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Medical Journal, Armed Forces India logoLink to Medical Journal, Armed Forces India
. 2019 Dec 2;76(4):410–417. doi: 10.1016/j.mjafi.2019.06.004

A fluoroscopic assessment of brachial plexus block by the supraclavicular approach: Have we been overmedicating?

Rashmi Datta a,, Jyotsna Agrawal b, Gagan Narula c, Bhavna Pahwa d
PMCID: PMC7606091  PMID: 33162649

Abstract

Background

Ultrasonography-guided supraclavicular brachial plexus block has demonstrated safety as compared with landmark or nerve stimulation techniques. However, the minimum effective analgesic volume (MEAV) necessary for adequate blockade has not been determined. This study was undertaken to assess under fluoroscopy the postinjection spread of different drug volumes with clinical correlation. Secondary outcome measures included correlation of onset of block, block quality, and incidence of side effects.

Methods

This randomized, multiarm, cross-sectional, observational study was conducted at a single tertiary care center. A total of 549 patients were randomly allocated to 3 groups (20 ml, 30 ml, and 40 ml of drug mixture). A local anesthetic drug mixture with a radiopaque dye was administered under ultrasonographic guidance, and postinjection fluoroscopic drug spread was studied.

Results

Surgical anesthesia was achieved in 494 (89.98%) patients with 85.25%, 92.97%, and 91.71% in 20-, 30-, and 40-ml groups, respectively, being significantly low (p = 0.0317) in the 20-mL group. Cephalad and infraclavicular spread was higher in the 40-mL group than in other two groups (p = 0.103). Horner syndrome (HS) was seen in 51.18% of patients. First, ipsilateral superficial cervical plexus block was also observed in 40.22% of patients. Among patients who developed both, ∼60% of patients (99/167) belonged to the 40-mL group.

Conclusions

Optimal MEAV appears between 20 and 30 mL. Higher drug volumes are associated with more cephalad spread and side effects. Drug spread can predict block efficacy as well. It is postulated that loss of sensation in the ipsilateral neck can be used to predict development of hemidiaphragmatic paresis similar to HS.

Keywords: Fluoroscopic assessment, Brachial plexus block, Supraclavicular approach

Introduction

Brachial plexus block is performed by surrounding the nerve bundles with a local anesthetic drug mixture (LADM) as much as possible. The supraclavicular approach is the most common one. Traditionally, high volumes (up to 40 mL) of a single drug or a mixture of local anesthetics with or without adjuvants have been used. The traditional blind techniques that depend on sensory paresthesia and nerve stimulation techniques have been replaced with ultrasonography-guided technique. The latter is popular because of not only easy visualization but also a proposed reduction in volumes of LADM, thereby improving safety and reducing side effects.1, 2, 3, 4 However, several dose evaluation studies have been unable to conclusively demonstrate the minimum effective analgesic volume (MEAV) necessary for adequate blockade.4, 5, 6, 7 The dynamics of drug spread and its clinical significance has also not been specifically studied.2, 5, 6 This study was undertaken to assess the postinjection spread of different volumes of LADM through the supraclavicular approach under fluoroscopy and determine the clinical correlation. The secondary outcome measures were the correlation of onset of the block, the block quality and incidence of side effects with spread of injectate. The aim of the study was to quantify the LADM so that side effects are minimized while achieving surgical anesthesia. It was a prospective, randomized, multiarm, cross-sectional, observational study conducted at a tertiary level hospital from June 2015 to July 2016.

Material and methods

A total of 549 patients of both sexes, aged between 18 and 65 years and weighing 30–110 kg with American Society of Anesthesiologists (ASA) Physical Status I-III, with obvious normal anatomy scheduled to undergo elective major operative surgery of the upper limb, excluding shoulder arthroscopy, were enrolled in the study. The study was approved by the hospital institute ethics committee which meets the International Committee of Medical Journal Editors (ICMJE) guidelines (31/16/Apr/BH-15 date 16 Apr 2015) and registered with the Clinical Trial Registry of India (CTRI REF/2017/04/013976).

