Abstract
The massive worldwide spread of the SARS-CoV-2 virus is fueling the COVID-19 pandemic. Since the first whole-genome sequence was published in January 2020, a growing database of tens of thousands of viral genomes has been constructed. This offers opportunities to study pathways of molecular change in the expanding viral population that can help identify molecular culprits of virulence and virus spread. Here we investigate the genomic accumulation of mutations at various time points of the early pandemic to identify changes in mutationally highly active genomic regions that are occurring worldwide. We used the Wuhan NC_045512.2 sequence as a reference and sampled 15 342 indexed sequences from GISAID, translating them into proteins and grouping them by month of deposition. The per-position amino acid frequencies and Shannon entropies of the coding sequences were calculated for each month, and a map of intrinsic disorder regions and binding sites was generated. The analysis revealed dominant variants, most of which were located in loop regions and on the surface of the proteins. Mutation entropy decreased between March and April of 2020 after steady increases at several sites, including the D614G mutation site of the spike (S) protein that was previously found associated with higher case fatality rates and at sites of the NSP12 polymerase and the NSP13 helicase proteins. Notable expanding mutations include R203K and G204R of the nucleocapsid (N) protein inter-domain linker region and G251V of the viroporin encoded by ORF3a between March and April. The regions spanning these mutations exhibited significant intrinsic disorder, which was enhanced and decreased by the N-protein and viroporin 3a protein mutations, respectively. These results predict an ongoing mutational shift from the spike and replication complex to other regions, especially to encoded molecules known to represent major β-interferon antagonists. The study provides valuable information for therapeutics and vaccine design, as well as insight into mutation tendencies that could facilitate preventive control.
Keywords: Nucleocapsid protein, spike protein, SARS-CoV-2, mutation, entropy
Introduction
The first case of ‘coronavirus disease 2019’ (COVID-19) was identified in the Chinese city of Wuhan in December 2019. Since then, the novel virus has rapidly spread to 188 countries and territories, infecting more than 36 million people and causing over one million deaths.1,2 COVID-19 patients develop a ‘severe acute respiratory syndrome’ analogous to that of the 2002 to 2003 SARS epidemic that spread to 23 countries, infected −8000, and killed 774 people. The COVID-19 virus was named SARS-CoV-2 by the WHO, and is the seventh coronavirus known to infect humans.2,3 Currently, there are no vaccines or antiviral drugs capable of preventing or treating human infections.4
SARS-CoV-2 belongs to the Betacoronavirus genus of the Coronaviridae family, a group of related enveloped positive-sense single stranded RNA viruses that infect both mammals and birds. In chickens, viruses cause upper respiratory tract diseases. In cows and pigs they cause diarrhea. In humans, viruses can cause respiratory tract infections that can range from mild to lethal. For example, the well-known SARS-CoV-2-related SARS-CoV-1 and MERS-CoV coronaviruses caused severe diseases in the zoonotic outbreaks of 2002 to 2003 and 2012-onwards, respectively.5-8 Compared with its siblings, SARS-CoV-2 spreads more rapidly, infects more people, and shows a much lower fatality rate.1,9,10
SARS-CoV-2 has a −30 kb genome, which was first reported on January 5, 2020.8 The genome encodes both structural and non-structural proteins. The leader sequence and ORF1ab encode non-structural proteins (NSPs) functioning in replication and transcription.11 Together with accessory proteins, the structural proteins are encoded in the downstream regions of the genome. They include the spike (S) protein of the viral ‘corona’, the envelope (E) protein, the membrane (M) protein, and the RNA-binding nucleocapsid (N) protein. Coronaviruses infect human cells by using the homotrimeric spike glycoprotein, known as S-protein, to bind the angiotensin-converting enzyme 2 (ACE2) receptor, which is located in the epithelia of the lung and small intestine of humans.12,13 SARS-CoV-2 has an optimized receptor-binding domain (RBD) that binds with high affinity to ACE2 in human and animals.14 High receptor homology was supported by a series of structural and biochemical studies.14-19 When compared with SARS-CoV, S-protein amino acids at positions 455 (leucine) and 486 (phenylalanine) on SARS-CoV-2 showed an enhanced interaction with hot spot 31 and viral binding to human ACE2.16 These studies tested the origin of the virus, challenging the suggestion that SARS-CoV-2 represents an artificially designed manipulation. Instead, it likely arose as a novel recombinant virus transmitted from both horseshoe bats and pangolins.20 Thus, transmission to and among humans appears a result of natural selection.14-16,21
Viral genome sequence data has been collected in real-time from COVID-19 patients at significant pace. By May 7, 2020, the GISAID database (https://www.gisaid.org/) gathered 15 366 full sequences of human coronavirus. This data provided opportunities to explore when, where and how mutations happen within the SARS-CoV-2 genome. The majority of mutational studies thus far have mainly focused on the S-protein. These studies revealed that the RBD is the most variable region, with several RBD amino acids showing critical ACE2 receptor binding functions.8,14-16,22 S-protein mutations adjusted the binding efficiently to its human receptor. In contrast, mutations in other genomic regions have been rarely studied. Besides the notable S-protein, mutations on the N-protein that makes the nucleocapsid could alter virulence and virus spread. The N-protein (50 kDa) is the most abundant in both viruses and virus-infected cells, playing multiple roles in the replication and transcription of the virus, as well as in the assembly of the viral genome.23 The N-protein binds to the viral RNA genome at its N-terminal end, forming a ribonucleoprotein complex that plays essential roles in maintaining a functional RNA conformation.24 Due to it being highly immunogenic and possessing a normally conserved amino acid sequence, the SARS-Cov-2 N-protein is an optimal target for both diagnostic assays and vaccine formulations.23,25
Here we study pathways of molecular change in the genomes of the expanding SARS-CoV-2 population that can help identify molecular culprits of virulence and virus spread. Using the mutational entropy of nucleotide and amino acid sequences as a measure of molecular diversity over time, we study the evolutionary trajectory of crucial viral proteins such as the S- and N-proteins and several NSP and accessory proteins as we trace mutational changes in the sequences of 12 606 SARS-CoV-2 genomes. Remarkably, we find that while virulence-associated mutations in the S-protein are becoming fixed in time, nucleotide changes in the N-protein and the viroporin protein 3a that we find are associated with protein intrinsic disorder are establishing themselves as more prominent. Here we explore their significance.
