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. Author manuscript; available in PMC: 2022 Jul 2.
Published in final edited form as: Science. 2022 Jun 30;377(6601):63–72. doi: 10.1126/science.abn0853

A specific circuit in the midbrain detects stress and induces restorative sleep

Xiao Yu a,f,e,✉,#, Guangchao Zhao c,#, Dan Wang c, Sa Wang c, Rui Li c, Ao Li c, Huan Wang h,i, Mathieu Nollet a,b, You Young Chun a, Tianyuan Zhao a, Raquel Yustos a, Huiming Li c, Jianshuai Zhao c, Jiannan Li c, Min Cai d, Alexei L Vyssotski g, Yulong Li h,i, Hailong Dong c,, Nicholas P Franks a,b,, William Wisden a,b,
PMCID: PMC7612951  EMSID: EMS145530  PMID: 35771921

Abstract

In mice, social defeat stress (SDS), an ethological model for psychosocial stress, induces sleep. Such sleep could enable resilience, but how stress promotes sleep is unclear. Activity-dependent tagging revealed a subset of ventral tegmental area GABA-somatostatin (VTAVgat-Sst) cells that sense stress and drive NREM and REM sleep via the lateral hypothalamus, and also inhibit corticotropin-releasing factor (CRF) release in the paraventricular hypothalamus. Transient stress enhances the activity of VTAVgat-Sst cells for several hours, allowing them to exert their sleep effects persistently. Lesioning of VTAVgat-Sst cells abolished SDS-induced sleep; without it, anxiety and corticosterone levels remained elevated after stress. Thus, a specific circuit allows animals to restore mental and body functions via sleeping, potentially providing a refined route for treating anxiety disorders.

Introduction

Acute stress activates the hypothalamic-pituitary-adrenal axis, and the resulting fast increase in blood glucocorticoid levels aids immediate survival (13). But chronically elevated levels of glucocorticoids are harmful (1, 2), as can be memories of stressful experiences (4). Although stress can cause insomnia and raise stress hormones (3, 58), the opposite is also true: chronic stress elevates REM sleep (9); and sleep in rodents is induced by specific types of stress, such as social defeat stress (SDS). Although the function and benefits of sleep remain unclear, sleep is certainly restorative (10). Thus, sleep has been suggested to be one of the mechanisms for alleviating the malign effects of stress (4, 9, 11, 12). Whether a specific circuit links stress and sleep is, however, unknown. We reasoned that the ventral tegmental area (VTA) in the midbrain could provide a link.

The VTA regulates reward, aversion, goal-directed behaviors and social contact (1315). It also influences responses to stress and threats (16, 17), and strongly affects sleep and wake: VTAVglut2 and VTATH neurons promote wakefulness (18, 19); whereas VTAVgat or Gad67 neurons induce sleep (18, 20, 21). Because some GABAergic VTA neurons are activated by stressful and aversive stimuli (16, 2224), we hypothesized that this route allows stress to induce sleep.

Social defeat stress induces sleep

We first assessed the sleep-wake architecture of mice after they had experienced either SDS from aggressors with consecutive episodes of SDS for one hour, or a control procedure, in which the experimental mouse (intruder) was separated from the resident aggressor by a clear partition (Fig. S1A). As a further control, instead of an aggressor mouse, we introduced a juvenile male mouse as the resident for 1 hour (Fig. S1B). During this non-stress procedure, the experimental mice experienced social interaction. As a control for whether physical activity induces sleep, the mice experienced voluntary wheel running or forced treadmill running continuously for 1 hour (Fig. S1C, D); or, alternatively, as another control, the mice were placed in a novel environment with a novel object (Fig. S1E). Corticosterone (CORT) levels in mice increased after the SDS sessions (Fig. 1A), but not following exposures to juvenile mice, physical exercise, or novel environment/objects (Fig. S2A, C, E, G). After SDS, NREM sleep latency was shortened, and both NREM and REM sleep were continuously elevated for 5 hours (Fig. 1B, C and Fig. S2I), consistent with previous observations (11, 25). Mice that experienced a non-stressful procedure, voluntary wheel running, forced treadmill running or that were deprived of one hour of sleep by placing them in a novel environment, however, did not have induced sleep above baseline (Fig. S2A-H, J-M), suggesting social interaction or physical exercise did not induce sleep and SDS procedures did not cause a sleep rebound while the mice were awake.

