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. 2020 Dec 16;15(12):e0243961. doi: 10.1371/journal.pone.0243961

Glucocorticoids with low-dose anti-IL1 anakinra rescue in severe non-ICU COVID-19 infection: A cohort study

Raphael Borie 1, Laurent Savale 2, Antoine Dossier 3, Jade Ghosn 4, Camille Taillé 1, Benoit Visseaux 5, Kamel Jebreen 6, Abourahmane Diallo 6, Chloe Tesmoingt 7, Lise Morer 1, Tiphaine Goletto 1, Nathalie Faucher 8, Linda Hajouji 1, Catherine Neukirch 1, Mathilde Phillips 1, Sandrine Stelianides 1, Lila Bouadma 9, Solenn Brosseau 1, Sébastien Ottaviani 10, Johan Pluvy 1, Diane Le Pluart 4, Marie-Pierre Debray 11, Agathe Raynaud-Simon 7, Diane Descamps 5, Antoine Khalil 11, Jean Francois Timsit 9, Francois-Xavier Lescure 4, Vincent Descamps 12, Thomas Papo 3, Marc Humbert 2, Bruno Crestani 1, Philippe Dieude 10, Eric Vicaut 6,#, Gérard Zalcman 1,*,#; on behalf of Bichat & Kremlin-Bicêtre AP-HP COVID teams
Editor: Chiara Lazzeri13
PMCID: PMC7743937  PMID: 33326457

Abstract

Background

The optimal treatment for patients with severe coronavirus-19 disease (COVID-19) and hyper-inflammation remains debated.

Material and methods

A cohort study was designed to evaluate whether a therapeutic algorithm using steroids with or without interleukin-1 antagonist (anakinra) could prevent death/invasive ventilation. Patients with a ≥5-day evolution since symptoms onset, with hyper-inflammation (CRP≥50mg/L), requiring 3–5 L/min oxygen, received methylprednisolone alone. Patients needing ≥6 L/min received methylprednisolone + subcutaneous anakinra daily either frontline or in case clinical deterioration upon corticosteroids alone. Death rate and death or intensive care unit (ICU) invasive ventilation rate at Day 15, with Odds Ratio (OR) and 95% CIs, were determined according to logistic regression and propensity scores. A Bayesian analysis estimated the treatment effects.

Results

Of 108 consecutive patients, 70 patients received glucocorticoids alone. The control group comprised 63 patients receiving standard of care. In the corticosteroid±stanakinra group (n = 108), death rate was 20.4%, versus 30.2% in the controls, indicating a 30% relative decrease in death risk and a number of 10 patients to treat to avoid a death (p = 0.15). Using propensity scores a per-protocol analysis showed an OR for COVID-19-related death of 0.9 (95%CI [0.80–1.01], p = 0.067). On Bayesian analysis, the posterior probability of any mortality benefit with corticosteroids+/-anakinra was 87.5%, with a 7.8% probability of treatment-related harm. Pre-existing diabetes exacerbation occurred in 29 of 108 patients (26.9%).

Conclusion

In COVID-19 non-ICU inpatients at the cytokine release phase, corticosteroids with or without anakinra were associated with a 30% decrease of death risk on Day 15.

Introduction

The coronavirus disease (COVID-19) pandemic caused by the SARS-CoV-2 virus spread worldwide within 2 months [1,2]. Available data would suggest an approximately 1% global mortality and up to 15% mortality for inpatients requiring oxygen [3,4]. Antiviral therapy (remdesivir) recently showed effectiveness in a randomized controlled trial (RCT) dedicated to COVID-19-related lower respiratory tract infections. However, 7.1% of the 538 remdesivir patients had died at Day 14 [5]. Severe COVID-19 patients exhibited a so called “cytokine storm”, typically 5–10 days after symptom onset [6], with fever, increased oxygen requirement, and elevated inflammatory markers [7]. While anti-inflammatory drugs such as corticosteroids or anti-interleukins (IL) therapy are still debated or contra-indicated in septic shock [811], such drugs may efficiently target the hyper-inflammatory phase, according to the high levels of blood cytokines at this phase of SARS-CoV-2 infection. Accordingly, the coronavirus are able to activate the NLRP3 inflammasome [12]. Although corticosteroids interfere with a wide array of inflammatory pathways, they were initially actively discouraged by WHO for COVID-19, based on small-sized studies on SARS-CoV-1 and MERS coronavirus infections [13]. In such diseases, either safety concerns or no clinical efficacy were reported [14,15], with possibly increase in viral load and prolonged viral shedding [16]. In China, however, corticosteroids were used in up to 50% of severe COVID-19 patients [1719]. In a retrospective cohort involving 46 severe COVID-19 patients, intravenous methylprednisolone resulted in significant decreases in ICU hospitalization length, a significant improvement in SpO2, yet without a significant decrease in mortality [18]. More recently the controlled, open-label trial RECOVERY showed that oral or intravenous dexamethasone for up to ten days significantly reduced 28-days mortality by 30% as compared with "standard of care" [20].