Materials and Methods
Data
The SARS-CoV-2 reference sequence, accession NC_045512.2 (version March 30, 2020; previously ‘Wuhan seafood market pneumonia virus’) was obtained from the NCBI Virus repository on May 4, 2020.8 A total of 15 366 sequences were acquired on May 7, 2020 from GISAID26 and its initiative’s platform EpiCoV (see Supplemental Table S1 for sequence information). Metadata was acquired from NextStrain.27 The sequence data and metadata were mapped using the GISAID EPI_ISL number as the primary key. The metadata revealed 24 non-human host sequences, which were removed. Any primary keys not appearing in both the metadata and sequences were also removed.
The remaining 15 342 sequences were then aligned with the reference sequence, removing any gaps caused by the initial inclusion of non-human host sequences. The head (<g.266) and tail (>g.29 684) sections were removed, as these sites lie outside all known coding regions and are highly variable in composition and length across sequences, providing little salient information for protein analysis. The sequences were then split into coding region sequences (CDS) corresponding to NSPs, structural and accessory protein regions, as listed by the reference sequence GenBank document. These sub-sequences were translated into proteins using BioPython,28,29 requiring replacement of all gap characters in the nucleotide sequence with ‘N’ characters, and for additional ‘N’ characters to be added to the end if the end contained a split codon. The protein sequences were also categorized by month of collection, using the NextStrain metadata. The complete data workflow is summarized in Figure 1. The blue sections are the main workflow steps, while the annotations in gray show details or notes about each section.
Analysis
The per-position amino acid frequencies and Shannon entropies were calculated across the CDS for each sampled month of the initial period of the pandemic (December through April). The number of genomes sampled (% total) increased in time, 18 genomes (0.1%) in December, 390 in January (2.5%), 612 in February (4.0%), 11 407 in March (74.4%) and 2915 in April (19.0%). While the sample count per month varied widely, the difference should not affect the comparisons of per-location proportionality. To confirm the March dataset was not introducing noise due to the disproportionate size, the original entropy calculation as well as the entropies of 10 randomly sampled March subsets of 2915 sequences (April’s sequence count) were compared using cosine similarity. The mean similarity between the original March entropy and the sampled entropy arrays was 0.997 (min: 0.9964, max: 0.9973). Likewise, 10 entropic samples of 612 March sequences (February’s count, 5.4% compared to March) had a mean similarity of 0.9851 (min: 0.9825, max: 0.9875).
Characters not included in the IUPAC standard protein alphabet (i.e. B, Z, J, U, O, and X) were ignored. This was justified through reasoning that (a) the amount of non-standard characters per sequence-set was negligible, and (b) the independent nature of the entropy of each location removes the chance of a cascading error. This exclusion also permitted the use of all obtained sequences, as sequences with high proportions of ambiguous characters would only contribute information if a valid amino acid were present at the analyzed location.
Calculation of pairwise distance metrics used a subset of distinct sequences per protein, allowing computation in reasonable time while maintaining a global view of the dataset, as all identical sequences will share pairwise distances. Sequences containing more than 5% ambiguous characters per protein were removed to further reduce the set and remove excess noise. Identical sequences were discovered through comparing hashes (SHA256) of the remaining sequence strings, producing a subset of distinct representative sequences. Pairwise distance calculations were performed using a BLOSUM80 (Block Substitution Matrix 80%) model.30 This model was chosen based on the similarity between sequences was expected to be ⩾80% as the set was a pre-made multiple sequence alignment containing variants of SARS-CoV-2 taken in a 5-month span. It should be noted that the BLOSUM models are not considered ideal for intrinsically disordered sequences,31 but the pre-alignment, specific similarity of the sequences in the set, and the intended goal of analysis was not considered a severe detriment to the performance or outcome.
Downstream analyses included performing exploratory data analysis with principal component analysis (PCA), tracing mutations in crystallographic models, exploring if they fell in conserved or variable regions of the molecules, and analyzing of intrinsic disorder and binding potential in the proteins of the entire proteome. Dimensionality reduction was conducted using classical PCA on the distance matrices, capturing the landscape of observed distinct sequence variants. Mutations were traced onto published crystallographic models, or in their absence, i-Tasser de novo inferences32 downloaded from https://zhanglab.ccmb.med.umich.edu/COVID-19/. When possible, these inferences were later confirmed by structural alignments to regions that are structurally known. Structural neighborhoods were analyzed using DALI and sequence and structural conservation were mapped onto 3-dimensional models.33 Finally, we explored intrinsic disorder in the proteins of the SARS-CoV-2 proteomes. We categorized sequences as ‘highly structured’ (0-10% of the total protein length is unstructured), ‘moderately unstructured’ (10-30% of the protein is unstructured) and ‘highly unstructured’ (30-100% of the protein is unstructured) following the classification of Gsponer et al.34 A map of intrinsic disorder regions and binding sites within each of the reference sequence coding regions were produced using IUPred2A.35,36 In addition, the Anchor2 algorithm implemented in IUPred was used to predict binding regions of viral protein based on the amino acid sequence. The algorithm is designed to identify segments in disordered regions that have the capability to gain energy by interacting with a globular partner protein. Anchor2 is based on the following 3 properties: (1) ensuring a residue belongs to a long disordered region and filters out globular domains, (2) ensuring that the residue is not able to form enough favorable contacts with its own local sequential neighbors to fold, and (3) ensuring there would be an energy gain upon interaction by testing the feasibility that a given residue can form favorable interactions with globular proteins upon binding.27,37
Results
Entropic variation
Informational entropy describes the amount of variation in discrete per-location nucleotide or amino acid composition data. Here we study the evolutionary diversification of SARS-CoV-2 with an entropy-based strategy that quantifies diversity and selection in viral populations with 2 independent state variables.38 First, we focus on mutational entropy as a measure of molecular biodiversity of the SARS-CoV-2 proteome. Mutational entropy is maximal when all amino acids in an amino acid site of the viral population are equally represented. Entropy is zero when only one amino acid overtakes that site. Increases in entropy imply dilution of mutations in the viral population while decreases signal fixation of those mutations. Second, we then consider a relative measure of entropy, ‘relative entropy delta’, which measures selection pressure by comparing viral diversity at 2 different time points of the pandemic and identifying entropy reversal trends suggestive of fitness advantage unfolding in time-space or entropy expansions suggesting other evolutionary forces are at play.
