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. 2020 Oct 27;23(1):246–264. doi: 10.1111/codi.15394

A worldwide survey on proctological practice during COVID‐19 lockdown (ProctoLock 2020): a cross‐sectional analysis

Gaetano Gallo 1,, Alessandro Sturiale 2, Veronica De Simone 3, Gian Luca Di Tanna 4, Iacopo Giani 5, Ugo Grossi 6; the ProctoLock 2020 Working Group *
PMCID: PMC7675501  PMID: 33025724

Abstract

Aim

Proctology is one of the surgical specialties that has suffered the most during COVID‐19 pandemic. Using a cross‐sectional non‐incentivised World Wide Web survey, we aimed to snapshot the current status of proctological practice in six world regions.

Method

Surgeons affiliated to renowned scientific societies with an interest in coloproctology were invited to join the survey. Members of the ProctoLock Working Group enhanced recruitment by direct invitation. The predictive power of respondents’ and hospitals’ demographics on the change of status of surgical and outpatient activities was calculated.

Results

Respondents (n = 1050) were mostly men (79%), with a mean age of 46.9 years, at consultant level (79%), practising in academic hospitals (53%) offering a dedicated proctology service (68%). A total of 119 (11%) tested positive for SARS‐CoV‐2. The majority (54%) came from Europe. Participants from Asia reported a higher proportion of unaltered practice (17%), while those from Europe had the highest proportion of fully stopped practice (20%). The likelihood of ongoing surgical practice was higher in men (OR 1.54, 95% CI 1.13–2.09; P = 0.006), in those reporting readily availability of personal protective equipment (PPE) (OR 1.40, 1.08–1.42; P = 0.012) and in centres that were partially or not at all involved in COVID‐19 care (OR 2.95, 2.14–4.09; P < 0.001). This chance decreased by 2% per year of respondent’s age (P = 0.001).

Conclusion

Several factors including different screening policies and resource capacity affected the current status of proctological practice. This information may help health authorities to formulate effective preventive strategies to limit curtailment of care of these patients during the pandemic.

Keywords: COVID‐19, Europe, Italy, Lockdown, ProctoLock2020, Proctology, SARS‐COV‐2, Worldwide


What does this paper add to the literature?

A worldwide survey of 1050 respondents showed that proctological practice has been seriously affected by the COVID‐19 pandemic. Age, gender and level of hospital preparedness were associated with the change of status of surgical and outpatient activities (i.e. from fully stopped to ongoing).

1. INTRODUCTION

Since the first human cases of severe acute respiratory syndrome coronavirus 2 (SARS‐CoV‐2)[1, 2] were reported in Wuhan in December 2019, the attention of the scientific community has risen hand in hand with the diffusion of the novel coronavirus. The rapid worldwide spread of the disease, later named as COronaVIrus Disease 2019 (COVID‐19), led the World Health Organization to reconsider the initial status of the outbreak by declaring a pandemic on 11 March 2020.

The potential life‐threatening consequences of COVID‐19 in symptomatic patients have put a strain on healthcare systems worldwide [3]. In Italy, with the exception of oncological and urgent cases, all elective procedures and outpatient clinics have been suspended [4, 5, 6].

In this unprecedented healthcare crisis, scientific societies and experts in the field are committing to develop recommendations with the aim of steering clinical practice [7, 8, 9].

Proctology is one of the subspecialties that has suffered the most during the COVID‐19 pandemic [6, 10, 11, 12]. The social, psychological and economic consequences of curbing proctological practice should be carefully considered [6, 10, 11, 12]. In fact, serious diagnostic delays may arise from deferring a comprehensive first visit (anamnesis, physical examination and anoscopy) – an alarming concern, particularly for patients with neoplastic diseases. Although oro‐faecal spread does not seem to be a principal route of COVID‐19 infection, proctologists are also warned about stool isolation of SARS‐CoV‐2 viral RNA [13, 14]. In this context, personal protective equipment (PPE) plays a major role in curbing viral spread, despite resource constraints [15, 16].

The current impact of COVID‐19 on global health systems is difficult to assess, but concerted efforts are being made to avoid detrimental effects on oncological outcomes and limit surgical morbidity. Indeed, a rearrangement of clinical and surgical activities is compulsory to achieve full and adequate patient care [17].

The ProctoLock 2020 survey sought to obtain a snapshot of the impact of COVID‐19 on proctological practice worldwide to inform the development of strategies that best guarantee access to treatment.

2. METHOD

Experts in the field who joined a previous qualitative study [18] (n = 492) were invited to complete a web survey (participants could be identified only via their valid email address; no other identifying information was collected). The survey link was sent to scientific societies of interest to coloproctologists (i.e. Italian Society of Colorectal Surgery, Russian Association of Coloproctologists, Mediterranean Society of Coloproctology) and disseminated to their members. All collaborators (the ProctoLock 2020 Working Group) committed to further recruitment of participants by direct invitation. Participation was entirely voluntary with no compensation offered. Informed consent was obtained from all those agreeing to complete a survey.

2.1. Survey

A 27‐item survey (namely, ‘ProctoLock 2020’; Appendix 1) was designed and developed by the authors using an online platform [‘Online surveys’, formerly BOS (Bristol Online Survey) developed by the University of Bristol] in accordance with the Consolidated Criteria for Reporting Qualitative Research (COREQ) and the Checklist for Reporting Results of Internet E‐Surveys (the CHERRIES statement; Appendix 2) [19]. Proprietary survey software and local servers were used to ensure data protection. The fully de‐identified dataset was kept on password‐protected computers. The authors piloted the survey, assessed the design and checked the feasibility and validity of the questions. The estimated mean time needed to complete the survey was 8 min. The finalised online survey was made available from 15 to 26 April 2020.

The survey aimed to capture the current status of proctological practice worldwide, first exploring the overall changes in terms of resource allocation and secondly assessing in more detail the various fields of application for both proctological surgery [i.e. elective (oncological and nononcological) and urgent] and outpatient practice, with a focus on sexually transmitted disease (STD) and pelvic floor clinics. The availability of anorectal physiology testing was also assessed.

