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PLOS One logoLink to PLOS One
. 2020 Nov 30;15(11):e0242931. doi: 10.1371/journal.pone.0242931

Hemolysis induced by Left Ventricular Assist Device is associated with proximal tubulopathy

Tristan de Nattes 1,*, Pierre-Yves Litzler 2,3, Arnaud Gay 2, Catherine Nafeh-Bizet 2, Arnaud François 4, Dominique Guerrot 1,3
Editor: Vakhtang Tchantchaleishvili5
PMCID: PMC7703997  PMID: 33253314

Abstract

Background

Chronic subclinical hemolysis is frequent in patients implanted with Left Ventricular Assist Device (LVAD) and is associated with adverse outcomes. Consequences of LVADs-induced subclinical hemolysis on kidney structure and function is currently unknown.

Methods

Thirty-three patients implanted with a Heartmate II LVAD (Abbott, Inc, Chicago IL) were retrospectively studied. Hemolysis, Acute Kidney Injury (AKI) and the evolution of estimated Glomerular Filtration Rate were analyzed. Proximal Tubulopathy (PT) groups were defined according to proteinuria, normoglycemic glycosuria, and electrolytic disorders. The Receiver Operating Characteristic (ROC) curve was used to analyze threshold of LDH values associated with PT.

Results

Median LDH between PT groups were statistically different, 688 IU/L [642–703] and 356 IU/L [320–494] in the “PT” and “no PT” groups, respectively p = 0.006. To determine PT group, LDH threshold > 600 IU/L was associated with a sensitivity of 85.7% (95% CI, 42.1–99.6) and a specificity of 84.6% (95% CI, 65.1–95.6). The ROC's Area Under Curve was 0.83 (95% CI, 0.68–0.98). In the “PT” group, patients had 4.2 [2.5–5.0] AKI episodes per year of exposure, versus 1.6 [0.4–3.7] in the “no PT” group, p = 0.03. A higher occurrence of AKI was associated with subsequent development of Chronic Kidney Disease (CKD) (p = 0.02) and death (p = 0.05).

Conclusions

LVADs-induced subclinical hemolysis is associated with proximal tubular functional alterations, which in turn contribute to the occurrence of AKI and subsequent CKD. Owing to renal toxicity of hemolysis, measures to reduce subclinical hemolysis intensity as canula position or pump parameters should be systematically considered, as well as specific nephroprotective therapies.

Introduction

Heart transplantation remains the gold standard treatment for end stage heart failure, but due to the lack of grafts, the use of Left Ventricular Assist Devices (LVAD) has continuously increased during the last decades. LVADs improve survival compared to any conventional medical treatment [1] with an overall survival of 83% at 12 months and 46% at 5 years and more than 25000 patients have already been implanted [2].

Changes in renal function after LVADs implantation have been reported, but critical analysis of renal function data is frequently limited, leading to contradictory results [3]. Brisco et al reported that 22% of patients improved their glomerular filtration rate (GFR) by 49%, but this improvement was described as generally transient [4]. Hasin et al found that 68% of patients with a pre-implantation GFR < 60 mL/min/1.73m2 showed a significant improvement of GFR 3 and 6 months after surgery [5]. These data suggest that patients with LVADs implanted in a chronic setting first have an improved kidney function due to better hemodynamic parameters but that secondarily, LVADs could lead to an accelerated decline in GFR due to parenchymal lesions [6]. Moreover, LVADs are associated with Acute Kidney Injury (AKI) with an incidence between 7.4% and 9% [7, 8].

Chronic subclinical hemolysis, which is frequently due to pump thrombosis, can be one of the complications of mechanical circulatory assist devices. Monitoring of the LDH value is considered as a pertinent biomarker and has to be regularly monitored [9]. In other circumstances, such as Sickle Cell Disease (SCD) and paroxysmal nocturnal hemoglobinuria, hemolysis has been established as a cause of proximal tubulopathy [10]. It has also been shown by Muslem et al that pre-operative proteinuria before LVADs implantation is associated with mortality and hemodialysis at one year [11]. Furthermore, the need of hemodialysis after LVADs implantation is associated with an increased risk of mortality, underlying the impact of renal function in LVADs patients survival [12]. In the present study, we hypothesized that subclinical hemolysis induced by LVADs is a cause of tubular injury and associated with subsequent decrease in kidney function.

Materials and methods

Study population

All patients with a Heartmate II Left Ventricular Assist Device (Abbott, Inc, Chicagon IL) implanted in Rouen University Hospital between June 2006 and November 2017 were screened by retrospective review. The research procedures were in accordance with the French law and approved by the ethics committee of Rouen, France (CERNI Nr E2018-58). In line with this committee, and considering that the data were analyzed anonymously, consent were not obtained.

Clinical and LVADs data were obtained from the patient’s medical record. Biological data concerning hemolysis, proximal tubulopathy (PT) and renal function were collected from the hospital laboratory. Data were collected every week during the first month, every three months during the first year, and then every six months until the end of follow-up. Baseline MDRD eGFR was calculated with the last stable plasma creatinine available before hospitalization for Heartmate II implantation.

Urine analyses were considered only when the corresponding blood analyses were performed on the same day. By retrospective review, alternative etiologies for hemolysis were excluded: There were no hereditary disorders (spherocytosis, sickle cell anemia, G6PD deficiency), Coombs’ tests were negative in all cases, and hemolytic anemia could not be explained by drugs’ toxicity, infectious agent or chronic autoimmune disease. Similarly, etiologies for proximal tubulopathy were systematically excluded.

Follow-up was stopped when LVADs were definitely explanted: heart transplantation or death. In our study, no patient presented a reversible cardiomyopathy.

Hemolysis and proximal tubulopathy

We defined subclinical hemolysis as recommended by INTERMACS guidelines [13]: serum lactate dehydrogenase (LDH) level greater than two and one-half time the upper limit of the normal range (i.e > 700 IU/L in our laboratory), without clinical symptoms of hemolysis. Average LDH was calculated for each patient, based on blood samples collected every week during the first month, every three months during the first year, and then every six months until the end of follow-up.

To define PT, we considered proteinuria/creatininuria ratio between 0.15 and 1.5 g/g and presence of glycosuria without hyperglycemia as major criteria, and presence of aseptic leukocyturia, renal potassium waste (hypokalemia < 3.5 mmol/L with inadequate kaliuresis) and hypophosphatemia (serum phosphate < 2.7 mg/dL) as minor criteria (Table 1).

Table 1. Definition of major and minor criteria of Proximal Tubulopathy (PT).

Owing to the fact that diabetic patients may have normoglycemic glycosuria, analyzes were also performed after exclusion of this major criterion in diabetic patients.

Major criteria proteinuria/creatininuria ratio between 0.15 and 1.5 g/g
glycosuria without hyperglycemia
Minor criteria aseptic leukocyturia
hypokalemia < 3.5 mmol/L with inadequate kaliuresis
serum phosphate < 2.7 mg/dL
Proximal tubulopathy two major criteria, on at least two urine and blood samples, + at least one minor criterion.

Patients with two major criteria on two urine and blood samples, with at least one minor criterion were included in the Proximal Tubulopathy group (PT group). The other patients were considered as no Proximal Tubulopathy group (no PT group). Due to the fact that diabetic patients may have transient normoglycemic glycosuria related to diabetes, analyzes were also performed after exclusion of this major criterion in diabetic patients.

Acute kidney injury and chronic kidney disease

We defined AKI as recommended by the KDIGO 2012 guidelines [14]: increase in plasma creatinine > 26.5 μmol/L within 48 hours, or increase in plasma creatinine > 1.5 fold baseline, which is known or presumed to have occurred within the prior 7 days. Then, we calculated a ratio with the number of AKI per year of Heartmate II exposure. Chronic Kidney Disease (CKD) was defined as recommended by the KDIGO 2012 guidelines.

Statistical analysis

Quantitative data were presented as median [25th-75th percentile]. The differences between PT groups were compared with Mann-Whitney U and Chi-square tests. A sensitivity/specificity Receiver Operating Characteristic (ROC) curve test was used to determine the best cut-off value of the LDH value associated with PT. Statistical analyses were conducted using GraphPad Prism version 6.04, GraphPad Software, La Jolla California USA, and confidence level was set at 0.05.

Results

Forty-four patients were implanted, four patients were excluded because their survival was less than 60 days and six patients were excluded from the Proximal Tubulopathy analysis because of insufficient biological data. Clinical characteristics of the remaining 33 patients are summarized in Table 2. At baseline, no patient had other cause of hemolysis or sign of tubulopathy.

Table 2. Clinical characteristics of patients.

Values are medians [25th-75th percentile].

Characteristics N = 33 (%)
Age (year) 63 [58–70]
Female sex, n (%) 6 (18.1)
Body-mass index 24.91 [22.98–30.01]
Diabetes, n (%) 7 (21.2)
Hypertension, n (%) 23 (69.7)
Causes of heart failure, n (%)
    Ischemic 21 (63.6)
    Dilative 11 (33.3)
    Myocarditis 1 (3.0)
Estimated GFR < 90 mL/min/1.73m2, n (%) 14 (42.4)
Estimated GFR < 60 mL/min/1.73m2, n (%) 9 (27.2)
Plasma creatinine at the implantation (μmol/L) 109 [76–145]
eGFR at the implantation (mL/min/1.73m2) 63 [45–89]
HMII support duration (days) 693 [355–1120]
    Transplanted, n (%) 18 (54.5)
    Dead, n (%) 10 (30.3)
        Bridge to transplantation     3 (30.0)
        Destination therapy     7 (70.0)
    Alive with HMII, n (%) 5 (12.8)
        Bridge to transplantation     3 (60.0)
        Destination therapy     2 (40.0)

In our unit, all patients were treated by anticoagulation therapy with a therapeutic INR range between 2.0 and 2.5. As previously published, we do not use antiplatelet therapy in order to reduce major bleeding events [15, 16].

