Abstract
Purpose of Review
To evaluate and summarize recent research articles pertaining to insomnia in older adults that can guide healthcare providers on factors to consider when assessing and managing insomnia.
Recent Findings
Up to 75% of older adults experience symptoms of insomnia. Insomnia is associated with socioeconomic status, racial and ethnic classification, family relationships, medical and mental health disorders, cognitive function, and dementia. Although one-fifth of older adults are still prescribed sleep medications, cognitive behavioral therapy for insomnia is the first line treatment for insomnia, resulting in short-term and long-term benefits.
Summary
To manage insomnia safely and effectively, healthcare providers need to consistently assess for insomnia during baseline and annual assessments, evaluate medical and social factors associated with insomnia, minimize the use of sleep medications, and provide referrals to and/or collaborate with providers who perform cognitive behavioral therapy for insomnia. Insomnia screening is important as it facilitates early intervention with behavioral management, reduces the potential for pharmacological management, which increases fall risk in older adults, and enables further assessment and early identification of outcomes such as cognitive impairment.
Keywords: early morning awakenings, cognitive behavioral therapy for insomnia, cognitive decline, walking, socioeconomic status
Introduction
Insomnia is one of the most common sleep disorders in older adults. It is defined as complaints of difficulty initiating sleep, difficulty maintaining sleep, or early morning awakenings with the inability to return to sleep in the presence of adequate sleep opportunity or ideal environmental factors; and insomnia is accompanied by daytime clinical distress or functional impairment (1, 2). The fifth edition of the Diagnostic and Statistical Manual for Mental Disorders requires that the symptoms occur at least three nights a week for at least three months (1). Insomnia may also be episodic if the symptoms recur and persist for several weeks at a time, over several years.
Up to 75% of older adults report insomnia symptoms (3–8). The homeostatic and circadian mechanisms that drive the sleep and wake cycles diminish with age; thus, reducing the drive to sleep and increasing the risk for insomnia (9). For example, older adults report an increase in wake time after initially falling asleep and early morning awakenings (9, 10). Due to poor sleep efficiency, older adults experience daytime sleepiness and fatigue and tend to nap during the day (9, 10). After retirement, many older adults no longer have fixed work schedules, which may also increase the risk of insomnia. Many other factors, such as reduced mobility, reduced participation in social activities, decreased social interaction, and increased caregiving responsibilities are prevalent in the older adult population and increase the risk for insomnia (9).
Older adults with severe insomnia report a higher number of comorbid illnesses than those without insomnia (11). Insomnia is associated with multiple medical and mental health problems, including an increased risk for psychiatric disorders, suicide, and chronic health conditions, such as obesity, diabetes, cardiovascular disease, and chronic pain (12), which leads to increased medication consumption (7). Treating insomnia is vital because it has the potential to reduce public health burden (11). The aim of this paper is to evaluate and summarize recent research articles pertaining to insomnia in older adults to guide healthcare providers on factors to consider during assessment and management of insomnia.
Method
Search terms used in PubMed were “insomnia” (title/abstract) AND “older adult”. The filters were “humans” and “aged 65+ years.” We found 76 studies from 1/1/16 through 4/4/2019. We excluded literature reviews, clinical guideline reviews, and studies with participants who had human immunodeficiency virus, hepatitis, cancer, sickle cell disease, internet addiction disorders, and schizophrenia. After reviewing the abstracts, we included 48 studies (See Table 1). Twelve of these studies included middle-aged participants and one each had older adults with osteoarthritis, chronic pain, general anxiety disorder, and major depressive disorder. Two co-authors evaluated the methodological quality of the studies using a validated scoring system for rating empirical studies with different methodologies (13). A total of nine study components were rated a quality score ranging from 1 (very poor) to 4 (good), with a maximum potential score of 36 for each study. The studies varied in overall quality, with scores ranging from 25 to 36 and an average score of 30.6 (Table 1). A majority of the studies were of fair to good standard for overall quality.
Table 1:
Authors | Design | Study Name, Country | Sample Size | Sleep Measure | Demographics | Results | Quality Score Rating |
---|---|---|---|---|---|---|---|
Abell et al., (2015) | Prospective cohort, Longitudinal | The Whitehall II Cohort, United Kingdom | 4491 | Jenkins Sleep Problem Scale | Age range: 55–79 Female: 25.2% | The percentage of those participants who reported high levels of insomnia symptoms at each of the three time points was 8.2% (n=368). Chronic insomnia symptoms were associated with poorer overall well-being (difference between insomnia at 3 assessments vs none −7.0 (SE=0.4) p<0.001), mental well-being (difference −6.9 (SE=0.4), p<0.001) and physical well-being (difference −2.8 (SE=0.4), p<0.001). | 29 |
Adams et al., (2017) | Cross-sectional, Online survey | Australia | 175 | International Classification of Sleep Disorder s −3 criteria, ESS | Not Reported | 17.7% of older adults experienced insomnia. Sleep problems: 32% had difficulty falling asleep, 52% waking a lot during the night, 40% waking up too early and can’t get back to sleep, 34.3% waking feeling unrefreshed. 60.6% report getting adequate sleep. Daytime symptoms: 15.4% daytime sleepiness, 24% fatigue/exhaustion, 13.1% irritable/moody, 13.1 average ESS score. 61.1% reported at least 1 sleep problem, and 39.4% reported at least 2 sleep problems. | 30 |
Alcantara et al., (2016) | Prospective cohort | Multi-Ethnic Study of Atherosclerosis Sleep Study | 1784 | WHIIRS, ESS, PSG, Actigraphy, Sleep diary | Age range: 54–93 Female: 54% White: 36.8% Black: 28% Hispanic: 23.7% Chinese: 11.5% | 29.3% had insomnia (WHIIRS ≥ 10), 14.1% had excessive daytime sleepiness. Depression was associated with insomnia (PR = 1.83, 95% CI = 1.39, 2.40) and excessive daytime sleepiness (PR = 1.61, 95% CI = 1.19, 2.18). Insomnia was more strongly associated with depression among men than women. | 32 |
