Abstract
The central amygdala (CeA) is critically involved in a range of adaptive behaviors, including defensive behaviors. Neurons in the CeA send long-range projections to a number of extra-amygdala targets, but the functions of these projections remain elusive. Here, we report that a previously neglected CeA-to-globus pallidus external segment (GPe) circuit plays an essential role in classical fear conditioning. By anatomic tracing, in situ hybridization and channelrhodopsin (ChR2)-assisted circuit mapping in both male and female mice, we found that a subset of CeA neurons send projections to the GPe, and the majority of these GPe-projecting CeA neurons express the neuropeptide somatostatin. Notably, chronic inhibition of GPe-projecting CeA neurons with the tetanus toxin light chain (TeLC) completely blocks auditory fear conditioning. In vivo fiber photometry revealed that these neurons are selectively excited by the unconditioned stimulus (US) during fear conditioning. Furthermore, transient optogenetic inactivation or activation of these neurons selectively during US presentation impairs or promotes, respectively, fear learning. Our results suggest that a major function of GPe-projecting CeA neurons is to represent and convey US-related information through the CeA-GPe circuit, thereby regulating learning in fear conditioning.
SIGNIFICANCE STATEMENT The central amygdala (CeA) has been implicated in the establishment of defensive behaviors toward threats, but the underlying circuit mechanisms remain unclear. Here, we found that a subpopulation of neurons in the CeA, which are mainly those that express the neuropeptide somatostatin, send projections to the globus pallidus external segment (GPe), and this CeA-GPe circuit conveys unconditioned stimulus (US)-related information during classical fear conditioning, thereby having an indispensable role in learning. Our results reveal a previously unknown circuit mechanism for fear learning.
Keywords: central amygdala, fear conditioning, globus pallidus, learning, somatostatin, unconditioned stimulus
Introduction
The central amygdala (CeA) plays important roles in learning and executing adaptive behaviors. In particular, its function in the acquisition and expression of defensive behaviors has received arguably the most intensive study (Duvarci and Pare, 2014; Herry and Johansen, 2014; Janak and Tye, 2015). For example, transient pharmacological inactivation of the CeA (Goosens and Maren, 2003; Wilensky et al., 2006), or specific inactivation of the lateral division of the CeA (CeL; Ciocchi et al., 2010), during Pavlovian fear conditioning blocks the formation of fear memories. Moreover, in vivo single unit recording demonstrates that fear conditioning causes increased spiking in one CeA population (the “ON” neurons) and decreased spiking in another (the “OFF” neurons) in response to cues predicting shocks. Such learning-induced changes in the responsiveness of CeA neurons to CS presentations may facilitate the expression of learned defensive responses, including conditioned freezing behavior (Ciocchi et al., 2010; Haubensak et al., 2010; Duvarci et al., 2011). These findings have led to the notion that the CeA is essential for the formation of aversive memories.
The CeA is a striatal-like structure that contains medium spiny neurons mainly derived from the lateral ganglionic eminence during development (Swanson and Petrovich, 1998; Cassell et al., 1999; García-López et al., 2008; Waraczynski, 2016). These neurons show considerable heterogeneity (Fadok et al., 2018; Li, 2019), which is partly revealed by the different genetic or neurochemical markers that these neurons express. Two of these markers, somatostatin (Sst; Cassell and Gray, 1989) and protein kinase C-δ (PKC-δ; Haubensak et al., 2010), label two major populations that are largely nonoverlapping in the CeA (Haubensak et al., 2010; Li et al., 2013; Li, 2019).
Recent studies have shown that the excitatory synaptic transmission onto Sst-expressing (Sst+) CeA neurons is potentiated, whereas that onto Sst-negative (Sst–) CeA neurons (which are mainly PKC-δ+ neurons) is weakened by fear conditioning (Li et al., 2013; Penzo et al., 2014, 2015; Ahrens et al., 2018; Hartley et al., 2019). Consistently, in vivo fiber photometry (Yu et al., 2016) or single unit recording (Fadok et al., 2017) studies demonstrate that Sst+ CeA neurons show increased excitatory responses to shock-predicting cues following fear conditioning, and the responses correlate with freezing behavior (Fadok et al., 2017). Moreover, inhibition of Sst+ CeA neurons during fear conditioning using chemogenetic (Li et al., 2013; Penzo et al., 2015), optogenetic (Li et al., 2013) or molecular (Yu et al., 2017) methods, which can abolish the fear conditioning-induced potentiation of excitatory synapses onto these neurons (Li et al., 2013; Penzo et al., 2015), impairs the formation of fear memories. These studies provide compelling evidence that Sst+ CeA neurons constitute an important element of the circuitry underlying fear conditioning.
In light of previous findings about the organization of CeA circuit (Duvarci and Pare, 2014; Herry and Johansen, 2014; Fadok et al., 2018; Li, 2019), Sst+ CeA neurons can potentially influence fear conditioning via their inhibitory interactions with other neurons locally within the CeA and the resulting disinhibition of the medial division of the CeA (CeM; Ciocchi et al., 2010; Li et al., 2013), which has been shown to control the expression of freezing behavior during fear conditioning through interactions with the midbrain periaqueductal gray (PAG; Krettek and Price, 1978; Veening et al., 1984; LeDoux et al., 1988; Davis, 2000; Duvarci et al., 2011; Tovote et al., 2016; Fadok et al., 2017). Alternatively, or in addition, as Sst+ CeA neurons also project to many areas outside of the CeA (Penzo et al., 2014; Yu et al., 2017; Ahrens et al., 2018; Fadok et al., 2018; Zhou et al., 2018; Li, 2019; Ye and Veinante, 2019; Steinberg et al., 2020), these neurons may influence fear conditioning through their long-range projections to extra-CeA structures.
