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Rheumatology and Therapy logoLink to Rheumatology and Therapy
. 2020 Oct 17;7(4):703–740. doi: 10.1007/s40744-020-00240-5

Role of Collagen Derivatives in Osteoarthritis and Cartilage Repair: A Systematic Scoping Review With Evidence Mapping

Germain Honvo 1,2,, Laetitia Lengelé 1,2, Alexia Charles 1,2, Jean-Yves Reginster 1,2,3, Olivier Bruyère 1,2
PMCID: PMC7695755  PMID: 33068290

Abstract

Introduction

There is currently no disease-modifying drug for osteoarthritis (OA), and some safety concerns have been identified about the leading traditional drugs. Therefore, research efforts have focused on alternatives such as supplementation with collagen derivatives. The objective of this scoping review is to examine the extent, range, and nature of research, and to summarize and disseminate research findings on the effects of collagen derivatives in OA and cartilage repair. The purpose is to identify gaps in the current body of evidence in order to further help progress research in this setting.

Methods

The databases Medline, Scopus, CENTRAL, TOXLINE, and CDSR were comprehensively searched from inception to search date. After studies selection against eligibility criteria, following recommended methods, data were charted from the retrieved articles and these were subsequently synthesized. Numerical and graphical descriptive statistical methods were used to show trends in publications and geographical distribution of studies.

Results

The systematic literature search identified a total of 10,834 records. Forty-one published studies were ultimately included in the review, 16 of which were preclinical studies and 25 were clinical studies (including four systematic reviews/meta-analyses). Collagen hydrolysate (CH) and undenatured collagen (UC) were the two types of collagen derivatives studied, with a total of 28 individual studies on CH and nine on UC. More than a third of studies originated from Asia, and most of them have been published after 2008. Oral forms of collagen derivatives were mainly studied; three in vivo preclinical studies and three clinical trials investigated intra-articularly injected CH. In most of the clinical trials, treatment durations varied between 3 and 6 months, with the shortest being 1.4 months and the longest 11 months. All in vivo preclinical studies and clinical trials, regardless of their quality, concluded on beneficial effects of collagen derivatives in OA and cartilage repair, whether used as nutritional supplement or delivered intra-articularly, and whatever the manufacturers of the products, the doses and the outcomes considered in each study.

Conclusions

Although current evidence shows some potential for the use of CH and UC as an option for management of patients with OA, there is still room for progress in terms of laboratory and clinical research before any definitive conclusion can be made. Harmonization of outcomes in preclinical studies and longer randomized placebo-controlled trials in larger populations with the use of recommended and validated endpoints are warranted before collagen derivatives can be recommended by large scientific societies.

Electronic Supplementary Material

The online version of this article (10.1007/s40744-020-00240-5) contains supplementary material, which is available to authorized users.

Keywords: Osteoarthritis, Cartilage repair, Collagen derivatives, Collagen hydrolysate, Undenatured collagen, Scoping review, Evidence mapping

Key Summary Points

Why carry out this study?
There are currently no disease-modifying drugs for osteoarthritis (OA) and some safety concerns have been reported regarding the traditional leading anti-OA medications such as paracetamol and non-steroidal anti-inflammatory drugs (NSAIDs).
As an alternative to traditional strategies, there is growing interest in supplementation with collagen derivatives; however, previous literature reviews show that little clinical evidence is available to support their therapeutic benefit for OA patients.
Early clarification of what is currently known about the effects of collagen derivatives in OA and cartilage repair, from preclinical research to real-life studies, appears essential to avoid any unnecessary continuing controversies.
What was learned from the study?
This scoping review shows that there is relatively little evidence, both from preclinical and clinical research, on the usefulness of collagen derivatives in OA and cartilage repair; collagen hydrolysate (CH) and undenatured collagen (UC) are the two types of collagen derivatives studied so far, mainly as oral supplements.
All in vivo preclinical studies and clinical trials, regardless of their quality, concluded on beneficial effects of collagen derivatives in OA and cartilage repair, whether used as nutritional supplement (oral CH or UC) or delivered intra-articularly (intra-articular CH). However, three of the four in vitro studies available, all on CH, concluded that CHs from different sources and of different molecular weights were either ineffective or even detrimental to OA cartilage.
Gaps in the current research include: Limited number of in vitro studies; lack of harmonization of endpoints in preclinical studies; lack of long-term and large-scale randomized, placebo-controlled trials; lack of studies involving patients with hip or hand OA; lack of clinical studies investigating radiological changes in OA patients after supplementation with collagen derivatives.

Digital Features

This article is published with digital features, including a summary slide, to facilitate understanding of the article. To view digital features for this article go to https://doi.org/10.6084/m9.figshare.12987830.

Introduction

Osteoarthritis (OA) is the most common joint disease and a major public health issue of the current century [1]. Due to growing life expectancy, particularly in the developed countries, its global prevalence is rapidly increasing [1, 2], making it a disease associated with an extremely high economic burden [24]. OA commonly affects the weight-bearing joints and considerably impairs the quality of life of millions of people due to chronic pain and functional limitations [5, 6], thus contributing to increase pace of aging, which may ultimately result in premature mortality in the affected people [7].

In the absence of disease-modifying drugs, current strategies for managing OA have relied on a combination of pharmacological and/or non-pharmacological treatments, with the aim of reducing the pain and improving physical function in patients [8, 9]. Paracetamol and non-steroidal anti-inflammatory drugs (NSAIDs) have been among the most used pharmacological treatments so far [10]. For years, paracetamol has been recommended as the first-line therapy [11, 12] despite its low effectiveness to reduce pain in OA [13]. However, recent reports have suggested that this drug is not as safe as it was thought [14] and, consequently, recent guidelines have downgraded the use of paracetamol in OA [8, 9]. Likewise, safety concerns associated with the use of NSAIDs have limited recommendations for OA patients, particularly for those with comorbidities [15, 16]. To find alternatives to these drugs, research efforts have focused, since several years now, on medications that would reduce the symptoms of the disease and also be capable of repairing or at least slowing the degradation of articular cartilage. These treatments, known as symptomatic slow action drugs for osteoarthritis (SYSADOAs) are generally considered safe and well tolerated by patients. Currently, glucosamine sulfate (GS) and chondroitin sulfate (CS) are the most used SYSADOAs [17, 18], but collagen derivatives are also gaining increasing consideration, mainly as nutritional supplements [1921].

As OA is a disease characterized by the progressive destruction of articular cartilage, a major component of which is collagen, it has been postulated that supplementation with collagen hydrolysates may induce the synthesis of cartilage matrix, by stimulating the chondrocytes [19], after intestinal absorption and accumulation in articular cartilage through blood circulation. In fact, experimental studies have demonstrated that peptides from orally administrated collagen hydrolysates accumulated in cartilage tissue a few hours after administration [2224]. Investigating the efficacy of exogenous administration of collagen derivatives in treating OA in animal models, recent preclinical studies have reported promising results [25, 26], suggesting some potential for cartilage repair in OA patients. These kinds of results have prompted researchers to evaluate the ability of supplementation with collagen derivatives to relieve OA symptoms in humans.

However, previous literature reviews show that little clinical evidence is available to support the therapeutic benefit of collagen derivatives in OA patients [2729] and furthermore, a systematic literature review with meta-analysis found serious limitations in the methodological quality of these studies [27]. Additionally, almost all of the randomized placebo-controlled trials available on collagen derivatives in OA are on food ingredients or nutraceuticals, rather than pharmaceutical-grade products [30]. Using data from these clinical trials, the latest meta-analysis found that collagen supplementation had significant positive effect on some (i.e., stiffness) but not the other (i.e., pain and functional limitation) OA symptoms [31]. This lack of strong clinical evidence on the usefulness of collagen derivatives for patients with OA may justify the fact that they are not currently recommended by the leading scientific societies on OA [8, 9, 32], although largely used by OA patients.

Lessons learned from GS and CS, which have been used for more than two decades as pharmaceutical-grade products and nutraceuticals, should serve for the development and clinical assessment of collagen derivative supplements as adequate alternative options for OA. In fact, despite the wide use of these treatments, controversies have surrounded their beneficial effects for patients with OA until currently, due to inconsistent reports from clinical trials [33, 34]. Ultimately, meta-analyses with subgroup and sensitivity analyses have shown that most of the heterogeneity in results from clinical trials on GS and CS was explained by brand and risk of bias [35, 36]. Therefore, early clarification of what is currently known about the effects of collagen derivatives on cartilage repair from preclinical research, and on their therapeutic role in human OA patients appears essential. This might help avoiding unnecessary continuing controversies by helping further designing preclinical research to better clarify the role of collagen derivatives in cartilage repair, in the case of insufficient evidence; as well, it might help better designing future clinical trials, with food-grade or pharmaceutical-grade products manufactured using Good Manufacturing Practice.

Thus, the objective of this scoping review is to examine the extent, range, and nature of research, and to summarize and disseminate research findings on the effects of collagen derivatives on cartilage and specifically on articular cartilage, as well as on the effects of these compounds as a symptomatic and/or chondroprotective treatment in OA patients. Our purpose is to identify research gaps in the available evidence and to progress research on this potentially promising therapeutic or adjuvant option for OA patients.