Alessi et al., (2016) | Randomized Controlled Trial | USA | 60 (≥ 60) | ISI, Sleep diary, PSQI, Actigraphy | Mean age: 72.2 (7.7) Age range: 60–91 Female: 3.1% Hispanic: 6.3% Black: 4.4%, White: 78.6%, Other: 7.6% | More than 90% of subjects reported that their sleep problems had been present for longer than 12 months. Compared to participants in the control group, participants who received CBTi (5 sessions) had greater improvements at the post-treatment, 6-month assessments, and 12-month assessments: sleep diary-sleep onset latency (−23.4, −15.8, and −17.3 minutes, respectively), sleep efficiency (10.5%, 6.7%, and 5.4%, respectively), PSQI (−3.4, −2.4, and −2.1 in total score, respectively), and ISI (−4.5, −3.9, and −2.8 in total score, respectively) (all P < .05). | 32 |
Altintas et al., (2018) | Cross-sectional | Turkey | 291 (≥ 60) | ISI | Mean age: 76.18 (8.06) Age range: 60–96 Female: 33.7% | 14.1% had moderate insomnia, 2.7% had severe insomnia. 16.8% experienced insomnia at a clinical level. | 29 |
Baron et al., (2017) | Pilot Intervention study | USA | 17 (≥55) | Insomnia diagnosed by sleep clinician, PSQI, Actigraphy | Mean Age: 61.6 (4.3) Female: 94.1% | Participants had an average wake after sleep onset of 57 min per night at baseline. Greater variability in objective sleep measures were associated with poorer subjective sleep quality on the global scale of PSQI for wake after sleep onset (p<0.01), sleep efficiency (p < 0.05), and fragmentation index (p < 0.01). Greater variability in sleep onset time (actigraphy) was associated with higher body mass index (p< 0.05). Sleep efficiency and wake after sleep onset variability decreased with 16 weeks of sleep intervention (sleep hygiene and aerobic exercise activity or nonphysical activity-social, educational activity) (p < 0.05). |
30 |
Brenes et al., (2016) | Randomized Controlled Trial | USA | 141 (≥60) | ISI | Mean Age: 66.8 (6.2) Age Range: 60–87 Black:5.7% White:90.8% Other:3.5% | Symptoms of insomnia (ISI) declined among participants who received both CBT-T (telephone) and telephone-delivered nondirective supportive therapy on sleep in patients with generalized anxiety at the 4-month visit, but participants in the CBT-T intervention experienced significantly greater improvement (F=10.21; df=1,136; p=0.002). Improvements in insomnia were maintained at the 15-month assessment. | 28 |
Cao et al., (2016) | Prospective, cohort | China | 1168 (≥60) | Self-report insomnia symptoms | Mean age: 70.70 (7.07) Age range: 60–94 Female:52.4% | 31.8% had self-reported insomnia. Self-reported insomnia (p<0.05) was significantly associated with depression. | 30 |
Caroll et al., (2016) | Cross-sectional | USA | 126 | DSM-4 and ICSD-2 criteria for primary insomnia | Mean age: 70.7 (6.6) Age range: 60–88 Female: 54.7% | Age (60–69 years vs. 70–88 years) and insomnia diagnosis interacted to predict shorter telomere length. In the oldest age group (70–88), telomere length was significantly shorter in those with insomnia compared to controls with no insomnia. In the adults aged 60–69, telomere length was not different between insomnia cases and controls. | 31 |
Castello-Domenech et al., (2016) | Descriptive cross-sectional | Spain | 99 | Athens insomnia scale, Oviedo sleep questionnaire | Mean age: 82.5 (0.8) Age range: 65–99 Female: 80.8% | 67.9% of the participants had insomnia based on the Oviedo questionnaire. The average “insomnia” score based on the Oviedo questionnaire was 19.1 ± 1 (range 9–39). The mean Athens score was 4.4 ± 0.4 (range 0–16). There was no significant correlation between cognitive function (measured by the MMSE) and the Athens scale or the Oviedo questionnaire in persons living in nursing homes without a diagnosis of dementia. There was a significant correlation between cortisol and Oviedo questionnaire subscale for evaluating insomnia-related adverse events.” |
29 |
Chan et al., (2017) | Randomized Controlled Trial | USA | 62 | Sleep diaries, actigraphy | Mean age: 69.45 (7.71) Female: 68% White: 82.26% Hispanic: 6.45%, Black: 3.23%, Asian: 3.23%, Multiracial: 4.84% | Variabilities in sleep-diary assessed sleep onset latency significantly decreased in brief behavioral therapy for insomnia compared to self-monitoring attention control (Pseudo R2 = .12; P=0.018). These effects were mediated by reductions in bedtime and wake time variability and time in bed. Their actigraphy-assessed sleep onset latency and sleep efficiency also improved (Pseudo R2 = .15 to .66; P < .001 to .044).” | 31 |
Chen et al., (2017) | Longitudinal | USA-Health and Retirement Study (2006–2014) | 6882 | 4 questions on insomnia symptoms | Mean age: 74.5 (6.6) Female: 57.4% White: 85.7% Non-White: 14.3% | 6.6% used non-physician recommended sleep medications and 11.8% used physician-recommended sleep medications. Mean number of insomnia symptoms (0–4): 1.90. Older adults who fell reported a greater number of insomnia symptoms compared with those who did not fall. A greater burden of insomnia symptoms at baseline independently predicted falling after adjusting for known risk factors of falling. Older adults who reported one additional insomnia symptom at baseline were 5% more likely to fall at follow-up. Insomnia symptoms and using physician-recommended sleep medications at baseline were significant predictors of any fall at follow-up. Compared with participants who did not take any sleep medications, the probability of falling was consistently higher for all levels of insomnia symptoms among older adults who took physician-recommended sleep medications at baseline. | 27 |
Chiou et al., (2016) | Cross-sectional | Taiwan-The Shih-Pai Sleep Study | 4047 | PSQI, DSM-4 criteria of insomnia | Female: 44.2% | 5.8% had insomnia, with 67.2% of those having insomnia for ≥6 months. The prevalence of insomnia disorder for 1 to 6 months and ≥6 months was 1.9% and 3.9 %, respectively. Women (p <0.001) and single individuals (p = 0.005) had a higher prevalence of insomnia disorder. Women had a higher prevalence of insomnia disorder for both duration quantifiers (1 to 6 months: 2.7 % of women vs. 1.3 % of men; and ≥6 months: 5.0 % of women vs. 3.0 % of men). Compared with married participants, single older adults had a higher prevalence of insomnia disorder for both duration quantifiers (1 to 6 months: 3.0 % of single individuals vs. 1.6 % of married individuals; ≥6 months: 4.6 % of single individuals vs. 3.6 % of married individuals). Insomnia disorder was significantly associated with heart disease (p <0.001), stroke (p = 0.002), pulmonary diseases (p = 0.001), depression (p < 0.001), excessive daytime sleepiness (p =0.01), pain (p < 0.001), and falling (p = 0.001). Insomnia disorder between 1 to 6 months was associated with being a woman (OR: 2.16, 95 % CI:1.33–3.51), having pulmonary diseases (OR: 2.57, 95 % CI: 1.46–4.52), having depression (OR: 2.81, 95 % CI: 1.59–4.96) and moderate pain (OR:2.56, 95 % CI:1.23–5.32). Insomnia disorder for more than 6 months was associated with being a woman (OR: 1.50, 95 % CI: 1.07–2.10) and having heart disease (OR: 1.73, 95 % CI: 1.21–2.49), depression (OR: 4.68, 95 % CI: 3.24–6.75), or moderate and severe pain (OR: 2.23, 95 % CI: 1.26–3.93 and OR: 2.34, 95 % CI:1.14–4.40) respectively. |
