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. 2020 Nov 16;15(11):e0241815. doi: 10.1371/journal.pone.0241815

Oncologic outcomes after resection of para-aortic lymph node metastasis in left-sided colon and rectal cancer

Junichi Sakamoto 1,*, Heita Ozawa 1,#, Hiroki Nakanishi 1,#, Shin Fujita 1,#
Editor: Norikatsu Miyoshi2
PMCID: PMC7668564  PMID: 33196651

Abstract

Aim

The optimal surgical management strategy for para-aortic lymph node (PALN) metastasis has not attracted as much attention as surgery for liver or lung metastasis. The purpose of this retrospective study was to evaluate the oncologic outcomes after synchronous resection of PALN metastasis in left-sided colon and rectal cancer.

Methods

Between January 1986 and August 2016, 29 patients with pathologically positive PALN metastases who underwent curative resection at our hospital were retrospectively reviewed. We examined clinicopathological characteristics, long-term oncologic outcomes, and factors related to favorable prognosis in these patients.

Results

The 3-year overall survival and recurrence-free survival (RFS) rates were 50.5% and 17.2%, respectively. In total, 6 (20.7%) patients experienced no recurrence in the 3 years after surgery, while postoperative complications were seen in 9 (31.0%) patients. The 3-year RFS rate was significantly better in the pM1a group than in the pM1b/pM1c group (26.3% and 0.0%, respectively, p = 0.032).

Conclusion

PALN dissection for patients without other organ metastases in left-sided colon or rectal cancer is a good indication as it is for liver and lung metastasis.

Introduction

Para-aortic lymph node (PALN) metastasis occurs in less than 1.3% of colorectal cancer (CRC) patients [1] and is associated with a poor prognosis [2].

While the management of metastatic CRC has long been based on systemic chemotherapy, several studies have suggested that more aggressive surgical resection is a potentially curative treatment for liver and lung metastasis in selected patients with acceptable postoperative morbidity [35]. Recently, surgical resection has been established as the standard therapy for liver and lung metastases.

However, the effectiveness of surgical management of synchronous PALN metastasis remains highly controversial because of a lack of definitive evidence regarding survival outcomes and the safety of surgical techniques [6]. There is insufficient data to guide the stratification of patients for aggressive treatment.

We aimed to clarify the oncologic outcomes after synchronous resection of PALN metastasis in left-sided colon and rectal cancer.

Materials and methods

Ethics statement

This submission does not require an ethics statement. The study protocol was conducted in accordance with the Declaration of Helsinki. All data were fully anonymized before we accessed. The datasets analyzed during the current study are available from the corresponding author on reasonable request. All relevant data are within the paper and its Supporting Information files. The need for written consent from the study subjects was waived by the institutional review board, and this retrospective study was approved by the Ethical Advisory Committee of the Tochigi Cancer Center before study initiation.

Patients

In this retrospective cohort study, 574 patients with stage Ⅳ CRC underwent surgery, including noncurative surgery, at our cancer center between January 1986 and August 2016. Of these, 43 underwent PALN dissection synchronously with a primary CRC resection.

The selection criteria for a PALN dissection were as follows: (1) pathological diagnosis of CRC; (2) suspected PALN metastasis on preoperative imaging, such as abdominal/pelvic computed tomography (CT) or positron emission tomography; and (3) an assessment that curative resection was possible (i.e., no signs of upward PALN swelling extending above the renal vessels, or an obvious invasion of PALN metastases to the great vessels). Curative resection was defined as complete tumor resection with all margins being negative. The indications for PALN dissection were thoroughly discussed and determined at our multidisciplinary team conferences with radiologists and hepatobiliary surgeons.

In total, 29 patients who were pathologically positive for PALN metastasis were included. We excluded patients with secondary malignancies and double cancer.