Here, we discovered that a subset of CeA neurons send projections to the globus pallidus external segment (GPe), a basal ganglia structure that is best known for its role in motor control (Kita, 2007; Wallace et al., 2017) but has also been implicated in regulating emotions or affects, including fear or threat, in both humans and animals (Blanchard et al., 1981; Hernadi et al., 1997; Baumann et al., 1999; Critchley et al., 2001; Murphy et al., 2003; Talalaenko et al., 2006; Kertes et al., 2009; Sztainberg et al., 2011; Hattingh et al., 2012; Shucard et al., 2012; Ipser et al., 2013; Binelli et al., 2014). Notably, these GPe-projecting CeA neurons are predominantly Sst+ neurons. Through in vivo fiber photometry and molecular and optogenetic manipulations, we revealed that this previously neglected CeA-GPe circuit has a critical role in representing information about the unconditioned stimulus (US) and regulating learning during fear conditioning.
Materials and Methods
Animals
Male and female mice of three to six months old were used in the behavioral experiments; those of 6–10 weeks old were used in the in vitro electrophysiology experiments. Mice were housed under a 12/12 h light/dark cycle (7 A.M. to 7 P.M. light) in groups of two to five animals, with food and water available ad libitum. All behavioral experiments were performed during the light cycle. Littermates were randomly assigned to different groups before experiments. All mice were bred onto a C57BL/6J background. All experimental procedures were approved by the Institutional Animal Care and Use Committee of Cold Spring Harbor Laboratory (CSHL) and performed in accordance to the US National Institutes of Health guidelines.
The C57/B6 wild-type mice were purchased from the Jackson Laboratory. The H2B-GFP (Rosa26-stopflox-H2B-GFP) reporter mouse line (He et al., 2012) was generated by Z. Josh Huang's lab at CSHL. The Sst-IRES-Cre mice (Taniguchi et al., 2011) were purchased from the Jackson Laboratory (stock #013044). The Ai14 reporter mice (Madisen et al., 2010) were purchased from the Jackson Laboratory (stock #007908).
Viral vectors and reagents
The retrograde AAV expressing Cre (AAVrg-Cre), which is suitable for retrogradely labeling CeA neurons (Keyes et al., 2020), was developed and packed in Xiaoke Chen's lab at Stanford University. The AAV2/9-CAG-DIO-TeLC-eGFP was previously described (Murray et al., 2011) and custom-packed at Penn Vector Core. The AAV9-EF1a-DIO-hChR2(H134R)-eYFP-WPRE-hGH were made by Penn Vector Core. The AAV9-CAG-Flex-GFP was produced by the University of North Carolina vector core facility. The AAV1.Syn.Flex.GCaMP6f.WPRE.SV40, AAV1-hSyn1-SIO-stGtACR1-FusionRed and AAV2-hSyn-DIO-mCherry were produced by Addgene. All viral vectors were stored in aliquots at −80°C until use.
The retrograde tracer cholera toxin subunit B (CTB) conjugated with either Alexa Fluor 647, Alexa Fluor 555, Alexa Fluor or 488 (CTB-647, CTB-555, and CTB-488, respectively) was purchased from Invitrogen, Thermo Fisher Scientific. CTB was used at a concentration of 1 mg/ml in PBS.
Stereotaxic surgery
Standard surgical procedures were followed for stereotaxic injection (Li et al., 2013; Penzo et al., 2015; Yu et al., 2016, 2017). Briefly, mice were anesthetized with isoflurane (3% at the beginning and 1% for the rest of the surgical procedure), and positioned in a stereotaxic injection frame (myNeuroLab.com). A digital mouse brain atlas was linked to the injection frame to guide the identification and targeting (Angle Two Stereotaxic System; Leica Biosystems Division of Leica, Buffalo Grove, IL, USA). The injection was performed at the following stereotaxic coordinates for CeL: −1.22 mm from bregma, 2.9 mm lateral from the midline, and 4.6 mm vertical from skull surface; for GPe: −0.46 mm from bregma, 1.85 mm lateral from the midline, and 3.79 mm vertical from skull surface; and for BNST: 0.20 mm from bregma, 0.85 mm lateral from the midline, and 4.15 mm vertical from skull surface.
For virus or tracer injection, we made a small cranial window (1–2 mm2), through which virus or fluorescent tracers (∼0.3 μl) were delivered via a glass micropipette (tip diameter, ∼5 μm) by pressure application (5–20 psi, 5–20 ms at 0.5 Hz) controlled by a Picrospritzer III (General Valve) and a pulse generator (Agilent). During the surgical procedure, mice were kept on a heating pad maintained at 35°C and were brought back to their home-cage for postsurgery recovery and monitoring. Subcutaneous Metacam (1–2 mg kg−1 meloxicam; Boehringer Ingelheim Vetmedica) was given postoperatively for analgesia and anti-inflammatory purposes. For optogenetic experiments, optical fibers (200-µm diameter, 0.22 NA, 5-mm length) were implanted bilaterally 0.3 mm over the CeA. A small metal bar, which was used to hold the mouse in the head fixation frame to connect optical fibers during training, was mounted on the skull with C&B Metabond quick adhesive cement (Parkell Inc.), followed by dental cement (Lang Dental Manufacturing Co).