On March 27, 2020, our multidisciplinary medical COVID-19 response team proposed a treatment algorithm for all incoming non-ICU severe patients (S1 Fig), which included anticoagulants, corticosteroids and rescue anakinra. Results were compared with those observed in severe COVID-19 control patients, who had not received any immunosuppressive therapy.

Methods and materials

Study participants

All non-ICU consecutive COVID-19 inpatients that met the criteria received steroids, anakinra or both from March 27 to April 10 in Bichat University Hospital, Paris. They all exhibited positive SARS-CoV-2 RT-PCR. Patients were considered severe when meeting the following criteria: symptom duration ≥5 days; bilateral pneumonia based on non-injected thoracic CT scan, need for ≥3 L/min oxygen supply in view of ≥94% oxygen saturation measured by pulse oximetry; hyper-inflammation assessed by C-reactive protein (CRP) blood levels ≥50mg/L, or CRP between 20 and 50mg/L and increased blood ferritin (>500 μg/L) or D-dimers levels (>500 ng/mL) (S1 Fig). All patients received 120mg methyl-prednisolone (daily dose) on three consecutive days. At Day 4, if the required oxygen to ensure SpO2 ≥94% was 2 L/mn or less, intravenous corticosteroids could be switched to orally administered corticosteroids, then tapered with 40mg prednisone-equivalent for 7 days, then 20 mg for 7 days, 10 mg for another 7 days, and finally stopped. At Day 4, if ≥3 L/min was needed, 100mg anakinra daily was added subcutaneously for ≤5 days. At Day 1, if patients needed ≥6L/min oxygen flow, yet no ICU transfer/invasive ventilation, they received daily treatment of 120mg IV corticosteroids and 100mg subcutaneously anakinra for 5 days, with the same steroid tapering schedule. All patients underwent strongyloidiasis prevention on Day 1 with a single 12–15mg ivermectin dose. Thrombosis prophylaxis was given using a low-molecular-weight heparin (LMWH) dose unless medical contraindication. Patients receiving the antiretroviral lopinavir–ritonavir combination required the steroid dose to be divided by two. Patients were systematically assessed using blood cell counts, ionogram and creatininemia, liver tests, NT-pro BNP, troponin, CRP, and coagulation tests, with SARS-CoV-2 viral load assessed by real-time RT-PCR and all these data were prospectively collected. On admission, all patients underwent chest CT scans that were all reviewed by two experienced thoracic radiologists [21]. At Day 1, weight, body mass index (BMI), systolic blood pressure, and maximal body temperature were recorded, with oxygen saturation monitored from Day 1 on glucocorticoids. A retrospective cohort of severe non-ICU inpatients, hospitalized from February 15 to March 27 2020, in Bichat University Hospital (Assistance Publique-Hôpitaux de Paris [AP-HP]), before the therapeutic algorithm’s setting up, and in Bicêtre University Hospital (AP-HP), from February 15 to April 18, were the historical controls. Patients from Bicêtre Hospital, though presenting with the same severity criteria did never receive corticosteroids, ivermectin, or antiviral drugs, but all received LMWH thrombosis prevention in absence of contra-indication. The date of inclusion of such patients from the retrospective cohort was comprised between 28th Feb. to 4th Apr.2020; 85% of these control patients being included (hospitalized) during March.

According to French regulatory laws, all patients whether from the prospective or the retrospective cohorts received written information by the referring physician and provided their oral consent for data collection. All patients were informed about steroids’ and anakinra’s off-label use. Patients’ clinical charts were prospectively collected using a de-identified form. This study was approved by the local ethics committee (CEERB) of Paris Nord (Institutional Review Board-IRB 00006477, Paris-7 University, AP-HP), and by the Institutional Review Board of the French Learned Society for Respiratory Medicine (CEPRO 2020–023). Please find enclosed such approvals. No patient denied being part of the study at the date of November, 15 2020. Patients database used for the present analyses are available on request in adherence to PLOS ONE policies on sharing data and materials.

Virology

For all patients included in this study, diagnosis of SARS-CoV-2 infection was performed by RT-PCR on naso-pharyngeal swabs. Different techniques were performed throughout the study period, due to frequent shortage issues and requirements for fast turnaround time: RealStar® SARS-CoV-2 (Altona, Hamburg, Germany), Cobas® SARS-CoV-2 (Roche Diagnostics, Branchburg, NJ, USA), Simplexa® COVID-19 Direct kit (DiaSorin, Gerenzano, Italy), BioFire® SARS-CoV-2 (BioMerieux, Salt Lake City, UT, USA) and QIAstat-Dx® Respiratory SARS-CoV-2 (Qiagen, Hilden, Germany).

