Endoscopic ultrasound-guided radiofrequency ablation of pancreatic neuroendocrine tumors: a systematic review of the literature

Abstract

Background and study aims  Surgery is the mainstay therapy for pancreatic neuroendocrine tumors (P-NETs), but it is associated with significant adverse events (AEs). In recent years, endoscopic ultrasound-guided radiofrequency ablation (EUS-RFA) has been described for treating P-NETs. We performed a systematic literature review aimed at exploring the feasibility, effectiveness, and safety of EUS-RFA in treatment of P-NETs.

Methods  The literature review was performed in PubMed/MEDLINE, EMBASE, and SCOPUS to identify all case reports of EUS-RFA for treatment of P-NETs.

Results  Sixyt-one patients (males 49.2 %, mean age 64.5 years) and 73 tumors (mean size 16 mm, insulinomas 30.1 %) treated with EUS-RFA were included from 12 studies. The overall effectiveness of EUS-RFA was 96 % (75 % – 100 %) without differences between functional vs. non-functional P-NETs ( P  = 0.3) and without relevant issues about safety (mild AEs 13.7 %). While tumor location was not predictive for incomplete/non-response to EUS-RFA, greater tumor dimensions predicted treatment failure (21.8 ± 4.71 mm in the non-response group vs 15.07 ± 7.34 mm in the response group, P  = 0.048). At ROC analysis, a P-NET size cut-off value ≤18 mm predicted response to treatment, with a sensitivity of 80 % (95 % CI 28.4 % – 99.5 %), a specificity of 78.6 % (95 % CI 63.2 % – 89.7 %), a positive predictive value of 97.1 % (95 % CI 84.7 % – 99.9 %) and a negative predictive value of 30.8 % (95 % CI 9.1 % – 61.4 %), with an area under the curve of 0.81 (95 % CI 0.67 – 0.95).

Conclusions  EUS-RFA is safe and effective for treating P-NETs. It may be reasonable to consider EUS-RFA for small P-NETs, irrespective of the functional status.

Introduction

Pancreatic neuroendocrine tumors (P-NETs) are rare, but their incidence is likely to have increased over the last decades ¹ . Functional P-NETs, due to the metabolic disorders they produce, are usually recognized at an earlier stage when the pancreatic lesions are small ² ; for these tumors, surgery is usually the primary option. Non-functional P-NETs are typically diagnosed in an advanced stage when the volume of the lesions determines symptoms. In recent years, advances in imaging methods, including endoscopic ultrasound (EUS), have enabled detection of P-NETs at an earlier, asymptomatic stage ² .

The incidental discovery of small, mainly < 2 cm, non-functional P-NETs represents a therapeutic challenge because surgery may ruled out because of its complexity, which needs to be considered in context of the relatively benign, “indolent” course of these tumors ³ .

EUS-guided radiofrequency ablation (RFA) has been described as a potentially effective and safe treatment of P-NETs. Two devices currently are available to perform pancreatic RFA: a cooled needle connected to a dedicate energy source (STARmed, TaeWoong, South Corea), and a 1Fr probe, which can be introduced in a 19G needle (Habib EndoHBP, EMcision) and connected to a standard energy source.

Briefly, with high-frequency alternating current and under EUS guidance, the needle is inserted into the target lesion while maintaining a distance of at least 2 mm from the pancreatic and bile ducts to avoid injury or duct strictures, while damage to vessels is avoided by Doppler evaluation.

The needle tip is located at the far end inside the lesion. The energy release is applied when the needle tip of the electrode is visible within the margin of the lesion on EUS and is blocked when impedance rapidly increases, reaching at least 500 to 600 ohms, as per the manufacturer’s protocol.

If needed, the electrode can be moved, under EUS guidance, to ablate another area along the same trajectory.

Only case reports and small case series (1 – 12 patients) have described the feasibility, effectiveness, and safety of EUS-guided RFA treatment of P-NET. We performed a systematic literature review aimed at exploring the feasibility, effectiveness, and safety of the EUS-guided RFA treatment. We also attempted to define P-NETs characteristics that would predict the response to EUS-RFA.