In vitro electrophysiology
For the in vitro electrophysiology experiments, mice were anaesthetized with isoflurane and perfused intracardially with 20-ml ice-cold artificial CSF (ACSF; 118 mm NaCl, 2.5 mm KCl, 26.2 mm NaHCO3, 1 mm NaH2PO4, 20 mm glucose, 2 mm MgCl2, and 2 mm CaCl2, pH 7.4, gassed with 95% O2 and 5% CO2). Mice were then decapitated and their brains quickly removed and submerged in ice-cold dissection buffer (110.0 mm choline chloride, 25.0 mm NaHCO3, 1.25 mm NaH2PO4, 2.5 mm KCl, 0.5 mm CaCl2, 7.0 mm MgCl2, 25.0 mm glucose, 11.6 mm ascorbic acid, and 3.1 mm pyruvic acid, gassed with 95% O2 and 5% CO2). 300 µm coronal slices containing the GPe were cut in dissection buffer using a HM650 Vibrating-blade Microtome (Thermo Fisher Scientific). Slices were immediately transferred to a storage chamber containing ACSF at 34°C. After 40-min recovery time, slices were transferred to room temperature (RT; 20–24°C) and perfused with gassed ACSF constantly throughout recording.
Whole-cell patch clamp recording was performed as previously described (Li et al., 2013). Briefly, recording from GPe neurons was obtained with Multiclamp 700B amplifiers and pCLAMP 10 software (Molecular Devices), and was visually guided using an Olympus BX51 microscope equipped with both transmitted and epifluorescence light sources (Olympus Corporation). The external solution was ACSF. The internal solution contained 115 mm cesium methanesulfonate, 20 mm CsCl, 10 mm HEPES, 2.5 mm MgCl2, 4 mm Na2ATP, 0.4 mm Na3GTP, 10 mm sodium phosphocreatine, and 0.6 mm EGTA (pH 7.2).
As the acute slices were prepared from Sst-IRES-Cre mice in which Sst+ CeA neurons were infected with AAV expressing ChR2-YFP, to evoke synaptic transmission onto GPe neurons driven by the Sst+ neurons, a blue light was used to stimulate ChR2-expressing axons originating from the Sst+ neurons. The light source was a single-wavelength LED system (λ = 470 nm; CoolLED) connected to the epifluorescence port of the Olympus BX51 microscope. A light pulse of 1 ms, triggered by a TTL signal from the Clampex software, was delivered every 10 s to evoke synaptic responses. Evoked IPSCs were recorded at a holding potential of 0 mV and in ACSF with 100 μm AP5 and 10 μm CNQX added to block excitatory synaptic transmission. Synaptic responses were low-pass filtered at 1 kHz and were analyzed using pCLAMP 10 software. Evoked IPSCs were quantified as the mean current amplitude from 50 to 60 ms after stimulation.
Immunohistochemistry
For histology analysis, mice were anesthetized with Euthasol (0.2 ml; Virbac) and perfused transcardially with 30-ml cold PBS followed by 30-ml 4% paraformaldehyde (PFA) in PBS. Brains were removed immediately from the skull and placed in PFA for at least 24 h and then in 30% sucrose in PBS solution for 24 h for cryoprotection. Coronal sections (50 µm) were cut using a freezing microtome (Leica SM 2010R, Leica) and placed in PBS in 12-well plates. Brain sections were first washed in PBS (3 × 5 min), incubated in PBST (0.3% Triton X-100 in PBS) for 30 min at RT and then washed with PBS (3 × 5 min). Next, sections were blocked in 5% normal goat serum in PBST for 30 min at RT and then incubated with the primary antibody for 12 h at 4°C. Sections were washed with PBS (5 × 15 min) and incubated with the fluorescent secondary antibody at RT for 2 h. After washing with PBS (5 × 15 min), sections were mounted onto slides with Fluoromount-G (eBioscience). Images were taken using an LSM 710 laser-scanning confocal microscope (Carl Zeiss).
The primary antibodies used in this study were: chicken anti-GFP (Aves Labs, catalog #GFP1020, lot #GFP697986), rabbit anti-RFP (Rockland, catalog #600-401-379, lot #34135). The fluorophore-conjugated secondary antibodies used were Alexa Fluor 488 donkey anti-chicken IgG (H+L), Alexa Fluor 488 goat anti-rabbit IgG (H+L), and Alexa Fluor 555 goat anti-rabbit IgG (H+L; Life Technologies).
Fluorescent in situ hybridization (FISH)
Single molecule FISH (smFISH; ACDBio, RNAscope) was used to detect the expression of Sst and Prkcd mRNAs in the CeA of adult mice, which were injected in the GPe with CTB-555. Five days after CTB injection, mice were first anesthetized under isoflurane and then decapitated. Their brain tissue was first embedded in cryomolds (Sakura Finetek, Ref 4566) filled with M-1 Embedding Matrix (Thermo Scientific, catalog #1310) then quickly fresh-frozen on dry ice. The tissue was stored at −80°C until it was sectioned with a cryostat. Cryostat-cut sections (16-µm) containing the CeA were collected and quickly stored at −80°C until processed. Hybridization was conducted using the RNAscope kit (ACDBio).