A well-explained, written informed consent for the procedure, was obtained from all patients. Patients were assigned to three groups using three LADM volumes (20 mL, 30 mL, and 40 mL) through computer-generated random numbers. The anesthesiologist administrating the drug was blinded from the one carrying out the fluoroscopy and recording the data. The LADM consisted of a 2:1 proportion of 0.5% bupivacaine and 2% lidocaine, making a working concentration of 0.2% and 0.4%, respectively, with the maximum dose not exceeding 2 mg/kg for bupivacaine and 4 mg/kg for lidocaine. Radiopaque, nonionic, water-soluble iohexol (Omnipaque; GE Healthcare, Phoenix, AZ) 1.5 mL/10 mL was added after ascertaining nonsensitivity to contrast agent. Spread of nerve bundles under ultrasound was used as the end point of correct placement of the LADM.

Technique: All blocks were performed according to a standardized protocol with a preprocedure fasting status of 6 h. A peripheral intravenous (IV) line was established. Standard noninvasive monitoring equipment (electrocardiogram [ECG], noninvasive blood pressure measurement, pulse oximetry) was attached to all patients.

Position: The patients were placed in a supine position with head turned to opposite side and arm pulled down gently. Mild neck extension was obtained using a small positioner placed in the interscapular area to make the field more prominent.

After skin preparation, the brachial plexus was ultrasonically identified (transducer frequency 4–15 MHz, Terason uSmart 3200T; Teratech Corporation, Berlington) as a collection of hypoechoic oval structures lateral and superior to the subclavian artery above the midpoint of the clavicle. A 50-mm, 22G insulated short-beveled stimulation needle (Stimuplex® A, B. Braun Melsungen AG, Germany) was inserted in plane with medial angulation. The injection site was confirmed using a peripheral nerve stimulator (1-Hz frequency, 0.1-ms pulse, 1-mA current) with a progressive reduction to 0.3 mA. If there were muscle contractions at 0.3-mA current, if the injection pressure was high, or if paresthesia was experienced during needle placement or injection, it was presumed to be an intraneural placement and the needle was readjusted. The LADM was given as a single aliquot, lateral to the subclavian artery.

After the block, the spread of the LADM was visualized under fluoroscopy within 5 min. A cephalic LADM spread was taken as extending above C6 vertebra, and an infraclavicular spread was taken as extending beyond 2 cm of the coracoid process in the deltopectoral groove. The time of removal of the stimulating needle was considered time 0 for evaluating the effectiveness of the block. The primary outcome was achievement of surgical analgesia not requiring supplementation within 30 min of time 0. Additional data collected included the time of onset of sensory block (assessed by loss of cold sensation) and motor block in the terminal nerves (median nerve by deltoid, biceps, triceps, finger flexors; radial nerve by finger extensors; ulnar nerve by finger abductors) as per the modified Bromage scale,7 proportion of blocks needing supplementation, and complications. However, these were not subjected to analysis. Patients who did not reach the sensory end point within 5 min or motor end point within 30 min were excluded from the study.

Assuming a two-tailed α error probability of 0.05 and β less than 0.20 for a power of 80%, a total sample size of 107 for each group was required to detect a 10% clinically significant difference between the block qualities. After the detection of another factor, the number was increased, and a total of 594 patients were included, out of which 549, randomly allocated to the three groups, were subjected to analysis. All data were subjected to the Kolmogorov-Smirnov test, and a p-value of <0.05 was taken as statistically significant. Data were checked for normality before statistical analysis using Shaipro-Wilk test. Data are expressed as means (standard deviation [SD]), medians (interquartile range), and proportions as appropriate. Quantitative and qualitative data were subjected to analysis. Student t-test or Mann-Whitney U-test was used to compare continuous variables, and chi-squared test was used for categorical variables. Comparison between and within groups are performed using one-way ANOVA and post-hoc analyses for continuous variables.

Results

A total of 593 consecutive patients were enrolled into the study. Forty-four patients were excluded because of various reasons (Fig. 1). Demographic data including age, gender, weight, ASA classification, and type of surgery did not show any statistically significant difference between the three groups (Table 1). The distribution of patients in different LADM volume groups is shown in Table 2)(See Fig. 2, Fig. 3).

Fig. 1.