Renal function after Heartmate II implantation

Before Heartmate II implantation, 14 patients (42.4%) had a CKD with a baseline MDRD eGFR < 90 mL/min/1.73m2 and 9 patients (27.7%) had an eGFR < 60 mL/min/1.73m2. Two patients (6.0%) had proteinuria at baseline: one patient in each group (proteinuria/creatininuria ratio was 0.6 g/g for both of them).

At baseline, median plasma creatinine was 109 μmol/L [76–145], MDRD eGFR = 63 mL/min/1.73m2 [45–89]. At the end of follow-up, plasma creatinine was 102 μmol/L [86–149], with a eGFR of 60 ml/min/1.73m2 [43–81]. Twenty-eight patients (84.8%) had an eGFR < 90mL/min/1.73m2, 17 patients (51.5%) an eGFR < 60 mL/min/m2, and 2 patients (6.1%) an eGFR < 30mL/min/m2. No patient underwent chronic hemodialysis.

Twenty-six patients (78.8%) had AKI between hospitalization and LVAD implantation, without requiring hemodialysis. Nineteen patients (57.6%) had AKI the first month after Heartmate II implantation. Six patients (18.2%) had AKI between the first month and hospital discharge. Among these patients, 7 underwent acute hemodialysis. There was no difference at baseline between patients who required acute hemodialysis and others. More, the need of acute hemodialysis after LVADs implantation did not influence the presence or absence of PT (S1 Table). The median total number of AKI was 4.0 [1.0–8.0], which corresponded to 2.5 AKI/year of exposure [0.5–4.4].

Hemolysis and proximal tubulopathy

Twenty-two patients (56.4%) developed significant proteinuria (mean proteinuria/creatininuria ratio = 0.97 g/g in proteinuric patients). There was no hematuria. Seventeen patients (43.6%) had normoglycemic glycosuria. Seven patients (21.1%) were considered as “Proximal Tubulopathy” and twenty-six (78.8%) as “no Proximal Tubulopathy”. All patients were classified in their PT group before the first year. Kidney function before implantation was not different between tubulopathy groups.

LDH evolution during the first 18 months is presented in Fig 1. There was a significant difference between the two groups: in “PT” group, median LDH was 688 [643–703] and 356 [320–494] in the “no PT” group, p = 0.006 (Fig 2). The statistical significance persisted after exclusion of normoglycemic glycosuria as major criterion of PT in diabetic patients (p = 0.03).

Fig 1. Evolution of LDH value.

Fig 1

Median value of LDH (25th– 75th percentile) according to time since LVAD implantation.

Fig 2. Median value of LDH.

Fig 2

Median value of LDH (25th - 75th percentile) according to Proximal Tubulopathy (PT), p = 0.006.

Six patients had a LVAD thrombosis: 4 patients (15.4%) in the “no PT” group and 2 patients (28.6%) in the “PT” group. All patients were classified in their PT group before occurrence of LVAD thrombosis, and all patients except one died after the pump thrombosis. Three other patients required a pump exchange, all classified in the “no PT” group

Acquired von Willebrand disease

In “PT” group, 3 patients (42.3%) had symptomatic acquired von Willebrand syndrome, versus 14 patients (53.8%) in “no PT” group. All patients had received blood transfusions: 21 [1236] transfusions per patient in the “PT” group and 29 [16–54] transfusions per patient in the “no PT” group during the entire follow-up period, p = 0.5.

There was no difference of LDH value between patients with versus without symptomatic acquired von Willebrand syndrome secondary to the Heartmate II, or according to other clinical characteristics (Table 3).

Table 3. Characteristics of patients according to their Proximal Tubulopathy (PT) group.

Values are medians [25th-75th percentile].

PT, n = 7 (21.1%) No PT, n = 26 (78.8) p
Baseline characteristics
    Age (year) 71 [61–72] 62 [57–66] 0.07
    Diabetes, n (%) 2 (28.6) 5 (19.2) 0.6
    HbA1c (%) 7.8 [7.2–8.4] 7.2 [7.0–8.0] 0.5
    Hypertension, n (%) 5 (71.4) 18 (69.2) 0.9
    Plasma creatinine at the implantation (μmol/L) 113 [86–137] 106 [72–150] 0.6
    eGFR (mL/min/1.73m2) 57 [48–83] 65 [43–96] 0.6
    Biological data
        • Hemoglobin (g/dL) 10.9 [9.9–11.7] 11.8 [9.5–13.0] 0.3
        • Total bilirubin (μmol/L) 19.0 [13.0–44.0] 19.0 [12.8–31.3] 0.9
        • Albumin (g/dL) 32.0 [30.7–34.0] 29.3 [25.5–32.0] 0.2
    Blood pressure at the implantation (mmHg)
        • Systolic 110 [84–115] 100 [88–120] 0.9
        • Diastolic 70 [50–77] 70 [55–90] 0.5
    Cause of heart failure, n (%)
        • Ischemic 4 (57.1) 17 (65.4) 0.7
        • Dilative 3 (42.9) 8 (30.8) 0.5
        • Myocarditis 0 1 (3.8)
    INTERMACS classification, n (%) 0.5
        • 1 2 (28.6) 5 (19.2)
        • 2 2 (28.6) 13 (50.0)
        • 3 1 (14.3) 5 (19.2)
        • 4 2 (28.6) 2 (7.7)
        • 5–7 0 1 (3.8)
    Indication 0.2
        • Destination therapy, n (%) 3 (42.9) 5 (19.2)
        • Bridge to transplantation, n (%) 4 (57.1) 21 (80.8)
    Temporary mechanical circulatory support, n (%) 0.05
        • Impella 0 9 (34.6)
        • ECMO 6 (85.7) 13 (50.0)
    Resternotomy, n (%) 1 (14.3) 4 (15.4) 0.9
    ICD implantation, n (%) 5 (71.4) 16 (61.5) 0.6
Follow-up characteristics
    HMII support duration (days) 511 [332–1091] 715 [359–1186] 0.9
    LDH 688 [643–703] 356 [320–494] 0.006
    Acquired von Willebrand syndrome, n (%) 3 (42.3) 14 (53.8) 0.6
    Transfusion (n) 21 [1236] 29 [16–54] 0.5
    Device or driveline infection 6 (85.7) 20 (76.9) 0.6
    AKI (n of episode/year) 4.3 [2.5–5.0] 1.6 [0.4–3.7] 0.05
    Plasma creatinine at the end of follow-up 141 [62–152] 100 [87–149] 0.6
    eGFR (mL/min/1.73m2) 46 [42–118] 64 [43–80] 0.6
    End of follow-up, n (%)
        • Transplanted 3 (42.9) 15 (57.7) 0.7
        • Dead 4 (57.1) 6 (23.1) 0.2
           ⚬ Destination therapy 3 (75.0) 4 (66.7)
        • Alive with HMII 5 (19.2)
           ⚬ Destination therapy 1 (20.0)

ECMO: Extracorporeal Membrane Oxygenation. ICD: Implantable Cardioverter Defibrillators. HMII: Heartmate II. LDH: Lactate Dehydrogenase. AKI: Acute Kidney Injury. eGFR: estimated Glomerular Filtration Rate.

Sensitivity and specificity of LDH cut-off value to determine PT group

The area under curve (AUC) of mean LDH value of each patient for the diagnosis of PT was 0.83 (95% CI, 0.68–0.98). A cut-off of 600 IU/L for mean LDH was associated with a 85.7% sensitivity (95% CI, 42,1–99,6) and 84.6% specificity (95% CI, 65.1–95.6). A cut-off of 700 IU/L was associated with a 28.6% sensitivity (95% CI, 3.7–8.0) and a 84.6% specificity (95% IC, 65.1–95.6). A cut-off of 500 IU/L was associated with a 85.7% sensitivity (95% CI, 42,1–99,6) and a 76.9% specificity (95% IC, 56.3–91.0) (Fig 3).

Fig 3. ROC curve of LDH value for the diagnosis of proximal tubulopathy.

Fig 3

ROC AUC = 0.83 (95% CI, 0.68–0.98). Cut-off of 600 IU/L for median LDH among follow-up was associated with a 85.7% sensitivity (95% CI, 42,1–99,6) and a 84.6% specificity (95% CI, 65.1–95.6).

Acute kidney injury

Incidence of AKI episodes per year of exposure was statistically different between “PT” and “no PT” groups, 4.2 [2.5–5.0] and 1.6 [0.4–3.7] AKI episodes per year of exposure, respectively, p = 0.03 (Fig 4). There was no association between number of AKI and baseline eGFR (p = 0.5).

Fig 4. AKI and proximal tubulopathy.

Fig 4

Number of AKI per year of exposure (median and 25th-75th percentile) to LVAD according to Proximal Tubulopathy (PT), p = 0.03.

Patients who died had 3.4 [2.6–4.7] AKI/y versus 1.6 [0.5–4.6] AKI/y in patients who had been subsequently transplanted (p = 0.05).

Chronic kidney disease

Based on the last stable plasma creatinine available, groups defined by the end-of-follow-up MDRD eGFR regardless of PT statue differed significantly in terms of number of AKI per year of exposure. The group with an eGFR between 90 and 60 mL/min/1.73m2 had a median of 0.5 [1.3–2.4] AKI/y versus 3.3 [1.5–4.7] AKI/y in the group with an eGFR between 60 and 30 mL/min/1.73m2 and 5.4 [2.2–5.8] AKI/y in the group with an eGFR < 30 mL/min/1.73m2 (p = 0.001) (Fig 5). A higher occurrence of AKI was therefore associated with subsequent development of CKD.

