Involvement of NMDA receptors containing the GluN2C subunit in the psychotomimetic and antidepressant-like effects of ketamine

Abstract

Acute ketamine administration evokes rapid and sustained antidepressant effects in treatment-resistant patients. However, ketamine also produces transient perceptual disturbances similarly to those evoked by other non-competitive NMDA-R antagonists like phencyclidine (PCP). Although the brain networks involved in both ketamine actions are not fully understood, PCP and ketamine activate thalamo-cortical networks after NMDA-R blockade in GABAergic neurons of the reticular thalamic nucleus (RtN). Given the involvement of thalamo-cortical networks in processing sensory information, these networks may underlie psychotomimetic action. Since the GluN2C subunit is densely expressed in the thalamus, including the RtN, we examined the dependence of psychotomimetic and antidepressant-like actions of ketamine on the presence of GluN2C subunits, using wild-type and GluN2C knockout (GluN2CKO) mice. Likewise, since few studies have investigated ketamine’s effects in females, we used mice of both sexes. GluN2C deletion dramatically reduced stereotyped (circling) behavior induced by ketamine in male and female mice, while the antidepressant-like effect was fully preserved in both genotypes and sexes. Despite ketamine appeared to induce similar effects in both sexes, some neurobiological differences were observed between male and female mice regarding c-fos expression in thalamic nuclei and cerebellum, and glutamate surge in prefrontal cortex. In conclusion, the GluN2C subunit may discriminate between antidepressant-like and psychotomimetic actions of ketamine. Further, the abundant presence of GluN2C subunits in the cerebellum and the improved motor coordination of GluN2CKO mice after ketamine treatment suggest the involvement of cerebellar NMDA-Rs in some behavioral actions of ketamine.

Introduction

Major depressive disorder (MDD) is predicted to be the second leading cause of illness-induced disability by 2030¹, causing a very large socioeconomic burden^2,3. The World Health Organization⁴ estimates to affect 322 million people, a 4.4% worldwide point prevalence, being more common among females (5.1%) than males (3.6%). This high prevalence, together with the slow onset of clinical action and limited efficacy of standard monoaminergic treatments⁵, make it necessary to develop better therapeutic approaches, especially for those patients with suicidal ideation. In this context, a single administration of the non-competitive N-methyl-d-aspartate receptor (NMDA-R) antagonist ketamine evokes fast (in hours) and persistent (up to 1 week) antidepressant responses in patients with treatment-resistant depression (TRD)^6–8. Recently, intranasal esketamine (the S-isomer of ketamine) was approved by the US Food and Drug Administration for TRD when used in conjunction with conventional oral antidepressants^9,10. However, ketamine evokes side effects such as sedation, as well as transient perceptual disturbances that resemble those of a psychotic-dissociative-state^11,12. Even though these side effects are more pronounced in men than in women¹³, to date, there is no evidence of gender being a significant predictor of ketamine’s antidepressant efficacy^14–16. Moreover, the high risk of abuse potential with ketamine may limit its long-term use¹⁷. Hence, there is an urgent need to understand the basis of the psychotomimetic and antidepressant effects of ketamine in order to develop new fast-acting antidepressants devoid of pro-psychotic actions and abuse potential.

Although the exact mechanism of non-competitive NMDA-R antagonists-including ketamine- to produce antidepressant and psychotomimetic effects is not fully understood¹⁸, the most prevalent view is that they may preferentially target NMDA-Rs in GABAergic interneurons^18–20 in order to increase cortical pyramidal neurons activity. Likewise, previous studies by our group have shown that phencyclidine (PCP) and ketamine also block NMDA-Rs in GABAergic neurons of the reticular thalamic nucleus (RtN), which tonically inhibits the rest of excitatory thalamic nuclei^21,22. In the case of PCP, this effect translates into an overall disinhibition of the excitatory thalamic nuclei and a marked activation of thalamo-cortical networks in the anesthetized rats^23–25. Ketamine, despite inhibiting RtN neurons, evokes a further inhibition of thalamo-cortical activity in anesthetized rats²¹. However, both agents show a similar action in freely moving rats, enhancing the activity of thalamic and cortical neurons, including that of GABAergic interneurons²⁶, which suggests a mechanism of action different from that of MK-801¹⁹, at least in cortical networks.

Since thalamo-cortical networks are involved in the processing of sensory information, among others, their activation by PCP and ketamine may underlie psychotomimetic actions. This view is also supported by the normalization of thalamo-cortical activity after PCP by antipsychotic drugs with different mechanism of action^24,25,27,28.

The action of ketamine may not be limited to NMDA-R blockade. Preclinical studies pointed to an activation of α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptors (AMPA-Rs) by its metabolite hydroxyl-norketamine (HNK)²⁹, increased mTOR signaling and BDNF-dependent synaptogenesis^30,31. However, HNK preclinical findings seem not translate to human clinical depression, as discussed recently³², and should be further investigated.

