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. 2020 Oct 26;5(10):663–671. doi: 10.1302/2058-5241.5.190085

Individualized surgery in primary total knee arthroplasty

Theofilos Karachalios 1,2,, George A Komnos 2
PMCID: PMC7608523  PMID: 33204509

Abstract

  • Total knee arthroplasty (TKA) is a satisfactory procedure for end-stage knee joint pathology. However, there is a significant incidence of unsatisfied patients.

  • In recent years conventional total knee arthroplasty surgical technique has been challenged and a modern trend to respect individual anatomy, alignment and soft tissue laxities has been developed.

  • The indications, limits and outcomes of these modern techniques in selected patients are not well-defined.

  • Modern technology (navigation, patient-specific instrumentation and robotics) has improved accuracy of the osteotomies but their effect on long-term outcomes is still unclear.

  • A technique which respects individual anatomy, laxities and alignment in combination with an implant which is designed to incorporate contemporary knee kinematics, without the use of modern technology, is presented.

Cite this article: EFORT Open Rev 2020;5:663-671. DOI: 10.1302/2058-5241.5.190085

Keywords: alignment, anatomy, individualized surgical technique, laxities, total knee arthroplasty

Introduction

It is widely accepted that total knee arthroplasty (TKA) is a well-established reconstructive procedure for end-stage knee joint disorders and satisfactory survival rates have been reported at 15 years follow up.14 However, it has recently been reported that functional outcomes are inferior when compared with total hip arthroplasty and a significant incidence (up to 30%) of patients with objectively sound joints are dissatisfied with the procedure.5,6

The long-term outcome of TKA depends on several factors (Fig. 1). Conventional surgical techniques have recently been challenged due to patient dissatisfaction rates and several specialist surgeons have addressed modifications and improvements of techniques, often using experimental or expensive modern technology. Surprisingly, improvements are often introduced separately, and there is a lack of a unified system of an improved TKA technique for everyday practice which would take into consideration individual knee and patient characteristics.

Fig. 1.

Fig. 1

Factors affecting long-term outcomes of total knee arthroplasty.

Knee laxity

The normal knee is a relative unstable joint which relies on both static and dynamic stabilizers for stability. Appropriate soft tissue tension in TKA is of paramount importance since incorrect tensioning can lead to either stiffness or instability.2,7

A normal knee has seven laxities. In simple practical terms, the medial compartment is stable in extension and flexion, the lateral compartment is looser in both extension (2–3 mm) and flexion (3–4 mm) when compared to the medial compartment, and the flexion gap is greater than the extension gap by 2–3 mm. However, there is a significant individual and gender variability.810 During TKA we do not really know whether the native knee balance is a reliable guide for TKA balance and normal contralateral knees are seldom available. One can argue that all the various tissues in an arthritic knee (cartilage, ligaments, bone and osteophytes) have sustained degenerative changes and restoration to pre-arthritic conditions is difficult. On the other hand, we understand the consequences of not restoring native knee balance.11 There are two scenarios: over-tightening of soft tissue restraints causing asymmetric gaps and abnormal knee kinematics, and increasing multiple knee laxities due to uncontrolled soft tissue releases leading to knee instability. Furthermore, non-native ligament tensions can be perceived by the patient as abnormal (due to proprioception) causing pain, stiffness and/or limited flexion and this may explain why abnormal pain pathways are commonly seen after TKA.10,12

The definition of the balanced knee and the optimal soft tissue balancing technique are still controversial.13 Babazadeh et al14 attempted to define a balanced TKA, but their estimation has so far proved far from what has been found in cadaveric studies.15 Soft tissue balancing can be achieved with the use of spacer blocks, laminar spreaders, tensioning devices and trial components. In order to improve accuracy, contemporary sensor technology has been developed.1518 It has also recently been understood that optimal soft tissue balancing perhaps depends on the choice of the different existing alignment techniques and the kinematic design principle of the implant used.10,11,19,20

Knee alignment

Alignment is critical for the long-term survival of TKA and is relevant to the method of osteotomy.21,22 Alignment should be considered in three different planes (frontal, sagittal and transverse) and a surgeon should be able to recognize the lower limb mechanical axis, femoral and tibia bone anatomical and mechanical axes and the differences between dynamic and static loading conditions.19,21,22