An initial analysis of mutational entropy at nucleotide level (Figure 2a) led to an evaluation of entropy at amino acid level (Figure 2b). Analyses identified several genomic sites of high protein entropy during at least one of the initial months of the pandemic. These were located for example in ORF1a, ORF1b, N, M, S and some accessory proteins (Figure 2b). Only 13 out of −29 proteins of the viral proteome had mutations of significance (Figure 2c). Table 1 lists 27 distinct residues that feature an entropy greater than 0.1 bits, significant in the month of March. In all cases, the incidence of the reference amino acid (ranging 63.6-98.7%) did not increase/decrease more than 18.6%. However, 2 contrasting pathways of mutational change were evident in these sites, one in which entropy usually increased and then decreased and the other in which entropy increased constantly (Figure 3):
Table 1.
ORF | Protein | Site | Refseq amino acid(aa) | March | April | March-to-April change | Dominantvariant (April) | ||||
---|---|---|---|---|---|---|---|---|---|---|---|
aa | % | aa | % | aa | % | Relative entropic delta | |||||
Structural protein ORF | M(Membrane) | 175 | T | T | 97.22 | T | 99.51 | T | 2.288 | −0.136 | T |
M | 2.78 | M | 0.46 | M | −2.321 | ||||||
N(Nucleo-capsid) | 13 | P | P | 98.42 | P | 97.56 | P | −0.855 | 0.050 | P | |
L | 1.53 | L | 2.37 | L | 0.840 | ||||||
T | 0.02 | T | 0.07 | S | 0.050 | ||||||
R | 0.01 | R | T | −0.009 | |||||||
S | 0.03 | S | R | −0.026 | |||||||
193 | S | S | 98.13 | S | 99.29 | S | 1.161 | −0.074 | S | ||
I | 1.87 | I | 0.71 | I | −1.161 | ||||||
197 | S | S | 98.32 | S | 99.39 | S | 1.069 | −0.064 | S | ||
L | 1.68 | L | 0.57 | L | −1.103 | ||||||
203 | R | R | 81.87 | R | 73.54 | R | −8.327 | 0.157 | R | ||
K | 18.12 | K | 26.32 | K | 8.201 | ||||||
M | 0.01 | M | 0.07 | M | 0.059 | ||||||
S | S | 0.07 | S | 0.067 | |||||||
204 | G | G | 81.92 | G | 73.75 | G | −8.164 | 0.143 | G | ||
R | 18.08 | R | 26.25 | R | 8.164 | ||||||
S(Surface/Spike) | 614 | D | G | 63.60 | G | 79.33 | G | 15.726 | −0.220 | G | |
D | 36.40 | D | 20.67 | D | −15.726 | ||||||
ORF1a | NSP1(Blocker) | 75 | D | D | 98.71 | D | 99.00 | D | 0.289 | −0.016 | D |
E | 1.28 | E | 0.97 | E | −0.315 | ||||||
NSP2(Protease Regulator) | 85(265) | T | T | 77.95 | T | 74.97 | T | −2.980 | 0.055 | T | |
I | 22.05 | I | 25.03 | I | 2.980 | ||||||
212(392) | G | G | 97.51 | G | 99.11 | G | 1.605 | −0.120 | G | ||
D | 2.47 | D | 0.89 | D | −1.587 | ||||||
C | 0.02 | C | C | −0.019 | |||||||
559(739) | I | I | 95.00 | I | 98.16 | I | 3.159 | −0.151 | I | ||
V | 5.00 | V | 1.84 | V | −3.159 | ||||||
585(765) | P | P | 94.59 | P | 98.06 | P | 3.473 | −0.163 | P | ||
S | 5.41 | S | 1.94 | S | −3.473 | ||||||
NSP3(Protease, multiple functions) | 58(876) | A | A | 97.37 | A | 98.91 | A | 1.534 | −0.101 | A | |
T | 2.62 | T | 1.09 | T | −1.525 | ||||||
S | 0.01 | S | S | −0.009 | |||||||
153(971) | P | P | 98.63% | P | 98.94 | P | 0.311 | −0.020 | P | ||
L | 1.33% | L | 0.99 | L | −0.336 | ||||||
S | 0.03% | S | 0.07 | S | 0.042 | ||||||
H | 0.02% | H | H | −0.018 | |||||||
NSP4(Scaffold) | 308(3071) | F | F | 98.29 | F | 99.41 | F | 1.113 | −0.0711 | F | |
Y | 1.71 | Y | 0.59 | Y | −1.113 | ||||||
NSP5(Protease) | 15(3278) | G | G | 98.76 | G | 97.86 | G | −0.893 | 0.1148 | G | |
S | 1.23 | S | 2.14 | S | 0.902 | ||||||
D | 0.01 | D | D | −0.009 | |||||||
NSP6(Scaffold) | 37(3606) | L | L | 86.16 | L | 90.40 | L | 4.232 | −0.122 | L | |
F | 13.84 | F | 9.60 | F | −4.232 | ||||||
ORF1b | NSP12(Polymerase) | 323(314) | P | L | 63.80 | L | 82.44 | L | 18.635 | −0.222 | L |
P | 36.17 | P | 17.53 | P | −18.644 | ||||||
F | 0.02 | F | 0.04 | F | 0.018 | ||||||
T | 0.01 | T | T | −0.009 | |||||||
NSP13(Helicase) | 504(1427) | P | P | 91.08 | P | 96.71 | P | 5.633 | −0.226 | P | |
L | 8.88 | L | 3.25 | L | −5.631 | ||||||
S | 0.03 | S | 0.03 | S | −0.002 | ||||||
541(1476) | Y | Y | 90.90 | Y | 96.72 | Y | 5.819 | −0.231 | Y | ||
C | 9.10 | C | 3.28 | C | −5.819 | ||||||
ORF3a | Accessory Protein 3a(Viroporin) | 13 | V | V | 98.28 | V | 96.76 | V | −1.515 | 0.082 | V |
L | 1.72 | L | 3.24 | L | 1.523 | ||||||
A | 0.01 | A | A | −0.009 | |||||||
57 | Q | Q | 75.30 | Q | 70.80 | Q | −4.497 | 0.066 | Q | ||
H | 24.70 | H | 29.20 | H | 4.497 | ||||||
196 | G | G | 98.61 | G | 99.80 | G | 1.187 | −0.072 | G | ||
V | 1.39 | V | 0.20 | V | −1.187 | ||||||
251 | G | G | 88.75 | G | 94.88 | G | 6.121 | −0.217 | G | ||
V | 11.22 | V | 5.12 | V | −6.095 | ||||||
C | 0.03 | C | C | −0.026 | |||||||
ORF8 | Accessory Protein 8(Viroporin) | 24 | S | S | 97.94 | S | 95.80 | S | −2.144 | 0.106 | S |
L | 2.05 | L | 4.20 | L | 2.152 | ||||||
62 | V | V | 98.54 | V | 98.76 | V | 0.220 | −0.015 | V | ||
L | 1.44 | L | 1.24 | L | −0.202 | ||||||
A | 0.02 | A | A | −0.017 | |||||||
84 | L | L | 86.78 | L | 94.55 | L | 7.767 | −0.259 | L | ||
S | 13.22 | S | 5.45 | S | −7.767 |
Site numbers that are underlined indicate locations where an amino acid variant is currently dominant but differs from the RefSeq entry. Site numbers in bold indicate locations where a variant is currently non-dominant but is ascendant by >1% between March and April. Relative entropic delta values in bold indicate entropic decreases.
