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PLOS One logoLink to PLOS One
. 2020 Dec 11;15(12):e0240791. doi: 10.1371/journal.pone.0240791

Elevated neutrophil-to-lymphocyte ratio and predominance of intrahepatic cholangiocarcinoma prediction of poor hepatectomy outcomes in patients with combined hepatocellular–cholangiocarcinoma

Tai-Jan Chiu 1,2,3, Yi-Ju Chen 4, Fang-Ying Kuo 5, Yen-Yang Chen 1,2,*
Editor: Aldo Scarpa6
PMCID: PMC7732129  PMID: 33306714

Abstract

Objectives

Although elevated neutrophil-to-lymphocyte ratio (NLR) has been associated with survival in some liver cancers, its prognostic relevance has not been studied in the context of combined hepatocellular cholangiocarcinoma CHCC-CC, a rare primary liver cancer. We investigated whether elevated NLR and a predominance of cholangiocarcinoma might predict poor prognosis in patients with resectable CHCC-CC.

Methods

We retrospectively reviewed the clinicopathologic data of forty-two patients with CHCC-CC receiving hepatectomies at our hospital. We used Kaplan-Meier and Cox regression to analyze survival.

Results

Two-year disease-free survival and five-year overall survival rates were 43.2% and 32.9%, respectively. Univariate analyses showed that patients with NLR ≥3 had significantly worse 2-year DFS and 5-year OS rates. Univariant Kaplan-Meier survival analysis also associated these rates with a predominance in intrahepatic cholangiocarcinoma, AJCC tumor stage, pathological T stage and lymph-vascular invasion. However, our multivariate analysis found NLR ≥3 to be the only independent predictor of disease recurrence and poorer survival.

Conclusions

Neutrophil-to-lymphocyte ratio was the most important independent predictor of poorer survival in patients with resectable CHCC-CC. Predominance of intrahepatic cholangiocarcinoma, advanced AJCC tumor stage and pathological T stage, and lymph-vascular invasion also may affect poor prognosis in patients receiving complete tumor resections.

Introduction

Combined hepatocellular cholangiocarcinoma (CHCC-CC) is an uncommon primary liver malignancy. It is unique in that it shares pathological characteristics of hepatocellular carcinoma (HCC) and intrahepatic cholangiocarcinoma (IHC) coexisting within the same tumor. It makes up between 1% to 14.3% of all primary liver tumors depending on the study [19]. It is difficult to use image studies to accurately diagnose this disease prior to non-invasive preoperative examinations [10]. Currently, complete tumor resection is the only possible curative treatment.

Although some studies have attempted to identify factors that can predict post-hepatectomy disease free survival and overall survival, their results have not been in agreement. While some of them have reported that CHCC-CC has a worse median survival than hepatocellular carcinoma (HCC) and intrahepatic cholangiocarcinoma (IHC) [3, 9, 11], others report its survival rate to fall between the survival rates of HCC and IHC [1214] or be equal to IHC but worse than HCC [15]. One study found IHC-dominant patients with recurrent tumors to have significantly shorter mean survival rates than those with HCC-dominance [16]. Thus, it remains unclear how a predominance of HCC cells vs. IHC cells might affect surgical outcomes in patients with CHCC-CC.

Tumors induced systemic inflammatory cytokines and mediators could promote angiogenesis, DNA damage, and inhibition of apoptosis of cancer cells and associated with poor prognoses in different cancers [1719]. While tumor was diagnosed and before treatments, inflammatory response could be easily detected by peripheral blood tests. Several peripheral blood parameters, including neutrophil-to-lymphocyte ratio (NLR), derived NLR (d-NLR), platelet-to-lymphocyte ratio, and monocyte-to-lymphocyte ratio, have been found to be indicators of systemic inflammation and have been found predict prognosis in several malignancies [20, 21]. Although some studies have associated elevated NLR with poorer prognosis in patients with intrahepatic cholangiocarcinoma and hepatocellular carcinoma [22, 23], very few have discussed have its relevance to prognosis of CHCC-CC patients after hepatectomy.

Therefore, this study was conducted to evaluate the possible association of systemic inflammation (NLR) and other pathological factors with disease free and overall survival in CHCC-CC patients after tumor resection.

Materials and methods

Patients

This study was approved by the Chang Gung Medical Foundation Institutional Review Board, the case number is 103-7412B. All methods were performed in accordance with the principles expressed in the Declaration of Helsinki. Written informed consent was obtained from all patients before surgery. All data were fully anonymized before we accessed them. Patients’ medical records were accessed between January 2000 and December 2013.

We retrospectively reviewed the records of forty-two patients diagnosed as having CHCC-CC post hepatectomy between January 2000 and December 2013 at Kaohsiung Chang Gung Memorial Hospital in Kaohsiung a medical center located in southern Taiwan. All of these patients had intrahepatic CHCC-CC post complete tumor resections (M0) and no synchronous primary tumors. CHCC-CC was diagnosed pathologically based on microscope studies of thin-section specimens stained with hematoxylin and eosin. The immunoreactivity of each tumor was confirmed [24]. They only had type B combined disease (contiguous but independent masses of HCC and IHC) and type C combined disease (intimate intermingling of hepatocellular and glandular elements), based on Allen and Lisa classification. None of the patients had type A (separate masses constituting either HCC or IHC). None of the patients had thrombus extending to the level of the superior mesenteric vein or any antitumor treatments before operation. In addition, all patients had to be ≥18 years old and have a performance status (PS) of ≤2 on the Eastern Cooperative Oncology Group (ECOG) scale, adequate bone marrow, hepatic and renal function (creatinine clearance >60 mL/min), and a computed tomography or magnetic resonance image scan of the abdominal region within three weeks prior to the initiation of treatment.