Fig 5. Number of AKI per year of exposure (median and 25th-75th percentile) according to MDRD eGFR at the end of the follow-up, p = 0.001.

Fig 5

Discussion

Despite the sample size, this study shows that in patients with Heartmate II device, chronic subclinical hemolysis is frequent and associated with renal outcomes, especially functional hallmarks of proximal tubular injury. Second, considering that LDH value is a commonly used marker of subclinical hemolysis, we propose a LDH threshold of 600 IU/L as an alarm signal for PT. Third, patients with LVADs-related PT present an increased occurrence of AKI. Finally, regardless of the presence of PT, patients who had the more AKI episodes had the worst renal function at the end of the follow up.

Hemolysis and proximal tubulopathy

To date, there is no validated score for the diagnosis of Proximal Tubulopathy. Owing to its physiological function [17], the typical features of PT are low-molecular weight proteinuria [18], glycosuria and phosphaturia. Besides these signs, several indicators of Proximal Tubular Dysfunction are validated, mainly in management guidelines of patients infected by HIV who are particularly exposed to drug-induced PT, especially secondary to Tenofovir [19, 20]. Owing to that, red flags in the follow-up of these patients are: hypokaliemia, low serum bicarbonate, hypophosphatemia with abnormal fractional excretion of phosphate [21], abnormal fractional excretion of uric acid, glycosuria [22], aminoacidura and urinary B2 microglobulin [23]. These signs are validated in other diseases as Lowe syndrome [24, 25], drug-toxicities [26], and have been recently used as a cornerstone for the diagnosis of PT in the scope of COVID [27].

Due to its retrospective design, it has been necessary to choose, among those listed, biological elements for which the laboratory techniques did not change across years and which are widely performed in daily monitoring of LVAD patients. Consequently, we selected proteinuria and glycosuria as major criteria considering that these signs are more specific of tubular alterations. In order to differentiate proteinuria of glomerular versus tubular origin, we considered usual hallmarks of tubular injury, i.e a low abundance around 1 g/day as compared to glomerular proteinuria which is supposed to be higher than 2 g/day [18]. Moreover, we paid particular attention to hematuria, which is a classical sign of glomerular lesions, and therefore associated with glomerular proteinuria. In our study, no patient had hematuria, which is another argument for a proteinuria from tubular origin.

Owing to the fact that hypokalemia, serum phosphate and aseptic leukocyturia may reflect other issues in patients with LVAD (e.g diarrhea, malnutrition, treated urinary tract infection…), we made the choice to consider them as minor criteria. At least, specific signs as aminoaciduria or urinary B2 microglobulin were not routinely performed in our unit and were consequently excluded from the analysis. Finally, biological data were collected only in stable periods and patients were classified in the PT group only when two samples several weeks apart revealed the same findings.

Several diseases can induce renal siderosis. In paroxysmal nocturnal hemoglobinuria, there are reports of AKI due to hemosiderosis after acute hemolytic episodes [28], but also chronic tubular toxicity with nephrosiderosis attributed to chronic hemolysis. Moreover, patients with repeated acute hemolytic episodes had interstitial fibrosis which could be an indirect consequence of renal hemolysis toxicity, causing CKD in 20% of patients [29]. In SCD, it has been shown that tubular iron accumulation is correlated with severity of hemolysis and that hemolysis is associated with proteinuria and renal involvement [30]. There are several reports of AKI and nephrosiderosis after acute hemolysis in patients with mechanical heart valves. In 1990, 33 autopsies of patients with mechanical valves were performed. Nephrosiderosis was correlated with the delay since surgery and associated with number of AKI. Mean plasma creatinine was also correlated with severity of siderosis [31].

LVAD implantation can lead to chronic subclinical hemolysis, which is frequently the consequence of pump thrombosis and is statistically associated with higher mortality [32]. LDH is therefore commonly monitored and an increase over 700 IU/L (2.5 fold normal) is predictive of pump thrombosis and cerebrovascular accident [33]. In our study, we also found an association between the severity of hemolysis, estimated through LDH value, and PT which is the first step towards kidney damage: AKI and CKD. We found a threshold of LDH value which should alarm the clinician on an increased risk for kidney disease in patient with LVADs. Indeed, AUC of ROC has a value of 0.83 (95% CI, 0.68–0.98). Using a threshold of 600 IU/L of LDH, sensitivity and specificity were 85.7% (95% CI, 42.1–99.6) and 84.6% (95% CI, 65.1–95.6), respectively. Taken together, this data supports the use of LDH as a simple monitoring tool for the risk of subsequent chronic tubular alterations.

Interestingly, difference in hemolysis intensity was present since the first month after LVAD implantation, and patients were classified into their PT group before the twelfth month post implantation. These observations suggest that tubular injury occurs early and that severe short-term hemolysis can be an important factor in renal outcomes. Identification of individual risk factors explaining renal sensitivity to hemolysis and improved management of hemolysis in early post-operative period could be of major interest.

LVADs and acute kidney injury

Several cases of AKI after acute hemolysis have been reported. In our study, we examined occurrence of AKI in stable and chronic subclinical hemolysis. We found an association between PT and the number of AKI, suggesting that chronic proximal tubular functional alterations can impair kidney adaptability. Although we did not identify a direct association between PT and CKD, which could be explained by the low number of patients, patients with worst renal function at the end of follow-up had more episodes of AKI than patients with normal or mildly impaired renal function. This highlights the need to limit all factors associated with renal aggression, e.g. hemolysis and other nephrotoxic agents. A recent study confirms that AKI is frequent, in approximately 70% of patients, and is associated with mortality one year after LVADs’ implantation [34]. However, our work is the first considering the number of AKI throughout all exposure time and the association with CKD and death, confirming that occurrence of AKI represents an important long-term issue for patients with LVADs support.

Therapeutic targets: How to limit subclinical hemolysis and renal toxicity?

In association with general nephroprotective recommendations, limiting subclinical hemolysis and its renal toxicity could be a therapeutic approach. Shear stress due to LVADs’ pump leads to blood trauma and activates several pathways: von Willebrand Factor degradation, platelet and coagulation activations. Occurrence of these complications depends in part on the pump’s physical properties, and recommendations have been proposed to avoid them [35, 36]. Development of more hemocompatible pumps such as magnetic centrifugal-flow pump improves subclinical hemolysis, which is associated with maintenance of endothelial function compared to continuous axial-flow devices [37, 38]. It also has been shown that shallower outflow canula angulation is associated with reduced thrombogenicity [39]. Moreover, the pump rotation speed influences hemodynamic flow and shear stress [40] and the choice of an optimal echo-guided rotation speed is of major interest [41].

In addition, avoiding renal toxicity of hemolysis has been studied. Several diseases can cause chronic hemolysis, including SCD, paroxysmal nocturnal hemoglobinuria and mechanical valves. Although renal involvement in these diseases is generally the consequence of several pathological pathways, the role of chronic hemolysis in renal toxicity is predominant, which suggests a potential benefit of specifically targeted therapeutic options.

In a SCD mouse model, a treatment with human haptoglobin leads to an increased expression of Heme Oxygenase-1 and decreased iron deposition in the kidney [42]

Due to the involvement of Heme Oxygenase-1 in several models of AKI and CKD, this may become an interesting therapeutic option in hemolysis-related kidney injury [43, 44]

In the scope of endothelial dysfunction due to free Hb and free heme, Kasztan et al. evaluated efficiency of ambrisentan, a selective endothelin-A receptor antagonist, in a murine model of SCD. Endothelin-A receptor is activated by endothelin-1, leading to inflammation and vasoconstriction. With daily administration of ambrisentan, long-term tubular and glomerular injuries were prevented [45]. The same team has initiated a clinical trial in which renal function of patients with SCD and treated with ambrisentan will be evaluated (NCT02712346). Validations of these strategies could be of major interest in the scope of LVAD.

Limitations

Our study has several limitations due to its retrospective design. Diagnosis of PT lacks the reliability of specific investigations of tubular function. Although this score has not been previously validated, it was built with classical hallmarks of proximal tubular dysfunction and we believe it provides reliable information. Since the study population was stratified post-hoc based on the PT score, potential confounding cannot be excluded. In addition, a validation would theoretically have been required to ascertain the ROC analysis performed. Although this study has a monocentric design, the main characteristics of our population, including intensity of hemolysis, are comparable to those reported in larger studies. Malnutrition is a frequent issue in chronic heart failure, and could be a potential bias in the estimation of GFR based on plasma creatinine. Moreover, renal function was impaired on an acute mode for most of patients at the time of implantation, and similarly, was frequently unstable at the end of follow-up. It should be noted that most studies on LVADs and renal function faced the same methodological issues regarding GFR.

Conclusion

To our knowledge, this is the first study to demonstrate that LVADs-related hemolysis is associated with renal functional impairment. A LDH value > 600 IU/L is a relevant marker of PT in this population. Moreover, PT is associated with the risk of AKI. Since subclinical hemolysis and the mechanisms leading to its renal toxicity are potentially improvable, we believe that these results may have significant implications for patients implanted with LVADs, and deserves investigations in a larger confirmation cohort.

Supporting information

S1 Table. Characteristics of patients according to the need of acute hemodialysis after LVADs implantation.

Values are medians [25th-75th percentile]. ECMO: Extracorporeal Membrane Oxygenation. LDH: Lactate Dehydrogenase. AKI: Acute Kidney Injury.

