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PLOS One logoLink to PLOS One
. 2020 Nov 6;15(11):e0241847. doi: 10.1371/journal.pone.0241847

Small hiatal hernia and postprandial reflux after vertical sleeve gastrectomy: A multiethnic Asian cohort

Tiffany Jian Ying Lye 1,*,#, Kiat Rui Ng 2,#, Alexander Wei En Tan 2,, Nicholas Syn 3,, Shi Min Woo 3,, Eugene Kee Wee Lim 1, Alvin Kim Hock Eng 1, Weng Hoong Chan 1, Jeremy Tian Hui Tan 1, Chin Hong Lim 1,#
Editor: Chun Chieh Yeh4
PMCID: PMC7647085  PMID: 33156875

Abstract

Background

Laparoscopic vertical sleeve gastrectomy (LSG) is a popular bariatric procedure performed in Asia, as obesity continues to be on the rise in our population. A major problem faced is the development of de novo gastroesophageal reflux disease (GERD) after LSG, which can be chronic and debilitating. In this study, we aim to assess the relationship between the presence of small hiatal hernia (HH) and the development of postoperative GERD, as well as to explore the correlation between GERD symptoms after LSG and timing of meals. In doing so, we hope to gain a better understanding about the type of reflux that occurs after LSG and take a step closer towards effectively managing this difficult to treat condition.

Methods

We retrospectively reviewed data collected from patients who underwent LSG in our hospital from Dec 2008 to Dec 2016. All patients underwent preoperative upper GI endoscopy, during which the identification of hiatal hernia takes place. Patients' information and reflux symptoms are recorded using standardized questionnaires, which are administered preoperatively, and again during postoperative follow up visits.

Results

Of the 255 patients, 125 patients (74%) developed de novo GERD within 6 months post-sleeve gastrectomy. The rate of de novo GERD was 57.1% in the group with HH, and 76.4% in the group without HH. Adjusted analysis showed no significant association between HH and GERD (RR = 0.682; 95% CI 0.419 to 1.111; P = 0.125). 88% of the patients who developed postoperative GERD reported postprandial symptoms occurring only after meals, and the remaining 12% of patients reported no correlation between the timing of GERD symptoms and meals.

Conclusion

There is no direct correlation between the presence of small hiatal hernia and GERD symptoms after LSG. Hence, the presence of a small sliding hiatal hernia should not be exclusion for sleeve gastrectomy. Electing not to perform concomitant hiatal hernia repair also does not appear to result in higher rates of postoperative or de novo GERD.

Introduction

With obesity on the rise in Asia, bariatric surgery has also gained popularity, although the number and type of bariatric procedures performed varies significantly between countries. Laparoscopic sleeve gastrectomy (LSG) has gained popularity because of its ease, speed and safety. It is currently the most frequently performed bariatric surgery procedure in the Asia Pacific region, accounting for >50% of all bariatric procedures [1].

Compared to laparoscopic roux-en-Y gastric bypass, LSG has the advantages of relative technical simplicity with fewer long-term serious postoperative complications, and similar outcomes in terms of weight loss. However, there has been increasing concern regarding the prevalence of gastro-esophageal reflux disease (GERD) after LSG [25]. Although pre-operatively existing GERD might be improved after LSG due to successful weight loss and decrease in intra-abdominal pressure, yet many patients develop de novo GERD or worsening of their pre-existing reflux symptoms.

A hiatus hernia is a known independent risk factor for the development of GERD, and its prevalence is higher in obese individuals. The presence of hiatal hernia increases the distance between LES and diaphragmatic crus which may defect the anti-reflux mechanism and lead to the development of GERD. Furthermore, obese individuals have increased intra-abdominal and intra-gastric pressure, and thus a favourable gastro-esophageal pressure gradient for reflux. Suter et al. [6] found that the rate of symptomatic reflux in morbidly obese patients was 35.8%, out of which 53% had HH. Wilson et al. [7] demonstrated an association between excess weight, HH and reflux esophagitis, thus recommending the need for preoperative assessment. Nevertheless, the literature presents conflicting results concerning the effects of LSG on GERD in patients with HH [8]. Also, the effectiveness of concurrent hiatal hernia repair in reducing postoperative reflux symptoms after LSG is unclear.