Methods

Literature search and selection of primary studies

Assessment of the feasibility and safety of EUS-RFA in the treatment of P-NETs was performed with a systematic review of the available evidence in the literature, conducted in accordance with the preferred reporting items for systematic reviews and meta-analyses (PRISMA) guidelines ⁴ .

The systematic literature review was performed in PubMed/MEDLINE, EMBASE and SCOPUS to identify all papers reporting on P-NETs treated with EUS-RFA from the beginning of indexing for each database until December 2019. Bibliographic review of selected articles was examined as secondary sources for full-length articles of studies. A literature search was performed and verified by 2 independent reviewers (N.I. and G.d.N.) using the following index terms: “pancreatic neuroendocrine tumors” OR “pancreatic neuroendocrine neoplasms” AND “endoscopic ultrasound-guided radiofrequency” OR “EUS-RFA” OR “radiofrequency” OR “RFA”.

Eligibility criteria

Two reviewers (N.I. and G.d.N.) independently evaluated all the studies retrieved according to the eligibility criteria and any differences between the data sets were resolved by discussion. All the original reports documenting P-NETs treated with EUS-RFA in patients of any age were considered for inclusion. Studies evaluating operative procedures other than EUS-RFA were excluded. No language restriction was used in the search filter.

Data extraction and management

Data were extracted independently and entered into standardized Excel spreadsheets (Microsoft Inc., Redmond, Washington, United States). The following data were extracted from each study: first author, year of publication, number of treated patients, number of P-NETs treated, gender, age, type of P-NET (functional vs nonfunctional), tumor size (mm), P-NET location, number of RF sessions, feasibility (namely the possibility that EUS-RFA can be made), effectiveness (namely, the ability of producing a desired output), months of follow-up, occurrence of adverse events (severity of adverse events [AEs] was recorded in accordance with the American Society of Gastrointestinal Endoscopy (ASGE) classification ⁵ : mild AEs: procedure aborted due to an AE, postprocedure medical consultation, unplanned hospital admission or prolongation of hospital stay for less than 3 nights;; moderate AEs: unplanned anesthesia, unplanned admission or prolongation for 4 – 10 nights, ICU admission for 1 night, transfusion, interventional radiology for adverse event, interventional treatment for integument injuries; severe AEs: unplanned admission or prolongation for > 10 nights, ICU admission > 1 night, surgery for an adverse event, permanent disability; fatal adverse event: death.

Statistical analysis

Data were analysed using the Statistical Package for Social Sciences (SPSS software v.15.0, Chicago, Illinois, United States) for Windows. The descriptive statistics used included determination of mean values and standard deviation (SD) of the continuous variables, and of percentages and proportions of the categorical variables. A ROC curve was constructed to establish the best mass size cut-off value able to predict response to RFA treatment. The results were expressed by calculating the area under the curve (AUC), sensitivity, specificity, positive predictive value (PPV) and negative predictive value (NPV), with their 95 % Confidence Interval (95 %CI).

Statistical analysis was performed using chi-square and two-tailed Student’s t-test, when appropriate. P  < 0.05 was considered statistically significant.

Results

After literature search and review of titles and abstracts, 12 articles describing 61 patients and 73 P-NETs met our pre-defined inclusion criteria ^{6 7 8 9 10 11 12 13 14 15 16 17} . Table 1 summarizes findings from all studies reporting the feasibility, effectiveness and safety of EUS-RFA in the treatment of P-NETs.

Table 1. Findings from all studies reporting the feasibility, efficacy and safety of EUS-RFA in the treatment of P-NETs.