Methods

This scoping review was conducted according to the guidance developed by the Joanna Briggs Institute (JBI), which was first published in 2015 [37] and updated in 2017. We also followed recommendations by Arksey and O’Malley [38] and those by Levac, Colquhoun and O’Brien [39]. The Covidence online software was used to manage the entire review process, including screening of records based on title and abstracts, and full texts screening. The findings of this research were reported according to the Preferred Reporting Items for Systematic reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) guidelines [40]. This article is based on previously conducted studies and does not contain any studies with human participants or animals performed by any of the authors.

Protocol and Registration

The protocol of this scoping review was not registered in PROSPERO, as scoping reviews do not fall into the scope covered by this database. However, the protocol, dated February 29, 2020, is available from the authors to anyone who would like to have access to it.

Eligibility Criteria

Inclusion Criteria

Pre-clinical studies (in vitro and in vivo laboratory animal studies) on the effects of collagen derivatives on any type of cartilage, clinical studies (interventional studies), epidemiological non-interventional studies (observational studies), and post-marketing surveillance studies assessing the symptomatic and/or chondroprotective effects of collagen derivatives in patients with osteoarthritis were included in this scoping study, regardless of the study design. Studies on combination products (i.e., collagen derivatives combined with anti-OA medication) were also included, as were studies simultaneously involving patients with OA and patients with diseases other than OA. Finally, evidence synthesis studies, such as systematic literature reviews and meta-analyses, were considered for inclusion.

Exclusion Criteria

Clinical trials, epidemiological non-interventional studies, and post-marketing surveillance studies in veterinary medicine were excluded, as were studies on collagen as biomarker of OA or other diseases. We also excluded studies using collagen as a carrier for other therapies (e.g., stem cells or chondrocytes for transplantation), as well as studies using collagen as a scaffold for cartilage repair. Simple literature reviews (non-systematic reviews), letters, comments, and editorials were not considered for inclusion in this scoping study. No date limitation was applied to the search, however articles in languages other than English or French were excluded; this language restriction has been chosen because of time constraints for translating articles from other languages, as no member of the research team has competences in languages such as Chinese, Japanese, or Russian, etc.

Information Sources and Search Strategies

We comprehensively searched the following literature databases, with search strategies adapted to each database: Medline (Ovid), Scopus, Cochrane Central Register of Controlled Trials (Ovid CENTRAL), TOXLINE (ProQuest), and Cochrane Database of Systematic Reviews (Ovid CDSR). Each database was searched from inception to February 28, 2020.

The search strategies were constructed using combinations of words describing the population/disease of interest (“osteoarthritis” or “cartilage”), the studied concept (“collagen derivatives”), and the context (“treatment” [of osteoarthritis]; [cartilage] “repair” or “regeneration”). Depending on the database, combinations of free vocabulary words and/or controlled terms were used. The detailed search strategies for all databases are shown in the appendix to this article (Electronic supplementary file 1), except that of the Cochrane Database of Systematic Reviews, as the search of that database returned no result.

The reference list of systematic reviews that were included were hand-searched for additional studies that would not have been found through databases search.

Electronic clinical trial registries such as ClinicalTrials.gov, the World Health Organisation International Clinical Trial Registry platform (WHO ICTRP), the International Standard Randomised Controlled Trial Number (ISRCTN) registry and the European Union Clinical Trials Register, as well as the Clinical Trials Registry- India (CTRI) and the Chinese Clinical Trial Registry (ChiCTR) were also searched for potential ongoing clinical trials on collagen derivatives in OA.

Selection of Sources of Evidence

Two reviewers (GH and LL) independently screened the titles and abstracts of the records to identify all potentially relevant studies. Once a selection decision was made by the two reviewers on all records, a consensus meeting was set up to solve disagreements. If the relevance of a study was unclear or if disagreements persisted based on the information in the abstract, the study was included for more information in the full text. After this step, the full texts of the selected studies were searched, and a new selection process was undertaken independently by the two reviewers (GH and LL), based on full article screening against the eligibility criteria. Studies that were selected by the two review authors were automatically included in the review. A consensus meeting was organized to make a final decision regarding studies for which the review authors took divergent selection decisions.

Data Charting Process and Data Items

Three reviewers (LL, AC, and GH) were involved in the data charting process. This consisted in charting key items of information relevant to the objective of the scoping review, from the primary research articles. One of the reviewers (LL) charted the data from preclinical studies, and the second reviewer (AC), from clinical studies. Then, the data charted from each category of research papers (preclinical and clinical) by the first two reviewers were cross-checked by the third reviewer (GH) while making the synthesis of studies, to detect and correct any mistake in the extracted data. All the synthetized data were checked again by the three review authors before the submission of the manuscript for publication.

The data charting process was conducted using pre-designed forms. As the nature of key information may vary according to the types of studies [39], we designed specific data charting forms for preclinical and clinical studies. These forms were pre-tested by the team before engaging in the formal data charting process.

We extracted, from each study, general information to identify the study, and more specific information on the study population, information on the type and characteristics of collagen derivative studied, information on the methodology of the study, and finally, the main result(s) and conclusion(s) of the study. More specifically, the following extraction fields were considered: Authors of the study (first author only), year of publication, name of the journal, country of origin of the study, objective/aim/purpose of the study, study population, sample size, type and source of collagen, administration route, outcome(s) of interest, study design, brief description of the methodology of the study, duration of the study, outcomes measurement tools, key findings of the study, limitation(s) of the study according to the authors, conclusion(s) of authors, aeras of uncertainty and future direction of research (perspectives), as suggested by the authors.

In the case of missing important information in the published articles, the authors were contacted by e-mail to get the missing data. Because of time constraints, we defined a deadline of a week, after having sent the e-mail, for receiving missing data from authors, after which the missing data were considered as “unavailable data”.

Critical Appraisal of Individual Sources of Evidence

As explained by Arksey and O’Malley [38], and further outlined in the guideline developed by the Joanna Briggs Institute for conducting scoping reviews [37], a formal assessment of the methodological quality or risk of bias of the included studies was not performed. Indeed, this is out of the scope of scoping reviews.

Synthesis of Results

We created a PRISMA flow chart of study selection to report the studies selection process with the number of included and excluded studies at each step of the selection; specific numbers with reasons of full texts exclusions were explicitly reported in the flow chart. The key information from each article, as described in the data items section, were reported in tables summarizing the main characteristics and findings of the included studies. Preclinical studies and clinical studies were described separately to ease understanding, given that these two kinds of research papers do not necessary report the same type of key information.

We used a narrative approach to report information from the included studies, in addition to the summary provided in tables, with no attempt to aggregate findings from various studies, as this is not the aim of a scoping review. We presented numerical and/or graphical syntheses of the extent, nature, and distribution of the different types of studies retrieved from our literature search, using methods of descriptive statistics. Where appropriate, graphical representations were preferred to visualize various aspects related to the research activity on the effects of collagen derivatives on articular cartilage and OA, using the STATA and Microsoft Excel software. We used choropleth world maps (drawn using Microsoft Excel 2019) to show the geographical distribution of studies, trend graphs to visualize the trends in publications on collagen derivatives over time, and a bar diagram to depict the relative frequency of each specific type of study.

Results

Literature Search

Our electronic databases search yielded 10,825 records, and nine additional records were identified through manual search and clinical trials registries search. After duplicates were removed, 9405 records were screened based on title and abstracts. This primary screening led to 99 full texts that were assessed against the eligibility criteria. Ultimately, 48 studies were included in the scoping review. All the detailed review process and reasons for full-text exclusions with numbers of excluded full texts are shown in Fig. 1.

Fig. 1.

Fig. 1

PRISMA flow diagram of the scoping review

Description of Evidence on Collagen Derivatives in OA and Cartilage Repair

Types of Studies

A total of 41 studies have been published on collagen derivatives in OA and cartilage repair so far. Sixteen of these studies were preclinical in vitro and in vivo studies [25, 26, 4154] and 25 were clinical studies (including clinical trials, observational studies, and systematic reviews/meta-analyses) [27, 28, 31, 5576]. Figure 2 depicts the distribution of the studies by specific study type. The most published studies are clinical trials (15 publications), followed by in vivo preclinical studies (12 publications). There are currently four published in vitro studies on effects of collagen derivatives on cartilage, six observational studies, and four systematic reviews/meta-analyses that have assessed the symptomatic effects of collagen derivatives in OA patients.

Fig. 2.

Fig. 2

Distribution of published studies on collagen derivatives for osteoarthritis and cartilage repair, by study type

We identified seven studies registered in clinical trial registries, of which five were reported as completed; however, we were unable to find any article reporting the results of these studies. For one of the studies identified in clinical trial registries, the recruitment status was reported as unknown; the other one was reported as recruiting (see Table S1 in the electronic supplementary material for details).

Trends in Publication of Evidence

To visualize the trends in publication of studies on collagen derivatives in OA and cartilage repair over time, we plotted the number of studies published by year against the years of publications. Figure 3 shows the trends in total publication of studies (overall preclinical and clinical studies), as well as the comparative trends in publication of preclinical and clinical studies (including systematic reviews/meta-analyses), beginning from the year of the first published study (2002) to the year of the last published study (2019), at the date of our literature search (February 28, 2020).

Fig. 3.

Fig. 3

Trends in publication of studies on collagen derivatives for osteoarthritis and cartilage repair [the top figure is about total publications (a) and the second figure compares trends in publication of preclinical and clinical studies (b), including systematic reviews and meta-analyses)

As shown by that figure, very few studies were published before 2009 (four studies in total), with an increase in publications from 2009. It is remarkable that at least one study was published by year since 2009, with picks in publications in 2009 (five studies) and 2019 (six studies). After variations in numbers of total publications by year, a slight tendency to a progressive increase is observed since 2016. The comparison of the trends in publications of preclinical studies to that of clinical studies shows important fluctuations in annual publications of each of the two types of research.