In this study, our primary aim is to explore the relationship between the presence of small sliding hiatal hernia and postoperative GERD in patients who undergo LSG in our local Asian population. This can help to provide us with insight on whether or not concurrent hiatal hernia repair would be beneficial for this group of patients. Our secondary aim is to assess the correlation between GERD symptoms after LSG with the timing of meals. In doing so, we hope to better understand the mechanisms involved in GERD.

Methods

We identified all patients who underwent LSG in our institution from December 2008 to December 2016. Patients were considered for bariatric surgery if they had body mass index (BMI) >37.5 kg/m2 or BMI >32.5kg/m2 with obesity-related comorbidities [9]. All patients were pre-operatively evaluated by a multidisciplinary team consisting of dietitians, endocrinologists, physiotherapists, psychologists and bariatric surgeons at our weight management program.

Pre-operatively, the patients’ baseline demographics and anthropometrics were recorded. Upper GI endoscopy was performed for all patients before surgery. The diagnosis of hiatal hernia was made based on the presence of a diaphragmatic indentation of at least 2 cm distal to the squamocolumnar junction or Z-line and the proximal margins of the gastric mucosal folds on endoscopic examination (Fig 1) [10]. Since movement of the GEJ within the range of 2 cm occurs during normal swallowing and is considered physiologic, it is commonly believed that sliding hiatal hernia to exceed this range should be considered clinically significant [11].

Fig 1. Endoscopic diagnosis of a hiatus hernia.

Fig 1

Hiatal hernia diagnosis is made based on the presence of a diaphragmatic indentation of at least 2 cm distal to the squamo-columnar junction or Z-line.

Antibiotic prophylaxis was administered in compliance with our bariatric institutional protocol. All LSGs were performed using five ports. Beginning 3–5 cm proximal to the pylorus, the omentum was separated from the greater curvature by dividing the branches of the gastroepiploic vessels and the short gastric vessels just adjacent to the stomach serosa. The fundus was fully mobilized, exposing the left crus in all cases. Care was taken to transect the fundus off the sleeve approximately 1 cm lateral to the angle of His to avoid placing the most proximal staple line at the gastroesophageal junction. A 38-Fr calibration tube was used to size the gastric tube before division of the stomach. With the calibration tube in situ, longitudinal division of the stomach was accomplished by consecutive applications of an endoscopic stapler from 3–5 cm proximal to the pylorus to the gastroesophageal junction. We do not routinely inspect or repair small hiatal hernias because we believe aggressive interrogation of the hiatus may lead to disruption of the integrity of the sling fibers of Helvetius at the esophagogastric junction, thus contributing to the incidence of new or worsening postoperative GERD. We defined small hiatal hernia as sliding hernia >2 cm but <5 cm from the squamocolumnar junction during upper GI endoscopy. Patients with large sliding hiatal hernia >5cm and those with paraesophageal hernia underwent concurrent hiatal hernia repair and this group of patients were excluded from this study.

On the first postoperative day, all patients were commenced on our post-bariatric surgery protocol, which included small quantities of clear liquids, progressing to a full liquid diet by the afternoon. Discharge of the patient usually occurred on postoperative day 1–2 once discharge criteria were achieved. Patients were reviewed by our multidisciplinary team 2 weeks postoperatively, followed by review at 1 month, 3 months, 6 months and annually thereafter. Discharge criteria included (1) drinking 1.5 L of fluid per day and tolerating the prescribed liquid diet, (2) pain adequately controlled with oral analgesia, (3) ability to ambulate without assistance and (4) understanding and acceptance of the written information sheets provided.