29 |
Culver et al., (2016) | Cross-sectional survey | USA | N (60–69 years):257 N (≥70 years):145 Total N: 1538 | Insomnia Treatment Acceptability Scale, PSQI, ICSD-3 criteria, ISI,, STOP Questionnaire | Mean age: 51.8 (14.6) Female: 100% White: 66.3% Black: 26.5%, Hispanic: 6.5% American Indian/Alaska Native: 2.9%, Asian/Asian American: 1.7% | 60–69 group: 28.6% reported insomnia medication treatment as very acceptable, 51% reported non-medication treatment very acceptable. ≥70y group: 16.9% reported insomnia medication treatment as very acceptable, 37.1% reported non-medication treatment very acceptable. | 31 |
Devkota et al., (2017) | Cross-sectional | Nepal | 253 (≥60) | Self-reported physical and mental well-being | Female: 68% Janajati: 82.5% Khas/Arya: 15.5% Dalit: 2.4% | 37.8% of the male pensioners reported insomnia, 53.8% of the female pensioners reported insomnia. Insomnia was associated with increased frailty in univariate models. | 30 |
DiNapoli et al., (2016) | Cross-sectional | USA | 879 (≥65) | International Classification of Diseases (9th ed) | Mean age: 76.5 (6.39) Female: 1.9% White: 85.4% Black: 11.9% Other:1.5% Unknown:1.2% | 23.2% of the sample had insomnia. 41.7% of them used any sedative hypnotics, 14.7% used Z-drugs (selective benzodiazepine receptor agonists i.e. eszopiclone, zaleplon, zolpidem), 14.7% used Trazadone, 11.8% used on-label benzos, 3.9% used off-label benzos, 1% used hydroxyzine, 2.5% used diphenhydramine. Older veterans with newly reported insomnia (41.7%) were most likely to receive a sedative hypnotic. Trazodone (6.7%) and on-label benzodiazepines (5.9%) were the most commonly prescribed sedative hypnotics to older veterans. | 27 |
Dragioti et al., (2018) | Cross-sectional | Sweden | 2790 (≥65) | ISI | Median age: 76 Age range: 70–82 Female: 52% | Participants with clinical insomnia was 24.6%. Lower overall wellbeing and quality of life were reported in severe clinical insomnia (i.e. ISI ≥ 22). Higher pain intensity, frequency and total comorbidities were reported in severe clinical insomnia compared to the other subcategories of insomnia. The total annual healthcare costs were more than doubled in severe clinical insomnia compared with no clinically significant insomnia. | 31 |
Endeshaw & Yoo (2016) | Cross-sectional | USA - National Health Aging Trends Study | 7162 (≥65) | 2 questions about insomnia symptoms | Female: 56% White: 80% Black: 8% Hispanic:7% Other: 5% | 28% of study participants reported 1 or both insomnia symptoms. Difficulty falling asleep, trouble staying asleep, and both insomnia symptoms were reported by 12%, 5%, and 11% of the participants, respectively. The proportion of study participants with insomnia symptoms was higher among women, Black and Hispanic participants, participants with lower education level, lower income, who reside in “not desirable” neighborhood, and who had poor health status and lower physical performance test scores. Participants engaging in organized social activity and/or walking exercise were significantly less likely to report insomnia symptoms. The risk of insomnia symptoms was lower in those who engaged in both activities versus those who engaged in one activity, suggesting the additive beneficial effect of two activities. Participants engagingin both activities were 40% less likely to report both insomnia symptoms while participants who reported engaging in organized social activity and walking exercise were 30% and 22% less likely to report both insomnia symptoms, respectively. |
29 |
Endeshaw et al. (2016) | Prospective cohort | USA - Healthy Aging Body Composition Study | 1478 | questions about insomnia, self-reported sleep duration | Mean age: 73.8 (2.9) Age range: 70–79 Female: 0% White: 62.9% Black: 37.1% | 23.2% of the participants reported at least 1 insomnia symptom. The proportion of participants who reported insomnia symptoms was higher among those with increased frequency of nocturia episodes. Overall, 19%, 25%, and 33% of participants with 0–1, 2, and ≥ 3 nocturia episodes, respectively, reported one or more insomnia symptoms (p < 0.001). | 28 |
Hartescu et al., (2016) | Cohort | United Kingdom - Nottingham Longudinal Study of Activity and Aging | 926 (≥65) | Questions about insomnia symptoms | Female: 60.2% | 21.6% of the baseline sample reported insomnia symptoms, with women reporting a significantly greater prevalence of insomnia symptoms than men. The higher level of walking was significantly and independently associated with a lower likelihood of reporting insomnia symptoms (OR = 0.67, 95% CI = 0.45–0.91, p < .05). Higher level of walking at baseline significantly predicted a lower likelihood of problems getting to sleep (OR = 0.64, 95% CI = 0.42–0.97, p < .05) and staying asleep (OR = 0.63,95% CI = 0.41–0.95, p < .05), but not early morning awakening (OR = 0.63, ns) at the four-year follow-up. |
26 |
Helbig et al., (2017) | Cross-sectional | Germany - KORA Age Study | 3833 (≥65) | Questions about insomnia symptoms | Mean age: 73 (5.8) Range: 65–93 Female: 51.3% | 8.2% of the sample were classified as having insomnia. The prevalence of difficulty staying asleep was the highest in the whole sample (40.7%), followed by trouble falling asleep (16.6%). In comparison to respondents without insomnia, there was a higher proportion of women among those suffering from insomnia, and participants with insomnia were, on average, significantly older than those without insomnia. Many of the participants with insomnia reported chronic conditions including hypertension (71.4%), eye diseases (53.7%) and heart diseases (43.2%). The frequency of individual chronic conditions was higher in participants with insomnia versus those without insomnia. Participants with insomnia were more likely to suffer from 2 or more chronic conditions (83.5%), compared to those without insomnia (56.5%). The most frequent co-occurring pairs of chronic conditions among individuals with insomnia were hypertension/eye diseases (37.5%) and hypertension/heart diseases (33.3%). Although insomnia and all its unique symptoms were associated with multimorbidity among women, in the multivariable models, trouble falling asleep was not significant after adjusting for all covariables among men. Among common pairs of conditions, associations were observed between insomnia with joint diseases/eye diseases in men and joint diseases/heart diseases in women. |
31 |
Hishikawa et al., (2017) | Cross-sectional | Japan | 142 | AIS | Mean age: 70.5 (9.7) Female: 50% | Subjective insomnia (AIS ≥4) was reported by 36.2% of participants and was more frequent in females than males. For both sexes, depressive symptoms were significantly higher in the AIS ≥4 subgroup than the AIS ≤3 subgroup. Apathy Scale scores were significantly higher in males in the AIS ≥4 subgroup. Of the AIS subscales, ‘sleepiness during the day’ was significantly higher in females than males (p < 0.01), especially in those aged ≥75 years (p < 0.01). This group of older females also performed poorer on the Trail Making Test score (p < 0.05). | 25 |