Statistical analysis

All consecutive patients that received at least one steroid or anakinra dose, according to the Bichat algorithm criteria, were considered. The primary endpoint was death within 15 days following COVID-19 hospitalization unit admission. The co-primary endpoint was a composite of death and invasive mechanical ventilation requirement within 15 days. The secondary endpoint was viral load in patients with iterative viral samplings. All analyses were made on the intent-to-treat population.

Group comparisons for quantitative and qualitative variables employed the t-test, Mann–Whitney test, or Chi-squared test, depending on the statistical distribution of variables.

The primary efficacy outcome was analyzed by logistic regression and propensity score methods, using a doubly robust estimator [22]. Variables a priori known as predictors of death were included in the regression model (i.e. age, gender, BMI, smoking, diabetes, Oxygen flow at baseline, arterial pressure and recent cancer history), were included in the propensity score model. Multiple imputation techniques were employed for missing data imputation before propensity score analysis. Sensitivity analyses using patients with no missing data on covariates were conducted to assess our conclusion’s robustness. In addition, taking into account for the fact that some controls were hospitalized earlier compared to patients treated with corticosteroids, we performed an additional sensitivity analysis using the same methods but considering only controls hospitalized in the very same period as corticosteroid-treated patients. We finally performed a Bayesian propensity score analysis of our primary outcome using the same variables in propensity score building as in the frequentist approach, estimating treatment effect as Odds ratio (OR), Risk Ratio (RR) or as Absolute Risk Reduction (ARR) [23] (online statistical appendix).

In 17 patients treated with steroids and/or steroids plus ankinra, sequential viral loads were quantified by real time semi-quantitative reverse transcriptase polymerase chain reactions (RT-PCR). Results provided in Ct were transformed to log10 RNA copies/mL using the relationship assessed by Pasteur Institute for both genes targeted (https://www.who.int/docs/default- source/coronaviruse/real-time-rt-pcr-assays-for-the-detection-of-sars-cov-2-institut-pasteur-paris.pdf?sfvrsn = 3662fcb6_2). The differences between the log (number of viral copies/mL) before and after steroid treatment were tested using a paired Student’s t-test.

Results

From March 27 to April 10, 2020, 120 consecutive patients were prospectively accrued, provided they were hospitalized in a medical COVID-19 hospitalization unit (Fig 1: flow-chart). Twelve patients with solid organ transplantation (lung n = 3, kidney n = 8, heart n = 1) were excluded from the final analysis, because of their pre-existing underlying immunosuppression. The remaining patients received corticosteroids alone (n = 70), frontline corticosteroids plus anakinra (n = 12), second-line anakinra following clinical deterioration or no improvement at Day 4 of steroids (n = 26) (Fig 1). Instead of anakinra, three patients received tocilizumab at Day 3 or 4 following corticosteroid start, due to clinical deterioration, which was considered as a protocol deviation. These patients were however included in the intent-to-treat group. The final study population comprised 108 patients (Fig 1), and the control group 63 patients (Bichat hospital: n = 21, Kremlin-Bicêtre hospital: n = 42). Tables 13 list the patients’ baseline characteristics. 18 patients were transferred to ICU for invasive ventilation within the 15 days post steroids initiation.

Fig 1. Flowchart of the 120 patients included in treatment algorithm group.

Fig 1

Table 1. Baseline (D1 of steroids, for steroid group) clinical characteristics in overall population, in the steroids and the control group.

Overall population (n = 171) Steroids-based treatment group (n = 108) Control group (n = 63) p-value
Age at diagnosis
median (IQR)
67.1 (56.7–78.1) 67. 9 (56.7–77.7) 66.3 (55.9–78.1) 0.88*
Gender:
Female, n (%) 48 (28.1%) 27 (25.0%) 21 (33.3%) 0.24£
Male, n (%) 123 (71.9%) 81 (75.0%) 42 (66.7%)
Active smoking-no. (%)
Yes 10/160 (6.3%) 6/104 (5.8%) 4/56 (7.1%) 0.74
No 150/160 (93.8%) 98/104 (94.2%) 52/56 (92.9%)
Pack-years
n (miss) 63(108) 36(72) 27(36) 0.0002
Mean ± sd 24.5 ± 25.2 30.6 ± 18.4 16.4 ± 30.7
Weight
n (miss) 146(25) 97(11) 49(14) 0.48
median (IQR) 80.0 (70.0–92.0) 79.0 (69.0–92.0) 80.0 (71.0–91.0)
BMI
n (miss) 131(40) 89(19) 42(21) 0.18
median (IQR) 26.9 (24.4–31.1) 26.8 (24.0–30.4) 27.9 (25.2–31.2)
duration of symptoms
n (miss) 169(2) 107(1) 62(1) 0.99
median (IQR) 7.0 ± 4.3 7.0 ± 4.5 6.9 ± 4.0
duration of fever
n (miss) 159(12) 101(7) 58(5) 0.50
median (IQR) 4.1 ± 4.3 3.8 ± 4.0 4.6 ± 4.8
Max. Temp. at D1 (°C)
n (miss) 164(7) 104(4) 60(3) 0.21
median (IQR) 38.6 (38.0–39.2) 38.6 (37.9–39.1) 38.7 (38.3–39.3)
SpO2 (%)
median (IQR)
95.0 (93.0–96.0) 95.0 (93.0–96.0) 94.0 (93.0–95.0) 0.01
O2 flow
median (IQR)
5.0 (4.0–8.0) 5.0 (4.0–9.0) 5.0 (4.0–6.0) 0.78
Systolic blood pressure (mmHg)
median (IQR)
124.0 (111.0–140.0) 119.6 (109.0–138.0) 129.0 (122.0–150.0) 0.0004*
Diastolic blood pressure (mmHg)
median (IQR)
71.0 (62.0–82.0) 70.0 (60.0–80.0) 75.0 (63.0–87.0) 0.045