Fig. 1

Cohort.

Table 1.

Patient demography and surgery details.

Variables 20 mL
n = 183
30 mL
n = 185
40 mL
n = 181
Age (yrs) (mean ± SD; range) 37 ± 15 (18–65) 36 ± 15 (18–65) 37 ± 14 (18–65)
p = 0.0626 p = 0.0712 p = 0.0641
Sex
Male 139 140 137
Female 44 45 44
p-valuea 0.152 0.169 0.159
Height and weight
Height (cm) (mean ± SD; range) 166 ± 10 (150–185) 167 ± 12 (152–185) 165 ± 10 (150–183)
p = 0.065 p = 0.071 p = 0.062
Weight (kg) (mean ± SD; range) 67 ± 11 (40–80) 65 ± 12 (40–78) 65 ± 11 (41–80)
p = 0.271 p = 0.175 p = 0.276
ASA grade
I 143 147 146
II 29 29 27
III 11 9 8
p-valuea 0.151 0.138 0.127
Site of surgery
Mid arm 15 14 14
Distal arm 21 20 23
Elbow 24 26 26
Proximal forearm 21 22 21
Mid forearm 54 53 51
Distal Forearm 48 50 46
p-valuea 0.064 0.071 0.0647

SD, standard deviation.

a

Chi-squared test.

Table 2.

Block characteristics according to volume of drug injected.

Volume of LADM
20 ml
30 ml
40 ml
p-value
N value 183 185 181 0.831
Surgical anesthesia: proportions and percentage (156/183; 85.25%) (172/185; 92.97%) (166/181; 91.71%) 0.006*
Onset of sensory block (min), mean ± SD 3.2 ± 1.5 2.8 ± 1.6 3 ± 1.8 0.311
Onset of motor block (min) 10 ± 5 9 ± 8 11 ± 9 0.251
Supplementation required 27 13 15 0.012*

LADM, local anesthetic drug mixture.

Fig. 2.

Fig. 2

Radiological view of perivascular spread only of LADM. LADM, local anesthetic drug mixture.

Fig. 3.

Fig. 3

Radiological view of perivascular and cephlad spread of LADM. LADM, local anesthetic drug mixture.

Surgical anesthesia was achieved in 494 (89.98%) patients, 85.25%, 92.97%, and 91.71% in 20-, 30-, and 40-mL groups, respectively, with significantly low value (p = 0.006) observed in the 20-mL group as compared with the other two groups. The requirement of supplementation was also higher in the 20-mL group (p = 0.012; Table 2).

LADM spread was limited to the perivascular region only in 16 and 7 patients in the 20- and 30-mL groups, respectively (23;4.18%). In contrast, all patients in the 40-mL group showed extension beyond the perivascular region. A total of 220 (40.07%) patients demonstrated both cephalad and infraclavicular spread with a statistically significant number (116; p = 0.0037) in the 40-mL group as compared with both 20- and 30-mL groups with no statistically significant difference between the latter two groups. Incidence of cephalad LADM spread was higher than infraclavicular extension (384 vs. 362) but was not statistically significant (p = 0.0817). Between the groups, significantly higher cephalad extension without infraclavicular spread was seen in the 20-mL group (87 vs. 47, 30; p = 0.0059) (Fig. 4;Supplementary Figs. 1–5).

Fig. 4.

Fig. 4

Spread of LADM as per the volume injected. LADM, local anesthetic drug mixture.

Fifty-five patients required supplementation, thirty-eight patients were extremely anxious and were given intravenous fentanyl (in 20-μg aliquots, maximum of 40 μg). Three patients posted for hand surgery had sparing of C8-T1 dermatomes and were supplemented with axillary block where 10 mL of LADM without the radiocontrast agent was injected in the medial-to-axillary artery. Fourteen patients undergoing humeral surgeries required local anesthetic infiltration at the upper end of incision extending medially to the acromion (Table 2, Fig. 5).

Fig. 5.

Fig. 5

Incidence of complications and requirement of supplementation CPB was studied after initial 22 patients (549 − 22 = 527). CPB, cervical plexus block.

