Abstract
While SARS-CoV-2 infection has pleiotropic and systemic effects in some patients, many others experience milder symptoms. We sought a holistic understanding of the severe/mild distinction in COVID-19 pathology, and its origins. We performed a whole-blood preserving single-cell analysis protocol to integrate contributions from all major cell types including neutrophils, monocytes, platelets, lymphocytes and the contents of serum. Patients with mild COVID-19 disease display a coordinated pattern of interferon-stimulated gene (ISG) expression across every cell population and these cells are systemically absent in patients with severe disease. Severe COVID-19 patients also paradoxically produce very high anti-SARS-CoV-2 antibody titers and have lower viral load as compared to mild disease. Examination of the serum from severe patients demonstrates that they uniquely produce antibodies with multiple patterns of specificity against interferon-stimulated cells and that those antibodies functionally block the production of the mild disease-associated ISG-expressing cells. Overzealous and auto-directed antibody responses pit the immune system against itself in many COVID-19 patients and this defines targets for immunotherapies to allow immune systems to provide viral defense.
One Sentence Summary:
In severe COVID-19 patients, the immune system fails to generate cells that define mild disease; antibodies in their serum actively prevents the successful production of those cells.
To understand immune biology amongst COVID-19 patients, we compared them to patients presenting with similar respiratory symptoms but who were not infected with the SARS-CoV-2 virus. We prospectively enrolled 21 SARS-CoV-2 positive inpatients, 11 inpatients with similar clinical presentations consistent with acute lung injury (ALI) or acute respiratory distress syndrome (ARDS), who were SARS-CoV-2 negative—those caused by other infections or of unknown origin—and 14 control individuals. We further categorized these over the next weeks as ‘mild/moderate’ (M/M: typically short stays in hospital with no need for mechanical ventilation and intensive care) or ‘severe’ (requiring intubation and intensive care) according to the full clinical course of their disease (Fig 1A/S1A and Table S1). Hence, our study includes patients with mild/moderate (n=11) or severe (n=10) COVID-19 and patients with mild/moderate (n=6) or severe (n=5) non-COVID-19 ALI/ARDS. With the exception of one individual, all our patients who presented with mild/moderate disease remained mild/moderate during hospitalization (Fig S1A), suggesting that mild/moderate and severe are more stable states rather than transient phases of disease in this cohort.
Since the majority of COVID-19 mortality is among patients with the (ARDS)—characterized by an exuberant immune response with prominent contributions from neutrophils, monocytes, platelets—we focused upon faithfully collecting these cells along with other major populations. We thus processed early morning blood samples from all individuals within 3 hours of sampling, and after red blood cell lysis, we analyzed the remaining white blood cells by single-cell RNA sequencing (scRNA-seq). After merging, batch-correction and doublet-removal our data comprised 116,517 cells (Fig 1B/S1B) among which we identified neutrophils, platelets, mononuclear phagocytes, T/NK cells, B cells, plasma cells and eosinophils (Fig S1C). We confirmed a positive association between neutrophil count and disease severity and an inverse correlation for lymphoid populations (Fig 1B/S1D) (1–3). At this level of resolution, findings were similar between SARS-CoV-2 negative and positive individuals (Fig S1E).
Within the neutrophils, we identified seven subtypes (Fig 1C/D), consistent with previous studies (2, 4). One population, harboring a strong interferon-stimulated gene (ISG) signature and henceforth termed ISG neutrophils, was highly enriched in SARS-CoV-2 positive patients but not in those whose disease was severe (Fig 1E/F/G). Analysis of populations using a pseudotime method to estimate differentiation trajectories (5) assigned the starting population as the stem LCN2 population (Fig 1H/S1F–G) and suggested three putative late populations: the ISG-expressing population (state 1), a collection of populations sharing expression of NEAT1, MALAT1 and FTH1 (state 2), and a population enriched for ribosomal genes (RIBO.; state 3) which may be en route to cell death. Of these late stages, the ISG subtype was the only one found significantly altered between mild/moderate and severe patients (Fig 1I) and specifically within the SARS-CoV-2 positive individuals (Fig 1J/S1H). ISG signature genes include master anti-viral regulators such as ISG15 and IFITM3 which restricts viral entry into the cytosol (6).