Fig. 1. Stress increases sleep while sleep reduces SDS-induced anxiety and stress activates VTAVgat neurons.

Fig. 1

(A) The experimental procedure and corticosterone levels (n=6 mice per group).

(B, C) Percentage and time of NREM (B) and REM (C) sleep after control or SDS (n=8 mice per group).

(D-F) Plan of the experimental procedure (D), tracing of locomotion for representative animals (E), time spent in the open arms of the elevated plus-maze and in the center zone during the open-field test (F) (n=7 mice per group).

(G) Plan of the experimental procedure and corticosterone levels (n=6 mice per group).

(H, I) cFOS expression and quantification in the VTA after control or SDS (n=5 mice per group) (H); or in genetically labeled VTAVgat neurons (n=4 mice per group) (I). Arrowheads indicate double-labeled cells. Scale bar, 100 μm.

(J, K) Fiber photometry setup and GCaMP6 expression in VTAVgat neurons (J). Fiber photometry measuring calcium signals responding to SDS (n=11 mice, 27 trials). Raw calcium signal traces, color matrix of signals for all trials, ΔF/F ratios across the experimental period and average ΔF/F ratios before and during the procedure (K). Scale bar, 100 μm.

(L) Fiber photometry measuring long-term calcium signals in VTAVgat neurons. Traces across the experimental procedure and average ΔF/F ratios before and after the procedures (n=6 mice per group).

(A, B, C) Unpaired t-test, *p<0.05, ****p<0.0001; (F, G) Two-way ANOVA with bonferroni post hoc test, *p<0.05, **p<0.01, ***p<0.001; (K, L) Paired t-test, **p<0.01, ***p<0.001.

Sleep relieves SDS-induced anxiety and CORT levels independently

We explored potential functions of sleep after SDS. For mice allowed sufficient sleep (home cage sleep) after SDS, anxiety-like behaviors caused by SDS were rapidly reduced, as seen in the elevated-plus maze and open-field assays (Fig. 1D-F). If mild sleep deprivation over 4 hours took place immediately after SDS, the mice remained in an anxious state (Fig. 1D-F). For mice allowed sufficient home cage sleep after SDS, raised CORT levels returned to baseline over 60 mins (Fig. 1G). If mild sleep deprivation occurred immediately after stress, however, CORT levels remained elevated (Fig. 1G). But pharmacologically reducing the CORT levels induced by SDS during sleep deprivation, using a corticosterone synthesis inhibitor metyrapone (Fig. S3A), did not reduce anxiety after sleep deprivation (Fig. S3B, C).

Identification of neurons activated by stress

To identify the circuitry that induces restorative sleep, we mapped cFOS expression throughout the brain. Following the SDS protocol (Fig. S1A), cFOS was elevated strongly in brain areas involved in stress responses (Fig. S4A, B), including the VTA (Fig. 1H and Fig. S4). In the VTA, cells activated (cFOS-positive) by stress predominantly expressed the GABAergic marker Vgat (60%) or GABA (57%) (Fig. 1I and Fig. S5A, B), whereas relatively fewer cells expressed the glutamatergic marker Vglut2 (20%) or the dopaminergic marker tyrosine hydroxylase (10%) (Fig. S5C, D). However, physical exercise did not induce cFOS in the VTA as a whole, and particularly not in VTAVgat cells, but forced treadmill running slightly increased cFOS expression in TH-positive cells (Fig. S5E, F, G). For the subsequent studies, we focused on the VTAVgat neurons, as only these induce sleep (18).

