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. 2013 Oct 27;104(12):1662–1669. doi: 10.1111/cas.12283

UGT1A1*6,1A7*3, and 1A9*22 genotypes predict severe neutropenia in FOLFIRI‐treated metastatic colorectal cancer in two prospective studies in Japan

Shoichi Hazama 1,, Hideyuki Mishima 2, Ryouichi Tsunedomi 1, Yusuke Okuyama 3, Takeshi Kato 4, Ken‐ichi Takahashi 5, Hiroshi Nozawa 6, Hideaki Ando 7, Michiya Kobayashi 8, Hiroyoshi Takemoto 9, Naoki Nagata 10, Shinsuke Kanekiyo 1, Yuka Inoue 1, Yoshihiko Hamamoto 11, Yusuke Fujita 11, Yuji Hinoda 12, Naoko Okayama 12, Koji Oba 13, Jun‐ichi Sakamoto 14, Masaaki Oka 1
PMCID: PMC7653527  PMID: 24033692

Abstract

Retrospective studies have suggested that UDP‐glucuronosyltransferase (UGT)1A1,UGT1A7, and UGT1A9 predict severe toxicity and efficacy of irinotecan‐containing regimens. We prospectively evaluated the impact of UGT1A genotypes and haplotypes on severe toxicity and efficacy in patients treated with fluorouracil, leucovorin, and irinotecan combination chemotherapy (FOLFIRI) for metastatic colorectal cancer (mCRC) from the two prospective multicenter phase II studies in Japan. The FLIGHT1 study was a first‐line FOLFIRI trial, and FLIGHT2 was a FOLFOX‐refractory, second‐line FOLFIRI trial. A total of 73 patients agreed to additional analysis, and were genotyped for UGT1A polymorphisms, UGT1A1*28 (TA6>TA7), UGT1A1*6 (211G>A), UGT1A1*27 (686C>A), UGT1A1*60 (−3279T>G), UGT1A1*93 (−3156G>A), UGT1A7 (−57T>G), UGT1A7*3 (387T>G, 622T>C), and UGT1A9*22 (T9>T10). Of 73 patients, 34 developed G3/4 severe hematological toxicities. The toxicities were significantly more frequent in patients with UGT1A1*6 (211A), UGT1A7 (387G), and UGT1A9*22 reference alleles (T9). Haplotype I, which consists of all favorable alleles, was associated with a significant reduction in hematologic toxicity (P = 0.031). In contrast, haplotype II, which contains four high‐risk alleles, showed significantly higher hematologic toxicity than the other haplotypes (P = 0.010). Six out of seven patients who were homozygous for UGT1A1*28 or *6 experienced severe hematological toxicity despite the fact that their response rate was not impaired (42.9%). We concluded that UGT1A polymorphisms, especially UGT1A1*6, are important for the prediction of severe toxicity of FOLFIRI in northeast Asian populations. In this regard, haplotype analyses should substantially impact the prediction of severe hematological toxicities of FOLFIRI. (Clinical Trial Registration: UMIN000002388 and UMIN000002476).


The toxicities were significantly more frequent in patients with UGT1A1*6, UGT1A7 (387G), and UGT1A9*22 reference alleles (T9). Six out of 7 patients who were homozygous for UGT1A1*28 or *6 experienced severe hematological toxicity despite the fact that their response rate was not impaired (42.9%).

graphic file with name CAS-104-1662-g002.jpg


Irinotecan with continuous fluorouracil plus leucovorin (FOLFIRI) has been approved as a first‐line therapy for metastatic colorectal cancer (mCRC).1, 2, 3 Although this regimen can result in prolonged survival, 20–35% of FOLFIRI‐treated patients develop severe neutropenia. Irinotecan is activated by hydrolysis to SN‐38, a potent topoisomerase I inhibitor that is primarily inactivated through biotransformation into SN‐38 glucuronide (SN‐38G) by UDP‐glucuronosyltransferase (UGT)1A1.4, 5 The toxicity of irinotecan is correlated to polymorphisms in the number of TA repeats in the promoter region of UGT1A1*28 that affect transcriptional efficiency.6 Other UGT1A polymorphisms are related to the efficiency of the detoxification of SN‐38. The UGT1A9 isoform contributes to SN‐38 glucuronidation.7 The *22 variant (a T insert at position_118) of hepatic UGT1A9 is associated with increased gene expression8 and reduced hematologic toxicity.9 The UGT1A7 isoform is mainly expressed in the gastrointestinal tract, and a gene variant with impaired enzyme function is UGT1A7*3. The effect of the UGT1A7 polymorphisms on irinotecan pharmacology has been studied.10, 11, 12, 13 Recently, the toxicity and tumor response of FOLFIRI has been correlated with the UGT1A1, UGT1A7, and UGT1A9 genetic variants and their haplotypes in Caucasians patients.9, 14 There are ethnic differences in UGT1A genes and their linkage disequilibrium (LD) between Caucasian and Asian populations. UGT1A1*6 and UGT1A1*27 were strongly associated with severe neutropenia, especially among Asian patients.11, 12, 15, 16 The relative contribution of polymorphisms, especially UGT1A1*6, to the prediction of the outcome of FOLFIRI therapy in Asian patients must be determined. Moreover, the location of these variants in the same UGT1A gene cluster and their LD indicate that haplotype‐based studies should be carried out to determine the potential interaction among UGT1A variants. Hence, the aim of this study is to evaluate whether UGT1A alleles might be involved in the risk of toxicity and response in Japanese mCRC patients treated with FOLFIRI.

