseases?

Reviewer #2: The goal of the study is to evaluate epigenetic immune cell quantification in fresh and frozen umbilical cord blood (CB) samples to test the hypothesis that since quantification of CD3 and Treg in CB samples using flow cytometry is limited by available material and substantial cell death after freeze/thaw, the epigenetic enumeration might be a suitable alternative to flow cytometry.

Results show that:

Cell viability is strongly affected by freeze thawing of CB samples (Fig 1B)

Differences in enumeration between fresh and frozen samples are significantly higher when using flow cytometry than when using epigenetic enumeration (Fig. 2)

Epigenetic enumeration reproducibly yields higher levels of de-methylated TSDR in females vs. males (due to incomplete X-chromosome inactivation?) (Fig. 3)

In fresh samples, flow cytometry and epigenetic enumeration of CD3+ T cells correlate well for both males and females as well as for both sexes combined (Fig. 4A). Enumeration of Treg by both methods correlate in male and both sexes combined, but not in female samples (Fig. 4B). Treg/CD3 ratio only correlates in male samples but not in female and both sexes combined (Fig 4C).

In frozen samples, flow cytometry and epigenetic enumeration of CD3+ T-cells still show good correlation for males, females and both sexes combined. However, no correlation was seen for enumeration of Treg and Treg/CD3 ratio (Fig. 5)

Mann-Whitney is misspelled

Ref 12, in the text the fist author is misspelled

Human FOXP3 should be written capitalized

This work has absolutely no novelty and therefore limited impact but it is scientifically well done.

Reviewer #3: The authors proposed in their report a comparative study of two methods to assess Treg prevalence, i.e. flow cytometry and epigenetic study, in fresh and frozen cord blood. They concluded that epigenetics assessments are more practical and more accurate than flow cytometry.

Major comments:

1) Regarding the material and method, it is not clear whether both fresh and frozen samples were obtained from the same donors. Comparisons between frozen and corresponding fresh samples are mandatory for this kind of comparative study and paired t tests are required

2) Still I am puzzled by the assumption by the authors that it is difficult to do flow cytometry on fresh cord blood. Cord bloods are highly concentrated in t cells and even with very small volumes it is possible to do surface staining and analysis of T cell subsets.Therefore, I am not sure taht the rationale of such studies is justified by issues to address that actually do not exist

3) regarding flow cytometry analysis on thawed cells, mortality is matter of freezing methods quality. Anaylsis ofwhole DNA might overestimate the rate of live cells in the thawed cord blood while flow cytometry will enable the count of live cells, that are important at the clincal level.

Therefore I am unsure about the usefulness of the DNA methylation assays here

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PLoS One. 2020 Oct 23;15(10):e0240190. doi: 10.1371/journal.pone.0240190.r002

Author response to Decision Letter 0


16 Sep 2020

Editors comments

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

http://www.journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and http://www.journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

These will be amended during re-submission.

2. At this time, we ask that you please provide representative images of the flow cytometry dot plots for each Figure in which flow cytometry data is presented.

We have added an additional supplementary Figure (S1) to show a representative flow cytometry analysis of frozen CB segments, with and without exclusion of dead cells (S3), as we had only shown a representation of analysis of fresh CB.

3. To comply with PLOS ONE submission guidelines, in your Methods section, please provide additional information regarding your statistical analyses. For more information on PLOS ONE's expectations for statistical reporting, please see https://journals.plos.org/plosone/s/submission-guidelines.#loc-statistical-reporting

Line 321 (submission pdf); we have expanded on the description of the statistical methods to include the criteria for the statistical tests selected based on underlying assumptions.

4. Please confirm in your methods section and ethics statement that the 'East Midlands Derby Ethical Committee (15/EM/0045)' consists of a committee of experts that reviewed and approved your study.

Please include the full name of the IRB/ethics committee that reviewed and approved this study, including the name of the affiliated institution if applicable.