VTAVgat neurons have persistently increased activity in response to SDS

VTAVgat neurons rapidly and strongly responded when mice experienced an attack during SDS (Fig. 1J, K), as assessed by GCaMP6 fiber photometry. The cells did not respond when the mice were presented with novel objects or placed in a novel environment (Fig. S6A, B). During SDS, the calcium signal in VTAVgat neurons increased, and stayed enhanced for about 5 hours (Fig. 1L), correlating with the behavioral result of prolonged sleep after SDS (Fig.1B, C). In contrast, voluntary wheel running, forced treadmill running or a novel environment did not affect baseline activity of VTAVgat neurons (Fig. S6C, D).

Subsets of VTAVgat neurons mediate SDS-induced sleep

Because only a subset of VTAVgat neurons (20%) were excited by SDS (Fig. 1I), we undertook cFOS-dependent activity-tagging linked to expression of DREADD hM3Dq-mCherry to test if this VTA subset could induce sleep (Fig. 2A). Mice experienced either SDS, or a non-stressful procedure, voluntary wheel running or forced treadmill running, while the VTAVgat neurons were selectively activity-tagged using Cre-recombinase-dependent tagging vectors (AAV-cFOS-tTA and AAV-TRE-DIO-hM3Dq-mCherry, Fig. 2A and Fig. S7A, D, G). Compared with pan-VTAVgat neurons expressing mCherry, only 15% of the VTAVgat neurons were captured by activity-tagging during SDS (Fig. 2B). We then reactivated these SDS-tagged VTAVgat neurons with CNO. Chemogenetic reactivation decreased sleep latencies, and increased sleep times (Fig. 2C, D). Thus, reactivation of SDS-activated VTAVgat neurons recapitulated sleep architectures induced by SDS (Fig. 2E). Of note, a few cells (2.6%) were tagged during the non-stressed procedures (Fig. 2B). However, chemogenetic reactivation of these particular tagged VTAVgat cells did not elicit sleep (Fig. S7B, C). Moreover, only rare cells were tagged when mice experienced physical exercise (Fig. 2B), and therefore chemogenetic reactivation did not induce sleep (Fig. S7D-I).

Fig. 2. Sufficiency and necessity of the stress-activated VTAVgat neurons for SDS-induced sleep.

Fig. 2

(A) The activity-tagging protocol for testing the sufficiency of SDS-activated VTAVgat cells for sleep.

(B) Expression and quantification of pan or activity-tagged hM3Dq-mCherry transgene in VTAVgat neurons (n=4 mice per group). Scale bar, 100 ^m.

(C, D) Chemogenetic reactivation of tagged VTAVgat neurons for sleep (n=8 mice per group). Graphs show sleep latency, percentage and time of NREM (C) or REM (D) sleep. Unpaired t-test, *p<0.05, **p<0.01.

(E) Matrix bubble summary shows fold of changes (Fc) of sleep parameters after SDS, non-stressed, voluntary wheel running, forced treadmill running or the chemogenetic reactivation of tagged VTAVgat neurons.

(F) Activity-tagging protocol for testing the necessity of SDS-activated VTAVgat cells for sleep.

(G, H) Percentage and time of NREM (G) or REM sleep (H) in mice given 2nd SDS after chemogenetic inhibition of 1st SDS-tagged VTAVgat cells (n=6-8 mice per group). Two-way ANOVA with bonferroni post hoc test. *p<0.05, ***p<0.001, n.s: not significant.

To examine the necessity of VTAVgat subsets for SDS-induced sleep, we chemogenetically inhibited SDS-tagged VTAVgat neurons using cFOS-dependent expression of DREADD hM4Di-mCherry. AAV-cFOS-tTA and AAV-TRE-DIO-hM4Di-mCherry were injected into the VTA of Vgat-IRES-Cre mice (Fig. 2F). Mice were subjected to SDS (1st stress episode) to allow VTAVgat neurons to become tagged with hM4Di-mCherry, then given CNO to inhibit the tagged neurons, and mice were subsequently challenged with a second bout of SDS (2nd stress episode), followed by measurement of their sleep profile (Fig. 2F). SDS-induced sleep was diminished after chemogentically-inhibiting tagged VTAVgat neurons (Fig. 2G, H).