It has been suggested that ketamine may preferentially act on GluN2C and/or GluN2D-containing NMDA-Rs rather than on GluN2B and GluN2A-containing receptors³³ to produce psychosis³⁴. GluN2C-containing NMDA-Rs are highly expressed in olfactory bulbs, cerebellum^35–38, as well as in thalamic nuclei, including the RtN^39–41. During brain development, the GluN2C subunit contributes to synaptic currents in the cerebellum^42,43. Given the involvement of thalamo-cortical networks in the actions of NMDA-R antagonists, we examined the dependence of psychotomimetic and antidepressant-like actions of ketamine on the presence of this subunit, under the working hypothesis that psychotomimetic -but less probably the antidepressant-like effects- would be attenuated in mice lacking the GluN2C subunit. Moreover, since MDD is more prevalent in women⁴⁴, and given the scarcity of ketamine studies in female rodents, we conducted the present study in male and female mice.

Materials and methods

Subjects

Male and female WT and GluN2CKO mice backcrossed onto a C57BL/6J genetic background (achieving > 99% homogeneity) were used. The GluN2CKO colony was established in our animal facility after the generous donation of mice by Dr. Andrés Buonanno (National Institute of Child Health and Human Development, Bethesda, MD, USA) and Dr. Maria Cecilia Scorza (Instituto de Investigaciones Biológicas Clemente Estable, Montevideo, Uruguay). Tests were conducted at 8–12 weeks-of-age and in alternate weeks in male and female mice. Different sets of animals were used in the different tests. Animals were maintained in the animal facilities of the School of Medicine of the University of Barcelona, in a controlled environment (12-h light/dark cycle, 22 ± 1 °C room temperature) with ad libitum access to food and water. All experimental procedures were conducted in accordance with national (Royal Decree 53/2013) and European legislation (Directive 2010/63/EU, on the protection of animals used for scientific purposes, 22 September 2010), and were approved by the Institutional Animal Care and Use Committee of the University of Barcelona.

Drugs

Ketamine (Ketolar^®, Pfizer; 10–30 mg/kg) was dissolved in saline and injected intraperitoneally (i.p.). Doses of ketamine were chosen according to literature⁴⁵ and are expressed as free base. The volume of injection was 4 ml/kg. All other drugs and reagents used were of analytical grade.

Behavioral studies

Open field (OF)

Mice were placed in a dimly lighted (20–30 lx) arena (35 × 35 cm) during a 30-min trial immediately after ketamine/saline administration. Total distance moved, as well as distance moved in the periphery and center of the OF, was analyzed using the SMART 3.0 video tracking software (Panlab/Harvard apparatus, Cornellà del Llobregat, Spain). In addition, the number of rearings and falls (during horizontal displacement or by loss of balance while performing rearings), as well as the intensity of hindlimb abduction and circling were scored using a graded scale (0, absent; 1, equivocal; 2, present; and 3, intense) by a trained experimenter blind to mice genotype as previously described^46,47. Mice were naive to the OF and were used only once. The OF was cleaned with 10% ethanol between subjects.

Tail suspension test (TST)

Mice were tested 30 min after ketamine/saline administration. They were suspended 30 cm above the floor by adhesive tape placed ~1 cm from the tip of the tail. Sessions were videotaped for 6 min and the immobility time was determined by a trained experimenter blind to mice genotype and treatment.

Intracerebral microdialysis studies

Extracellular serotonin (5-HT) and glutamate (Glu) concentrations were measured by in vivo intracerebral microdialysis in freely moving mice as previously described^48,49. Briefly, concentric dialysis probes (2 mm membrane length) were implanted unilaterally in the medial prefrontal cortex (mPFC) of anaesthetized mice (coordinates in mm: AP: +2.2; ML: −0.2; DV: −3.4 taken from bregma and top of skull). Experiments were performed 24–48 h after surgery. Probes were continuously perfused with artificial cerebrospinal fluid (aCSF) at a rate of 1.65 μl/min. The aCSF contained 1 μM citalopram in order to locally block 5-HT reuptake and estimate ketamine effects on 5-HT release (extracellular neurotransmitter concentrations reflect the physiological balance between release and reuptake). Thirty-min samples were collected after a stabilization period of 3 h. Neurotransmitter concentrations were determined by high performance liquid chromatography (HPLC) with electrochemical (5-HT) or fluorimetric (Glu) detection by a trained experimenter blind to mice genotype and treatment. Baseline neurotransmitter levels were calculated as the average of the four pre-drug samples. At the end of the experiments, mice were euthanized, and brains were removed to proceed with the histological verification of probes placement. Only data obtained from animals with histologically correct probe placements were used for subsequent statistical analysis.

In situ hybridization studies

Mice were euthanized 1 h after treatment and brains were rapidly removed, frozen on dry ice and stored at −30 °C until processed. Brain coronal sections (14 μm thick) were cut using a microtome-cryostat (HM500-OM, Microm, Germany), thaw-mounted onto APTS (3-aminopropyltriethoxysilane, Sigma, MO, USA)-coated slides, kept at −30 °C and fixed in 4% paraformaldehyde. The primer sequence of mRNA for c-fos (gene ID: NM_022197.1) was 5′-GACCATGATGTTCTCGGGTTTCAACGCGGACTACGAGGCGTCATCCTC -3′. The oligonucleotide was labeled with [³³P]-dATP (42500 Ci mmol⁻¹; DuPont-NEN, MA, USA) with terminal deoxynucleotidyltransferase (Calbiochem, CA, USA) and purified with ProbeQuant G-50 Micro Columns (GE Healthcare UK Limited, UK), as described previously⁵⁰. Hybridized sections were exposed for 7 days to Biomax MR film (Kodak, Sigma-Aldrich, Spain) with intensifying screens. Relative mean grey values (MGV) (arbitrary units) were measured with an image analyzer (Fiji, Madison, WI, USA). Two consecutive brain sections at any level of interest (AP coordinates from atlas Franklin and Paxinos⁵¹) were analyzed for each mouse and averaged to obtain individual values.