Patients and Methods

Study design and patient eligibility

The objective of this study was to assess the relationship between UGT1A polymorphisms and toxicity as well as tumor response. The study was carried out as an ancillary investigation of two prospective studies that involved 20 treatment centers in Japan. The study participants have been described in detail elsewhere.17, 18 This study was carried out according to the Declaration of Helsinki. The study protocol was approved by the Ethics and Scientific Committee and the institutional review board of each participating institution, and all patients gave written informed consent before entering the study. Eligibility criteria included: histologically proven mCRC; no prior chemotherapy for metastatic disease in the case of FLIGHT117 (UMIN000002388), or resistance to FOLFOX as the first‐line chemotherapy in the case of FLIGHT218 (UMIN000002476); aged 20–80 years; Eastern Cooperative Oncology Group performance status of 0–1; at least one measurable lesion according to the Response Evaluation Criteria in Solid Tumors (RECIST) version 1.019; and adequate organ function.

Thirty‐nine of 53 patients from the FLIGHT1 study and 36 of 50 patients from the FLIGHT2 study agreed to the additional investigation. Two patients who were homozygous for UGT1A1*28 and received a reduced dosage of irinotecan were excluded from the whole analysis of toxicities and efficacies and analyzed individually.

Treatment

All patients were treated with the modified FOLFIRI regimen as described by Tournigand et al.3 Briefly, the regimen consisted of irinotecan 150 mg/m2 (instead of 180 mg/m2 commonly used in North America and Europe) given i.v. for 90 min on day 1 + 400 mg/m2 fluorouracil bolus followed by 2400 mg/m2 fluorouracil continuous infusion during 46 h + 200 mg/m2 leucovorin on day 1 every 2 weeks. Blood tests and clinical evaluation were carried out every 2 weeks before treatment. Chemotherapy could be given if patients had a leukocyte count >3000 mm3, a neutrophil count >1500 mm3, a platelet count >75 000 mm3, and clinical toxicity that was resolved or grade 1. In patients who were homozygous for UGT1A1*28, the starting dose of irinotecan was reduced to 100 mg/m2, based on the recommendation of an advisory meeting by the subcommittee of the Food and Drug Administration Center for Drug Evaluation and Research held November 200420 and our previous phase I study.21 Two patients were homozygous for *28 and therefore excluded from the whole analysis of toxicities and efficacies and analyzed individually.

Efficacy and toxicity assessment

Objective clinical evaluation, blood counts, and hepatic and renal function tests were carried out within 48 h before each cycle. Computed tomography scans of measurable lesions were assessed at baseline and then repeated at least every four cycles. Objective tumor response and duration of response were assessed by RECIST version 1.0. Toxicity was evaluated according to Common Toxicity Criteria for Adverse Events version 3.0.