Evaluation parameters

The classification system of the Union for International Cancer Control (8th edition) was used to determine pathological tumor depth and distant metastasis. The extent of regional lymph node metastasis was classified into 3 categories according to their location: (1) pericolic/perirectal lymph nodes were defined as lymph nodes close to the bowel wall; (2) intermediate lymph nodes were defined as lymph nodes along the feeding arteries; and (3) main lymph nodes were defined as lymph nodes related to the origin of the feeding artery. In addition, lateral pelvic nodes were defined as lymph nodes along the common internal and external iliac vessels, and proceeding downwards to the level of the obturator internus muscles. Postoperative complications were categorized according to the Clavien-Dindo classification.

Surgery and follow-up

Curative surgery was performed as per the standard procedure of total mesorectal excision. After identification of the ureter and gonadal vessels, PALN dissection commenced from the aorta or bifurcation of the iliac artery. We removed all lymphovascular tissues in the area using the following boundaries: the lower border of the left renal vein, the right border of the inferior vena cava, and the right border of the left gonadal vessels (Fig 1). In the present study, we excluded patients who underwent PA lymphadenectomy.

Fig 1. Intraoperative findings of PALN dissection.

Fig 1

All lymphovascular structures were removed from the lower border of the left renal vein, the right border of the inferior vena cava, and the right border of the left gonadal vessels. PALN, para-aortic lymph node.

Patients underwent a standardized follow-up every 3 months for the first 3 years, and at each follow-up, a physical examination and laboratory tests were performed. In addition, CT was performed every 6 months and a colonoscopy was performed 1 year after surgery and repeated at least every 2 years.

Main outcome measures

The primary end points were 3-year overall survival (OS) and recurrence-free survival (RFS) rates.

Statistical analysis

All statistical analyses were performed with EZR (Saitama Medical Center, Jichi Medical University, Saitama, Japan), which is a graphical user interface for R (The R Foundation for Statistical Computing, Vienna, Austria). More precisely, it is a modified version of the R Commander designed to add statistical functions that are frequently used in biostatistics.

Differences in categorical and continuous variables were analyzed using the chi-square test (or Fisher’s exact test) and Student’s t-test, while the Kaplan-Meier method was used to compare OS and RFS rates. Univariate and multivariate analyses of factors associated with oncologic outcomes were evaluated using the Kaplan-Meier method, and the Cox proportional hazards model was used to estimate hazard ratios. Survival curves were created using the log-rank test. From the receiver operating characteristic (ROC) curves, the threshold of PALN metastasis was set to 4 (area under the ROC curve, 0.741; 95% CI, 0.531–0.951). A probability level of p<0.05 was considered to indicate statistical significance.

Results

Clinicopathological characteristics are shown in Table 1. The median age of the patients was 60 years (range: 35–74 years), and 15 (51.7%) were men. In 15 (51.7%) patients, the tumors were located in the rectum. In total, 18 (62.1%) patients received adjuvant treatment. The most common histological type was moderately differentiated adenocarcinoma (n = 19, 65.5%), while 5 (17.2%) patients had pT4b tumors, and 14 (48.3%) had no metastases to the main lymph nodes. In terms of other organ metastases, 19 (65.5%) patients were in the pM1a group. All patients received simultaneous resection of their distant metastases. The median number of total harvested and metastatic PALNs was 12 (1–81) and 4 (1–71), respectively.

Table 1. Clinicopathological characteristics.

n = 29    
Age, years 60 (35–74)
Sex, n (%)
    Male 15 (51.7)
    Female 14 (48.3)
Location of tumor, n (%)
    Left-sided colon 14 (48.3)
    Rectum 15 (51.7)
Adjuvant treatment, n (%)
    None 11 (37.9)
    Neoadjuvant chemotherapy 1 (3.4)
    Adjuvant chemotherapy 15 (51.7)
    Postoperative chemoradiation therapy 2 (6.9)
Histology, n (%)
    Well-differentiated adenocarcinoma 2 (6.9)
    Moderately differentiated adenocarcinoma 19 (65.5)
    Poorly differentiated adenocarcinoma 6 (20.7)
    Mucinous adenocarcinoma 2 (6.9)
Depth of invasion, n (%)
    pT3 13 (44.8)
    pT4a 11 (37.9)
    pT4b 5 (17.2)
Extent of lymph node metastasis, n (%)
    Pericolic/perirectal 23 (79.3)
    Intermediate 19 (65.5)
    Main 15 (51.7)
    Lateral pelvic node 6 (20.7)
Distant metastasis, n (%)
    pM1a (only PALN) 19 (65.5)
    pM1b (PALN and liver metastases) 7 (24.1)
    pM1c (PALN and liver, peritoneal metastases) 3 (10.3)
Number of harvested PALNs 12 (1–81)
Number of metastatic PALNs 4 (1–71)
Number of metastatic PALNs, n (%)
    1–3 14 (48.3)
    ≧4 15 (51.7)

