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. 2020 Nov 20;80(11):1078. doi: 10.1140/epjc/s10052-020-08653-w

Optimized lepton universality tests in BVν¯ decays

Gino Isidori 1, Olcyr Sumensari 1,
PMCID: PMC7679343  PMID: 33239963

Abstract

We propose improved lepton flavor universality (LFU) ratios in semileptonic PVν¯ decays, when comparing μ and τ modes, that minimize the theoretical form-factor uncertainties. These optimized ratios are obtained with simple cuts or reweighting of the dilepton mass distributions, which imply a minimum loss of signal on the rare tauonic modes while maximizing the cancellation of theoretical uncertainties among the two modes. We illustrate the usefulness of these observables in BcJ/ψ, Bcψ(2S), BD and BsDs transitions, showing that in all cases we can reach O(1%) uncertainties on the SM predictions of the improved LFU ratios employing conservative form-factor uncertainties.

Introduction

The hints of lepton flavor universality (LFU) violation in charged-current semi-leptonic bcν decays [17], as well as in bs transitions [812], represent one of the most fascinating challenges in particle physics. Recent data confirm numerous discrepancies from the Standard Model (SM) predictions in both sectors. At present there is not a single measurement with a high statistical significance, but the global picture is very consistent. These hints indicate a LFU violation of short-distance origin, encoded in the four-fermion semileptonic interaction.

In this letter we focus the attention on the LFU tests in bcν transitions, which so far is the sector with the lowest statistical significance [13]. Beside improving the measurements of RD and RD, it would be desirable to add more observables able to probe the same underlying partonic transition. A first step in this direction has been undertaken by the LHCb collaboration [14] with the measurement of the RJ/ψ ratio in Bc-meson decays, obtaining

RJ/ψB(BcJ/ψτν¯)B(BcJ/ψμν¯)=0.71±0.17stat±0.18syst. 1

This result has to be compared with a SM prediction ranging between 0.25 and 0.28 [1520], with an error estimated to be around 10% in [20]. The large experimental error, as well as the sizable theoretical uncertainty in the SM prediction, do not allow us to draw significant conclusions from this result at present.

The source of the SM error on RJ/ψ and, partially, also of the systematic error in the experimental result, is the poor knowledge of the BcJ/ψ hadronic form factors. The knowledge of the latter is expected to improve soon thanks to lattice QCD calculations [21]. However, it is desirable to develop alternative methods to reduce this source of uncertainty. The purpose of this letter is to propose improved LFU ratios on BcJ/ψν¯ and, more generally, any PVν¯ decay suffering from large form-factor uncertainties, which would allow us to minimize the error on the corresponding SM predictions. As we will show, in these channels we can reduce the theory error on appropriate LFU ratios – at fixed form-factor uncertainty – taking into account that: (i) the only intrinsic theory error (i.e. the uncertainty associated to the non-universal part of the amplitude) is the one induced by the scalar form factor; (ii) the scalar form factor generates a subleading contribution to the decay rate that vanishes at large dilepton invariant mass.

PVν¯ decays

SM description

We consider a generic process of the type PVν¯, based on the underlying partonic transition bcν¯, where P and V denote a pseudoscalar and vector meson. Within the SM, the branching fraction for this process can be written as [22],

dBdq2(PVν¯)=Φ(q2)ω(q2)[HV2+(HS)2], 2

where q2=(p+pν)2 is the dilepton invariant mass squared. The phase-space factors are

Φ(q2)B0q2λV(q2), 3
ω(q2)1-m2q221+m22q2, 4
λV(q2)[q2-(M-m)2][q2-(M+m)2], 5

where M and m denote the P and V meson masses, respectively, B0=τPGF2|Vcb|2/(192π3M3), and τP stands for the lifetime of the P meson. The hadronic matrix elements are fully encapsulated in the helicity amplitudes HV and HS,

HV2=HV+2+HV-2+HV02, 6
(HS)2=3m2m2+2q2HVt2, 7

with

HV±=(M+m)A1(q2)λV(q2)M+mV(q2), 8
HV0=M+m2mq2[-(M2-m2-q2)A1(q2)+λV(q2)(M+m)2A2(q2)], 9
HVt=-λV(q2)q2A0(q2), 10

where V, A0, A1 and A2 are the PV form-factors collected in Appendix A, and the polarizazion vectors are defined as in Ref. [23].