Uridine diphosphate–glucuronosyltransferase genetic analyses

Genomic DNA was extracted from peripheral blood anticoagulated with EDTA‐2Na using a conventional NaI method.22 UGT1A1*28 (TA6>TA7), UGT1A7*3 (387T>G, 622T>C)/UGT1A9*22 (*1b [T9>T10]), and UGT1A1*93 (−3156G>A)/UGT1A1*6 (211G>A)/UGT1A1*27 (686C>A)/UGT1A1*60 (−3279T>G)/UGT1A7 (−57T>G) were genotyped as described previously by fragment size analysis, direct sequencing, and TaqMan assay, respectively.21, 23 UGT1A7*1, UGT1A7*2, UGT1A7*3, and UGT1A7*4 can be tagged by sequencing of 387T>G and 622T>C.24 For fragment size analysis, PCR reactions were carried out in a total volume of 10 μL containing template DNA (80 ng/μL), according to the manufacturer's instructions (Ex Taq; Takara, Tokyo, Japan). The amplification was carried out with a GeneAmp PCR System PC808 (ASTEC, Tokyo, Japan) with an initial denaturation at 95°C for 2 min followed by 27 cycles of denaturation at 94°C for 30 s, annealing at 60°C for 20 s, and extension at 72°C for 30 s. The PCR products of TA6 and TA7, whose sizes were 94 and 96 bp, respectively, were mixed with Hi‐Di formamide, including the internal size standard (GeneScan 500; Applied Biosystems, Foster City, CA, USA) at a 1:10 ratio. Then, samples were run in the ABI Prism 3100 Genetic Analyzer (Applied Biosystems). Fragment sizes were determined by comparison with the internal size standard (GeneScan LIZ‐500) by using the local Southern algorithm, and the data were analyzed by GeneMapper software version 3.5 (Applied Biosystems). For direct sequencing, PCR amplifications were carried out by using the Gene Amp PCR System PC808 (ASTEC) with Ex Taq polymerase. Amplification conditions were 30 cycles of 95°C for 30 s, each annealing temperature for 20 s, and 72°C for 30 s. The PCR products were purified using ExoSAP‐IT (Amersham Bioscience, Tokyo, Japan) for 20 min at 37°C and then for 20 min at 80°C. Sequencing reactions were carried out by using a BigDye Terminator Cycle Sequencing Kit (Applied Biosystems, Tokyo, Japan). After purification with ethanol, the reaction products were analyzed by an ABI 3100‐Avant Genetic Analyzer (Applied Biosystems). TaqMan assays of PCR products were carried out according to the manufacturer's protocol. Specific forward/reverse PCR primers and TaqMan probes for UGT1A1*93 were custom synthesized by Applied Biosystems. Primers and probes for UGT1A1*6, UGT1A1*27, UGT1A1*60, and UGT1A7 (−57) were purchased from Applied Biosystems (TaqMan SNP Genotyping Assays). Reaction mixtures were loaded into 384‐well plates and placed in the ABI Prism 7900HT Sequence Detection System (Applied Biosystems). The PCR amplifications were carried out as follows: initial denaturation at 95°C for 10 min, followed by 40 cycles of PCR with a denaturation at 95°C for 15 s, and one‐step annealing/extension for 1 min at 60°C.

Statistical analysis

These analyses are an additional investigation of the FLIGHT117 and FLIGHT218 studies, which were prospectively designed to evaluate the associations between UGT1A genotypes/haplotypes and outcomes of toxicity (severe toxicity at first cycle and in all cycles) and efficacy (response rate [complete response, partial response] and progression‐free survival [PFS]). In the present study, we evaluated associations between genotypes/haplotypes as well as clinical variables (sex, age, and performance status), toxicity, and response rate by Fisher's exact test and the Cochran–Armitage trend test (C.A.‐test). Logistic regression models were investigated for toxicity. Genetic variants were included in a stepwise logistic regression analysis in the multivariate model. Calculations were carried out by using R version 2.13.0 software.25 Each nucleotide polymorphism was evaluated for Hardy–Weinberg equilibrium and LD, and case–control haplotype analyses were carried out with Haploview 4.2 software.26 Lewontin's coefficient D' and correlation coefficient r 2 were calculated as measures of LD. P < 0.05 was considered statistically significant.

Results

Clinical features, genotype/haplotype frequency, and LD

In the 75 Japanese colorectal cancer patients, genotypes of UGT1A1*28 and UGT1A1*93 as well as UGT1A7 (622T>C) and UGT1A7 (−57T>G) matched perfectly, so UGT1A1*93 and UGT1A7 (−57T>G) were excluded from further examination (Table 1, Fig. 1). Minor allele frequencies of seven remaining UGT1A polymorphisms are shown in Table S1. The P‐values of all seven UGT1A polymorphisms were >0.05, under the Hardy–Weinberg equilibrium. High LD was also observed between UGT1A1*6 and UGT1A7 (622T>C), UGT1A1*6 and UGT1A7 (−57T>G), and UGT1A7 (387T>G) and UGT1A9*22(*1b) (Fig. 1).

Table 1.