Huang et al., (2016) | Randomized Controlled Trial (crossover) | Taiwan | 38 (≥50) | Actigraph with electroencepalogram, Visual analog scale, PSQI | Mean age: 56.42 (6.35) Age range: 50–75 Female: 78.9% Chinese: 5.3% Taiwanese: 86.8% Hakka: 7.9% | Listening to soothing music for 30 minutes before bedtime significantly shortened the wake time after sleep onset measured by electroencephalogram, compared with brisk walking on the treadmill with music for 30 minutes in the evening. Music was effective in reducing sleep onset latency (P=.02) and wake after sleep onset (p<.001), as measured using electroencephalogram. | 36 |
Hung et al., (2018) | Case-control | Taiwan-Longitudinal Health Insurance Database of Taiwan’s National Health Institute Research Database | 12025 (≥60) | Diagnosis based on International Classification of Disease, 9 th edition, Clinical Modification | Not Reported | Patients with primary insomnia were more likely to have diabetes, dyslipidemia, hypertension, coronary artery disease, chronic liver disease, and chronic kidney disease. During the 3-year follow up period, 1316 pts with primary insomnia (2.54% of the study cohort) compared to 3742 patients with non-primary insomnia (1.34% of the comparison cohort) developed dementia. For relative risk of dementia, the hazard ratio was 2.21 for 60–74 age group and 1.96 for 75+ years. Patients with primary insomnia have a higher longitudinal risk of developing dementia. | 33 |
Ibanez-del Valle et al., (2018) | Cross-sectional | Spain | 62 (≥60) | AIS, Oviedo questionnaire, actigraphy | Mean age: 82.8 (8.7) | 20% of participants had insomnia based on the AIS. The average insomnia subscale (Oviedo subscale 2) score was 20.5 ± 6.9. Patients classified as patients with insomnia according to AIS score (score of ≥6) had higher blood plasma cortisol concentrations compared to the remaining group of individuals (p<0.01). | 29 |
Jackowska & Poole (2017) | Prospective cohort | United Kingdom - English Longitudinal Study of Ageing | Total: 4545 (≥50), 3200 (≥60) | Insomnia questions from Jenkins Sleep Problems Scale | Not reported | Insomnia was more prevalent in women (P < 0.001), respondents who were neither married nor cohabiting (P < 0.001), were from lower wealth quintiles (P < 0.001), current smokers (P = 0.04), consumed alcohol less frequently (P < 0.001), engaged in moderate or vigorous physical activity less than once a week (P < 0.001), had higher body mass index (BMI) (P < 0.001), reported having a limiting long-standing illness (P < 0.001), had elevated depressive symptoms (P < 0.001), and were undergoing treatment for depression (P < 0.001). Insomnia symptoms were associated with increased odds of elevated depressive symptoms 6 years later (OR = 1.36, 95% CI = 1.19–1.56, P < 0.001), independent of covariates. Difficulty falling asleep less than once a week, when compared with no difficulty during the past month, was predictive of higher odds of depressive symptoms (OR=1.49, 95% CI=1.06–2.11, P=0.023). Waking in the morning feeling tired once or twice a week (OR = 1.43, 95% CI = 1.00–2.03, P = 0.049) and three or more times a week (OR = 1.71, 95% CI = 1.24–2.37, P = 0.001) also predicted depressive symptoms at follow-up. | 28 |
Kaufmann et al., (2016) | Cohort study | USA - Health and Retirement Study (2002–2010) | 22,252 (≥50) | Questions about insomnia symptoms | Mean age: 63.96 (10.47) Female: 53.7% White: 74% Black: 14.4% Hispanic: 9.8% Other: 1.8% | Across all participants, the mean insomnia score increased modestly by 0.19 points (95% CI=0.14–0.24; t=7.52; p<0.001) between 2002 and 2010 after controlling for baseline age, race/ethnicity, gender, and education. There were statistically significant increases for Whites, Blacks, and Hispanics. Hispanics experienced a greater increase in insomnia severity over time compared to Whites. After adjusting for multiple accumulated health conditions and BMI, the association between insomnia severity and time decreased substantially and changed direction (B=−0.24; 95% CI=−0.29, −0.19; t=−9.22; design df=56; p<0.001), suggesting that the observed worsening in insomnia severity was attributable to the accumulation of health conditions. Hispanics saw significantly greater increases in insomnia severity even after controlling for all variables. By race/ethnicity group, Hispanics had a statistically significant increase in insomnia score for “no health conditions” stratum, but no statistically significant change in insomnia for 1, 2 or 3+ health conditions. Among non-Hispanic whites, there was no statistically significant change in the insomnia score for the no health conditions stratum, but a statistically significant decline in insomnia severity for the other three strata. |
30 |
Kay et al., (2016) | Case-control | USA | 135 (≥40) | Insomnia symptoms from Hamilton Rating Scale for Depression | Mean age: 66 Female: 47% White: 86.9% | The suicide attempt group had significantly more severe insomnia than the suicidal ideation (p = .010) and non-suicidal depressed (p = .006) groups. Individuals with a suicide attempt had on average one more symptom of insomnia (29% greater insomnia severity) than the non-attempt groups. The suicide attempt group had more severe insomnia symptoms of a particular type (onset, maintenance, or early morning awakening) and on average had at least two different symptoms of insomnia. | 31 |
Kim et al., (2017) | Cross-sectional | South Korea - Osan Mental Health Survey | 881 (≥60) | Athens Insomnia Scale, ICSD-2, DSM-4 interview, PSQI, ESS | Mean age: 70.6 (7) Female: 59% | The prevalence of insomnia was estimated to be 32.7% (95% CI = 29.6–35.8%). Insomnia was more prevalent in women than in men (37.9% vs. 25.2%; p < 0.001). Insomnia was less prevalent in the old-old group aged 80 years or older than in the young-old group aged 60–77 (22.4%, 95% CI = 14.7%–30.0% vs. 34.2%, 95% CI = 30.9% –37.6%, p = 0.014). The prevalence of insomnia subtypes was: psychophysiological insomnia, 20.5%; insomnia due to mental disorder 7.2%; insomnia due to general medical conditions 2.9%; insomnia in other sleep disorders 2.2%, and insomnia due to substance use 0.2%. Female gender was associated with the risk of insomnia (OR=2.40, 95% CI=1.30–4.44, p=0.005). | 33 |
Kuok et al., (2017) | Cross-sectional | China | 451 (≥50) | Questions about insomnia symptoms | Mean age: 72 (10.5) Female: 78.7% | 38.1% of the sample had insomnia. In the community, 13.7% had insomnia. In nursing homes, 44.4% had insomnia. Insomnia significantly predicted poor physical quality of life (p=0.02). | 29 |