†Data are presented as median (range), unless otherwise stated.

PALN, para-aortic lymph node.

Operative and postoperative results are shown in Table 2. Only 1 (3.4%) patient was operated on using a laparoscopic approach. The median operating time was 248 (110–645) minutes, the median estimated blood loss was 628 (20–4900) g, and the median hospital stay was 40 (8–106) days. Postoperative morbidity occurred in 9 (31.0%) patients. There was no 30-day mortality, and no patient had grade Ⅳ or Ⅴ complications. The most common morbidity was surgical site infection (n = 3, 10.3%). Postoperative recurrences occurred in 23 (79.3%) patients, and the most common site of recurrence was the distant lymph nodes (n = 9, 31%).

Table 2. Operative and postoperative results.

n = 29
Operative procedure, n (%)
    Open 28 (96.6)
    Laparoscopic 1 (3.4)
Operation time, min 248 (110–645)
Blood loss, g 628 (20–4900)
Hospital stay, days 40 (8–106)
Morbidity, n (%) 9 (31.0)
    GradeⅠ
        Urinary retention 1 (3.4)
    GradeⅡ
        SSI 2 (6.9)
        Intra-abdominal abcess 1 (3.4)
        Atelectasis 1 (3.4)
        Delayed gastric emptying 1 (3.4)
    GradeⅢ
        SSI 1 (3.4)
        Paralytic ileus 1 (3.4)
        Anastomotic leakage 1 (3.4)
    ≧GradeⅣ None
Recurrence, n (%) 23 (79.3)
    Distant lymph node 9 (31.0)
    Liver 8 (27.6)
    Peritoneum 4 (13.8)
    Lung 3 (10.3)
    Local recurrence 2 (6.9)
    Bone 1 (3.4)
    Others 2 (6.9)

†Data are presented as median (range), unless otherwise stated.

SSI, surgical site infection.

The median follow-up was 30.0 months (range: 1.5–210.7 months). Of the total 29 patients, the 3-year OS rate was 50.5% (Fig 2A), and the 3-year RFS rate was 17.2% (Fig 2B). Furthermore, the 3-year OS rate in the pM1a group was significantly better than in the pM1b and pM1c groups (63.2 and 24.0%, respectively; hazard ratio [HR], 3.01; 95% confidence interval [CI], 1.19–7.65; p = 0.015) (Fig 3A). In addition, the 3-year RFS rate was significantly different in the pM1a group and the pM1b and pM1c group (26.3 and 0.0%, respectively; HR, 2.49; 95% CI, 1.05–5.90; p = 0.032) (Fig 3B). There were no statistically significant differences in clinicopathological characteristics between patients with pM1a and pM1b and pM1c except for the rate of adjuvant treatment (Table 3).

Fig 2.

Fig 2

Kaplan-Meier overall survival (a) and recurrence-free survival (b) curve for all patients. The 3-year OS rate was 50.5% (Fig 2A), and the 3-year RFS rate was 17.2% (Fig 2B). OS, overall survival; RFS, recurrence-free survival.

Fig 3.

Fig 3

Kaplan-Meier overall survival (a) and recurrence-free survival (b) curve for patients with each M-category pM1a and pM1b, c. The 3-year OS rate in the pM1a group was significantly better than that in the pM1b and pM1c groups (63.2 and 24.0%, respectively) (Fig 3A). In addition, the 3-year RFS rate was significantly different in the pM1a group and the pM1b and pM1c groups (26.3 and 0.0%, respectively) (Fig 3B). red, pM1a; blue, pM1b and pM1c. OS, overall survival; RFS, recurrence-free survival; NA, not applicable.