(1) Entropy reversals: Of the 27 residues with significant entropy, 19 decreased their entropy in April (entropic delta ranging from −0.01 to −0.26). This pattern of entropic reversal is of interest, as a gradually rising entropy followed by a drop suggests the most-recent dominant residue is out-competing the others. Remarkably, the entropy of residues at location 614 of the S-protein of the spike increased continuously from December to March before decreasing −0.22 bits between March and April. However, the continuously increasing incidence of the glycine (G) variant over aspartic acid (D) did not change, rising 15.7% (from 63.6% to 79.33%) between the months of March and April. This observation agrees with previously reported evidence (assessed April 6) of a D614G mutation of S-protein that increases case fatality rate.22 Similarly, a P323L mutation in NSP12, the viral RNA-dependent RNA polymerase encoded in ORF1b also showed a reversal in entropy of -0.22 bits, as the leucine (L) variant increased in prevalence 18.6% (from 63.8% to 82.4%) over the proline (P) reference, which also decreased 18.6% in incidence. These 2 locations appear the only sites experiencing significant amino acid swaps. Other sites exhibited less significant patterns. The incidence of leucine (L) of site 84 of ORF8 increased 7.77% (from 86.78% to 94.6%) by directly replacing serine (S). Similarly, the incidence of proline (P) of site 1427 of ORF1b increased 5.63% (from 91.1% to 96.71%) by replacing leucine (L) and the incidence of tyrosine (Y) of site 1476 of ORF1b increased 5.82% (from 90.9% to 96.76%) by replacing cysteine (C). Both mutation sites affect the NSP13 helicase protein (sites p.504 and p.541, respectively). It is important to note that unlike D614G and L323P, the amino acid present in the reference sequence remains dominant in these cases.
(2) Entropy expansions: Eight sites showed entropy constantly increasing but with a concurrent pattern of mutational change (a tendency to swap amino acids) (Table 1; Figure 3). These sites reveal a significant increase in entropy from March to April (entropic delta ranging from 0.05 to 0.16), with a variant residue rising in April with respect to the dominant residue of March. These concurrent tendencies are evident in residues 203 and 204 of the nucleocapsid N-protein. The arginine (R) at site 203 decreased in prevalence 8.33% (from 81.9% to 73.5%) as the incidence of a lysine (K) variant increased 8.2% (from 18.12% to 26.32%). In turn, the glycine (G) residue of the directly adjacent 204 site was exchanged by an arginine (R), increasing 8.2% the incidence of the variant (from 18.1% to 26.3%). In another example, the threonine (T) of site 85 of the NSP2 protein encoded by ORF1a decreased −3% in its incidence (from 78% to 75%) as it is replaced by an isoleucine (I) variant. These concurrent patterns of amino acid replacements perhaps indicate that sites will be the next to exhibit a trend of entropy decrease upon reaching a peak.
Geospatial analysis
We explored how the 27 entropically-significant mutations distributed throughout regions of the world to determine if entropy reversals and expansions were operating globally or locally at continental level (Figure 4). NSP variants originated in Europe, Oceania and North America during January and February and distributed broadly. The P153S mutation of NSP3 was a second variant that originated in April in Asia. With the exception of the P13L mutation of the N-protein, all variants of structural proteins originated preponderantly in Europe during the months of January and February but expanded globally to other continents in subsequent months. The spread of the D614G mutation in the S-protein tightly followed that of the P323L mutation of NSP12, confirming their haplotypic relationship. With 2 exceptions in ORF3a and ORF8, variants of accessory proteins appeared early during January and February and then spread throughout continents.
Principal component analysis
To explore how pathways of mutational change are affecting the viral quasispecies along the timeline of the early pandemic, we performed conventional PCA analysis of genomic samples using the BioPython28,29 Cluster package, identifying mutation examples of main entropic reversals and expansions (Figure 5). Two distinct elongated clouds described the proteomic make up of evolving viruses, one depicting the departure from the sequence makeup of the reference Wuhan strain (star symbol located on the leftmost part of the cloud) that signals the start of the pandemic and another matching variants in site 614 of the S-protein or sites 203 and 204 of the N-protein. Clouds contained a patchwork of genomes collected throughout the different months of the pandemic, which diversified in sequence along the first component. This is consistent with entropic expansion caused by diversification and drift. However, the temporal incidence throughout the elongated clouds seem to contract toward the location of the reference strain, likely signaling mutational pathways of active fixation are at play. As expected, the genomes harboring the S-protein variant were more numerous than those that preserved the original mutation, which is consistent with the rapid expansion of the D614G mutation and its associated haplotype. In turn, genomes harboring the original N-protein mutations were more abundant, given the slow but steady spread of the variants in the new mutational pathway. We note that the removal of duplicate sequences decreases the variance caused by sequence frequency, causing multidimensional methods to over-represent rare and under-represent common sequences. These are only undesirable if frequency is a variable of interest. As frequency and proportion were already accounted for in the entropy analysis, PCA describes the differences in amino composition, not the likelihood of any given sequence. The inclusion of duplicate sequences would act as noise, skewing the results for the projected dimensions. Regardless of these caveats and justifications, PCA should be merely regarded as a descriptive tool, which satisfactorily performed the role for analysis of the contribution of sequence variances.