Before hepatectomy, each patient received ultrasonography, contrast-enhanced magnetic resonance (MR), and/or tri-phase contrast enhanced helical computed tomography (CT) for the diagnosis of CHCC-CC and evaluation of the tumor. Also prior to operation, the liver function of each patient was assessed using the Child-Pugh classification system and/or the indocyanine green (ICG) clearance test. Three days before hepataectomy, neutrophil and lymphocyte counts were measured. NLR was calculated by dividing the neutrophil measurement by the lymphocyte measurement.

Clinicopathological information including age, gender, tumor (T) stage, nodal (N) status, TNM stage, and survival was obtained from the patients’ clinical records. This study was approved by the Chang Gung Medical Foundation Institutional Review Board. No written informed consent was required due to the retrospective design of the study.

Pathologic examination

As our literature review, there was no study to evaluate whether the predominance of intra-hepatic cholaginocarcinoma affected the outcome in resectable CHCC-CC patients. After discussion with our pathologist with expertise in hepatic tumors, we made the definition of predominance of intrahepatic cholangiocarcinoma while those whose IHC cells made up more than 55%. Patients with CHCC-CC were subdivided into those whose IHC cells made up 55% or less (n = 23) of all cells within the largest tumor and those whose IHC cells made up more than 55% (n = 19). Two pathologists reviewed all pathological findings and concluded that both HCC cells and IHC cells coexisted in liver tumors of our patients and that IHC cells made up at least more than 10% of the cells within the tumor in all patients. Pathological diagnosis of CHCC-CC was made microscopically using thin-section specimens stained with Hematoxylin and Eosin (H&E). Immunohistochemical staining of each tumor was also performed. HCC cells were confirmed based on immunohistological stains of hepatocyte paraffin 1 (Hep1) and ICC cells confirmed based on cytokeratin 7 (CK7).

Definition of NLR

NLR was calculated by dividing the absolute neutrophil count by the absolute lymphocyte count. NLR was determined within seven days before hepatectomy. Based on the time-dependent receiver operating characteristic (ROC) curve of our study, we set the NLR cutoff value to be 3.0(NLR < 3, NLR ≥ 3) (S1 Fig). Previous studies in intrahepatic cholangiocarcinoma have used a similar threshold [25, 26].

Follow-up

Patients were followed up every two months the first three years post surgery and every six months thereafter. Disease free survival (DFS) was defined as the duration between hepatectomy and recurrence or between hepatectomy and the last observation for patients without recurrence. Overall survival was defined as the time between hepatectomy and death or between hepatectomy and last follow-up.

Statistical analyses

The differences in numerical data between the two groups were compared by Student t test. Categorical variables were compared using χ2-tests. The estimated OS was calculated using Kaplan-Meier, and the differences between groups were assessed using the log rank test. Univariate and multivariate analyses of the prognostic factors for survival were performed using the Cox proportional hazards model. All statistical operations were performed using SPSS 18 statistical software (IBM Corp., Armonk, NY, USA). All tests were two-sided. A p-value < 0.05 was considered significant.

Result

Clinicopathological characteristics

The median age of 42 patients whose cases we reviewed was 58 years (range, 32–80 years). Twenty-nine (69%) were male and 13 (31%) female. The demographic and case characteristics of the patients are shown in Table 1. Classified using the TMN cancer staging system (American Joint Committee on Cancer), 15 patients (35.7%) had stage I tumors, 19 (42.5%) stage II, 4 (9.5%) stage III and 4 (9.5%) stage IVA. No patient had stage IVB (distant metastasis (M1)) disease. Only three patients had regional lymph nodes metastases (N1) and only one patient had tumor with portal vein invasion (T4). Thirty patients (71.4%) tested positive for HbsAg (surface antigen of the hepatitis B virus), 12 (28.6%) positive for HCV antibody (hepatitis C virus), and 31 (72.8%) had liver cirrhosis. Preoperatively, 23 patients (54.8%) had AFP (Alpha-Fetoprotein) levels > 15 ng/ml, three patients (7.1%) had CEA (carcinoembryonic antigen) > 5 ng/ml, and twelve patients (28.6%) CA 19–9 > 37 U/ml in. Nineteen patients (45.2%) had a predominance of IHC cells within the tumor.

Table 1. Clinicopathologic features of 42 patients with resectable combined hepatocellular cholangiocarcinoma post operation.

Parameters No. of cases (percentage)
Age (years)(mean: 58.2, median: 58.5, range 32–80)
Age≦60 22 (52.3%)
Age > 60 20 (47.6%)
Sex
Male 29 (69%)
Female 13 (31%)
Clinical 7th AJCC stage
I-II 34 (81%)
III-IV 8 (19%)
pathological T classification
T1 15 (35.7%)
T2 21 (50%)
T3 5 (11.9%)
T4 1 (2.4%)
Pathological N classification
negative 39 (92.9%)
positive 3 (7.1%)
Surgical margin
<10 mm 18 (42.8%)
≥ 10 mm 24 (57.2%)
Lymph-vascular invasion
negative 26 (61.9%)
positive 16 (38.1%)
Perineural invasion
negative 39 (92.9%)
positive 3 (7.1%)
Histology grade
Well or Moderate 35(83.3%)
Poorly 7 (16.7%)
Hepatitis B
Negative 12(28.6%)
positive 30(71.4%)
Hepatitis C
Negative 30(71.4%)
positive 12(28.6%)
Liver cirrhosis
no 11(26.2%)
yes 31(72.8%)
CEA
≤5 39(92.9%)
>5 3(7.1%)
CA-199
≤ 35 30(71.4%)
>35 12(28.6%)
AFP
≤ 15 19(45.2%)
>15 23(54.8%)
NLR
<3 21(50%)
≧3 21(50%)
Intrahepatic cholangiocarcinoma cell
≤55% 23 (54.8%)
>55% 19 (45.2%)

Abbreviations: AFP, Alpha-Fetoprotein; CA19-9, cancer antigen 19–9; LMR, lymphocyte to monocyte ratio; NLR, neutrophil-to-lymphocyte ratio.