We also undertook a second form of analysis of differentially expressed genes (DEG) from SARS-CoV-2 positive versus negative patients, and from mild/moderate versus severe patients across all neutrophils (Fig S1I–L). This demonstrated that ISG signature genes are differentially higher in all neutrophils, of all subsets, specifically in SARS-CoV-2 positive mild/moderate patients, than in SARS-CoV-2 positive patients with severe disease (Fig 1K/S1M–O). In contrast, a separate neutrophil degranulation gene program is upregulated in mild/moderate as compared to severe disease regardless of COVID status (Fig S1P–Q). This suggests a shared program of degranulation enhancement in all respiratory infections regardless of causative pathogen, and a global rise of the ISG program in all neutrophils in mild/moderate SARS-CoV-2 positive cases that is absent in severe SARS-CoV-2 infection (3).
Assessing the mononuclear phagocytes—monocytes, macrophages, dendritic cells and plasmacytoid dendritic cells (pDC)—yielded 7 clusters of transcriptionally distinct cells subsets, evenly distributed across our cohort with a heterogenous number of genes and unique molecular identifiers detected for each cluster (Fig 2A–B/2SA–D). We identified ISG classical monocytes as being enriched in SARS-CoV-2 positive patients, and particularly those having mild/moderate disease, similarly to neutrophils (Fig 2B–C/S2E–G). pDCs which are substantial producers of the cytokine IFNα are also typically elevated in mild/moderate SARS-CoV-2 positive patients although this falls short of statistical significance in our dataset (Fig 2C). In contrast, elevated DCs that were previously considered a hallmark of COVID-19 patients when compared to healthy controls (2) are also elevated in SARS-CoV-2 negative patients (Fig 2C). ISG monocytes also expressed genes associated with glycolysis, compared to the S100A12 subset that were enriched for genes associated with OxPhos metabolism, consistent with previous reports in bacterial sepsis (7) (Fig S3A). As for neutrophils, differential gene expression analysis demonstrated that ISGs were the dominant genes associated with mild/moderate phenotypes when the entire mononuclear phagocyte pool was assessed (Fig 2D).
ISG monocyte and ISG neutrophil frequencies were strongly correlated with one another in mild/moderate SARS-CoV-2 positive individuals (Fig 2E). Correlating multiple neutrophil subsets versus mononuclear phagocyte subsets across the entire cohort confirmed the strong correlation between ISG neutrophils and ISG monocytes and highlighted a significant correlation between pDCs and NEAT1 neutrophils, which have been previously described in viral infection (30072977) (Fig 2F). Similarly, we performed a comprehensive analysis of T cell and B cell frequencies (Fig S4) and found again that both cell types are significantly enriched in ISG signatures, specifically in mild/moderate COVID-19 patients (Fig 2G). On a patient-by-patient basis, the populations of ISG+ in one compartment correlated with the frequency of ISG expressing cells in another, for example of ISG+ T cells and ISG+ neutrophils, uniquely in mild/moderate patients (Fig 2H). Spearman correlation analysis across multiple cell types in all patients thus showed a collection of correlated ISG populations and a second anti-correlated block of other cell populations, notably those expressing S100A12 (Fig 2I).