Incomplete or complete HS was seen in almost half of the patients (51.18%). This was more in patients who received 40 mL of LADM (72.93% in 40 mL vs. 43.24% and 37.7% in 30- and 20-mL groups, respectively; p = 0.0161). Incidence was higher in those who demonstrated cephalad extension alone along with perivascular spread (p = 0.0292). A small percentage of patients who demonstrated only an infraclavicular extension of LADM spread also developed HS (14.28% and 32.76% in 20- and 30-mL group, respectively, as compared with 34.28% in the 40-mL group; p = 0.0284) (Table 3, Fig. 5).

Table 3.

Drug spread in different groups and block efficacy in relation to Horner syndrome and superficial cervical plexus block.

Drug spread PV only PV + cephalad PV + cephalad + infraclavicular PV + infraclavicular Total

23
164
220
142
549
HS present
3
116
124
38
(281/549; 51.18%)
Surgical anesthesia achieved 3 (100%) 104 (89.65%) 118 (95.16%) 35 (92.10%) (260/281; 92.52%)
Supp with fentanyl 2 (66.67%) 2 (1.72%) 3 (2.42%) 2 (5.26%) 9 (3.20%)
Suppl with axillary block 1 (0.86%) *P < 0.0001 1 (0.35%)
Suppl with local infiltration
1 (33.33%)

1 (0.80%)
1 (2.63%)
3 (1.07%)
SCPB present
3
72
126
11
(212/527; 40.22%)
Surgical anesthesia achieved 2 (66.67%) 61 (84.72%) 114 (90.48%) 9 (81.82%) 186/212 (87.73%)
Suppl with fentanyl 3 (100%) 2 (2.78%) 4 (3.17%) 5 (45.45%) 14 (6.60%)
Suppl with axillary block 1 (33.33%) 1 (1.39%) 2 (0.94%) *
Suppl with local infiltration 2 (66.67%) 1 (1.39%) 3 (1.41%)

PV, perivascular spread; HS, Horner syndrome; SCPB, superficial cervical plexus block; Suppl, supplemented.

CPB was studied after initial 22 patients (549 − 22 = 527).

After the initial 22 cases, sensory loss in the ipsilateral C2–C4 neck dermatomes was accidently observed. This superficial cervical plexus block (SCPB) was subsequently observed in 40.22% (212/527) of patients, out of which a significant number had cephalad extension with/without infraclavicular extension (p = 0.0382). Development of SCPB was also directly proportional to drug volume (60.57% in 40 ml vs. 35.95% and 24.13% in 30 ml and 20 ml; p = 0.0176), with 50% of the patients of cervical plexus block (CPB) belonging to the 40-mL group (Table 2, Fig. 5).

A total of 167 patients developed both HS and CPB. Out of these, almost 60% of patients (99/167) received 30 mL and 83.23% (139/167) received 40 mL of LADM. One-third of the patients (32.82%) developed neither CPB nor HS, with no significant difference within the groups (Table 3).

Discussion

Most authors have recommended an average MEAV of 30 mL in 90% of patients when performing a brachial plexus block through the supraclavicular approach.1, 2, 3, 4, 5, 6 In this study, 92.35% of patients who received 30 mL or more LADM achieved surgical anesthesia. However, a clinically significant number of patients in the 20-mL group (85.25%) also achieved surgical anesthesia. Between an LADM volume of 30 mL and 40 mL, there was no significant difference in the percentage of successful blocks (92.97% vs. 91.71%). It is hypothesized that additional volume may diffuse into the surrounding soft tissues or undergo vascular uptake and therefore do not contribute to anesthesia.7, 8 Various studies have shown variable effects of different drug volumes and concentrations on the duration of analgesia. The reasons of the high success rate and longer duration of analgesia postulated in these studies were the use of larger volume (40 mL), multiple injections, and blocks performed by well-trained operators.3, 4, 8, 9, 10, 11 The duration of analgesia was not studied in this series.