* Two-Sample T-test

Mann Whitney U test/Wilcoxon Sum Rank test

Fisher's exact test

£ Pearson's chi-square test. BMI body mass index.

Table 3. Comorbidities in overall population and in the steroids and the control group.

Overall population (n = 171) Steroids-based treatment group (n = 108) Control group (n = 63) p-value
COPD
Yes 13 (7.6%) 7 (6.5%) 6 (9.5%) 0.55
No 158 (92.4%) 101 (93.5%) 57 (90.5%)
Hypertension
Yes 92 (53.8%) 59 (54.6%) 33 (52.4%) 0.78£
No 79 (46.2%) 49 (45.4%) 30 (47.6%)
Diabetes
Yes 54 (31.6%) 29 (26.9%) 25 (39.7%) 0.08£
No 117 (68.4%) 79 (73.1%) 38 (60.3%)
Ischemic cardiopathy
Yes 26 (15.2%) 15 (13.9%) 11 (17.5%) 0.53£
No 145 (84.8%) 93 (86.1%) 52 (82.5%)
Active cancer <18 mo
Yes 13 (7.6%) 12 (11.1%) 1 (1.6%) 0.65
No 158 (92.4%) 96 (88.9%) 62 (98.4%)
Lung fibrosis
Yes 8 (4.7%) 5 (4.6%) 3 (4.8%) 1.00
No 163 (95.3%) 103 (95.4%) 60 (95.2%)
Cardiac insufficiency
Yes 19 (11.1%) 13 (12.0%) 6 (9.5%) 0.614£
No 152 (88.9%) 95 (88.0%) 57 (90.5%)
Peripheral artery disease
Yes 9 (5.3%) 7 (6.5%) 2 (3.2%) 0.49
No 162 (94.7%) 101 (93.5%) 61 (96.8%)
Brain stroke history
Yes 20 (11.7%) 14 (13.0%) 6 (9.5%) 0.50£
No 151 (88.3%) 94 (87.0%) 57 (90.5%)
Chronic renal failure
Yes 28 (16.4%) 21 (19.4%) 7 (11.1%) 0.16£
No 143 (83.6%) 87 (80.6%) 56 (88.9%)
HIV positive
Yes 4 (2.3%) 3 (2.8%) 1 (1.6%) 1.00
No 167 (97.7%) 105 (97.2%) 62 (98.4%)
Cirrhosis
Yes 7 (4.1%) 4 (3.7%) 3 (4.8%) 0.71
No 164 (95.9%) 104 (96.3%) 60 (95.2%)
B/C Chronic viral hepatitis
Yes 5 (2.9%) 4 (3.7%) 1 (1.6%) 0.65
No 166 (97.1%) 104 (96.3%) 62 (98.4%)

* Two-Sample T-test

Mann Whitney U test/Wilcoxon Sum Rank test

Fisher's exact test

£ Pearson's chi-square test.

Abbreviations: COPD, chronic obstructive pulmonary disease; HIV, human immunodeficiency virus.

Table 2. Baseline (D1 of steroids, for steroid group) biological data in overall population and in the steroids and the control group.