Correlation between clinicopathologic parameters and NLR

Patients were subdivided into those with NLR<3 (n = 21, 50%) and those with NLR≧3 (21, 50%). The two NLR groups had no significant differences with regard to age, gender, AFP, CA19-9, HbsAg, HCV Ab, liver cirrhosis, lymph node metastasis, perineural invasion, lymph-vascular invasion, histology grade, AJCC tumor stage or IHC cell predominance (Table 2).

Table 2. Relationships between elevated neutrophil-to-lymphocyte ratio and clinicopathological factors.

NLR <3 ≧3 P
Age
≤ 60 11 (50%) 11(50%) 1.000
> 60 10 (50%) 10 (50%)
Gender
male 14 (48.3%) 15 (51.7%) 1.000
female 7 (53.8%) 6 (46.2%)
AJCC staging
I-II 19(55.9%) 15 (44.1%) 0.238
III-IV 2 (25%) 6 (75%)
T stage
I-II 20 (55.6%) 16 (44.4%) 0.184
III-IV 1 (16.7%) 5 (83.3%)
N stage
Negative 20 (51.3%) 19 (48.7%) 1.000
positive 1 (33.3%) 2 (66.7%)
Lymph-vascular invasion
Negative 14 (53.8%) 12 (46.2%) 0.751
Positive 7 (43.8%) 9 (56.2%)
Perineural invasion
Negative 19 (48.7%) 20 (51.3%) 1.000
Positive 2 (66.7%) 1 (33.3%)
Histology grade
Well or Moderate 17 (48.6%) 18 (51.4%) 1.000
Poorly 4 (57.1%) 3 (42.9%)
Hepatitis B
Negative 5 (41.7%) 7 (58.3%) 0.734
positive 16 (53.3%) 14 (46.7%)
Hepatitis C
Negative 17 (56.7%) 13 (43.3%) 0.306
Positive 4 (33.3%) 8 (66.7%)
Liver cirrhosis
No cirrhosis 7 (63.6%) 4 (36.4%) 0.484
Cirrhosis 14 (45.2%) 17 (54.8%)
CEA
≤5 21 (53.8%) 18 (46.2%) 0.232
>5 0 (0%) 3 (100%)
CA-199
≤ 35 16 (53.3%) 14 (46.7%) 0.734
>35 5 (41.7%) 7 (58.3%)
AFP
≤ 15 9 (47.4%) 10 (52.6%) 0.757
>15 12 (52.2%) 11 (47.8%)
IHC percentage
≤55% 14 (60.9%) 9 (39.1%) 0.121
>55% 7 (36.8%) 12 (63.2%)

Surgical outcomes

Mean survival follow-up was 677 days (87–2371 days). Nineteen of the patients died during the course of this study. Mean disease free survival was 499 days, two-year recurrence free survival was 43.2%, and five-year overall survival 34.9% (Table 3). As can be seen in Fig 1, the following were found by univariate analyses to be associated with poor disease free survival: lymph-vascular invasion (P = 0.035, Fig 1A), IHC cell > 55% (P = 0.031, Fig 1B), AJCC stage III/IV (P < 0.001, Fig 1C), T3/4 disease (P < 0.001, Fig 1D), NLR ≧3 (P<0.001, Fig 1E). Overall survival was also significantly lower in patients with lymph-vascular invasion (p = 0.001, Fig 2A), IHC cell > 55% (P = 0.034, Fig 2B), AJCC tumor staging III/V (p < 0.001, Fig 2C), T3/4 disease (p < 0.001, Fig 2D), NLR ≧3 (p < 0.001, Fig 2E).

Table 3. Correlation between the clinicopathological features and 2-year recurrence-free survival and overall survival in combined hepatocellular cholangiocarcinoma.

Variables No. of patients Cumulative P Cumulative P
2- year recurrence-free survival rate 5-year overall survival rate
Age
≦60 22 46.5% 0.935 37.8% 0.493
>60 20 52.5% 23.2%
Sex
male 29 44.8% 0.232 29.2% 0.627
female 13 60.6% 57.7%
AJCC staging
I-II 34 58.8% <0.001* 44.2% <0.001*
III-IV 8 12.5% 0%
T stage
T1-2 36 57.7% <0.001* 41.2% <0.001*
T3-4 6 0% 0%
N stage
negative 39 51.2% 0.198 37.9% <0.001*
positive 3 33.3% 0%
Lymph-vascular invasion
Negative 26 62.8% 0.035* 49.1% 0.001*
Positive 16 29.2% 12.9%
Perineural invasion
Negative 39 50.5% 0.498 36.7% 0.162
Positive 3 33.3% 0%
Histology grade
Well or Moderate 35 48.1% 0.853 38.5% 0.867
Poorly 7 57.1% 0%
Hepatitis B
Negative 12 48.6% 0.882 41.9% 0.947
Positive 30 49.3% 34.6%
Hepatitis C
Negative 30 51.7% 0.865 35.3% 0.805
Positive 12 42.8% 34.6%
Liver cirrhosis
No cirrhosis 11 54.5% 0.833 51.9% 0.465
Cirrhosis 31 47.3% 34.2%
CEA
≤5 39 51.7% 0.112 36.8% 0.012*
>5 3 0% 0%
CA-199
≤ 35 30 50.4% 0.776 45.1% 0.205
>35 12 45.7% 0%
AFP
≤ 15 19 41.5% 0.788 23.3% 0.303
>15 23 55.2% 41.9%
NLR
<3 21 84.0% 0.001* 60.0% 0.001*
≧3 21 9.2% 10.8%
IHC cell percentage
≤55% 23 61.4% 0.031* 45.9% 0.034*
>55% 19 35.1% 17.2%