Our bariatric surgery unit’s standardized questionnaire (Fig 2) was administered to all patients preoperatively and at subsequent postoperative follow-up visits. The questionnaires are aimed at assessment of reflux symptoms, and also includes other relevant information such as patients’ smoking and alcohol history, and use of acid suppression medication. Patients who are lost to follow-up and those with incomplete data were contacted via phone survey. Patients were categorized pre-operatively as having GERD or no GERD. Postoperatively, patients rated responses as resolution/ improvement of GERD symptoms or remain unchanged or worse. Post-operatively, upper GI endoscopy is not routinely performed unless patients complain of GERD symptoms.

Fig 2. Standardized questionnaire for GERD in bariatric patients.

Fig 2

The study was approved by our institution’s review board (Singhealth Centralized IRB). Verbal consent was obtained from all patients included in this study. The patients’ data were obtained from hospital medical records and from their individual questionnaires.

Collected data were analyzed with Prism version 6 software (GraphPad Software, Inc., La Jolla, CA). Descriptive results regarding categorical variables were given as percentages (%) of subjects affected. Normally distributed continuous variables are presented as the mean ± standard deviation (SD). Following LSG, patients were divided into two groups according to the presence or absence of HH. Comparisons of independent variables were done via Student’s unpaired t-tests. Chi-square tests were performed for categorical variables. A p value of <0.05 was considered statistically significant. In addition, Poisson generalized linear models with a log-link function and robust (sandwich) error variance were used in our statistical analysis. To minimize confounding, models were adjusted for patient’s height, previous use of proton-pump inhibitors or antacids, smoking and alcohol use, as well as for interaction terms between smoking or alcohol use and prescription gastric acid suppressants.

Results

From December 2008 to December 2016, a total of 417 obese patients underwent LSG at our hospital (Fig 3). Twenty-four patients (5.8%) were subsequently excluded due to either the lack of preoperative endoscopy or concurrent HH repair (patients with paraesophageal hernia types II, III and IV or sliding hernia >5 cm). There were 2 deaths secondary to malignancy. 137 patients were lost to follow up. The final study population included 255 patients. The mean age of the cohort was 41.04 ± 10.65 years, the majority of whom were female (62.7%). The group was predominantly Chinese (39.2%), with Malays being the second largest group (23.9%). There were no cases of operative mortality or conversion to open. There were no major complications such as leak, sleeve stenosis or stricture in the study group. Preoperatively, 41 (16.1%) of our patients had type I hiatal hernia upon routine upper endoscopy. The median follow-up duration was 26 months (6 months to 9 years).

Fig 3. Patient selection flowchart.

Fig 3

The mean BMI was 43.64 ± 8.02 pre-operatively, and 31.58 ± 6.54 post-operatively. The mean percentage of excess weight loss (% EWL) was 60% for the cohort. There were no significant differences in terms of weight loss between patients with or without hiatal hernia. Percentage of excess weight loss had no impact on patient’s reporting symptoms of GERD. The baseline demographics of the patients with HH and without HH are summarized in Table 1.

Table 1. Patient’s baseline characteristics.

No Hiatal Hernia Hiatal Hernia p
n = 214 n = 41
Mean age 41.39 ±11.00 28.80 ±8.37 0.154
Gender 0.103
Male, n (%) 77 (36) 18 (44)
Female, n (%) 137 (64) 23 (56)
Race 0.151
Chinese, n (%) 87 (41) 13 (32)
Malay, n (%) 63 (29) 15 (37)
Indian, n (%) 53 (25) 11 (27)
Other, n (%) 11 (5) 5 (4)
Smoking, n (%) 46 (21) 3 (7) 0.306
Alcohol Consumption, n (%) 55 (26) 2 (5) 0.258
PPI Pre-LSG 39 (17) 27 (21) 0.646
PPI Post-LSG 65 (30) 8 (20) 0.187
Preop weight 118.2 ±1.72 116.7 ±3.01 0.362
Postop weight 85.6 ±1.33 83.0 ±2.25 0.208
Actual weight loss 32.6 ±1.02 33.7 ±2.79 0.335
% EWL 64.3 ±1.75 60.8 ±3.85 0.210