All questions were set as mandatory fields with real‐time validation and automated skip logic to prevent missing data and avoid illogical or incompatible responses. No randomisation of items was used. Quantitative data were automatically collected by the software and exported to a tabulated format.

The study was registered at ClinicalTrials.gov (NCT 04392245).

2.2. Statistical analysis

Continuous variables were summarised by means and standard deviations (SDs), whilst categorical variables were assessed by proportions. Comparisons of categorical variables across groups were made by Pearson's chi‐square tests. A series of hierarchical binary and ordinal logistic models for binary or ordinal variables were performed to assess the association between respondents' preferences and their characteristics, with geographical area as a random effect [adjusted odds ratio (OR)]. The Brant test was performed to assess the proportional odds assumption in the ordinal logistic model. Uni‐ and multivariable models were fitted using a predefined set of covariates which included respondents' and hospitals' demographics (i.e. age, gender, type of hospital, hospital rearrangement, external facilities for proctological surgery, use of PPE, preoperative testing policies for SAR‐CoV‐2).

The denominator of the percentages of respondents was the total number of respondents who eventually completed the survey. Adjustment to the P‐values was not performed. However, considering the number of tests performed, P‐values <0.05 were critically appraised in order to take into account the risk of false positives. All analyses were performed using STATA 16 (StataCorp LLC).

3. RESULTS

3.1. Demographics

A total of 1079 subjects completed the survey, taking a mean time of 8.6 min (SD 3.8 min) each. Of these, 1050 (97%) were unique respondents and contributed to the final analysis.

Among the invited experts who joined a previous qualitative study [18], 420/492 (85.4%) responded to the survey, accounting for 40% of participants. The remaining 630 (60%) were recruited through advertising to other scientific societies and direct invitation by members of the ProctoLock 2020 Working Group. A total of 570 (54%) came from Europe, 200 (19%) and 68 (6%) from North and South America, respectively, 186 (18%) from Asia, 16 (2%) from Africa and only 10 (1%) from Australia and New Zealand, with a total of 69 countries being involved (Appendix 3).

At the time of survey completion, Europe was the most affected region, with more than 1 million confirmed cases and 100 000 deaths [20].

Respondents were mostly men (79%), with a mean age of 46.9 years (12.1), at consultant level (79%), practising in academic hospitals (53%) with a dedicated proctologist performing surgery (68%). A total of 119 (11%) tested positive for SARS‐CoV‐2 (Table 1). A logistic regression model showed that the chance of SARS‐CoV‐2 positivity was 74% higher in men (P = 0.044), 91% higher in those from centres with external COVID‐19‐free facilities (P = 0.003) and 73% higher in those reporting preoperative SARS‐CoV‐2 screening for all patients (P = 0.015) (Appendix 4). A total of 310 (30%) and 497 (47%) participants came from centres providing dedicated pathways for STD and pelvic floor disorders (PFD), respectively.

TABLE 1.

Demographics and geographical distribution of survey respondents

Total responses (n = 1050) Asia (n = 186) Europe (n = 570) North America (n = 200) South America (n = 68) Africa (n = 16) Oceania (n = 10)
Gender
Male 824 (78.5) 144 (77.4) 434 (76.1) 161 (80.5) 61 (89.7) 16 (100) 8 (80.0)
Female 226 (21.5) 42 (22.6) 136 (23.9) 39 (19.5) 7 (10.3) 0 (0) 2 (20.0)
Age (years), mean (SD) 46.9 (12.1) 43.2 (11.7) 46.5 (12.0) 52.9 (11.4) 46.2 (10.2) 38.9 (8.8) 53.5 (13.0)
Training level
Consultant 829 (79.0) 129 (69.4) 429 (75.3) 193 (96.5) 55 (80.9) 13 (81.3) 10 (100)
Resident 168 (16.0) 33 (17.7) 126 (22.1) 6 (3.0) 2 (2.9) 1 (6.3) 0 (0)
Fellow 53 (5.0) 24 (12.9) 15 (2.6) 1 (0.5) 11 (16.2) 2 (12.5) 0 (0)
Type of hospital
Academic 560 (53.3) 132 (71.0) 273 (47.9) 87 (43.5) 48 (70.6) 13 (81.3) 7 (70.0)
Nonacademic teaching 307 (29.2) 29 (15.6) 183 (32.1) 72 (36.0) 17 (25.0) 3 (18.8) 3 (30.0)
Nonteaching 183 (17.4) 25 (13.4) 114 (20.0) 41 (20.5) 3 (4.4) 0 (0) 0 (0)
Dedicated clinical pathways
Sexually transmitted diseases 310 (29.5) 72 (38.7) 184 (32.3) 23 (11.5) 24 (35.3) 3 (18.8) 4 (40)
Pelvic floor disorders 497 (47.3) 99 (53.2) 299 (28.5) 58 (29.0) 29 (42.6) 6 (37.5) 6 (60)
Anorectal physiology testing 669 (63.7) 112 (60.2) 381 (66.8) 125 (62.5) 36 (52.9) 7 (43.8) 8 (80)
Type of surgeon performing urgent cases
Dedicated proctologist 710 (67.6) 137 (73.7) 336 (58.9) 172 (86.0) 47 (69.1) 10 (62.5) 8 (80)
General surgeon 340 (32.4) 49 (26.3) 234 (41.1) 28 (14.0) 21 (30.9) 6 (37.5) 2 (20)
Tested SARS‐CoV‐2‐positive 119 (11.3) 22 (11.8) 90 (15.8) 6 (3) 1 (1.5) 0 (0) 0 (0)

Figures in brackets are percentages or SD where stated.

3.2. Hospital preparedness for the COVID‐19 pandemic

Most respondents came from centres that were rearranged to fully (n = 161, 15%) or partially (n = 746, 71%) assist COVID‐19 patients, with only a minority (n = 143, 14%) not being involved in COVID‐19 care (Table 2). Surgical patients were referred to external COVID‐19‐free facilities according to nearly a quarter (n = 251, 24%) of respondents.

TABLE 2.