Fig 1. Kaplan-Meier estimates of the probability of disease free survival (DFS).

Fig 1

Positive Lymph-vascular invasion (LVI)(1a), intratumor cholagnocarcinoma ≥ 55% (1b), T-stage III/IV(1c), AJCC tumor stage III/IV(1d) and neutrophil-to-lymphocyte ratio (NLR) ≥3 (1e) were associated with poor DFS.

Fig 2. Kaplan-Meier estimates of the probability of overall survival (OS).

Fig 2

Positive lymph-vascular invasion (LVI) (2a), intratumor cholagnocarcinoma ≥ 55% (2b), T stage III/IV (2c), AJCC tumor staging III/VI (2d) and neutrophil-to-lymphocyte ratio (NLR) ≥3 (2e) had poorer OS.

Prognostic significance of NLR

The clinicopathological characteristics were included in our univariate and multivariate analyses. As shown in Table 3, in our univariate analysis, lymph-vascular invasion, IHC cell percentage, AJCC tumor stage, T stage and NLR were all significantly associated with DFS and OS. Multivariate cox proportional hazard regression analysis, however, revealed that only NLR ≧3 to independently predict poor DFS (HR, 41.679; 95% CI, 7.812–222.378; P = 0.001) and OS (HR, 4.148; 95% CI, 1.196–14.388; P = 0.025) in our CHCC-CC after hepatectomy (Table 4).

Table 4. Risk factors affecting 2-year recurrence free survival and 5-year overall survival rate determined by Cox regression analysis.

Factors HR 95%CI P value
Disease free survival
Gender female 0.328 0.112–0.967 0.043
CA-199 >35 7.719 1.789–33.316 0.006
NLR ≧3 41.679 7.812–222.378 0.001
T stage III-IV 219.682 16.966–2844.518 0.001
Overall survival
NLR ≧3 4.148 1.196–14.388 0.025
AJCC staging III-IV 10.847 3.085–38.140 0.001

CI, confidence interval; HR, hazard ratios

a. Age, N stage, AJCC tumor stage, lymph-vascular invasion, perineural invasion, histology grade, hepatits B or C, liver cirrhosis, CEA > 5, AFP>15 and intrahepatic cholangiocarcinoma ratio were not associated the recurrence

b. Age, N stage, pathological T stage, lymph-vascular invasion, perineural invasion, histology grade, hepatits B or C, liver cirrhosis, CEA > 5, CA199, AFP>15 and intrahepatic cholangiocarcinoma ratio were not associatedmortality.

Discussion

Combined hepatocellular cholangiocarcinoma is a rare mixed primary liver malignancy in which HCC and IHC coexist. It is important to identify prognostic factors at the time of diagnosis because this information may help operative decision making and guide adjuvant or neoadjuvant treatment choices. This study found that an elevated NLR (≧3.0) independently predicted worse DFS and OS in patients with CHCC-CC treated with curative resection. NLR can be calculated from a simple blood test and can be assessed prior to the initiation of therapy.

Previous studies have demonstrated an association between NLR and survival of IHC [22, 26], HCC [27, 28] and CHCC-CC [29]. Although the prognostic significance of inflammation-based NLR has been previously reported in various types of cancer, it remained unclear whether these scores might predict which patients might be at high risk of recurrence after surgery for CHCC-CC. Our current study found that NLR can also be used to predict this recurrence and overall survival.

In the microenvironment of tumors, the mediators and cellular effectors of inflammation are important constituents [30]. Inflammation may promote the development, progression, angiogenesis, invasion and metastasis of some types of cancer [31, 32]. Inflammation activates proangiogenic factors including vascular endothelial growth factor or inflammatory cytokines, such as IL-1β by increasing neutrophils [33, 34]. In the inflammatory process, lymphocytes play a very important role in innate immunity and adaptive immune response and can eradicate tumor cells by inhibiting cell proliferation or migration [17, 30]. Thus, NLR is a very practical biomarker marker of inflammation.

The other interesting finding in our study is that IHC cell predominance (>55%) plays an important prognostic factor of DFS and OS of CHCC-CC patients post tumor resection in Kaplan-Meier univariate analyses. There were just a few studies about predominance of HCC or IHC cells within the tumor in CHCC-CC. Ariizumi et al. reported that CHCC-CC patients had poor outcomes after hepatectomy regardless of the predominance of IHC cells within the tumor. In their study, twenty of forty-four patients (45%) had portal vein invasion and ten patients received transcatheter arterial chemoembolization or radiofrequency ablation before surgery. Portal vein invasion has been found to be a significant poor prognostic factor in HCC [35, 36] and IHC [37] patients receiving operation. Nearly fifty-percent patients with portal vein invasion before surgery may affect their DFS and OS significantly in Ariizumi’ study. Although their study showed portal invasion was more frequent in patients with >50% IHC cells within the tumor than in patients with ≤50% IHC cells, but there was no statistically significant difference. Our study just included one patient with portal vein invasion because most were diagnosed as having HCC prior to hepatectomy. At our hospital, HCC with portal vein invasion is a contra-indication for surgery. It is difficult to diagnose CHCC-CC accurately before surgery, because CT or MRI scans often do not show typical patterns of contrast uptake or washout. CHCC-CC may have features of both HCC and IHC when a hepatic tumor contains an area of hyper-enhancement in the early phase and an area of delayed enhancement in the late phase on dynamics computed tomography [38].