Preoperatively, 86 (33.7%) of the patients reported typical GERD symptoms of heartburn and regurgitation. Of these, only 25.9% required daily anti-reflux medication. Among the 169 patients who were asymptomatic before surgery, 125 patients (74%) developed de novo GERD within 6 months post-sleeve gastrectomy. The rate of de novo GERD was 57.1% in the group with HH, and 76.4% in the group without HH. Interestingly, among patients who had GERD pre-operatively, 20 patients (23.3%) experienced resolution of their GERD symptoms post-operatively (Table 2). Another 10 patients reported ongoing but improved GERD symptoms. The rest of the patients had no change or worsening of their symptoms after LSG.

Table 2. Prevalence of GERD pre- and post-sleeve gastrectomy.

All patients (N = 255)
Post-op asymptomatic Post-op GERD Total
Pre-op asymptomatic 44 (26%) 125 (74%) 169 (100%)
Pre-op GERD 20 (23.3%) 66 (76.6%) 86 (100%)
HH Group (N = 41)
Post-op asymptomatic Post-op GERD Total
Pre-op asymptomatic 9 (42.9%) 12 (57.1%) 21(100%)
Pre-op GERD 7 (35%) 13 (65%) 20 (100%)
Without HH Group (N = 214)
Post-op asymptomatic Post-op GERD Total
Pre-op asymptomatic 35 (23.6%) 113 (76.4%) 148 (100%)
Pre-op GERD 13 (19.7%) 53 (80.3%) 66 (100%)

In the unadjusted analyses of patients with and without HH developing GERD symptoms, surprisingly, patients with HH appeared to have a lower risk for developing reflux (relative risk [RR] = 0.611; 95% CI 0.393 to 0.949; P = 0.028). However, after analyses were adjusted for height, previous use of proton-pump inhibitors or antacids, smoking and alcohol use, as well as for interaction terms between smoking or alcohol use and prescription gastric acid suppressants, there was no statistically significant association between HH and GERD (RR = 0.682; 95% CI 0.419 to 1.111; P = 0.125).

Further subgroup analysis was performed on the patients who have post-op GERD to determine the correlation between GERD symptoms and the timing of meals (Table 3). 168 (88%) of the patients reported GERD symptoms occurring after meals only, and the remaining 12% of patients reported no correlation between the timing of GERD symptoms and meals. In the patients with no HH, 86.1% of the patients with post-op reflux had postprandial reflux. In patients with HH, all of the 25 patients with post-op GERD reported postprandial reflux.

Table 3. Subgroup analysis of patients with post-op GERD.

Total post-op GERD (N = 191) No HH group (N = 166) HH group (N = 25)
Postprandial reflux 168 (88%) 143 (86.1%) 25 (100%)
All day reflux 23 (12%) 23 (13.9%) 0

Discussion

The main aim of this study was to determine whether the presence of small type I sliding HH detected on preoperative endoscopy would present itself as a risk factor for GERD in patients undergoing LSG. We evaluated patients with small hiatal hernia diagnosed upon upper endoscopy before undergoing laparoscopic sleeve gastrectomy alone, without concomitant hiatal hernia repair. Our results showed that the presence of the small sliding hiatal hernia itself was not a risk factor for symptomatic GERD post-sleeve gastrectomy. To our knowledge, this is the largest series to date, with a median follow-up of 26 months.

Currently, there is no algorithm available for the management of HH in patients undergoing sleeve gastrectomy. Current guidelines from the Society of American Gastrointestinal and Endoscopic Surgeons (SAGES) state that all hernias detected during the course of bariatric operation should be repaired [12]. However, the quality of evidence was weak, with conflicting results (Table 4) [1319]. Most experts do not consider small hiatal hernia a contraindication to laparoscopic sleeve gastrectomy [20]. However, the current evidence on this topic is limited by several factors: 1) there are very few studies including more than 100 patients; 2) the mean follow-up is short; and 3) those studies that describe hiatal hernia repair reported different ways to close the hiatus: suture posterior cruroplasty, suture anterior cruroplasty and hiatal herniorrhaphy with mesh (biological or polypropylene mesh).