Circuits linking stress and sleep

We next investigated the circuitry linking SDS and VTAVgat-induced sleep. We expressed GCaMP6 selectively in VTAVgat cells and used fiber photometry to measure how the VTAVgat terminals in different locations responded to stress. Only the terminals of the VTAVgat cells projecting to the LH had increased Ca2+ signals following SDS (Fig. 3A, B), whereas the VTAVgat projections in the CeA, LHb, and hippocampal dentate granule cells (DG) showed no responses (Fig. S8). To determine the function of the VTAVgat→LH pathway activated by stress on sleep, we injected retro-AAV-TRE-DIO-Flpo into the LH, together with the injection of AAV-cFOS-tTA and AAV-fDIO-hM3Dq-mCherry into the VTA of Vgat-IRES-Cre mice (Fig. 3C). Following intersectional activity-tagging during SDS and chemogenetic reactivation, VTA→LH pathway promoted sleep (Fig. 3D, E). The hM3Dq-mCherry labeling produced in the VTAVgat neurons of this experiment mainly traced out axons to the LH (Fig. S9).

Fig. 3. Input-output circuitry linking stress and sleep.

Fig. 3

(A, B) Fiber photometry measuring terminal calcium signals of the VTAVgat→LH pathway responding to SDS (A). Raw traces, color matrix of GCaMP6 signals of VTAVgat→LH for all trials, ΔF/F ratios across the experimental period and average ΔF/F before and during SDS (n=8 mice, 17 trials) (B). Paired t-test, *p<0.05. Scale bar, 100 μm.

(C) Activity-tagging protocol for reactivating the SDS-tagged LH-projecting VTAVgat cells.

(D, E) Sleep latency, percentage and time of NREM (D) and REM (E) sleep after reactivation of SDS-tagged LH-projecting VTAVgat cells (n=7 mice per group). Unpaired t-test, *p<0.05, **p<0.01.

(F) Rabies virus-based retrograde tracing for identification of stress-driven inputs to VTAVgat neurons.

(G) Immunostaining images showing presynaptic inputs to VTAVgat neurons from LPO, and cFOS-positive cells activated by SDS. Scale bar, 200 μm and 50 μm (inset).

(H) Summary statistics of activated fractions (cFOS/rabies double-labeled cells/total rabies-positive cells) (n=4 mice per group). For abbreviations, see Fig. S4. Mann-Whitney test, *p<0.05.

(I) Protocol for identification of stress-driven inputs to VTAVgat neurons that output to LH.

(J) Immunostaining shows presynaptic inputs to LH-projecting VTAVgat neurons from LPO, and cFOS-positive cells activated by stress. Scale bar, 200 μm and 50 μm (inset).

(K) Summary statistics of activated fractions to LH-projecting VTAVgat neurons (n=4 mice per group). Mann-Whitney test, *p<0.05.

(L) Schematic diagram summarizing the stress-driven input-output relations.

We used optogenetics to confirm the above result. The behavioral experiments were repeated using cFOS-based activity-tagging with ChR2 delivered into the VTA of Vgat-IRES-Cre mice (Fig. S10A). VTAVgat neurons became selectively ChR2-tagged during SDS (Fig. S10A). Mapping of VTAVgat projections by injecting AAV-DIO-ChR2-EYFP into Vgat-IRES-Cre mice showed broad projections (Fig. S10B) (18). However, those SDS-tagged VTAVgat cells detected with ChR2 activity-mapping primarily innervated the LH (Fig. S10C). When SDS-ChR2-tagged terminals in the LH of the VTAVgat→LH pathway were reactivated by optogenetic-stimulation, this elicited NREM sleep from waking (Fig. S10D, E).