The day of the experiment, frozen sections were postfixed in 4% PFA in RNA-free PBS (hereafter referred to as PBS) at RT for 15 min, then washed in PBS, dehydrated using increasing concentrations of ethanol in water (50%, once; 70%, once; 100%, twice; 5 min each). Sections were then dried at RT and incubated with Protease IV for 30 min at RT. Sections were washed in PBS three times (5 min each) at RT, then hybridized. Probes against Sst (catalog #404631, dilution 1:50) and Prkcd (catalog #441791, dilution 1:50) were applied to CeA sections. Hybridization was conducted for 2 h at 40°C. After that, sections were washed twice in PBS (2 min each) at RT, then incubated with three consecutive rounds of amplification reagents (30, 15, and 30 min, at 40°C). After each amplification step, sections were washed twice in PBS (2 min each) at RT. Finally, fluorescence detection was conducted for 15 min at 40°C. The red channel was left free for detection of CTB-555 fluorescence. Sections were then washed twice in PBS, incubated with DAPI for 2 min, washed twice in PBS (2 min each), then mounted with coverslip using mounting medium. Images were acquired using an LSM780 confocal microscope equipped with 20×, 40×, or 63× lenses, and visualized and processed using ImageJ and Adobe Illustrator.
Behavioral tasks
Auditory fear conditioning
We followed standard procedures for conventional auditory fear conditioning (Li et al., 2013; Penzo et al., 2014, 2015; Yu et al., 2017). Briefly, mice were initially handled and habituated to a conditioning cage, which was a Mouse Test Cage (18 × 18 × 30 cm) with an electrifiable floor connected to a H13-15 shock generator (Coulbourn Instruments). The Test Cage was placed inside a sound attenuated cabinet (H10-24A; Coulbourn Instruments). Before each habituation and conditioning session, the Test Cage was wiped with 70% ethanol. The cabinet was illuminated with white light during habituation and conditioning sessions.
During habituation, two 4-kHz 75-dB tones and two 12-kHz 75-dB tones, each of which was 30 s in duration, were delivered at variable intervals within an 8-min session. During conditioning, mice received three presentations of the 4-kHz tone [conditioned stimulus (CS+)], each of which co-terminated with a 2-s 0.7-mA foot shock (unless otherwise stated), and three presentations of the 12-kHz tone, which were not paired with foot shocks (CS–). The CS+ and CS– were interleaved pseudo-randomly, with variable intervals between 30 and 90 s within a 10-min session. The test for fear memory (retrieval) was performed 24 h following conditioning in a novel context, where mice were exposed to two presentations of CS+ and CS– (>120-s inter-CS interval). The novel context was a cage with a different shape (22 × 22 × 21 cm) and floor texture compared with the conditioning cage, and was illuminated with infrared light. Before each use the floor and walls of the cage were wiped clean with 0.5% acetic acid to make the scent distinct from that of the conditioning cage.
For optogenetic manipulation with stGtACR1 during fear conditioning, blue light (473 nm, 5 mW; 4-s square pulse) was delivered via tethered patchcord to the implanted optical fibers. The onset of the light coincided with the onset of US (2-s 0.7-mA foot shock) presentation. For optogenetic manipulation with ChR2 during fear conditioning, blue light (473 nm, 5 mW; 30-Hz, 5-ms pulses for 2 s) was delivered via tethered patchcord to the implanted optical fibers, coinciding with the presentation of US (2-s 0.4-mA foot shock).
Animal behavior was videotaped with a monochrome CCD-camera (Panasonic WV-BP334) at 3.7 Hz and stored on a personal computer. The FreezeFrame software (Coulbourn Instruments) was used to control the delivery of both tones and foot shocks. Freezing behavior was analyzed with FreezeFrame software (Coulbourn Instruments) for the TeLC experiment. For subsequent fiber photometry and optogenetic experiments, Ethovision XT 5.1 (Noldus Information Technologies) was used to track the animal, and freezing was calculated using a custom Matlab script for improved tracking while avoiding the influence by patchcords and optic fibers attached to animal's head. Baseline freezing levels were calculated as the average freezing during the first 100 s of the session before any stimuli were presented, and freezing to the auditory stimuli was calculated as the average freezing during the tone presentation. The average of the freezing responses to two CS+ or CS– presentations during recall was used as an index of fear. Discrimination Index was calculated as the difference between freezing to the CS+ and CS–, normalized by the sum of freezing to both tones.
Real-time place preference or aversion test
Freely moving mice were habituated to a two-sided chamber (made from Plexiglas; 23 × 33 × 25 cm for each side) for 10 min, during which baseline preference to each side was assessed. During the first test session (10 min), one side of the chamber was designated the photo-stimulation side, and mice were placed in the middle to start the experiment. Once the mouse entered the stimulation side, photo-stimulation (5-ms pulses, 30 Hz, 10 mW; measured at the tip of optic fibers) with a 473-nm laser (OEM Laser Systems Inc.) was turned on, and was turned off on the mouse exiting the stimulation side. In the second test session (10 min) this procedure was repeated, with the opposite side being the stimulation side. Animal behavior was videotaped with a CCD camera (C930, Logitech) and tracked with Ethovision, which was also used to control the laser stimulation and extract behavioral parameters (position, time, distance, and velocity).
In vivo fiber photometry and data analysis
A commercial fiber photometry system (Neurophotometrics Ltd.) was used to record GCaMP6f signals in GPe-projecting CeA neurons in vivo in behaving animals through an optical fiber (200-µm fiber core diameter, 5.0-mm length, 0.37 NA; Inper) implanted in the CeA. A patch cord (fiber core diameter, 200 µm; Doric Lenses) was used to connect the photometry system with the implanted optical fiber. The intensity of the blue light (λ = 470 nm) for excitation was adjusted to ∼20 µW at the tip of the patch cord. Emitted GCaMP6f fluorescence was bandpass filtered and focused on the sensor of a CCD camera. Photometry signals and behavioral events were aligned based on an analog TTL signal generated by a Bpod. Mean values of signals from a region of interest were calculated and saved using Bonsai software (Bonsai), and exported to MATLAB for further analysis.