Platelets are the mediators of blood coagulation and their activation can be associated with inflammation and infectious diseases, termed immunothrombosis(8). In patients infected with SARS-CoV-2, 25–33% of patients present with thrombocytopenia or thromboembolic events(9). We sought to determine how this might be reflected in changes in the expressed genes and concomitantly in the heterotypic cell doublet frequencies in SARS-CoV-2 infections versus other respiratory infections. Our scRNA-seq whole blood data set allowed us to identify and subset platelets based on established platelet signature genes: PPBP, PF4, CLEC1B, RGS10, RGS18 (Fig 1B/S1C). Analysis of these platelets revealed six clusters (Fig 3A/B), including three subsets (“H3F3B”, “HIST1H2AC”, and “RGS18”) characterized by high expression levels of histone protein-encoding transcripts. Such populations may represent early platelets, based upon the suggestion that these anucleated cells carry transcripts acquired from their parental cells, megakaryocytes, during recent platelet formation(10). One by one comparison of these platelet subtypes among healthy controls and patients with mild/moderate and severe disease revealed only minor depletion of HIST1H2AC platelets with disease severity and increase in ACTB platelets—expressing genes associated with cytoskeletal functions—in both mild/moderate and severe patients (Fig 3C).
To compare platelet turnover between disease severity groups, we overlaid the expression of BCL2L1 onto our platelet data set. This transcript encodes the anti-apoptotic protein Bcl-xL, which has been identified as a ‘molecular clock’ for platelet lifetime(11). This identified the H3F3B cluster as representing ‘young’ platelets (Fig 3D), a result supported by a second signature of transcripts in young, reticulated platelets(12) (Fig S5A). This population was thus supported as the starting point for a pseudotime analysis, in which the histone-high clusters (H3F3B, HISTH2AC, RGS18) and cytoskeletal protein-high clusters (ACTB, PPBP, TMSB3X) were observed at the start and end of the pseudotime trajectory, respectively (Fig 3E/S5B). Plotting the platelet cell frequencies of our cohort along the trajectory suggested that platelets from all patients with disease were broadly overrepresented at the end of the trajectory (Fig 3F), supporting a discrete and systemic relative loss of young platelets in all patients as compared to controls. Platelets did not harbor an ISG-specific cell cluster (Fig S5C), but akin to myeloid and lymphoid cells, the ISG score in all platelets from mild/moderate patients was increased relative to controls and was comparatively decreased in severe patients, particularly in SARS-CoV-2 infected individuals (Fig 3G).
Taking advantage of this unique dataset, we explored the identification of heterotypic aggregates between platelets and non-platelets by using a ‘Platelet First’ approach (Fig 3H, see methods). This approach analytically prioritized capture of every cell that was aggregated with a platelet, prior to doublet assessment. The ‘Platelet First’ object revealed the presence of platelet transcripts associated with cells that also bore signatures of other major blood cell types (Fig 3H/S5D–E). We separately analyzed a smaller object that included only libraries containing samples pooled prior to cell encapsulation, allowing us to assess inter-patient doublets to conclude that the majority of these aggregates were not formed during the scSeq pipeline (Fig S5F). In plotting the blood cell frequencies within the ‘Platelet First’ object against the cell frequencies within the original data set, we found a largely linear relationship between the frequency of a given aggregating population (x-axis) and the frequency with which that cell is found in an aggregate (y-axis) (Fig 3I). This first-order linear relationship suggests that, at least in circulating blood, platelets form aggregates indiscriminately with varying other cell types without favoring one or the other. Possibly activated vasculature would provide a cue that would change this pattern of aggregation.
After observing that ISG expression profiles were elevated in every cell type among pateints with mild/moderate disease and COVID-19 but globally reduced with severe COVID-19 disease, we turned our attention to a hypothesis generating holistic approach to data analysis. In an attempt to visualize the global shift in gene expression data across cell types to identify trends with clinical correlates. We first undertook a phenotypic earth mover’s distance (PhEMD) approach (13) that identifies and differentiates joint cell frequency patterns to highlight sources of patient-to-patient variation. PhEMD embedding of patients based on their subtype frequencies revealed eight distinct groups of patients (Fig 4A/S6A) where progression from A through H represent patients with generally increasing relative frequency of neutrophils, C, D, G and H include patients with relative enrichment in monocytes and E represents patients with an enrichment of ISG neutrophils and mostly consists of SARS-CoV-2 positive patients with mild/moderate disease (Fig 4B–C). In contrast, Group G, which is an alternative and ‘severe’ fate for patients is enriched for neutrophil and has a high ratio of cell frequency of S100A12 to ISG neutrophils (Fig S6A).