Stress-driven input-output organizations

We investigated the identity and activity of VTAVgat afferents relevant for stress using a rabies system, combined with activity mapping. VTAVgat neurons were seeded with rabies coat protein and its receptor by injecting AAV-DIO-N2cG and AAV-DIO-TVA-nGFP, followed by injection of RABV-N2cΔG-EnvAmCherry into the VTA (Fig. 3F). The animals were then given control experiences or SDS, respectively. Then we conducted brain-wide mapping of rabies-labeled presynaptic inputs and stress-activated cFOS expression (Fig. 3F). cFOS was induced by stress in many brain regions (Fig. S4), and from the rabies tracing, VTAVgat inputs originated in many locations (Fig. S11) (26). However, only the LPO, PVH and PAG areas had overlap with cFOS-positive cells and rabies-labeled VTAVgat inputs (Fig. 3G, H, L and Fig. S12A-C, S13A). We determined the inputs of VTAVgat neurons that project to the LH. AVV-DIO-N2cG and AAV-DIO-TVA-nGFP were seeded as before in VTAVgat neurons, and RABV-N2cΔG-EnvAmCherry was injected into the terminal fields of the VTAVgat neurons in the LH. As before, the mice were given control experiences or SDS. Then we mapped cFOS expression (Fig. 3I). We obtained an identical result as above: LH-projecting VTAVgat neurons received stress-activated inputs from LPO, PVH and PAG (Fig. 3J, K, L and Fig. S12D-F, S13B).

We further determined if these stress-activated inputs were specific to the stress-activated VTAVgat subset. The SDS-activated VTAVgat cells were specifically ablated with Casp3 using activity-tagging (AAV-cFOS-tTA and AAV-TRE-DIO-Casp3). Then we conducted rabies tracing and activity mapping (Fig. S14A). Ablation of SDS-activated VTAVgat cells largely reduced the stress-driven inputs (cFOS/rabies) (Fig. S14B, C and Fig. 3L).

VTA somatostatin neurons are necessary for SDS-induced sleep

Given that GABAergic VTA cells are heterogeneous (13, 27, 28), and only a subset of VTAVgat cells responded to SDS (Fig. 2B), we looked for subtypes of VTAGABA cells responsible for SDS-induced sleep. First, we examined by single-cell qPCR the molecular identities of SDS-tagged cells (Fig. S15A): a large proportion (42%) expressed vgat/somatostatin (sst), and others were characterized by vgat/parvalbumin (pv) (10%) or vgat expression alone (32%), the remaining cells being 2% vgat/vglut2, 2% vgat/vglut2/sst and 2% vgat/vip (Fig. S15B).

We further characterized the SDS-activated cells using reporter mice (Fig. 4A, B and Fig. S15C, D). Nearly 40% of the VTASst neurons expressed cFOS following SDS (Fig. 4A and Fig. S15E, F), whereas there was no induction of cFOS following SDS in VTAPv cells (Fig. 4B).

Fig. 4. Activity of VTASst or Pv neurons responding to stress and across brain states.

Fig. 4

(A, B) cFOS expression and quantification in genetically labeled VTASst (A) or VTAPv (B) neurons after control experience or SDS (n=8 mice per group). Scale bar, 100 μm.

(C, D) Fiber photometry measuring calcium signals in VTASst (n=10 mice per group, 45 trials) (C) or VTAPv (n=6 mice per group, 15 trials) (D) neurons responding to SDS. Raw calcium signal traces, color matrix of signals for all trials, ΔF/F ratios across the experimental period and average ΔF/F ratios before and during SDS. Paired t-test, ***p<0.001, ****p<0.0001. Scale bar, 200 μm.

(E, F) Fiber photometry measuring long-term calcium signals in VTASst (E) or VTAPv (F) neurons. Raw traces and average ΔF/F ratios before and after the procedures (n=6 mice per group). Paired t-test, **p<0.01.

(G-J) Fiber photometry with EEG/EMG measuring spontaneous activity across brain states. ΔF/F ratios in VTASst (G) or VTAPv (I) neurons during wakefulness, NREM and REM sleep, and at transitions of vigilance states (n=6 mice per group) (H, J). One-way Repeated ANOVA, *p<0.05, **p<0.01, ***p<0.001, ****p<0.0001.