Survival and prognosis of CHCC-CC patients after hepatectomy varies. Depending on study, 5-year survival rates range from 0% to 62% [39]. The difference in medial survival of those studies may be due to the small number of patients and may not accurately represent the actual prognosis of patients with CHCC-CC. In the current study, median DFS and OS were 16.6 months and 22.6 months, respectively, indicating patients with CHCC-CC had poor OS and DFS despite the curative resection. Most studies have found survival rates to be poorer in CHCC-CC than in HCC and undecided with regard to IHC [9, 40]. We found that two-year disease free survival in patients with less than 55% and more than 55% IHC cells within the tumor to be 61.4% and 35.1%, respectively, and 5-year overall survival rates to be 45.9% and 17.2%, respectively, both significantly different in univariate Kaplan-Meier survival analyses. A predominance of IHC cells within CHCC-CC was an indicator of a more aggressive tumor, though in our multivariate cox regression analysis, did not find the predominance to significantly affect DFS and OS. We found no clinicopathological factors to be associated with IHC predominance in this study (Table 5). Our univariant Kaplan-Meier survival analyses also found AJCC tumor stage, pathological T stage and lymph-vascular invasion to predict DFS and OS, but our multivariant cox regression analyses did not. These pathological factors have been related to poor prognoses in previous studies [41, 42].

Table 5. Relationships between predominance of intrahepatic cholangiocarcinoma and clinicopathological factors.

Intrahepatic cholangiocarcinoma cell ≤55% >55% P
Age
 ≤ 60 13 (59.1%) 9 (40.9%) 0.551
 > 60 10 (50%) 10 (50%)
Gender
 male 18 (62.1%) 11 (37.9%) 0.278
 female 5 (38.5%) 8 (61.5%)
AJCC staging
 I-II 21(61.8%) 13 (38.2%) 0.112
 III-IV 2 (25%) 6 (75%)
T stage
 I-II 22 (61.1%) 14 (38.9%) 0.075
 III-IV 1 (16.7%) 5 (83.3%)
N stage
 Negative 21 (53.8%) 18 (46.2%) 1.000
 positive 2 (66.7%) 1 (33.3%)
Lymph-vascular invasion
 Negative 17 (65.4%) 9 (34.6%) 0.149
 Positive 6 (37.5%) 10 (62.5%)
Perineural invasion
 Negative 22 (56.4%) 17 (43.6%) 0.581
 Positive 1 (33.3%) 2 (66.7%)
Histology grade
 Well or Moderate 18 (51.4%) 17 (48.6%) 0.428
 Poorly 5 (71.4%) 2 (28.6%)
Hepatitis B
 Negative 5 (41.7%) 7 (58.3%) 0.462
 positive 18 (60%) 12 (40%)
Hepatitis C
 Negative 16 (53.3%) 14 (46.7%) 1.000
 Positive 7 (58.3%) 5 (41.7%)
Liver cirrhosis
 No cirrhosis 4 (36.4%) 7 (63.6%) 0.283
 Cirrhosis 19 (61.3%) 12 (38.7%)
CEA
 ≤5 21 (53.8%) 18 (46.2%) 1.000
 >5 2 (66.7%) 1 (33.3%)
CA-199
 ≤ 35 17 (56.7%) 13 (43.3%) 0.961
 >35 6 (50%) 6 (50%)
AFP
 ≤ 15 12 (63.2%) 7 (36.8%) 0.320
 >15 11 (47.8%) 12 (52.2%)
NLR
 <3 14 (66.7%) 7 (33.3%) 0.121
 ≧3 9 (42.9%) 12 (57.1%)

This study has some limitations. First, it was a single center retrospective study. Second, the patient sample number was relatively small and selection bias may affect outcome. Diagnosis of CHCC-CC before surgery was difficult. The preoperative diagnoses of patients in this study were either HCC or IHC. Third, our hospital had no standardized treatment of recurrent CHCC-CC. Different treatment modalities might have affected overall survival.

In conclusion, preoperative NLR ≧3 was significantly predicted poor DFS and OS in resectable CHCC-CC. This readily available pre-operative test might potentially be used in conjunction with such post-operative pathological findings as T tumor stage, AJCC tumor stage, lymph-vascular invasion and IHC percentage to improve assessment of tumor biology and treatment decision-making.

Supporting information

S1 Fig. ROC curve of Neutrophil/lymphocyte ratio.

Threshold values were determined using the ROC curves, and the value with the highest sensitivity and specificity was calculated.

(TIF)

S1 Data. Study dataset.

Analytical dataset used in the study.

(XLSX)

Acknowledgments

The authors thank Kaohsiung Chang Gung Memorial Hospital Cancer Center for patients’ clinical data collection.