Geographical Distribution of Studies

The geographical distribution of publications is shown on choropleth world maps (Fig. 4), with numbers of studies by country proportionate to color intensity: the darker the color, the higher the value. For all preclinical studies, the study country is the country of the research center in which the study was conducted. For clinical studies, the study country is the country of the leading author of the publication, which sometimes is not the country in which the study was conducted (i.e., patient recruitment country for clinical trials).

Fig. 4.

Fig. 4

Geographical distribution of studies on collagen derivatives for osteoarthritis and cartilage repair; a preclinical studies and b clinical studies

As can be seen in Fig. 4, most of the studies originate from Asia. Very few preclinical studies have been conducted in European countries (three studies) and in USA (two studies). In fact, most of these studies originated from Japan (six studies) and China (three studies). Clinical studies are rather better distributed across the world, with eight studies from European countries (including two systematic reviews/meta-analyses), two from Turkey, three from the USA, and seven from Asian countries (four studies from India). An important note is that none of the identified clinical studies originated from Japan, which concentrates the highest number of preclinical studies.

Synthesis of Evidence on Collagen Derivatives

Preclinical Studies

Four in vitro studies have evaluated the effects of collagen from different sources and of different molecular weights on articular cartilage explants (Table 1). All these studies investigated collagen hydrolysate (CH). Cartilage metabolism and degradation outcomes, as well as levels of various inflammatory mediators, were measured. Three of these studies, assessing different preparations of CH, from different sources and with different molecular weights, found that CH was either ineffective or detrimental to articular cartilage in pathological condition [41, 43, 44], suggesting that collagen preparations from various sources might have different peptide composition and differ significantly in their effects on articular cartilage (see conclusions in Table 1). All of these studies advocated for further research in this setting. None of them was supported by pharmaceutical companies.

Table 1.

Synthesis of preclinical studies on collagen derivatives in cartilage repair

First author (year) Country of study center Objective of the study Animal model/sample size Intervention/control Admin. route/dosage Source of collagen/molecular weight
In vitro studies
Boonmaleerat (2018) [41] Thailand To investigate the effects of different sizes of fish CH on both physiological and pathological conditions Porcine articular cartilage explants/3 explant pieces, 10 mg each, cultured in a 24-well culture plate

1) Fish collagen hydrolysate (FCH) with a MW of < 3 kDa

2) FCH with a MW of 3–10 kDa

3) FCH with a MW > 10 kDa

vs. Control (DMEM)

100 μg/ml of each collagen fraction (in physiological and pathological conditions)

Fish (skin and scales of tilapia fish [Oreochromis niloticus])

/

1) < 3 kDa

2) 3–10 kDa

3) > 10 kDa

Furuzawa-Carballeda (2009) [42] Mexico To evaluate the effect of polymerized-collagen in co-cultures of cartilage and synovial tissue obtained from patients with knee OA

Synovium and cartilage from five patients with knee OA

60 explants (2 × 15 active and control)

1% dialyzed polymerized-collagen vs.

No treatment (absence of 1% dialyzed polymerized-collagen)

0.6 µg ml−1 of collagen Porcine (porcine type I dermal collagen)/NA
Schadow (2013) [43] Germany To evaluate for the first time whether different bovine CH preparations indeed modulate the metabolism of collagen and proteoglycans from human OA cartilage explants and determined the chemical composition of oligopeptides representing collagen fragments

Articular cartilage of OA patients/

Collagen biosynthesis experiments: N = 12;

Cartilage degradation experiments: N = 5; N = 6

Collagen hydrolysates (3 different preparations – RDH; RDH-N; CH-Alpha® –)

/

Untreated explants (controls)

0–10 mg/ml collagen hydrolysates

Bovine origin/

1) RDH (3,500 Da)

2) RDH-N (3,250 Da)

3) CH-Alpha®

(3,300 Da)

Schadow (2017) [44] Germany To analyze commercially available fish and porcine CHs. Specifically, to examine whether these CHs: (a) modulate the synthesis of type II collagen and inhibit the loss of proteoglycan from human OA knee cartilage; (b) affect IL-6 trans-signaling and the aggrecanases and MMPs that mediate the degradation of cartilage in OA; and (c) determine their peptide composition

Articular cartilage of OA patients/

Collagen biosynthesis experiments: n = 4–5

Cartilage degradation experiments: n = 6

Collagen hydrolysates (3 different preparations : Mobiforte®; FGH; FGH-N)

/

Untreated controls from the same joint

0–10 mg/ml CH

Porcine origin/

Mobiforte® (3.120 Da)

Fish origin/

Peptan® F 2000 (2.000 Da)

Fish origin/

Peptan® F 5000 (5.000 Da)

In vivo studies
Bagi (2017) [25] USA To test the ability of undenatured native chicken type II collagen administered orally at the time of cartilage injury imposed by PMMT to prevent the excessive deterioration and improve the healing of articular cartilage

Lewis rats/

1) PMMT/ UC-II (Active): 10

2) PMMT/ vehicle: 10

3) Naïve rats (intact control): 10

4) Sham surgery: 10

Undenatured native type II collagen (UC-II)

vs

1) Vehicle treatment;

2) Intact control

3) Sham surgery control

(all with no treatment)

Oral/

0.66 mg/kg/day

Chicken/NA
Dai (2018) [45] China To develop a novel type II collagen that is cost-effective, non-immunogenic, and might have an anti-inflammatory effect on OA. (…). Finally, rat models with surgery-induced OA were used to evaluate the OA-relieving effect of SCII to mimic the minimally invasive therapy in clinics Sprague–Dawley (SD) rats/ 24 male adult rats divided into 4 groups (3 with induced OA, 1 sham group)

Squid collagen type II (for two ACLT + pMMx groups – different dosages)

vs

Phosphate buffered saline (sham group and ACLT + pMMx group)

Intra-articular injection/

SCII 3 mg/ml or SCII 10 mg/ml, (100 μl/joint cavity) once a week, for 5 weeks

Squid cartilage/110 kDa
Dai (2018) [26] China To evaluate a newly developed squid type II collagen (SCII) for repairing OA-induced cartilage lesions Male SD rats/18 SD rats, 12 of which received ACLT + pMMx surgery to induce OA (the other 6 rats received sham surgery)

Squid collagen type II (ACLT + pMMx + SCII group)

vs

Phosphate buffered saline (for sham surgery group and ACLT + pMMx group)

Intra-articular injection/ 10 mg/ml SCII (100 μl/joint cavity), once a week, for 5 weeks Squid cartilage/ NA
Dar (2017) [46] USA To examine the impact of orally administered hydrolyzed type 1 collagen (hCol1) in a model of posttraumatic OA (PTOA) Male C57BL/6J mice/4 groups of 6 mice each (2 active and 2 control groups) Hydrolyzed type 1 collagen (incorporated into hazelnut cream) vs Hazelnut cream vehicle alone (Nutella®)

Oral/

Low dose (LD, 3.8 mg) or high dose (HD, 38 mg) hCol1, once daily

Bovine/ 2000 Da
Di Cesare Mannelli (2013) [47] Italy To evaluate the role of low doses of native type II collagen in the rat model of OA induced by sodium monoiodoacetate (MIA) Male Sprague–Dawley rats/ 4 groups of 12 animals each Native type II collagen vs CMC (vehicle solution)

Oral/

1, 3, or 10 mg kg−1 collagen daily

Porcine
Hashida (2003) [48] Japan To investigate the effects of orally administered collagen and glucosamine on cartilage repair

Rabbits

N = 27; divided into two groups of 2- and 3-week experimental duration

G1: 12

G2: 15

Each group was divided into sub-groups of 3 rabbits

Water-soluble collagen (S-collagen) vs 1) D-glucosamine

2) S-collagen + D-glucosamine (CoG group)

3) Control

4) glycine (only for the 3 weeks group)

Oral/

8 ml of S-collagen per day (2.4 g as collagen content). The CoG group had 8 ml of S-collagen and 1 g of d-glucosamine every day

Cocks comb (degraded by proteinase to various sizes of peptide)/500, 1000, and 10,000 Da
Isaka (2017) [49] Japan To investigate the effect of CP on articular cartilage in OA by measuring levels of serum biomarkers for type II collagen, (…), as well as the histopathological changes occurring, in experimental ACLT model rats. Additionally, the effect of CP on type II collagen degradation and MMP-13 expression was investigated using immunohistochemical staining

Sprague–Dawley rats/

Total: 28, 7 per group, 4 groups

1) Control group

2) Sham - operated group

3) ACLT group without CP

4) ACLT group with CP

Collagen peptides (in standard laboratory diet) vs. Standard laboratory diet without collagen peptides (for control, sham- operated and ACLT without CP groups)

Oral/

5.0–6.7 g/kg/day CP (determined based on the body weight and food intake)

NA/NA
Nakatani (2009) [50] Japan To examine the protective effect of CH and its specific dipeptide, Pro-Hyp (prolyl-hydroxyproline), in relation to primary degenerative articular cartilage of mice Mice (Ten-week-old male C57BL/6J mice)/ 4 groups of six mice each (total: 24):

Collagen hydrolysate (CH contained approximately 6% Pro-Hyp) in diet/

vs

1) Standard diet

2) Gluten (in diet)

3) Pro-Hyp (in diet)

Oral/

5 g porcine Skin gelatin/100 g of diet

Porcine skin gelatin/ Average molecular weight of 5000 Da
Naraoka (2013) [51] Japan First, to examine the therapeutic effects of collagen tripeptide (Ctp) in rabbit osteoarthritis and, second, to explore a synergetic effect with hyaluronan (HA) Female Japanese white rabbits/ Four groups of 18 rabbits each (total: 72)

Collagen tripeptide (Ctp)

vs

1) Normal saline

2) HA

3) Ctp + HA

Intra-articular injection/

3.0 mg/ml Ctp dissolved in saline; or

3.0 mg/ml Ctp/HA in which Ctp was dissolved in HA solution

From gelatin derived from pig skin containing type I and type III collagen/ NA
Ohara (2010) [52] Japan To study the effects of Pro-Hyp on glycosaminoglycans synthesis using in vitro cultured synovium cells and oral ingestion of collagen hydrolysates in a guinea pig model of OA

Dunkin-Hartley guinea pigs/

G1: 12 (Distilled water)

G2: 12 (fish scale type I CH)

G3: 10 (porcine skin type I CH)

Fish scale type I collagen hydrolysates

&

Porcine skin type I collagen hydrolysates

vs.