Hospital preparedness for COVID‐19 pandemic

Total responses (n = 1050) Asia (n = 186) Europe (n = 570) North America (n = 200) South America (n = 68) Africa (n = 16) Oceania (n = 10)
Hospital rearrangement
Fully dedicated to COVID‐19 161 (15.3) 40 (21.5) 70 (12.3) 38 (19.0) 12 (17.6) 1 (6.3) 0 (0)
Partially dedicated to COVID‐19 746 (71.0) 106 (57.0) 417 (73.2) 153 (76.5) 51 (75.0) 10 (62.5) 9 (90.0)
Not involved in COVID‐19 care 143 (13.6) 40 (21.5) 83 (14.6) 9 (4.5) 5 (7.4) 5 (31.3) 1 (10.0)
External facilities for proctological surgery
Available for benign and oncological cases 69 (6.6) 32 (17.2) 18 (3.2) 9 (4.5) 7 (10.3) 2 (12.5) 1 (10.0)
Available for oncological cases only 182 (17.3) 39 (21.0) 105 (18.4) 20 (10.0) 12 (17.6) 3 (18.8) 3 (30.0)
Unavailable 799 (76.1) 115 (61.8) 447 (78.4) 171 (85.5) 49 (72.1) 11 (68.8) 6 (60.0)
Surgical consent form redesigned for
SARS‐CoV‐2+ patients 598 (57.0) 122 (65.6) 327 (57.4) 93 (46.5) 42 (61.8) 9 (56.3) 5 (50.0)
SARS‐CoV‐2– patients 623 (59.3) 132 (71.0) 334 (58.6) 102 (51.0) 41 (60.3) 9 (56.3) 5 (50.0)
Use of personal protective equipment in theatre with
SARS‐CoV‐2+ patients
Always 921 (87.7) 142 (76.3) 508 (89.1) 191 (95.5) 59 (86.8) 11 (68.8) 10 (100)
Case‐by‐case 107 (10.2) 34 (18.3) 55 (9.6) 7 (3.5) 8 (11.8) 3 (18.8) 0 (0)
Never 22 (2.1) 10 (5.4) 7 (1.2) 2 (1.0) 1 (1.5) 2 (12.5) 0 (0)
SARS‐CoV‐2– or untested patients
Always 556 (53.0) 95 (51.1) 276 (48.4) 139 (69.5) 36 (52.9) 4 (25.0) 6 (60.0)
Case‐by‐case 399 (38.0) 71 (38.2) 234 (41.1) 52 (26.0) 30 (44.1) 8 (50.0) 4 (40.0)
Never 95 (9.0) 20 (10.8) 60 (10.5) 9 (4.5) 2 (2.9) 4 (25.0) 0 (0)
Personal protective equipment readily available 745 (71.0) 131 (70.8) 388 (68.1) 162 (81.0) 45 (66.2) 10 (62.5) 9 (90.0)
All patients are tested for SARS‐CoV‐2 prior to surgery 541 (51.5) 87 (46.8) 369 (64.7) 71 (35.5) 10 (14.7) 1 (6.3) 3 (30.0)
Experience with patients refusing surgery 381 (36.3) 78 (41.9) 186 (32.6) 84 (42.0) 29 (42.6) 2 (12.5) 2 (20.0)
1–5 patients 176 (16.8) 38 (20.4) 85 (14.9) 39 (19.5) 14 (20.6) 0 (0) 0 (0)
6–10 patients 90 (8.6) 13 (7.0) 44 (7.7) 20 (10.0) 10 (14.7) 2 (12.5) 1 (10.0)
11–20 patients 45 (4.3) 10 (5.4) 23 (4.0) 9 (4.5) 3 (4.4) 0 (0) 0 (0)
>20 patients 70 (6.7) 17 (9.1) 34 (6.0) 16 (8.0) 2 (2.9) 0 (0) 1 (10.0)
Current outcome of patients waiting for surgery or visits
Rescheduled until the end of pandemic 223 (21.2) 47 (25.3) 122 (21.4) 37 (18.5) 12 (17.6) 4 (25.0) 1 (10)
Rescheduled upon balance of risks and benefits 319 (30.4) 56 (30.1) 180 (31.6) 54 (27.0) 22 (32.4) 3 (18.8) 4 (40.0)
Rescheduled in 1–3 months according to the waiting list 252 (24.0) 44 (23.7) 116 (20.4) 64 (32.0) 21 (30.9) 4 (25.0) 3 (30.0)
Yet to be established 256 (24.4) 39 (21.0) 152 (26.7) 45 (22.5) 13 (19.1) 5 (31.3) 2 (20.0)

Figures in brackets are percentages or SD where stated.

More than a half of interviewees had redesigned the surgical informed consent for both SARS‐CoV‐2‐positive (n = 598, 57%) and ‐negative patients (n = 623, 59%), by mentioning a higher risk of postoperative morbidity.

Only 541 (52%) respondents reported that patients were routinely tested for SARS‐CoV‐2 preoperatively. More than a third (n = 381, 36%) had had experience of patients refusing surgery, with the fear of being infected as the most commonly reported reason (>99%).

A quarter (n = 256) of respondents had yet to reschedule patients waiting for surgery or outpatient visits. Among the possible factors associated with the chance of rescheduling, only a respondent’s age (chance decreased by 1% per year of respondent's age; P = 0.045) and current status of proctological practice [58% higher from ‘fully stopped’ to ‘emergency only’ (P =0.035), and from ‘emergency only’ to ‘ongoing elective’ (P =0.005)] were statistically significant (Appendix 5).

3.3. Current status of proctological practice

Figure 1 shows the status of proctological practice across the world at the time of survey completion. This was more likely to be unaltered in Asia (n = 32, 17%) and fully stopped in Europe (n = 114, 20%).

FIGURE 1.