Structural analysis
To make inferences of possible molecular functions affected by the mutants, we traced mutations onto crystal and cryo-EM structures of SARS-CoV-2 proteins and when not available, viral proteins modeled with I-Tasser.32 Supplemental Figure S1 describes results. We found that most of the 27 mutation sites were located in loop regions (81%) that were generally on the surface of the molecules (89%). Out of 27 sites, 22 were in loop (also known as turn) regions and 5 in helical regions. No sites were in strand structures. A total of 24 sites were located on the surface of the molecules suggesting an important role in intermolecular interactions. Only 2 sites were buried (the 203 and 204 mutants of the N-protein) and one faced the pore of accessory viroporin 3a protein. A total of 18 were in ordered regions of the molecules while 7 were in disordered regions (in the N, NSP3 and 3a proteins). Intrinsic disorder and binding propensity scores confirm the disorder of these regions. Sites in NSP4 and protein 3a were located in trans-membrane (TM) regions, consistent with the close association with membranes of these viral proteins.
Intrinsic Disorder
We performed a global analysis of intrinsic disorder with IUPred2A of the SARS-CoV-1 proteome (Figures 6–8; Supplemental Figure S1). It revealed that while intrinsic disorder was variable, the entire protein repertoire was ‘highly structured’. The only notable exceptions were the ‘highly unstructured’ N-protein, the disordered hypervariable (HVR) domain in NSP3, the largest encoded protein of the virus, and disordered terminal regions of viroporins. An analysis of protein intrinsic disorder showed areas exhibiting high disorder scores within the N-protein, indicating significant levels of intrinsic disorder is present in the nucleocapsid (Figure 8). Remarkably, sites 203 and 204 of the N-protein that showed increasing entropy and their entropically variable neighborhoods aligned with areas of high disorder. In contrast, sites that experienced no entropic variation (high-conservation) tended to have low disorder. These sites also had high binding site score following an analysis with Anchor2. The conservation of binding sites seems intuitive due to the important functional nature of those regions. In fact, binding site scores peaked around sites 20, 220 and 400 in intrinsic disordered regions and in sites 50, 170, 275 and 355, flanking the 2 RNA-binding domains (Figure 7). Variable areas of intrinsic disorder raise several possibilities, ranging from being truly disordered functionally unimportant regions to an area experiencing significant functional change.
Discussion
RNA viruses are known for their high mutation rates, and hence, for rapid genome evolution.39 One consequence of these rates is that viral populations become ‘quasispecies’, highly diverse collectives of closely related viruses expressing vast numbers of distinct genotypes.40 Coronaviruses harbor the largest known non-segmented RNA genomes reported to date (−27-32 kb in length) and a proteome with a repertoire of −29 proteins, many with published atomic structures (Figure 2). They adapt to host environments by relying on the low fidelity of a replication complex, which assembles around the NSP12 polymerase with its extra N-terminal β-hairpin domain in interaction with an hexadecameric complex of disordered NSP7 and NSP8 cofactors that are currently targets of COVID-19 therapeutics (e.g. remdesivir postinfection treatment).41,42 While the limited proofreading and repair capabilities typical of RNA viruses puts coronaviruses close to an ‘error threshold’ of too many deleterious mutations for successful persistence,40 their proofreading is crucially enhanced by the 3’-to-5’ exonuclease domain of the NSP14 protein.43 This additional enzymatic activity and interaction increases 12 to 15-fold the template copying fidelity of coronaviruses,44 which protects them from the error threshold relationship and enables both genome expansion and mutation robustness.39 It also allows for an ample mutant spectrum fueled by the average mutation rates of −1 mutation per genome per round of replication that are typical of RNA viruses.45 Indeed, our study of 12 606 evolving genomic sequences finds the expected complex mutant spectrum responsible for pathways of mutational change operating in SARS-CoV-2 populations during the initial stages of the COVID-19 pandemic. These pathways cannot be considered neutral traits. As we will now discuss, pathways specifically involve the replication complex and innate and adaptive immune responses triggered by the spike, the nucleocapsid, and other proteins, all of which confer selective advantage to the viral quasispecies. Interestingly, while we find highly entropic sites in the NSP14 exonuclease protein at nucleotide level (Figure 2a), we identified no significant entropic diversity at the amino acid level in this crucial proofreading molecule (Figure 2b; Table 1). This suggests strong selective pressure to maintain invariant the NSP14 amino acid sequence, possibly because its exonuclease activity is central for viral quasispecies diversity.