Table 3. Comparison of clinicopathological characteristics between the pM1a and pM1b/c.

Variable pM1a (n = 19) pM1b and pM1c (n = 10) p value
Age, years 63 (46–74) 59.5 (35–74) 0.25
Sex, n (%) 0.25
Male 8 (42.1%) 7 (70.0%)
Female 11 (57.9%) 3 (30.0%)
Location of tumor, n (%) 1
Left-sided colon 9 (47.3%) 4 (40.0%)
Rectum 10 (52.6%) 6 (60.0%)
Histology, n (%) 0.68
Well or Moderately 13 (68.4%) 8 (80.0%)
Poorly or Mucinous 6 (31.6%) 2 (20.0%)
Depth of invasion, n (%) 1
pT3 9 (47.3%) 4 (40.0%)
pT4a or pT4b 10 (52.6%) 6 (50.0%)
Number of harvested regional LNs 25 (17–155) 51 (17–165) 0.49
Number of metastatic regional LNs 7 (1–37) 19.5 (4–122) 0.10
Number of harvested PALNs 11 (1–45) 14.5 (3–81) 0.29
Number of metastatic PALNs 2 (1–25) 5.5 (1–71) 0.17
Adjuvant treatment, n (%) 0.044
Yes 9 (47.3%) 9 (90.0%)
No 10 (52.6%) 1 (10.0%)  

†Data are presented as median (range), unless otherwise stated.

LN, lymph node

PALN, para-aortic lymph node

In multivariate analysis (Table 4), the pM1a group was an independent prognostic factor for OS (HR, 5.15; 95% CI, 1.52–17.5; p = 0.0084) and RFS (HR, 2.49; 95% CI, 1.05–5.90; p = 0.038). The number of PALN metastases did not differ significantly based on the OS or RFS.

Table 4. Univariate and multivariate analyses of overall survival and recurrence-free survival.

Variable Overall survival Recurrence-free survival
Number Univariate Multivariate Univariate Multivariate
  3-year OS [%] HR [95% CI] p value HR [95% CI] p value 3-year RFS [%] HR [95% CI] p value HR [95% CI] p value
Tumor location
    Colon 13 46.2 1 0.72 23.1 1 0.86
    Rectum 16 53.6 0.84 [0.35–2.05] 12.5 0.48 [0.19–1.21]
Histology
    Well or Moderately 21 65.3 1 0.0010 1 0.0011 19.0 1 0.42
    Poorly or Mucinous 8 12.5 4.21 [1.67–10.6] 7.18 [2.21–23.4] 12.5 2.20 [0.81–5.99]
Distant metastasis
    M1a 19 63.2 1 0.015 1 0.0084 26.3 1 0.032 1 0.038
    M1b and M1c 10 24.0 3.01 [1.19–7.65] 5.15 [1.52–17.5] 0 3.59 [1.15–11.21] 2.49 [1.05–5.90]
Number of PALN metastases
    1–3 14 62.3 1 0.029 1 0.79 28.6 1 0.11
    4 and more 15 40.0 2.81 [1.07–7.39] 1.16 [0.38–3.56] 6.7 2.15 [0.68–6.82]
Adjuvant treatment
    Yes 18 36.1 1.91 [0.73–5.00] 0.18 22.2 1 0.57
    No 11 72.7 1       9.1 0.35 [0.13–0.96]    

HR, hazard ratio; CI, confidence interval; OS, overall survival; RFS, recurrence-free survival; PALN, para-aortic lymph node.

Discussion

The present study demonstrated that PALN dissection for left-sided colon and rectal cancer with synchronous PALN metastasis without other organ metastases was associated with a favorable prognosis. This is one of a few characteristic studies that has shown the clinical significance of PALN dissection.