Paragraph line 201 (submission pdf); we have amended the paragraph describing the study population to indicate that the local ethics committee (of experts and lay persons) determined that non-clinical grade umbilical cord (CB) blood units and quality control segments can be used for research use only; we are not performing a study on patient samples, rather a study on non-clinical grade samples approved for research use.

5. In the ethics statement in the manuscript and in the online submission form, please provide additional information about the patient records used in your retrospective study, including: a) whether all tissue samples were fully anonymized before you accessed them and b) the date range (month and year) during which patients' tissue samples were accessed.

We did not use patient records but rather consented donors. All identifying data was anonymised. Donor data was not accessed other than to obtain the gender of the CB samples used. Paragraph starting line 201 has been altered to reflect this.

6. Please provide additional details regarding participant consent. In the ethics statement in the Methods and online submission information, please ensure that you have specified what type of consent you obtained for the collection of CB units (for instance, written or verbal, and if verbal, how it was documented and witnessed).

Paragraph line 201 has been altered to indicate that written consent was obtained.

Reviewer #1

Duggleby et al. investigated the consistency and accuracy of flow cytometry and FOXP3/CD3 methylation status to assess the proportions of CD3+ and FOXP3+ Tregs in CB units and thawed segments. A previous study from the same group identified high Treg content in mobilized peripheral blood stem cell grafts as predictive of good post-transplant outcomes. The investigators aim to apply this regulatory T cell content assessment to transplantation from CBU. However, the low numbers and the poor viability of CB cells recovered from the stored segments (dedicated to quality check) raise significant challenges to tackle. To this end, they compared two approaches based either on FACS or epigenetic study. The main conclusions drawn from the study are the following:

1- There is a strong relationship between the flow cytometry and epigenetic assessment for the fresh CB cells. Molecular study requires less cells than FACS and as such may be a suitable alternative strategy.

2- With regard to thawed cells from frozen segments, the flow cytometry enumeration would become unreliable (due to the high cell death) and be outperformed by epigenetic assessment. The bottom line is that MS-qPCR captures epigenetic information even from dying cells, which are not excluded from the analysis.

However, one may think that capturing information about cell mortality following thawing could be relevant for graft assessment before patient administration. Indeed, I hardly see the advantage of counting the dying cells. In this respect, a missing information in the introduction might be worth to emphasize. The use of an attached segment to the CBU for quality check is still controversial. Indeed, previous studies showed that cell viabilities obtained from attached segments are not representative of those obtained from the bag. Cell mortality is usually far overrated in the attached segments, entailing illegitimate graft discard (Faivre L et al. Bone Marrow Transplantation 2017).

Hence, a useful study would consist in correlating results obtained from FACS- and epigenetic-based strategies in the attached segments with those obtained from bag-derived thawed cells.

We thank the reviewer for their comments; however, we have clearly not conveyed the purpose of this study adequately. Consequently, we have made adjustments to the main text accordingly. The title, abstract, introduction and discussion have been reworked to emphasise the following points.

The ultimate future aim is to replicate the 2016 study [1] with peripheral blood mobilised stem cells (PBSC) in adult transplantation with single unit CB transplants. To perform this study using flow cytometry, samples would need to be taken directly from thawed CB units as they were transplanted, since, as the Faivre L et al. [2] indicates, the viability of segments does not accurately reflect the parent unit. However, this is not practical to obtain; prospectively this would be hard to get approval for due to the risk of compromising/contaminating the thawed CB unit being infused, especially at multiple sites. Secondly, a prospective study such as this would take a long time to acquire sufficient samples. Therefore, a retrospective study using historical CB samples and clinical data is the only realistic alternative, which means the only source of material is isolated DNA or cryopreserved CB segments. This would also be the only source of material if this parameter became one of the selection criteria for CB units.

Thus:-

• The first aim of this study was to validate the DNA based methodology. Whilst this has been performed in adult and, in part, in CB it has not been used to measure the Treg/CD3 cell ratio in cryopreserved CB segments. To this end. Tregs and CD3 cells were assessed in the optimal conditions of freshly collected CB units where flow cytometry and DNA enumerations should be comparable.