LFU ratios

The usual LFU ratios are defined as the ratio of the inclusive rates (or branching fractions) for different lepton modes,

RVΓ(PVτν¯)Γ(PVμν¯), 11

such that

RVSM=mτ2qmax2dq2Φ(q2)ωτ(q2)[HV2+(HSτ)2]mμ2qmax2dq2Φ(q2)ωμ(q2)[HV2], 12

where qmax2=(M-m)2. In (12) we have neglected the scalar helicity amplitude in the denominator since it is suppressed by the muon mass. Within the SM, RV is not equal to unity because of three different effects:

  • (i)

    The different integration ranges in the numerator and denominator.

  • (ii)

    The different weights ω of the HV contributions for μ and τ modes.

  • (iii)

    The scalar contribution HS, which is numerically relevant only for the τ mode.

Due to these three effects, there is only a partial cancellation of the hadronic uncertainties in RV. In particular, only the overall normalization error on the leading HV term cancels between numerator and denominator, but not the error associated to its q2 dependence. On the other hand, it is clear that the uncertainties associated to the effects (i) and (ii) can be eliminated if, in addition to the total rate, also the q2 spectrum were experimentally accessible. The lepton mass dependence induced by (i) and (ii) is indeed a know function of q2. The only irreducible error is the one associated to (iii), which can also be reduced via a differential q2 measurement noting that the relative contribution of HS to the decay rate decreases at large q2. These observations are at the basis of the improved LFU observables that we introduce below.

Improved LFU ratios

The first improvement with respect to the usual definition is to use the same integration range in the numerator and denominator,

RVcut(qmin2)qmin2qmax2dq2dΓdq2(PVτν¯)qmin2qmax2dq2dΓdq2(PVμν¯), 13

where qmin2mτ2. This simple modification allows to eliminate the source of error (i) listed above. More precisely, using the same integration range we get rid of the uncertainty on the muon mode arising from the (non-interesting) kinematical region where we cannot compare it to the tau mode. This point was noted first in [24, 25], where the measurement of R~VRVcut(mτ2) was proposed. We note here that setting qmin2>mτ2 can be more convenient since it allow us to partially address also the points (ii) and (iii) listed above, at the price of a (minor) increase of the statistical error on the measurement. Indeed, for large q2 the weights ω(q2) converge to unity, for all lepton flavors, and HS becomes negligible.

Beside choosing a common phase space region for numerator and denominator in the ratio, a further reduction of the theory error can be obtained by a suitable q2-dependent reweighting of the light-lepton rate. More precisely, we propose to measure the following optimized observable:

RVopt(qmin2)qmin2qmax2dq2dΓdq2(PVτν¯)qmin2qmax2dq2ωτ(q2)ωμ(q2)dΓdq2(PVμν¯). 14

By construction, the reweighting of the muon rate in RVopt is such that the leading HV terms appear with the same coefficient, for any q2 bin, in both numerator and denominator. The corresponding SM prediction is

RVopt(qmin2)SM=qmin2qmax2dq2Φ(q2)ωτ(q2)[HV2+(HSτ)2]qmin2qmax2dq2Φ(q2)ωτ(q2)[HV2], 15

addressing completely the points (i) and (ii) in Sect. 2.2. As for RVcut(qmin2), the point (iii) can be partially addressed, at the price of an increase of the statistical error, setting qmin2>mτ2. As expected by a theoretically clean LFU ratio, RVopt(qmin2) is predicted to be close to unity in absence of non-standard sources of LFU violations and, as we will demonstrate below, its SM theoretical error is proportional to |RVopt(qmin2)-1|.