Clinical features and genotype frequencies in Japanese patients with metastatic colorectal cancer

Clinical feature or genotype Detail Frequency (%)
Sex Male 50 (66.7)
Female 25 (33.3)
Age, years ≤60 28 (37.3)
>60 47 (62.7)
Performance statusa 0 58 (77.3)
1 17 (22.7)
Hematologic toxicity (entire course) No 40 (53.3)
Yes 35 (46.7)
Hematologic toxicity(first cycle) No 63 (84.0)
Yes 12 (16.0)
Objective response CR + PR 24 (33.3)
SD + PD 48 (66.7)
UGT1A1*6 −/− 50 (66.7)
−/*6 23 (30.7)
*6/*6 2 (2.7)
UGT1A1*27 −/− 73 (97.3)
−/*27 2 (2.7)
UGT1A1*28 −/− 59 (78.7)
−/*28 14 (18.7)
*28/*28 2 (2.7)
UGT1A1*60 −/− 40 (53.3)
−/*60 29 (38.7)
*60/*60 6 (8.0)
UGT1A1*93 −/− 59 (78.7)
−/*93 14 (18.7)
*93/*93 2 (2.7)
UGT1A7 (−57T>G) −57T/T 40 (53.3)
−57T/G 29 (38.7)
−57G/G 6 (8.0)
UGT1A7*3 (387T>G) 387T/T 25 (33.3)
387T/G 37 (49.3)
387G/G 13 (17.3)
UGT1A7*3 (622T>C) 622T/T 40 (53.3)
622T/C 29 (38.7)
622C/C 6 (8.0)
UGT1A9*22 (UGT1A9*1b) *22/*22 26 (34.7)
−/*22 36 (48.0)
−/− 13 (17.3)
a

Assessed using Eastern Cooperative Oncology Group criteria. CR, complete response; PD, progressive disease; PR, partial response; SD, stable disease.

Figure 1.

Figure 1

Pairwise linkage disequilibrium relationships between UGT1A polymorphisms in Japanese patients with metastatic colorectal cancer. Lewontin's coefficient D' is represented by the color scheme: log of the odds (LOD) ≥ 2 shown in pink/red; LOD < 2 and D' = 1 shown in blue; and LOD < 2 and D' < 1 shown in white. The correlation coefficient r 2 is shown in each box.

The frequency of UGT1A1*28 was lower (Table 1) in the Japanese patients than Caucasians as reported previously.9, 27 UGT1A1*6 frequency was discriminatively high, but it was rare among Caucasians.28 The frequency of UGT1A1*60 and UGT1A7*3 was low in Japanese patients, UGT1A9*22 had the same frequency in Japanese and Caucasian patients, and UGT1A1*27 had very low frequency and no homozygosity.

Haplotype frequencies are listed in Table 2. The major haplotypes in the Japanese population were I, II, and III, and our analyses were performed on these.

Table 2.

UGT1A haplotype frequencies in Japanese patients with metastatic colorectal cancer

Hp UGT1A1 UGT1A7 UGT1A9
*60 *28 *6 *27 387T>G 622T>C *22 Frequency
I T TA6 G C T T T10 0.520
II T TA6 Aa C Ga Ca T9 a 0.173
III Ga TA6 G C Ga T T9 a 0.127
IV Ga TA7 a G C Ga Ca T9 a 0.053
V Ga TA7 a G C T T T10 0.053
VI T TA6 G C Ga Ca T9 a 0.020
VII Ga TA7 a G Aa Ga T T9 a 0.013
VIII Ga TA6 G C Ga Ca T9 a 0.013
IX Ga TA6 G C T T T10 0.013
a

Association allele was estimated by Haploview. Hp, haplotype.

UGT1A genotypes/haplotypes and severe toxicity

Correlations between UGT1A genotypes/haplotypes and severe (grade 3–4) toxicity were analyzed. Of 73 patients, 34 had G3/4 hematological toxicity. Severe hematological toxicity during the entire course of therapy was more frequent in patients with UGT1A1*6 (211A, P = 0.018 by C.A.‐test) and UGT1A7 (387G, P = 0.039 by C.A.‐test) alleles than in patients without these variant alleles. In the UGT1A9*22 polymorphism, the variant T10 allele was a marker for reduced toxicity (P = 0.028 by C.A.‐test), as previously reported.8, 9 Severe hematologic toxicity was trend toward higher among the UGT1A7 (622C) allele (P = 0.058 by Fisher's exact test). For severe hematological toxicity during the entire course of therapy, multivariate analysis indicated that UGT1A1*6 was the only significant predictor (P = 0.022, odds ratio 3.00, 95% confidence interval 1.17–7.69; Table S5). Older age (60 years or more) was also a risk factor for severe toxicity (Table 3).

Table 3.

