In defence of extrapolation but not improvisation in SARS-CoV-2 lung disease

Abstract

Recently, the struggle against COVID-19 by respiratory and intensive care clinicians worldwide was punctuated by the sound of calls from a number of influential publications for an end to, as it were, improvisation and a return to principles of evidence-based medicine. The message was that management of SARS-CoV-2 lung disease needed to be guided strictly according to established dogma in acute respiratory distress syndrome unless supplanted by clinical trials specific to COVID-19. This position is predicated on the assumptions that knowledge about acute respiratory distress syndrome, and only about that entity, is directly translatable to SARS-CoV-2 lung disease, and that clinical trials enrolling COVID-19 patients will be completed in a sufficiently timely and rigorous fashion to influence empirical practice during the current pandemic. Clearly, there is room for an alternative perspective. In this Viewpoint, we aim to articulate a contrary point of view by resorting to arguments that are likely to resonate with frontline clinicians battling COVID-19.

Short abstract

It is debatable whether existing evidence-based principles for the management of acute respiratory distress syndrome are sufficiently applicable to #SARSCoV2 lung disease to serve as strict dogma for the approach to this novel clinical entity https://bit.ly/2XjYPQs

At the height of the coronavirus disease 2019 (COVID-19) pandemic, a number of influential respiratory [1–3] and general medical publications [4] sounded a simultaneous call for restraint in, if one may speak for the authors, widespread clinical improvisation by the intensive care community managing lung disease associated with the severe acute respiratory syndrome coronavirus-2 (SARS-CoV-2). Frontline clinicians have been advised to limit interventions to management strategies supported by existing randomised controlled trials (RCTs) in acute respiratory distress syndrome (ARDS) and withhold all other treatment aimed at the lung disease until results of RCTs specific to COVID-19 become available. For those in the trenches of the battle against COVID-19, this message contains both consonant and dissonant components. Many would agree with discouraging the use of dangerous therapies that have little or no precedent in the care of the patient with acute diffuse parenchymal lung disease (DPLD). One such example is the practice of systemic anticoagulation and even thrombolysis, born out of the observation that COVID-19 patients often have markedly elevated serum D-dimer levels [5] and some have thrombi in the pulmonary vasculature found at autopsy [6]. However, D-dimer is an unreliable marker of hypercoagulability in the setting of intense systemic inflammation that characterises severe COVID-19, and the presence of pulmonary vascular thrombosis is expected in patients who have succumbed to terminal diffuse alveolar damage (DAD) [7]. In contrast, the much-maligned corticosteroids have a long history in respiratory medicine for the treatment of immune cell-mediated acute DPLDs, a category to which SARS-CoV-2 lung disease is increasingly being shown to belong [8]. Several objections to the appeal for an end to improvisation are worth considering, one of which is that much of what is currently being implemented at the bedside may not be improvisation at all but rather extrapolation. Notably, the approach being advocated by these authors [1–4] also qualifies as extrapolation.

Improvisation versus extrapolation

Pattern recognition has always been, and remains, a fundamental tool of the diagnostician and part of the “art of medicine.” Entire medical disciplines, such as radiology and pathology, rest on this principle and function without the benefit of RCTs [9]. Just as radiologists and pathologists base decisions on pattern recognition, so could a pulmonologist when faced with a novel lung disease that resides in evidence-free territory: “To my experienced eye, previously unknown lung disease X appears to share radiological and pathological features with known lung disease Y. Drug Z has an established role in the treatment of lung disease Y; therefore, it is reasonable to hypothesise that drug Z may also be beneficial in lung disease X.” Near-universal corticosteroid administration for e-cigarette or vaping product use-associated lung injury is a recent example of this concept in a new lung disease devoid of RCT data [10]. Unlike the thought process behind anticoagulants and thrombolytics, application of therapies borrowed from analogous lung diseases is based on pattern recognition and would best be classified as extrapolation rather than improvisation, terms that carry very different connotations.