Table 4. Current evidence for concomitant sleeve gastrectomy with hiatal hernia repair.

Year n Study design Study population Follow-up (months) Results
Soricelli et al 2010 6 Prospective study Concomitant LSG & HHR 4 66.6% GERD symptoms
75% resolution
Daes et al 2012 34 Cohort study Concomitant LSG & HHR 6–12 85.3% GERD symptoms
93.1% resolution
Soricelli et al 2013 97 Prospective study Concomitant LSG & HHR 18 42.2% GERD symptoms
80.4% resolution
Santonicola et al 2014 78 vs. 102 Prospective controlled study Concomitant LSG & HHR vs. LSG alone >6 Lower GERD symptoms with LSG alone
Samakar et al 2016 58 Retrospective study Concomitant LSG & HHR 8 44.8% GERD symptoms
34.6% resolution
65.4% persistent
15.6% de novo
El Chaar et al 2016 56 vs. 239 Retrospective study Concomitant LSG & HHR vs. LSG alone NA Decrease GERD symptoms in both group
Snyder et al 2016 100 Prospective randomized controlled study Concomitant LSG & HHR vs. LSG alone 12 No difference

The prevalence of hiatal hernia in the Asian population is lower compared to Western populations. Population studies conducted in Sweden, Italy and China have shown a HH prevalence of 23.9%, 43.0% and 0.7%, respectively [21]. To further complicate the matter, the accurate diagnosis of small HH is challenging. Upper GI endoscopy is the standard tool for assessing upper GI symptoms and is part of routine preoperative work-up for bariatric surgery in Asia in view of the high prevalence of gastric malignancy. Most experts consider a hiatal hernia to be present if a diaphragmatic indentation 2 cm or more is observed distal to the Z-line and the top of the stomach mucosal folds. In majority of the studies on LSG and concomitant hiatal hernia (HH) repair the presence of HH is diagnosed with pre-operative upper endoscopy. Soricelli et al described that finding a macroscopically evident fingerprint indentation of the diaphragm above the esophageal emergence from the diaphragm is considered suspicious for HH, necessitating careful exploration of the diaphragmatic crura. In several of the studies, the presence of a HH was also diagnosed intraoperatively. El Chaar et al reported routine dissection of the angle of His, taking down the phrenoesophageal ligament and mobilization of the fat pad in order to identify and measure HH, regardless of whether HH was diagnosed on upper endoscopy or not. We believe that intraoperative interrogation and dissection of the hiatus is extremely unreliable for the diagnosis of small HHs and is subject to operator discretion. This aggressive inspection has led many surgeons to open the phrenoesophageal ligament and, in a sense, create a small hernia defect that is then sutured closed more tightly. Furthermore, disruption of the integrity of the sling fibres of Helvetius at the esophagogastric junction may potentially contribute to increased reflux. The added risks of HH repair and the extra operative time and cost need to be taken into consideration when deciding to fix a small HH. Although most complications are minor, e.g., dysphagia, pneumothorax, nausea and vomiting, Chang et al. reported a case of death from haemorrhage with simultaneous sleeve gastrectomy [22]. Recent evidence has shown that the use of barium swallow X-ray provides the highest rate of HH detection [23]. Nevertheless, there is no standardized protocol regarding whether the X-ray should be done in the upright or supine position, adding to the inconsistency in diagnosing hiatal hernias. Furthermore, swallowing itself distends and shortens the esophageal lumen, making diagnosis of small hiatal hernia impractical with a barium swallow. In 2 of the studies, preoperative UGI contrast study was performed in all patients [16, 17]. However, Satonicola et al qualified that contrast study may be able to diagnose a large HH, but the diagnosing of small HH would be challenging. In the study by Samakar et al, only UGI contrast study only detected HH in 34.5% of patients.