(DOCX)

Glossary of abbreviations

AKI

Acute Kidney Injury

AUC

Area Under Curve

CKD

Chronic Kidney Disease

GFR

Glomerular Filtration Rate

LDH

Lactate Dehydrogenase

LVAD

Left Ventricular Assist Device

PT

Proximal Tubulopathy

ROC

Receiver Operating Characteristic

SCD

Sickle Cell Disease

Data Availability

The datasets used and/or analyzed during the current study are available from the figshare database (DOI: 10.6084/m9.figshare.12958325).

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Vakhtang Tchantchaleishvili

7 Jul 2020

PONE-D-20-15799

Hemolysis induced by Left Ventricular Assist Device is associated with proximal tubulopathy.

PLOS ONE

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Reviewer #1: This is an interesting hypothesis generating study investigating the effects of hemolysis in LVAD patients.

Overall, the hypothesis is clinical relevant and tested appropriately, the Methods are appropriate and the results are interesting. The sample size is small and this is a limitation. Otherwise, I would strongly encourage the authors to proof read their manuscript as there are several grammatical errors. Also, the authors need to provide more evidence about the definition of proximal tubulopathy that they used. The validity of the results depends of the accuracy and reproducibility of the definition of PT as a gold standard. Are there validation studies on non LVAD populations? Also, is there any reason that these criteria are reliable in LVAD patients? Also, it would be helpful if the authors provide any info about power spikes or need for device exchange in the long-term. Finally, please remove Tables and Figures from the main text and transfer them after the references.

Reviewer #2: I want to say thank you to the authors, I have read this manuscript with much interest and found it to be a very enjoyable read. This article points out the role of LDH in diagnosing this common comorbidity following LVAD implantation, as well as suggests the appropriate clinical cut off point that the clinicians should be aware of in susceptible patients. It also appropriately addresses many branching points of argument to be had regarding the findings. However I also agree that larger multi-centered cohort study should be warranted in the future to confirm the findings.

One thing I want to point out is that the numbers don't seem to match up, as authors initially claim 43 patients retrospectively studied however the data suggests there were only 33. Even though the authors do address the fact the 10 patients had to be excluded due to lack of data and their early mortality, I would make it clear in the body of text that in fact only 33 patients were accounted for. Aside from this small point I have no further recommendations to make.

Reviewer #3: Firstly, the authors should be congratulated for their work on studying the impact of sub-clinical hemolysis in patients implanted with Left ventricular assist devices and its association with proximal tubulopathy and renal function. However, there are certain issues about the study/manuscript which need to be addressed:

1. The authors in the discussion state "their study shows that in patients with Heartmate II device, chronic sub clinical hemolysis is frequent and associated with renal outcomes, especially functional and structural hallmarks of proximal tubular injury". They have however, not described structural changes of proximal tubulopathy in the entire manuscript. Since it is retrospective study with its inherent limitations, where the authors able to study/report structural changes of proximal tubulopathy in their LVAD patients (by light microscopy or EM).Obviously this would have required Renal biopsy and whether this was done in LVAD patients (on anticoagulation).

It would rather be their conclusion for proximal tubulopathy was made per renal functional assessment rather than structural changes.Hence, this conclusion needs to changed in the manuscript..

2.While it is known that outflow cannula angulation, pump speed with hemodynamic flow and sheer stress has effect on hemolysis and thrombogenecity, did the authors assess these effects of pump function (including pump speed) and cannula position in their patient subset. Was there any difference in PT (proximal tubulopathy) and no PT group in terms of pump function and outflow cannula position.

3. The authors have defined their criteria for proximal tubulopathy and one of them is proteinuria. Where they able to retrieve urine analysis report of these patients from their search? Where they able to differentiate proteinuria to be of glomerular versus tubular origin?

4. Please provide abbreviations for HO-1 (Heme oxygenase) on page 17,line 318

and MDRD (modification of diet in renal disease ) on page 14, line 235.

5. Please change all LDH units in the manuscript as IU/L (as in page 15 ,line 273 change LDH 600 UI/L to 600 IU/L).

6. For Figure 3, heading of ROC plot for LDH levels should be inserted;

with plot of AUC 0.83 (95% CI 0.68-0.98 and cut-off value of 600 IU/L) depicted in the figure.

Reviewer #4: The authors write on an interesting topic of subclinical hemolysis in MCS patients and its role on acute kidney injury and more long-term pathologies. Although an important topic and one that has not been heavily discussed in the literature, the authors fail to make substantial contributions to the topic due to issues with sample size, study design, and statistics.

The observation made by the authors that LDH is associated with PT in LVAD patients is valuable. Additionally the technical design of the study is sound with thorough clinical definitions and inclusion criteria for the various clinical subgroups that are used in the study (ie. hemolysis, PT). However there are concerns:

1- The power of the study is a limitation, so this claim must be taken in context. It is understood this is an inherent issue that can not be adjusted, but it does practically affect the findings.

2- The authors find their main conclusions by stratifying the cohort based on an outcome - PT. Although this is unavoidable in certain retrospective designs, in this case it appears a post-hoc sub-stratification of the cohort based on PT took place. Then additional analyses were done to assess for further differences between the groups. If this stratification was not done post-hoc, then the process of designing the study from hypothesis - to creation of stratifying variables, and predetermined outcomes needs to be better explained in the methods section. If this stratification was indeed done post-hoc this introduces significant potential for confounding in the final results - particularly as LDH is such a systemic biomarker affected by many pathophysiologic changes - much like renal injury.

3-The major concern with the paper focuses on use of the ROC curve and the claims associated. Although technically appropriate, the AUC analysis is not done in the most robust manner. As such, the broad claims by the authors that LDH can be used as a simple tool by physicians to raise alarm of kidney injury is questionable. Based on the limited information provided in the the methods section, there appears that there is no 'test' group with which the ROC curve could be analyzed. If the entire small cohort is stratified based on PT, and then differences in LDH are noticed between the groups, it is not ideal to then subsequently run an ROC curve analysis based on the same data to predict the same grouped outcomes. In a way, this method is just reaffirming the initial finding that there is a difference in LDH between the groups - not that it is in anyway predictive. To truly get the sensitivity and specificity of an LDH cutoff to predict an outcome, one needs to apply that finding to a uniquely different cohort. Ideally, the cohort should be partitioned where a subset of patients, not in the initial analysis, has the proposed LDH cutoff applied to their cases to observe if it is predictive of PT.

Reviewer #5: This article by Nattes et al presents data from a single center retrospective study of patients with stage D heart failure who underwent LVAD implantation, with emphasis on investigating the impact of LVAD-induced subclinical hemolysis on proximal tubulopathy (PT) and acute kidney injury (AKI) leading to chronic kidney disease in the LVAD population. The authors cite previous studies indicating that renal function improves transiently following LVAD implantation though subsequent decline in GFR occurs due to renal parenchymal damage, but also identify limitations of previous studies including the sparse of reports on the effects of subclinical hemolysis, identified based on increased LDH without overt pump thrombosis, on PT and AKI. The authors analyzed a total of 33 patients supported with an LVAD demonstrating that LVAD-related hemolysis was associated with PT which contributed to the development of AKI and subsequent CKD, concluding that reducing the incidence of hemolysis post LVAD implantation may thwart the development of CKD by decreasing the risk of PT in the LVAD population. To some extent, it remains unclear whether there the occurrence of CKD is explained by subclinical hemolysis, heart failure severity, comorbidities, and/or confounding.

The authors have attempted to answer these questions making use of retrospective data collection in a single center implanting Heartmate II LVADs between 2006 and 2017 ROC analysis showed that LDH threshold >600 UI/L was associated with a sensitivity of ~86% and specificity of ~85% for PT with an AUC of 0.83. PT definition based on general major and minor criteria determined by the authors is not well established and has not been previously validated. Using this definition, the authors found that Pt was associated with higher number of AKI events with the later being associated with increased incidence of CKD and death.

The paper is well written, the methods utilized by the authors are quite rigorous and the findings are fairly straightforward. The main limitations of this analysis are the retrospective analyses, reliance on unclear and less established criteria of PT, and lack of longitudinal data follow-up and other markers of hemolysis to confirm their results.

Some comments and suggestions for the authors' consideration:

- The authors stated in the abstract that 43 patients were analyzed while in the methods, 10 patients were included and only 33 patients were included in the study and finally analyzed. This should be corrected.

- The INTERMACS classification of the LVAD patients should be included. How many patients were bridged with temporary mechanical circulatory support devices (IABP, Impella, VA-ECMO)? Were there patients admitted with acute decompensated heart failure? Acute renal failure? Did any patients require aggressive diuresis prior to proceeding with LVAD surgery? Any required dialysis pre LVAD?

- Another missing information is regarding other hemolysis markers such as plasma-free hemoglobin and hematuria. The statement by the authors that plasma-free hemoglobin, for instance, has not been performed to have real-life reproducible evaluation is unclear to the reviewer.

- A major limitation of this study is the inclusion of criteria that have not previously validated as specific for PT. How did the authors select these criteria? Were there any previous studies using these criteria of PT? The reviewer can find other causes proteinuria, glycosuria without hyperglycemia, hypokalemia <3.5, etc.. in other clinical scenarios that do not necessarily indicate PT.

- What was the HBA1c values in this cohort and among diabetic patients? A sensitivity analysis excluding patients with diabetes may be required.

- Several baseline characteristics are missing and may confound the results. These include, INTERMACS class, BTT vs. BT indication, blood pressure, resternotomy, albumin and bilirubin levels in plasma, ICD implantation, and hemoglobin levels at baseline. These characteristics need to be compared between the Pt and non-Pt groups as well with p values provided.

- Besides GFR and creatinine values at baseline, urine protein level at baseline is a significant predictor for AKI post LVAD. Have the authors included this in the analysis?