Resting state functional magnetic resonance imaging (fMRI) studies

Mice were scanned on a 7.0 T BioSpec 70/30 horizontal animal scanner (Bruker BioSpin, Ettlingen, Germany), equipped with an actively shielded gradient system (400 mT/m, 12 cm inner diameter). Animals were sedated (medetomidine or isoflurane) and placed in supine position in a Plexiglas holder. 3D-localizer scans were used to ensure accurate position of the head at the isocenter of the magnet. Resting state fMRI with an echo planar imaging (EPI) sequence was acquired with the following parameters: 0.208 × 0.208 × 0.75 voxel size, TR/TE = 2000/19.4 ms, 420 repetitions and 14 min scan time before and after ketamine administration. After completion of the imaging session, atipamezol (Antisedan^®, Pfizer) and saline were injected to reverse the sedative effect and compensate fluid loss. Resting-state fMRI was preprocessed including slice timing correction, motion correction by spatial realignment (using SPM toolbox (http://www.fil.ion.ucl.ac.uk/spm/software/spm12)), skull-strip based on Otsu thresholding⁵², detrending, spatial smoothing with a full-width half maximum (FWHM) of 0.6 mm and frequency filtering between 0.01 and 0.1 Hz. Six regions of interest (PFC, caudate-putamen nuclei (CPu), thalamus, motor cortex, cerebellum, and hippocampus (HPC)) were delineated in the left hemisphere on the mean volume and average time-series in each region was computed. Correlation between each pair of regional time-series was computed to quantify functional connectivity between regions.

Statistical analysis

The number of animals used for each test is reported in the figure legends. Sample sizes were determined based on power analysis and common practice in behavioral (≈10 animals per group) and in situ hybridization studies (≈5 animals per group). No randomization method was used, and the experiments shown were only performed once in the laboratory.

Before the analysis, all data was checked for normality (Anderson–Darling; D’Agostino–Pearson omnibus; Shapiro–Wilk; Kolmogorov–Smirnov) and homogeneity of variances (Bartlett’s test and Brown–Forsythe test).

The data are expressed as mean ± SEM. Statistical analysis was carried out using unpaired t-test (with Welch’s correction when appropriate), two-way analysis of variance (ANOVA) and three-way ANOVA followed by Newman–Keuls post hoc comparisons after significant interactions between factors. When ANOVA assumptions were violated, Kruskal–Wallis test corrected for multiple comparisons using Dunn’s test was performed. As pre-established, outlier values (Chauvenet’s criterion) were excluded from all analyses. In all cases, the level of significance was set at p < 0.05.

Results

Behavioral syndrome

Acute ketamine administration increased locomotor activity, especially in GluN2CKO mice (Fig. 1a). For male mice, there were significant group differences (Kruskal–Wallis test = 34.04; p < 0.0001) with a significant increase in total locomotor activity in ketamine-treated GluN2CKO mice compared to saline-treated mice (p < 0.01, all cases). For female mice, two-way ANOVA showed a main effect of treatment (F_2,63 = 24.71; p < 0.0001), genotype (F_1,63 = 12.40; p < 0.01) and treatment × genotype interaction (F_2,63 = 7.32; p < 0.01). Post hoc comparisons revealed a significant increase of distance moved in ketamine-treated WT mice (ketamine 30 mg/kg, p < 0.01) and ketamine-treated GluN2CKO (p < 0.01 vs. saline, all cases). Moreover, a significant difference between WT and GluN2CKO mice treated with ketamine 10 mg/kg (p < 0.01) was also found.

Fig. 1. Behavioral syndrome induced by ketamine in WT and GluN2CKO mice of both genders.

Effects of ketamine (10 and 30 mg/kg) in male (♂) and female (♀) WT and GluN2CKO mice on: a total distance (percentage from saline-treated mice); b peripheral distance (percentage from saline-treated mice); c central distance (percentage from saline-treated mice); d rearings (percentage from saline-treated mice); e hindlimb abduction; f falls and g circling. Male WT saline (n = 15); male GluN2CKO saline (n = 16); female WT saline (n = 18); female GluN2CKO saline (n = 17); male and female WT and GluN2CKO ketamine 10 mg/kg and male GluN2CKO ketamine 30 mg/kg (n = 8); male WT ketamine 30 mg/kg (n = 10); female WT and GluN2CKO ketamine 30 mg/kg (n = 9). *p < 0.05, **p < 0.01 vs. saline; ^##p < 0.01 vs. WT (Dunn’s or Newman–Keuls post hoc tests).