The subgroup analysis on patients with GERD symptoms after LSG demonstrated that the majority of the patients experience postprandial reflux symptoms, with a minority experiencing all-day symptoms. We postulate that the reflux symptoms after LSG may be related to non-acid volume reflux instead of acid reflux. Reduced compliance of the gastric tube, increased intraluminal pressure when the pylorus is closed, disruption of the angle of His causing impairment of the LES antireflux mechanism, and a funnel shape of the gastric tube are among some of the proposed mechanisms that contribute to volume reflux after LSG. Furthermore, we would expect that resection of the gastric fundus would result in decreased acid production. This leads us to hypothesize that the use of acid suppressant medications to treat GERD after LSG may not be very effective, and perhaps dietary modification plays a more important role in improving their symptoms, with the consideration of revisional surgery if symptoms fail to improve.

The incidence of de novo GERD after laparoscopic sleeve gastrectomy decreases with time after surgery. Himpens et al. demonstrated in a prospective randomized study that the incidence of de novo GERD continues to decrease with time, dropping from 21.8% after 1 year, to 3.1% after 3 years from the time of surgery. It was postulated that the rationale for this could be due to a gradual increase in gastric tube compliance and gastric emptying with time. From our data, the 74% of patients that develop de novo GERD in our study reflects the total number of patients that develop new GERD symptoms at any point of time after surgery, and thus the incidence is high especially within the first 6 months, but is expected to improve with time. Our study data shows that after 6 months, there was in fact improvement of de novo GERD from 74% to 48.5%. We also postulate that eating behaviour plays an important role as the patients tend to overeat during the early post-operative period, resulting in increased intra-gastric pressure and higher likelihood of reflux. Dietary adjustment takes time and subsequently results in improvement or resolution of GERD symptoms.

This study has its limitations. First, endoscopic evaluation may not be the best modality for diagnosing small HH, but nevertheless it is probably superior to intraoperative assessment. Second, there was no objective evaluation of GERD postoperatively with EGD, contrast studies, 24-hour ambulatory pH monitoring or impedance studies. Although some studies do use these methods to confirm the diagnosis of GERD, they are not required as depicted by the 5th International Consensus Conference on the Current Status of Sleeve Gastrectomy [24]. Nevertheless, this paper has significant sample size and relatively longer follow-up compared to most other studies.

Although our unit’s questionnaire was not validated but was more relevant to post-sleeve gastrectomy subjects, it takes into account smoking and alcohol history, symptoms related to meals, PPI usage, overeating and differentiation between acid reflux versus volume reflux [25]. We found that commonly used validated questionnaires, such as GERD-Q and GERD health-related quality of life (GERD-HRQL), may be useful in correlating symptoms to presence of esophagitis, but extremely impractical to assess progression or response of symptoms over time. Furthermore, in patients who have undergone LSG, it is thought that their symptoms are mainly related to regurgitation and volume reflux. These commonly used questionnaires are useful at identifying and assessing symptoms related to acid reflux but may not completely and adequately assess patients’ symptoms which are due to volume reflux and postprandial regurgitation. Althuwani et al. had concluded that 35.7% of reflux is in fact non-acid regurgitation [26]. Another difference to highlight is that our unit’s standardized questionnaire utilizes a dichotomous scale for patient responses, as opposed to other GERD questionnaires which quantify responses using a likert type ordinal scale. Cultural differences do play a role in influencing the responses in likert scales. Our multiracial and multicultural Asian study population reflects our country’s patient population well, and thus opting to use a dichotomous scale in our questionnaire aims to limit response style bias. It also minimizes the possibility of recall bias given the duration between the surgery and post-operative application of the questionnaire. The use of a dichotomous scale in our questionnaire can also explain the higher rates of symptomatic GERD after LSG (74%) compared to other studies, as it takes into account all patients who have GERD symptoms but does not distinguish symptom severity.