In mechanical alignment, osteotomy in the frontal plane is designed in such a way that the mechanical axis falls upon the centre of the knee joint in order to reduce polyethylene wear and loosening.23 Mild varus is acceptable, valgus should be avoided and ankle alignment should be considered. This technique was introduced in the mid-1980s in order to create a biomechanically friendly artificial joint in line with the technical and mechanical features of the existing TKA designs of this period.23 However, it has been proven that this is a mechanical compromise and it is not natural due to the fact that there is great individual alignment variability. Axial alignment (transverse plane) of both components affects the extensor mechanism and range of motion. Since femoral component rotation is closely related to the medio-lateral gap in flexion, the concept of 3° of femoral component external rotation was introduced when osteotomies are performed following the measured resection technique in order to create rectangular extension and flexion gaps. In the sagittal plane, femoral component alignment is determined by implant-specific issues and there is no uniform technique. By contrast, tibial component alignment affects range of movement (especially flexion) and in most TKA systems is set to 3°. Hungerford et al24 presented the anatomical method (a mechanical alignment variant) in an attempt to establish a knee joint line parallel to the ground (frontal plane) while performing a varus osteotomy cut to the tibial plateau (2–3°) combined with an additional valgus osteotomy cut to the femur (3°). This technique has proven to be less reproducible due to the insufficient instrumentation of the mid-1980s.

The modern argument is that not all patients have the same lower limb mechanical axis and that there is a high individual variability in femoral external rotation and tibial posterior slope.2532 The clinical relevance of this argument relies on the assumption that if you systematically align TKA to given degrees and angles in the three different planes, at least in theory, you can produce abnormal alignment and possibly a kinematic conflict in given individuals. Clinically, it has been shown that there are individuals with ‘constitutional varus’ limb alignment.25,26 During surgery, the restoration of their alignment to neutral is unnatural and results in greater strain in both collateral ligaments.25,26 Moreover, mild constitutional varus knees left in varus show better mid-term clinical and functional outcomes.11,19,25,30,33

A contemporary alternative to mechanical alignment is kinematic alignment.19,30-32,34 The goal is to restore the relative relationship of the femur, the patella and the tibia at any flexion angle without the application of force to the knee joint. If you achieve this, at least in principle, there is a reduction of the incidence of stiffness and instability, which results in early recovery and increased range of movement. The three principles of kinematic alignment are: restoration of the native tibial and femoral articular surfaces; restoration of the native knee and limb alignment; and restoration of the native laxities. An understanding of the three kinematic axes of the knee (flexion axis of the tibia, flexion axis of the patella and the longitudinal rotational axis of the knee) is crucial. These kinematic axes are closely parallel or perpendicular to the native tibial and femoral articular surfaces. In order to restore the native articular surfaces, the surgeon should co-align both components’ axes to the three kinematic axes of the knee. The technique is often performed using generic instrumentation. Possible component malalignment results in changes to the native femoral and tibial surfaces, which changes the native resting length of the collateral ligaments, retinacula and posterior cruciate ligament. This unnatural tightening or loosening of ligaments produces abnormal kinematics and the patient experiences pain, binding, stiffness or instability.11,19,3032,34

On clinical grounds, based on quality level I and II studies, comparing early and mid-term outcomes of mechanical and kinematic alignment, no significant differences were found in terms of objective and subjective scores, complications or failures.3538 On the other hand, earlier recovery and fewer unhappy patients were recorded in the kinematic alignment groups.3538

It seems that kinematic alignment is not applicable to all patients (due to high individual anatomy and alignment variability); the indications and limits of this technique are unclear and several surgeons practice variants of these techniques in more severe cases. Rivière et al 32,34 reviewed existing alignment techniques and classified them into patient-specific, hybrid and systematic. Their differences rely on the degree of both femoral and tibial osteotomy angle, the use of computer-assisted techniques (navigation)39 or patient-specific instruments40,41 for performing the osteotomies and the amount of soft tissue releases. With the exception of kinematic alignment, all other techniques require a varying degree of soft tissue releases.