• The second aim was to determine if DNA based measurement of the Treg/CD3 ratio was a robust measurement in cryopreserved segments.

Additionally, addressing the point about capturing the mortality in the unit, we are ultimately seeking only to measuring the Treg/CD3 ratio. This is important as we are not trying the measure absolute numbers (which would require viability to be accounted for). Instead the ratio between Tregs and CD3 is considered across different samples. It is this measure that will ultimately be compared against clinical outcome, splitting the units into “high” and “low” risk groups in a similar manner to the earlier Danby et al study in PBSC transplants[1].

To address the above points the abstract, has been modified.

Line 86 (submission pdf); the introduction has been modified to address Tregs in HCT including the problems enumerating Tregs in CB banking. Paragraph starting line 136 has been moved down and modified for clarity. Paragraph starting line 159 has been modified to make the aims of the study clear.

The results section has been re-worked to emphasise these points in (line 334-407, 425-453, 499-538).

The Discussion starting line 557 has been also re-worked to emphasise these points.

I have a few comments and suggestions:

1- Cord-blood-derived immuno-magnetically sorted CD4+ CD25+ T cells are presumed to be a pure population of Tregs and have been infused as such to HSCT patients. In contrast, CD4+ CD25+ T cells collected from peripheral blood are thought to be a mix of activated and regulatory T cells, and must be cultured with rapamycin before use, unless the purification is further refined (CD127, CD45RA). I am thus surprised to see a sizeable population of CD25+ CD127+ activated T cells in the CBU (Figure 1). Did the investigators included CD45RA / RO in the FACS panel?

To directly address the first point, in the example shown in the Figure 1A 2.75% of the cells are shown to be CD25+CD127+ compared with 6.59% CD25+CD127low (shown to have higher FOXP3+ than CD25+CD127+ effectors). By contrast, adult peripheral blood contains around 40% CD25+CD127+ cells (Duggleby et al. Methods in Molecular Biology 2014 [3]). In this example, we observed similar numbers (2.1%) of CD127+CD25+ cells in the CB samples. Seddiki et al. 2006 [4] also shows a similar, if not higher proportion of CD127hiCD25+ cells in their characterisation of the CB. They show that this population has intermediate FOXP3 levels and is not suppressive.

With regards to the second point about using CD45RA. Previous studies have observed, like us, that there are very low numbers of CD45RA- cells in the CB (e.g. Figueroa-Tentori et al 2008 [5]). Fujimaki et al. (2008) [5] shows that the CD45RO+ population is both small and much lower intensity of expression compared with peripheral blood. We have, in the past characterised this CD127hiCD25+ population for CD45RA expression (unpublished observations). We found that it was no better at distinguishing the Treg population than combining the CD127- and FOXP3+ expression.

2- As reminded in the discussion, cryopreservation negatively impacts on the ability to accurately gate Tregs with FACS, mostly because of CD25 downregulation in recently thawed cells. To overcome this issue, human PBMCs can be rested overnight at 37°C with IL-2 before cell staining (Savage et al. JCI Insight 2018).

Thank you for the suggestion, however, since the segments contain a very high proportion dead and dying cells, this is likely to cause even more cell death. Unfortunately, the cryopreserved CB units are not a mononuclear cell preparation, they are volume reduced sample. Consequently, they contain an intact granulocyte population (mostly dead and dying post thaw). Additionally, any further manipulation is likely to result in further loss of very limited material.

3- Fig. 1A shows a dim FOXP3 expression in CD25+ CD127low cells. HELIOS staining, combined with FOXP3, might be useful to better discriminate genuine Tregs from activated T cells.

Again, thank you for the input. We have found that Helios can also be present on activated T cells. We are in the process of publishing helios expression on expanded Tregs and effector cells (in preparation). Effector cells show intermediate Helios expression and Tregs helioshi expression. Thus, the use of these markers is not quite as clear cut as we would like. Additionally, as with CD45RA, the main issue when assessing segments was the lack of material.