When we examined serum IFNα levels, we found that mild/moderate individuals made more of this cytokine on average as compared to severe patients, which would be consistent with higher levels of ISG cell populations, however there were patient with severe disease individuals who also made high levels of IFNα (Fig 4D). To integrate the scRNA-Seq cell populations in the context of other clinical and serum fractions, we constructed a Spearman correlation matrix comparing all subtype frequencies described above with a collection of serum cytokines, antibodies and clinical variables (Fig 4E). Following hierarchical clustering of variables, ISG subtypes cluster together and are correlated with serum IFNα concentrations, consistent with these cells arising in response to globally high concentrations of this cytokine as shown previously (3) (Fig S6B). ISG-expressing populations are also associated with low severity of COVID-19 illness, lower plasma levels of SP-D (indicative of alveolar epithelial injury) and, only modestly, with IL-6 levels. We also note the absence of significant correlation between ISG populations and days after symptoms onset, indicative of a disease ‘state’ (Fig 4E and Fig S1A). We further correlated our subtype frequencies against a high-dimensional panel of plasma protein levels (Fig S6B) and again observed clustering of most ISG subtypes, which correlated with a host of factors indicative of a strong ISG and Th1 response (CXCL1/6/10/11, TNFB, IL-12B, MCP-2/4), while inversely correlated with others (CCL23, MMP10, HGF). An unexpected anticorrelate of the ISG state was the concentration of serum antibodies against the SARS-CoV-2 Spike and Nucleocapsid proteins.
This anticorrelation was profound (Fig 4F) and we considered it a paradox that severe patients have higher levels of potentially neutralizing antibodies. This is in apparent contradiction with a previous report showing that viral load is associated with severity and mortality in COVID-19(14, 15) a difference which could be explained by the fact that these studies focus on patients with high mortality, which was a very rare event in our cohort (Sup Table S1). Both antibody specificities were anticorrelated with the viral load as assessed from nasal swabs (Fig 4G) consistent with though not definitive for being neutralizing. As increased antibody titers and decreased viral load have been reported to be a feature of later disease stage(16), we considered the hypothesis that mild/moderate disease – characterized by high frequency of ISG+ signatures – would simply precede severe disease states. However, antibody titers in severe patients are consistently higher compared to mild/moderate patients even two weeks beyond symptom onset (Fig 4H), and only one of our 11 mild/moderate patients would go on to exhibit a severe disease (Fig S1A). Moreover, we observed no statistical correlation between days of onset and the presence of ISG+ cell populations (Fig 4E). These elements would seem to argue against a simple time relationship between mild/moderate and severe states.
Returning to the profound antibody reactivity and the global loss of ISG populations even in the presence of serum IFNα (Fig 4D), we hypothesized that phenotypic differences in our two groups of COVID-19 patients might also be mirrored or influenced or by systemic factors such as those carried in the blood and affecting all cell populations. We thus first asked whether serum from severe patients contained antibodies against ISG-expressing cells by directly applying serum to healthy peripheral blood mononuclear cells (PBMCs) from heathy individuals that were first induced to express IFITM3 (part of our ISG signature, encoding a protein that blocks viral entry (6)) by culturing them with IFNα for 24 hours, followed by flow cytometry analysis of monocytes and lymphocytes (Fig S7A). While we observed only low levels of serum IgG binding in serum from 1/9 mild/moderate patients, sera from 5/7 patients with severe COVID-19 illness displayed significant binding (Fig 5A/S7B). Staining was more pronounced on monocytes as compared to T and B cells which were largely stained with similar frequencies when using mild/moderate or severe serum (Fig S7C). When examining specificities in those patients that did not stain ISG-differentiated cells directly, we found that serum from patient 1050 produced antibodies that were specific for IFNα (right inset Fig5A), consistent with a very recent study (17) that also found these in approximately 12% of COVID patients. This finding nevertheless does not explain patients lacking ISG cells despite presence of IFNα in their serum (Fig 4D).