- In addition to references #5 and #11, the authors may also cite the paper “Asleh et al. Predictors and Outcomes of Renal Replacement Therapy After Left Ventricular Assist Device Implantation. Mayo Clin Proc. 2019 Jun;94(6):1003-1014.”

- What was the length of follow-up?

- Have the authors adjusted for potential confounders for mortality among LVAD patients?

- In Results, line 161: “Two patients (6.0%) had proteinuria” – How much protein in urine? In which group (PT vs. non-PT)?

- In Results, line 168, “6 underwent acute hemodialysis… after LVADs implantation” What was the baseline creatinine and urine protein levels in this group? How many developed PT based on the authors definition? What was there outcome? This should be clarified.

- It appears that PT was associated with AKI episodes and AKI was associated with CKD. The authors concluded that PT leads to CKD. This is unclear from the analysis. Was there a direct association between PT and CKD incidence by logistic regression analysis?

- Based on the CKD results, it seems that GFR and creatinine were similar between the PT and non-PT groups at end of follow-up. This should be discussed and clarified as it contradicts the study conclusions that PT may increase the incidence of CKD.

- It appears based on the ROC analysis that most patients had LDH average of 500-600. Was there a linear correlation with PT/AKI. In other words, did patients with higher values have higher probability of PT that can support causality?

Minor comments:

- There several typos that require extensive grammar and language revision: For example: In the abstract (methods, line 37): PT groups were defined according proteinuria (missing “to”). In the abstract (lines 40-41): the word “respectively” should be at the end of the sentence not in the beginning. In the introduction (line 82): accelerated degradation of GFR – degradation is inappropriate here and maybe replaced with “decline in”

- In Results, second paragraph (lines 200-202) is unclear and needs to be clarified/rewritten.

- In Results, lines 110-111 – “Alternative etiologies for hemolysis…” Which alternative etiologies were excluded? Have any patients had pump thrombosis or pump exchange? What were the INR values at the time of LDH measurements? Which medical regimen was used in this population (antiplatelet doses and INR target values)?

- In the Discussion (lines 307-310) appears less relevant to the study and can be omitted.

- Please define HO-1 in line 318.

- In the conclusion (lines 344-345)- The authors did not demonstrate that PT directly resulted in renal outcomes and death. Therefore, this statement should be tuned down.

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PLoS One. 2020 Nov 30;15(11):e0242931. doi: 10.1371/journal.pone.0242931.r002

Author response to Decision Letter 0


2 Oct 2020

Dear Editor-In-Chief,

We wish to address our warmest thanks to the Editor and Referees of Plos One for providing us with the opportunity to revise our manuscript. We have carefully addressed each of the points raised by the reviewers, provided a point-by-point answer and modified the manuscript accordingly. As a result, we believe our manuscript has been significantly improved thanks to these constructive comments. Should there be any further queries we would be more than happy to answer them.

On behalf of all authors, Tristan de Nattes

Reviewer #1: This is an interesting hypothesis generating study investigating the effects of hemolysis in LVAD patients. Overall, the hypothesis is clinical relevant and tested appropriately, the Methods are appropriate and the results are interesting. The sample size is small and this is a limitation.

Otherwise, I would strongly encourage the authors to proofread their manuscript as there are several grammatical errors.

We thank you for the time you took to evaluate our manuscript and for your positive feedback on our findings. We apologize for the grammatical errors. The revised manuscript has been proofread by a native language speaker.

Also, the authors need to provide more evidence about the definition of proximal tubulopathy that they used. The validity of the results depends of the accuracy and reproducibility of the definition of PT as a gold standard. Are there validation studies on non LVAD populations? Also, is there any reason that these criteria are reliable in LVAD patients?

To date, there is no validated score for the diagnosis of Proximal Tubulopathy. Owing to its physiological function (1), the typical features of PT are low-molecular weight proteinuria (2), glycosuria and phosphaturia. Besides these signs, several indicators of Proximal Tubular Dysfunction are validated, mainly in management guidelines of patients infected by HIV who are particularly exposed to drug-induced PT, especially secondary to Tenofovir (3)(4). Owing to that, red flags in the follow-up of these patients are: hypokaliemia, low serum bicarbonate, hypophosphatemia with abnormal fractional excretion of phosphate (5), abnormal fractional excretion of uric acid, glycosuria (6), aminoacidura and urinary B2 microglobulin (7). These signs are validated in other diseases as Lowe syndrome (8,9), drug-toxicities (10), and have been recently used as a cornerstone for the diagnosis of PT in the scope of COVID (11).

Due to its retrospective design, it has been necessary to choose, among those listed, biological elements for which the laboratory techniques did not change across years and which are widely performed in daily monitoring of LVAD patients. Consequently, we selected proteinuria and glycosuria as major criteria considering that these signs are more specific of tubular alterations in this setting. Owing to the fact that hypokalemia, serum phosphate and aseptic leukocyturia may reflect other issues in patients with LVAD (e.g diarrhea, malnutrition, treated urinary tract infection…), we made the choice to consider them as minor criteria. At least, specific signs as aminoaciduria or urinary B2 microglobulin were not routinely performed in our unit and were consequently excluded from the analysis. Finally, biological data were collected only in stable periods and patients were classified in the PT group only when two samples several weeks apart revealed the same findings.

Although there is no validated score to formally diagnose PT, we believe that these elements are clinically relevant and correspond to usual diagnostic criteria.

We added this in the “discussion” section of the revised manuscript, page 15

Also, it would be helpful if the authors provide any info about power spikes or need for device exchange in the long-term.

Four patients required a pump exchange: two because of pump dysfunction, and one because of cannula position. These three patients were classified in “no PT” group. The fourth exchange was required because of pump thrombosis. Considering that the interpretation of pump power elevations is not clear, we did not include this data in our analyses (12). We revised the manuscript accordingly page 11, line 197:

“Six patients had a LVAD thrombosis: 4 patients (15.4%) in the “no PT” group and 2 patients (28.6%) in the “PT” group. All patients were classified in their PT group before occurrence of LVAD thrombosis, and all patients except one died after the pump thrombosis. Three other patients required a pump exchange, all classified in the “no PT” group”

Finally, please remove Tables and Figures from the main text and transfer them after the references.

As requested by Plos One submission guideline, figure captions are inserted in the text of the manuscript, and tables appear directly after the paragraph in which they are cited.

Reviewer #2: I want to say thank you to the authors, I have read this manuscript with much interest and found it to be a very enjoyable read. This article points out the role of LDH in diagnosing this common comorbidity following LVAD implantation, as well as suggests the appropriate clinical cut off point that the clinicians should be aware of in susceptible patients. It also appropriately addresses many branching points of argument to be had regarding the findings. However I also agree that larger multi-centered cohort study should be warranted in the future to confirm the findings.

We kindly thank the reviewer for his appreciation.

One thing I want to point out is that the numbers don't seem to match up, as authors initially claim 43 patients retrospectively studied however the data suggests there were only 33. Even though the authors do address the fact the 10 patients had to be excluded due to lack of data and their early mortality, I would make it clear in the body of text that in fact only 33 patients were accounted for. Aside from this small point I have no further recommendations to make.

As the reviewer mentioned, 43 patients were implanted with a Heartmate II device and 10 were excluded from the analysis due to the lack of data. We clarified this point at the beginning of the “results” section.

“Forty-three patients were implanted, four patients were excluded because their survival was less than 60 days and six patients were excluded from the Proximal Tubulopathy analysis because of insufficient biological data. Clinical characteristics of the remaining 33 patients are summarized in table 2”

Reviewer #3: Firstly, the authors should be congratulated for their work on studying the impact of sub-clinical hemolysis in patients implanted with Left ventricular assist devices and its association with proximal tubulopathy and renal function. However, there are certain issues about the study/manuscript which need to be addressed:

We thank you for your appreciation and are pleased by your enthusiasm.

1. The authors in the discussion state "their study shows that in patients with Heartmate II device, chronic sub clinical hemolysis is frequent and associated with renal outcomes, especially functional and structural hallmarks of proximal tubular injury". They have however, not described structural changes of proximal tubulopathy in the entire manuscript. Since it is retrospective study with its inherent limitations, where the authors able to study/report structural changes of proximal tubulopathy in their LVAD patients (by light microscopy or EM). Obviously this would have required Renal biopsy and whether this was done in LVAD patients (on anticoagulation).

It would rather be their conclusion for proximal tubulopathy was made per renal functional assessment rather than structural changes. Hence, this conclusion needs to changed in the manuscript.

Thank you for this comment. Indeed, no kidney biopsy was performed in our unit due to curative anticoagulation. Only one histology was available in a single patient after autopsia performed for an unexplained sudden death 695 days after HeartMate II implantation, with an average LDH value of 700 UI/L. Kidney findings revealed interstitial fibrosis, Perls’ Prussian blue staining showed abundant proximal tubular intracytoplasmic and interstitial iron deposits, the glomeruli and vessels were normal. Due to space constraints and considering that there was only one single case, we chose not to detail this pathological finding in our manuscript, but could of course include it if requested. Please find here a picture of the histology.

Figure: Renal hemosiderosis in a 57-years old patient with chronic intravascular hemolysis due to an Heartmate II device. Abundant proximal tubular intracytoplasmic and interstitial iron deposits (Perls’ Prussian blue staining 20x).

We suppressed the mention to structural changes from our manuscript (page 14 line 249; page 16 line 291).

2.While it is known that outflow cannula angulation, pump speed with hemodynamic flow and sheer stress has effect on hemolysis and thrombogenecity, did the authors assess these effects of pump function (including pump speed) and cannula position in their patient subset. Was there any difference in PT (proximal tubulopathy) and no PT group in terms of pump function and outflow cannula position.