Study	No. of patients	No. of P-NET	Age (range)	Sex	Functional/non-functional P-NET	Mean Size, (range)	Location	RF device	RF Session	Power (Watt)	Maximum degree	RFA duration (seconds)	Probe length (cm)	Efficacy	Follow-up (months)	Mild adverse events 1	Moderate adverse events 2	Severe adverse events 3
Rossi 2014 6	1	1	72	M	0/1	9	head	Habib EUS RFA	1	10 – 15	90	360	190	100 %	34	0	0	0
Armellini 2015 7	1	1	76	M	0/1	20	tail	18 G, Starmed	1	NR	NR	NR	NR	100 %	1	0	0	0
Pai 2015 8	2	2	69.5 (57 – 82)	F	0/2	27.5 (15 – 40)	head	Habib EUS RFA	1.5 (1 – 2)	5 – 25	90 – 105	90 – 120	190	100 %	6	2	0	0
Lakhtakia 2016 9	3	3	45 (41 – 52)	M	3/0	17.7 (14 – 22)	2 head 1 body	19 G, Starmed	1	50	NR	10 – 15	140	100 %	12	0	0	0
Waung 2016 10	1	1	70	F	1/0	18	uncinate	Habib EUS RFA	3	10	NR	90 – 120	190	100 %	10	0	0	0
Bas-Cutrina 2017 11	1	1	63	F	1/0	10	body	Habib EUS RFA	1	10	NR	120	190	100 %	10	0	0	0
Choi 2018 12	8	8	56.1 (34 – 70)	4 M 4 F	1/7	20 (8 – 28)	3 head 5 body	19 G, Starmed	1.75 (1 – 3)	50	NR	NR	140	75 %	13	2	0	0
Thosani 2018 13	3	3	NR	NR	3/0	NR	NR	NR	NR	NR	NR	NR	NR	100 %	5	0	0	0
Gueneau de Mussy 2018 14	1	1	69	F	1/0	12	body	19 G, EUSRA TM needle	1	50	NR	NR	140	100 %	2	1	0	0
Barthet 2019 15	12	14	59.9 (45 – 77)	7 M 5 F	0/14	13.1 (10 – 20)	3 head 6 body 5 tail	19 G, Starmed	NR	50	NR	NR	140	86 %	12	1	1	0
Oleinikov 2019 16	18	27	60.4 (28 – 82)	10 M 8 F	7/20	14.3 (4.5 – 30)	10 head 8 body 5 uncinate 2 tail	19 G, Starmed	1	50	NR	5 – 12	140	96.3 %	8.7	2	0	0
de Nucci 2020 17	10	11	78.6	6 M 4 F	5/6	14.5 (9 – 20)	3 head 5 body 3 tail	19 G, Starmed	1	20	NR	10 – 15	140	100 %	12	2	0	0
All studies	61	73	65.4 (28 – 82)	49.2 % Males	22/51	16 (4.5 – 40)	35.3 % head 39.7 % body 8.8 % uncinate 16.2 % tail	Habib 5 Starmed 65 Not reported 3	1.3 (1 – 3)	–	–	–	–	96 % (75 % – 100 %)	11 (1 – 34)	10 (13.7 %)	1 (1.6 %)	0

N, number; P-NET, pancreatic neuroendocrine tumor; RF, radiofrequency, EUS, endoscopic ultrasound; M, male; F, female; G, gauge; NR, not reported

¹Mild adverse events: procedure aborted due to an adverse event, postprocedure medical consultation, unplanned hospital admission or prolongation of hospital stay for less than 3 nights

²Moderate adverse events: unplanned anesthesia, unplanned admission or prolongation for 4 – 10 nights, ICU admission for 1 night, transfusion, interventional radiology for adverse event, interventional treatment for integument injuries

³Severe adverse events: unplanned admission or prolongation for > 10 nights, ICU admission > 1 night, surgery for an adverse event, permanent disability; fatal adverse event: death

Among 61 patients, 30 (49.2 %) were male and the mean age was 65.4 years (range 28 – 82). The included 73 P-NETs had a mean size of 16 mm (ranging from 4.5 to 40 mm) and were localized at pancreatic head (35.3 %, mean mass dimension 18.7 ± 8.7 cm), body (39.7 %, mean mass dimension 16.8 ± 4.9 cm), uncinate (8.8 %, mean mass dimension 13.8 ± 4.8 cm) and tail (16.2 %, mean mass dimension 14.4 ± 6.7 cm); moreover, 22 (30.1 %) of them were functional tumors, specifically 21 insulinomas and 1 VIPoma.