Distilled water

Oral/

0.84 g/kg/day (5 days per week)

Fish scale & porcine skin/

NA

Ohnishi (2013) [53] Japan To investigate the correlation between OA severity and concentration of serum biomarkers such as keratan sulfate (KS), hyaluronic acid (HA), and chondroitin sulfate (CS) 846 epitope. To research the effect of glucosamine and fish collagen peptide (FCP) on ACLT in rabbits. To assess the correlations between serum biomarkers and histological findings

Rabbits (female Japanese albino)/

4 groups of 3 rabbits each

Fish collagen peptides (FCP)

vs.

1) Tap water (control)

2) Glucosamine

3) FCP and glucosamine

Oral/

1.0 g of powdered FCP/day

or

1.0 g of FCP and 1.0 g of glucosamine daily

Fish collagen peptides (FCP) from skins of Gadiformes species/

Average molecular weight of 3000 Da

Xu (2007) [54] China

To explore therapeutic effects of oral chicken collagen type II (CCII) on rat OA and analyze concomitant changes in the level of MMP-13, MMP-9, cathepsin K and their mRNA level as

well as tissue inhibitor of matrix metalloproteinase (TIMP)1 mRNA level in articular cartilage of osteoarthritic rats

Wistar rats/

Total: 132

G1: 36 (OA rats—placebo)

G2: 24 (Collagen 20 µg/day)

G3: 24 (Collagen 80 µg/day)

G4: 24 (Excipient)

G5: 24 (Rats without OA—placebo)

Chicken collagen type II (CCII)

vs.

1) Placebo (saline solution)

2) Excipient (0.25% mannitol)

Oral/

20 µg/day (0.002% CCII solution 1 ml)

or

80 µg/day (0.008% CCII solution 1 ml)

Chicken/

NA

First author (year) Brand name (manufacturer) Funding source or sponsor of the study Treatment or study
Duration
Authors' conclusion Aeras of uncertainty/future directions of research, as suggested by the authors of the publications
In vitro studies
Boonmaleerat (2018) [41]

NA/

(Hainan Huayan Biotech Co., Ltd., Haikou, China)

Thailand Center of Excellence for Innovation in Chemistry (PERCH-CIC) for the financial support 28 days All three fractions FCH had no effect on cartilage metabolism in physiological condition, but small and medium fractions had adverse effect on cartilage in pathological condition. Taken together, various sizes of FCH showed different effects on cartilage metabolism. Therefore, different sizes of FCH play different roles on cartilage metabolism, especially in the pathological condition The different sizes of FCH had different effects on gene and protein expression in both physiological and pathological studies on the chondrocyte metabolism. Their ability to induce cellular signaling is an interesting area for investigation
Furuzawa-Carballeda (2009) [42] NA Supported by grants from The National Council of Science and Technology 7 days The addition of polymerized-type I collagen to cartilage and synovial tissue co-cultures induced up-regulation of chondrocytes proliferation and cartilage extracellular matrix proteins production (COMP, type II collagen and proteoglycans) as well as an anti-inflammatory cytokine (IL-10) and the down-modulation of pro-inflammatory cytokines (IL-1β and TNF-α). It is possible that this mechanism might contribute to induce tissue regeneration and down-regulation of inflammation in OA NA
Schadow (2013) [43]

RDH, Peptan™ B 5000 & RDH-N, Peptan™ B 2000 (Rousselot SAS, Puteaux, France);

CH-Alpha® (Gelita Health Products GmbH, Eberbach, Germany)

Supported in part by a grant of the DRB-Foundation. No additional external funding received for this study

Collagen biosynthesis: 24 h

Cartilage degradation in the absence of 5.0 ng/ml IL-1β: 6 days;

In the presence of IL-1β and NO: 3 days

Our study has clearly elaborated for the first time that CHs from various sources differ significantly with respect to both their chemical composition of oligopeptides representing collagen fragments as well as their effects on human articular cartilage. Since marked effects on human chondrocytes were observed, depending on the CHs preparation investigated, our in vitro study indicates that CHs used as nutraceuticals might be either ineffective or even detrimental to OA cartilage Metabolized collagen fragments or other collagen hydrolysate preparations might contain therapeutically useful peptides. Thus, their biomedical properties have to be studied thoroughly both in vitro and in animal as well as clinical trials before being applied as safe and effective nutraceuticals in patients
Schadow (2017) [44]

Mobiforte® (Astrid Twardy GmbH, Unterföhring, Germany)

FGH, Peptan® F 5000; & FGH-N, Peptan® F 2000 (Rousselot SAS, Puteaux, France)

Supported in part by a grant from the DRB foundation, European Structural Funds Grant 26,220,220,005 and VEGA Agency Grant 2/0145/17

Collagen synthesis: 24 h

Cartilage degradation: 6 days

Based on our current and earlier [Schadow, 2013] in vitro findings, we conclude that: (a) the term “collagen hydrolysate” is the generic name of a heterogeneous group of nonfibrillating collagenous peptide mixtures; and (b) CHs do not stimulate type II collagen biosynthesis in human articular cartilage. Further, due to the high variability in peptide composition between CH preparations, no effect can be extrapolated from a CH to another mixture. Thus, each orally administered CH preparation must be carefully analyzed in vitro and in vivo regarding pleiotropic effects before this peptide mixture can be attested to be an effective and safe nutraceutical for patients The distinct activities on OA cartilage are attributed to the differences of the peptide composition, and the extent to which a single oligopeptide or a combination of oligopeptides, aggregates, and metabolized peptides contributes in vivo to the major components of joint tissues remains to be determined
In vivo studies
Bagi (2017) [25] UC-II® (InterHealth, Benicia, CA) Supported by Pfizer Consumer Healthcare 8 weeks Study results demonstrate that a clinically relevant daily dose of UC-II when applied immediately after injury can improve the mechanical function of the injured knee and prevent excessive deterioration of articular cartilage Better address joint functionality and impact of disuse and load bearing on cartilage metabolism, use of radiolabeled compound to assess metabolism and tissue distribution of UC-II and use of adequate immunological, histo-chemical and molecular methods to address some of the lingering questions regarding mechanism of action of “slow-acting” product such as UC-II
Dai (2018) [45]

NA

(The authors, using Cartilage of Peru squid provided by Shanghai Fisheries (The authors Research Institute)

Supported by grants from National Natural Science Foundation of China, and Shanghai Sci-Tech Committee Foundation 5 weeks These data suggested that the newly developed SCII could not only avoid the immunogenic risks of collagen derived from terrestrial animals, but more importantly, provide new choice for the control and treatment of OA NA
Dai (2018) [26]

NA

(The authors, using cartilage of Peru squid provided by Shanghai Fisheries Research Institute)

Supported by grants from National Natural Science Foundation of China, Shanghai Sci-Tech Committee Foundation-Pujiang Program, and National Key Research and Development Program of China 5 weeks Our findings show that SCII immunomodulates M2 activation of macrophages to skew the local OA microenvironment towards a pro-chondrogenic atmosphere, and promotes cartilage repair under inflammatory condition. It shows great potential for SCII to be a novel biomaterial for cartilage repair in OA NA
Dar (2017) [46]

Peptan®

B2000, Rousselot

Supported by Rousselot BVBA, and grants from NIH/NIAMS 16 weeks Overall, these results suggest that hCol1 is chondroprotective and anti-inflammatory in posttraumatic OA, setting the stage for further mechanistic study and evaluation of joint structural modifications and potential disease-modifying effects in a human clinical trial An open question that is yet to be answered for hCol1 and other nutraceuticals that are purported to be joint protective, including type 2 collagen-based preparations, glucosamine and chondroitin sulfate, relates to their mechanism of action
Di Cesare Mannelli (2013) [47] NA (Bioiberica, Spain) Funded by the Italian Ministry of Instruction, University and Research and by the University of Florence 13 days These results describe the preclinical efficacy of low dosages of native type II collagen as pain reliever by a mechanism that involves a protective effect on cartilage This evidence highlights the interest for further investigation about the mechanism of low dose collagen and its relevance in osteoarthritis therapy
Hashida (2003) [48] (Nippon Ham Packers, CO., Tokyo) NA 2 and 3 weeks GlcN and the collagen peptides were effective not only for cartilage damage repair, but also for increasing normal cartilage proteoglycan and glycosamino-glycan content. These effects were not observed for the administration of D-glucose, and only a partial effect was observed for glycine, which is the main component amino acid of the collagen peptides. Simultaneous administration of collagen and GlcN gave a fairly enhanced healing on restoration of cartilage injuries Further investigation is required to determine the effect of each amino acid of collagen on cartilage repair
Isaka (2017) [49]