UGT1A genotypes/clinical features and severe hematologic toxicity in Japanese patients with metastatic colorectal cancer treated with FOLFIRI

Genotype or clinical feature Detail Severe hematologic toxicity
After first cycle During entire course of therapy
Toxicity P‐value Toxicity P‐value
Yes No Fisher's exact test C.A.‐trend test Yes No Fisher's exact test C.A.‐trend test
UGT1A1*6 −/− 6 42 0.175 0.132 18 30 0.049 0.018
−/*6 5 18 14 9
*6/*6 1 1 2 0
UGT1A1*27 −/− 11 60 0.304 ND 33 38 1.000 ND
−/*27 1 1 1 1
UGT1A1*28 −/− 8 51 0.227 ND 27 32 1.000 ND
−/*28 4 10 7 7
UGT1A1*60 −/− 4 36 0.114 0.313 16 24 0.402 0.279
−/*60 8 21 16 13
*60/*60 0 4 2 2
UGT1A7 (387T>G) 387T/T 2 23 0.360 0.328 7 18 0.079 0.039
387T/G 8 28 20 16
387G/G 2 10 7 5
UGT1A7 (622T>C) 622T/T 4 36 0.191 0.162 14 26 0.058 0.105
622T/C 7 21 18 10
622C/C 1 4 2 3
UGT1A9*22 (UGT1A9*1b) *22/*22 2 24 0.356 0.296 7 19 0.044 0.028
−/*22 8 27 20 15
−/− 2 10 7 5
Haplotype I 0 3 12 0.041 0.080 9 6 0.072 0.031
1 9 29 20 18
2 0 20 5 15
Haplotype II 0 6 43 0.170 0.106 18 31 0.025 0.010
1 5 17 14 8
2 1 1 2 0
Haplotype III 0 10 45 0.765 0.449 24 31 0.488 0.282
1 2 15 9 8
2 0 1 1 0
Sex Male 8 40 1.000 ND 22 26 1.000 ND
Female 4 21 12 13
Age, years ≤60 2 26 0.114 ND 8 20 0.018 ND
>60 10 35 26 19
PS 0 9 48 0.718 ND 27 30 1.000 ND
1 3 13 7 9

–, reference allele. C.A., Cochran–Armitage; ND, not done; PS, Eastern Cooperative Oncology Group performance status.

Haplotype I, which consisted of all favorable alleles, was associated with low hematologic toxicity both after the first cycle (P = 0.080 by C.A.‐test) and during the entire course of therapy (P = 0.031 by C.A.‐test). In contrast, haplotype II, which contains four high‐risk alleles, was significantly associated with high hematologic toxicity during the entire course of therapy (P = 0.010 by C.A.‐test) (Table 3).

In the trial of first‐line therapy (FLIGHT1, n = 38, Table 4), UGT1A1*28 (P = 0.063 by Fisher's exact test) genotypes were risk factors for severe hematological toxicity after the first cycle, and the allele number of UGT1A7 (387G, P = 0.026 by C.A.‐test) and UGT1A9*22 (T10, P = 0.016 by C.A.‐test) were risk factors for severe hematological toxicity during the entire course of therapy.

Table 4.

Associations between UGT1A genotypes and irinotecan toxicity and objective responses in Japanese patients with metastatic colorectal cancer treated with FOLFIRI as first‐line therapy (FLIGHT1)

Genotype or clinical feature Detail Severe hematologic toxicity Objective responses
After first cycle During entire course of therapy During entire course of therapy
Toxicity P‐value Toxicity P‐value Responses P‐value
Yes No Fisher's exact test C.A.‐ trend test Yes No Fisher's exact test C.A.‐ trend test CR + PR SD + PD Fisher's exact test C.A.‐ trend test
UGT1A1*6 –/– 4 21 0.243 0.266 10 15 0.384 0.150 11 12 0.725 1.000
–/*6 2 10 7 5 7 5
*6/*6 1 0 1 0 0 1
UGT1A1*27 –/– 6 31 0.184 ND 17 20 0.474 ND 17 18 1.000 ND
–/*27 1 0 1 0  1  0
UGT1A1*28 –/– 4 28 0.063 ND 14 18 0.395 ND 16 15 1.000 ND
–/*28 3 3 4 2  2  3
UGT1A1*60 –/– 1 18 0.079 0.133 7 12 0.206 0.095 8 11 0.109 0.781
–/*60 6 11 9 8 10 5
*60/*60 0 2 2 0 0 2
UGT1A7 (387T>G) 387T/T 1 12 0.490 0.213 4 9 0.065 0.026 7 5 0.678 0.815
387T/G 4 14 8 10 7 10
387G/G 2 5 6 1 4 3
UGT1A7 (622T>C) 622T/T 2 19 0.113 0.079 7 14 0.132 0.102 10 10 1.000 1.000
622T/C 4 11 10 5 7 7
622C/C 1 1 1 1 1 1
UGT1A9*22 (UGT1A9*1b) *22/*22 1 13 0.413 0.183 4 10 0.057 0.016 8 5 0.474 0.646
–/*22 4 13 8 9 6 10
–/– 2 5 6 1 4 3
Haplotype I 0 3 5 0.100 0.040 7 1 0.028 0.019 4 4 1.000 1.000
1 4 16 8 12 9 9
2 0 10 3 7 5 5
Haplotype II 0 4 22 0.249 0.202 10 16 0.212 0.080 12 12 1.000 0.755
1 2 9 7 4 6 5
2 1 0 1 0 0 1
Haplotype III 0 6 22 0.720 0.398 12 16 0.568 0.253 13 13 1.000 0.747
1 1 8 5 4 5 4
2 0 1 1 0 0 1
Sex Male 5 19 1.000 ND 12 12 0.745 ND 13 10 0.489 ND
Female 2 12 6 8 5 8
Age, years ≤60 2 12 1.000 ND 5 9 0.328 ND 6 7 1.000 ND
>60 5 19 13 11 12 11
PS 0 5 28 0.223 ND 15 18 0.653 ND 17 15 0.603 ND
1 2  3  3 2  1  3