Most entropically-significant mutations in NSPs showed entropy ‘reversals’, in which entropy increases were followed by decreases along the timeline of the pandemic (Figure 3). In turn, mutations in structural and accessory proteins followed both modes, entropy reversals and entropy expansions. Most entropically-significant mutations spread throughout regions of the world (Figure 4). We first illustrate entropy reversals with 3 high-entropy mutations, one in the structural protein of the coronavirus spike and the other 2 with mutations in NSP proteins important for virus replication:
(1) S-protein: As previously reported,22,28 our research exploration reveals the active fixation of the D614G mutation of the S-protein of the spike, which we also find has coordinated entropic trends associated with the P323L mutation of the NSP12 polymerase that mediates viral replication (Figure 3). Note that D614G is part of a haplotype of 4 mutations (including those that alter NSP12, the 5’ UTR, and silently NSP3), which constitute the G-clade that originated in China and was established in Europe.28 The mutation was first found in a SARS-CoV-2 strain in Germany.46 In silico modeling suggests the G614 variant of the spike: (i) breaks a D614 -T859 side chain hydrogen bond between the neighboring S1 and S2 units of different spike protomers, thereby enhancing flexibility and modifying their interactions,22,28 (ii) modulates glycosylation of the neighboring N616 site,28 and/or (iii) alters the dynamics of conformational transitions of the proximal fusion peptide.28 Figure 6a traces the location of the mutation in an atomic model of the spike of SARS-CoV-2 and reveals it falls in regions of the molecule that are poorly conserved at both sequence and structure levels. Remarkably, the G614 variant was found associated with increased viral loads and higher infectivity, but not disease severity.28 However, in another study the variant was shown to be strongly correlated with case fatality rate.22 While the link to virulence needs confirmation, the coronavirus S-protein mediates entry into host cells and the residues within the RBD are critical for determining virus transmission and host range.16 In an earlier study, several mutations in the RBD were found to enhance SARS-CoV (K479N and S487T) and SARS-CoV-2 (493 and 501) interaction with human ACE2 binding hot spots Lys31 and Lys353, and mutations K479N and S487T played a critical role in the civet-to-human and human-to-human transmission, respectively.16,19 Ferrets, cats, pigs, orangutans, monkeys share similar critical virus-binding residues with humans, suggesting SARS-CoV-2 could infect these animals.16 None of these sites were significantly mutated in the expanding SARS-CoV-2 populations we sampled, stressing the fact that the current pandemic is mediated by human transmission through stabilized binding capacity to human ACE2. However, future mutations could expand transmission potential and host range to for example domesticated animals (e.g. cats, ferrets, and hamsters, which are infected and spread the disease).47
(2) NSP12 polymerase: As part of the 4-mutation haplotype, the P323L mutation of the NSP12 polymerase is also actively fixed (Table 1). NSP12 contains a nidovirus-unique N-terminal extension domain with a nucleotidyltransferase (NiRAN) architecture that is connected to the C-terminal polymerase domain (with its fingers, palm and thumb subdomains) through an ‘interface’ domain that spans residues 250-365.41 P323L seats at the center of the interface domain, contacting the NiRAN and fingers domains of NSP12 and the second subunit of NSP8 (Figure 6b). The mutation site is at the surface of a pocket formed by the NiRAN, fingers, and interface regions that is poorly conserved at the sequence and structure levels. The interface domain acts as a protein-interaction junction.42
(3) NSP13 helicase: One novelty is that our analysis shows active fixation tendencies of 2 mutations in the NSP13 helicase protein that mediates viral RNA unwinding, L504P and C541Y (Figure 6c). The NSP13 helicase catalyzes the NTP-dependent unwinding of oligonucleotide duplexes into single strands. NSP13 adopts a triangular pyramid shape structure with 5 domains in SARS-CoV48 and in modeled SARS-CoV-2 molecules.49 Three Rec-A domain structures, 1A and 2A and 2B form a triangular base for the N-terminal Zn binding domain (ZBD) and the stalk domain. The triangular base forms a nucleic acid binding channel with 1A crucially participating in unwinding, in which 1A tightens the grasp on the nucleic acid while 2A loosens the grip in each translocation unwinding step.48 The sites of the L504P and C541Y mutations fall on the N-terminal region of the 2A domain and are located in loops at the surface of the domain structure (Figure 3c). These mutations are therefore center stage for translocation functions. In addition, helicase translocation structure 1A and the ZF3 motif of the ZBD domain interact with the NSP12 polymerase during viral replication.48 The close polymerase-helicase interaction could explain the joint fixation of the NSP12 and NSP13 mutations we have identified.
The coordinated reversals of entropic expansions provide support to the fixation of mutations in the spike, polymerase, and helicase proteins, some of which fostered virulence and viral loads. Several mutations that we do not discuss followed this same entropic mode but achieved lower entropy levels (Table 1; Figure 3). For example, the large NSP3 scaffold and protease that initiates cleavage of the ORF1a/ORF1ab protein and mediates genome replication and transcription,11 harbors a mutation at the hypervariable region (HVR), which decreases disorder in only the disordered domain of the protein (Supplemental Figure S2). While HVR appears dispensable for viral infection, its role is currently unknown.11 In parallel, we also identified significant entropic regions with persistent tendencies of entropic expansion that could be important determinants of disease progression (Table 1; Figure 3). Here we focus on high-entropy mutations affecting 2 important molecules, the accessory viroporin 3a protein and the N-protein, which we posit represent new pathways of mutational change that involve intrinsic disorder:
(1) Viroporin protein 3a: Viroporins are small hydrophobic ion-channel proteins that modify cellular membranes to facilitate virus release, replication and virulence.50 Coronaviruses have 3 viroporins, the E-protein and accessory proteins 3a and 8, the first 2 required for viability and virulence.51 Protein 3a is the largest of the 3 viroporins (Figure 2c) and is encoded by ORF3a. The cryo-EM structure of the SARS-CoV-2 viroprotein has been recently acquired in lipid nanodiscs.52 Protein 3a molecule has 2 domains, a N-terminal transmembrane domain (TD) and a C-terminal cytosolic domain (CM) with a new globular fold (Figure 7a). The 40 Å high TD region has 3 helices per protomer, with their N-termini oriented toward the lumen. Viewed from the lumenal (extracellular) side (Figure 7b) the 6 helices of 2 promoters arrange in clockwise order along an elliptical trajectory. The first 2 and the last 2 helices are joined by short intracellular and extracellular linkers, respectively. The last helix of the TM domain connects to the globular cytosolic CD via a helix-turn-helix motif. A DALI structural neighborhood analysis of the cryo-EM structure returned 92 significant hits to small fragments of Z ⩾ 7 (red dots in the RMSD vs Z plot), all of which aligned to the TM region (Figure 7c). Their alignment revealed matches to the structures of the TD region that were well conserved at structure but less so at sequence levels. The best structural match was to transmembrane units of the Orai protein channel responsible for store-operated Ca2+ influx pathways in metazoan cells.53 The Orai proteins are necessary to activate immune responses and are involved in a vast range of physiological processes important for cancer research. It is therefore likely that protein 3a facilitates virus spread by helping dissipate membrane potential for cell lysis and virus release using store-operated mechanisms similar to those of Orai proteins. The high-entropy mutation Q57H, which follows an entropy expansion mode (Figure 3), is located in the first transmembrane helix at the major hydrophilic constriction of the pore, which is important for ion channel activity. However, the mutation did not affect the main function of the ion channel, perhaps because the mutated residue does not affect ion channel properties.52 In turn, low-entropy mutation G197V, which follows the entropic return mode (Figure 3), forms part of a loop at the surface of the CD region. Mutations 13 and 251 are located in terminal amino acids 1-38 and 239-275 regions, respectively. Low entropy mutation 13 follows an entropy expansion mode while high-entropy mutation 251 follows an extropy return mode. Together with a 175-180 amino acid region in CD, these regions could not be modeled because their cryo-EM structures were weakly resolved. Kern et al52 suggested these regions of protein 3a represented areas of intrinsic disorder. Proteins are intrinsically flexible molecules. While structural flexibility is a property of regular (e.g. helices, strands) or irregular (e.g. loops) structure that is necessary for the establishment of molecular functions, proteins can also exhibit disorder, lack of significant constraints on internal degrees of freedom of the polypeptide chain. Intrinsically disordered regions are flexible regions of proteins that lack a fixed 3-dimensional (3D) structure under native cellular conditions but are generally involved in a variety of molecular functions.54 These regions usually apply to protein backbones that lack consistent Ramachandran dihedral angles, that is, they are dynamic and exhibit conformations that resemble either random-coils, molten globules or flexible linkers. We mapped intrinsic disorder and gain-loss of binding energy along the sequence of the protein 3a viroprotein (Figure 7d). Intrinsic disorder levels classified the protein as ‘moderately disordered’ according to the fraction of residues that were unstructured.34 However, the analysis revealed highly significant intrinsic disorder (scores ⩾ 0.5) were present in the C-terminal and to a lesser degree in the N-terminal regions of the molecule, supporting the hypothesis that these regions are not resolved in the cryo-EM density map because of disorder. In addition, a comparison of mutants V13L, Q57H, G196V and G251V and the reference viral strain with delta scores of disorder and binding revealed interesting patterns. Mutations in the N-terminus and the pore did not alter significantly both disorder or binding. In contrast, G196V in the loop region of CD and G251V in the C-terminus region induced significant decreases in disorder and increases in binding potential in regions as far away as 30 to 50 amino acids from the mutated residue. The long-range effect and magnitude of these mutations is significant, especially G251V, which is present in 13.8% of all proteomes examined and its entropic incidence is growing.