Abbreviations

AFP

Alpha-Fetoprotein

CEA

Carcinoembryonic antigen

CHCC-CC

combined hepatocellular cholangiocarcinoma

CK7

cytokeratin 7

CT

computed tomography

DFS

disease free survival

ECOG

Eastern Cooperative Oncology Group

H&E

Hematoxylin and Eosin

HbsAg

surface antigen of the hepatitis B virus

HCC

Hepatocellular carcinoma

HCV

hepatitis C virus

Hep1

hepatocyte paraffin 1

HR

hazard ratios

ICG

indocyanine green

IHC

intrahepatic cholangiocarcinoma

MR

magnetic resonance

NLR

neutrophil-to-lymphocyte ratio

OS

overall survival

PS

performance status

Data Availability

All relevant data are within the manuscript and its Supporting information files.

Funding Statement

This study was funded by grant obtained by Dr. Yen-Yang Chen from Kaohsiung Chang Gung Memorial Hospital Taiwan (Grant nos. CMRPG8E0881, CMRPG8F1771/1772). This study was also funded by grants obtained by Dr. Tai-Jan Chiu from Kaohsiung Chang Gung Memorial Hospital Taiwan (Grant CMRPG8E0811/0812/0813, CMRPG8C0531 and CMRPG8D0801).

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Decision Letter 0

Aldo Scarpa

13 Jul 2020

PONE-D-20-07323

Elevated neutrophil-to-lymphocyte ratio and predominance of intrahepatic cholangiocarcinoma prediction of poor hepatectomy outcomes in  patients with combined hepatocellular–cholangiocarcinoma

PLOS ONE

Dear Dr. Chen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands.

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This study was funded by grant obtained by Dr. Yen-Yang Chen from Kaohsiung Chang Gung Memorial Hospital Taiwan (Grant nos. CMRPG8E0881, CMRPG8F1771/1772). This study was also funded by grants obtained by Dr. Tai-Jan Chiu from Kaohsiung Chang Gung Memorial Hospital Taiwan (Grant CMRPG8E0811/0812/0813, CMRPG8C0531 and CMRPG8D0801).

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Reviewer #1: Thank you for the privilege of reviewing the paper by Chiu, Chen et al examining N-L ratio (NLR) in patients with resection of combined HCC-Cholangioca (intrahepatic) with a predominance of CCA.

Reference 28 signifies that the finding is not terribly novel, but it was a small study (n=59( The study adds incrementally to the body of literature that supports the utility of NLR as a prognostic marker for recurrence post hepatectomy for IHC, HCC here examining combined HCC-IHC. This is still worthwhile in my opinion since there isn’t a lot of data or large numbers in published studies to date. The angle of IHC predominance is of some interest, but there may be confounding, see below.

Some clarifications would be useful

Did any cases have branch portal vein invasion? If so it has to be included in the descriptive analysis and model

Is there an approved definition of HCC-CCA or predominance of IHC vs HCC in mixed lesions? Consider the paper by Brunt et al PMID: 29360137. I believe the authors have been careful in their case selection but important to add some references here where possible

Where did the cut-offs for Age CEA CA199 AFP NLR and IHC% come from? This would be important to describe, especially for NLR, some descriptive analysis on this in particular is warranted

Did NLR correlate with CA19-9 or IHC percentage? Nice to describe and does not negative the validity of data if there was a relationship, but we have to overtly recognize the risk of confounding then

In Table 4, please provide by footnote the factors not associated with disease recurrence or mortality

For sake of sensitivity analysis how would dose NLR as a continuous or categorical variable predict endpoints when age AFP CA199 CEA and IHC% are included as continuous variables

Figures, formatting needed, change days to years, text too small on axes, image quality poor and add nothing to data shown in tables

Consider a graph for NLR above and below threshold that is adjusted for all other factors, this can be done in Cox-regression in SPSS, that includes all factors, making NLR a categorical variable and clicking plot, follow the prompts to show smoothed survival curves by selected cat variable (NLR). This way you have two graphs with risk adjusted outcomes for recurrence and OS

Reviewer #2: THis is a descriptive, paper describing NLR in intrahepatic cholangiocarcinoma looking at a series of cases collected over 13 years at a single institution

Suggestions: it is stated that cutoff of 3 determined from ROC curve, but curve not shown

The authors suggest that this is a predictive model but is actually a descriptive case series.

Reviewer #3: The manuscript titled “Elevated neutrophil-to-lymphocyte ratio and predominance of intrahepatic cholangiocarcinoma prediction of poor hepatectomy outcomes in patients with combined hepatocellular–cholangiocarcinoma” is a study about prognostic value of elevated neutrophil-to-lymphocyte ratio in surgical treated combined hepatocellular – cholangiocarcinoma. The Authors should be congratulated for collecting a clinical series of 42 patients resected with this rare disease

The manuscripts have the following limitations:

• The Authors should discuss the criteria for dividing patients according to the proportion of IHC cell (more or less than 55%);

• The Authors should clarify the reason for reporting univariate analysis at 2-year for recurrence-free survival and at 5 years for overall survival;

• The Authors should report the rate of positive and negative margins among patients submitted to resection;

• The small sample size and the distribution of different characteristics may have influenced the power of statistical analysis, the authors should comment the HR rate for T stage for recurrent disease (HR= 219.682). I suggest to review the statistical analysis by a statistician.

**********

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes: Andrea Ruzzenente

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PLoS One. 2020 Dec 11;15(12):e0240791. doi: 10.1371/journal.pone.0240791.r002

Author response to Decision Letter 0


16 Sep 2020

Response to Editor comments:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf.