FIGURE 1

Current status of proctological surgical practice across the six world regions. (A) Light to dark colour scale represents a low to high prevalence of respondents across countries. (B) Number of COVID‐19 cases per million people on 26 April 2020

Logistic regression models were fitted to explore the association between the status of proctological practice and a number of respondent and hospital characteristics, taking into account the variability across geographical provenance (Table 3). The likelihood of ongoing surgical practice was higher in men (OR 1.54, 95% CI 1.13–2.09; P = 0.006), in those reporting ready availability of PPE (OR 1.40, 1.08–1.42; P = 0.012) and in centres that were partially or not at all involved in COVID‐19 care (OR 2.95, 2.14–4.09; P < 0.001). The chance decreased by 2% per year of respondent's age (P = 0.001).

TABLE 3.

Mixed‐effects logistic regression models exploring the current status of proctological surgery (ordinal) and outpatient practice (binary) with geographical distribution as a random effect

Odds ratio 95%CI P
Lower Upper
Fully stopped vs. Emergency vs. Elective
Surgery
Age 0.981 0.970 0.992 0.001
Gender
Female (reference)
Male 1.540 1.134 2.090 0.006
Type of hospital
Nonteaching (reference)
Academic or teaching 1.304 0.951 1.787 0.100
Hospital rearrangement
Fully dedicated to COVID‐19 (reference)
Partially dedicated or not involved 2.954 2.136 4.086 <0.001
External facilities for proctological surgery
Unavailable (reference)
Available 1.215 0.907 1.628 0.192
Personal protective equipment
Unavailable (reference)
Readily available 1.400 1.076 1.822 0.012
Fully stopped vs. Ongoing
Outpatients
Age 1.005 0.994 1.017 0.376
Gender
Female (reference)
Male 0.625 0.452 0.866 0.005
Type of hospital
Nonteaching (reference)
Academic or teaching 0.954 0.680 1.338 0.785
Hospital rearrangement
Fully dedicated to COVID‐19 (reference)
Partially dedicated or not involved 0.467 0.327 0.668 <0.001
External facilities for proctological surgery
Unavailable (reference)
Available 0.752 0.554 1.020 0.068
Personal protective equipment
Unavailable (reference)
Readily available 0.908 0.687 0.1.202 0.501

3.4. Surgical practice

3.4.1. Elective oncological surgery

A total of 550 (52%) respondents stated elective oncological surgery to be reduced and 286 (27%) fully stopped, with the two main reasons being diminished referrals and/or hospital directions. Figure 2A shows the status of oncological surgery across world regions.

FIGURE 2.

FIGURE 2

Current status of the single fields of application of proctology across the six world regions

In case of SARS‐CoV‐2 positivity, an equal proportion of participants (32%) either rescheduled operations or performed surgery in accordance with local protocols and then transferred the patient to a dedicated SARS‐CoV‐2+ (84%) or mixed SARS‐CoV‐2+/− (16%) ward. Among respondents who had tested positive for SARS‐CoV‐2, a higher proportion was practising in mixed (20%) rather than dedicated wards (12%) (P < 0.001).

A total of 472 (62%) participants felt that there were flaws or delay in the management of oncological patients, with the main reasons being the temporary suspension of multidisciplinary team meetings and/or reduction of theatre sessions, followed by a delay in performing endoscopic/radiological investigations.

Only 136 (18%) had recently treated a high‐grade squamous intra‐epithelial lesion, with the majority (58%) only in selected high‐risk patients.

3.4.2. Elective nononcological surgery

Up to 71% (n = 750) of respondents reported that elective nononcological surgery fully stopped at their centres, with the main reasons being hospital directions and/or reduced referrals. Figure 2B shows the status of nononcological surgery across world regions.

Among those still performing these operations (n = 303, 29%), the most used setting was theatre (57%), followed by outpatient clinic (13%), with 30% of participants using both.

3.4.3. Emergency surgery

Overall, 587 (56%) participants stated that emergency surgery was reduced and only 131 (13%) reported a fully stopped practice. Figure 2C shows the status of emergency surgery across world regions.

Among respondents reporting an ongoing activity (n = 919, 88%), 548 (60%) stated that patients were routinely tested for SARS‐CoV‐2 preoperatively, with only a minority reporting postoperative (4%) or pre‐ and postoperative (5%) testing. Two thirds (n = 710, 68%) of participants stated that emergency surgery at their centre was performed by a dedicated proctologist.

3.5. Outpatient practice

Outpatient practice was reduced or fully stopped according to 51% (n = 537) or 45% (n = 476) of respondents, respectively, typically as a result of national or local hospital directions. Figure 2D shows the status of outpatient practice across world regions.

A lower chance of ongoing activity was observed in men (OR 0.63, 0.45–0.87; P = 0.005) and in centres that were partially or not at all involved in COVID‐19 care (OR 0.47, 0.33–0.67; P < 0.001) (Table 3).

In centres where this had not fully stopped (n = 574, 55%), an increased time interval between visits was set in two thirds of cases to allow for social distancing. Furthermore, 371 (65%) participants reported that patient history was taken over the phone prior to the visit. Alternatively, a specific anamnestic evaluation for COVID‐19 was performed prior to consultation according to only 113 (56%) participants. Slightly more than a third (35%) declared that all patients were routinely screened for COVID‐19 prior to the visit. However, only 409 (71%) reported regular use of PPE during the consultation.

The likelihood of delayed diagnosis of anorectal cancer resulting from a decreased outpatient practice or specific diagnostic procedures (e.g. high‐resolution anoscopy) concerned up to 86% of respondents.

Among participants from centres where anorectal physiology testing was available before the outbreak (669, 64%), only 10% were still performing investigations at the time of survey completion.

Overall, 78% and 86% of respondents from centres with dedicated pathways for STD and PFD, respectively, reported a postoutbreak curb on referrals. These pathways were statistically significantly more prevalent in centres where a dedicated proctologist was available (STD, 33% vs. 23%, P = 0.001; PFD, 53% vs. 36%, P < 0.001).

4. DISCUSSION AND CONCLUSION

The ProctoLock 2020 survey unexpectedly exceeded 1000 participants. Such massive participation within a relatively short time period reflects the high attention given to a subspecialty that has always been considered the ‘Cinderella’ of general surgery [21].

Of note, the geographical distribution of participants by and large mirrored the areas of highest prevalence of COVID‐19 [20].