Laredo-Aguilera et al., (2018) | Randomized Controlled Trial | Spain | 38 (≥65) | Oviedo Sleep Questionnaire | Mean age: experimental group: 75.44 (5.31), control group: 76.35 (6.45) Female: 84.2% | Following the 10-week functional training program, the experimental group’s insomnia scores decreased, but did not reach statistical significance (22.05 ± 12.51 to 16.45 ± 10.42; p=0.065). | 31 |
Larsson et al., (2017) | Cross-sectional | Sweden | 2415 (≥65) | ISI | Mean age: 75.9 (7.4) % female: 60.1 | The average ISI scores were highest among Subgroup 1 (moderate pain and high psychological symptoms, 14.4 ± 5.2, p<0.001). Subgroups 1 (moderate pain and high psychological symptoms, OR = 1.23, 95% CI:1.17–1.28), 2 (high pain and moderate psychological symptoms, OR = 1.13, 95% CI: 1.08–1.17), and 3 (low pain and moderate psychological symptoms, OR = 1.10, 95% CI: 1.07–1.14) were also associated with increased levels of insomnia. | 36 |
Li et al., (2018) | Secondary data analysis | USA | 49 (≥55) | AIS, PSQI | Mean age: 66.3 Age Range: 55–80 Female: 67% Non-White: 16% | Insomnia score decreased with time (10 weeks, change in the mean = −1.8, SD = 3.4) regardless of the intervention (mindfulness intervention or sleep hygiene intervention). Change in insomnia scores was associated with change in depressive symptoms (β = 0.38, p < 0.01). | 25 |
Lin et al., (2018) | Retrospective cohort study | Taiwan - National Health Insurance Research Database (2000–2013) | 192,358 (≥ 65) | International Classification of Diseases-9 criteria | Not Reported | 33.3% had insomnia. The risk of suicide attempts among insomnia patients aged 65 years and older was 1.595 fold (p < 0.001). | 34 |
Ling et al., (2016) | Cross-sectional | Singapore-Longitudinal Ageing Studies | 859 | 9 sleep questions: 3 regarding nocturnal sleep pattern, 3 insomnia, and 3 from Hamilton Depression Rating Scale | Mean age: 71.9 Age range: 65–94 Female: 59.4% | Insomnia complaints were present in 18.0% (n = 155) of the participants. Of these, 14.8% reported experiencing difficulty initiating sleep, 13.1% reported difficulty maintaining sleep, and 10.7% reported early morning awakening in the past month. Participants experiencing at least one type of insomnia complaint were generally older than those who reported no insomnia (p ≤ 0.030). They were more likely to report a history of medical conditions, such as gastro-intestinal disorders (p ≤ 0.043). A higher percentage of those with difficulty initiating sleep reported a history of arthritis (p = 0.016) compared to those with no difficulty initiating sleep, while those with difficulty maintaining sleep consumed more medications (2.6 vs. 3.2; p = 0.038) and were more likely to report a history of kidney failure (p = 0.046) and thyroid problems (p = 0.002). Those with early morning awakening were more likely to report a history of stroke (p = 0.048) and atrial fibrillation (p = 0.040). Participants with any insomnia complaint reported greater depressive symptoms (p ≤ 0.012), but only those with experiencing difficulty initiating sleep had a significantly higher percentage of depressive symptoms (Geriatric Depression Scale ≥ 5, 1.7% vs. 6.0%; p = 0.025). |
33 |
Ma et al., (2018) | Cross-sectional | China | 3045 (≥60) | AIS | Mean age: 69.7 (7.4) Age range: 60–95 Female: 45% Han: 97% | 24% had insomnia and 9% had suspected insomnia. Having no fixed income (p=0.04); living alone (p=0.007), being socially less connected with children (p<0.001), neighbors or friends (p<0.001), disagreeing about having spiritual or financial support during difficulty (p<0.001), and lack of trustworthy relationship with children (p=0.02), neighbors or friends (p=0.004, p=0.05, respectively), were all significantly associated with higher likelihood of suffering from severe insomnia. | 34 |
Manjavong et al., (2016) | Cross-sectional | Thailand: Healthy Ageing Khon Kaen Univeresity Campus Project | 491 (≥50), 95 (≥65) | International Classification of Diseases-10 criteria | Female: 65.8% | 60% of the participants had insomnia. The significant consequences related to insomnia were feeling unrefreshed (p<0.001), daytime sleepiness (p=0.002), need for a sedative drug (p<0.001), depression (p=0.002), and impaired attention (p<0.001). | 32 |
Moreno-Vecino et al., (2017) | Cross-sectional | Spain: Research Network in Exercise and Health for Special Populations | 463 (≥65) | Jenkins Sleep Scale | Age range: 66 – 91 Female: 100% | Participants with insomnia had significantly greater values of body mass index (30.0 ± 4.4 kg/m2 vs. 28.9 ± 4.2 kg/m2, p < 0.05, with and without sleep disorders, respectively), and waist circumference (94.1 ± 11.5 cm vs. 91.3 ± 10.3 cm, p < 0.01, with and without sleep disorders, respectively) than those with proper sleep. Women without sleep disturbance had greater lower body strength (13.9 ± 4.0 vs. 14.7 ± 3.5 repetitions, p < 0.05), upper body strength (18.5 ± 4.1 vs. 17.2 ± 4.0 repetitions, p < 0.001), agility (6.4 ± 2.4 vs. 6.1 ± 2.0 s, p < 0.01) and walking speed (19.0 ± 5.5 vs. 17.2 ± 4.0 s, p < 0.05), compared to women with sleep disturbances (with and without sleep disturbance, respectively). Women without sleep disturbance reported better health related quality of life as compared to those with it (73.3 ± 1.7 vs. 65.7 ± 1.9, p < 0.05, respectively). Women with better physical condition had lower risk of suffering from sleep disturbance by 92% (odds ratio, OR = 0.52, 95%CI 0.251–1.083) compared to women with lower physical condition (p = 0.08). | 35 |
Morita et al., (2017) | Longitudinal (Repeated measures non-randomized crossover) | Japan | 43 (≥55) | AIS, PSG | Mean age: 58.9 (3.6), 57.7 (2.9) Age range: 55–65 Female: 58.1% | 69.7% of the participants had primary insomnia (34.8% difficulty initiating sleep, 34.8% early morning awakening). No significant effect of the morning and evening exercise on the insomnia symptoms. | 32 |
Nowicki et al., (2016) | Cross-sectional | Poland: NATPOL study | 590 (≥60) | 3 questions about sleep | Age range: 60–79 Female: 27.6% | 74.8% of the female participants aged 60–79 had subjective insomnia. 55.6% reported difficulty falling asleep, 52.5% reported difficulty with sleep maintenance, and 20.1% reported early morning awakening. Among male participants aged 60–79, 52.9% had subjective insomnia. 50.2% reported difficulty falling asleep, 37.2% reported difficulty with sleep maintenance, and 33.2% reported early morning awakening. Age and gender were the most important factors for prevalence of self-reported insomnia. There was no correlation between self-reported insomnia and body mass index, level of education or place of residence. | 25 |
Sakamoto et al., (2017) | Cross-sectional | India | 112 (≥60) | ISI | Mean age: Males: 71.3 (7) Females: 67.9 (6.5) Female: 58% | The mean score of ISI was 2.8 (3.6) among males and 4.1 (4.4) among females. The prevalence of ISI (8 or more) was 15.2%. The prevalence of ISI (8 or more) among older adults living at the altitudes of 2800–3000 m, 3000–3500 m, and 3500–4200 m was 0%, 10.5%, and 28.9%, respectively (p=0.002). Altitude of residence was significantly related to ISI (R =0.350, p < 0.001). Living at higher altitude (odds ratio [OR] 1.003, 95% confidence interval [95% CI] 1.000–1.005, p=0.020) was an independent risk factor for insomnia. | 32 |