Theory uncertainty estimation

To compare the theoretical uncertainty in the SM predictions for RVcut and RVopt, we use a simplified notation for the q2-integral,

fdq2Φ(q2)ω(q2)f(q2)dq2Φ(q2)ω(q2), 16

where f(q2) is a generic function, and the same integration ranges q2(qmin2,qmax2) in the numerator and denominator are understood. We expand the square of the helicity functions around their central values,

HV2HV2+δHV2,(HSτ)2(HSτ)2+δ(HSτ)2. 17

The relative error on RVcut induced by (δHSτ)2 and δHV2, expanding to first order, reads

δRVcutRVcutS=1RVcutδ(HSτ)2τHV2μ,δRVcutRVcutV=1RVcutδHV2τHV2μ-δHV2μHV2μ. 18

The total uncertainty is obtained by combining these two terms in quadrature and accounting for possible correlations among them. The choice of the same integration region for numerator and denominator implies a cancellation of the two δHV2 terms in (18) which is not exact, but it improves for large qmin2 where δHV2μδHV2τ.

Performing the same expansion on the optimized LFU ratio in Eq. (15) we obtain

δRVoptRVoptS=1RVoptδ(HSτ)2τHV2τ=RVopt-1RVoptδ(HSτ)2τ(HSτ)2τ,δRVoptRVoptV=1-RVoptRVoptδHV2τHV2τ. 19

As can be seen, in this case we necessarily have an error proportional to |1-RVopt|, i.e. an error proportional to the effective small breaking of LFU implied by the non-vanishing HSτ amplitude. This is the minimum error one can expect.

Improved LFU ratios in specific channels

In the following we illustrate the usefulness of RVcut(qmin2) and RVopt(qmin2) with concrete examples in selected decay modes, with conservative assumptions on form factor errors.

a. BcJ/ψν¯.

Using the BcJ/ψ form factors from Ref. [20] we obtain the bands shown in Fig. 1 for the BcJ/ψν¯ helicity amplitudes. As can be seen, the errors are quite large. However, as anticipated, the contribution of HSτ vanishes for large q2qmax2.

Fig. 1.

Fig. 1

BcJ/ψ helicity amplitudes as a function of q2, using the form-factors from Ref. [20]. The bands denote the 1σ region. The gray dashed line denotes the differential q2 distribution of BcJ/ψτν¯ in arbitrary units

The standard definition of RJ/ψ in (1) leads to a  10% error: RJ/ψSM=0.25(3) [20]. Using the same form factors, the corresponding predictions for RJ/ψcut and RJ/ψopt, for different values of qmin2, are shown in Table 1: setting qmin2=mτ2 the error drops to less than 6% and 4% for RJ/ψcut and RJ/ψopt, respectively; the error further drops to about 2% in both cases (i.e. to about 1/5 of the error on RJ/ψ) setting qmin2=7GeV2. As can be seen by the grey line in Fig. 1, a lower cut at 7GeV2 retains about 85% of the BcJ/ψτν¯ rate, hence the corresponding increase of statistical error is marginal compared to the drastic reduction of the theory error.

Table 1.

SM predictions for RJ/ψcut and RJ/ψopt defined in Eqs. (13) and (15), respectively, for different values of qmin2

qmin2 mτ2 5GeV2 7GeV2 Form factors
RJ/ψcut 0.34 (2) 0.42 (2) 0.48 (1) [20]
RJ/ψopt 1.11 (4) 1.10 (3) 1.06 (2)

A detailed differential comparison of RJ/ψcut(qmin2) and RJ/ψopt(qmin2), as a function of qmin2, is shown in Fig. 2. As can be seen from the right panel, the difference among the two observables is more pronounced for small qmin2 values, while they become almost equivalent at large qmin2 values.

Fig. 2.

Fig. 2

SM predictions for RJ/ψcut (black) and RJ/ψopt (blue), with 1σ error band, as a function of qmin2 (left panel). These ratios are normalized by the values at qmax2, namely RJ/ψcut(qmax2)=0.549 and RJ/ψopt(qmax2)=1. The comparison of the relative theoretical uncertainty is shown in the right panel

b. BDν¯. Despite the form factor uncertainty in BDν¯ is quite small [2633], in view of future high-statistics measurements it is worth analysing the impact of the improved ratios also in this case. Here the SM prediction can be obtained by using the shapes of the A1, A2 and V form-factors that are constrained experimentally in the CLN parameterization [34], combined with the estimate of the ratio A0(q2)/A1(q2) obtained in [29] to which we assign a conservative 10% error. With these inputs, we obtain RDSM=0.252(5) with a 2% uncertainty. As shown in Table 2, this error can be halved by using the improved LFU ratios with a q2 cut at 7GeV2 that, similarly to the BcJ/ψτν¯ case, would retain a large fraction of the signal. At this level of accuracy, QED corrections, that so far we have neglected, could be become a relevant source of uncertainty.