Male gender was predominant and in line with previous reports within general surgery [22, 23], suggesting that coloproctology has not largely met women's ambitions over the last two decades. Four out of five participants were consultants, underlining an average high level of professional experience among interviewees. Two thirds of respondents confirmed the presence of a dedicated proctologist performing surgery at their centre, with a peak of 86% in North America, where general and colorectal surgery are two known distinct specialties [24]. Moreover, the presence of a proctologist correlated with the coexistence of third‐level care pathways (e.g. STD, PFD, anorectal physiology testing) in the centre.

The substantial prevalence of SARS‐CoV‐2‐positive subjects among participants (11%) was an alarming figure, highlighting that healthcare workers are at great risk of contagion [25]. Two main factors may explain this observation: first that, as surgeons, proctologists have proved their resilience in continuing their practice while facing the emergency. In some instances, this has translated into alternating shifts in surgical wards and intensive care units [26, 27]. Secondly, proctologists may have been exposed to further potential drivers of transmission (i.e. direct/indirect contact and the oro‐faecal route) [28, 29], thus stressing the need to ensure an adequate reserve of PPE for effective reprocessing and distribution. Furthermore, the observation that participants from centres rearranged so as to keep performing surgery were more at risk may even suggest the limited accuracy of screening instruments [3].

Despite the curb on surgical practice, almost 60% of participants used a redesigned consent form to meet current needs, especially for COVID‐19 patients, reaching its upper peak in Asia and lower peak in Oceania.

Surprisingly, PPE were deemed readily available by only 71% of respondents worldwide, ranging from <33% in Africa and South America to >80% in North America. Whilst 88% of interviewees confirmed the regular use of PPE during surgery on SARS‐CoV‐2‐positive patients, the percentage dropped to 53% for SARS‐CoV‐2‐negative or untested patients. Such a finding may reflect resource management policies that do not always meet risk prevention and up to date scientific evidence on the spread of SARS‐CoV‐2.

The evidence that 36% of participants had had experience with patients who refused surgery underlines a high sense of fear in the population concerning health systems [30].

The three times greater chance of rescheduling patients' procedures among respondents confirming the readily availability of PPE highlights different levels of preparedness for the emergency between centres.

Oncological surgery has greatly been challenged by the pandemic as it was suspended in a third of European and almost half of Asian centres. A reduction in the number of new diagnoses is likely to have resulted from the shutdown and adherence to national directives in many countries. Despite efforts to reallocate resources, only a quarter of respondents confirmed the presence of external facilities for cancer referrals.

Predictably, nononcological surgery has suffered the most among proctological practices as a result of shortage of personnel and operative spaces. Apart from the Asian continent, a reduction of more than 90% in this practice was observed in the other world regions. Among those still practising nononcological surgery, the outpatient/office setting was chosen by 42% of respondents. Although claimed by other authors [6, 9], this option was likely to be influenced by the need to preserve health resources while facing the outbreak. It might be a fertile ground for future development.

With regard to emergency surgery, our results showed that a complete suspension of all activities runs in tandem with the epidemiological evolution of the pandemic. Indeed, the subequatorial countries have shown a smaller chance of stopping in line with the slower spread of SARS‐CoV‐2.

The curb on outpatient practice ranged from 19% in Africa to 54% in Europe. As recently argued, the next decade will prove whether this has had an impact on patients' oncological outcomes [31].

The study has some limitations that are common to all survey‐based studies (e.g. recall and selection bias) [32, 33, 34]. Although we attempted to control for the potential confounding effects of respondents’ characteristics and take into account geographical variations by fitting hierarchical multivariable models, some unobserved and latent factors (e.g. the different timing and magnitude of spread of the virus across the globe) might have played a role and potentially biased some of our exploratory conclusions.

In conclusion, the results of this survey highlight that several factors have affected the global status of proctological practice. This information may help health authorities and decision makers formulate effective preventive strategies to limit curtailment of care of patients during the pandemic.

CONFLICT OF INTEREST

None.

5. Ethical approval

This article does not contain any studies with animals performed by any of the authors.

Appendix 1.

