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. 2020 Nov 4;82(4):84–123. doi: 10.1016/j.jinf.2020.10.035

Seropositivity and risk factors for SARS-CoV-2 infection in staff working in care homes during the COVID-19 pandemic

Thomas AJ Rowland a, Heather Whitaker b, Anna Jeffery-Smith a, Nicola Lang c, Kate Sendall d, Rob McLaren e, Kevin E Brown f, Mary Ramsay f, Shamez N Ladhani f,, Maria Zambon a
PMCID: PMC7640892  PMID: 33160012

To the Editor,

We recently reported in the Journal of Infection very high rates of SARS-CoV-2 infection in four London care homes experiencing prolonged outbreaks of COVID-19 during the peak of the pandemic in England.1 These outbreaks were associated with two deaths and two additional hospitalisations among staff members before the onset of this investigation.

In order to control the outbreak in the four care homes, weekly nasal swabbing was performed for all residents and staff for four weeks starting 3 May 2020 to rapidly identify and isolate infected individuals. The results of weekly swabbing and antibody testing in residents have already been reported.2 The staff took their own nasal swab and completed a detailed questionnaire on employment, work patterns, household composition and travel pattern (Supplement Figure S1). In total, 443/596 staff were on shift when swabs were taken, and provided at least one swab and completed a questionnaire. None of the 1305 nasal swabs from 443 staff tested positive for SARS-CoV-2 RNA by RT-PCR.1 After the four-week period, a blood sample was taken from consenting staff (N = 327) for SARS-CoV-2 anti-N IgG antibody testing, performed according to manufacturer instructions,3 and 154 (47.1%) were seropositive (Supplement Figure S2). We explored risk factors for antibody positivity in staff including age, gender, co-morbidities, ethnicity, employment, household composition and travel to work using Pearson's Chi-squared test and included factors with p<0.25 in a multivariate logistic regression model (Table 1 ). All analyses were performed using the tidyverse (version 1.3.0) and arsenal (version 3.5.0) packages in R (version 4.0.2).

Table 1.

Summary statistics and Chi-squared test p-value for potential risk factors for SARS-CoV-2 infection.

Risk factor N N Seropositive Chi-squared test p-value
DEMOGRAPHIC FACTORS
Sex 0.357
 Female 254/325 (78.2%) 123 (48.4%)
 Male 71/325 (21.8%) 30 (42.3%)
Age 0.014
 0–39 142/327 (43.4%) 55 (38.7%)
 40–59 149/327 (45.6%) 83 (55.7%)
 60+ 36/327 (11.0%) 16 (44.4%)
Co-morbidity 0.742
 No comorbidity 231/308 (75.0%) 110 (47.6%)
 At least 1 comorbidity 77/308 (25.0%) 35 (45.5%)
Ethnic group 0.185
 Asian 70/282 (24.8%) 38 (54.3%)
 Black 87/282 (30.9%) 49 (56.3%)
 White 111/282 (39.4%) 46 (41.4%)
 Mixed 6/282 (2.1%) 2 (33.3%)
 Other 8/282 (2.8%) 3 (37.5%)
EMPLOYMENT FACTORS
Care Home 0.100
 Home A 135/327 (41.3%) 56 (41.5%)
 Home B 63/327 (19.3%) 31 (49.2%)
 Home C 77/327 (23.5%) 35 (45.5%)
 Home D 52/327 (15.9%) 32 (61.5%)
Contract type 0.637
 Permanent 261/311 (83.9%) 121 (46.4%)
 Temporary 50/311 (16.1%) 25 (50.0%)
Work in another care home 0.390
 FALSE 219/229 (95.6%) 101 (46.1%)
 TRUE 10/229 (4.4%) 6 (60.0%)
TRAVEL FACTORS
Car 80/327 (24.5%) 32 (40.0%) 0.144
Bus 145/327 (44.3%) 78 (53.8%) 0.030
Train 64/327 (19.6%) 33 (51.6%) 0.425
Underground 40/327 (12.2%) 17 (42.5%) 0.534
Bicycle 12/327 (3.7%) 5 (41.7%) 0.701
Walk 34/327 (10.4%) 16 (47.1%) 0.996
Other 44/327 (13.5%) 17 (38.6%) 0.227
HOUSEHOLD FACTORS
Resides at place of work 0.075
 FALSE 311/327 (95.1%) 143 (46.0%)
 TRUE 16/327 (4.9%) 11 (68.8%)
Household member works in a care home 0.044
 FALSE 265/310 (85.5%) 116 (43.8%)
 TRUE 45/310 (14.5%) 27 (60.0%)
Household member works in hospital/GP surgery 0.144
 FALSE 273/305 (89.5%) 131 (48.0%)
 TRUE 32/305 (10.5%) 11 (34.4%)

Chi-squared tests showed that age group (p = 0.014), ethnic group (p = 0.185), care home of employment (p = 0.100), travelling to work by car (p = 0.144), bus (p = 0.030) or other (0.227) method, residing at their place of work (p = 0.075), having a household member who works at a care home (p = 0.044) and having a household member who works at a hospital/GP surgery (p = 0.144) were predictors of positive antibody status at p<0.25 (Table 1). When these were reanalysed in a multivariate analysis, we found statistically significant associations with having a household member who works in a care home (OR 2.97, 95%CI 1.33–7.04), Asian ethnicity (OR 2.03, 95%CI 1.04–4.05) or having a household member who works in a hospital/GP surgery (OR 0.36, 95%CI 0.13–0.92), and weak evidence for 40–59 age group (OR 1.78, 95%CI 1.00 – 3.22), Black ethnicity (OR 1.79, 95%CI 0.94–3.43) or working at care home D (OR 2.17, 95%CI 0.98–4.88) (Table 2 ). The characteristics of staff members that had an antibody test result (N = 327) did not differ from staff who completed the risk factor questionnaire (N = 443) but did not provide a blood sample.