Table 2.

Predictions for the RVcut and RVopt ratios in different BVν modes, for different values of qmin2

qmin2 mτ2 5GeV2 7GeV2 Form factors
RDcut 0.343 (7) 0.429 (8) 0.496 (6) [29, 34]
RDopt 1.11 (2) 1.09 (2) 1.06 (1) (See text)
RDscut 0.29 (1) 0.378 (8) 0.451 (5) [20]
RDsopt 1.09 (3) 1.07 (2) 1.04 (1)
Rψ(2S)cut 0.16 (1) 0.27 (1) [20]
Rψ(2S)opt 1.10 (6) 1.06 (4) (See text)

c. BsDsν¯. Proceeding in a similar manner we study the BsDs transition [35]. Form-factor uncertainties are sizable in this case since lattice QCD results are not yet available at nonzero recoil [36]. We consider the conservative form-factor estimate in Ref. [20], from which we obtain the prediction RDs=0.20(2) for the standard definition. Using the same form factors, we obtain the predictions for the improved observables shown in Table 2. Already at qmin2=mτ2, we see that the uncertainty drops to 4% and 3% for RDscut and RDsopt, respectively, which becomes even smaller as qmin2 increases.

d. Bcψ(2S)ν¯. As a final example we discuss the Bcψ(2S)ν¯ case, which might represent an interesting channel at hadron colliders. Here no precise estimates of the form factors exist at present. While this fact prevents obtaining precise predictions of the standard LFU ratio, we can still obtain quite reliable predictions for the improved ratios under rather conservative assumptions. In particular, we employ the form factor estimated in Ref. [20] for the BcJ/ψ case, replacing the mass [mJ/ψmψ(2S)] and doubling all the errors. Doing so, we obtain the values shown in Table 2. Given the smaller q2 range (qmax26.8GeV2) here we only quote the ratios up to qmin2=5GeV2. There we reach a 3% error on both improved LFU ratios, which is quite remarkable given the large inputs errors.

Discussion

The examples presented above provide a clear illustration of the virtues of the improved LFU ratios in obtaining SM predictions with a reduced theoretical error, both for cases where the error on the standard ratio is small, such as RD, as well as in cases where this error is very large, such as Rψ(2S). In this section we address three points which might appear more problematic compared to the standard case, namely the impact of QED corrections, the experimental error, and the sensitivity to physics beyond the SM.

a.QEDcorrections. QED corrections do represent an additional source of LFU breaking within the SM. If not properly corrected for, the effects of soft and collinear radiation can become relevant in light-lepton decays being of O[αlog(mμ/mB)] (see e.g. [38, 39]). Such collinear logs vanish for inclusive measurements. However, they also vanish at the differential level in the q02 spectrum [39, 40], where

q02(pB-pV)2, 20

which does not coincide with the dilepton invariant mass spectrum in presence of QED radiation. Hence we do not expect any specific problem in the extraction of the improved LFU ratios, as far as QED corrections are concerned, provided they are defined in terms of q02 rather than q2.

b.Experimentalaccessibility. The need of a differential measurement makes the experimental extraction of the improved LFU ratios potentially more challenging at hadron colliders. However, some information on the q02 distribution is partially available also in these experimental setup, via the effective determination of the B meson momentum (see e.g. [6, 37]). Actually an effective lower cut on q02 is unavoidable in the busy environment of hadron colliders in order to reduce the background of BXν, where X(V) is an excited hadronic state of higher mass. As a result, we do not expect a significant increase of the error, at least for the extraction of RVcut, and maybe even an advantage given no extrapolation of the signal in a background-dominated region is necessary.

c.SensitivitytophysicsbeyondtheSM.