Overall population (n = 171) Steroids-based treatment group (n = 108) Control group (n = 63) p-value
Leucocytes (G/L)
Median (IQR)
6.8 (5.5–8.6) 6.9 (5.4–8.6) 6.6 (5.6–8.9) 1.00
Neutrophils (G/L)
Median (IQR)
5.30 (4.29–7.26) 5.24 (4.28–7.00) 5.36 (4.47–7.34) 0.56
Lymphocytes (G/L)
n (miss.) 169(2) 108(0) 61(2) 0.54
Median (IQR) 0.81 (0.59–1.26) 0.81 (0.59–1.21) 0.86 (0.61–1.38)
Monocytes (G/L)
n (miss.) 168(3) 108(0) 60(3) 0.46
Median (IQR) 0.40 (0.25–0.57) 0.41 (0.24–0.59) 0.37 (0.27–0.53)
Platelets (G/L)
n (miss.) 168(3) 107(1) 61(2) 0.48
Median (IQR) 199 (158–273) 199 (158–280) 196 (157–259)
Hb (g/L)
n (miss.) 170(1) 108(0) 62(1) 0.29
median (IQR) 12.7 (11.7–13.9) 12.7 (11.7–13.9) 12.9 (11.9–13.9)
Total Bilirubin (μmol/L)
n (miss.) 151(20) 97(11) 54(9) 0.49
median (IQR) 9 (6–12) 9 (6–12) 9 (7–12)
ASAT (UI/L)
n (miss.) 155(16) 100(8) 55(8) 0.44
median (IQR) 51 (36–76) 51 (35–75) 54 (38–77)
ALAT (UI/L)
n (miss.) 155(16) 100(8) 55(8) 0.26
median (IQR) 35 (26–56) 35 (27–56) 34 (23–56)
Albumine (g/L)
n (miss) 84(87) 67(41) 17(46) 0.74
median (IQR) 30 (27–32 30 (26–32) 30 (27–35)
Urea (nmol/L)
n (miss) 167(4) 106(2) 61(2) 0.25
median (IQR) 6.4 (4.5–10.0) 7.0 (4.9–10.7) 5.5 (4.5–8.9)
Creatininemia (μmol/L)
n (miss) 168(3) 107(1) 61(2) 0.75
median (IQR) 80 (62–113) 82 (62–114) 79 (62–108)
CPK (U/L)
n (miss) 125(46) 75(33) 50(13) 0.69
median (IQR) 159 (70–357) 158 (68–385) 174 (70–289)
LDH (U/L)
n (miss) 122(49) 76(32) 46(17) 0.03
median (IQR) 423 (338–500) 401 (325–481) 440 (367–531)
NT-proBNP (ng/L)
n (miss) 102(69) 77(31) 25(38) 0.34
median (IQR) 325 (94–1097) 2715.0 ± 9397.8 383 (92–2080)
CRP (mg/mL)
n (miss) 163(8) 105(3) 58(5) 0.08
median (IQR) 141 (99–194) 134 (91–183) 148 (105–211)
Ferritin (μg/L)
n (miss) 44(127) 38(70) 6(57) 0.11
median (IQR) 1047 (521–1945) 962 (489–1883) 1945 (1863–3480)
Fibrinogen (g/L)
n (miss) 108(63) 63(45) 45(18) 0.3*
median (IQR) 6.13 (5.11–6.98) 6.13 (5.11–6.66) 6.30 (5.20–7.40)
D-dimers (ng/mL)
n (miss) 90(81) 45(63) 45(18) 0.044
median (IQR) 1073 (680–2051) 946 (629–1399) 1410 (820–2370)

* Two-Sample T-test

Mann Whitney U test/Wilcoxon Sum Rank test

Fisher's exact test

£ Pearson's chi-square test.

Abbreviations: D, day; Hb hemoglobin, ASAT, aspartate aminotransferase; ALAT, alanine aminotransferase; CPK, creatine phosphokinase; LDH, lactate dehydrogenase; NT-proBNP, N-terminal pro-brain natriuretic peptide; CRP, C reactive protein; IQR, interquartile range; miss, missing.

Both groups only differed as to a higher number of cancer patients (p = 0.03) in the corticosteroid group and higher blood pressure in the control group (p = 0.0003.). Although the control group displayed a slightly higher D-dimer concentration (p = 0.04), the incidence of venous thrombosis or pulmonary embolism, did not significantly differ between both groups. Respectively 8 (7.4%) and 3 (4.8%) patients in the steroid and control groups respectively (p = 0.75), had thromboembolic disease diagnosed during the first 15 days of hospitalization and received LMWH at curative, anticoagulant dosing. The two groups did not significantly differ according to CRP, ferritin and fibrinogen blood levels, suggesting they did not differ according to the overall level of systemic inflammation. Control group patients received the lopinavir–ritonavir combination, hydroxychloroquine, and ivermectin significantly less frequently (S1 Table). Three patients received remdesivir, while 89% and 95% of patients received thrombosis prophylaxis with LMWH in the steroid and control groups, respectively.

Considering both co-primary endpoints, there was a 33.3% death or ICU transfer rate at Day 15 in the 171-patient population (n = 57) and 24.0% rate of COVID-19-related deaths (n = 41). In the cortcicosteroid group, a 29.6% death or ICU transfer rate was noted versus 39.7% in the controls (p = 0.18). In the steroid group, there was an observed death rate of 20.4%, versus 30.2% in the controls (p = 0.15). Kaplan Meier curves of the time to death from day one of hospitalization are shown in Fig 2.

Fig 2. Kaplan Meier curves of survival of time to death from day of hospitalization.

Fig 2

The association between clinical and biological variables and the death risk is shown in Table 4. Patients that died were significantly older (median age difference = 18 years) than those that survived (p <0.0001). They suffered more often from hypertension (p = 0.012) and diabetes (p = 0.0001), and presented higher plasma CRP and D-dimer levels (p = 0.002 and 0.017, respectively). Notably, male gender, active smoking and higher BMI were not associated with a significantly higher death risk (Table 4).