To correct for slow baseline drifting caused by photobleaching, a time-dependent baseline F0(t) was computed as described previously (Jia et al., 2011). The percentage ΔF/F was calculated as 100 × (F(t) − F0(t))/F0(t), where F(t) is the raw fluorescence signal at time t. After baseline drift correction, the fluorescence signals were z-scored relative to the mean and standard deviation of the signals in the entire trial. In this experiment, we simultaneously recorded both the calcium-dependent signals and the isosbestic signals from the GCaMP6, with the latter serving to monitor potential motion artifacts as previously described (Kim et al., 2016). Average calcium responses for each animal were calculated using the z-scored ΔF signal during the 2-s shock period averaged across all three trials. To calculate the trial-by-trial correlations between GCaMP6 signals and movement velocity, the z-scores for GCaMP6 signals or velocity in each trial were calculated based on the mean and standard deviation of that trial. All trials from each mouse we pooled for the analysis.
Experimental design and statistical analysis
All statistics are indicated where used. Statistical analyses were performed with GraphPad Prism Software (GraphPad Software). Normality was tested by D'Agostino–Pearson or Shapiro–Wilk normality tests. All behavioral experiments were controlled by computer systems, and data were collected and analyzed in an automated and unbiased way. Virus-injected animals in which the injection site was incorrect were excluded. No other mice or data points were excluded.
Results
A subpopulation of CeA neurons send projections to the GPe
It has been reported that the CeA sends projections to the GPe (Shinonaga et al., 1992). We started to verify this result by using a retrograde tracing approach (Fig. 1A). We injected a retrograde adeno-associated virus (AAVrg) encoding the Cre recombinase (AAVrg-Cre; Keyes et al., 2020) into the GPe of LSL-H2B-GFP reporter mice (He et al., 2012), which express the fluorescent protein H2B-GFP (nuclear GFP) in a Cre-dependent manner. This approach led to the labeling of many neurons in the CeA (Fig. 1B), confirming the existence of the CeA-GPe pathway.
To determine the main composition of CeA neurons projecting to the GPe, we injected the GPe in wild-type mice with the retrograde tracer CTB conjugated with Alexa Fluor 555 (CTB-555; Fig. 1C). We subsequently assessed the expression of Sst and Prkcd (which encodes PKC-δ) in the CTB-labeled GPe-projecting CeA neurons using smFISH (Fig. 1D). This approach revealed that the vast majority of GPe-projecting CeA neurons expresses Sst (93 ± 3%; mean±SEM), whereas only small portions of these neurons express Prkcd (6 ± 1%), both Sst and Prkcd (3 ± 1%), or neither of these molecules (5 ± 3%; Fig. 1E). Similarly, retrograde tracing with CTB in Sst-IRES-Cre;Ai14 mice, in which Sst+ cells are labeled with the fluorescent protein tdTomato (Madisen et al., 2010), showed that almost all the GPe-projecting CeA neurons are Sst+ (92 ± 2%; n = 4 mice; Fig. 1F,G).
In a complimentary experiment, we visualized the CeA-GPe pathway using an anterograde tracing approach. An AAV expressing the fluorescent protein mCherry in a Cre-dependent manner was injected into the CeA of Sst-IRES-Cre mice to label Sst+ CeA neurons (Fig. 1H). Four to five weeks later, we examined the brain sections from these mice for axon fibers originating from the infected Sst+ CeA neurons. Dense fibers were identified in the dorsal part of the GPe (Fig. 1I). Together, these results demonstrate that projections from the CeA to the GPe originate predominantly from Sst+ neurons.
Next, we examined the functional connectivity between the CeA and the GPe (Fig. 1J–L). We introduced the light-gated cation channel channelrhodopsin (ChR2) selectively into Sst+ CeA neurons of Sst-IRES-Cre mice, and used these mice to prepare acute brain slices containing the GPe, in which we recorded synaptic responses in neurons in response to light-simulation of the axons originating from Sst+ CeA neurons (Fig. 1J,K). About half of the neurons (five out of 12) recorded in the GPe showed fast light-evoked inhibitory synaptic responses (Fig. 1L), indicating that Sst+ CeA neurons provide monosynaptic inhibition onto a subset of GPe neurons.
It is known that Sst+ CeA neurons send projections to many downstream structures (Penzo et al., 2014; Fadok et al., 2017; Yu et al., 2017; Ahrens et al., 2018; Zhou et al., 2018; Li, 2019; Ye and Veinante, 2019). Therefore, we examined whether the GPe-projecting Sst+ neurons send collateral projections to a major target of the CeA, the bed nucleus of the stria terminalis (BNST), because our recent study shows that BNST-projecting CeA neurons are also predominantly Sst+, and these neurons play a critical role in anxiety-related behaviors (Ahrens et al., 2018). To this end, we injected both the GPe and the BNST in the same mice with CTB conjugated with different fluorophores, such that GPe-projecting neurons and BNST-projecting neurons in the CeA were labeled with distinct colors (Fig. 2A–C). Notably, we found almost no doubly labeled neurons in the CeA in these mice (<1%; Fig. 2D), indicating that GPe-projecting and BNST-projecting CeA neurons are distinct populations.