PROCTOLOCK 2020 SURVEY

Q1 The information provided in this questionnaire will be exclusively used for research purposes. It will not be used in a manner which would allow identification of your individual responses
1 Accept
Q2 Email
Q3 Gender
Q4 Year of birth
Q5 Country
Q5_a Italian region
Q6 Training level
1 Consultant
2 Resident
3 Research Fellow or PhD student
Q7 Type of hospital
1 Academic
2 Non academic teaching
3 Non teaching
Q8 How has your hospital been preparing for the COVID‐19 emergency?
1 Fully dedicated to COVID‐19 patients
2 By creating dedicated pathways and wards to COVID‐19 patients
3 Not involved at all in COVID‐19 patients’ care
Q9 Do you still perform proctologic surgery at your unit?
1 Not at all
2 Yes, but only urgent cases
3 Yes, but only urgent and oncologic cases
4 Yes, in any case including elective surgery for benign disease
Q10 Did your hospital create external connections to keep performing proctologic surgery in COVID‐free centres?
1 No
2 Yes, but only for elective oncologic disease
3 Yes, for both oncologic and benign disease
Q11 Did you amend your informed consent for COVID‐19 positive patients undergoing surgery by mentioning the augmented risk of complications and mortality?
1 Yes
2 No
Q12 Did you amend your informed consent for COVID‐19 negative patients undergoing surgery by mentioning the augmented risk of contagion?
1 Yes
2 No
Q13 In case of surgery for COVID‐19 positive patients (either performed in the operating room or outpatient clinic), do you use PPE (Personal Protective Equipment)?
1 Always
2 On a case‐by‐case basis
3 Never
Q14 In case of surgery for COVID‐19 negative or untested patients (either performed in the operating room or outpatient clinic), do you use PPE?
1 Always
2 On a case‐by‐case basis
3 Never
Q14_a Are these patients always tested for COVID‐19 before surgery?
1 Yes
2 No
Q14_a_i How?
1 Chest‐CT
2 Nasopharyngeal swab
3 Serology
Q15 Is PPE readily available (adequate for quantity and quality) at your workplace?
1 Yes
2 No
Q16 Did any patient refuse proctologic surgery (elective or urgent) at your centre after COVID‐19 outbreak?
1 Not applicable – proctologic surgery has fully stopped
2 No
3 Yes
Q16_a How many, approximately?
1 1–5
2 6–10
3 11–20
4 >20
Q16_b For what reason(s)?
1 Fear of being infected
2 Other
Q16_b_i If you selected Other, please specify:
Q17 Have you ever tested positive for COVID‐19?
1 Yes
2 No
Q18 To what extent has the elective proctologic surgery reduced at your centre for oncologic disease?
1 0% – unaltered
2 Less than 50%
3 More than 50%
4 100% – fully stopped
Q18_a For what reason(s)?
1 Reduced number of patients
2 Unavailability of operative rooms
3 Lack of nurses
4 Lack of anaesthetists
5 Lack of surgeons
6 Hospital directions
7 Other
Q18_a_i If you selected Other, please specify:
Q18_b Are patients undergoing oncological proctologic surgery tested for COVID‐19?
1 Prior to surgery
2 Prior and after surgery
3 After surgery
4 Never
Q18_c In case of COVID‐19 positivity prior to surgery?
1 The operation is rescheduled
2 Surgery is performed in accordance to local protocols thence transferring the patient to a dedicated COVID‐19 ward
3 Surgery is performed in accordance to local protocols thence transferring the patient to a mixed COVID‐19 positive/negative ward
Q18_d Do you find flaws or delay in the management of oncological patient?
1 Yes
2 No
Q18_d_i For what reason(s)?
1 Impossibility to operate
2 Delay in performing endoscopic procedures
3 Delay in getting radiological imaging
4 Delay in getting histopathological reports
5 Suspension of multidisciplinary team meetings
6 Other
Q18_d_i_a If you selected Other, please specify:
Q18_e Have you recently treated any HSIL (high‐grade squamous intraepithelial neoplasia)?
1 Yes without case selection criteria
2 Yes but only in high‐risk patients
3 No
Q19 To what extent has the elective proctologic surgery reduced at your centre for benign disease?
1 0% – unaltered
2 Less than 50%
3 More than 50%
4 100% – fully stopped
Q19_a For what reason(s)?
1 Reduced number of patients
2 Unavailability of operative rooms
3 Lack of nurses
4 Lack of anaesthetists
5 Lack of surgeons
6 Hospital directions
7 Other
Q19_a_i If you selected Other, please specify:
Q19_b In which setting are you currently performing elective surgery for benign disease?
1 Operative room
2 Outpatients clinic
3 Both
Q20 To what extent has the urgent proctologic surgery reduced at your centre?
1 0% – unaltered
2 Less than 50%
3 More than 50%
4 100% – fully stopped
Q20_a For what reason(s)?
1 Reduced number of patients
2 Unavailability of operative rooms
3 Lack of nurses
4 Lack of anaesthetists
5 Lack of surgeons
6 Hospital directions
7 Other
Q20_a_i If you selected Other, please specify:
Q21 Are patients undergoing urgent proctologic surgery tested for COVID‐19?
1 Prior to surgery
2 Prior and after surgery
3 After surgery
4 Never
Q22 Are urgent proctologic procedures usually performed by a proctologist at your unit?
1 Yes
2 No
Q23 To what extent has the outpatient proctologic activity reduced at your centre?
1 0% – unaltered
2 Less than 50%
3 More than 50%
4 100% – fully stopped
Q23_a For what reason(s)?
1 Local hospital directions
2 National directions
3 Other
Q23_a_i If you selected Other, please specify:
Q23_b Have you managed to increase in‐between visits’ time interval?
1 Yes
2 No
Q23_b_i For what reason(s)?
1 Social distance in waiting rooms
2 Need time to clean the rooms
3 Time spent for wearing personal protective equipment
Q23_c Have the patients been called for preliminary anamnesis before coming to the visit?
1 Yes
2 No
Q23_c_i Do you perform anamnestic evaluation for COVID‐19 before starting the visit?
1 Yes
2 No
Q23_d Have the patients been screened for COVID‐19 before attending the visit?
1 Yes
2 No
Q23_e Do you regularly use personal protective equipment (PPE) during the visit?
1 Yes
2 No
Q23_f Do you think that a decreased outpatient activity may lead to diagnostic delay of rectal/anal cancer?
1 Yes
2 No
Q23_g Have you discontinued HRA (high resolution anoscopy) and related procedures (i.e. biopsy) at all?
1 Yes
2 No
Q24 To what extent have the visits/procedures for sexually transmitted disease (STD) reduced at your centre?
1 0% – unaltered
2 Less than 50%
3 More than 50%
4 100% – fully stopped
Q24_a Is there a dedicated STD pathway in your hospital?
1 Yes
2 No
Q25 To what extent have the visits/procedures for pelvic floor disorders reduced at your centre?
1 0% – unaltered
2 Less than 50%
3 More than 50%
4 100% – fully stopped
Q25_a Is there a dedicated pathway for the management of pelvic floor disorders in your hospital?
1 Yes
2 No
Q26 Before the COVID‐19 emergency, were anorectal physiology tests (manometry, EAUS, etc.) performed at your centre?
1 Yes
2 No
Q26_a Are you still performing anorectal physiology tests?
1 Yes
2 No
Q26_a_i Which of the following anorectal physiology tests are still performed at the moment?
1 Anorectal manometry
2 Endorectal ultrasound
3 Neurophysiology tests
4 X‐ray defecography
5 MRI defecography
Q27 Have patients with pre‐booked visit or surgery been rescheduled?
1 Not yet
2 Yes, in 1–3 months according to the waiting list
3 Yes, after balancing the urgency of the case with the risks related to COVID‐19
4 Yes, until the end of pandemic

Appendix 2.