Osteotomies

Measured resection technique1,42

This technique is based on the anatomical concept (normal anatomy is preserved, the implant is similar to the anatomy and the bone resections have the same thickness as the implant). The majority of cruciate-retaining implants are implanted using this technique. Osteotomies are performed first, followed by soft tissue release and minor discrepancies in soft tissue balancing are tolerated. Osteotomies are performed based on three different femoral landmarks: the posterior condylar axis (PCA), the transepicondylar axis (TEA), and Whiteside’s line (Anteroposterior axis of the knee). TEA is traditionally thought to be the most reliable landmark for assessing femoral rotation, but this can be difficult to identify intra-operatively. All three landmarks should be identified when using a measured resection technique in TKA. Measured resection guides can be either anterior or posterior referencing. In anterior referencing systems, the anterior point is fixed to ensure that femoral component size changes will not take any additional bone anteriorly (avoiding notching) but when additional bone is removed from the posterior femoral condyles it may result in flexion instability. In posterior referencing systems, posterior femoral cuts are set when the jig is pinned into place and if a decrease in femoral component size is needed it will endanger anterior cortical notching. The use of the measured resection technique is restricted by wide individual anatomical variation.

Gap-balancing technique1,42

This technique is based on the functional concept (preservation of the kinematics of the implant, accurate soft tissue balancing, often sacrificing the anatomy). The majority of cruciate-sacrificing or substituting implants are implanted using this or a combination technique. Femoral osteotomies are performed after accurate soft tissue balancing, and discrepancies in soft tissue tension are not well tolerated. It requires the femoral component to be positioned parallel to the resected tibia, with both collateral ligaments tensioned. The surgeon balances either the flexion or extension gap first. The technique starts with a precise tibial cut and any deviation from the perpendicular will affect femoral component rotation. The gaps are balanced before posterior and anterior femoral resection, which includes removal of all osteophytes and soft tissue tensioning with a variety of distraction devices (the integrity of the collateral ligaments is important). Improved flexion stability has been demonstrated using this technique and less femoral condylar lift-off in flexion is produced compared with the measured resection technique. However, cutting the tibia into excessive varus or valgus will result in femoral component malrotation, and over resection of the distal femur will affect the level of the joint line and will lead to flexion gap balance discrepancies. Gap balancing has recently been criticized for not reproducing close-to-normal knee kinematics, especially with the use of TKA implants which incorporate contemporary knee kinematic principles.10,14,4348

The recent use of navigation, robotics and patient-specific instrumentation has statistically significantly improved the accuracy of bone osteotomies as shown in high-quality randomized studies.41,4953 However, the long-term effect on both objective and subjective outcomes is unclear. This is indicative of the multi-factorial nature of the surgical technique and other factors, such as individual alignment, soft tissue balancing and implant kinematics, may be equally important.

Kinematic implant design

Modern patients who undergo TKA are younger and more active. It has recently been recognized that more demanding activities require closer-to-normal kinematics in the artificial joint and sagittal stability which directly affects quadriceps efficiency.20,5456 Moreover, one can argue that contemporary alignment techniques and restoring individual laxity, should be combined with the use of implants which incorporate contemporary knee kinematics.

Recent work on normal knee kinematics, including kinematics of cadaveric unloaded knees and unloaded and loaded knees in living subjects, has shown that the knee does not work as a crossed four-bar link as previously thought. Rather, the normal knee moves with the medial side staying very nearly stable like a ball-and-socket joint while the lateral side moves front to back, rotating around the centre of the medial side.5759 Implants designed according to the four-bar link kinematic model had asymmetric multi-radius femoral components (80–90°’). These designs (either cruciate retaining or posterior cruciate sacrificing), although designed to exhibit a normal posterior roll-back in flexion, often slide anteriorly (paradoxical movement – sagittal buckling) due to loss of stabilizing structures and inadequate tibiofemoral congruity.57 The combination of contemporary knee kinematics with our modern understanding of the anatomy of the posterior femoral condyles60 and the axis of knee rotation61 led to the development of single radius femoral components (1980’) and constant radius (late 1990’) medial pivot designs with medially congruent polyethylene liners.20,56 Medial pivot designs from different manufacturers have shown sagittal stability and satisfactory long-term objective and subjective outcomes.3,6266 A recent trend to use customized TKAs for selected patients has not yet gained support, mainly due to the premium cost of these implants.67