Table 4. Characteristics of the patients according to status at D15.

Overall population (n = 171) Patients deceased (n = 41) Patients alive at D15 (n = 130) p-value
Age at diagnosis
median (IQR)
67.1 (56.7–78.1) 79.9 (74.2–85.3) 61.6 (54.6–72.8) < .0001*
Gender:
Female, n (%) 48 (28.1%) 8 (19.5%) 40 (30.7%) 0.16£
Male, n (%) 123 (71.9%) 33 (80.4%) 90 (69.2%)
Active smoking-no. (%)
Yes 10/160 (6.3%) 4/35 (11.4%) 6/125 (4.8%) 0.22
No 150/160 (93.8%) 31/35 (88.5%) 119/125 (95.2%)
missing data (n) 11 6 5
Hypertension
Yes 92 (53.8%) 29 (70.7%) 63 (48.4%) 0.012£
No 79 (46.2%) 12 (29.2%) 67 (51.5%)
Diabetes
Yes 54 (31.6%) 23(56.0%) 31 (23.8%) 0.0001£
No 117 (68.4%) 18 (43.9%) 99 (76.1%)
BMI
n (miss) 131(40) 27 (14) 104(26) 0.95
median (IQR) 26.9 (24.4–31.1) 26.8 (24.7–31.6) 26.9 (24.3–30.8)
CRP (mg/mL)
n (miss) 163(8) 41(0) 122(8) 0.002
median (IQR) 141 (99–194) 185 (108–264) 134 (91–172)
D-dimers (ng/mL)
n (miss) 90(81) 22(19) 68(62) 0.017
median (IQR) 1073 (680–2051) 1464 (880–2246) 952 (524–1628)
O2 flow D1 Steroids (L/min)
Median (IQR)
5.0 (4.0–8.0) 9.0 (4.0–12.0) 5.0 (4.0–6.0) 0.0007

* Two-Sample T-test.

Mann Whitney U test/Wilcoxon Sum Rank test.

Fisher's exact test.

£ Pearson's chi-square test.

Abbreviations: D, day; BMI, body mass index; IQR, interquartile range; CRP, C reactive protein; miss, missing.

Using propensity scores with the “double robust method” (22), the OR for death or ICU transfer was 0.88 (95% IC [0.77–1.02], p = 0.08), and the OR for COVID-19-related death was 0.91 (95% IC [0.81–1.01], p = 0.09). A sensitivity analysis, which considered the three patients that received tocilizumab instead of anakinra and those that received remdesivir instead of lopinavir/ritonavir, reinforced such trend with an OR for death or ICU transfer of 0.88 (95% IC [0.76–1.02], p = 0.088) and an OR for COVID-19-related death of 0.90 (95% IC [0.8–1.01], p = 0.067). An additional sensitivity analysis on the patients with no missing data on covariates (N = 151) found the OR for death or ICU transfer equal to 0.84 (95% IC [0.72–0.99], p = 0.02), and the OR for COVID-19-related death equal to 0.87 (95% IC [0.74–1.00], p = 0.06). Finally, a time-restricted analysis to the period of time from 27th March to 10th April only including 42 control patients along with the 108 patients of the experimental group, showed similar COVID19-related death rate at D15 of 31.0% (13/42) in the control strictly contemporary group. OR for COVID19-related death was 0.86 (0.72–1.02), p = 0.07, and OR for COVID19-related death/ICU transfer 0.86 (0.71–1.04), p = 0.11, while in the subset of patients without any missing covariates during the very same period, the OR for COVID19-related death was 0.80 (0.59–1.02), p = 0.07, the OR for COVID19-related death/ICU transfer 0.80 (0.61–1.01), p = 0.056.

In a Bayesian analysis that used non-informative priors, the estimates adjusted with propensity scores and their 95% credible intervals (CrIs) were 0.63 (95% CrI, 0.27–1.24) for OR, 0.72 (95% CrI, 0.37–1.31) for RR, and −0.10 (−0.24, 0.04) for absolute risk reduction (ARR). The posterior probability of any mortality benefit with steroids (i.e., RR <1) was 87.5%, and the probability of an RR of <0.9 was 80.7%. Assuming a 30% death risk in controls, the probability of an ARR of ≥2% was 84%, and ARR of ≥10% was 48% (S2 Table). The posterior probability of any treatment-related harm, defined as an OR >1, was 7.8%. The S2 Fig. presents the posterior probability distribution for RR reductions for non-informative priors. Results obtained when considering enthusiastic or skeptical priors are shown in the S2 Table.

Short-term toxicity within the first 15 days was not unexpected, essentially related to pre-existing type 2 diabetes exacerbations in 29 of 108 patients (26.9%), with oral anti-diabetic drugs alone required in 10 patients (34.5%), and insulin therapy in 19 patients (65.5%). Only three patients with steroid-induced diabetes exacerbation died, all from respiratory distress, while diabetes was correctly controlled with insulin. Pseudomonas aeruginosa pneumonia and invasive aspergillosis occurred simultaneously in one patient following ICU admission. A case of abdominal varicella-zoster occurred in one patient, with favorable evolution upon valaciclovir.