Acute ketamine administration increased thigmotaxis, especially in GluN2CKO mice (Fig. 1b). For male mice, there were significant group differences (Kruskal–Wallis test = 36.82; p < 0.0001) with a significant increase in peripheral locomotor activity in ketamine-treated GluN2CKO mice compared to saline-treated mice (p < 0.01, all cases). Moreover, a significant difference between WT and GluN2CKO mice treated with ketamine 30 mg/kg (p < 0.01) was also found. For female mice, there were significant group differences (Kruskal–Wallis test = 33.53; p < 0.0001) with a significant increase in peripheral locomotor activity in ketamine-treated GluN2CKO mice compared to saline-treated mice (p < 0.01, all cases).

Ketamine (30 mg/kg) increased the distance moved in the center of the OF in male and female WT mice (Fig. 1c). For male mice, there were significant group differences (Kruskal–Wallis test = 17.11; p < 0.01) with a significant increase in locomotor activity in WT mice (p < 0.01). For female mice, there were significant group differences (Kruskal–Wallis test = 26.49; p < 0.0001) with a significant increase in locomotor activity in WT mice (p < 0.01) and a significant reduction was found in GluN2CKO, as compared with WT mice (p < 0.01).

Ketamine administration reduced the number of rearings (Fig. 1d). For male mice, there were significant group differences (Kruskal–Wallis test = 50.89; p < 0.0001) with a significant decrease in rearings in ketamine-treated WT mice (p < 0.01, all cases) and GluN2CKO mice (ketamine 30 mg/kg, p < 0.05). For female mice, there were significant group differences (Kruskal–Wallis test = 50.08; p < 0.0001) with a significant decrease in rearings after ketamine 30 mg/kg in WT and GluN2CKO mice (p < 0.01, all cases) and after ketamine 10 mg/kg in WT mice (p < 0.05).

Ketamine administration increased hindlimb abduction (Fig. 1e). There were significant group differences for male (Kruskal–Wallis test = 60.83; p < 0.0001) and female (Kruskal–Wallis test = 56.97; p < 0.0001) mice. In both sexes, ketamine increased hindlimb abduction in WT mice (p < 0.01, all cases) and ketamine 30 mg/kg increased hindlimb abduction in GluN2CKO mice (p < 0.01, all cases).

Ketamine (30 mg/kg) administration significantly increased the number of falls (Fig. 1f). There were significant group differences for male (Kruskal–Wallis test = 59.95; p < 0.0001) and female (Kruskal–Wallis test = 58.80; p < 0.0001) mice. In both sexes, ketamine 30 mg/kg increased the number of falls in both genotypes (p < 0.01, all cases). Moreover, for female mice, ketamine 10 mg/kg increased the number of falls in WT mice (p < 0.01).

Ketamine administration (30 mg/kg) increased circling behavior only in WT mice (Fig. 1g). There were significant group differences for male (Kruskal–Wallis test = 49.65; p < 0.0001) and female (Kruskal–Wallis test = 45.73; p < 0.0001) mice. In both sexes, there was a significant increase in circling behavior in ketamine-treated vs. saline-treated WT mice and a significant difference between ketamine-treated WT and GluN2CKO mice (p < 0.01, all cases; 99% decrease in males and 90% decrease in females compared to WT mice).

Antidepressant-like effect

In the TST, two-way ANOVA showed a main effect of treatment (F_2,54 = 86.36; p < 0.0001), but not genotype (F_1,50 = 0.06; n.s.) nor treatment × genotype interaction (F_2,50 = 0.13; n.s.) for male mice. For female mice, two-way ANOVA showed a main effect of treatment (F_2,67 = 22.70; p < 0.0001), but not genotype (F_1,67 = 0.16; n.s.) nor treatment × genotype interaction (F_2,67 = 0.46; n.s.) (Fig. 2a).

Fig. 2. Tail suspension test and microdyalisis study in WT and GluN2CKO mice of both genders.

a Effects of ketamine (10 and 30 mg/kg) in male (♂) and female (♀) WT and GluN2CKO mice in the tail-suspension test (TST). Data are expressed as percentage of immobility from saline-treated mice. Male WT saline (n = 14); male GluN2CKO saline (n = 15); female WT saline (n = 16); female GluN2CKO saline (n = 18); male WT and GluN2CKO ketamine 10 and 30 mg/kg (n = 8); female WT ketamine 10 mg/kg (n = 9); female WT ketamine 30 mg/kg (n = 11); female GluN2CKO ketamine 10 mg/kg (n = 7); female GluN2CKO ketamine 30 mg/kg (n = 12). b Time course of extracellular levels of serotonin (5-HT) in the medial prefrontal cortex (mPFC) after saline or 30 mg/kg of ketamine (Ket30) administration in male and female WT and GluN2CKO mice. Male WT and GluN2CKO saline and male GluN2CKO Ket30 (n = 9); male WT Ket30 (n = 8); female WT saline (n = 13); female GluN2CKO saline (n = 14); female WT and GluN2CKO Ket30 (n = 11). c Time course of extracellular levels of glutamate (Glu) in the mPFC after saline or 30 mg/kg of ketamine (Ket30) administration in male and female WT and GluN2CKO mice. Male WT and GluN2CKO saline and Ket30 (n = 9); female WT saline (n = 12); female GluN2CKO saline (n = 14); female WT Ket30 (n = 11); female GluN2CKO Ket30 30 (n = 13). Microdialysis data are expressed as percentage of four basal values (fractions 1–4). The values are expressed as mean ± SEM. The arrow represents the time of IP injection of saline or ketamine. Dialysate fractions were 30 min each. *p < 0.05, **p < 0.01 vs. saline; ^#p < 0.05, ^##p < 0.01 vs. WT (Newman–Keuls post hoc test).