4- As discussed by authors, the greater proportion of CD3+ T cells, including Tregs, in frozen segments results from increased susceptibility to death of non CD3 cells after a freeze-thaw cycle. I wonder whether a few cell wash & spin cycles before epigenetic assessment would not get rid of dying cells and make results obtained from both techniques more comparable.

Thank you for the suggestion, however, it has been our experience that only methods such as dead cell removal kits from Miltenyi Biotec can approach efficacy with frozen CB, but not without significant loss of material.

5- Page 19 : Why impaired XCI, leading to TSDR demethylation in the two FOXP3 loci, would result in autoimmune diseases?

We have modified the discussion (line 610-632); this point was removed to make the discussion more concise. However, to answer the query, the reasoning is that under non-pathological conditions, female subjects inactivate the FOXP3 copy that is mutated. IPEX females, for example, are heterozygous for the mutated FOXP3 (on the X chromosome) and inactivate the faulty copy [6]. Hence only males suffer from IPEX syndrome. This means that the XCI is under some sort of positive feedback and can act as a quality control for the immune genes (in fact many of the immune genes are X-chromosome linked). As females get older more errors can occur in the FOXP3 gene. Normally these would be inactivated by XCI (assuming both FOXP3 copies are not affected). However, reduced XCI function is associated with age. Consequently, Tregs can be generated with impaired functioning FOXP3 [7]. Since the size of the Treg niche is fixed this means that the average function of the Treg pool is lower. This may, therefore, explain why age and gender are contributing factors to the aetiology of many autoimmune diseases (such as Rheumatoid arthritis) [8,9].

Reviewer #2: The goal of the study is to evaluate epigenetic immune cell quantification in fresh and frozen umbilical cord blood (CB) samples to test the hypothesis that since quantification of CD3 and Treg in CB samples using flow cytometry is limited by available material and substantial cell death after freeze/thaw, the epigenetic enumeration might be a suitable alternative to flow cytometry.

Results show that:

Cell viability is strongly affected by freeze thawing of CB samples (Fig 1B)

Differences in enumeration between fresh and frozen samples are significantly higher when using flow cytometry than when using epigenetic enumeration (Fig. 2)

Epigenetic enumeration reproducibly yields higher levels of de-methylated TSDR in females vs. males (due to incomplete X-chromosome inactivation?) (Fig. 3)

In fresh samples, flow cytometry and epigenetic enumeration of CD3+ T cells correlate well for both males and females as well as for both sexes combined (Fig. 4A). Enumeration of Treg by both methods correlate in male and both sexes combined, but not in female samples (Fig. 4B). Treg/CD3 ratio only correlates in male samples but not in female and both sexes combined (Fig 4C).

In frozen samples, flow cytometry and epigenetic enumeration of CD3+ T-cells still show good correlation for males, females and both sexes combined. However, no correlation was seen for enumeration of Treg and Treg/CD3 ratio (Fig. 5)

Mann-Whitney is misspelled

Noted, this has been corrected in the main text.

Ref 12, in the text the first author is misspelled

Thank you, corrected from Lui to Liu.

Human FOXP3 should be written capitalized

Noted, this has been corrected in the main text.

This work has absolutely no novelty and therefore limited impact but it is scientifically well done.

Thank you for your input. Whilst this type of assessment has been performed in adults and, in part, in CB, it has not been used in cryopreserved CB segments. Additionally, it has not been used to measure the Treg/CD3 in the CB segments. If DNA can be used in historical samples this allows for retrospective analysis on clinical samples and subsequently increased chance of achieving a meaningful sample size. Ultimately, if a relationship between Treg/CD3 ratio and graft outcome is demonstrated in CB transplantation, as it has with adult PBSC transplantation, then this may become a novel selection criterion during CB banking.

reviewer #3: The authors proposed in their report a comparative study of two methods to assess Treg prevalence, i.e. flow cytometry and epigenetic study, in fresh and frozen cord blood. They concluded that epigenetics assessments are more practical and more accurate than flow cytometry.