So far we focused on the SM predictions of the optimized LFU ratios, which are the key ingredients to establish a possible deviation from the SM in the comparison with data. If this is established, the interpretation of the result is modified compared to the non-optimized case, given the different weights of vector and scalar amplitudes in RVcut and RVopt compared to RV. The precise impact needs to be evaluated case by case, however, some general conclusions can be drawn. To illustrate this point, we consider the most general dimension-six effective Lagrangian encoding SM and New Physics (NP) contributions to bcν transitions (renormalized at a scale μmb):

Leff=-22GFVcb[(1+gVL)(c¯LγμbL)(¯LγμνL)+gVR(c¯RγμbR)(¯LγμνL)+gSR(c¯LbR)(¯RνL)+gSL(c¯RbL)(¯RνL)+gT(c¯RσμνbL)(¯RσμννL)]+h.c.. 21

The combinations of effective couplings appearing in PVν¯ decays at the tree level are gA=gVR-gVL-1, gP=gSR-gSL, and gT, with the SM case corresponding to gA=1 and gS=gT=0. Normalizing the optimized ratio to the SM expectation we can write

RVopt(qmin2)RVopt(qmin2)SM=gA2×[1+λPPgPgA2+λTTgTgA2+λPARegPgA+λTARegTgA], 22

where λXY are numerical coefficients which vary according to qmin2. First of all, it is worth noting that a change of gA (which is one of the most interesting possibility according to recent combined analyses of RD and RD) leads to a breaking of universality which is the same for optimized and non-optimized observables. Concerning the other type of NP effects, in Fig. 3 we report the central values of the λXY as a function of qmin2 in the BcJ/ψν¯ case (using the SM form factors from [20] and the tensor one from Ref. [19]). As expected, the sensitivity to scalar amplitudes vanishes for increasing qmin2: this is an unavoidable feature of the optimized ratio which, by construction, tends to suppress the contribution of the scalar form factor. On the other hand, the sensitivity to tensor amplitudes is not significantly affected. The optimized observables can thus be considered very clean and sensitive probes of possible non-universal effects associated to vector- or tensor-type interactions.

Fig. 3.

Fig. 3

Central values of the λXY coefficients controlling NP effects in RVopt, according to (22), in the BcJ/ψ case

In conclusion, we believe the improved observables we have proposed in this letter do represent a valuable tool to reduce the overall error of theoretical origin in a wide class of PVν¯ decays. Their measurement could shed some light on the hints of LFU violations in charged-current interactions.

Added note

During the completion of this work, a new lattice estimate of the BcJ/ψ form factors appeared [41]. The results in [41] are perfectly compatible with those in [20] that we have adopted in our numerical analysis, but have significantly smaller errors. These new results diminish the need of improved LFU ratios in BcJ/ψν; however, similarly to the BDν case, the observables we have proposed can still be used as an independent method to reduce and crosscheck the overall error of theoretical origin. In this perspective, for illustrative purposes, we find it still useful to use the conservative errors from [20] to analyse the power of the method. For completeness, we report here the predictions for the improved LFU ratios obtained using the BcJ/ψ form factors in [41]:

RJ/ψcut(mτ2)=0.331(2), 23
RJ/ψopt(mτ2)=1.073(4). 24

Acknowledgements

We thank Guenther Dissertori and Yuta Takahashi for asking the questions that gave rise to this work. We are also grateful to Hank Lamm for useful correspondence about [20]. This project has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme under Grant agreement 833280 (FLAY), and by the Swiss National Science Foundation (SNF) under contract 200021-175940.

Appendix A: Form-factors

For completeness, we provide our definition for the PV form-factors,

V(k)|c¯γμ(1-γ5)b|P(p)=εμνρσενpρkσ2V(q2)M+m-iεμ(mB+mK)A1(q2)+i(p+k)μ(ε·q)A2(q2)M+m+iqμ(ε·q)2mq2[A3(q2)-A0(q2)], A1

where 2mA3(q2)=(M+m)A1(q2)-(M-m)A2(q2) and we have used the convention ε0123=+1.

Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: The data relevant to this study is fully available in the tables and plots in this publication.]

Contributor Information

Gino Isidori, Email: isidori@physik.uzh.ch.

Olcyr Sumensari, Email: olcyr.sumensari@physik.uzh.ch.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: The data relevant to this study is fully available in the tables and plots in this publication.]


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