Individualized surgical technique

During pre-operative planning, in longstanding AP radiographs, individual alignment is recorded. Following the removal of osteophytes, minimal medial release is performed around the medial tibial plateau no more than 5–10 mm distal to the joint line. Proximal tibial osteotomy is performed first using an extramedullary or (preferably) intramedullary guide. Before osteotomy, the height from the less affected tibial plateau (Fig. 2), the native slope (Fig. 3) and the native varus (within the limits of 86-90° of tibial varus), (Fig. 4) are set. Then, based on the individual alignment (within the limits of 3–7° of femoral valgus), a distal femoral osteotomy is performed equivalent to the thickness of the femoral component (Fig. 5). The size of the implant is assessed using a combination (both anterior and posterior) referencing system. The native femoral rotation is estimated based on both the transepicondylar axis and Whiteside’s line and, if necessary, is further adjusted with a special jig (Fig. 6). Posterior bone resection equal to implant thickness (compensating for cartilage loss) is also performed (Fig. 7). The Evolution Medial Pivot (e-MP) TKA (MicroPort Orthopaedics Inc., Arlington, Tennessee), a motion-constrained design which incorporates contemporary kinematics, is used (Fig. 8). The femoral trial component establishes the centre of the medial femoral condyle (the centre of the ball) from which the momentary axis of knee rotation passes (Fig. 9).60,61 Then the tibial trial component with the socket-like medial compartment trial liner is inserted and the native tibial rotation is set following continuous flexion and extension movements. Finally, a trial test for stability is performed. The medial compartment should be stable in both extension and flexion, while lateral laxity of up to 2–3 mm in extension and 3–4 mm in flexion is allowed. In the case of a tight lateral compartment, progressive lateral soft tissue release is performed in both extension and flexion. Finally, a reproducible medial pivot effect with a posterior roll-back ensures the quality of soft tissue balancing.

Fig. 2.

Fig. 2

The height of the proximal tibial osteotomy is set from the least affected side.

Fig. 3.

Fig. 3

Setting of the native posterior slope is shown.

Fig. 4.

Fig. 4

Setting of the ‘native’ varus is shown.

Fig. 5.

Fig. 5

The level of the distal femoral resection (equivalent to femoral component thickness) is shown.

Fig. 6.

Fig. 6

Setting of the ‘native’ femoral rotation.

Fig. 7.

Fig. 7

The level of the posterior condyles resection (equivalent to femoral component thickness) is shown.

Fig. 8.

Fig. 8

Anteroposterior (a) and lateral (b) pre-operative osteoarthritic knee radiographs. Anteroposterior (c) and lateral (d) knee radiographs showing an Evolution Medial Pivot total knee arthroplasty at four years follow up.

Fig. 9.

Fig. 9

The trial femoral component sets the centre of the medial ball (equivalent to the passing point of the momentary axis of knee rotation through the medial femoral condyle).

Over the last 20 years we have progressively developed the above technique and published satisfactory long-term outcomes using initially the Advance (a-MP) and now the Evolution (e-MP) Medial Pivot TKA designs (MicroPort Orthopaedics Inc., Arlington, Tennessee).3,62 More than 80% of our cases are performed using the above method. For patients with gross deviations from the average anatomy and laxity and in cases of more than 20° of valgus or varus deformity, one should be sceptical about applying this technique, and perhaps in these cases mechanical alignment with more constrained implants is more appropriate.

Footnotes

ICMJE Conflict of interest statement: TK reports consultancy for Microport Orthopaedics; expert testimony for Microport Orthopaedics and Smith & Nephew; grants/grants pending from Microport Orthopaedics, Smith & Nephew and Amgen; payment for lectures/services on speakers’ bureaus from Microport Orthopaedics; and travel/accommodation/meeting expenses from Microport Orthopaedics and Amgen, all outside the submitted work.

GAK declares no conflict of interest relevant to this work.

Funding statement

No benefits in any form have been received or will be received from a commercial party related directly or indirectly to the subject of this article.

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