CHECKLIST FOR REPORTING RESULTS OF INTERNET E‐SURVEYS (CHERRIES) [19]

Item category Checklist item Page no. Description
Design Study design Page 2 The target population were colorectal surgeons with an interest in coloproctology
Ethics Ethics approval Page 2 This study was exempt from review board approval at authors’ institutions
Informed consent Page 2 All participants, as members of a web‐based panel, had already provided informed consent to participate in online surveys. Informed consent for the present survey was obtained from all those agreeing to complete a survey, with participants informed on the welcome page that the survey concerned the current status of proctology, that it would take approximately 8 min to complete, that all responses were confidential and anonymous and that reporting would be on an aggregate level only. Consent was indicated when respondents clicking the ‘Accept’ button from this page
Data protection Page 3 Proprietary survey software and local servers were used to ensure data protection. No personal information was linked to survey results in any way. The fully de‐identified dataset is kept on password‐protected computers
Development and pretesting Page 3 Co‐authors (GG, AS, VDS, IG, UG) piloted the survey, assessed the design and checked the feasibility and validity of the questions. Estimated mean time to complete the survey was 8 min
Recruitment process Open versus closed survey Page 2 This was an open survey. Participants were recruited through dedicated scientific societies advertisement and social media. A closed number of participants belonging to two of the most renowned scientific societies in the field was also recruited via email invitation
Contact mode Page 2 The initial contact with the potential participants was made on the Internet
Recruitment process (cont'd) Advertising the survey Page 2 The survey was advertised on social media and among members of scientific societies in the field of coloproctology
Survey administration Web/email Pages 2–3 This was a web‐based survey, with respondents channelled to ‘Online surveys’ (formerly BOS – Bristol Online Survey) site, developed by the University of Bristol. Responses were collected through the online survey platform and stored on secure local servers. Responses were single or multiple choice, numeric, and open text
Context Pages 2–3 The online survey platform is licensed by the Queen Mary University of London for research projects
Mandatory/volun tary Page 2 Voluntary
Incentives Page 2 No compensation offered
Time/date Page 3 Responses were collected between 15 and 26 April 2020
Item randomisation Page 3 No randomisation of items was used
Adaptive questioning Page 3 Adaptive questioning (branched) was used. Relevant survey items were displayed based on previous responses
Number of items Page 2 A maximum of five items were displayed on any one survey page. The full survey comprised a total of 27 items, although because of the adaptive nature of the questionnaire, not all respondents answered all items
Number of screens Page 2 The full survey was distributed over nine pages
Completeness check Page 3 All survey items were deemed to be mandatory, and respondents prompted to complete outstanding items before leaving the survey page on which the item was contained
Review step Page 3 Respondents were unable to change their responses once submitted
Response rates Unique site visitor Page 2 Determination of unique visitors was only possible for the closed group of participants who received an email invitation based on IP addresses
View rate Page 2 Not applicable
Participation rate Page 2 Not applicable
Completion rate Page 3 100%
Preventing multiple entries from same individual Cookies used Page 3 No
IP check Page 3 No
Log file analysis Page 3 Not used
Registration Page 3 Not applicable
Analysis Handling of incomplete questionnaires Page 3 Not applicable
Questionnaires with atypical timestamp Page 3 No respondents were removed from the survey for completing the items too quickly. The minimum completed survey was timed at approximately 5 min
Statistical correction Page 3 Not applicable

Appendix 3.

LIST OF PARTICIPATING COUNTRIES

Frequency Per cent Valid per cent Cumulative per cent
Italy 299 28.5 28.5 28.5
United States 165 15.7 15.7 44.2
Spain 67 6.4 6.4 50.6
Turkey 57 5.4 5.4 56.0
Portugal 52 5.0 5.0 61.0
Russian Federation 51 4.9 4.9 65.8
China 36 3.4 3.4 69.2
United Kingdom 25 2.4 2.4 71.6
Brazil 23 2.2 2.2 73.8
France 18 1.7 1.7 75.5
Canada 16 1.5 1.5 77.0
Argentina 15 1.4 1.4 78.5
Chile 15 1.4 1.4 79.9
Greece 15 1.4 1.4 81.3
Belgium 14 1.3 1.3 82.7
Egypt 14 1.3 1.3 84.0
Mexico 14 1.3 1.3 85.3
Germany 13 1.2 1.2 86.6
Netherlands 11 1.0 1.0 87.6
Australia 9 0.9 0.9 88.5
Romania 9 0.9 0.9 89.3
Switzerland 9 0.9 0.9 90.2
Denmark 8 0.8 0.8 91.0
Japan 6 0.6 0.6 91.5
United Arab Emirates 5 0.5 0.5 92.0
Bulgaria 4 0.4 0.4 92.4
Ireland 4 0.4 0.4 92.8
Singapore 4 0.4 0.4 93.1
Belarus 3 0.3 0.3 93.4
Bolivia, Plurinational State of 3 0.3 0.3 93.7
Finland 3 0.3 0.3 94.0
India 3 0.3 0.3 94.3
Iraq 3 0.3 0.3 94.6
Israel 3 0.3 0.3 94.9
Pakistan 3 0.3 0.3 95.1
Serbia 3 0.3 0.3 95.4
Venezuela, Bolivarian Republic of 3 0.3 0.3 95.7
Colombia 2 0.2 0.2 95.9
Ecuador 2 0.2 0.2 96.1
Guatemala 2 0.2 0.2 96.3
Iran, Islamic Republic of 2 0.2 0.2 96.5
Jordan 2 0.2 0.2 96.7
Korea, Republic of 2 0.2 0.2 96.9
Latvia 2 0.2 0.2 97.0
Panama 2 0.2 0.2 97.2
Peru 2 0.2 0.2 97.4
Philippines 2 0.2 0.2 97.6
Poland 2 0.2 0.2 97.8
Saudi Arabia 2 0.2 0.2 98.0
Sweden 2 0.2 0.2 98.2
Algeria 1 0.1 0.1 98.3
Aruba 1 0.1 0.1 98.4
Austria 1 0.1 0.1 98.5
Azerbaijan 1 0.1 0.1 98.6
Bangladesh 1 0.1 0.1 98.7
Cameroon 1 0.1 0.1 98.8
Cyprus 1 0.1 0.1 98.9
Czech Republic 1 0.1 0.1 99.0
Hong Kong 1 0.1 0.1 99.0
Jersey 1 0.1 0.1 99.1
Lebanon 1 0.1 0.1 99.2
Lithuania 1 0.1 0.1 99.3
New Zealand 1 0.1 0.1 99.4
Norway 1 0.1 0.1 99.5
Paraguay 1 0.1 0.1 99.6
Puerto Rico 1 0.1 0.1 99.7
Senegal 1 0.1 0.1 99.8
Taiwan, Province of China 1 0.1 0.1 99.9
Trinidad and Tobago 1 0.1 0.1 100.0
Total 1050 100.0 100.0

Appendix 4.