Tang et al., (2017) | Cross-sectional | Randomized Controlled Trial | 367 (≥60) | ISI, PSQI | Mean age: 72.9 (8.2) Female: 78.5% White: 90.1%, Non-White: 9.9% | All participants had clinically significant insomnia (ISI 12.8 ± 4.8). Sex, education, and fatigue predicted ISI nighttime sleep complaints [R2 = .187; F = 11.458 (p < .001)]. Fatigue, depression, and pain predicted daytime sleep-related consequences for ISI [R2 = .418; F = 33.742 (p < .000)]. When measures of sleep and pain beliefs/attitudes were added, depression was no longer a significant predictor of ISI daytime consequences. Education, fatigue, sleep beliefs and pain beliefs predicted ISI nighttime sleep complaints [R2 = .222; F = 21.334 (p < .001), R2 change .030; F change 7.023 (p < .001)]. Fatigue and sleep beliefs predicted ISI daytime sleep-related consequences [R2 = .458; F = 61.113 (p < .001), R2 change .045; F change 15.114 (p < .001)]. | 28 |
Uchmanowicz et al., (2019) | Cross-sectional | Poland | 100 | ESS, AIS | Mean age: 65.5 (15.6) Female: 41% | 59% of the participants had insomnia based on the AIS scale. Insomnia was more common in participants who were elderly (P=0.001); non-working (P=0.005); overweight (P=0.042); clinically diagnosed with hypertension (P=0.014), comorbid hypercholesterolemia (P=0.007) or ischemic heart disease (P=0.036); characterized by a lack of knowledge about the symptoms of hypertension (P=0.028) or complications of hypertension (P=0.003); and patients who were more frequently hospitalized due to complications of hypertension (P<0.001). There was a negative correlation between AIS score and all domains of quality of life. Insomnia had most effect on physical (r=−0.582, P=0.001) and psychological domain of quality of life (r=−0.520, P<0.001). | 35 |
Wang et al., (2016) | Cross-sectional | China | 3716 (≥60) | Questions about insomnia | Mean age: 69.4 (6.8) Female: 59.3% | 37.8% of the participants had insomnia. The overall proportion of insomnia in women was significantly higher than in men (41.5% vs 32.3%, p < 0.05). The most common type of sleep disturbance was difficulty maintaining sleep (25.2%; 21.8% in men vs 27.4% in women; p < 0.05), followed by difficulty initiating sleep (16.6%; 10.3% in men vs 20.9% in women; p < 0.05) and early morning awakening (12.2%; 11.2% in men vs 12.9% in women; p > 0.05). The prevalence of sleep disturbances significantly increased with age (p < 0.05). Among the subjects with insomnia, only 21.9% were taking sleep medications. Never smoking (odds ratio [OR] = 1.48, 95% confidence interval [CI] = 1.06–2.06), experiencing the loss of a parent (OR = 1.60, 95% CI = 1.25–2.05), and depression symptoms (OR = 2.72, 95% CI = 1.61–4.59) were independent risk factors for risk factors for insomnia in men. Occasional drinking (OR = 0.59, 95% CI = 0.40–0.86) was an independent protective factor against insomnia in men. Older age (OR = 1.48, 95% CI = 1.10–1.99), depression symptoms (OR = 3.11, 95% CI = 2.22–4.35), a history of cerebral hemorrhage (OR = 4.39, 95% CI = 1.68–11.45), a history of hyperlipidemia (OR = 1.35, 95% CI = 1.08–1.68), living without a spouse (OR = 1.68, 95% CI = 1.08–2.61), and having mild cognitive impairment (OR = 1.38, 95% CI = 1.08– 1.76) were independent risk factors for insomnia in women. | 34 |
Wilckens et al., (2016) | Randomized Controlled Trial | USA: AgeWise program project | 77 (≥60) | PSQI, PSG | Mean Age: 71.67 Age range: 60–87 Female: 68.4% White: 93.5% | Lower wake after sleep onset was associated with higher delayed recall performance. Participants in the brief behavioral therapy for insomnia group exhibited significantly greater improvements in WASO relative to those in the control condition. | 30 |
Wilckens et al. (2017) | Uncontrolled experimental trial | USA: AgeWise program project | 48 (≥60) | PSG, insomnia based on DSM-IV/ICS D-2 criteria and ISI score ≥ 10 | Mean age 69.26 (7.87) Age range: 60–93 Female: 60.4% White: 87.5% | Mean ISI for insomnia group was 14.67(4.56) pre-intervention and 5.58(4.48) post-intervention. 75% had wake after sleep onset latency complaints and 70.8% had sleep onset latency complaints. Wake after sleep onset showed a significant main effect of time point, indicating improvement following CBTi (t(37) = 6.30, p < 0.001). Reductions in wake after sleep onset were significantly associated with improvements in repetition trial accuracy, R2 change = 0.13, β = 0.372, t = 2.51, p = 0.017. | 34 |
Yeung et al., (2018) | Secondary analysis of Randomized Controlled Trial | USA | 106 (≥60) | Actigraphy, sleep diaries, PSQI, ISI | Mean age: 72.1 (79) Female: 3.8% White: 78.3% Hispanic: 6.6% Black: 5.7% | The ISI for the group was 11.7 (5.3). There was no difference among the CBTi with low physical activity group (N = 46) and CBTi with high physical activity group (N = 60) on the ISI score (p=.1) at baseline, post-treatment, 6-months and 1 year follow-up. All participants (older veterans) experienced an improvement in ISI score. | 34 |
Zhang et al., (2017) | Cross-sectional | USA: Boston Puerto Rican Health Study and Boston Puerto Rican Osteoporosis Study | 439 (≥60) | Insomnia questions | Age range: 60–79 | Among participants ≥ 60 years, 11% had insomnia disorder. Participants aged 60 years and older reported fewer insomnia symptoms (Chi-square = 13.1, p<0.01) than those younger than 60 years. Insomnia was associated with 49% greater risk of falls in adults 60 years or older (p<0.05), and in women, but not in those younger than 60 years, or in men. Insomnia was not associated with recurrent falls or fractures. | 36 |
Key: AIS - Athens Insomnia Scale, CBT- Cognitive Behavioral Therapy, CBTi- Cognitive Behavioral Therapy for insomnia, DSM - Diagnostic and Statistical Manual for Mental Disorders, ESS- Epworth Sleepiness Scale, ICSD-International Classification of Sleep Disorders, ISI- Insomnia Severity Index, MMSE-Mini Mental State Examination, PSG- Polysomnography, PSQI- Pittsburgh Sleep Quality Index, USA- United States of America, WHIIRS - Women’s Health Initiative Insomnia Rating Scale
Results
Prevalence of Insomnia
In studies that utilized the diagnostic criteria for insomnia disorder, the prevalence of insomnia ranged from 17% to 60% (14–16). Gehrman and colleagues (17) reported that approximately 14% of the older adults in their sample (n=291) had moderate insomnia and 2.7% had severe insomnia. In studies that asked about insomnia symptoms, the prevalence of insomnia ranged from 8.2% to 74.8% (3–5, 8, 18–24). The most common sleep complaints included difficulty maintaining sleep (range: 13.1% to 40.7%), difficulty initiating sleep (range: 10.3% to 55.6%), and early morning awakenings (range: 10.7 to 37.2%) (3, 5, 7, 8).