NA/

(Nitta Gelatin, Inc., Osaka, Japan)

Supported in part by a grant from the Strategic Research Foundation Grant-aided Project for Private Universities from Ministry of Education, Culture, Sport, Science and Technology, Japan 8 weeks The results of the present study suggest that CP has the potential to exert chondroprotective action on OA by inhibiting MMP-13 expression and type II collagen degeneration Further studies investigating the components of CP, such as Pro-Hyp, are required to elucidate the detailed mechanism behind the beneficial effect of CP on joint health
Nakatani (2009) [50]

NA/

(Nitta Gelatin; Osaka, Japan)

NA 3 weeks This study implies that the bioactive peptide, Pro-Hyp, is derived not only from collagen in living tissues but also from dietary supplements such as gelatin, and that it functions in target tissues Further studies are necessary to investigate the effects of CH supplements. Also, understanding the mechanism of action of CH on chondrocyte differentiation would provide a rational basis for the development of chondroprotective therapies for damaged joints
Naraoka (2013) [51]

NA/

(Central Research Institute, Jellice Corp.; Sendai, Japan)

NA 15 weeks Periodical injections of Ctp and Ctp/HA delayed progression of cartilage degeneration of early osteoarthritis induced by anterior cruciate ligament transection in rabbits. This effect appears to be exerted by promotion of type II collagen synthesis predominantly Further examination is needed to determine the optimal dose, frequency and duration of Ctp injection therapy for the OA knee, based on in vitro studies and several additional in vivo studies
Ohara (2010) [52]

NA/

(Nitta Gelatin, Osaka, Japan)

NA 4 weeks These results suggest that food-derived Hyp-containing peptides can affect the PGs and morphological changes associated with osteoarthritic cartilage, which might be mediated by stimulation of hyaluronic acid production in the synovium NA
Ohnishi (2013) [53]

NA/

(Yaizu Suisankagaku Industry Co., Ltd., Shizuoka, Japan)

NA 4 weeks From our present results, oral administration of FCP and/or glucosamine effectively controlled cartilage degradation in an ACLT model. Estimation of various biomarkers for arthritis will be useful for assessing the progression of cartilaginous degradation; in this present study, the detected levels of HA and CS 846 correlated with the histological findings, suggesting that estimation of HA and CS 846 might be useful for monitoring OA progression. However, there were no significant differences between the control and treatment group concentrations These results indicate that there are individual differences for each biomarker; therefore, a longer-term experiment should be conducted to evaluate the significance of the biomarkers in the ACLT model. Our results indicate the possibility that the measured concentrations of biomarkers can be used in addition to histological findings to evaluate cartilage injury
Xu (2007) [54] NA/ (Shanghai institute of herbal biology, Shanghai, China) NA 8 weeks Oral CCII reduced articular cartilage degradation of osteoarthritic rats and may probably be a potent drug candidate for OA treatment The exact mechanism by which CCII reduced the OA cartilage damage remains uncertain and cannot be answered within the scope of this study

ACLT anterior cruciate ligament transection, Admin. administration, CH collagen hydrolysate, CMC 1% carboxymethylcellulose sodium salt, CP collagen peptides, GlcN d-glucosamine, MMP matrix metalloproteinase, MW molecular weight, NA information not available, OA osteoarthritis, PMMT partial medial meniscectomy tear, pMMx partial medial meniscectomy, SCII squid type II collagen

Our systematic literature search identified 12 in vivo studies assessing the effects of collagen derivatives in different animal models (Table 1). Only two of these studies [25, 47] evaluated undenatured collagen (UC), also known as native collagen. The other ten studies investigated collagen hydrolysate (CH); two of them used atelocollagen, administered by intra-articular injection [26, 45]. The two studies on UC used different rat models of OA, different dosages of orally administered collagen (see Table 1), and measured different outcomes [25, 47]. In Bagi et al. [25], the endpoints included the weight-bearing capacity of front and hind legs, serum biomarkers of bone and cartilage metabolism, analyses of subchondral and cancellous bone at the tibial epiphysis and metaphysis, cartilage pathology at the medial tibial plateau using histological methods, and the presence of possible fractures or other bone abnormalities. In the study by Di Cesare Mannelli et al. [47], the following outcomes were measured: The decrease of articular pain, postural unbalance measured as hind-limb weight-bearing alterations, motor activity, cartilage degradation measured by the decrease of plasma and urine levels of cross-linked C-telopeptide of type II collagen (CTX-II). Although these two studies did not consider the same outcomes, they all concluded that UC have protective effect on articular cartilage. Likewise, the studies on CH, investigating collagen from various sources and at different dosages, all concluded that this compound has a chondroprotective effect.

Clinical Studies

All the retrieved clinical trials and observational studies were designed to assess the efficacy and/or safety of collagen derivatives in OA patients. The main characteristics and findings of these studies are summarized in Table 2. Almost all of these studies included patients with knee OA; only one RCT [67] and two observational studies [74, 75] included patients with hand, hip, or knee OA. The clinical trials investigated UC and CH, and there were more RCTs on CH than on UC.

Table 2.

Synthesis of clinical studies on collagen derivatives in OA patients

First author (year) Country of study center Study type Target population Intervention/control Administration route/
dosage
Source of collagen/molecular weight
Clinical trials
Bagchi (2002) [55] USA Open-label pilot study Five human subjects with OA or rheumatoid arthritis Undenatured type II collagen (UC-II)/no control Oral/daily dose of 10 mg UC-II Chicken/NA
Bakilan (2016) [56] Turkey RCT (single-blind - outcome assessors were blinded) Knee OA patients Native type II collagen plus acetaminophen (AC + CII) vs. acetaminophen (AC) Oral/1500 mg/day of acetaminophen plus 10 mg/day of native type II collagen Chicken/NA
Benito-Ruiz (2009) [57] Ecuador RCT (double-blind) Knee OA patients Collagen hydrolysate vs. Placebo Oral/10 g/day NA/3500 Da
Bernardo (2012) [58] Philippine RCT (single blind, open-labeled) Knee OA patients Collagen hydrolysate vs. standard treatment using oral NSAIDs Oral/400 mg/capsule, 3 capsules daily NA/
Crowley (2009) [59] Canada RCT (double-blind) Knee OA patients Undenatured type II collagen (UC-II) vs. glucosamine HCl + CS (G + C) Oral/daily dose of 40 mg UC-II containing 10 mg of bioactive undenatured type II collagen NA/NA
Furuzawa-Carballeda (2009) [60] Mexico RCT (double-blind, placebo-controlled) Knee OA patients Polymerized-collagen (pepsinized or atelopeptide porcine type I dermal collagen) vs. Placebo Intra-articular (IA) injection/12 IA injections of 2 ml of polymerized-collagen (16.6 mg of collagen) Porcine/NA
Jiang (2014) [61] China RCT (single-center, randomized, double-blind) Knee OA patients Collagen peptides (CP)/Placebo (maltodextrin) Oral/8 g collagen peptides daily Bovine origin/
Kumar (2015) [62] India 2 RCTs (double-blind): One study with PCP and the second with BCP Knee OA patients

1. Pork skin collagen peptide (PCP) vs. placebo

2. Bovine bone collagen peptide (BCP) vs. placebo

Oral/5 g two times daily

1. Pork/NA

2. Bovine/NA

Lee (2019) [63] Republic of Korea RCT (double-blind) Patients with knee joint pain due to OA, chondromalacia, or other cartilage defects; Type I atelocollagen (BioCollagen) vs. Placebo Intra-articular/a 3-ml dose as a single injection Pork/NA
Lugo (2016) [64] India RCT (double-blind) Knee OA patients Undenatured type II collagen (UC-II) vs. Placebo vs. GH + CS Oral/a daily dose of UC-II (40 mg) Chicken (Chicken sternum cartilage)/NA
Martin Martin (2016) [65] Italy RCT (double-blind) Knee OA patients Collagen MD-knee vs. sodium hyaluronate (SUPARTZ®) Intra-articular/2 × injectable ampoules of 2.0 ml once a week, for 5 consecutive weeks Porcine/300,000 Daltons
McAlindon (2011) [66] USA RCT (double-blind, pilot trial) Knee OA patients Collagen hydrolysate (CH) vs. Placebo Oral/10 g of CH in 10 ml water NA/NA
Schauss (2012) [67] USA RCT (double-blind) Hips and/or knee OA patients BioCell Collagen (BCC), a hydrolyzed chicken sternal cartilage extract vs. Placebo