Similar to liver and lung metastasis, synchronous PALN metastasis from a CRC is categorized as Stage Ⅳ disease. Liver and lung metastasis resections are widely accepted as standard treatments, and the 5-year survival rates are over 50% following surgery [7].

PALN dissection was first described in 1950 by Dr. Deddish as a modification of the Miles abdominoperineal resection performed to reduce local recurrence in rectal cancer [8]. However, routine PALN dissection has since been abandoned in view of increased surgical morbidity, such as urinary and sexual dysfunction, without corresponding improvements in recurrence rates and overall survival [9]. On the other hand, recent studies have reported that prolonged survival can be obtained following resection of PALN metastasis [1014]. Each of these studies was a retrospective cohort study, and so the significance of PALN dissection remains unconfirmed and highly controversial.

We think that curative resection, using PALN dissection, is a prerequisite for a favorable prognosis. Past studies have shown that low curative resection rates lead to low survival rates [12]. Therefore, we did not perform PALN dissection on patients for whom it was established that curative resection was not possible based on preoperative imaging diagnosis.

Our PALN dissection area was similar to that reported in past studies. It is necessary to perform PALN dissections for right-sided colon cancer while maintaining the great vessels, such as the superior mesenteric artery or celiac artery. Because of this, in right-sided colon cancer, systematic PALN dissection is anatomically impossible, and the dissection effect is not attained as it is with left-sided colon and rectal cancers. For this reason, we limited the indication for PALN dissection to left-sided colon and rectal cancers.

The 3-year OS and 3-year RFS rates were significantly better in the pM1a group than in the pM1b/pM1c group, which was similar to the results of Yamada et al [11]. In our study, there were no significant differences in clinicopathological characteristics, such as tumor location and histology, the number of metastatic regional lymph nodes, and the number of metastatic PALNs in the pM1a group and pM1b/pM1c group (Table 3). These results suggest that other organ metastases without PALN are the most important prognosticators. In our study, there was no distant lymph node recurrence in the pM1b/pM1c group, and all recurrences occurred in other organs. Consequently, patients with PALN metastasis with other organ metastases were possibly excluded from the indication for PALN dissection.

Song et al. reported that patients without disease recurrence had 3 or fewer PALN metastases [14]. Several other studies reported that fewer metastases may be a good indication for PALN dissection [2, 15]. With regards to f lateral lymph nodes in lower rectal cancer, Fujita reported that the prognosis of patients with 1 or 2 extramesorectal lymph node metastases was favorable [16]. Our data, however, showed that 3 patients achieved long-term RFS, even when the number of PALN metastases reached 7 or more. Additionally, there are very few reports that detail the relationship between the number of metastatic PALNs and prognosis, so no influencing factors have been established. Consequently, the number of metastatic PALNs cannot guide the indication for PALN dissection at this moment.

Recently, several studies have reported an optimum size cutoff for lymph nodes to identify patients positive for lateral lymph node metastases of lower rectal cancer on preoperative imaging [17, 18]. However, reports on preoperative diagnosis of PALN metastasis are rare. Further studies on accurate preoperative imaging diagnosis and patient selection for PALN dissection are therefore necessary.

The benefits associated with removing PALN metastasis should be weighed up against the risk of morbidity. In the present study, postoperative morbidity occurred in 31.0% of patients, which was comparable with that of other studies (7.8–38.9%) [1014]. The main morbidity was surgical site infection, and the rate of Clavien and Dindo classification grade Ⅲ or above was only 10.3%, with no perioperative deaths. These results suggest that the incidence of postoperative morbidities associated with PALN dissection is within acceptable limits.

There were several limitations to the present study, including the single institutional experience, the small sample size due to the rarity of this metastatic pattern, and the retrospective analysis. The study period was long, lasting over 30 years; and during this time, the optimal indication for PALN dissection and treatment strategy, e.g. chemotherapeutic regimens, would have changed. Additionally, an assessment of sexual dysfunction was not performed. A global assessment method, such as the International Index of Erectile Function, should be used for all cases. Finally, the present study did not include the patients without PALN dissection. Consequently, the efficacy of PALN dissection cannot be predicted with total accuracy based on our results. Larger multi-institutional prospective studies are required to overcome the shortcomings of this research. However, our results clearly showed that a favorable prognosis could be expected in selecting patients with left-sided colon and rectal cancers using isolated PALN dissection.