Major comments:

1) Regarding the material and method, it is not clear whether both fresh and frozen samples were obtained from the same donors. Comparisons between frozen and corresponding fresh samples are mandatory for this kind of comparative study and paired t tests are required

The samples were not paired, a large number of fresh samples were compared with frozen segment samples. Whilst ideally, we would want paired data, for these observations it would require the CB segments to be inherently different from the units. However, we do have epigenetic data from segments paired to the parent unit showing the same result as unpaired data, indicating that the samples were not inherently different. This data has been added as an additional supplementary figure (S4) and included in the text of the discussion (line 711).

2) Still I am puzzled by the assumption by the authors that it is difficult to do flow cytometry on fresh cord blood. Cord bloods are highly concentrated in t cells and even with very small volumes it is possible to do surface staining and analysis of T cell subsets. Therefore, I am not sure that the rationale of such studies is justified by issues to address that actually do not exist.

Thank you for your comment, we have obviously not been clear that we did indeed have no issue with assessing the Treg/CD3 ratio in the fresh samples. the main text has been altered to emphasise that one of the aims of this study was to validate the use of the epigenetic base method in fresh CB samples, where the assessment by flow cytometry is optimal and thus a high degree of agreement expected between the two measures. The discussion has also been modified to emphasise that whilst these two measurements did not completely agree (we believe due to inherent differences in the methodologies) there is a strong degree of correlation, indicating that they are related measures (line 567-587).

3) regarding flow cytometry analysis on thawed cells, mortality is matter of freezing methods quality. Analysis of whole DNA might overestimate the rate of live cells in the thawed cord blood while flow cytometry will enable the count of live cells, that are important at the clinical level.

Therefore I am unsure about the usefulness of the DNA methylation assays here.

Thank you for your comment and this is similar to that raised by reviewer #1. Thus, we have modified the introduction to emphasise that our aim is not the absolute enumeration of Tregs and CD3 cells but rather the relative proportions of them in a transplanted unit. Since we are measuring the ratio rather than absolute numbers, we can overcome the inherent variance in thawed samples. It is this measure that will ultimately be compared against clinical outcome, splitting the units into “high” and “low” risk groups in a similar manner to the earlier Danby et al study in PBSC transplants. The hypothesis is that the influence of Tregs and T cells on transplant outcome is relatively strong. If true, this may provide a method that can be used as a selection criterion for CB units, using a sample outside of the main body of the unit in storage. In CB banking these are the only means of assessing a CB unit in storage.

References

1. Danby RD, Zhang W, Medd P, Littlewood TJ, Peniket A, Rocha V, et al. High proportions of regulatory T cells in PBSC grafts predict improved survival after allogeneic haematopoietic SCT. Bone Marrow Transplant. 2016;51(1):110–8. doi: 10.1038/bmt.2015.215

2. Faivre L, Boucher H, Zerbib R, Domet T, Desproges A, Couzin C, et al. Cord blood attached segment: is this a relevant quality control to predict a good hematopoietic stem cell graft? Bone Marrow Transplant. 2017;52(9):1353–4. doi: 10.1038/bmt.2017.150

3. Duggleby RC, Madrigal JAA. Methods of detection of immune reconstitution and T regulatory cells by flow cytometry. In: Beksaç M, editor. Bone Marrow and Stem Cell Transplantation. New York, NY: Springer New York; 2014. p. 159–86. doi: 10.1007/978-1-4614-9437-9_10

4. Seddiki N, Santner-Nanan B, Martinson J, Zaunders J, Sasson S, Landay A, et al. Expression of interleukin (IL)-2 and IL-7 receptors discriminates between human regulatory and activated T cells. J Exp Med. 2006 Jul;203(7):1693–700. doi: 10.1084/jem.20060468

5. Figueroa-Tentori D, Querol S, Dodi IA, Madrigal A, Duggleby R. High purity and yield of natural Tregs from cord blood using a single step selection method. J Immunol Methods. 2008 Dec 31;339(2):228–35. doi: 10.1016/j.jim.2008.09.019