We next determined the activity of individual subtypes responding to stress using fiber photometry (Fig. 4C, D). Both the VTASst and VTAPv populations responded transiently to SDS, but the collective calcium signal for VTASst cells was larger (Fig. 4C, D), and only VTASst neurons had persistent activation following SDS, with enhanced activity for a few hours (Fig. 4E). In contrast, the transient activity of VTAPv neurons after SDS was not sustained (Fig. 4F). We next used activity-tagging with hM3Dq to capture SDS-tagged VTASst neurons (Fig. S16A, B). Because VTASst cells are heterogeneous (28), we examined the molecular identities of SDS-tagged cells (Fig. S16C). These tagged cells predominantly expressed vgat/gadl (90%) (Fig. S16D).

We tested whether VTASst cells could respond to two types of insomnia-inducing stress, restraint and cage-change (7, 29). However, these procedures did not affect the acute or long-term calcium activity in VTASst neurons (Fig. S17A-D). In addition, we did not observe any VTASst neurons becoming tagged by restraint stress or cage-change stress (Fig. S17E).

Next, we measured spontaneous activities of VTASst neurons across brain states. From calcium photometry, VTASst neurons were primarily active during spontaneous NREM and REM sleep (Fig. 4G, H), whereas VTAPv neurons were wake-active (Fig. 4I, J). Chemogenetic stimulation of VTASst neurons directly increased sleep (Fig. S18). We further defined how VTASst neurons link stress and sleep. We recorded the spontaneous activity of stress-tagged VTASst populations across brain states (Fig. S19A). The tagged cells were also primarily active during NREM and REM sleep (Fig. S19B). Chemogenetic reactivation of SDS-tagged VTASst cells was sufficient to promote NREM and REM sleep (Fig. S19C-E).

To explore if the VTASst→LH pathway links stress and sleep, we conducted fiber photometry to measure terminal activity in the LH responding to stress by expressing GCaMP6 in VTASst neurons (Fig. S20A). The VTASst→LH projection responded to SDS (Fig. S20B). Following intersectional activity-tagging during SDS (Fig. S20C), chemogenetic reactivation of VTASst→LH pathway promoted sleep (Fig. S20D, E).

Finally, we examined directly whether VTASst neurons are necessary for SDS-induced sleep. Genetic ablation specifically depleted VTASst neurons (Fig. S21). Lesioning of VTASst neurons decreased baseline sleep (Fig. 5A-C). When VTASst-caspase mice were challenged with SDS, SDS-induced sleep was abolished (Fig. 5B, C). This was also confirmed by chemogenetic manipulation, inhibition of VTASst neurons also decreased SDS-induced sleep (Fig. S22). In contrast, ablation of VTAPv neurons decreased baseline NREM sleep, but SDS-induced sleep could still be elicited (Fig. 5D-F).

Fig. 5. VTASst neurons are necessary for SDS-induced sleep.

Fig. 5

(A, D) Genetic ablation of VTASst (A) or VTAPv (D) neurons.

(B, C, E, F) Percentage and time of NREM or REM sleep in VTASst (B, C) or VTAPv (E, F) ablated mice or control mice given control or SDS. Two-way ANOVA with bonferroni post hoc test. *p<0.05, **p<0.01, ***p<0.001, ****p<0.0001, n.s: not significant.