Eight studies assessed the prevalence of insomnia within specific populations, such as veterans, nursing home residents, older adults with pain, and males and females. The prevalence of insomnia among veterans ranged from 23.3% to 56.8% (25, 26), and among nursing home residents ranged from 44.4% to 67.9% (22, 27). The prevalence of clinical insomnia in older adults with chronic pain was 24.6% (11). The prevalence of insomnia was much higher in females, ranging from 41.5% to 74.8%, compared to males, ranging from 32.3% to 52.8% (3, 8, 28). In addition, females were more likely to experience insomnia for more than 6 months (29, 30).
Demographic and Sociocultural Correlates of Insomnia
Employment, living environment, and social support were all associated with insomnia outcomes. Ma and colleagues (23) found that older adults with insomnia were more likely to have no education (42%), no fixed income (48%), less social contact with children (81%) and friends (48%), less spiritual (61%) and financial (56%) support, and lack of trustworthy family (166%) and friends (67%). Other researchers reported similar results. Specifically, older adults desirable neighborhoods (12), unemployed (3, 6), of lower wealth status (30), working in a low rank position (18), and having economic difficulties (3) were more likely to report insomnia.
Insomnia symptoms were more prevalent among Black and Hispanic older adults compared to White older adults (12). However, the relationship between race and insomnia symptoms was not significant in the regression analyses that included socioeconomic, health, and functional status as covariates, suggesting that the association could be explained by social- economic and health status factors (12). Nevertheless, Kaufmann and colleagues (31) noted that the severity of insomnia over time was disproportionately greater in Hispanics compared to non-Hispanic Whites, even after controlling for health conditions and body mass index.
Medical and Mental Health Correlates of Insomnia
The presence of one or more medical illnesses may increase the risk for insomnia. Insomnia may also worsen chronic illnesses. Older adults with insomnia were more likely to report at least two chronic illnesses compared to older adults without insomnia (83.5% vs. 56.5%) (5). Some diseases noted were cardiovascular disease (5, 6, 29), hypertension (5, 32), coronary artery disease (3, 32), atrial fibrillation (7), and hyperlipidemia (3, 6, 32). Furthermore, older adults with chronic pain who had clinical insomnia were more likely to experience pain more often and at a greater intensity compared to those without insomnia (11).
Older adults tend to lose muscle mass and become weaker with age; thus, increasing their risk for frailty and falls. The presence of insomnia compounds this phenomenon. Insomnia was significantly associated with frailty (28) and fall risk in older adults (17, 24, 29). Chen and colleagues (33) found that older adults with greater insomnia symptoms had a higher risk of falling, and older adults who reported one additional insomnia symptom at baseline were 5% more likely to fall at follow-up.
Chronic insomnia symptoms in older adults were associated with poor mental health (18). Insomnia symptoms, specifically difficulty initiating sleep compared to difficulty maintaining sleep or early morning awakenings, were significantly associated with depression (3, 7, 16, 20, 29). Surprisingly, the association of insomnia with depression was greater in men than in women (19). Older adults with insomnia had a 1.59-fold risk for suicide attempts (34) and severe insomnia moderated the relationship between older adults with depression and suicidality (35).
Insomnia increased the risk for short-term or long-term cognitive impairment. Older adults with insomnia were significantly more likely to have impaired attention compared to those without insomnia (4). Furthermore, older adults with insomnia performed worse on a cognitive task (executive function) compared to those without insomnia (36). In a case-control study with a follow-up after 3 years, insomnia was independently associated with a 2.17-fold higher risk of subsequent development of dementia, and younger patients with primary insomnia had a higher risk of developing dementia (32). However, Castello-Domenech and colleagues (27) found that global cognitive performance, measured by the Mini-Mental State Exam, did not correlate with insomnia symptoms in older adults in nursing homes.
Non-pharmacologic Management of Insomnia
Behavioral Therapies
Dysfunctional attitudes and beliefs surrounding sleep were strong predictors of insomnia (37). Cognitive behavioral therapy insomnia (CBTi) is a multi-session, multicomponent intervention which includes: stimulus control techniques (helping the patient associate the bed with sleep instead of being awake), sleep compression or restriction strategies (reducing the challenge thoughts that interfere with sleep), and sleep hygiene (9, 38, 39). Sixty, older veterans had significant improvements in sleep onset latency, sleep efficiency, total wake time, and insomnia symptoms immediately, at 6 months, and at 12 months post-treatment, after receiving five sessions of CBTi compared to a sleep education program (40). While the sleep variables increased between the post-intervention and the 12-month assessment, the participants’ symptoms remained significantly improved at 12 months compared to baseline measures (40). Results from a secondary data analysis showed that 160 veteran participants who received the same CBTi protocol experienced a significant decrease in insomnia (5 points over a 12-month period) regardless of levels of physical activity (41). In 141 older adults living in a rural setting with generalized anxiety disorder, telephone-delivered CBT significantly improved insomnia symptoms over a 15-month period compared to a control intervention (7.39, CBT vs. 2.59, control) (42).
Brief Behavioral Therapy for Insomnia (BBTi) is the shortened version of CBTi. Four weeks of BBTi resulted in improved sleep onset latency for 27 older adults with chronic insomnia compared to a self-monitoring attention control group (n=23) with chronic insomnia (43). Specifically, subjective sleep onset latency decreased by about 48% in BBTi recipients compared to about 22% decrease in self-monitoring attention control group (43). Wilckens and colleagues (44) also found that four weeks of BBTi (2 in-person sessions and 2 phone calls) resulted in a significant decrease of 23 minutes in wake after sleep onset compared to the control group, which had an increase of 3 minutes of wake after sleep onset.
Exercise
Laredo-Aguilera and colleagues (45) found that older adult participants (n=38) had a 6-point, non-significant decrease in their insomnia scores after participating in a 10-week functional training program which included aerobic exercise, strength training, and balance training. Morning exercise compared to evening exercise did not result in any change in insomnia symptoms for 43 participants, but those who were in the morning exercise group had less shifts in sleep stages during the night, as measured by polysomnography (46). Older adults with regular physical activity, such as walking, were less likely to report insomnia symptoms (3, 12, 21, 30, 47). Furthermore, older adults who participated in organized social activities, such as clubs and classes, were less likely to report insomnia symptoms (12).
Mixed Interventions
A 16-week intervention study comparing the efficacy of sleep hygiene and aerobic exercise versus nonphysical activities, such as social or educational activities, resulted in decreased wake after sleep onset by more than 30 minutes for both groups (n=17) (48). Thirty-eight older adults participated in a crossover-controlled trial comparing the effects of listening to soothing music before bed and listening to music while walking on a treadmill, on insomnia symptoms (49). They reported that listening to music reduced sleep onset latency by 11 minutes and wake after sleep onset by 16 minutes, and exercising while listening to music reduced sleep onset latency by 12 minutes (49). Ninety-two percent of these participants preferred listening to music before bed.