In vivo intracerebral microdialysis

Baseline extracellular concentrations of 5-HT in mPFC of male WT and GluN2CKO mice were 18 ± 3 fmol/50 µl (n = 9) and 15 ± 3 fmol/50 µl (n = 9), respectively (t(16) = 0.58; n.s.; unpaired t-test). Baseline extracellular concentrations of Glu in mPFC in male WT and GluN2CKO mice were 13 ± 2 pmol/50 µl (n = 9) and 10 ± 1 pmol/50 µl (n = 9), respectively (t(16) = 1.36; n.s.; unpaired t-test). Baseline extracellular concentrations of 5-HT in mPFC in female WT and GluN2CKO mice were 21 ± 4 fmol/50 µl (n = 13) and 18 ± 4 fmol/50 µl (n = 14), respectively (t(24.96) = 0.47; n.s.; unpaired t-test with Welch’s correction). Baseline extracellular concentrations of Glu in mPFC in female WT and GluN2CKO mice were 7 ± 1 pmol/50 µl (n = 12) and 7 ± 1 pmol/50 µl (n = 14), respectively (t(23.56) = 0.12; n.s.; unpaired t-test with Welch’s correction).

The effects of ketamine (30 mg/kg) on extracellular 5-HT and Glu release are shown in Fig. 2b, c. A detailed statistical analysis (three-way ANOVA) is shown in Table S1. Ketamine induced a more consistent elevation of extracellular 5-HT than of Glu, yet with genotype-related and sex-related differences.

c-fos mRNA expression

The effects of ketamine (30 mg/kg) on c-fos mRNA expression are shown in Figs. 3, 4 and S1. A detailed statistical analysis (two-way ANOVA) is shown in Table S2. The brain structures examined are organized following a rostro-caudal axis.

Fig. 3. Ketamine-induced c-fos brain expression in male WT and GluN2CKO mice.

c-fos mRNA expression for male (♂) WT and GluN2CKO mice after saline or ketamine (30 mg/kg) administration. Upper, intermediate, and deep layers of primary and secondary motor cortices (upper M1–M2, mid M1–M2, and deep M1–M2, AP: +2.10), medial prefrontal cortex (mPFC, AP: +2.10), cingulate cortex (Cg, AP: +1.18), caudate-putamen nuclei (CPu, AP: +1.18), nucleus accumbens (NAc, AP: +1.18), piriform cortex (Pir, AP: +1.18), retrosplenial cortex (RSC, AP: −1.70), hippocampus (HPC, AP: −1.70), habenula (Hb, AP: −1.70), paraventricular thalamic nucleus (PV, AP: −1.70), mediodorsal thalamic nucleus (MD, AP: −1.70), intermediodorsal thalamic nucleus (IMD, AP: −1.70), centromedial thalamic nucleus (CM, AP: −1.70), paracentral thalamic nucleus (PC, AP: −1.70), ventrolateral thalamic nucleus (VL, AP: −1.70), reuniens, and rhomboid nuclei of the thalamus (Re/Rh, AP: −1.70), reticular nucleus (RtN, AP: −1.70), dorsal raphe (DR, AP: −4.60), crus 1 of the ansiform lobule (Crus1, AP: −6.00), cerebellar simple lobule (Sim, AP: −6.00), lobules 4 and 5 of the cerebellar vermis (4/5Cb, AP: −6.00) and vestibular nucleus (Ve, AP: −6.00). n = 5 in all groups, except for n = 4 in WT ketamine groups in Cg, CM, Crus1, Sim, 4/5Cb, Ve; and n = 4 in GluN2CKO saline group in IMD. **p < 0.01 vs. saline; ^#p < 0.05, ^##p < 0.01 vs. WT (Newman–Keuls post hoc test).

Fig. 4. Ketamine-induced c-fos brain expression in female WT and GluN2CKO mice.