GPe-projecting CeA neurons are necessary for fear learning
As CeA neurons, particularly the Sst+ neurons (Fadok et al., 2018; Li, 2019), and the GPe (Blanchard et al., 1981; Murphy et al., 2003; Talalaenko et al., 2006; Kertes et al., 2009; Sztainberg et al., 2011; Hattingh et al., 2012; Ipser et al., 2013) have been implicated in processing negative affects including fear, we set out to examine the role of GPe-projecting CeA neurons in Pavlovian fear conditioning. To determine whether GPe-projecting CeA neurons are necessary for fear conditioning, we selectively blocked neurotransmitter release from these neurons with the tetanus toxin light chain (TeLC; Murray et al., 2011). To this end, we used an intersectional viral strategy in wild-type mice, in which we bilaterally injected the GPe with the AAVrg-Cre and the CeA with an AAV expressing TeLC-GFP, or GFP (as the control), in a Cre-dependent manner (Fig. 3A,B). Four weeks after viral injection, both the TeLC group and the GFP control group were trained in an auditory fear conditioning paradigm whereby one sound (the CS+) was paired with a foot shock (the US), and another sound (the neutral sound, or CS–) was not paired with any outcome (Fig. 3C; Materials and Methods).
Remarkably, blocking transmitter release from GPe-projecting CeA neurons with TeLC completely abolished the conditioned freezing induced by CS+ during a memory retrieval test 24 h after the conditioning (conditioning: F(1,15) = 4.47, p = 0.052; retrieval, CS+ trials: F(1,15) = 25.21, ***p = 0.0002; ***p < 0.001, ****p < 0.0001; retrieval, CS– trials: F(1,15) = 14.41, p = 0.060; two-way ANOVA with repeated measures, followed by Sidak's test; Fig. 3C). Furthermore, this manipulation also reduced the responses of the mice to foot shocks, as indicated by a reduction in the peak velocity of shock-induced movements (peak velocity: F(1,75) = 6.359, *p = 0.014; distance moved: F(1,75) = 1.619, p = 0.210; two-way ANOVA; Fig. 3D). These results indicate that GPe-projecting CeA neurons are indispensable for fear conditioning, and suggest that these neurons have a role in processing information about the US.
GPe-projecting CeA neurons convey information about the US during fear conditioning
To further understand the in vivo function of GPe-projecting CeA neurons, we recorded the activities of these neurons in behaving mice (Fig. 4A–I). For this purpose, we introduced the genetically encoded calcium indicator GCaMP6 (Chen et al., 2013) into these neurons using the above described intersectional viral strategy, in which we injected the AAVrg-Cre unilaterally into the GPe (Figs. 1C,D, 3A), and an AAV expressing GCaMP6 in a Cre-dependent manner into the ipsilateral CeA (Fig. 4A,B) in wild-type mice. These mice were then implanted with optical fibers above the infected area in the CeA (Fig. 4A,B,I). Four weeks after the surgery, we trained the mice in auditory fear conditioning as described above (Fig. 3C), and verified that these mice showed discriminative learning as indicated by higher freezing levels to CS+ than to CS– during the memory retrieval test (F(1.314,6.570) = 15.37, p = 0.005, *p = 0.023, **p = 0.005; one-way ANOVA followed by Tukey's test; Fig. 4C).
We recorded bulk GCaMP6 signals from the infected GPe-projecting CeA neurons in these animals with fiber photometry (Yu et al., 2016) throughout fear conditioning (Fig. 4A–E). In this experiment, we simultaneously recorded both the calcium-dependent signals and the isosbestic signals from the GCaMP6 (Fig. 4D), with the latter serving to monitor potential motion artifacts (Kim et al., 2016). Notably, we found that GPe-projecting CeA neurons showed potent excitatory response to US (shock) presentations during conditioning, but little response to CS+ (or CS–) presentations during either conditioning or the memory retrieval test [Fig. 4D,E; conditioning (left), F(3,15) = 80.30, p < 0.0001, ****p < 0.0001; retrieval (right), n.s. (nonsignificant), p = 0.57; two-way ANOVA followed by Tukey's test; Fig. 4E). This result is in sharp contrast with those from Sst+ CeA neurons with unknown projection targets, which show robust excitatory responses to CS after fear conditioning as assessed by in vivo single unit recording (Fadok et al., 2017) or fiber photometry (Yu et al., 2016). There was no significant correlation between GCaMP6 signals and movement velocity during either the shock (r = −0.3483, p = 0.1566, Spearman correlation) or baseline (r = −0.2997, p = 0.2269, Spearman correlation) period across animals (Fig. 4F), suggesting that the activity of GPe-projecting CeA neurons does not represent movement vigor. Further examination revealed that the responses of GPe-projecting CeA neurons were significantly higher to stronger shocks than to weaker ones (*p = 0.031, Wilcoxon paired t test; Fig. 4G,H), indicating that the responses represent shock intensity. These results point to the possibility that GPe-projecting CeA neurons play an important role in processing US information thereby instructing learning in fear conditioning.