Conclusion

Our study demonstrates that there is no direct correlation between the presence of small HH and GERD symptoms post-LSG. Hence, the presence of a small sliding hiatal hernia should not exclude patients from having a laparoscopic sleeve gastrectomy. Electing not to perform concomitant hiatal hernia repair also does not appear to result in higher rates of postoperative or de novo GERD. We believe that further studies need to be performed to confirm the type of reflux that occurs after LSG in order for us to gain a better understanding of how to go about managing this difficult to treat condition.

Supporting information

S1 Dataset

(XLSX)

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Chun Chieh Yeh

26 Aug 2020

PONE-D-20-04688

Small hiatal hernia and postprandial reflux after vertical sleeve gastrectomy: a multiethnic Asian cohort

PLOS ONE

Dear Dr. Lye,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Please reply and give appropriate response specific to the reviewers' comments. Final decision will depend on your reply. Thanks.

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We look forward to receiving your revised manuscript.

Kind regards,

Chun Chieh Yeh, M.D., Ph.D.

Academic Editor

PLOS ONE

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Sorry for delay in reply. It is challenging to find appropriate reviewers for this topic at this moment. Please reply and give appropriate response specific to the reviewers' comments. Final decision will depend on your reply. Thanks.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: N/A

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3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

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4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors present a retrospective analysis of patients undergoing laparoscopic sleeve gastrectomy in a multi-ethnic Asian cohort, focusing on GERD outcomes as a function of the presence/absence of small hiatal hernias. The study is well written and provides a systematic assessment from preoperative evaluation in lieu of intraoperative assessment alone as several other studies have.

Study data could be anonymized and posted publicly.

Studies cited in the current evidence table should be listed in the references section.

The method of assessment for hiatal hernial in each study may be a beneficial addition for readers.

Is it know whether there was any reduction in PPI dose following surgery?

Reviewer #2: 1. Please discuss in discussion section that if 75% of patients develop de novo GERD then why continue to perform sleeve gastrectomy? That is an excessive amount of de novo GERD.

2. In method section, please state the questionnaire that was used to assess GERD preop and postop. Is the GERD questionnaire validated?

3. The methods section stated that the patient answered if GERD is resolve, improved, unchanged or worsen. However, the results section in the tables only showed if GERD is presence or not in the postoperative period. Please show details of results such as how many patients with continued GERD symptoms but "improved" compared to preop.

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6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2020 Nov 6;15(11):e0241847. doi: 10.1371/journal.pone.0241847.r002

Author response to Decision Letter 0


19 Sep 2020

Dear reviewers,

We appreciate and thank you for your time spent and for the invaluable comments that will certainly help to improve the quality and robustness of our manuscript. I do hope that your questions and suggestions have been adequately addressed in the responses below, as well as in the revised manuscript.

Responses to Reviewer #1

1) Study data could be anonymized and posted publicly.

We have anonymized and submitted the study data.

2) Studies cited in the current evidence table should be listed in the references section.

The citations have been added into the revised manuscript.

3)The method of assessment for hiatal hernia in each study may be a beneficial addition for readers.

In majority of the studies on LSG and concomitant hiatal hernia (HH) repair, most of them diagnose the presence of HH with pre-operative upper endoscopy. Soricelli et al described that finding a macroscopically evident fingerprint indentation of the diaphragm above the esophageal emergence from the diaphragm is considered suspicious for HH, necessitating careful exploration of the diaphragmatic crura. In several of the studies, the presence of a HH was also diagnosed intraoperatively. El Chaar et al reported routine dissection of the angle of His, taking down the phrenoesophageal ligament and mobilization of the fat pad in order to identify and measure HH, regardless of whether HH was diagnosed on upper endoscopy or not. In our unit we do not perform this routinely for small hiatal hernias as we believed that disruption of the integrity of the sling fibres of Helvetius at the esophagogastric junction may potentially contribute to increased reflux. In 2 studies (Satonicola, Samakar), all patients also underwent a preoperative UGI contrast study. However, Satonicola et al qualified that contrast study may be able to diagnose a large HH, but the diagnosing of small HH would be challenging. In the study by Samakar et al, only UGI contrast study only revealed HH in 34.5% of patients, and the remaining HH were diagnosed intra-operatively.