Repeated rhino-pharyngeal swabs or bronchial samplings were performed at the physician discretion. Only 17 of 108 patients in the steroid group underwent repeated SARS-CoV-2 RT-PCR on at least two samplings (2–7, mean 3.5). In these 17 patients, one of the samples was analyzed 12 hours to 6 days (mean 2.4 days) before steroids’ initiation, while the second sample was analyzed at least 24 hours (1–22 days, mean 9.8) after the first dose of steroids. Among these 17 patients, 10 (58.8%) showed a decreased viral load at the first repeated sampling, with three patients having undetectable SARS-CoV-2. Conversely, six showed a stable viral load defined by a variation in the log number of viral copies by mL of < 2 log. Only one patient displayed a slight increase in viral load (by 2.2 log). Overall, SARS-CoV-2 became undetectable in nine patients’s (52.9%) respiratory samples, with a median time of 11.5 +/− 10.9 days. The viral load values, before and at least 24 hours following steroid treatment initiation, revealed a significant viral load decrease (p = 0.008, Student paired t-test).

Discussion

By using short-term immunosuppression in severe COVID-19 patients, we observed a lower death rate (22.2%) in 108 patients treated with corticosteroids versus 63 patients treated without glucocorticoids (33.3%). Although COVID-19 is mostly a benign disease [24,25], some patients develop an excessive release of pro-inflammatory cytokines from Day 5–10 after symptoms onset, which is referred to as cytokine storm [26]. Such a cytokine storm has been associated with bilateral pneumonia and increased oxygen needs, rapidly evolving into acute respiratory distress syndrome (ARDS). Despite invasive ventilation, its fatality rate is high: 28%–60% [27,28]. COVID-19-related cytokine storm is reminiscent of immune-mediated diseases, such as hemophagocytic lymphohistiocytosis, cytokine release in leukemia patients receiving engineered T-cell therapy [29,30], and undesirable side effects of immune checkpoint inhibitors [31]. Owing to their mitigated outcome in the MERS-CoV [13,14], SARS-CoV-1 infections [16], and ARDS [32], the WHO did not recommend corticosteroid use. Given that corticosteroids are cheap and widely available, we felt they should be tested in COVID-19-related hyper-inflammation. In our cohort, we applied a treatment algorithm in severe COVID-19 patients selected based on rigorous criteria including symptom duration of ≥5days, respiratory insufficiency and systemic hyper-inflammation. The high death risk, previously reported in such patients [28], was confirmed in our series: over one-fifth of steroid group patients and one-third of control group patients died within 15 days.

While both groups were well balanced concerning clinical and biological variables, they differed in co-medication exposure (S1 Table), with less lopinavir/ritonavir, hydroxychloroquine, and ivermectin exposure in the controls. As the first two drugs failed to modify death risk in COVID-19 patients [33,34], and since ivermectin’s antiviral effect was only reported in vitro [35], the probabilities that these differences could have influenced survival are low. Our study confirmed previously reported prognosticators, including age, male gender, hypertension, diabetes, active smoking, increased CRP, and elevated D-dimer levels (Table 4). A substantially lower death rate was observed in patients receiving corticosteroids or anakinra versus controls, though this clinically meaningful 11% crude decrease in death rates was not statistically significant. A sensitivity analysis, which considered three patients that received tocilizumab instead of anakinra and three others that received remdesivir instead of lopinavir/ritonavir, increased such trends. These results align with those of a recent report involving 213 COVID-19 patients, 81 of whom did not receive corticosteroids, while 132 did receive corticosteroids [36]. However, our 2-week treatment duration was short, in an effort to limit side effects and long-term risk of lung fibrosis remains a concern.

No increased viral shedding occurred in the 17-patient subset that received glucocorticoids and underwent repeated RT-PCR on respiratory samples after steroids initiation. These findings reinforce those of the Lee et al study, involving 16 SARS-CoV-1 infected-patients [16], who showed that only early corticosteroid administration during viral replication, meaning the first illness days, resulted in delayed viral clearance and higher plasma viral load.

Only 35 patients received anakinra combined with corticosteroids. We are thus unable to assess anakinra’s specific contribution to the therapeutic algorithm, which also includes thrombosis prevention. Other groups reported beneficial anakinra effects in severe COVID-19 patients [3739] at higher anakinra dosing, leading to infectious complications [39,40]. In all these studies, some patients were allowed to receive corticosteroids, and the respective contribution of each treatment remains therefore unclear either. A time-restricted analysis only including patients treated at the very same period of time, over 2 weeks and half, excluded any influence of the time on our results, that the results could have improved over time because of general improvements in patient management or reduced severity of COVID-19 cases, or that a change in ICU indications or accessibility could have occurred over time. Lastly, our Bayesian analysis allows an alternative approach regarding practical conclusions of our study by showing that there is a high probability (87.5%) that the tested strategy has benefits, and a 81% probability that it could reduce risk of death by 10% that are certainly meaningful information to decide about treatment strategy in the context of pandemic.