We then asked whether factors in the serum of severe patients affect the induction of the ISG signature gene pattern, including IFITM3, in response to culture with IFNα. We thus added patient serum at 10% into the IFNα stimulation conditions and found that, whereas control serum or serum from mild/moderate patients had no effect on differentiation as measured by either IFITM3 level or the frequencies of CD14+CD16+ intermediate monocytes produced (Fig 5B/5D and Fig S7D), all severe patient serum tested had profound effects on differentiation, varying from absolute block to partial inhibition.
To test whether these effects on IFN-induced production of ISG cell populations were in fact mediated by antibodies, we pre-adsorbed patients’ sera with Protein A/G beads to deplete them. This antibody depletion restored both IFITM3 induction and the total yield of interferon-stimulated monocyte cells (Fig 5C/D S7D). A similar block of ISG signature generation in response to IFNα was observed for other populations including lymphocytes, showing that this effect was global and similarly mediated by antibodies in serum severe patient (Fig 5E/S7D–E).
Taken together, this shows that an antibody response in severe patients targets ISG cell populations and their generation. In our cohort, this general effect of antibody manifests in all severe patients, whereas antibodies against the cytokine IFNα itself were seen only in one of seven patients, a similar frequency recently reported(17). Antibodies in many of these patients have direct specificity for determinants on the surface of ISG monocytes. The molecular specificities of these other antibodies are likely to be many and varied based on the differing patterns in this relatively small sample set and it will remain to be determined how and why tolerance is broken to the ISG pathway, in the course of infection. One likely candidate for modulation of B cell response is direct infection of monocytes by SARS-CoV-2. In vitro incubation of the virus with healthy cells indeed results in intracellular expression of both IFITM3 (indicating activation of this program) and spike protein (Fig S7F). If, in an early immune response, the ISG program is preferentially presented alongside the proteins from the pathogen, and the immune system of the patient is not already self-tolerant to those ISG proteins due perhaps to a lifelong absence of their profound expression, tolerance to those cells and those proteins may be broken. Conversely, as inflammatory monocytes normally restrict antibody generation (18), their infection and lysis by virus may in turn release overexuberant B cell responses to many antigens, not just those that are newly produced during the infection. Regardless, this work suggests that targeting overexuberant and autoreactive B cells with drugs such as rituximab (19) or through introduction of IVIG(20), perhaps alongside introduction of convalescent serum-derived antibodies to provide ongoing viral protection, may be an avenue to defeat the global suppression of protective ISG mediated viral immunity.
Supplementary Material
Acknowledgements
We thank all members of the Krummel Lab and ImmunoX for discussion and guidance while developing this study. We would like to thank Dr Gaia Andreoletti for discussion and guidance on computational analysis. This work was supported by funds from the UCSF ImmunoX Initiative and funds from the NIH (R01 AI52116-S1 (MFK) 3U19AI077439-13S1 (DJE), NHLBI R35 HL140026(CC)). K.H.H. is supported by the American Cancer Society Postdoctoral Fellowship (#133078-PF-19-222-01-LIB). A.R. is a Cancer Research Institute Irvington Postdoctoral Fellow supported by the Cancer Research Institute (Award # CRI2940). This project has been made possible in part by grant number 2019-202665 from the Chan Zuckerberg Foundation. The data reported in this manuscript are in the main paper and in the supplementary materials. The authors declare no competing financial interests.
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