Treatment of P-NETs was achieved with a mean of 1.3 (range 1 – 3) RFA sessions, with an overall effectiveness of 96 % (75 % – 100 %) on a mean follow-up period of 11 months (range 1 – 34 months).

On a sub-analysis, we found that the effectiveness of EUS-RFA was 100 % (99 % – 100 %) in functional P-NETs and 93 % (71.4 % – 100 %) in non-functional P-NETs ( P  = 0.3).

Tumor location was not predictive of incomplete response or non-response to EUS-RFA treatment (failure rate 3.8 % at pancreatic head vs 10.3 % at pancreatic body vs 8.3 % at pancreatic tail, P  = 0.6); conversely, tumor size affected the response rate, because failure occurred more frequently in larger tumors (mean size in the non-response group 21.8 mm ± 4.71 vs. 15.07 mm ± 7.34 in the response group, P  = 0.048). According to the ROC curve, a size ≤ 18 mm of P-NET at EUS was associated with a positive response to EUS-RFA with a sensitivity of 80 % (95 % CI 28.4 % – 99.5 %), a specificity of 78.6 % (95 % CI 63.2 % – 89.7 %), a PPV of 97.1 % (95 % CI 84.7 % – 99.9 %) and a NPV of 30.8 % (95 % CI 9.1 % – 61.4 %), with an AUC of 0.81 (95 % CI 0.67 – 0.95) ( Fig. 1 ).

Fig. 1.

 ROC curve for the best cut-off of NET size able to predict treatment response (cut-off value of NET size ≤  18 mm at EUS revealed a sensitivity of 80 % [95 % CI 28.4 %-99.5 %], a specificity of 78.6 % [95 % CI 63.2 % – 89.7 %], a PPV of 97.1 % [95 % CI 84.7 % – 99.9 %] and a NPV of 30.8 % [95 % CI 9.1 % – 61.4 %], with an AUC of 0.81 [95 %CI 0.67 – 0.95]).

Furthermore, no statistically significant difference was found in terms of effectiveness and safety of EUS-RFA when performed with Habib EUS RFA or STARmed devices ( P  = 0.7).

No case of death and no serious AEs were registered. Ten patients (13.7 %) had mild post-procedure AEs (5 cases of post-procedural abdominal pain, 4 cases of mild acute pancreatitis and 1 case of self-limiting fever), and one developed a necrotizing pancreatitis (1.6 %), classified as moderate AE, which was medically treated. Of note, the most AEs (70 %) were reported in patients with pancreatic head lesions, while the remaining 30 % occurred for lesions of the pancreatic body (20 %) and tail (10 %) ( P  = 0.68).

Discussion

In recent years, we have witnessed an increased incidence of P-NETS, probably due to the widespread use of imaging studies ^{18 19} . This has led to the incidental diagnosis of a higher number of completely asymptomatic P-NETs ²⁰ .

The mainstay treatment for P-NETs is surgery, which shows a clinically significant benefit in term of survival, but is also associated with significant short- and long-term AEs ²¹ . A recent systematic review by Jilesen et al ²² , including 62 studies, has reported that after surgical treatment, pancreatic fistulas occur in about 14 % to 58 % of cases, delayed gastric emptying in 5 % to 18 %, and postoperative hemorrhage in 1 % to 6 %. Moreover, the overall pooled in-hospital mortality was 4 % to 6 %. In another recent study ²³ , the mean length of hospital stay was 9 days in case of both laparoscopic and open surgery.