–, reference allele. C.A., Cochran–Armitage; CR, complete response; ND, not done; PD, progressive disease; PR, partial response; PS, Eastern Cooperative Oncology Group performance status; SD, stable disease.

In the trial of second‐line therapy (FLIGHT2, n = 35, Table 5), older age (60 years and older, P = 0.069 by Fisher's exact test) trends to a risk factor for severe hematological toxicity after the first cycle. The severe hematological toxicity during the entire course of therapy was significantly different among the genotypes of UGT1A7 (387G, P = 0.047 by Fisher's exact test), UGT1A9*22 (T9, P = 0.047 by Fisher's exact test), and patient age (P = 0.036 by Fisher's exact test).

Table 5.

Associations between UGT1A genotypes and irinotecan toxicity and objective responses in Japanese patients with metastatic colorectal cancer treated with FOLFIRI as second‐line therapy (FLIGHT2)

Genotype or clinical feature Detail Severe hematologic toxicity Objective responses
After first cycle During entire course of therapy During entire course of therapy
Toxicity P‐value Toxicity P‐value Responses P‐value
Yes No Fisher's exact test C.A.‐trend test Yes No Fisher's exact test C.A.‐trend test CR + PR SD + PD Fisher's exact test C.A.‐trend test
UGT1A1*6 −/− 2 21 0.400 0.306 8 15 0.105 0.054 2 21 0.058 0.021
−/*6 3 8 7 4 3 8
*6/*6 0 1 1 0 1 0
UGT1A1*27 −/− 5 29 1.000 ND 16 18 1.000 ND 6 28 1.000 ND
−/*27 0 1 0 1 0 1
UGT1A1*28 −/− 4 23 1.000 ND 13 14 0.700 ND 6 21 0.299 ND
−/*28 1 7 3 5 0 8
UGT1A1*60 −/− 3 18 1.000 0.819 9 12 0.414 0.859 6 15 0.106 0.041
−/*60 2 10 7 5 0 12
*60/*60 0 2 0 2 0 2
UGT1A7 (387T>G) 387T/T 1 11 0.528 1.000 3 9 0.047 0.542 2 10 1.000 0.893
387T/G 4 14 12 6 3 15
387G/G 0 5 1 4 1 4
UGT1A7 (622T>C) 622T/T 2 17 0.612 0.831 7 12 0.403 0.491 2 17 0.317 0.228
622T/C 3 10 8 5 3 10
622C/C 0 3 1 2 1 2
UGT1A9*22 (UGT1A9*1b) *22/*22 1 11 0.528 1.000 3 9 0.047 0.542 2 10 1.000 0.893
−/*22 4 14 12 6 3 15
−/− 0 5 1 4 1 4
Haplotype I 0 0 7 0.095 0.765 2 5 0.049 0.501 1 6 1.000 0.753
1 5 13 12 6 3 15
2 0 10 2 8 2 8
Haplotype II 0 2 21 0.400 0.306 8 15 0.105 0.054 2 21 0.058 0.021
1 3 8 7 4 3 8
2 0 1 1 0 1 0
Haplotype III 0 4 23 1.000 ND 12 15 1.000 ND 6 21 0.299 ND
1 1 7 4 4 0 8
2 0 0 0 0 0 0
Sex Male 3 21 0.640 ND 10 14 0.716 ND 4 20 1.000 ND
Female 2 9 6 5 2 9
Age, years ≤60 0 14 0.069 ND 3 11 0.036 ND 2 12 1.000 ND
>60 5 16 13 8 4 17
PS 0 4 20 1.000 ND 12 12 0.493 ND 5 19 0.640 ND
1 1 10 4 7 1 10

–, reference allele. C.A., Cochran–Armitage; CR, complete response; ND, not done; PD, progressive disease; PR, partial response; PS, Eastern Cooperative Oncology Group performance status; SD, stable disease.