We thank the reviewer for this relevant comment. In agreement with these concerns, our practices include a precise perioperative control of cannula position by US-echography in order to obtain the best position. Moreover, in the post-operative period, patients are regularly evaluated with US-echography to obtain the most appropriate pump-speed providing optimal pump outflow. In the same time, we control the pump data files to detect any events of suction events.

Although these parameters have an influence on shear stress and thrombogenicity as we have discussed in the manuscript (page 18, line 352), we believe that it is unlikely that they may have a direct influence on proximal tubular cells, which is not supported by literature. Consequently, a possible difference would, in our opinion, rather be responsible for a greater hemolysis and in turn for a renal toxicity. In order not to add confusion the main message, we believe that this information can be omitted.

3. The authors have defined their criteria for proximal tubulopathy and one of them is proteinuria. Where they able to retrieve urine analysis report of these patients from their search? Where they able to differentiate proteinuria to be of glomerular versus tubular origin?

In our unit, urine protein electrophoresis in not systematically performed. However, urine albumin was available in more than the half of patients. In these patients, urine albumin excretion was not significantly increased, allowing us to exclude proteinuria from glomerular origin. In other patients, we considered usual hallmarks of tubular injury, i.e a low abundance around 1 g/day as compared to glomerular proteinuria which is supposed to be higher than 2 g/day (2). Moreover, we paid particular attention to hematuria, which is a classical sign of glomerular lesions, and therefore associated with glomerular proteinuria. As detailed in the “results” section (page 11, line 18), none of the patients had hematuria, which is another argument for a proteinuria from tubular origin.

We added this discussion in the “discussion” section of our manuscript, page 15, as below:

“In order to differentiate proteinuria of glomerular versus tubular origin, we considered usual hallmarks of tubular injury, i.e a low abundance around 1 g/day as compared to glomerular proteinuria which is supposed to be higher than 2 g/day (16). Moreover, we paid particular attention to hematuria, which is a classical sign of glomerular lesions, and therefore associated with glomerular proteinuria. In our study, no patient had hematuria, which is another argument for a proteinuria from tubular origin. Owing to the fact that hypokalemia, serum phosphate and aseptic leukocyturia may reflect other issues (e.g diarrhea, malnutrition, treated urinary tract infection…), we made the choice to consider them as minor criteria.”

4. Please provide abbreviations for HO-1 (Heme oxygenase) on page 17,line 318

and MDRD (modification of diet in renal disease ) on page 14, line 235.

5. Please change all LDH units in the manuscript as IU/L (as in page 15 ,line 273 change LDH 600 UI/L to 600 IU/L).

We apologize for these mistakes. We corrected them in the manuscript.

6. For Figure 3, heading of ROC plot for LDH levels should be inserted;

with plot of AUC 0.83 (95% CI 0.68-0.98 and cut-off value of 600 IU/L) depicted in the figure.

Thank you for this advice. We corrected it accordingly.

Reviewer #4: The authors write on an interesting topic of subclinical hemolysis in MCS patients and its role on acute kidney injury and more long-term pathologies. Although an important topic and one that has not been heavily discussed in the literature, the authors fail to make substantial contributions to the topic due to issues with sample size, study design, and statistics.

The observation made by the authors that LDH is associated with PT in LVAD patients is valuable. Additionally the technical design of the study is sound with thorough clinical definitions and inclusion criteria for the various clinical subgroups that are used in the study (ie. hemolysis, PT). However there are concerns:

1- The power of the study is a limitation, so this claim must be taken in context. It is understood this is an inherent issue that can not be adjusted, but it does practically affect the findings.

We thank you for your proof reading and your kind appreciation.

We are in full agreement with this concern. We better highlighted these limitations in our manuscript and hope that this study will be of interest to centers with a larger cohort and therefore be the first step in further investigations. Indeed, the complexity of the renal evolution of these patients, which is illustrated by contradictory results as mentioned in the “introduction” section, raises the major interest of exploratory studies. We adjusted the “discussion” and “conclusion” section accordingly

“Despite the sample size, this study shows that in patients with Heartmate II device, chronic subclinical hemolysis is frequent and associated with renal outcomes, especially functional and structural hallmarks of proximal tubular injury” (page 14, line 247)

“Therefore, it should be investigated in a larger confirmation cohort” (page 19, line 353)

2- The authors find their main conclusions by stratifying the cohort based on an outcome - PT. Although this is unavoidable in certain retrospective designs, in this case it appears a post-hoc sub-stratification of the cohort based on PT took place. Then additional analyses were done to assess for further differences between the groups. If this stratification was not done post-hoc, then the process of designing the study from hypothesis - to creation of stratifying variables, and predetermined outcomes needs to be better explained in the methods section. If this stratification was indeed done post-hoc this introduces significant potential for confounding in the final results - particularly as LDH is such a systemic biomarker affected by many pathophysiologic changes - much like renal injury.

3-The major concern with the paper focuses on use of the ROC curve and the claims associated. Although technically appropriate, the AUC analysis is not done in the most robust manner. As such, the broad claims by the authors that LDH can be used as a simple tool by physicians to raise alarm of kidney injury is questionable. Based on the limited information provided in the the methods section, there appears that there is no 'test' group with which the ROC curve could be analyzed. If the entire small cohort is stratified based on PT, and then differences in LDH are noticed between the groups, it is not ideal to then subsequently run an ROC curve analysis based on the same data to predict the same grouped outcomes. In a way, this method is just reaffirming the initial finding that there is a difference in LDH between the groups - not that it is in anyway predictive. To truly get the sensitivity and specificity of an LDH cutoff to predict an outcome, one needs to apply that finding to a uniquely different cohort. Ideally, the cohort should be partitioned where a subset of patients, not in the initial analysis, has the proposed LDH cutoff applied to their cases to observe if it is predictive of PT.

We agree with these comments and have better highlighted these limitations in the revised manuscript. We added these informations page 19, line 353.

“Since the study population was stratified post-hoc based on the PT score, potential confounding cannot be excluded. In addition, a validation would theoretically have been required to ascertain the ROC analysis performed.”

Reviewer #5: This article by Nattes et al presents data from a single center retrospective study of patients with stage D heart failure who underwent LVAD implantation, with emphasis on investigating the impact of LVAD-induced subclinical hemolysis on proximal tubulopathy (PT) and acute kidney injury (AKI) leading to chronic kidney disease in the LVAD population. The authors cite previous studies indicating that renal function improves transiently following LVAD implantation though subsequent decline in GFR occurs due to renal parenchymal damage, but also identify limitations of previous studies including the sparse of reports on the effects of subclinical hemolysis, identified based on increased LDH without overt pump thrombosis, on PT and AKI. The authors analyzed a total of 33 patients supported with an LVAD demonstrating that LVAD-related hemolysis was associated with PT which contributed to the development of AKI and subsequent CKD, concluding that reducing the incidence of hemolysis post LVAD implantation may thwart the development of CKD by decreasing the risk of PT in the LVAD population. To some extent, it remains unclear whether there the occurrence of CKD is explained by subclinical hemolysis, heart failure severity, comorbidities, and/or confounding.

The authors have attempted to answer these questions making use of retrospective data collection in a single center implanting Heartmate II LVADs between 2006 and 2017 ROC analysis showed that LDH threshold >600 UI/L was associated with a sensitivity of ~86% and specificity of ~85% for PT with an AUC of 0.83. PT definition based on general major and minor criteria determined by the authors is not well established and has not been previously validated. Using this definition, the authors found that Pt was associated with higher number of AKI events with the later being associated with increased incidence of CKD and death.

The paper is well written, the methods utilized by the authors are quite rigorous and the findings are fairly straightforward. The main limitations of this analysis are the retrospective analyses, reliance on unclear and less established criteria of PT, and lack of longitudinal data follow-up and other markers of hemolysis to confirm their results.

We thank the reviewer for his analysis and the quality of his report.

Some comments and suggestions for the authors' consideration:

- The authors stated in the abstract that 43 patients were analyzed while in the methods, 10 patients were included and only 33 patients were included in the study and finally analyzed. This should be corrected.

We apologize for this unclear point. Forty-three patients were implanted, in which 10 were excluded from the analysis due to insufficient data. We corrected the abstract accordingly.

“Methods: Thirty-three patients implanted with a Heartmate II LVAD (Abbott, Inc, Chicago IL) were retrospectively studied.”

- The INTERMACS classification of the LVAD patients should be included.

- What was the HBA1c values in this cohort and among diabetic patients? A sensitivity analysis excluding patients with diabetes may be required.

- Several baseline characteristics are missing and may confound the results. These include, INTERMACS class, BTT vs. BT indication, blood pressure, resternotomy, albumin and bilirubin levels in plasma, ICD implantation, and hemoglobin levels at baseline. These characteristics need to be compared between the Pt and non-Pt groups as well with p values provided.

-How many patients were bridged with temporary mechanical circulatory support devices (IABP, Impella, VA-ECMO)? Were there patients admitted with acute decompensated heart failure?

We thank the reviewer for these comments and advices. To improve clarity, we have merged his comments above. All these data have been added in table 2 with p values as indicated below. Due to the absence of statistically significant differences between groups according to these characteristics, no other analyses were performed.