Oral/2 capsules (1 g) of BCC, 2 times daily

1 capsule = 300 mg hydrolyzed collagen type II + 100 mg CS + 50 mg HA

Chicken/∼1.5 − 2.5 kDa
Stančík (2012) [68] Slovakia RCT (double-blind) Knee OA patients Undenatured type I collagen (COL-I) vs. Placebo Oral/1 × 8 mg pure lyophilized collagen type I in capsule Bovine/NA
Trč (2011) [69] Czech Republic RCT (double-blind) Knee OA patients Enzymatic hydrolyzed collagen vs. glucosamine sulphate Oral/10 g, once daily NA/NA
Observational studies
Azeem (2019) [70] India Open-label observational study Knee OA patients UC-II (undenatured type II collagen)/no control Oral/daily capsule of 40 g of UC-II Obtained from chicken sternum/NA
De Luca (2019) [71] Italy Retrospective study Knee OA patients

An injectable collagen formulation consisting of bovine hydrolyzed type I collagen (ChondroGrid)

/

No control

Intra-articular injection/

Three 2 ml (4 mg) CG injections, the first two 15 days apart, and the third one 30 days after the second

Bovine/

 < 3 kDa

Kilinc (2018) [72] Turkey Prospective, single-center, open-label study (observational) Grade 2 to 3 K-L grade knee OA patients

Promerim (hydrolyzed fish collagen)

/

No control

Oral/720-mg Promerim for the first 15 days after admission, and then 360 mg for the second 15 days Fish/NA
Mehra (2019) [73] India Non-interventional, prospective, multicentric real life study Patients with OA of knee

Undenatured collagen type II collagen (UC II)

/

No control

Oral/40 mg (which yields 1.2 mg of UC II per capsule) per day NA/NA
Puigdellivol (2019) [74] Spain Observational, open, multicenter clinical trial with a single treatment group Knee and/or hip OA patients

Nutritional supplement (hydrolyzed collagen + CS + GS + devil’s claw + other compounds)

/

No control group

Oral/1 × 3 tablets/day (500 mg hydrolyzed collagen; 180 mg CS; 140 mg GS; and 50 mg devil’s claw/tablet) NA
Scarpellini (2008) [75] Italy Observational retrospective 1-year follow-up study Knee, hand, or hip OA patients

Glucosamine 1000 mg + CS 1000 mg + native COLLII partially hydrolyzed 2 mg (GCC)

vs.

Glucosamine 1000 mg + CS 1000 mg (GC)

Oral/glucosamine 1000 mg + CS

1000 mg + native COLLII partially hydrolyzed 2 mg

NA/NA
First author (year) Brand name (manufacturer) Funding source or sponsor of the study Study duration Sample size Authors’ conclusion Aeras of uncertainty/future directions of research, as suggested by the authors of the publications
Clinical trials
Bagchi (2002) [55] UC-II® (InterHealth Nutraceuticals, Benicia, CA) NA 42 days 5 subjects (females, ages 58–78 years) UC-II may serve as a novel therapeutic tool in joint inflammatory conditions and symptoms of OA and RA NA
Bakilan (2016) [56] NA (Bioiberica S.A., Spain) No funding was received 3 months

AC + CII: 20

AC: 19

The results of the present trial do not show evidence that native type II collagen reduce cartilage destruction; however, it has been demonstrated that native type II collagen is effective in the symptomatic treatment of patients with knee OA when used concomitantly with acetaminophen NA
Benito-Ruiz (2009) [57] Colnatur® (Protein SA, Girona, Spain) Funded by Protein, S.A. (Girona) 6 months

CH: 126

PCB: 124

CH is safe and effective and warrants further consideration as a food ingredient The role of CH in patients with OA and low or high meat intake is worthy of further research
Bernardo (2012) [58] Genacol (JCS Pharmaceuticals, Inc.) NA 6 months

CH: 55

NSAIDs: 58

The administration of 1200 mg of CH daily for a period of 6 months has a beneficial impact on pain symptoms and joint function in patients with OA The authors “recommend extending the duration of the observation period in the intake of CH to further study its effectivity in improving the medial knee joint space of an osteoarthritic knee”
Crowley (2009) [59] UC-II®/InterHealth Nutraceutical, Inc., Benicia, CA Supported by InterHealth Research Center, CA 90 days

UC-II: 26

G + C: 26

UC-II supplementation showed improvement in daily activities suggesting an improvement in overall quality of life in the patients receiving UC-II NA
Furuzawa-Carballeda (2009) [60] NA Supported by grants from The National Council of Science and Technology 6 months

Collagen: 27

Placebo: 26

Polymerized collagen is safe and effective in the treatment of knee OA Continuing research is needed to establish the potential efficacy and increase our understanding of the biology, pharmacology, and pharmacokinetics of this biodrug
Jiang (2014) [61] Peptan® B 2000 (Rousselot) NA 6 months

Collagen peptides: 46

Placebo: 48

The present study demonstrates a clear beneficial effect of CP (Peptan®) treatment on joint pain and function in patients with mild knee OA. Their safety record and demonstrated absence of side effects make CP a valuable alternative symptom-modifying treatment for OA. Thus, they present a highly useful nutraceutical to help maintain the quality of life during ageing (…) More investigations should be initiated in future to confirm the efficacy of CP as a protective factor of cartilage in randomized, placebo-controlled clinical studies of bigger scale, and with diverse patient characteristics (…). In addition, mechanistic and biochemical parameters (e.g., MRI, uCTX-I, uCTX-2) could be assessed, and efforts could be made to investigate the potential differences between CP products from different sources and different production processes
Kumar (2015) [62]

1. PCP: (Nitta Gelatin Inc., Japan)

2. BCP: (Nitta Gelatin India Ltd)

NA 13 weeks

Collagen: 20

Placebo: 10 (for each separate study)

The study clearly demonstrates that both PCP and BCP are effective supplements for the improvement in overall physical problems associated with OA and thereby help to improve the quality of life NA
Lee (2019) [63] CartiZol (Sewon Cellontech, Seoul, Korea) NA 24 weeks CartiZol: 101; placebo: 99 The results show that an intra-articular injection of atelocollagen effectively alleviates knee pain, as intended. Therefore, the intra-articular injection of atelocollagen can be considered an alternative solution to controlling knee pain due to OA and diverse cartilage defects Additional studies with a longer follow-up period of at least 24 months may be necessary to determine any additional effect of intra-articular injection of type I atelocollagen
Lugo (2016) [64] UC-II® (Chick Cart Inc., Fort Smith, AR) Sponsored by InterHealth Nutraceuticals, Inc. Benicia, CA 180 days

UC-II: 63

Placebo: 58

GH + CS: 65

This study found that UC-II, a nutritional ingredient containing undenatured type II collagen, significantly improved knee function in OA subjects by day 180, compared to placebo and to GC, and was well tolerated Additional studies that elucidate the mechanism for this supplement’s actions are warranted
Martin Martin (2016) [65] MD-Knee (Guna S.p.a., Milan, Italy) Funded by Guna S.p.a., Milan, Italy 6 months

MD-Knee: 32

SUPARTZ®: 32

This study shows that both preparations exert similar clinical effects as assessed through multiple outcome measures. MD-Knee is effective on knee OA symptoms over 6 months after a 5-weekly injection course, and it is equally effective as the reference sodium hyaluronate Further studies are warranted in order to verify whether the symptomatic effect of MD-Knee is associated with a halting of knee OA progression
McAlindon (2011) [66] Fortigel® (Gelita AG) Funded by Gelita AG 48 weeks

CH: 15

Placebo: 15

We have been able to deploy dGEMRIC (delayed gadolinium enhanced MRI of cartilage) in a pilot clinical trial of a developmental product for knee OA and have detected apparent changes in tibial cartilage proteoglycan concentration within a 6-month observation period Limitations of this study precluded an analysis of the relationship of macroscopic cartilage damage to the dGEMRIC and T2 measures, which are questions of interest that could be addressed in future appropriately designed studies
Schauss (2012) [67] BioCell Collagen (BioCell Technology, Newport Beach, CA, USA) Funded by BioCell Technology, Newport Beach, CA, USA 70 days

BCC: 40

Placebo: 40

BioCell Collagen (BCC) was well tolerated and found to be effective in managing OA-associated symptoms over the study period, thereby improving patient’s activities of daily living. BioCell Collagen (BCC) can be considered a potential complement to current OA therapies Further studies are needed to elucidate how this dietary supplement delivers its clinical benefits, especially in terms of potentially regenerating cartilage. Determining which subpopulation of OA patients, at what dose, is more likely to benefit from BCC remains unanswered
Stančík (2012) [68] Colafit® (Dacom Pharma s.r.o., Czech Republic) NA 3 + 1 months

COL-I: 29

Placebo: 29

The findings of this study indicate that undenatured collagen type I is an effective treatment for symptomatic knee OA, even with a remote carry-over effect. In addition, it also has a very good safety profile NA
Trč (2011) [69] Colatech® (NA) NA 3 months

Colatech®: 47

GS: 46

Colatech® has demonstrated to be efficient in improving clinical status in knee OA (KOA) patients, with significant improvement in pain scores, functional joint status and a better quality of life. It demonstrated clinically better efficacy than GS after 2, 4, 8, and 12 weeks of treatment NA
Observational studies
Azeem (2019) [70] UC-II® (NA) NA 120 days 100 This study showed that UC-II, a food ingredient containing type II undenatured collagen, significantly improved knee function in a patient with OA knee joint after 120 days of observation Until we conduct longer tests, it remains an open question whether a slow-acting additive, such as UC-II, can affect the biomechanical condition of the knee with OA sufficient to improve the knee’s ROM (knee flexion range)
De Luca (2019) [71]