Conclusions

PALN dissection for patients without other organ metastases in left-sided colon or rectal cancer is a good indication as it is for liver and lung metastasis.

Supporting information

S1 Dataset

(PDF)

Acknowledgments

This study was supported by the Tochigi Cancer Center founded by Tochigi prefecture. All authors listed have contributed sufficiently to this study to be included as authors.

Data Availability

All relevant data are available from FigShare (https://doi.org/10.6084/m9.figshare.13168589.v1).

Funding Statement

The authors received no specific funding for this work.

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Oncologic outcomes after resection of para-aortic lymph node metastasis in left-sided colon and rectal cancer

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[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

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Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This article was described about survival after para-aortic lymph node dissection of the colorectal cancer patients.

Given the nature of this relatively small study, caution needs to be exercised to interpret the presented findings.

But, the report was well written.

Comment

In page23, line 49-50, the authors described that patients with PALN metastasis with other organ metastasis should be excluded from indication for PALN dissection. It is misunderstanding by these results that all the patients underwent the surgery in this series.

This is not a report of the efficacy of PALN dissection for the patients with pM1b/c compared with those who did not underwent PALND.

Certainly, the survival of the patients with pM1a is superior to that of other patients.

The PALN dissection is good indicated for the patients with pM1a, from this report.

Nevertheless, all recurrence after R0 resection of the patients with pM1b/c occurred distant other organ, which means that the PALND potentially have certain treatment effect of local control in the pM1b/c cohort, especially in the era of chemotherapy matured.

The study period was extremely long, including the period of chemotherapy drug lag. From this paper, anyone cannot deny that the combination of intensive and intensified chemotherapy and PALND may be effective for the patients, even if with pM1b/c and PALN metastasis.

It is appropriate to use the term “maybe excluded” or “possibly excluded from indication for PALN dissection”

It is right to emphasize that “pM1a is good indication” in conclusion.

Minor comments

# Does the study include both patients who underwent PALN dissection or PA lymphadenectomy?

# In page18, line2-5, the authors said that there were no statistically significant differences in clinico-pathological characteristics between patients with pM1a and pM1b and pM1c.

The rate of adjuvant treatment is different between two groups.

Reviewer #2: In this study, authors evaluated the oncologic outcomes after synchronous resection of PALN metastasis in left-sided colon and rectal cancer as a retrospective study. The 3- year RFS rate was significantly better in the pM1a group than in the pM1b/pM1c group, and they concluded PALN dissection for left-sided colon or rectal cancer with synchronous PALN metastasis can be a feasible treatment. The aim of this study and their opinion are understandable. However, there are some points to be revised.

They selected patients with curative surgery. There were 7 M1b patients and 3 M1c patients.  Please describe the details of these metastases and the surgery (simultaneous surgery or irregular surgery). Also, please indicate from which point you started calculating RFS and OS.

They said that patients with PALN metastasis with other organ metastases should be excluded from the indication for PALN dissection in discussion section. Patients with M1b/M1c had a poor prognosis and may not need PALN resection. However, regarding whether PALN dissection is effective in patients with M1a, it is necessary to compare the prognosis of patients with and without PALN dissection. Is this comparison possible with your dataset?