(2) N-protein: We also identified pathways of mutational change in the N-protein that enhance protein intrinsic disorder and affect viral spread. The N-protein plays critical roles in maintaining viral structure and viability once the virus has entered the cell, including replication and transcription, and packaging of the virus RNA.23 The N-protein has 2 major RNA-binding domains, an N-terminal domain (NTD) and a C-terminal domain (CTD), both connected to a central linker and flanked by terminal sequences, all of which have been reported to be intrinsically disordered regions (IDRs). Crystal structures of the SARS-CoV-2 NTD [PDB entries 6M3M55 and 6WKP56] and CTD [6WJI57] have been recently deposited. The 2 domains align well to a complete SARS-CoV-2 N-protein structure modeled with I-Tasser (data not shown), enabling its use to trace mutations in the IDRs of the model (Figure 8a and b). A DALI structural neighborhood analysis against the modeled structure (88 structural neighbors, including many from SARS-CoV-2) showed 2 clusters in the RMSD versus Z-score plot, one reflecting structural match to the NTD domain and the other to the CTD domain. Structural alignment plots supported the veracity of the 2-modeled RNA-binding domains and revealed that the NTD is more conserved at sequence and structure levels. The 2 domains of the N-protein are heavily phosphorylated, which favors binding to the viral RNA genome in a beads-on-a-string type conformation but with different mechanisms.58 Indeed, we find that Anchor2 binding propensity is significant at the N-terminal regions of the NTD and CTD regions (Figure 8c). The N-protein also binds the NSP3 component of the replicase-transcriptase complex and the M-protein. These multiple interactions likely help package the encapsidated genome into viral particles. Intrinsic disorder levels classified the N-protein protein as ‘highly disordered’ and this property manifested in the panel of mutations identified. Mutations occurred in position 13 of the N-terminal IDR and mutations in positions 193, 197, 203 and 204 occurred on the central linker IDR, all of them in loop regions of the molecule (Figure 8a). Mutations 203 and 204 were the only sites that were buried in the molecule. We identified significant increases in the entropy of residues 203 and 204 of the N-protein, which reached Shannon entropy values of −0.8 (Figure 3). This finding suggests an active and ongoing quasispecies exploration for novel genotypes. The coordinated rates of increase of the R203K and G204R mutations indicated mutations did not occur randomly. Instead, functional constraints appear to act on the mutation process suggesting entropic trends will continue until dominant genotypes become fixed in the viral population. The fact that all significant mutations occurred in IDRs of the N-protein suggests intrinsic disorder plays a biological role in the spread of these mutations. This is not surprising since intrinsic disorder mediates coronavirus transmission. The unstructured disorder of M and E proteins appear responsible for the rigidity of the coronavirus shell and the transmission mode (respiratory or orofecal tropism) of the virus.59 SARS-CoV-2 retains the flexibility of the respiratory mode while enhancing the environmental resilience of the virion for efficient dispersion.60 To confirm the role of intrinsic disorder, we mapped disorder (UIPred2, red line) and gain-loss of binding energy (Anchor2, blue line) along the sequence (Figure 8a). Indeed, significant disorder and binding levels (scores ⩾ 0.5) existed in linker and terminal regions. The R203K and G204R mutations spanned regions of high disorder and high binding ability. Both mutations increased intrinsic disorder relative to the reference Wuhan strain (Figure 8c). A functional role of this highly disordered binding region is expected, including the interaction with a wide variety of targets that is considered a hallmark of intrinsic disorder.61 While the role of the amino acid changes within the N-protein region remains biologically uncharacterized in our investigations, mutations suggest the virus is attempting to optimize replication inside the host cells by tuning both flexibility and binding.
Our study explores pathways of mutational change in highly entropic sites of the SARS-CoV-2 proteome, quantifying diversity and fixation of variants with the two-state variable strategy we modified from Pan and Deem.38 The analysis does not explore phylogenetic relationships at genomic level with distance or parsimony-based reconstruction methods, which for example are systematically pursued in the Nextstrain portal.27 Instead, we recognize the difficulties of studying the multidimensional landscape of rapidly evolving and recombinogenic coronavirus genomes with tree-based approaches that do not dissect processes of horizontal exchange of genetic information, do not model the short-timescale accumulation of mutations, and are poorly powered to resolve the existence of positive selection. We do trace mutation accumulation in the expanding SARS-CoV-2 population of the pandemic to uncover significant pathways of proteome diversification. A conventional PCA analysis conducted on a distance matrix comprised of distinct amino acid sequences, excluding duplicates, revealed a complex data structure with 2 distinct diversification clouds unfolding fundamentally on the first dimension as new proteome sequence variants depart from the makeup of the original Wuhan reference virus. These 2 clouds reflected the 2 mayor entropic pathways of change we uncovered in our analysis. A geospatial analysis across regions of the world reveal that these pathways manifested quickly at global level (Figure 4).