ChondroGrid (CG),

(Bioteck, Arcugnano, Italy)

NA 6 months 20 patients Results of the present study (…) indicate (that) CG may be a safe and effective adjuvant in the treatment of symptomatic knee OA by intra-articular injection The overall results are extremely promising and highlight the need for further controlled prospective studies to investigate the full extent of the beneficial effects of CG treatment and whether intra-articular CG injection may be more beneficial than other non-pharmacological treatments already available in the clinical practice
Kilinc (2018) [72] NA (NA) No financial support received 1 month 92 patients The results of this single-center, open-label clinical study demonstrate that Promerim is a viable natural treatment option for treating knee OA NA
Mehra (2019) [73]

DUPACT®

(Wockhardt Ltd., Mumbai)

No funding sources 90 days 291 patients enrolled Evidence form this Indian real-life study suggests that UC II is safe and effective in treatment of OA in routine clinical practice. Its consumption is associated with reduction in pain, stiffness, and improved functional mobility of patients with OA, which can improve their quality of life NA
Puigdellivol (2019) [74] Artipotect® NA 6 months 130 patients The findings described in this pilot study suggest that nutritional supplementation with Artipotect® was safe and effective in reducing articular pain and improving locomotor functions and quality of life in individuals with OA Future long-term studies with a large sample size may be needed to clarify the effect of Artipotect® supplementation on locomotor functions. (…) Finally, since Artipotect® is a complex supplement, further studies will be needed to clarify the contribution of each component on the effectiveness observed
Scarpellini (2008) [75] NA NA 1 year

GCC: 57

GC: 47

COLLII could represent a further protective factor in OA cartilage Further studies are necessary to confirm the efficacy of COLLII as a protective factor of OA cartilage, and the potential significance of uCTX-I as a further marker to assess the evolution of EOA bone damage

CS chondroitin sulfate, COLLII type II collagen, EOA erosive osteoarthritis, GH glucosamine hydrochloride, HA hyaluronic acid, NA information not available, RCT randomized controlled trial, uCTX-I urinary C-terminal cross-linking telopeptides of type I collagen, USA United States of America

Five clinical trials investigated UC, among which only two studies were RCTs against placebo, namely the studies by Stančík et al. [68] and Lugo et al. [64]. The first study investigated undenatured type I collagen (COL-I), and the second was on undenatured type II collagen (UC-II). The other three studies on UC investigated all type II collagen: The study by Bagchi et al. [55] is a very small pilot study with no control group, associated to an in vitro mechanistic exploration study; according to the results from our literature search, this was the very first publication on collagen derivatives in OA and cartilage repair. In all of the five clinical trials on UC, orally administered UC was used (see Table 2).

We identified ten clinical trials on CH, three of which used intra-articular CH and seven oral CH. Among the studies on CH, one investigated atelocollagen, which was intra-articularly injected [63]. Contrary to studies on UC, most clinical trials on CH in OA were placebo-controlled trials.

Most of the clinical trials on collagen derivatives (UC and CH) were relatively short-term studies (3–6 months), the longest study duration of currently available studies being 11 months (only one study). In addition, it is worth noting that almost all of these studies are of relatively small in size. Despite variations in dosages and sources of collagen, all of these studies on UC and CH concluded on positive effects in OA patients (see Table 2 for details).

Three major systematic reviews, all with meta-analysis, have evaluated the effects of collagen derivatives in OA patients [27, 28, 31]. These systematic reviews included different individual studies (Table 3), depending on their publication date and their selection criteria. The two latest systematic reviews/meta-analyses [28, 31] concluded on beneficial symptomatic effects of supplementation with collagen derivatives, but all advocated for longer clinical trials in larger populations to establish their therapeutic effects in OA patients.

Table 3.

Synthesis of systematic reviews and/or meta-analyses on collagen derivatives for treatment of OA patients

First author (year) Study type Objective of the review Databases searched Model used for analyses Number of studies included (on collagen)
De Silva (2011) [76] Systematic review To critically evaluate the evidence regarding complementary and alternative medicine (CAM) taken orally or applied topically (excluding glucosamine and chondroitin) in the treatment of OA Allied and Complementary Medicine; EMBASE; Ovid MEDLINE; ACP Journal Club; CENTRAL; CDSR; DARE Not applicable

1 study on collagen

Moskowitz, 2000

(a simple literature review reporting results from an RCT)

García-Coronado (2019) [31] Meta-analysis To evaluate the effect of collagen-based supplements on OA symptoms through a meta-analysis of randomized controlled trials (RCTs) PubMed-Medline, Scopus, and Google Scholar databases Random effects model (using the DerSimonian–Laird method) and the generic inverse variance method

5 RCTs

Benito-Ruiz, 2009

Kumar, 2015

Lugo, 2016

McAllindon, 2011

Schauss, 2012

Liu (2018) [28] Systematic review and meta-analysis To evaluate efficacy and safety of supplements compared with placebo in people with hand, hip or knee OA MEDLINE, EMBASE, CENTRAL, Allied and Complementary Medicine and Cumulative Index to Nursing and Allied Health Literature Random effects model

4 RCTs on collagen

Benito-Ruiz, 2009

Kumar, 2015

Lugo, 2016

McAlindon, 2011

Van Vijven (2012) [27] Systematic review and meta-analysis To summarize the evidence from RCTs and quasi-RCTs that have examined the effectiveness of collagen derivatives for symptomatic and chondroprotective treatment in patients with OA CENTRAL, PubMed, and EMBASE Fixed effect model and random effects model

8 RCTs in qualitative synthesis, and 3 in quantitative analysis (CH vs. placebo, 6-month follow-up)

Benito-Ruiz, 2009

McAlindon, 2011

Moskowitz, 2000

First author (year) GRADE assessment of evidence (YES/NO) Funding source or sponsor of the study Authors’ conclusion Aeras of uncertainty/future directions of research, as suggested by the authors
De Silva (2011) [76] No Funded by Arthritis Research UK (formerly the Arthritis Research Campaign) This systematic review provides evidence on efficacy of a number of CAM therapies that were used in OA. The major limitation in reviewing the evidence is the paucity of randomized controlled trials in the area Widening the evidence base, particularly for those compounds for which there is promising evidence, should be a priority for both researchers and funders
García-Coronado (2019) [31] No NA The results of this meta-analysis showed that collagen is effective in improving OA symptoms by the decrease of both total WOMAC index and VAS score Further longer clinical trials in larger populations are required in order to corroborate the potential beneficial effects of collagen supplementation in patients with symptomatic OA
Liu (2018) [28] Yes Funded by an NHMRC programme grant APP 1,091,302 The overall analysis including all trials showed that supplements provided moderate and clinically meaningful treatment effects on pain and function in patients with hand, hip or knee OA at short term, although the quality of evidence was very low. (…) Supplements had no clinically important effects on pain and function at medium-term and long-term follow-ups Further large and robust RCTs with longer treatment duration are needed to confirm efficacy of supplements with large treatment effects at short term in the presence of limited study quality evidence (…). It is especially important to further evaluate safety of these supplements in the long run
Van Vijven (2012) [27] Yes No funding was obtained for this study There is insufficient evidence to recommend the generalized use of collagen hydrolysate in daily practice for the treatment of patients with OA More independent and high-quality studies are needed to establish the therapeutic effects of collagen derivatives and to confirm whether or not they are chondroprotective

CDSR Cochrane Database of Systematic Reviews, CENTRAL Cochrane Central Register of Controlled Trials, DARE Database of Abstracts of Reviews of Effects, GRADE Grading of Recommendations Assessment, Development and Evaluation, NA Information not available, RCT randomized controlled trial

Discussion

The aim of this study was to systematically review the body of evidence on collagen derivatives in OA and cartilage repair, and describe the nature and trends of current research and research findings in this setting.

Our systematic literature search indicates that there are relatively few studies, both preclinical and clinical, on the effects of collagen derivatives in OA and cartilage repair. America and Asia are the parts of the world where most of the studies have been conducted, with only a quarter of studies published by research teams from European countries. Research interest in collagen derivatives as a supplement option for OA and cartilage repair seems to be relatively recent; in fact, the large part of the research in this setting has been undertaken in the past decade.

Our findings indicate that most of the research published so far, not taking into account its quality, has concluded on beneficial effects of collagen derivatives, suggesting that they may have some potential to serve as a novel and relevant supplement option for OA patients. In particular, all of the in vivo preclinical studies, whether on UC or CH, and whatever the source (chicken, fish, porcine, bovine, squid) or molecular weight of collagen, have demonstrated a potential of collagen derivatives to reduce cartilage destruction or promote cartilage repair (see Table 1). These exciting results have, however, been moderated by findings from two in vitro studies conducted by the same research group from Germany, which compared different CH preparations (different sources and sizes) and concluded that CHs from various sources differed in terms of their peptide composition and were either ineffective or even detrimental to OA cartilage [43, 44]. Similar findings were reported by a subsequent study from Thailand, published in 2018, which compared fish CH of different molecular weights [41]. Besides the results from these in vitro studies, the findings from the in vivo studies have been confirmed by clinical studies in OA patients. In fact, all of the published clinical trials found that oral supplementation with collagen derivatives or administration by intra-articular injection improved symptoms and/or quality of life in OA patients. However, it may be necessary to take these research conclusions with caution, as most of the clinical trials were of relatively short term and small in scale. In addition, there are currently very few RCTs against placebo on UC and CH in OA patients. Although most of the available clinical trials on CH (ten studies) are RCTs against placebo, it should be kept in mind that these trials investigated CHs from various origins, molecular weights, and from different manufacturers (see Table 2). As reported by Schadow et al. [44], due to the high variability between CH preparations, no effect can be extrapolated from a CH to another one. Another important point is the quality of evidence from these studies, as reported by meta-analyses using the GRADE system. In fact, in a meta-analysis by Van Vijven et al. [27], the evidence was found to be of moderate to low quality, among others, because of methodological shortcomings in the included studies. Very importantly, our findings indicate that there is consensus among clinical research authors that further research is needed to confirm these preliminary results [61, 63, 65] and, particularly, to elucidate the mechanisms of action [61, 64] of collagen derivatives and their effectivity in delaying the natural history of cartilage degradation in OA patients [58, 65, 67]. The need for high-quality and long-term clinical trials in larger populations has also been advocated by the authors of all the meta-analyses on collagen derivatives in OA [27, 28, 31]. On the other side, it is important to note that current evidence shows that collagen derivatives are safe for OA patients [59, 64], although further confirmatory studies are warranted [28]. However, the safety results seem to be confirmed by toxicity laboratory studies, both for UC [77] and CH [78].