GPe-projecting CeA neuron activity during US presentation is required for learning
To determine whether the excitatory response of GPe-projecting CeA neurons evoked by US during fear conditioning is required for learning, we sought to transiently inhibit these neurons only during the presentation of the US (Fig. 5A–F). To achieve this goal, we introduced the light sensitive Guillardia theta anion-conducting channelrhodopsin 1 (GtACR1; Govorunova et al., 2015; Mahn et al., 2018) selectively into GPe-projecting CeA neurons using the intersectional viral strategy described above (Figs. 1A,B, 3A,B, 4A,B). Specifically, we injected the AAVrg-Cre bilaterally into the GPe and an AAV expressing GtACR1, or GFP, in a Cre-dependent manner bilaterally into the CeA, followed by implanting optical fibers above the infected areas (Fig. 5A,F).
Four weeks following viral injection, both the GtACR1 group and the GFP group (which served as the control) were trained in the auditory fear conditioning paradigm (Fig. 5B). During conditioning, square pulses of blue light, covering the duration of each of the three US presentations, were delivered to the CeA through the implanted optical fibers (Fig. 5B). Notably, we found that this manipulation caused a decrease in CS+-induced conditioned freezing behavior in the GtACR1 mice compared with the GFP mice in the retrieval test 24 h after fear conditioning (conditioning: F(1,12) = 0.117, p > 0.05; retrieval, CS+ trials: F(1,12) = 15.65, **p = 0.002; *p < 0.05, **p < 0.010; retrieval, CS– trials: F(1,12) = 0.010, p > 0.05; two-way ANOVA with repeated measures, followed by Sidak's test; Fig. 5B). As a result, the ability to discriminate between CS+ and CS–, quantified as the discrimination index, was also reduced in the GtACR1 mice (t(10.51) = 2.329, *p = 0.041, Welch's t test; Fig. 5C). We next tested these mice in a real-time place preference or aversion (RTPP or RTPA, respectively) task, in which the photoinhibition was contingent on entering one side of a chamber containing two compartments (Fig. 5D). The two groups of animals behaved similarly in this task, showing no preference or aversion to either side of the chamber (F(1,12) = 2.135, p > 0.05; two-way ANOVA with repeated measures; Fig. 5E). This observation suggests that photoinhibition of GPe-projecting CeA neurons is not inherently aversive or rewarding. These results indicate that the activities of GPe-projecting CeA neurons during US presentation are required for memory formation in fear conditioning.
Activation of GPe-projecting CeA neurons during US presentation promotes fear learning
Given that inhibition of GPe-projecting CeA neurons specifically during US presentation impaired learning (Fig. 5), it follows that the opposite manipulation, i.e., activation of these neurons specifically during US presentation, might enhance learning in fear conditioning. To test this idea, we introduced ChR2, or GFP, bilaterally into GPe-projecting CeA neurons of wild-type mice using the intersectional viral strategy, followed by optical fiber implantation in the CeA as described above (Figs. 3A,B, 4A,B, 5A, 6A–F). We subsequently trained the mice in a mild version of the fear conditioning paradigm (Fig. 6B), in which a weak (0.4 mA) shock was used as the US to avoid the potential ceiling effect a stronger US might have on learning.
During conditioning, three brief trains of photo-stimulation, each coinciding with a US presentation during a trial, were delivered to the CeA (Fig. 6B). This manipulation increased CS+-induced conditioned freezing behavior in the ChR2 mice compared with the GFP mice in a retrieval test 24 h after the conditioning (Fig. 6B). Interestingly, the ChR2 mice also showed an increase in freezing response to CS– during the retrieval test (conditioning: F(1,10) = 3.682, p = 0.084; retrieval, CS+ trials: F(1,10) = 5.560, *p = 0.040; retrieval, CS– trials: F(1,10) = 16.34, **p = 0.002; **p < 0.010; two-way ANOVA with repeated measures, followed by Sidak's test; Fig. 6B), albeit their discrimination index did not significantly differ from that of the GFP mice (t(7.223) = 1.446, p = 0.19, Welch's t test; Fig. 6C). To check whether the facilitating effect on learning is because activating GPe-projecting CeA neurons influences valence processing, we tested these mice again in the RTPP or RTPA task for photo-stimulating GPe-projecting CeA neurons using the same parameters as those used in fear conditioning (Fig. 6D). Notably, the two groups of animals behaved similarly in the test (F(1,10) = 0.019, p > 0.05; two-way ANOVA with repeated measures; Fig. 6E), indicating that photo-activation of GPe-projecting CeA neurons is not inherently aversive or rewarding. These results together suggest that activating GPe-projecting CeA neurons during US presentation promotes the formation of fear memories, although the activation may not by itself produce aversive valence.
Discussion
Animals have the ability to use an environmental cue (i.e., CS) to predict the occurrence of an aversive or harmful consequence (i.e., US), on the condition that the former is frequently associated with the latter, and to show appropriate behavioral reactions based on the prediction (Pavlov, 1927; LeDoux, 2000; Lang and Davis, 2006; Schultz, 2006). Such ability is fundamental for survival and adaptation to the environment. Extensive studies, exemplified by those focusing on Pavlovian fear conditioning, have shown that the CeA plays important roles in the establishment of adaptive defensive behaviors (Duvarci and Pare, 2014; Herry and Johansen, 2014; Janak and Tye, 2015; Fadok et al., 2018; Li, 2019). However, despite intensive study, how the CeA processes and represents US information during fear conditioning, and how it contributes to the formation of aversive memories remain to be fully understood. Here, we identified a previously uncharacterized circuit, the CeA-GPe circuit, that is essential for fear conditioning. Specifically, we showed that this circuit predominantly originates from Sst+ CeA neurons, and permanent inhibition of GPe-projecting CeA neurons prevented fear conditioning. Moreover, GPe-projecting CeA neurons were excited by US but not CS during fear conditioning, and transient inactivation or activation of these neurons specifically during US presentation impaired or promoted, respectively, fear learning. On the basis of these results, we propose that the major function of GPe-projecting CeA neurons in fear conditioning is to process US information, and convey this information to downstream GPe neurons, thereby controlling learning.