Pharmacologic Treatments
Among older adults with insomnia in China, 21.9% used sleep medications, and 11.1% used sleep medications at least three times a week (3). Among a sample of 879 veterans who were diagnosed with insomnia during the previous 12 months, 41.7% used sedative-hypnotics, 14.7% used selective benzodiazepine agonists (z-drugs), 14.7% used Trazadone, 11.8% used on-label benzodiazepines, 3.9% used off-label benzodiazepines, 2.5% used diphenhydramine, and 1% used hydroxyzine (26). However, sleep medications were less acceptable with increased age among 402 female veterans (25). Specifically, 16.9% of the veterans over 70 years old reported insomnia medications as very acceptable compared to 28.6% of those between 60 to 69 years of age (25). Sleep medications increase the risk for many side effects including falls. Older adults who used physician-recommended sleep medications experienced a consistently higher fall risk, regardless of the severity of their insomnia symptoms (33).
Discussion
Although insomnia is not a normal part of aging, it is common among older adults and is often undertreated. In our review of 48 publications on insomnia in older adults published over the last 3 years, up to 75% of older adults experience symptoms of insomnia. Given that insomnia is associated with multiple chronic conditions and negative consequences such as falls, cognitive decline, and suicide, it is important to identify older adults who experience insomnia, for prevention or treatment, and to reduce the risk for the development, occurrence, or severity of these negative outcomes (5, 50, 51).
Measures of Insomnia
Healthcare providers in primary care offices should integrate an insomnia-screening questionnaire into their baseline and ongoing annual assessment forms. Some forms to consider include: Insomnia Severity Index (52), Epworth Sleepiness Scale (53), Athens Insomnia Scale (54), Pittsburgh Sleep Quality Index (55), Women’s Health Initiative Insomnia Rating Scale (56), or Minimal Insomnia Symptoms Scale (57). In addition, they can ask about risk factors for insomnia, such as comorbidities, medical conditions, substance use, recent falls, psychiatric conditions, and social factors, like employment status, living environment, and social relationships (38). Living alone and not being able to trust someone or not having contact with family and friends, can be stressful for older adults and further increase the risk for insomnia (23). Therefore, probing about the quality and type of living environment and social relationships can help to further identify potential factors associated with insomnia and guide the development of shared provider-patient treatment goals.
Objective sleep measures are not necessary to diagnose insomnia. However, actigraphy, which measures movement, uses algorithms to determine sleep and wake. Actigraphy can be used during treatment, in conjunction with a sleep diary, to evaluate treatment effectiveness (38).
Management of Insomnia
After diagnosing insomnia, behavioral interventions like CBTi and BBTi are the first line recommendations for treating insomnia. As recent studies have shown, both CBTi and BBTi have resulted in short and long-term, positive outcomes for insomnia (40, 44, 58). Since many primary care providers are often unfamiliar with implementing behavioral interventions for insomnia, they can collaborate with behavioral and sleep medicine providers, or refer them to a healthcare provider specializing in sleep medicine. The Society of Behavioral Sleep Medicine also has resources for providers and a listing of members in each state (59). Primary care providers can also complete specialized training courses for which they will receive continuing education credits. Insurance companies may not always cover CBTi sessions; therefore, some older adults who usually have fixed incomes may not be able to afford the sessions. However, healthcare providers can provide in office education about the basics of cognitive behavioral therapy for insomnia. Healthcare providers can also educate about participation in organized social activities, listening to soothing music before bed, and consistent exercise, since all these activities appear to be protective from insomnia (49). Other therapies, such as acupuncture (60, 61) and bright-light therapies have also been shown to reduce symptoms of insomnia (38, 62).
Many older adults prefer non-pharmacological management compared to pharmacological treatment for insomnia (25); however, benzodiazepines and other sedative-hypnotics are still regularly prescribed to older adults, often at higher doses than recommended (25, 26, 63). The first line treatment for insomnia is not pharmacological management since many sleep medications cause side effects like ataxia, falls, or residual sedation (33, 64). Additionally, recommendations for the use of prescription and over-the-counter sleep medications for treating insomnia is weak (65). Consequently, healthcare providers can intentionally identify patients in certain populations, such as veterans and persons with chronic pain, who are at greater risk for insomnia to assess their medication regimen and refer them to receive behavioral management interventions (25, 26). Furthermore, if patients have been using these medications for more than 12 months, it is important to discuss and work toward de-prescribing and developing healthy sleep habits (66, 67). If medications must be prescribed, they should be used for a limited period usually less than 6 months (68).
Sociodemographic Factors
African American and Hispanic older adults experience greater rates of insomnia compared to White older adults. However, African Americans older adults are under-diagnosed with insomnia. In one study, only 6.7% were diagnosed, although close to 20% had insomnia (69). Non-Hispanic Black older adults had greater difficulty falling and staying asleep compared to non-Hispanic White older adults (70). Potential explanations for these differences could stem from racism, discriminatory policies, and historical and structural oppression, which have contributed to African Americans in the United States of America having less access to economic, educational, and healthcare resources thus increasing their risk for insomnia and poor sleep (71, 72). Perceived racial discrimination is a significant predictor of sleep disturbance with individuals who experience perceived discrimination, as they are 60% more likely to experience sleep difficulties, even after adjusting for social, demographic, and mental health covariates (73).
Cognitive Function
Insomnia increases the risk for cognitive decline and dementia (74). One potential mechanism is its association with amyloid β-related neurodegenerative processes. A recent study found that persons with insomnia has higher levels of cerebrospinal fluid amyloid-beta (Aβ) 42 levels compared to those without insomnia (75). The glymphatic system, which is a perivascular network throughout the brain, allows for the clearance of amyloid-β and other interstitial solutes from the brain through the interaction of cerebrospinal fluid and intracellular fluid (76). The glymphatic system exchange significantly increases during sleep enabling the elimination of the various metabolites from the extracellular space that accumulate during wakefulness (77, 78). Therefore, insomnia can potentially lead to an accumulation of amyloid-β deposits, potentially initiating earlier cognitive decline. Healthcare providers can educate older adults about the mechanisms by which insomnia increases their risk for cognitive decline, and the importance of developing good sleep habits, and seeking help when they have insomnia. Primary care providers can also conduct brief memory screens using instruments such as the Mini-Cog (79) of older adults with insomnia.
Conclusion
With the projected growth of the aging population to 98 million by 2060 (80), the number of persons at risk for, and experiencing insomnia, will increase. Insomnia is associated with poorer quality of life and poor outcomes on the physical and psychological domains of quality of life (6, 11, 22). It is also costly for the healthcare system (11). Therefore, healthcare providers should be cognizant about assessing insomnia in all older adults; especially those who may be at greater risk, including veterans, women, and non-Whites, and specifically, evaluate sociodemographic and life experience factors that can contribute to insomnia. These assessments should be performed at baseline visits and annual preventive visits, so older adults can receive interventions early and lessen the potential for insomnia to trigger or worsen comorbid conditions.
Acknowledgments
Funding
This research was supported by the National Institute on Aging (grant number R01AG054079).
Footnotes
Declaration of Conflicting Interest
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Human and Animal Rights and Informed Consent
This article does not contain any studies with human or animal subjects performed by any of the authors.
Publisher's Disclaimer: This Author Accepted Manuscript is a PDF file of a an unedited peer-reviewed manuscript that has been accepted for publication but has not been copyedited or corrected. The official version of record that is published in the journal is kept up to date and so may therefore differ from this version.
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