4) Is it known whether there was any reduction in PPI dose following surgery?

Majority of the studies cited have had no data presented on changes in the dosage of PPI after surgery. Only Soricelli et al reported 80.4% of the patients had discontinuation of PPI after LSG with HH repair, and 19.6% of patients needed reduced dose of PPI (40mg/d to 15mg/d).

Responses to Reviewer #2

1) Please discuss in the discussion section that if 75% of patients develop de novo GERD then why continue to perform sleeve gastrectomy?

The incidence of de novo GERD after laparoscopic sleeve gastrectomy decreases with time post operatively. Himpens et al. demonstrated in a prospective randomized study that the incidence of de novo GERD continues to decrease with time, dropping from 21.8% after 1 year, to 3.1% after 3 years from the time of surgery. It was postulated that the rationale for this could be due to a gradual increase in gastric tube compliance and gastric emptying with time. From our data, the 74% of patients that develop de novo GERD in our study reflects the total number of patients that develop new GERD symptoms at any point of time after surgery, and thus the incidence is high especially within the first 6 months, but is expected to improve with time. Our study data shows that after 6 months, there was in fact improvement of de novo GERD from 74% to 48.5%. This may be due to the reasons stated above, but we also postulate that eating behavior plays an important role as the patients have a tendency to overeat during the early post-operative period, resulting in increased intragastric pressure and higher likelihood of reflux. Dietary adjustment takes time and subsequently results in improvement or resolution of GERD symptoms.

2) In the methods section, please state the questionnaire that was used to assess GERD preop and postop. Is the GERD questionnaire validated?

Although our unit’s questionnaire is not validated, it was more relevant to post sleeve gastrectomy subjects as it takes into account smoking and alcohol history, responses to acid suppression medication and differentiation of acid reflux versus volume reflux. As mentioned in our discussion, a significant proportion of post-operative GERD symptoms in patients who have undergone laparoscopic sleeve gastrectomy are related to regurgitation and volume reflux. Althuwani et al. had concluded that 35.7% of reflux is in fact non-acid regurgitation. The same questionnaire was used by Lim et al in the study “Resolution of Erosive Esophagitis after Conversion from Vertical Sleeve Gastrectomy to Roux-en-Y Gastric Bypass” (Obesity Surgery, August 2020). They explained that current validated questionnaires like GERD-Q or GERD-HRQL are useful instruments to assess acid reflux but they do not measure symptoms due to volume reflux like postprandial regurgitation.

3) The methods section stated that the patient answered if GERD is resolved, improved, unchanged or worsen. However, the results section in the tables only showed if GERD is present or not in the postoperative period. Please show details of results such as how many patients with continued GERD symptoms but "improved" compared to preop.

Of the 86 patients with GERD symptoms before surgery, 20 patients had resolution of their symptoms. Another 10 patients reported ongoing but improved GERD symptoms. The rest of the patients had no change or worsening of their symptoms after LSG.

Attachment

Submitted filename: Response to reviewers.docx

Decision Letter 1

Chun Chieh Yeh

22 Oct 2020

Small hiatal hernia and postprandial reflux after vertical sleeve gastrectomy: a multiethnic Asian cohort

PONE-D-20-04688R1

Dear Dr. Lye,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Chun Chieh Yeh, M.D., Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

After revisions, I consider the current article could be accepted because the revised contents can response to our reviewers' comments specifically. In addition, a kind suggestion: in your rebuttal letter, you should point out specific locations that the revised content are added.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: (No Response)

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: (No Response)

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: (No Response)

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: (No Response)

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Acceptance letter

Chun Chieh Yeh

28 Oct 2020

PONE-D-20-04688R1

Small hiatal hernia and postprandial reflux after vertical sleeve gastrectomy: a multiethnic Asian cohort

Dear Dr. Lye:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Chun Chieh Yeh

Academic Editor

PLOS ONE


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