Only two patients, one in FLIGHT1 and one in FLIGHT2, developed grade 3 diarrhea. Both of them had UGT1A diplotype I/II.

UGT1A genotypes/haplotypes and response/PFS

Objective tumor responses were analyzed in 71 patients. Of 36 patients, 18 had complete or partial tumor responses in FLIGHT 1, and 6 out of 35 patients had objective responses in FLIGHT 2. No genotype/haplotype was associated with tumor response in FLIGHT 1. In FLIGHT2, the numbers of UGT1A1*6 and haplotype II were positive factors (P = 0.021 by C.A.‐test) and UGT1A1*60 was a negative factor (P = 0.041 by C.A.‐test) for objective responses (Table 5).

Effects of UGT1A polymorphisms on PFS in FLIGHT1 and FLIGHT2 were analyzed. There was no association between UGT1A polymorphisms and PFS. Only female sex was the negative factor for PFS (P = 0.016) (Table S6).

UGT1A1*28 and UGT1A1*6 homozygous

Homozygosity of UGT1A1*28 or *6 and compound heterozygosity of *28 and *6 were reported as high‐risk factors for hematologic toxicity, especially in Asia,29 therefore, we examined these genotypes (Table S7). Although the initial dose of irinotecan was reduced to 100 mg/m2 for patients with homozygous UGT1A1*28, one of two patients suffered from severe toxicity. In all cases, six of seven patients suffered from severe hematological toxicity. Although in these patients the toxicity was very severe, the response rate was not impaired (3/7, 42.9%).

Discussion

The present study evaluated whether UGT1A polymorphisms influence the toxicity and efficacy of the FOLFIRI regimen in Japanese mCRC patients. This study was carried out as an integrated investigation of two prospective studies that involved 20 treatment centers in Japan.17, 18 To the best of our knowledge, this is the first prospective study to assess the role of UGT1A polymorphisms on the efficacy and toxicity of FOLFIRI.

The UGT1A1, UGT1A7, and UGT1A9 genetic variants and their haplotypes play a predictive role in the outcome of FOLFIRI treatments in Caucasian mCRC patients.9 There are ethnic differences in UGT1A genotypes. Among the Japanese population, UGT1A1*28 has a low frequency and UGT1A1*6 has a discriminatively high frequency, unlike the frequencies among Caucasians.11, 12, 16, 17 Therefore, the relationship between UGT1A genetics and the outcome of FOLFIRI should be evaluated in each ethnic group.

In our analysis of Japanese colorectal cancer patients treated with FOLFIRI, severe hematological toxicity during the entire course of therapy was more frequent in patients with UGT1A1*6 (211A) and UGT1A7*3 (387G) genotypes. In contrast, the variant T10 allele of the UGT1A9*22 (*1b) polymorphism was a marker for reduced toxicity (Table 3).8, 9 In addition to certain genotypes, older age was also a risk factor for severe hematological toxicity. Unlike findings from Caucasian patients, the UGT1A1*28 allele was not necessarily related to hematological toxicity in Japanese patients. On the contrary, UGT1A1*6 was strongly correlated with severe hematological toxicity, which is consistent with other clinical studies of Asian populations.11, 12, 16 We can assume that both UGT1A9*22 (reference T9 genotype) and UGT1A7*3 (387G) are risk alleles that have strong LD (correlation coefficient r 2 = 0.97) for each other (Fig. 1), as previously reported.9 Interestingly, there was no significant relationship between hematological toxicity and female sex, unlike the previous findings of Cecchin et al.9 for Caucasians.

The close LD between UGT1A1*6 and UGT1A7*3 (387T>G, 0.32; 622T>C, 0.64), as well as between UGT1A9*22 and UGT1A7*3 (387T>G, 0.97; 622T>C, 0.46) was thought to be associated with toxicity profiles of each genotype. Therefore, the influence of not only genotypes but also haplotypes must be examined.9, 14, 30 For haplotype I, which consists of all favorable alleles, there was a significant reduction in hematologic toxicity during the entire course of therapy (P = 0.031) as well as after the first cycle (P = 0.080). This protective haplotype was the most frequent haplotype (0.520) in Japanese patients.9 In contrast, haplotype II, which contains four high‐risk alleles (UGT1A1*6, UGT1A7*3 [387G and 622C] and UGT1A9*1 [T9]), showed significantly higher hematologic toxicity during the entire course of therapy (haplotype frequency, 0.173; P = 0.010). The odds ratio for that toxicity was extremely high, and this haplotype was the second most common haplotype in Japanese patients, which differs considerably from that of Caucasians. This haplotype may be the leading cause of ethnic differences in irinotecan toxicity. Consequently, haplotype analysis seemed to have a stronger impact than each genotype analysis. Although toxicity was very severe in these patients, the response rate was not impaired.