Conclusions
A number of important mutations that foster viral spread, such as the haplotype that affects the S-protein, follow an entropic reversal mode that suggest they are being actively fixed in the expanding viral population of the pandemic. Here, we describe new pathways of entropic expansion of mutations involving intrinsically disordered regions of the SARS-CoV-2 proteome and interactions with replicating genomes and endoplasmic membranes that are needed for virus assembly and release from infected cells. Pathways involve intrinsically disordered regions of the N-protein, a structural protein that forms complexes with genomic RNA, interacts with the M-protein during virus assembly, enhances the efficiency of virus transcription and assembly, and helps overcome the host innate immune response.62 Pathways also involve viroporins. Viroporins of enveloped viruses such as SARS-CoV-2 insert into membranes to break chemoelectrical barriers by channeling ions across membranes and dissipating membrane potential, a property that stimulates budding and resembles that of depolarization-dependent exocytosis.50 The close homology of SARS-CoV-2 protein 3a to the Orai proteins suggests membrane potential dissipation involves store-operated channeling mechanisms that control Ca2+ cellular levels. These new mutational pathways may be responsible for new symptomatic manifestations of the COVID-19 disease. For example, asymptomatic SARS-CoV-2 infection has been reported to account for −50% of total coronavirus cases and the majority of the patients with mild infection symptoms can recover by themselves.63,64 In turn, the COVID-19 disease mechanism suggests that the severe symptoms of COVID-19 involve the uncontrolled immune response of the host.65 Indeed, mutational pathways involve virus molecules that can subvert the immune response, specifically the interferon response. For example, the N-protein, protein 3a and accessory protein 6 are the 3 β-interferon antagonists operating in coronavirus disease.66 Mutations in 2 of these molecules are high entropy in our mutational set. In addition, the SARS-CoV-2 new virus tends to be more rapidly spreading and less lethal than SARS-CoV and MERS-CoV, a fact that demands explanation. As predicted by the director of Centers for Disease Control and Prevention of the USA on March 25, “This virus is going to be with us. I am hopeful that we will get through this first wave and have some time to prepare for the second wave.” We hope the exploration of mutational pathways can anticipate moving targets for speedy therapeutics and vaccine development as we prepare for the next wave of the pandemic.
Supplemental Material
Supplemental material, Figure_S1_xyz5177238212247 for New Pathways of Mutational Change in SARS-CoV-2 Proteomes Involve Regions of Intrinsic Disorder Important for Virus Replication and Release by Tre Tomaszewski, Ryan S DeVries, Mengyi Dong, Gitanshu Bhatia, Miles D Norsworthy, Xuying Zheng and Gustavo Caetano-Anollés in Evolutionary Bioinformatics
Supplemental material, Figure_S2_xyz51772bf688ed9 for New Pathways of Mutational Change in SARS-CoV-2 Proteomes Involve Regions of Intrinsic Disorder Important for Virus Replication and Release by Tre Tomaszewski, Ryan S DeVries, Mengyi Dong, Gitanshu Bhatia, Miles D Norsworthy, Xuying Zheng and Gustavo Caetano-Anollés in Evolutionary Bioinformatics
Supplemental material, Table_S1_xyz517728e1451f5 for New Pathways of Mutational Change in SARS-CoV-2 Proteomes Involve Regions of Intrinsic Disorder Important for Virus Replication and Release by Tre Tomaszewski, Ryan S DeVries, Mengyi Dong, Gitanshu Bhatia, Miles D Norsworthy, Xuying Zheng and Gustavo Caetano-Anollés in Evolutionary Bioinformatics
Acknowledgments
This study began as a class research project in CPSC 567, a course in bioinformatics and systems biology taught by G.C.-A. at the University of Illinois in the spring of 2020. We dedicate this work to the frontline medical professionals who have been saving the life of others with limited protective equipment, selflessly, and at their own peril. We also thank public health professionals and scientists for making real-time data and sequences readily accessible to the public. COVID-19 research in the laboratory of G.C.-A is supported by the Office of Research and Office of International Programs in the College of Agricultural, Consumer and Environmental Sciences at the University of Illinois at Urbana-Champaign.
Footnotes
Funding:The author(s) received no financial support for the research, authorship, and/or publication of this article.
Declaration of conflicting interests:The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Authors’ Contributions: MD proposed the research idea. TT and RSD processed the data. TT conceived experiments and analyzed genomic and intrinsic disorder data with help from GC-A. GC-A analyzed protein structural data. All co-authors wrote, edited and approved the manuscript.
ORCID iD: Gustavo Caetano-Anollés https://orcid.org/0000-0001-5854-4121
Supplemental Material: Supplemental material for this article is available online.
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Supplementary Materials
Supplemental material, Figure_S1_xyz5177238212247 for New Pathways of Mutational Change in SARS-CoV-2 Proteomes Involve Regions of Intrinsic Disorder Important for Virus Replication and Release by Tre Tomaszewski, Ryan S DeVries, Mengyi Dong, Gitanshu Bhatia, Miles D Norsworthy, Xuying Zheng and Gustavo Caetano-Anollés in Evolutionary Bioinformatics
Supplemental material, Figure_S2_xyz51772bf688ed9 for New Pathways of Mutational Change in SARS-CoV-2 Proteomes Involve Regions of Intrinsic Disorder Important for Virus Replication and Release by Tre Tomaszewski, Ryan S DeVries, Mengyi Dong, Gitanshu Bhatia, Miles D Norsworthy, Xuying Zheng and Gustavo Caetano-Anollés in Evolutionary Bioinformatics
Supplemental material, Table_S1_xyz517728e1451f5 for New Pathways of Mutational Change in SARS-CoV-2 Proteomes Involve Regions of Intrinsic Disorder Important for Virus Replication and Release by Tre Tomaszewski, Ryan S DeVries, Mengyi Dong, Gitanshu Bhatia, Miles D Norsworthy, Xuying Zheng and Gustavo Caetano-Anollés in Evolutionary Bioinformatics