c-fos mRNA expression for female (♀) WT and GluN2CKO mice after saline or ketamine (30 mg/kg) administration. Upper, intermediate, and deep layers of primary and secondary motor cortices (upper M1–M2, mid M1–M2, and deep M1–M2, AP: +2.10), medial prefrontal cortex (mPFC, AP: +2.10), cingulate cortex (Cg, AP: +1.18), caudate-putamen nuclei (CPu, AP: +1.18), nucleus accumbens (NAc, AP: +1.18), piriform cortex (Pir, AP: +1.18), retrosplenial cortex (RSC, AP: −1.70), hippocampus (HPC, AP: −1.70), habenula (Hb, AP: −1.70), paraventricular thalamic nucleus (PV, AP: −1.70), mediodorsal thalamic nucleus (MD, AP: −1.70), intermediodorsal thalamic nucleus (IMD, AP: −1.70), centromedial thalamic nucleus (CM, AP: −1.70), paracentral thalamic nucleus (PC, AP: −1.70), ventrolateral thalamic nucleus (VL, AP: −1.70), reuniens and rhomboid nuclei of the thalamus (Re/Rh, AP: −1.70), reticular nucleus (RtN, AP: −1.70), dorsal raphe (DR, AP: −4.60), crus 1 of the ansiform lobule (Crus1, AP: −6.00), cerebellar simple lobule (Sim, AP: −6.00), lobules 4 and 5 of the cerebellar vermis (4/5Cb, AP: −6.00) and vestibular nucleus (Ve, AP: −6.00). n = 6 in all groups, except for n = 5 in WT saline groups in RSC, RtN, Crus1, Ve; and n = 4 in WT saline groups in Sim, 4/5Cb; and n = 5 in GluN2CKO saline group in Re/Rh, n = 5 in WT ketamine groups in IMD, CM, Re/Rh, 4/5Cb; and n = 5 in GluN2CKO ketamine groups in Cg, IMD; and n = 4 in GluN2CKO ketamine groups in Crus1, Sim, Ve. **p < 0.01 vs. saline; ^##p < 0.01 vs. WT (Newman–Keuls post hoc test).

In male mice, after ketamine administration there was a main effect of treatment in upper, intermediate, and deep layers of primary and secondary motor cortices (upper M1–M2, mid M1–M2, and deep M1–M2), mPFC, cingulate (Cg), nucleus accumbens (NAc), piriform cortex (Pir), retrosplenial cortex (RSC), HPC, paraventricular thalamic nucleus (PV), mediodorsal thalamic nucleus (MD), intermediodorsal thalamic nucleus (IMD), reuniens and rhomboid nuclei of the thalamus (Re/Rh), crus 1 of the ansiform lobule (Crus1), cerebellar simple lobule (Sim), lobules 4 and 5 of the cerebellar vermis (4/5Cb) and vestibular nucleus (Ve); a main effect of genotype in mid M1–M2, deep M1–M2, CPu, HPC, habenula (Hb), PV and IMD; and a main effect of treatment × genotype interaction in mid M1–M2, deep M1–M2, CPu, HPC, Hb, PV, and IMD. Post hoc comparisons performed after significant interaction between factors showed that ketamine (30 mg/kg) significantly enhanced c-fos mRNA expression in mid M1–M2 and PV (p < 0.01, all cases) in WT male mice. In male GluN2CKO mice, ketamine significantly increased c-fos expression in mid M1–M2, deep M1–M2, PV, IMD (p < 0.01, all cases). Significant differences between male WT and GluN2CKO mice treated with ketamine were found in mid M1–M2, deep M1–M2, habenula (Hb), PV, IMD (p < 0.01, all cases), CPu and HPC (p < 0.05, all cases).

In female mice, after ketamine administration there was a main effect of treatment in upper M1–M2, mid M1–M2, deep M1–M2, mPFC, Cg, CPu, NAc, Pir, RSC, Hb, PV, MD, IMD, centromedial thalamic nucleus (CM), paracentral thalamic nucleus (PC), ventrolateral thalamic nucleus (VL), Re/Rh, RtN, and Ve; a main effect of genotype in mid M1–M2, Cg and PV; and a main effect of treatment × genotype interaction in Cg and PV. Post hoc comparisons performed after significant interaction between factors showed that ketamine (30 mg/kg) significantly enhanced c-fos mRNA expression in Cg and PV (p < 0.01, all cases) in female WT mice. In female GluN2CKO mice, ketamine significantly increased c-fos expression in PV (p < 0.01). Significant differences between female WT and GluN2CKO mice treated with ketamine were found in Cg and PV (p < 0.01, all cases).

fMRI: functional connectivity

The effects of ketamine (30 mg/kg) on functional connectivity are shown in Fig. 5. A detailed statistical analysis (two-way ANOVA) is shown in Table S3. In male mice, after ketamine administration there was a main effect of treatment in CPu–thalamus and CPu–motor cortex and a main effect of genotype in motor cortex–HPC connectivity. In female mice, after ketamine administration there was a main effect of treatment in PFC–CPu, PFC–HPC, CPu–thalamus, CPu–Motor cortex, CPu–HPC, and thalamus–HPC connectivity.

Fig. 5. fMRI study in WT and GluN2CKO mice of both genders.

Functional connectivity for male (♂) and female (♀) WT and GluN2CKO mice (n = 8 for male WT groups and for female WT and GluN2CKO groups; n = 7 for male GluN2CKO groups). Prefrontal cortex (PFC), hippocampus (HPC), and caudate–putamen nuclei (CPu).

Discussion

A single administration of a sub-anesthetic dose of ketamine elicits a fast-acting and sustained antidepressant action in patients with TRD. Nevertheless, its psychotomimetic effects are a significant limitation for its safe widespread use as an antidepressant. The present study shows that NMDA-Rs containing the GluN2C subunit are involved in the motor components of the psychotomimetic effects induced by ketamine but not in its antidepressant-like action. Therefore, prevention of ketamine’s effects on GluN2C subunits or the design of new agents lacking affinity for this subunit may be a step toward preventing some of the undesirable side effects of ketamine, while keeping the antidepressant response.