Mixed‐effects logistic regression models exploring the chance of COVID‐19 positivity with geographic distribution as random effect.

COVID‐19 positivity
Odds ratio 95% CI P
Lower Upper
Age 0.991 0.972 1.010 0.341
Gender
Female (reference)
Male 1.741 1.015 2.988 0.044
Type of hospital
Nonteaching (reference)
Academic or teaching 0.863 0.509 1.461 0.582
Hospital rearrangement
Fully dedicated to COVID‐19 (reference)
Partially dedicated or not involved 0.718 0.421 1.223 0.223
External facilities for proctological surgery
Unavailable (reference)
Available 1.915 1.244 2.949 0.003
PPE
Unavailable (reference)
Readily available 0.748 0.483 1.159 0.194
Status of proctological activities
Fully stopped (reference)
Emergency 0.648 0.360 1.167 0.149
Elective 0.700 0.417 1.174 0.177
Use of PPE in theatre with SARS‐CoV‐2+ Pts
Not always (reference)
Always 0.680 0.390 1.186 0.175
Preoperative SARS‐CoV‐2 testing for Pts
No (reference)
Yes 1.729 1.111 2.691 0.015
Training level
Other (reference)
Consultant 0.779 0.477 1.272 0.318

Abbreviations: PPE, personal protective equipment; Pts, patients.

Appendix 5.

Mixed‐effects logistic regression models exploring the chance of rescheduling patients on the waiting list for surgery or an outpatient visit, with geographic distribution as random effect.

Patients rescheduled
Odds ratio 95% CI P
Lower Upper
Age 0.987 0.975 0.999 0.045
Gender
Female (reference)
Male 0.887 0.607 1.298 0.538
Type of hospital
Nonteaching (reference)
Academic or teaching 1.241 0.862 1.788 0.246
Hospital rearrangement
Fully dedicated to COVID‐19 (reference)
Partially dedicated or not involved 0.914 0.608 1.372 0.663
External facilities for proctological surgery
Unavailable (reference)
Available 1.060 .754 1.489 .739
PPE
Unavailable (reference)
Readily available 0.919 0.668 1.266 0.608
Status of proctological activities
Fully stopped (reference)
Emergency 1.579 1.032 2.417 0.035
Elective 1.747 1.188 2.571 0.005

Abbreviation: PPE, personal protective equipment.

Appendix 6.

PROCTOLOCK2020 WORKING GROUP

Collaborators to be indexed

Italian Society of Colorectal Surgery (SICCR) Steering Committee: Domenico Aiello, Francesco Bianco, Andrea Bondurri, Gaetano Gallo, Marco La Torre, Giovanni Milito, Roberto Perinotti, Renato Pietroletti, Alberto Serventi, Marina Fiorino.

Young Group of the Italian Society of Colorectal Surgery (Y‐SICCR): Veronica De Simone, Ugo Grossi, Michele Manigrasso, Alessandro Sturiale, Gloria Zaffaroni.

Mediterranean Society of Coloproctology (MSCP): Ferruccio Boffi.

Dissemination Committee. Italy: Francesco Cantarella, Simona Deidda, Salomone Di Saverio, Fabio Marino, Jacopo Martellucci, Marco Milone, Francesco Pata, Arcangelo Picciariello. Spain: Ana Minaya Bravo, Vincenzo Vigorita; Portugal: Miguel Fernandes Cunha; Turkey: Sezai Leventoglu; Russia Tatiana Garmanova, Petr Tsarkov; Denmark: Alaa El‐Hussuna; France: Alice Frontali; Greece: Argyrios Ioannidis; Belgium Gabriele Bislenghi; Egypt: Mostafa Shalaby; Chile: Felipe Celedon Porzio; China: Jiong Wu; The Netherlands: David Zimmerman.

External Advisors: Claudio Elbetti, Julio Mayol, Gabriele Naldini, Mario Trompetto, Giuseppe Sammarco, Giulio Aniello Santoro.

Gaetano Gallo, Alessandro Sturiale, Veronica De Simone, Gian Luca Di Tanna, Iacopo Giani and Ugo Grossi shared first author position.

Contributor Information

Gaetano Gallo, Email: gaethedoctor@alice.it, @Gae_Gallo.

the ProctoLock 2020 Working Group:

Domenico Aiello, Francesco Bianco, Andrea Bondurri, Marco La Torre, Giovanni Milito, Roberto Perinotti, Renato Pietroletti, Alberto Serventi, Marina Fiorino, Michele Manigrasso, Gloria Zaffaroni, Ferruccio Boff, Francesco Cantarella, Simona Deidda, Salomone Di Saverio, Fabio Marino, Jacopo Martellucci, Marco Milone, Francesco Pata, Arcangelo Picciariello, Ana Minaya Bravo, Vincenzo Vigorita, Miguel Fernandes Cunha, Sezai Leventoglu, Tatiana Garmanova, Petr Tsarkov, Alaa El‐Hussuna, Alice Frontali, Argyrios Ioannidis, Gabriele Bislenghi, Mostafa Shalaby, Felipe Celedon Porzio, Jiong Wu, David Zimmerman, Claudio Elbetti, Julio Mayol, Gabriele Naldini, Mario Trompetto, Giuseppe Sammarco, and Giulio Aniello Santoro

DATA AVAILABILITY STATEMENT

The data that support the findings of this study are available from the corresponding author upon reasonable request.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

The data that support the findings of this study are available from the corresponding author upon reasonable request.


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