Response: We agree with this valuable comment. We will make sure our manuscript to meet PLOS ONE style

2. In the ethics statement in the manuscript and in the online submission form, please provide additional information about the patient records used in your retrospective study, specifically whether all data were fully anonymized before you accessed them.

Response: We agree with this valuable comment. In the “Ethics approval and consent to participate”, we provide Availability of data and materials

The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request

3. 'Founding

This study was funded by grant obtained by Dr. Yen-Yang Chen from Kaohsiung Chang Gung Memorial Hospital Taiwan (Grant nos. CMRPG8E0881, CMRPG8F1771/1772). This study was also funded by grants obtained by Dr. Tai-Jan Chiu from Kaohsiung Chang Gung Memorial Hospital Taiwan (Grant CMRPG8E0811/0812/0813, CMRPG8C0531 and CMRPG8D0801).

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

a. Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

'The author(s) received no specific funding for this work.'

Response: we will remove funding information from text and update our Funding statement.

b. Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

Response: Our amended statements will be within our cover letter

4. Please upload a copy of Figure 4f and 4g, to which you refer in your text. If the figure is no longer to be included as part of the submission please remove all reference to it within the text.

Response: We correct our mistakes of Figure 4f and 4g to Figure 2f and 2g

5. Your ethics statement must appear in the Methods section of your manuscript. If your ethics statement is written in any section besides the Methods, please move it to the Methods section and delete it from any other section. Please also ensure that your ethics statement is included in your manuscript, as the ethics section of your online submission will not be published alongside your manuscript.

Response: We rewrite our ethics statement in the Methods section of our manuscript

Response to Reviewer 1’s Comments:

1. Did any cases have branch portal vein invasion? If so it has to be included in the descriptive analysis and model.

Response: We agreed with these comments. In this study, we just found only one patient had tumor with portal vein invasion (T4). In the section of result, we showed that only one patient had tumor with portal vein invasion. At our hospital, HCC with portal vein invasion is a contra-indication for surgery. It is difficult to diagnose CHCC-CC accurately before surgery, because CT or MRI scans often do not show typical patterns of contrast uptake or washout. The patient number was too few, and we did not include this item in our analysis. However, in our study, there were sixteen patients with microscopic lymph-vascular invasion. We found cHCC-CC patients with lymph-vascular invasion predicted poor outcome after resection.

2. Is there an approved definition of HCC-CCA or predominance of IHC vs HCC in mixed lesions? Consider the paper by Brunt et al PMID: 29360137. I believe the authors have been careful in their case selection but important to add some references here where possible

Response: I think this is a very important comment. We citated this paper in our reference [24]. In this retrospective study, we collected medical records of 42 patients with primary CHCC-CC treated with surgical resection between January 2000 and December 2013 at our hospital. Two pathologists performed immunohistochemical studies of tissue samples collected during surgery. Following Allen and Lisa classification, we included only patients with CHCC-CC classified as type C (intimate intermingling of hepatocellular and glandular elements) and type B (contiguous but independent masses of HCC and CC). We excluded patients with type A (separate masses constituting either HCC or CC). CHCC-CC was diagnosed pathologically based on microscope studies of thin-section specimens stained with hematoxylin and eosin. The immunoreactivity of each tumor was confirmed: hepatocyte paraffin 1 (Hep1) antibody and CK-7 (cytokeratin-7) in CHCC-CC.

3. Where did the cut-offs for Age CEA CA199 AFP NLR and IHC% come from? This would be important to describe, especially for NLR, some descriptive analysis on this in particular is warranted.

Response: We agreed with these comments.

a. The cut-offs values of CEA, CA199 and AFP were the upper limit of normal range in our hospital.

b. The cut-off value for Age is the median age of these 42 patients.

c. Definition of NLR: NLR was calculated by dividing the absolute neutrophil count by the absolute lymphocyte count. NLR was determined within seven days before hepatectomy. Based on the time-dependent receiver operating characteristic (ROC) curve of our study, we set the NLR cutoff value to be 3.0(NLR < 3, NLR ≥ 3). Previous studies in intrahepatic cholangiocarcinoma have used a similar threshold[25, 26].

d. IHC cell predominance (>55%): The definition was discussed with pathologists with expertise in hepatic tumors. However, there was no related reference. Ariizumi et al. reported that CHCC-CC patients had poor outcomes after hepatectomy regardless of the predominance of IHC cells within the tumor. Their definition of IHC predominance was >50% IHC cells within the tumor.

4. Did NLR correlate with CA19-9 or IHC percentage? Nice to describe and does not negative the validity of data if there was a relationship, but we have to overtly recognize the risk of confounding then

Response: We agreed with these comments. Table 2 showed relationships between elevated neutrophil-to-lymphocyte ratio and clinicopathological factors. We did not find the relationship between NLR and CA199 or IHC predominance.

5. In Table 4, please provide by footnote the factors not associated with disease recurrence or mortality.

Response: We agreed with these comments. We provided by footnote the factors not associated with disease recurrence or mortality.

6. For sake of sensitivity analysis how would dose NLR as a continuous or categorical variable predict endpoints when age AFP CA199 CEA and IHC% are included as continuous variables.