SDS-induced sleep by VTASst neurons reduces stress-induced anxiety

Given the proposed restorative function of sleep after SDS (Fig. 1D-G), we explored if this function was linked to VTAVgat-Sst neurons. Ablation of VTASst neurons or chemogenetic inhibition of SDS-tagged VTAVgat neurons had no effect on baseline anxiety-like behaviors (Fig. S23). However, after SDS, mice lacking SDS-induced sleep (because of selective lesioning/inhibition of VTASst neurons or inhibition of SDS-tagged VTAVgat neurons (Fig. 5A-C, Fig. S22 and Fig. 2F-H)) remained in an anxious state (Fig. 6A-C and Fig. S24), similar to the effects of sleep deprivation after SDS (Fig. 1E, F and Fig. S25). When VTAVgat-Sst neurons were unimpeded, while the mice had sufficient SDS-induced sleep, the SDS-induced anxiety-like behaviors were reduced to baseline (Fig. 6B, C and Fig. S24). We found that sleep deprivation after SDS suppressed activity in VTASst neurons induced by SDS (Fig. S26). However, during the sleep deprivation procedure after SDS while mice were awake, VTASst cell stimulation did not reduce anxiety even if VTASst neurons were activated (Fig. S27), suggesting the anxiolytic effects require SDS-induced sleep.

Fig. 6. Activity and SDS-induced sleep by VTASst neurons reduces anxiety and corticosterone levels.

Fig. 6

(A-C) Plan of the experimental procedure (A), tracing of locomotion for representative animals (B), time spent in the open arms of the elevated plus-maze and in the center zone during the open-field test (n=9 mice per group) (C).

(D) Delivering genetically-encoded CRF sensor in the PVN hypothalamus alongside chemogenetic manipulation of VTASst neurons.

(E, G) Raw PVN CRF sensor traces and ΔF/F ratios during SDS after chemogenetic activation (E) or inhibition (G) of VTASst neurons (n=8 mice per group).

(F, H) Corticosterone levels following SDS after chemogenetic activation (F) or inhibition (H) of VTASst neurons (n=6 mice per group).

(I, J) Plan of the procedure (I) and corticosterone levels (n=4-9 mice per group) (J).

(K) Conceptual summary diagram.

(C, J) Two-way ANOVA with bonferroni post hoc test, *p<0.05, **p<0.01, ****p<0.0001.

(E-H) Unpaired t-test, *p<0.05, **p<0.01, ***p<0.001.

Activation of VTASst neurons suppresses corticotrophin releasing factor levels induced by SDS

How do VTASst neurons regulate CORT production? VTASst neurons expressing hM3Dq-mCherry sent numerous mCherry-positive axons into the PVN area (Fig. S28A, B), a major site of corticotrophin releasing factor (CRF) production. Following SDS, cells in the PVH are excited, as inferred from their strong expression of cFOS; but stimulation of VTASst neurons inhibited SDS-activated cells in the PVN (Fig. S28C).

We next employed a novel genetically-encoded CRF sensor (AAV-hSyn-GRABCRF1.0)(30) to determine the dynamics of CRF release around the PVN (Fig. S28D and Fig. 6D). CRF sensor signals were indistinguishable between control and chemogenetic activation of VTASst neurons (Fig. S28E), consistent with CORT levels also not changing with VTASst stimulation (Fig. S28F). But following SDS, there were large increases in CRF (Fig. S28G). However, chemogenetic activation of VTASst neurons prevented this increase (Fig. 6E), consistent with correspondingly decreased CORT levels (Fig. 6F). On the other hand, chemogenetic inhibition of VTASst neurons further elevated SDS-induced CRF levels (Fig. 6G), thereby increasing CORT levels after SDS (Fig. 6H).

SDS-induced sleep by VTASst neurons reduces CORT levels

For mice unable to have SDS-induced sleep, either because their VTASst neurons had been ablated or were inhibited (Fig. 6I and Fig. S29A), CORT levels remained higher during their home cage sleep after SDS (Fig. 6J and Fig. S29B), similar to the effects of sleep deprivation after SDS (Fig. 1G). However, when VTAVgat-Sst neurons were unimpeded, the SDS-induced sleep correlated with CORT levels returning to baseline (Fig. 6J and Fig. S29B). In addition, activation of VTASst cells during sleep deprivation after SDS, (i.e. activation of these cells while mice were awake), partially reduced CORT levels (Fig. S29C, D), but the overall CORT levels still remained elevated (Fig. S29D), suggesting that sleep after SDS is also needed to reduce CORT levels.