In view of the abovementioned data, nonsurgical, effective, safe, and minimally invasive alternative therapies are needed to avoid short- and long-term AEs associated with surgery.

In the last few years, some case reports/series have described endoscopic EUS-RFA for the treatment of P-NETs, demonstrating its effectiveness and safety ^{6 7 8 9 10 11 12 13 14 15 16 17} . We have systematically reviewed all cases of P-NETs treated exclusively with EUS-RFA reported in the literature. In the 61 patients and 73 tumors analyzed, we demonstrated an overall effectiveness of 96 % on a mean follow-up period of 11 months, without differences between functional vs non-functional P-NETs (100 % vs. 93 %, P  = 0.3). These results are similar to those of Barthet et al ¹⁵ , which showed complete disappearance or necrosis of the lesion in 92.3 % of P-NETs at 1-year follow-up evaluation. It is important to emphasize that in functional P-NETs (mostly insulinomas), due to the very low malignancy of tumor, completely ablation theoretically is unnecessary, unless a reduction in the cell mass is required to decrease insulin production ²³ .

No data are available in the literature regarding possible predictors of response to EUS-RFA treatment of P-NETs. In our systematic review, we have demonstrated that larger tumor size was associated to treatment failure. In particular, the ROC curve analysis demonstrated that lesion size ≤  18 mm at EUS predicts response to treatment with a very high PPV of 97.1 %. Clearly, especially in cases in which surgery is not appropriate, EUS-RFA could be considered a possible therapeutic approach for larger tumors, although a reduction in effectiveness can be expected. Additional large studies are needed to confirm our data about EUS-RFA effectiveness and tumor dimensions.

However, although tumor size affected the response rate, given that failure occurred more frequently in larger tumors (mean size in the non-response group 21.8 mm ± 4.71 vs. 15.07 mm ± 7.34 in the response group, P  = 0.048), this systematic review failed to demonstrate a prognostic role for tumor location (failure rate 3.8 % at pancreatic head vs. 10.3 % at pancreatic body vs. 8.3 % at pancreatic tail, P  = 0.6).

Furthermore, we found no statistically significant differences in terms of effectiveness and safety of EUS-RFA when performed with Habib EUS RFA or STARmed devices ( P  = 0.7). This result was in accordance with a recent direct comparison found by Barret et al ²⁴ .

RFA is likely to be a very safe procedure, since only 13 % of patients presented mild AE, and only one case of necrotizing pancreatitis was reported (1.6 %). The rate of AEs in our series and in our systematic review was similar to that found by Choi et al. ¹² and Barthet et al ¹⁵ . Treatment of pancreatic head lesions is likely to be associated with an increased risk of complications (70 % of the registered AEs occurred in head lesions), but the small number of included patients preventing that finding from reaching statistical significance.

On the basis of our data, the selection of patients for EUS-RFA remains challenging. It should be based on patient profile (comorbidities, surgical risk, life expectancy), tumor features (location and mass size) and endoscopist experience ²⁵ .

Our study presents some limitations, of which we are well aware. First, histologic evaluation of tumor ablation was not performed in any of the included cases, but it was established only on imaging. This limitation, however, is shared by all studies available in the literature that we included in our analysis. Currently imaging-based follow-up is considered the standard of care for EUS-RFA management of P-NETs ² . Second, the mean follow-up period in all analyzed studies was no longer than 12 months. EUS-RFA is a novel technique and long-term data are thus lacking. Larger studies with longer follow-up are needed to evaluate the long-term effectiveness of EUS-RFA. Finally, the setting for the radiofrequency generator has not been standardized; this could generate a selection bias influencing the response to treatment.

Conclusion

In conclusion, EUS-RFA is an effective and safe treatment for management of P-NETs. According to the current data, it is reasonable to suggest RFA for P-NETs < 18 mm, irrespective of their functional status. Larger series with longer follow-up are needed to better define which patients with P-NETs would benefit from endoscopic therapy and which would be better treated surgically.