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2020 Nov 16;15(11):e0241815. doi: 10.1371/journal.pone.0241815.r002

Author response to Decision Letter 0


11 Sep 2020

August 9, 2020

Norikatsu Miyoshi, M.D., Ph.D., FACS

Academic Editor

PLOS ONE

Re: Manuscript ID:PONE-D-20-18946

Oncologic outcomes after resection of para-aortic lymph node metastasis in left-sided colon and rectal cancer

Dear Dr. Norikatsu Miyoshi:

Thank you for the thoughtful and constructive feedback you provided regarding our manuscript (PONE-D-20-18946), titled “Oncologic outcomes after resection of para-aortic lymph node metastasis in left-sided colon and rectal cancer.” We also appreciate the time and effort you and each of the reviewers have dedicated to providing insightful feedback on ways to strengthen our paper. Thus, it is with great pleasure that we resubmit our article for further consideration. We have incorporated changes that reflect the detailed suggestions you have graciously provided. We also trusted that our edits and the responses we provided below satisfactorily address all the issues and concerns you and the reviewers have noted.

To facilitate your review of our revisions, the following is a point-by-point response to the questions and comments delivered in your letter.

Reviewer #1

This article was described about survival after para-aortic lymph node dissection of the colorectal cancer patients. Given the nature of this relatively small study, caution needs to be exercised to interpret the presented findings. But, the report was well written.

(Response) We thank you for providing constructive comments regarding the improvement of the original manuscript.

(Comment 1)

In page23, line 49-50, the authors described that patients with PALN metastasis with other organ metastasis should be excluded from indication for PALN dissection. It is misunderstanding by these results that all the patients underwent the surgery in this series. This is not a report of the efficacy of PALN dissection for the patients with pM1b/c compared with those who did not underwent PALND. Certainly, the survival of the patients with pM1a is superior to that of other patients. The PALN dissection is good indicated for the patients with pM1a, from this report. Nevertheless, all recurrence after R0 resection of the patients with pM1b/c occurred distant other organ, which means that the PALND potentially have certain treatment effect of local control in the pM1b/c cohort, especially in the era of chemotherapy matured. The study period was extremely long, including the period of chemotherapy drug lag. From this paper, anyone cannot deny that the combination of intensive and intensified chemotherapy and PALND may be effective for the patients, even if with pM1b/c and PALN metastasis. It is appropriate to use the term “maybe excluded” or “possibly excluded from indication for PALN dissection”. It is right to emphasize that “pM1a is good indication” in conclusion.

(Response) We appreciate the Reviewer’s comment on this point. The current study did not include the patients without PALN dissection. It is inappropriate to use the term “should be excluded”. Accordingly, we have changed the following text in the Discussion (page21, lines 50-51): “Consequently, patients with PALN metastasis with other organ metastases should be excluded from the indication for PALN dissection.” to “Consequently, patients with PALN metastasis with other organ metastases were possibly excluded from the indication for PALN dissection.” Moreover, we have changed the next text in the Abstract (page8, lines19-21) and Conclusion (page23, lines98-100): “PALN dissection for patients without other organ metastases in left-sided colon or rectal cancer can be a feasible treatment option as it is for liver and lung metastasis.” to “PALN dissection for patients without other organ metastases in left-sided colon or rectal cancer is a good indication as it is for liver and lung metastasis.”

(Comment 2)

Does the study include both patients who underwent PALN dissection or PA lymphadenectomy?

(Response) As the Reviewer noted, our original expression here may be a bit misleading. In this study, we excluded patients who underwent non-systematical PALN dissection. Accordingly, we have added the following text in Materials and methods (page11, lines 22-23): “In the present study, we excluded patients who underwent PA lymphadenectomy.”

(Comment 3)

In page18, line2-5, the authors said that there were no statistically significant differences in clinico-pathological characteristics between patients with pM1a and pM1b and pM1c. The rate of adjuvant treatment is different between two groups.

(Response) The reviewer’s comment is correct. To clarify, we have revised as “There were no statistically significant differences in clinicopathological characteristics between patients with pM1a and pM1b and pM1c besides the rate of adjuvant treatment.” (page17, lines2-5)

Reviewer #2

(Response) We wish to express our appreciation to the Reviewer for his or her insightful comments, which have helped us significantly improve the paper.

(Comment 1)

In this study, authors evaluated the oncologic outcomes after synchronous resection of PALN metastasis in left-sided colon and rectal cancer as a retrospective study. The 3- year RFS rate was significantly better in thepM1a group than in the pM1b/pM1c group, and they concluded PALN dissection for left-sided colon or rectal cancer with synchronous PALN metastasis can be a feasible treatment. The aim of this study and their opinion are understandable. However, there are some points to be revised.