There were some differences in profiles between first‐line and second‐line FOLFIRI treatments. In the first‐line group, UGT1A1*28 was a risk factor for severe hematological toxicity after the first cycle of FOLFIRI, and UGT1A7 (387G) and UGT1A9*22 (T9) genotypes were risk factors during the entire course of therapy. In the second‐line group, older age was a risk factor after the first cycle, and UGT1A7 (387G) and UGT1A9 (T9) alleles and older age were risk factors during the entire course of therapy for severe hematological toxicity. In the second‐line therapy group, older patients could not tolerate the sequential treatments. Objective tumor responses were predicted by UGT1A1*6 and UGT1A1*60, but these results might be controversial.

Homozygosity of UGT1A1*28 or *6 and compound heterozygosity of *28 and *6 have been reported as high‐risk factors for hematologic toxicity, especially in Asia.29 In our study, all *28/*6 and *6/*6 patients developed severe hematological toxicity. Moreover, one of two *28 homozygous patients suffered from severe hematological toxicity despite the reduced dosage of irinotecan (100 mg/m2) used for these patients (Table S7). Although toxicity was very severe in these patients, the response rate was not impaired (3/7: 42.9%). For these patients, although the FOLFIRI regimen should be given in a careful manner, it is effective, and its use for advanced colorectal cancer patients should not be precluded from the treatment options.

In conclusion, assessment of UGT1A1*28 and *6 and also UGT1A7*3 and UGT1A9*22 is very important to predict the toxicity of irinotecan in Japanese (or Asian) patients. Although each UGT1A1*6 (211A), UGT1A7*3 (387G), and UGT1A9*22 (T9) allele might predict hematological toxicity, haplotype II (containing four risk alleles, UGT1A1*6, UGT1A7*3 [387G and 622C], UGT1A9*1 [T9]) and homozygosity of UGT1A1*28 and *6 were better predictors of toxicity. For these patients, the FOLFIRI regimen should be given carefully. We will attempt further haplotype analysis by carrying out a new prospective study and using bioinformatics.

Disclosure Statement

The authors have no conflict of interest.

Supporting information

Table S1. Minor allele frequency in Japanese patients with metastatic colorectal cancer.

Table S2. UGT1A polymorphisms and severe toxicity by univariate analysis in Japanese patients with metastatic colorectal cancer.

Table S3. UGT1A polymorphisms and severe toxicity and objective responses by univariate analysis (FLIGHT1) in Japanese patients with metastatic colorectal cancer.

Table S4. UGT1A polymorphisms and severe toxicity and objective responses by univariate analysis (FLIGHT2) in Japanese patients with metastatic colorectal cancer.

Table S5. Multivariable logistic regression analysis in Japanese patients with metastatic colorectal cancer.

Table S6. UGT1A genotypes and progression‐free survival in Japanese patients with metastatic colorectal cancer.

Table S7. UGT1A1*28 and *6 polymorphisms and toxicity/objective responses in Japanese patients with metastatic colorectal cancer.

Acknowledgments

This study was supported in part by a non‐profit organization Epidemiological and Clinical Research Information Network (ECRIN), as well as a Grant‐in‐Aid for Scientific Research of the Ministry of Education, Science, Sports and Culture of Japan (project No. 21591725 and 19591545). We thank Ms. Mai Hatta for her excellent clinical research coordination.

(Cancer Sci 2013; 104: 1662–1669)

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Table S1. Minor allele frequency in Japanese patients with metastatic colorectal cancer.

Table S2. UGT1A polymorphisms and severe toxicity by univariate analysis in Japanese patients with metastatic colorectal cancer.

Table S3. UGT1A polymorphisms and severe toxicity and objective responses by univariate analysis (FLIGHT1) in Japanese patients with metastatic colorectal cancer.

Table S4. UGT1A polymorphisms and severe toxicity and objective responses by univariate analysis (FLIGHT2) in Japanese patients with metastatic colorectal cancer.

Table S5. Multivariable logistic regression analysis in Japanese patients with metastatic colorectal cancer.

Table S6. UGT1A genotypes and progression‐free survival in Japanese patients with metastatic colorectal cancer.

Table S7. UGT1A1*28 and *6 polymorphisms and toxicity/objective responses in Japanese patients with metastatic colorectal cancer.


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