Table 2.

Multivariate analysis of significant risk factors for SARS-CoV-2 in univariate analysis (Table 1). Controlling for ethnicity and having a household member who works in a care home, travel to work by bus is not a significant predictor of seropositivity.

Risk factor OR 95% CI – lower OR 95% CI – higher OR p-value Concordance
(Intercept) 0.364 0.163 0.792 0.012 0.694
Age category
 40–59 1.784 0.998 3.215 0.052
 60+ 1.105 0.435 2.741 0.831
Ethnic group
 Asian 2.034 1.038 4.049 0.040
 Black 1.788 0.941 3.425 0.077
 Mixed 0.807 0.101 4.781 0.820
 Other 0.917 0.150 5.211 0.921
Care home of employment
 Home B 1.164 0.513 2.640 0.716
 Home C 1.186 0.581 2.428 0.639
 Home C 2.166 0.984 4.875 0.057
Travel by car 0.797 0.375 1.679 0.552
Travel by bus 1.154 0.615 2.163 0.654
Travel by ‘other’ 0.890 0.376 2.089 0.790
Resides at place of work 2.802 0.848 10.336 0.100
Household member works in care home 2.973 1.326 7.041 0.010
Household member works in hospital/GP surgery 0.356 0.125 0.915 0.039

In the four care homes under investigation, nearly half the staff members had antibodies against SARS-CoV-2. Since no staff had a positive RT-PCR test result for SARS-CoV-2 during the 4 weeks prior to the antibody test, it is likely that the vast majority of infections occurred early in the course of the pandemic in London (March-April), at a time when there was widespread community infection and limited personal protective equipment (PPE) and SARS-CoV-2 testing available in care homes.5 Both PPE and testing for SARS-CoV-2 are now available for care homes across the UK.

Our findings are consistent with other care home investigations reporting very high seropositivity rates among staff irrespective of their PCR-positivity or symptom development.4 Seropositivity rates among care home staff are several fold higher than reported in any other occupational setting, including frontline hospital healthcare staff, highlighting the degree of virus exposure experienced by care home staff and residents.2

Antibody testing after four weeks of negative nasal swabs demonstrates its usefulness is assessing past exposure to the virus. It is increasingly clear that all nearly all adults who are exposed to SARS-CoV-2 have an detectable antibody response within 28 days of infection, and the majority of people who have detectable antibodies also have neutralizing antibodies,6 , 7 as reported in staff and residents in other London care homes..6 High rates of seropositivity may provide a degree of protective immunity in these settings, although the duration of such protection is at present unclear. Close monitoring of further cases and outbreaks will be important to help contribute to our understanding of protective immunity.

The negative weekly nasal swabs following the high infection rates prior to testing (as evidenced by the staff seropositivity rate) and small sample sizes meant that we were not able to identify additional risk factors for SARS-CoV-2 infection per se, such as working across different care homes as reported in other investigations.4 The independent association of SARS-CoV-2 antibody positivity with Asian ethnicity, however, is consistent with other healthcare settings and the community.8 , 9 This is compounded by having other members of the household – usually a spouse – also working in a care home, for which there was strong evidence of an increased risk in our cohort. The reduced risk associated with having a household member who works in a hospital/GP surgery likely reflects less exposure to potentially infected individuals (other staff or patients) when compared to the close contact with residents in care homes. Non-occupational risk factors such as travel to place of work, which have been identified as important risk factors for SARS-CoV-2 infection in other cohorts8 , 9, were not significantly associated with seropositivity in this cohort.

In summary, we found SARS-CoV-2 seropositivity rates among staff working in care homes affected by COVID-19 outbreaks to be several times higher than community seroprevalence in London.10 The high seropositivity rates precluded more detailed assessment of risk factors for SARS-CoV-2 infection, especially in relation to non-occupational risk factors. SARS-CoV-2 antibody positivity was, however, significantly, independently and positively associated with Asian ethnicity and having a household member who also worked in care homes. Further studies are needed to assess the level and duration of protection offered by the antibodies against SARS-CoV-2 re-infection and onward transmission in institutional settings.

Ethics: PHE has legal permission, provided by Regulation 3 of The Health Service (Control of Patient Information) Regulations 2002, to process patient confidential information for national surveillance of communicable diseases and as such, individual patient consent is not required.

Declaration of Competing Interest

None.

Acknowledgements

The authors would like to thank all those at the care homes for providing the data for this study – in particular, the care home managers and the outbreak investigation team who organised the collection. We would also like to thank Lisa Choo, Ruth Parry, Catherine Ryan and Jacinta Santos for their assistance with the data extraction, and staff in the Virus Reference Division PHE Colindale for their assistance.

Footnotes

Supplementary material associated with this article can be found, in the online version, at doi:10.1016/j.jinf.2020.10.035.

Appendix. Supplementary materials

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References

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

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Articles from The Journal of Infection are provided here courtesy of Elsevier

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