Perivascular LADM spread was seen in all 549 patients included in the study. Cephalad and infraclavicular spread of LADM, irrespective of the volume of LADM was comparable (384 and 362 of 549 patients, respectively). All patients in the 40-mL group showed extension beyond the perivascular area. The LADM spread was not seen beyond the infraclavicular region in any case, indicating that axillary region involvement is almost never present with supraclavicular drug administration. Studies of the brachial plexus sheath by anatomic dissection, histologic preparations, x-rays after injection of contrast media, and using computed tomography dye have reported that a multicompartmented thin connective tissue sheath surrounds the plexus. Multiple septa extend inward from the sheath, creating a fascial compartment for each nerve. However, as there is interlinking of trunks, divisions, and cords at the supraclavicular level, the connective tissues containing these nerves also interconnect, a feature observed when they are dissected. This is in contrast at the axillary level, where the terminal nerves do not interconnect and the connective tissues surrounding them create distinct compartments for each. Compartmentalization may occur even in the supraclavicular region because the layers of connective tissue within the tissue plane are not homogeneous, do not necessarily interconnect, and may hinder or prevent diffusion. This appears a rational explanation for why 55 of 549 patients needed supplementation despite adequate perivascular LADM spread.12, 13

The brachial plexus lies in a tissue plane closely surrounded by the clavicle, scapula, chest wall, and humoral head. There is minimal space for soft-tissue expansion at any one point, and therefore, flow occurs along the plane, in the path of least resistance, one of which is the line of the nerve, and in both directions from the point of injection way.13 Rodriguez et al.14 studied fluoroscopic distribution of LA solution in 18 patients by the landmark technique to administer interscalene, supraclavicular, and infraclavicular brachial plexus block to six patients in each group. Drug spread was seen in both supraclavicular and infraclavicular regions in all patients receiving interscalene and supraclavicular blocks, whereas the spread was restricted to below clavicle in patients receiving infraclavicular brachial plexus block.14 In this study, patients were seen with supraclavicular, infraclavicular, both or no extension which could be due to the large difference in sample size (six patients versus 549 patients).

A total of 281 out of 549 (51.18%) patients developed HS. This is in concurrence with a study by Yang et al.15 who reported a 54% incidence of HS following the supraclavicular approach by nerve stimulator technique with 30 mL of 0.5% ropivacaine. Nash et al.16 reported that the investing layer of the deep cervical fascia in the anterior triangle of the neck is nearly nonexistent. Pandit et al.17 further demonstrated that dye injected above the prevertebral layer of the deep cervical fascia penetrates through pores where the nerves pierce the fascia, ending in the deep cervical space. This suggests that while the precise anatomy has not been completely elucidated, the fat and loose connective tissues surrounding the neurovascular structures of the neck allow for spread of the LADM from the superficial to the deeper layers, causing a potentially deeper spread of a superficial injection with time.16, 17, 18 The deep cervical fascia contains the cervical sympathetic chain, and this may be the reason why few patients (24.85%) without any cephalad LADM spread developed HS. Moreover, the fluoroscopic images were taken immediately after LADM injection (to prevent dye dissipation), whereas HS and other effects were recorded 30 min after block administration.

A significant 48.82% did not develop HS. Among these, most were in the 20-mL group, who demonstrated only perivascular spread with/without infraclavicular extension (Table 3).

Ipsilateral SCPB was seen in almost half of the patients (198/369) who demonstrated a cephalad extension with/without infraclavicular spread of LADM. This was seen even in volumes as low as 20 mL (41/112; 36.60%). Literature is silent on the incidence of an SCPB after a supraclavicular brachial plexus block. Both superficial and deep cervical plexus blocks have been reported with interscalene blocks, with incidence ranging from 7.7 to 31%.19, 20 The postulated reason has been stated as spilling of the LADM from the interscalene space into the prevertebral fascia.19 The concomitant blockade of the supraclavicular nerve (a superficial sensory nerve originating from the C-3-4 nerve roots of the superficial cervical plexus supplying the skin over and medial to the acromion) is an additional advantage of interscalene blocks for shoulder surgeries. But the incidence of SCPB through the supraclavicular approach is too low and unpredictable (24.13%, 35.95%, and 60.57% for 20, 30, and 40 mL, respectively) to provide an alternative for shoulder surgeries. This approach may be considered in selected patients where direct administration of cervical plexus block or interscalene block is not possible because of neck pathologies.20, 21