Here we show that ketamine induced psychotomimetic effects in both WT and GluN2CKO mice. However, stereotypes (circling) were dramatically attenuated in mice lacking the GluN2C subunit. Other motor behaviors such as ataxia (falls, hindlimb abduction) and rearings showed an improvement trend in GluN2CKO mice, suggesting a better motor coordination in the mutant mice. In agreement, acute treatment with NMDA-R antagonists like MK-801 and PCP, which precipitate a more robust behavioral syndrome than ketamine, induced less circling behavior, falls, hindlimb abduction, and increased number of rearings in GluN2CKO mice⁵³, suggesting a common action of the three non-competitive NMDA-R antagonists. In addition, GluN2CKO mice showed increased latency to fall in the rotarod after PCP or MK-801 acute treatment⁵³, further supporting that GluN2CKO mice exhibit a better motor coordination after NMDA-R blockade. Precisely, the improved motor coordination after ketamine treatment would explain the increased distance traveled in the OF in mutant mice. Moreover, ketamine elicited an anxiolytic-like response in WT mice as previously reported⁵⁴, however this effect was absent in mice lacking the GluN2C subunit. Since the GluN2C subunit is highly expressed in the cerebellum and this brain structure plays a key role in motor coordination⁵⁵, our results suggest the involvement of cerebellar GluN2C-containing NMDA-Rs in the motor components of the psychotomimetic effects induced by non-competitive NMDA-R antagonists.

Interestingly, the antidepressant-like response of ketamine was fully preserved in GluN2CKO mice. Thus, ketamine produced a similar reduction of immobility in both genotypes in the TST and FST (Fig. S2, Supplementary material). These results would indicate that the GluN2C subunit is not involved in the antidepressant-like effects of ketamine. Moreover, in our study GluN2CKO mice did not exhibit a depressive-like phenotype, as previously reported⁵⁶, while others described basal differences in the FST⁵⁷. These discrepancies could be explained by strain differences on anxiety-like behaviors and immobility between C57BL/6N⁵⁷ and C57BL/6J mice (present study), as C57BL/6N mice display higher anxiety-like behavioral responses^58,59.

Concerning the psychotomimetic and antidepressant effects of ketamine in both sexes, we did not statistically compare both male and female results because they underwent behavioral testing on alternating weeks. However, our results suggest that there are no relevant differences between males and females as similar dose-dependent effects of ketamine were found in both sexes. These results may be in contrast with previous studies in rats reporting that females were more sensitive to NMDA-R blockade by MK-801 than males, showing an increased and long-lasting recumbency⁶⁰, locomotor activity, ataxia and head weaving⁶¹, and studies showing increased sensitivity to the rapid antidepressant-like effect of ketamine in females compared to their male counterparts^62,63. In mice, ketamine exhibited controverted results in freely cycling female mice, with studies supporting this higher sensitivity^29,64 and others reporting no differences between sexes⁶⁵, as observed in the present study.

The present study was also aimed at investigating the neurochemical effects of acute ketamine treatment in mPFC, since this is a converging anatomical substrate for the psychotomimetic and antidepressant effects of ketamine and a relevant area in the pathophysiology of schizophrenia and depression^66,67. NMDA-R antagonists cause net disruptions of population activity and enhance gamma and high-frequency oscillations in mPFC²⁶. On the other hand, Glu and 5-HT neurotransmission in infralimbic cortex (IL, ventral subdivision of the mPFC) seems crucial for antidepressant-like responses in rodents^68,69. Hence, an acute increase of AMPA-R-mediated glutamatergic neurotransmission in IL evoked antidepressant-like effects associated with an increased 5-HT activity^68,69. Other studies also support the contribution of the serotonergic system in ketamine-induced antidepressant effects^44,70,71. Thus, we evaluated ketamine-induced changes in extracellular 5-HT and Glu concentration in mPFC by in vivo microdialysis in male and female mice, since, to our knowledge, sex differences in the neurochemical effects of ketamine have been poorly addressed. An increase of extracellular levels of 5-HT were found in mPFC in WT and GluN2CKO mice of both sexes after an effective antidepressant dose of ketamine (30 mg/kg). Although some genotype differences exist, our results suggest that 5-HT may be more likely contributing to the observed antidepressant response than Glu, as no consistent increases of Glu were found in either WT or GluN2CKO female mice after ketamine administration. Interestingly, the increases in 5-HT or Glu (when found) were transient, reaching a maximum within the first 30 min after the administration of ketamine and then returning to basal levels. This temporal profile fully matches the fast pharmacokinetic profile of ketamine in male C57BL/6, which its half-life has been reported to be approximately of 13 min⁷² or between 30 and 40 min⁷³. Unexpectedly, Glu levels in mPFC peaked at 2–3 h after ketamine treatment in some experimental groups, which would not be a direct effect of ketamine, given its fast-pharmacokinetic profile. Previous studies have shown that ketamine increased the extracellular levels of 5-HT in PFC of male rats^74–77 and so did each of its enantiomers in male mice⁷⁸. However, there are controverted results regarding Glu release in this area, with studies showing long-lasting increases of Glu^79,80 or no effects⁷⁷ in rats.