SARS-CoV-2 lung disease through the prism of ARDS histology

ARDS is a diagnostic entity intended to correspond to the histological lesion of DAD, which is characterised by fulminant lung injury: disruption of the alveolar–capillary interface leading to alveolar filling by material normally confined by the endothelium. Because biopsy is rarely feasible, ARDS has been defined clinically and, therefore, has a number of mimics bearing non-DAD histology both with (acute eosinophilic pneumonia) and without (organising pneumonia (OP)) elements of lung injury [11]. Studies of patients fulfilling the Berlin definition of ARDS [12], the current standard, showed that fewer than half of cases subjected to biopsy [13] or autopsy [14] had DAD histologically; and on biopsy, >20% were found to have OP, an acute DPLD associated with superior corticosteroid response and prognosis compared to DAD. OP and the related acute fibrinous and organising pneumonia (AFOP), which is likely to be immunologically triggered [15], have both been observed in post mortem samples obtained from patients with SARS-CoV-1 and SARS-CoV-2 lung disease [16, 17]. The prevalence of these patterns would likely be even higher if ante mortem biopsies were available in significant numbers. Obscuration of earlier-stage histology by DAD can be expected in patients succumbing to terminal acute respiratory failure. The greater histological heterogeneity of lung involvement by the two Coronaviridae in comparison to influenza – the prototypical viral ARDS – is evident from examination of figure 1, which illustrates the complete absence of OP and AFOP from any pathological reports describing lung findings in the latter. ARDS clinical trials attempt to identify and exclude patients with such prognostically favourable substrates [38], potentially limiting their applicability to COVID-19, and it cannot be argued that cases in which there is reason to suspect these substrates are ineligible for existing pharmacotherapeutic options.

Figure 1.

Comparison between the SARS Coronaviridae and recent pandemic influenza strains with respect to three histological patterns of lung involvement derived from the aggregation of major available English language reports. The characteristic influenza pattern of DAD and/or bland diffuse alveolar haemorrhage (DAH) is nearly invariable across described cases, with bacterial pneumonia the principal finding in the remainder. All the influenza reports and all but a few of the Coronaviridae reports included in the calculation evaluated post mortem samples. Percentages for influenza H5N1 were derived from references tabulated in [18]. Percentages for influenza H1N1 were compiled from references [19–25]. SARS-CoV-1 percentages were derived from references tabulated in [26]. SARS-CoV-2 percentages were compiled from references [6, 17, 27–37]. BO: bronchiolitis obliterans.

The problem of “lumping”

Even if one were to accept the premise that SARS-CoV-2 lung disease fits the phenotypic profile of ARDS, thoughtful observations suggest that it represents a peculiar endotype; that is, it has a unique pathobiology culminating in the common endpoint of ARDS. This empirical conclusion reached by many frontline intensivists explains the widespread departures from convention that have prompted the published admonitions. Implicitly, it echoes an important scientific perspective in contemporary ARDS research, namely that ARDS ought to be separated into distinct endotypes according to which therapy and patient should be matched [39]. Urging clinicians to restrict management of a novel entity such as SARS-CoV-2 lung disease to ARDS dogma can be viewed as sanctioning the older paradigm of “lumping” all ARDS rather than recognising the heterogeneity inherent in an imperfectly defined syndrome.

Pessimism about help from clinical trials

Reliance on completed ARDS RCTs to guide the management of SARS-CoV-2 lung disease is fraught with shortcomings. Glaring is the issue of external validity as, by definition, no clinical trial of ARDS prior to the COVID-19 pandemic enrolled a single patient with SARS-CoV-2. Moreover, the history of RCTs in ARDS is punctuated by inconsistency. There are numerous examples wherein an RCT appeared to answer a question only to be supplanted by a subsequent RCT that, due to differences in design, patient selection, timing and so on, produced contradicting results (table 1). This problem has plagued the field of ARDS even outside the context of a pandemic; yet now, in the midst of one, the directive is to keep guns holstered until RCT signals arrive. Expecting RCTs conducted during a pandemic to be of sufficient quality to establish a durable standard of care is an optimistic proposition [47]. Results of RCTs hastily developed to address an immediate need in a worldwide emergency will be susceptible to scepticism. Should the results of such an RCT be concordant with a clinician's current philosophy, that practice will be reinforced; should they be discordant, the clinician will be able to point to the trial's methodological flaws as reason to continue the same approach.

Table 1.

Summary of major RCTs in ARDS that produced contradicting results

Study parameter	Initial trial	Year	Result	Subsequent trial	Year	Result
PP	Prone-Supine II [40]	2009	No impact on survival	PROSEVA [41]	2013	Improved survival
OLV	LOVS [42]	2008	No impact on survival	ART [43]	2017	Reduced survival
NMBA	ACURASYS [44]	2010	Improved survival	ROSE [45]	2019	No impact on survival
CS	NHLBI [46]	2006	No impact on survival	DEXA-ARDS [38]	2020	Improved survival

PP: prone positioning; OLV: open-lung ventilation; NMBA: neuromuscular blocking agent; CS: corticosteroids.

The cautionary notes delivered in unison by thought leaders in the field of respiratory and intensive care medicine deserve the community's utmost attention. There is bound to be great variability in their acceptance, however, which will depend on their resonance with evolving bedside experience and eventual results of robust clinical trials. Currently, at the peak of the pandemic, extrapolation – not to be confused with improvisation – is largely all that is available to guide clinicians.