Various studies have consistently demonstrated ipsilateral hemidiaphragmatic paresis in patients who develop HS after brachial plexus block.3, 5, 6, 7, 22, 23 Proposed reason for this is an unintended ipsilateral phrenic nerve paresis after spread of the LADM over the anterior scalene muscle or inadvertent puncture of the thin fascia over the cervical plexus.24, 25, 26 In this study, the development of hemidiaphragmatic paresis was not monitored even though both HS and SCPB block were reported. However, as none of the patients had an underlying pulmonary pathology, the clinical manifestation of the paresis may not have been apparent. Loss of sensation on the ipsilateral aspect of the neck can be considered as a predictor for development of hemidiaphragmatic paresis similar to HS. Further studies are needed to confirm this association. Until then, caution is recommended in administration of brachial plexus block in patients with underlying lung pathologies. Bilateral blocks should be avoided.

Retrospective analysis of the excluded 32 patients who did not meet sensory motor end points revealed that 29 had poor perivascular LADM spread. Fluoroscopic images of three patients could not be found. The average body mass index (BMI) of these 32 patients was 28.8 + 1.7 kg.m-2. The subset of 55 patients who demonstrated good perivascular spread but needed supplementation had an average BMI of 33.1 + 23.7 kg.m-2. Mistry et al.27 studied the variability of depth of the neural elements of the brachial plexus in the supraclavicular area in an Indian population. The authors observed that sonographically, the shortest distance from skin to the most superficial neural element was 0.60 ± 0.262 cm. The longest distance from skin to the most deep neural element was found to be 1.34 ± 0.385 cm. Significant correlation between these two distances with weight and BMI was observed.27 Yadav et al.28 elucidated the depth of the corner pocket in supraclavicular brachial plexus in healthy Indian volunteers. They reported the mean vertical distance from skin to corner pocket to be 1.7 ± 0.8 cm and the mean distance traveled by a needle entering 1 cm from the edge of foot process to the corner pocket in an in-plane approach as 3.7 ± 0.2 cm. They found a significant correlation between weights versus the two lengths and BMI versus the two lengths.28 In the present study, although a 3-cm needle was used, it is possible that the LADM did not reach the deeper pockets. The higher BMI may have resulted in more fat in the supraclavicular region where the LADM may have been deposited.

Limitations: This study is limited by a relatively small sample size of 549 patients. None of the patients in this study underwent shoulder surgery. The hemidiaphragmatic movement was not studied, and therefore, a direct correlation between these findings and hemidiaphragmatic paresis cannot be established. In addition, it appears that increasing the contrast volume or concentration might delineate the structures better. Further studies using different contrast concentrations, single-point injection of drug in the brachial plexus sheath, inclusion of more proximal surgeries including shoulder surgeries, and analysis of hemidiaphragmatic movements are needed.

Conclusion

Perivascular LADM spread is mandatory for a successful brachial plexus block. Studying the spread of LADM can be useful in predicting block efficacy and the side effects. Presence of fat in the connective tissues in the sheath may be responsible for a partial block. It is difficult to predict the extension of the LADM by any specific anatomy, but cephalad extension is more common and is associated with complications such as HS and SCPB, even with low volumes. Optimal MEAV appears between 20 and 30 mL. Development of SCPB in supraclavicular approach can provide an alternative to interscalene block in selected patients undergoing shoulder surgeries.

Conflicts of interest

The authors have none to declare.

Trial registration

Base Hospital Delhi Cantt, New Delhi, India 31/16/Apr/BH-15 date 16 Apr 2015 and Clinical Trial Registry of India (CTRI REF/2017/04/013976).

Footnotes

Appendix A

Supplementary data to this article can be found online at https://doi.org/10.1016/j.mjafi.2019.06.004.

Appendix A. Supplementary data

The following are the supplementary data to this article:

Multimedia component 1
mmc1.pdf (30KB, pdf)
Multimedia component 2
mmc2.pdf (34.5KB, pdf)
Multimedia component 3
mmc3.pdf (54.9KB, pdf)
Multimedia component 4
mmc4.pdf (31.4KB, pdf)
Multimedia component 5
mmc5.pdf (32.2KB, pdf)

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