Altogether, our results suggest that an increase in serotonergic-but not glutamatergic-transmission may be involved in the acute antidepressant-like response of ketamine. Nevertheless, the neurochemical basis of the antidepressant response of ketamine in male and female mice deserves further attention, since sex-specific neurochemical and molecular effects of repeated ketamine have also been described⁸¹.

In order to identify the brain areas responding to ketamine’s treatment, we investigated (i) the expression of the immediate early gene c-fos, a surrogate marker of neuronal activity given its direct relationship with neuronal discharge^82–85 and (ii) the synchronization in oxygen consumption among different brain areas by resting state fMRI studies as a measure of functional connectivity. We found synchronized changes in oxygen consumption in CPu-thalamus and CPu-motor cortex for male and female mice, an observation that may be related to the activation of the motor circuit of basal ganglia by ketamine. Interestingly, ketamine increased functional connectivity among more areas in female mice than in male mice, an outcome further supporting the sex-specific neurochemical differences we described in the microdialysis studies. However, despite the observed genotype differences in some motor behaviors, we did not find parallel differences in the functional connectivity between the cerebellum and motor cortex or motor thalamus, perhaps due to the poor resolution of fMRI analyses, unable to pick up blood flow changes in the deep cerebellar nuclei projecting to motor thalamic nuclei. Alternatively, and given the much greater neuronal discharge and neuronal package in the cerebellum, oxygen demand and consumption may be regulated in an entirely different way from the rest of the brain, which would lead to a poor functional connectivity between the cerebellum and the motor thalamus, as observed (Fig. 5).

Regarding c-fos, the most relevant observations in males were (i) ketamine did not systematically activate thalamic nuclei, as it has been extensively described for MK-801 and PCP treatments^25,53,86,87 and (ii) moderate, yet consistent reductions of c-fos expression were found in cerebellar areas. The decreased cerebellar c-fos expression after ketamine is at variance with the typical drug-induced increases seen in the rest of the brain, and most likely reflects the ketamine-induced decrease of the neuronal activity of cerebellar granule cells, packed at very high density, expressing NMDA-Rs and discharging at very high rates⁸⁸.

In females, ketamine induced a pattern of c-fos expression in thalamic and cerebellar areas entirely different from that seen in males. Thus, female mice did exhibit the expected increased activity in all thalamic nuclei, while no decreases in c-fos expression were found in the cerebellum. Genotype differences on c-fos expression were observed in motor cortex, CPU, HPC, Hb, PV, and IMD in male mice, while in females the differences concentrated in motor cortex, Cg, and PV. Remarkably, the dorsal raphe (DR) was not activated in male nor female mice after ketamine treatment, which would have been expected given that ketamine enhanced 5-HT neurotransmission and a previous study reported significantly increased c-fos immunoreactivity in DR after systemic 30 mg/kg ketamine administration⁴⁴.

Overall, data from c-fos experiments suggests the involvement of cerebellar–thalamic–cortical pathways in the psychotomimetic (motor) actions of ketamine, yet with small genotype differences that do not parallel the significant differences in motor behaviors between both genotypes. The involvement of these areas agrees with the known circuitry controlling motor behavior, in which the deep cerebellar nuclei project to motor thalamic nuclei and then, to motor cortex^89–91. The conspicuous lack of genotype differences in c-fos expression after ketamine suggests a comparable response of cerebellar granule cells in both genotypes. However, the limited anatomical resolution of the present histological technique did not allow assessing whether ketamine affected Purkinje cells or deep cerebellar nuclei in the same way in both genotypes, a difference that may account for behavioral differences. In addition, the intriguing sex differences observed in c-fos expression in cerebellar and thalamic areas suggest a differential response to ketamine of the different components of the motor circuit between male and female mice that deserves further attention.

On the other hand, antidepressant-like effects of ketamine were likely mediated by the raphe–PFC pathway, as suggested by the association between behavioral and neurochemical effects (5-HT increase), and the similar behavioral response of both genotypes to ketamine, in line with the lack of expression of GluN2C subunits in this pathway. This view is in close agreement with previous observations indicating that antidepressant effects induced by ketamine and other glutamate-based strategies depend on serotonergic activity^42,68,69, likely involving an activation of the PFC–raphe pathway⁹² and the subsequent enhancement of serotonergic activity and 5-HT release^68,69.

In conclusion, the present study demonstrates that GluN2C deletion allows preserving the antidepressant-like action of ketamine while reducing the psychotomimetic-associated response in mice of both sexes. Moreover, it describes dissimilar effects on ketamine-induced Glu release in mPFC and c-fos brain expression in male and female mice. Overall, this supports the view that glutamate-based antidepressant strategies lessening psychotomimetic actions can be developed.

Conflict of interest

F.A. has received teaching honoraria from Lundbeck A/S. He is also a member of the scientific advisory board of Neurolixis and a co-inventor of two patents on conjugated oligonucleotide sequences. The remaining authors declare no conflict of interest.

Supplementary information

Supplementary Information accompanies this paper at (10.1038/s41398-020-01110-y).