A notable observation in our study is that optogenetic activation of GPe-projecting CeA neurons does not induce obvious aversive (or appetitive) responses (Fig. 6D,E). This result is seemingly counterintuitive given the evidence that the CeA-GPe pathway promotes and is critical for fear conditioning, which by nature is aversive. There are two possible explanations for this “inconsistency,” which are not mutually exclusive. The first possibility is that the CeA-GPe pathway carries only partial information about the US, such as salience, that regulates learning, while parallel pathways originating from the CeA or elsewhere represent valence and other reinforcing properties of the aversive US. Consistent with this scenario, inhibition of GPe-projecting CeA neurons had a relatively small effect on shock responses (Fig. 3D). Such a division of labor has been described for the different projection pathways of the parabrachial nucleus, each of which does not convey the full spectrum of information about US during fear conditioning (Bowen et al., 2020). The second possibility is that the GPe-projecting CeA neurons are functionally heterogeneous, with some neurons representing negative valence and others representing positive valence. As a consequence, activating these neurons indiscriminately produces neither aversive nor appetitive responses. Of note, functional diversity of SOM+ CeA neurons, which constitute the vast majority of GPe-projecting neurons in the CeA, has been suggested by previous studies (Fadok et al., 2018; Li, 2019). Future studies will disentangle these possibilities.
The GPe is a major basal ganglia structure whose roles in motor control have been the focus of investigation (Kita, 2007; Wallace et al., 2017), but whose other functions have been understudied. Nevertheless, the GPe has been implicated in regulating emotions or affects, including fear or threat. For example, human imaging studies indicate that GPe activation is associated with negative emotions, such as fear, disgust, depression and anxiety (Murphy et al., 2003; Hattingh et al., 2012; Ipser et al., 2013; Binelli et al., 2014). In addition, animal studies have shown that lesions and pharmacological or molecular manipulations in the GPe potently alter fear-like or anxiety-like behaviors (Blanchard et al., 1981; Hernadi et al., 1997; Talalaenko et al., 2006; Kertes et al., 2009; Sztainberg et al., 2011). These findings thus ascribe a function of fear or threat regulation to the GPe. An obvious question is how this GPe function is related to that of the known “fear circuit,” including the amygdala. A potential anatomic link between the GPe and the fear circuit is suggested by previous studies, which demonstrate the existence of the CeA to GPe projections (Shinonaga et al., 1992; Hunt et al., 2018). Other inputs to the GPe that convey the affective information of a stimulus, such as the US in fear conditioning, may also exist. Nevertheless, the roles of these projections in fear regulation, and in behavior in general, have remained unknown.
Our study uncovers that the projections from CeA originate mainly from Sst+ neurons and shows that the CeA-GPe circuit indeed constitutes a neural substrate for regulating fear learning. The activities of GPe-projecting CeA neurons may not be sufficient to cause aversive responses, as suggested by the observation that activating these neurons produced no effect in the RTPP/RTPA test. However, the information carried by these neurons could be important for valence processing in the GPe and/or modulating the salience of the US. As it is known that neurons in the sensorimotor and associative striatum both project to the GPe (Tewari et al., 2016), it is possible that the information encoded by GPe-projecting CeA neurons is integrated with that encoded by distinct striatal inputs in GPe neurons to represent the affective properties of the US. Future studies are necessary to elucidate how GPe neurons integrate information from the CeA and the striatum, and interact with neurons in downstream structures to participate in fear processing and learning.
Sst+ CeA neurons send long-range projections to a number of target areas (Penzo et al., 2014; Yu et al., 2017; Ahrens et al., 2018; Fadok et al., 2018; Zhou et al., 2018; Li, 2019; Ye and Veinante, 2019; Steinberg et al., 2020). Some of these projections have been studied in the context of fear conditioning or anxiety-related behaviors (Penzo et al., 2014; Ahrens et al., 2018; Zhou et al., 2018; Steinberg et al., 2020). However, the encoding properties of these projections and how they contribute to specific aspects of learning or executing defensive behaviors have not been characterized. Our study pinpoints that one of the functions of GPe-projecting CeA neurons, which are mainly Sst+, is representation and processing of US-related information during fear conditioning. Future studies need to delineate whether and how different CeA projection pathways differentially but coordinately contribute to the establishment of defensive behaviors.
Footnotes
This work was supported by the EMBO Grant ALTF 458-2017 (to A.F.); the Swedish Research Council Grant 2017-00333 (to A.F.); Charles H. Revson Senior Fellowships in Biomedical Science (A.F.); National Institutes of Health Grants R01MH101214, R01MH108924, and R01NS104944 (to B.L.); the Human Frontier Science Program Grant RGP0015/2016 (to B.L.); the Stanley Family Foundation (B.L.); the Simons Foundation Grant 344904 (to B.L.); the Wodecroft Foundation (B.L.), the Cold Spring Harbor Laboratory and Northwell Health Affiliation (B.L.); and the Feil Family Neuroscience Endowment (B.L.). We thank members of the Li laboratory for helpful discussions and Z. Josh Huang for providing the H2B-GFP (Rosa26-stopflox-H2B-GFP) reporter mice.
The authors declare no competing financial interests.
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