6. Tommasini A, Ferrari S, Moratto D, Badolato R, Boniotto M, Pirulli D, et al. X-chromosome inactivation analysis in a female carrier of FOXP3 mutation. Clin Exp Immunol. 2002 Oct;130(1):127–30. doi: 10.1046/j.1365-2249.2002.01940.x

7. Broen JCA, Wolvers-Tettero ILM, Geurts-Van Bon L, Vonk MC, Coenen MJH, Lafyatis R, et al. Skewed X chromosomal inactivation impacts T regulatory cell function in systemic sclerosis. Ann Rheum Dis. 2010;69(12):2213–6. doi: 10.1136/ard.2010.129999

8. Wang J, Syrett CM, Kramer MC, Basu A, Atchison ML, Anguera MC. Unusual maintenance of X chromosome inactivation predisposes female lymphocytes for increased expression from the inactive X. Proc Natl Acad Sci. 2016;113(14):E2029–38. doi: 10.1073/pnas.1520113113

9. Syrett CM, Sindhava V, Sierra I, Dubin AH, Atchison M, Anguera MC. Diversity of Epigenetic Features of the Inactive X-Chromosome in NK Cells, Dendritic Cells, and Macrophages. Front Immunol. 2018;9(January):3087. doi: 10.3389/fimmu.2018.03087

Attachment

Submitted filename: response to reviewers 16Sep20.docx

Decision Letter 1

Lucienne Chatenoud

22 Sep 2020

Enumerating regulatory T cells in cryopreserved umbilical cord blood samples using FOXP3 methylation specific quantitative PCR

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Acceptance letter

Lucienne Chatenoud

12 Oct 2020

PONE-D-20-01315R1

Enumerating regulatory T cells in cryopreserved umbilical cord blood samples using FOXP3 methylation specific quantitative PCR

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Example flow cytometry of a thawed CB segment with and without exclusion of dead cells.

    The same gating strategy as applied in Fig 1 but with an example thawed CB segment. Left to right top row; (i) gating CD45+ cells, (ii) excluding dead cells (eFluor506+), (iii) gating SSClow/CD3+ cells and (iv) CD45hiSSClow lymphocytes (R5). Second row, (v) CD3+CD4+ cells are gated from R5 cells and then (vi) effectors (CD127hi) and Tregs (CD127low) CD25+ cells. (vii) gated Tregs from CD127lowFOXP3hi CD25+ cells. (viii–xii); same as (iii–vii) but from total CD45+ cells (i) and without exclusion of dead cells (ii).

    (TIF)

    S2 Fig. Comparison of DNA quantities obtained using different lysis time during extraction procedure.

    Results of non-parametric unpaired Mann-Whitney U tests are as shown *** = p ≤ 0.001, ** = p ≤ 0.01.

    (TIF)

    S3 Fig. Comparison of flow cytometric and MS-qPCR data for CD3+ cell, Treg content, and Treg/CD3+ cell ratio in frozen samples with total cell gating by flow cytometry.

    Cellular enumerations, from frozen CB segments, using flow cytometry were compared with epigenetic enumerations performed on the same samples. Male and female derived samples are as indicated. Flow cytometry assessments used total cell gating (gating without the exclusion of dead cells as shown in S1). A; CD3+ cells by flow cytometric or with TcSDR MS-qPCR enumeration. B; Treg by flow or with TSDR MS-qPCR enumeration. C; Ratio of Treg/CD3+ cells using the two methods.

    (TIF)

    S4 Fig. CD3, Treg and Treg/CD3 ratio in fresh units and paired frozen segments.

    Shown are MS-qPCR based enumerations in fresh samples from whole units (CBU), and paired samples from frozen segments (SE) from the same units. Shown is the results of Wilcoxon tests for paired observations.

    (TIF)

    S1 Data. Flowjo data.

    (ZIP)

    S2 Data. Prism data.

    (ZIP)

    Attachment

    Submitted filename: response to reviewers 16Sep20.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files. Additionally, for Fig 1A and S1 Fig, the raw data and analysis, along with the machine settings can be found at https://flowrepository.org ID: FR-FCM-Z2DR and FR-FCM-Z2V4.


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