PT, n=7 (21.1%) No PT, n=26 (78.8) p

Baseline characteristics

Age (year) 71 [61-72] 62 [57-66] 0.07

Diabetes, n (%) 2 (28.6) 5 (19.2) 0.6

HbA1c (%) 7.8 [7.2-8.4] 7.2 [7.0-8.0] 0.5

Hypertension, n (%) 5 (71.4) 18 (69.2) 0.9

Plasma creatinine at the implantation (µmol/L) 113 [86-137] 106 [72-150] 0.6

eGFR (mL/min/1.73m2) 57 [48-83] 65 [43-96] 0.6

Biological data

• Hemoglobin (g/dL)

• Total bilirubin (µmol/L)

• Albumin (g/dL)

10.9 [9.9-11.7]

19.0 [13.0-44.0]

32.0 [30.7-34.0]

11.8 [9.5-13.0]

19.0 [12.8-31.3]

29.3 [25.5-32.0]

0.3

0.9

0.2

Blood pressure at the implantation (mmHg)

• Systolic

• Diastolic

110 [84-115]

70 [50-77]

100 [88-120]

70 [55-90]

0.9

0.5

Cause of heart failure, n (%)

• Ischemic

• Dilative

• Myocarditis

4 (57.1)

3 (42.9)

0

17 (65.4)

8 (30.8)

1 (3.8)

0.7

0.5

INTERMACS classification, n (%)

• 1

• 2

• 3

• 4

• 5-7

2 (28.6)

2 (28.6)

1 (14.3)

2 (28.6)

0

5 (19.2)

13 (50.0)

5 (19.2)

2 (7.7)

1 (3.8) 0.5

Indication

• Destination therapy, n (%)

• Bridge to transplantation, n (%)

3 (42.9)

4 (57.1)

5 (19.2)

21 (80.8) 0.2

Temporary mechanical circulatory support, n (%)

• Impella

• ECMO

0

6 (85.7)

9 (34.6)

13 (50.0) 0.05

Resternotomy, n (%) 1 (14.3) 4 (15.4) 0.9

ICD implantation, n (%) 5 (71.4) 16 (61.5) 0.6

Follow-up characteristics

HMII support duration (days) 511 [332-1091] 715 [359-1186] 0.9

LDH 688 [643-703] 356 [320-494] 0.006

Acquired von Willebrand syndrome, n (%) 3 (42.3) 14 (53.8) 0.6

Transfusion (n) 21 [12-36] 29 [16-54] 0.5

Device or driveline infection 6 (85.7) 20 (76.9) 0.6

AKI (n of episode/year) 4.3 [2.5-5.0] 1.6 [0.4-3.7] 0.05

Plasma creatinine at the end of follow-up 141 [62-152] 100 [87-149] 0.6

eGFR (mL/min/1.73m2) 46 [42-118] 64 [43-80] 0.6

End of follow-up, n (%)

• Transplanted

• Dead

o Destination therapy

• Alive with HMII

o Destination therapy

3 (42.9)

4 (57.1)

3 (75.0)

15 (57.7)

6 (23.1)

4 (66.7)

5 (19.2)

1 (20.0)

0.7

0.2

Table 1 : characteristics of patients according to their Proximal Tubulopathy (PT) group. Values are medians [25th-75th percentile]. ECMO: Extracorporeal Membrane Oxygenation. ICD: Implantable Cardioverter Defibrillators. HMII: Heartmate II. LDH: Lactate Dehydrogenase. AKI: Acute Kidney Injury. eGFR: estimated Glomerular Filtration Rate.

[Were there patients admitted with] acute renal failure? Any required dialysis pre LVAD? Did any patients require aggressive diuresis prior to proceeding with LVAD surgery?

As mentioned in the “introduction” section, the evaluation of renal function in the scope of LVAD is subject to many biases. Indeed, a significant proportion of our patients were admitted in ICU with instable and severe acute heart failure requiring mechanical assist device. In this context, kidney function is likely to be impaired through different pathways: hypoperfusion, acute tubular necrosis, drugs toxicities. Using last stable plasma creatinine available before hospitalization for Heartmate II implantation as an estimator for baseline renal function, 26 patients (78.8 %) presented an increase in plasma creatinine > 26.5 µmol/L or > 1.5 fold baseline (13). None required hemodialysis before LVAD implantation, while all patients received high-dose intravenous diuretics.

We added this information in the “results” section, page 10 line 181:

“Twenty-six patients (78.8%) had AKI between hospitalization and LVAD implantation, without requiring hemodialysis. Nineteen patients (57.6%) had AKI the first month after Heartmate II implantation. Six patients (18.2%) had AKI between the first month and hospital discharge.”

- Another missing information is regarding other hemolysis markers such as plasma-free hemoglobin and hematuria. The statement by the authors that plasma-free hemoglobin, for instance, has not been performed to have real-life reproducible evaluation is unclear to the reviewer.

We thank the reviewer for this comment.

Renal toxicity of hemolysis is related to several mechanisms, mainly due to the heme. To avoid damage caused by hemolysis, plasma-free hemoglobin is scavenged by haptoglobin (14). When this system is saturated, free heme is released and scavenged by hemopexin. Then, heme is metabolized into biliverdin by the Heme Oxygenase (HO) system, which generates CO and releases iron. HO-1 expression is induced in tubules by oxidative stress, and by recognition of haemoglobin/haptoglobin and heme/hemopexin complexes. HO-2 is constitutively and abundantly present in the thick ascending limb, distal tubule, and preglomerular vasculature (15). Localization of these proteins explains the sensitivity of tubular proximal cells to hemolysis (16). Considering these biological steps, the presence of plasma-free hemoglobin and/or hemoglobinuria (rather than hematuria) correspond to an intense hemolysis exceeding adaptation capacity, while LDH value with simultaneous haptoglobin < 0.1 g/L offers to the clinician a way to evaluate and monitor low ongoing subclinical hemolysis. Methods for measuring free hemoglobin (chromogenic, spectrophotometric or immunonephelometric assays) have been modified across years, preventing their use for a retrospective long-term monitoring (17). More, the actual Gold-standard using the Harboe method is not fully automatised, leading to a lack of reproducibility, an increased cost, and a limited availability of this test in other centres (18). For all these reasons, and in order to facilitate the diffusion of our results, we chose to monitor the LDH value, which is based on widely and easily validated methods.

In order to clarify our manuscript, we suppressed this mention from the “method” section page 7 line 128: We did not consider plasma-free hemoglobin in order to have a real-life reproducible evaluation.

- A major limitation of this study is the inclusion of criteria that have not previously validated as specific for PT. How did the authors select these criteria? Were there any previous studies using these criteria of PT? The reviewer can find other causes proteinuria, glycosuria without hyperglycemia, hypokalemia <3.5, etc.. in other clinical scenarios that do not necessarily indicate PT.

We thank the reviewer for his comment, which was also raised by reviewer #1. Please find our answer below.

To date, there is no validated score for the diagnosis of Proximal Tubulopathy. Owing to its physiological function (1), the typical features of PT are low-molecular weight proteinuria (2), glycosuria and phosphaturia. Besides these signs, several indicators of Proximal Tubular Dysfunction are validated, mainly in management guidelines of patients infected by HIV who are particularly exposed to drug-induced PT, especially secondary to Tenofovir (3)(4). Owing to that, red flags in the follow-up of these patients are: hypokaliemia, low serum bicarbonate, hypophosphatemia with abnormal fractional excretion of phosphate (5), abnormal fractional excretion of uric acid, glycosuria (6), aminoacidura and urinary B2 microglobulin (7). These signs are validated in other diseases as Lowe syndrome (8,9), drug-toxicities (10), and have been recently used as a cornerstone for the diagnosis of PT in the scope of COVID (11).

Due to its retrospective design, it has been necessary to choose, among those listed, biological elements for which the laboratory techniques did not change across years and which are widely performed in daily monitoring of LVAD patients. Consequently, we selected proteinuria and glycosuria as major criteria considering that these signs are more specific of tubular alterations in this setting. Owing to the fact that hypokalemia, serum phosphate and aseptic leukocyturia may reflect other issues in patients with LVAD (e.g diarrhea, malnutrition, treated urinary tract infection…), we made the choice to consider them as minor criteria. At least, specific signs as aminoaciduria or urinary B2 microglobulin were not routinely performed in our unit and were consequently excluded from the analysis. Finally, biological data were collected only in stable periods and patients were classified in the PT group only when two samples several weeks apart revealed the same findings. Although there is no validated score to formally diagnose PT, we believe that these elements are clinically relevant and correspond to usual diagnostic criteria.

We added this in the “discussion” section of the revised manuscript, page 15

- In addition to references #5 and #11, the authors may also cite the paper “Asleh et al. Predictors and Outcomes of Renal Replacement Therapy After Left Ventricular Assist Device Implantation. Mayo Clin Proc. 2019 Jun;94(6):1003-1014.”

We thank the reviewer for this advice. We added the reference in the indroduction page 6 line 95.

It has also been shown by Muslem et al that pre-operative proteinuria before LVADs implantation is associated with mortality and hemodialysis at one year (19). More, the need of hemodialysis after LVADs implantation is associated with an increased risk of mortality, underlying the impact of renal function in LVADs patients survivial (12).

- What was the length of follow-up?

Follow-up was stopped when LVADs were definitely explanted: heart transplantation or death. In the PT the median follow-up was 511 days [332 – 1091] versus 715 days [359 – 1186] in the no PT group, p=0.9. This information has been added in table 2.

- Have the authors adjusted for potential confounders for mortality among LVAD patients?

Owing to the size of the study sample, adjustment for potential confounders for mortality was not performed.

- In Results, line 161: “Two patients (6.0%) had proteinuria” – How much protein in urine? In which group (PT vs. non-PT)?

- Besides GFR and creatinine values at baseline, urine protein level at baseline is a significant predictor for AKI post LVAD. Have the authors included this in the analysis?