Discussion

Our proposed circuit model for how SDS translates to sleep and reduction of anxiety, with VTAVgat-Sst cells playing a central role, is shown in Fig. 6K. Once activated by SDS, VTAVgat-Sst cells drive sleep through the lateral hypothalamus, a brain region containing a diverse population of cells implicated in regulating stress, anxiety and sleep/wake behaviours (31, 32). VTAVgat-Sst cell activity is maintained for some hours beyond the stress episode, suggesting a form of plasticity which enables them to keep promoting NREM and REM sleep episodes for a sustained period. In parallel to their sleep-inducing and anxiety-reducing effects, VTAVgat-Sstcells inhibit CRF-producing neurons in the PVN hypothalamus, thereby reducing CORT levels after SDS. We found that SDS-induced anxiety persisted even in the presence of CORT inhibitors. These results suggest that physiological activation of VTASst neurons during and after SDS represses CRF and therefore CORT production, guarding against overproduction of CORT. Persistently elevated CORT levels have deleterious effects on body organs (1). We propose the reduced anxiety comes from the sleep component. After SDS, the restorative sleep by VTAVgat-Sst cells also aids CORT levels returning to baseline, so there seem to be parallel routes to reducing CORT levels, but with VTASst cells coordinating both mechanisms.

The output pathways regulated by VTAVgat-Sst cells in the LH to induce sleep and reduce anxiety are unclear. VTAGad67 neurons inhibit orexin/Hcrt neurons in the LH (20). However, chemogenetic inhibition of LHHcrt cells did not reduce anxiety after SDS (Fig. S30), and orexin receptor antagonists did not restore the anxiolytic effects that were missing in VTASst-lesioned mice that had undergone SDS (Fig. S31), suggesting that orexin/Hcrt cell inhibition is not required for the anxiolytic actions of VTAVgat-Sst cells. Thus, identifying the targets of VTAVgat-Sst cells requires further study. Local action within the VTA of the VTASst neurons is also possible.

In summary, GABASst neurons in the VTA respond to SDS, an ethological model for psychosocial stress, by inducing restorative sleep and decreasing CRF production. Targeting these neurons could potentially provide a new route for treating anxiety disorders.

Supplementary Material

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Acknowledgements

We thank K. Beier, L.Q. Luo, R.C. Malenka for sharing plasmids; A. Murray for providing rabies virus; Z.A. Hu for providing Hcrt-IRES-Cre mice and J. Hu for providing Sst-IRES-Cre mice.

Funding

Our work was supported by the Wellcome Trust (107839/Z/15/Z, 107841/Z/15/Z and 220759/Z/20/Z, N.P.F. and W.W.); the UK Dementia Research Institute (UK DRI-5004, W.W. and N.P.F.); and the National Natural Science Foundation of China (Grant No. 82030038, 81620108012 and 81901080 H.D. and N.P.F.).

Footnotes

Author contributions: X.Y., N.P.F. and W.W. conceived, and with X.Y., G.Z. and H.D. designed the experiments; X.Y., G.Z., D.W., S.W., A.L., R.L., H.L., J.Z., J.L., M.N., Y.C., T.Z., M.C., R.Y. performed the experiments and/or data analysis; A.L.V. provided the Neurologgers; H.W. and Y.L. engineered the CRF sensor; N.P.F. and W.W. contributed to the data analysis and with H.D. supervised the project; X.Y., N.P.F., and W.W. wrote the paper.

Competing interests: The authors declare no competing interests.

Data and materials availability

All data necessary to understand and assess the conclusions of this study are available in the manuscript or the supplementary materials. Constructs generated in this study have been deposited at Addgene with accession numbers provided in the Supplementary Material.

References

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

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Data Availability Statement

All data necessary to understand and assess the conclusions of this study are available in the manuscript or the supplementary materials. Constructs generated in this study have been deposited at Addgene with accession numbers provided in the Supplementary Material.

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