They selected patients with curative surgery. There were 7 M1b patients and 3 M1c patients.  Please describe the details of these metastases and the surgery (simultaneous surgery or irregular surgery). Also, please indicate from which point you started calculating RFS and OS.

They said that patients with PALN metastasis with other organ metastases should be excluded from the indication for PALN dissection in discussion section. Patients with M1b/M1c had a poor prognosis and may not need PALN resection. However, regarding whether PALN dissection is effective in patients with M1a, it is necessary to compare the prognosis of patients with and without PALN dissection. Is this comparison possible with your dataset?

(Response) In the present study, the site of other organ metastases were the liver metastases in 7 patients (pM1b group), and the liver and peritoneal metastases in 3 patients (pM1c group). All patients received simultaneous resection with their primary cancer. Accordingly, we have revised the Table 1 as follows (page14):

Moreover, we have added the following text to the Results (page13, lines22-23): “All patients received simultaneous resection of their distant metastases.” Further, as the Reviewer noted, this is not a report of the efficacy of PALN dissection for the patients with pM1a compared with those who did not undergo PALN dissection. This comparison is impossible with our dataset. We have therefore changed and added the following text as one of the limitations of the study (page23, lines88-95): “Finally, the present study did not include the patients without PALN dissection. Consequently, the efficacy of PALN dissection cannot be predicted with total accuracy based on our results. Larger multi-institutional prospective studies are required to overcome the shortcomings of this research. However, our results clearly showed that a favorable prognosis could be expected in selecting patients with left-sided colon and rectal cancers using isolated PALN dissection.” Finally, we have changed the next text in the Abstract (page8, lines19-21) and Conclusion (page23, lines98-100): “PALN dissection for patients without other organ metastases in left-sided colon or rectal cancer can be a feasible treatment option as it is for liver and lung metastasis.” to “PALN dissection for patients without other organ metastases in left-sided colon or rectal cancer is a good indication as it is for liver and lung metastasis.”

With these changes to our manuscript, we hereby resubmit our manuscript for a secondary evaluation. Again, thank you for allowing us to strengthen our manuscript with your valuable comments and queries. We have worked hard to incorporate your feedback and hope that these revisions persuade you to accept our submission.

Sincerely,

Junichi Sakamoto, MD

Department of Colorectal Surgery

Tochigi Cancer Center

4 Chome-9-13 Yonan, Utsunomiya, Tochigi 320-0834, Japan

Tel: 028-658-5151

Fax: 028-658-5669

Email: jsakamoto@tochigi-cc.jp

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Norikatsu Miyoshi

21 Oct 2020

Oncologic outcomes after resection of para-aortic lymph node metastasis in left-sided colon and rectal cancer

PONE-D-20-18946R1

Dear Dr. Sakamoto,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Norikatsu Miyoshi, M.D., Ph.D., FACS

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This manuscript was well revised about the part I have pointed out.

(Comment 3)

In page18, line2-5, the authors said that there were no statistically significant differences in clinico-pathological characteristics between patients with pM1a and pM1b and pM1c. The rate of adjuvant treatment is different between two groups.

(Response) The reviewer’s comment is correct. To clarify, we have revised as “There were no statistically significant differences in clinicopathological characteristics between patients with pM1a and pM1b and pM1c besides the rate of adjuvant treatment.” (page17, lines2-5)

It doesn’t make sense that “besides the rate of adjuvant treatment”.

“except for the rate of adjuvant treatment”

or

“apart from the rate of adjuvant treatment”

would be better.

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Acceptance letter

Norikatsu Miyoshi

4 Nov 2020

PONE-D-20-18946R1

Oncologic outcomes after resection of para-aortic lymph node metastasis in left-sided colon and rectal cancer

Dear Dr. Sakamoto:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Norikatsu Miyoshi

Academic Editor

PLOS ONE


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