Response: We agreed with these comments. In Table 2, we found that there was no relationship between NLR and age, AFP, CA199, CEA and IHC%. NLR could predict tumor recurrence and survival time although cox-regression analyses including age, AFP, CA199, CAE, AFP and IHC%

Recurrence

B 標準誤差 Wald 自由度 顯著性 Exp(B) 95.0% Exp(B) 的 CI

下限 上限

Age60 -.227 .446 .258 1 .611 .797 .333 1.911

NLR2 2.893 .736 15.431 1 .000 18.039 4.260 76.383

CEA1 .575 .820 .492 1 .483 1.778 .356 8.872

CA199a -.559 .567 .970 1 .325 .572 .188 1.738

AFP1 -.187 .467 .160 1 .689 .829 .332 2.073

Cho55 .901 .502 3.217 1 .073 2.461 .920 6.587

Overall survival

B 標準誤差 Wald 自由度 顯著性 Exp(B) 95.0% Exp(B) 的 CI

下限 上限

Age60 -.754 .505 2.225 1 .136 .471 .175 1.267

NLR2 1.972 .652 9.149 1 .002 7.187 2.002 25.795

CEA1 1.440 .851 2.865 1 .090 4.223 .797 22.383

CA199a .738 .519 2.019 1 .155 2.091 .756 5.784

AFP1 -1.013 .531 3.647 1 .056 .363 .128 1.027

Cho55 1.338 .555 5.819 1 .016 3.812 1.285 11.305

7. Figures, formatting needed, change days to years, text too small on axes, image quality poor and add nothing to data shown in tables

Response: We agree with this valuable comment and we re-format the figures

2). How many pathologist was read IHC data? What criteria to accept on grading score from different reader?

Response: In the “immunohistochemical study”, MK immunostaining was evaluated independently by two pathologists blinded to the subjects’ clinical information. Each specimen was assigned a score of 1 to 4 based on the percentage of positive cells within a field of cells (100 x magnification): 1 for <5% of the cells, 2 for 6–35% of the cells, 3 for 36–70% of the cells, and 4 for >71% of the cells. Each specimen also received another score of 1 to 4 based on intensity of staining: 1 for negative staining, 2 for weak staining, 3 for moderate staining and 4 for strong staining. MK expression score was then calculated by multiplying the percentile and intensity scores. A score of ≥4 for MK protein expression levels indicated the tumor was positive

Response to Reviewer 2’s Comments:

it is stated that cutoff of 3 determined from ROC curve, but curve not shown Response: We agree with this valuable comment and we provide our ROC curve at supplementary Figure 1

Response to Reviewer 3’s Comments:

1. The Authors should discuss the criteria for dividing patients according to the proportion of IHC cell (more or less than 55%)

Response: We agreed with these comments. However, from the literature review, there was no study to evaluate whether the percentage of intra-hepatic cholaginocarcinoma affect the outcome in CHCC-CC patients. After discussion with our pathologist with expertise in hepatic tumors, we made the definition of predominance of intrahepatic cholangiocarcinoma while those whose IHC cells made up more than 55%

2. The Authors should clarify the reason for reporting univariate analysis at 2-year for recurrence-free survival and at 5 years for overall survival;

Response: We agreed with these comments. Survival and prognosis of CHCC-CC patients after hepatectomy varies. Depending on study, 5-year survival rates range from 0% to 62%[39]. In the current study, Mean survival follow-up was 677 days (87-2371 days). Nineteen of the patients died during the course of this study. Mean disease free survival was 499 days, two-year recurrence free survival was 43.2%, and five-year overall survival 34.9%. Therefore, we report the univariate analysis at 2- year for recurrence free survival and 5 years for overall survival.

3. The Authors should report the rate of positive and negative margins among patients submitted to resection.

Response: We agree with this valuable comment. We reported our surgical margin (< 1cm or � 1cm) on Table 1. Eighteen patients (42.8%) had surgical margin < 1 cm.

4. The small sample size and the distribution of different characteristics may have influenced the power of statistical analysis, the authors should comment the HR rate for T stage for recurrent disease (HR= 219.682). I suggest to review the statistical analysis by a statistician.

Response: We agree with this valuable comment. We discussed with the statistician. They thought that HR rate for pathological T stage for recurrence was affected significantly because the patient number of pathological T3-4 was only 6 patients. The sample size was too small and all these patients got recurrence within 4 months (40 days to 106 days).

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Aldo Scarpa

5 Oct 2020

Elevated neutrophil-to-lymphocyte ratio and predominance of intrahepatic cholangiocarcinoma prediction of poor hepatectomy outcomes in  patients with combined hepatocellular–cholangiocarcinoma

PONE-D-20-07323R1

Dear Dr. Chen,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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PLOS ONE

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Reviewer #1: All comments have been addressed

Reviewer #3: All comments have been addressed

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Reviewer #1: Yes

Reviewer #3: Yes

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Reviewer #3: Yes

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Reviewer #1: Yes

Reviewer #3: Yes

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Reviewer #1: The authors have addressed my comments, other reviewer comments seem less comprehensively approached and overall there are minimal changes to the paper, nevertheless the data is what it is and for a purely descriptive study it is reasonable to publish

Reviewer #3: The Authors addressed the comments of the reviewers, and they imporved the manuscript accordignto the suggestions of the reviewers

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Reviewer #3: Yes: Andrea Ruzzenente

Acceptance letter

Aldo Scarpa

2 Dec 2020

PONE-D-20-07323R1

Elevated neutrophil-to-lymphocyte ratio and predominance of intrahepatic cholangiocarcinoma prediction of poor hepatectomy outcomes in patients with combined hepatocellular–cholangiocarcinoma

Dear Dr. Chen:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Kind regards,

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on behalf of

Dr. Aldo Scarpa

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. ROC curve of Neutrophil/lymphocyte ratio.

    Threshold values were determined using the ROC curves, and the value with the highest sensitivity and specificity was calculated.

    (TIF)

    S1 Data. Study dataset.

    Analytical dataset used in the study.

    (XLSX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting information files.


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