Although better clinical trials and additional preclinical studies are warranted to confirm the beneficial effects of collagen derivatives in OA patients, many other studies in other populations have also shown promising results. In fact, several clinical trials in veterinary medicine have come to the conclusion that collagen derivatives may have beneficial effects in animals, with a good safety profile [7981]. Likewise, studies on healthy subjects or those with articular pain have concluded on the efficacy of supplementation with collagen derivatives [82, 83], showing improvement of joint comfort in healthy subjects [84]. Additionally, a few studies have investigated the effect of collagen derivatives on chondrocytes in vitro, with promising results. These particular studies have not been included in the current scoping review (unless they also involved experiments on articular cartilage or OA) because they did not directly address the research question of this paper. For example, Oesser and Seifert showed that culture of bovine chondrocytes with degraded collagen stimulated the biosynthesis and secretion of type II collagen [85]. Likewise, a study included in this scoping review reported that CH may prompt chondrocytes to produce hyaline cartilage and prevent fibrous tissue formation [71].

One of the questions raised by the idea of supplementation with articular cartilage components such as collagen derivatives in OA patients is the gut absorption and the therapeutic mechanism behind the effects of such compounds. To answer the first part of that question, Oesser et al. [22] orally administered a 14C labeled gelatine hydrolysate to mice in order to investigate the time course of its absorption and subsequent distribution in various tissues. They found that gelatine hydrolysate accumulated in cartilage tissue after intestinal absorption and distribution through blood circulation, a few hours after ingestion [22]. More recently, Taga et al. [24] reported concentration of collagen-specific peptides in human plasma and urine after oral ingestion. Similar results have been reported by other authors [23, 86, 87]. However, the real working mechanism of collagen derivatives in OA remains roughly unclear [44, 47], although preliminary results suggest the stimulation of collagen biosynthesis by chondrocytes [85], the use of collagen-specific peptides as building block for articular cartilage [22], or the inhibition of apoptosis and hypertrophy of chondrocytes [26]. Taken together, all of the results from the studies included in this scoping review, along with evidence from other studies, as briefly reported hereunder, strongly suggest that use of collagen derivatives as dietary supplements may be a relevant strategy in the therapeutic management of OA, albeit this remains to be confirmed.

Another issue that needs to be clarified is the role of the source of collagen and manufacturing processes on its therapeutic effects. In fact, it has been reported that different CH may have different peptide composition [43, 44, 88] and exhibit different effects on articular cartilage [43, 44]. It may therefore be important to differentiate collagen derivatives according to source of collagen and manufacturing procedures. Setting up studies to identify therapeutically useful peptides in collagen derivatives may help in identifying the best sources of collagen. Research on the potential for difference in effects according to molecular weights also warrants further consideration, though current evidence already shows differences in effects on cartilage metabolism [41]. All of these parameters might, in fact, be relevant for future meta-analyses, particularly in the investigation of possible sources of inconsistent results from clinical trials.

While collating and synthetizing evidence from individual studies, we identified several gaps in the current research on collagen derivatives in OA. Firstly, regarding preclinical studies, there are very few in vitro studies assessing the effects of collagen derivatives on articular cartilage. Another important point is the lack of harmonization of endpoints or outcomes in preclinical studies; in fact, using the same endpoints for the same types of studies may ease comparability of results across studies and limit unnecessary controversies. The second type of research gap is related to clinical studies. As previously outlined, there is a lack of long-term and large-scale randomized placebo-controlled trials in humans to support the beneficial effects of collagen derivatives in OA, a gap that has been identified by other authors [28, 31]. Even if it may be argued that power calculation has been performed for the current studies, a meta-epidemiological study investigating the effects of small study in meta-analyses of OA trials concluded that results of small trials of low methodological quality often distort results of meta-analyses in OA [89]. The authors of this meta-epidemiolocal study suggested the randomization of an average of 100 patients per treatment arm to achieve satisfactory requirements [89]. Adhering to this for future OA trials, whatever the outcomes considered, may help in improving consensus around the findings from clinical studies on collagen derivatives in OA. The other important research gap identified is the lack of studies involving patients with OA of joints other than the knee; indeed, having positive results from high-quality studies including patients with hip or hand OA may strengthen the body of evidence on the role of collagen derivatives in OA. Likewise, clinical studies investigating radiological changes in OA patients after supplementation with collagen derivatives are still lacking. Ultimately, future clinical research authors should consider adhering to the guidelines developed by the European Society for Clinical and Economic Aspects of Osteoporosis, Osteoarthritis and Musculoskeletal Diseases (ESCEO) for reporting of adverse events in manuscripts on clinical trials on collagen derivatives in OA patients, for transparency around the safety of these compounds [90].

This scoping review has some limitations that need to be outlined. One of the limitations is the fact that we did not report the outcomes considered in the individual studies. While reporting outcomes in the tables synthetizing the studies would have been highly relevant, particularly for preclinical studies, doing this appeared challenging for a reason of readability of information in the tables. We would therefore advise the reader of this research to go through the specific articles in the case he/she would need this specific information. Otherwise, the main outcomes in these studies are anyway somehow evoked in the conclusions reported in Tables 1 and 2. Another potential limitation is the fact that we did not include studies investigating the effects of collagen derivatives on chondrocytes, which would allow covering the whole research area of collagen derivatives in OA and cartilage repair. However, we thought it would be better to first focus on studies directly investigating the effects of collagen derivatives on articular cartilage or in OA patients, before envisaging looking at studies on chondrocytes, which may be more mechanism exploration studies. Not having assessed the methodological quality of the studies included in this review may also be considered another limitation; however, scoping reviews do not traditionally investigate this issue [37, 38].

Conclusions

This study is the very first systematic scoping review on collagen derivatives in OA. It provides a clear overview of the current knowledge, from preclinical to real-life studies, on the effect of collagen derivatives on articular cartilage and symptoms in OA patients. Current evidence shows that supplementation with collagen derivatives, as food ingredient (oral CH or UC) or biodrug (intra-articular CH), may be a potential therapeutic or supportive strategy in OA patients, although much more work is needed in terms of laboratory and clinical research before any definitive conclusion can be made. Clarifying the mechanism of action of collagen derivatives in OA, designing and conducting better and further randomized placebo-controlled trials with specific products manufactured according to Good Manufacturing Practice, and performing high-quality meta-analyses according to brands using data from high-quality studies, will help in bringing robust evidence on the usefulness or not of collagen derivatives as a relevant complementary secondary prevention option for the management of OA.

Electronic supplementary material

Below is the link to the electronic supplementary material.

Acknowledgements

Funding

This research was partly supported by Lonza Consumer Health Ingredient Inc. However, the conception and writing of the protocol, the collection and synthesis of the data and their interpretation, the drafting of this manuscript, and the decision to submit it for publication, were the sole responsibility of the authors, without any influence of any third party. No Rapid Service Fee was received by the journal for the publication of this article.

Authorship

All named authors meet the International Committee of Medical Journal Editors (ICMJE) criteria for authorship for this article, take responsibility for the integrity of the work as a whole, and have given their approval for this version to be published.

Disclosures

Germain Honvo has received lecture fees and travel support from IBSA, outside the submitted work. Olivier Bruyère has received grants from Biophytis, IBSA, MEDA, Servier, SMB, and Theramex, outside the submitted work. Olivier Bruyère is also a member of the journal’s Editorial Board. Jean-Yves Reginster has received grants from IBSA-Genevrier, Mylan, CNIEL, and Radius Health (through their institution); consulting fees from IBSA Genevrier, Mylan, CNIEL, Radius Health, and Pierre Fabre; fees for participation in review activities from IBSA-Genevrier, MYLAN, CNIEL, Radius Health, and Teva; payment for lectures from AgNovos, CERIN, CNIEL, Dairy Research Council (DRC), Echolight, IBSA-Genevrier, Mylan, Pfizer Consumer Health, Teva, and Theramex, outside of the submitted work. Laetitia Lengelé and Alexia Charles have nothing to disclose.

Compliance with Ethics Guidelines

This article is based on previously conducted studies and does not contain any studies with human participants or animals performed by any of the authors.

Footnotes

Digital Features

To view digital features for this article go to https://doi.org/10.6084/m9.figshare.12987830.

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