Two patients (6.0%) had proteinuria: one patient in each group, without difference of proteinuria/creatininuria ratio which was 0.6 g/g for both. We added this information in the manuscript page 10 line 173. Because of the small number of patients, we did not perform statistical analysis based on this baseline characteristic.

“Two patients (6.0%) had proteinuria at baseline: one patient in each group (proteinuria/creatininuria ratio was 0.6 g/g for both of them)”

- In Results, line 168, “6 underwent acute hemodialysis… after LVADs implantation” What was the baseline creatinine and urine protein levels in this group? How many developed PT based on the authors definition? What was there outcome? This should be clarified.

Thank you for this relevant interrogation. Please find here a table in which main characteristics of patients according to the need of hemodialysis after LVADs implantation are summarized.

Characteristics Hemodialysis after LVADs implantation

N=7 No need for hemodialysis

N=26 p

Age (year) 65.0 [59.0 – 71.0] 60.0 [56.5 – 67.5] 0.35

Baseline creatinine, µmol/L 73 [60 – 127] 112 [81 – 152] 0.11

Baseline proteinuria, g/g 0.6 0.6

Indication, n (%)

• Bridge to transplantation

• Destination

4 (57.1)

3 (42.9)

21 (80.8)

5 (19.2) 0.32

Cardiopathy, n (%)

• Ischemic

• Dilative

• Myocarditis

4 (57.1)

3 (42.9)

0

17 (65.4)

8 (30.8)

1 (3.8) 0.59

INTERMACS classification, n (%)

• 1

• 2

• 3

• 4

• 5-7

1 (14.3)

3 (42.9)

3 (42.9)

0

0

6 (23.1)

12 (46.2)

3 (11.5)

4 (15.4)

1 (3.8) 0.34

Temporary mechanical circulatory support, n (%)

• ECMO

• Impella

• None

4 (57.1)

2 (26.6)

1 (14.3)

14 (53.8)

8 (30.8)

4 (15.4) 0.99

AKI (n of episode/year) 4.6 [2.8 – 5.3] 2.1 [0.4 – 3.7] 0.06

Plasma creatinine at the end of follow-up, µmol/L 125 [60 – 150] 101 [87 – 150] 0.66

LDH, IU/L 361 [335 – 709] 385 [334 – 689] 0.94

Proximal tubulopathy, n (%)

• Yes

• No

3 (42.9)

4 (57.1)

3 (11.5)

23 (88.5) 0.09

Table 2: characteristics of patients according to the need of acute hemodialysis after LVADs implantation. Values are medians [25th-75th percentile]. ECMO: Extracorporeal Membrane Oxygenation. LDH: Lactate Dehydrogenase. AKI: Acute Kidney Injury.

As reported in this table, there was no difference at baseline between groups defined by the need of hemodialysis after LVADs implantation. These finding differ from other studies, probably because of the low number of patients (20). The main points here are that acute hemodialysis does not impact the mean LDH value (361 versus 385 IU/L) neither the presence of PT (p = 0.09). Albeit the absence of statistically difference, the fact that patients who required acute hemodialysis have more episodes of acute kidney injury is in line with literature, reflecting the maladaptive repair following severe kidney aggression (21).

Due to space constraints and in order to prioritize the primary end-points, we propose to add this table in supplementary file, and we modified our manuscript accordingly:

“Nineteen patients (57.6%) had AKI the first month after Heartmate II implantation. Six patients (18.2%) had AKI between the first month and hospital discharge. Among these patients, 7 underwent acute hemodialysis. There was no difference at baseline between patients who required acute hemodialysis and others. More, the need of acute hemodialysis after LVADs implantation did not influence the presence or absence of PT (supplementary table 1).”

- It appears that PT was associated with AKI episodes and AKI was associated with CKD. The authors concluded that PT leads to CKD. This is unclear from the analysis. Was there a direct association between PT and CKD incidence by logistic regression analysis?

This analyze was not performed due to the risk of bias. The point we highlighted in the manuscript is that chronic subclinical hemolysis is associated with PT and that patients with PT had an increased susceptibility to AKI.

The last analysis concerning the association between the number of AKI and the occurrence of CKD was performed regardless of the PT statue.

To avoid misinterpretation, we suppressed this statement from the conclusion.

- Based on the CKD results, it seems that GFR and creatinine were similar between the PT and non-PT groups at end of follow-up. This should be discussed and clarified as it contradicts the study conclusions that PT may increase the incidence of CKD.

Renal function at the end of the follow-up was not statistically different between the PT and no-PT group (table 3: plasma creatinine = 141 µmol/L versus 100 µmol/L, p=0.6, eGFR = 46 mL/min/1.73m2 versus 64 mL/min/1.72m2, p=0.6). This is probably related to the low number of patients. Analyzes concerning CKD were performed regardless of the PT status. We made this clear in the results section page 14 line 249. We also modified the discussion section, page 15 line 263:

“Third, patients with LVADs-related PT present an increased occurrence of AKI. Finally, regardless of the presence of PT, patients who had the more AKI episodes had the worst renal function at the end of the follow up”

And page 17 line 303:

“We found an association between PT and the number of AKI, suggesting that chronic proximal tubular functional alterations can impair kidney adaptability. Although we did not identify a direct association between PT and CKD, which could be explained by the low number of patients, patients with worst renal function at the end of follow-up had more episodes of AKI than patients with normal or mildly impaired renal function.”

- It appears based on the ROC analysis that most patients had LDH average of 500-600. Was there a linear correlation with PT/AKI. In other words, did patients with higher values have higher probability of PT that can support causality?

Indeed, patients with high values of LDH have a high probability of PT. However, owing to the categorical nature of the PT and AKI variables, linear analyses were not performed.

Minor comments:

- There several typos that require extensive grammar and language revision: For example: In the abstract (methods, line 37): PT groups were defined according proteinuria (missing “to”). In the abstract (lines 40-41): the word “respectively” should be at the end of the sentence not in the beginning. In the introduction (line 82): accelerated degradation of GFR – degradation is inappropriate here and maybe replaced with “decline in”

- Please define HO-1 in line 318.

We apologize for these mistakes. We corrected the manuscript accordingly.

- In Results, second paragraph (lines 200-202) is unclear and needs to be clarified/rewritten.

We corrected this paragraph as follows:

“All patients had received blood transfusions: 21 [12-36] transfusions per patient in the “PT” group and 29 [16-54] transfusions per patient in the “no PT” group during the entire follow-up period, p=0.5.”

- In Results, lines 110-111 – “Alternative etiologies for hemolysis…” Which alternative etiologies were excluded? Have any patients had pump thrombosis or pump exchange? What were the INR values at the time of LDH measurements? Which medical regimen was used in this population (antiplatelet doses and INR target values)?

All the patients included in this study underwent extensive exploration in order to diagnose another etiology for their hemolytic anemia. There were no hereditary disorders (spherocytosis, sickle cell anemia, G6PD deficiency), Coombs’ tests were negative in all cases, and hemolytic anemia could not be explained by drugs’ toxicity, infectious agent or chronic autoimmune disease. We corrected the manuscript accordingly (page 7, line 111):

By retrospective review, alternative etiologies for hemolysis were excluded: There were no hereditary disorders (spherocytosis, sickle cell anemia, G6PD deficiency), Coombs’ tests were negative in all cases, and hemolytic anemia could not be explained by drugs’ toxicity, infectious agent or chronic autoimmune disease.

As mentioned in the “results” section, 4 patients (15.4%) in the “no PT” group had pump thrombosis versus 2 patients (28.6%) in the “PT” group (28.6%). Importantly, all patients were classified in their PT group before thrombosis. All patients except one died after the pump thrombosis. Three other patients had a pump exchanges, two because of pump dysfunction, and one because of cannula position. These three patients were classified in “no PT” group. We added this data page 11, line 197:

“Six patients had a LVAD thrombosis: 4 patients (15.4%) in the “no PT” group and 2 patients (28.6%) in the “PT” group. All patients were classified in their PT group before occurrence of LVAD thrombosis, and all patients except one died after the pump thrombosis. Three other patients required a pump exchanges, all classified in the “no PT” group”

In our unit, all patients were treated by anticoagulation therapy with a therapeutic INR range between 2.0 and 2.5. As previously published, we do not use antiplatelet therapy in order to reduce major bleeding events (22,23). We added this information in the result section, page 10 line 169.

“In our unit, all patients were treated by anticoagulation therapy with a therapeutic INR range between 2.0 and 2.5. As previously published, we do not use antiplatelet therapy in order to reduce major bleeding events (22,23)”

- In the Discussion (lines 307-310) appears less relevant to the study and can be omitted.

- In the conclusion (lines 344-345)- The authors did not demonstrate that PT directly resulted in renal outcomes and death. Therefore, this statement should be tuned down.

We suppressed this statement accordingly.

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Attachment

Submitted filename: Response to reviewer TDNGD 140820.docx

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Vakhtang Tchantchaleishvili

12 Nov 2020

Hemolysis induced by Left Ventricular Assist Device is associated with proximal tubulopathy.

PONE-D-20-15799R1

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Acceptance letter

Vakhtang Tchantchaleishvili

16 Nov 2020

PONE-D-20-15799R1

Hemolysis induced by Left Ventricular Assist Device is associated with proximal tubulopathy.

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Characteristics of patients according to the need of acute hemodialysis after LVADs implantation.

    Values are medians [25th-75th percentile]. ECMO: Extracorporeal Membrane Oxygenation. LDH: Lactate Dehydrogenase. AKI: Acute Kidney Injury.

    (DOCX)

    Attachment

    Submitted filename: Response to reviewer TDNGD 140820.docx

    Data Availability Statement

    The datasets used and/or analyzed during the current study are available from the figshare database (DOI: 10.6084/m9.figshare.12958325).


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