Our study clearly displays several limitations, particularly as to its non-randomized design, leading to subtle differences in the two groups (such as hypertension frequency), and the non-blinded nature of the intervention. While being a real-life study, it involved only two centers. Another caveat is that treatment related immunosuppression could favor secondary infections. Notably, all discharged patients benefited from a web-based follow-up (COVIDOM: https://www.nouveal.com/covidom-le-suivi-des-patientsporteurs-du-covid-19/) [41] and phone call at home, and no such long-term adverse event was detected.

The therapeutic algorithm established and validated by the consortium of MDs in charge of COVID-19 patients in Medicine departments (ICU department were not included since ICU transfer was an endpoint of the study) was distributed to all prescribing doctors (including titular doctors or junior doctors i.e. residents) of the hospital and the information on the prospective study provided to the more than 80 physicians involved. So all patients with the bona fide inclusion criteria were accrued in this observational study.

However, in addition to the recently published results of the randomized RECOVERY trial that confirm corticosteroids role in severe COVID-19 patients [20], our data deserve a dedicated randomized trial evaluating the algorithm with corticosteroids and rescue anakinra, in severe COVID-19.

Supporting information

S1 Fig. Study design.

(TIF)

S2 Fig. Posterior probabilities of Relative Risk (RR) of corticosteroids administration considering a non informative prior and using Bayesian propensity score approach.

(TIF)

S1 Table. Co-Medications in the overall population and in the steroid and control groups.

(DOCX)

S2 Table. Posterior probabilities of the treatment benefit.

(DOCX)

S1 File

(DOCX)

Acknowledgments

The authors thank all medical and paramedical teams from Hospital Bichat-Claude Bernard and Kremlin-Bicêtre hospitals who faced COVID-19 epidemic with dedication and competence, with a special thanks to Céline Namour and Zohra Brouk, the clinical research assistants of the Thoracic Oncology Unit, who assured expert data-management of the study. We thank the cardiologists Dr. Olivier Milleron and Dr. Gregory Ducrocq, for their precious help in COVID-19 patients care.

The authors would also like to express their gratitude to all the residents who faced this epidemic with courage and dedication: Mayda Al Rahi, Julien Bermudez, Thomas Bernard, Timothée Bironne, Agathe Bounhiol, Charlotte Casadepax, Jeanne Chauffier, Céline Cheron, Jonathan Cortese, William Danjou, Clémence David, Chloé De Broucker, Arthur Delayre, Julien Dessajan, Caroline Diou, Marc Doman, Dora Dreyfuss, Alexandre Egea, Valentine Ferre, Flora Finet, Quentin Fossé, Madeleine Franc, Matthieu Gabenesch, Lucile Garrault, Simon Gressens, François Grolleau, Nadia Guezour, Pierre Maya Husain, Antoine Juge, Thomas Lacoste, Terence Langlois, Ibtissem Laouati, Julie Larue, Arnaud Le Flécher, François Maillet, Clarisse Marcombes, Victor Mardon, Hugo Martiniere, Justine Mirete, Hugo Moisset, Alexandra Mokrzycki, Julie Molle, Quentin Moyon, Anne Murarasu, Clément Nachef, Sophie Nagle, Andrei Neagu, Héloïse Paugoy, Clara Pouchelon, Hélène Pringuez, Amélie Recoing, Violette Regnault De Savigny, Mathilde Salpin, Amre Shalaby, Salome Schlupmann, Sabina Solinas, Bérénice Souhail, Jihane Souilamas, Hassan Tharin, Charlotte Thibault de Menonville, Volpe Thomas, Pierre Thoré, Mickael Thy, Chloé Tridon, Simon Valayer, Charles Vauchier,

Data Availability

Data underlying the study cannot be made publicly available due to ethical restrictions imposed by the ethical committee of Assistance Publique -Hôpitaux de Paris (AP-HP). Data will be available on request after approval of this committee. Data requests may be sent to Comité d’évaluation de l’éthique des projets de recherche biomédicale (CEERB Paris Nord) IRB00006477 sec.ceerb@aphp.fr; or michel.lejoyeux@aphp.fr or Pr G. Zalcman, Service d’Oncologie Thoracique, Hôpital Bichat-Claude Bernard, 46 rue Henri Huchard 75018 Paris, France.

Funding Statement

The authors received no specific funding for this work.

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Decision Letter 0

Chiara Lazzeri

13 Nov 2020

PONE-D-20-25884

Glucocorticoids with low-dose Anti-IL1 Anakinra Rescue in Severe Non-ICU COVID-19 Infection: a Cohort Study

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Jean Francois Timsit reported participation to an advisory board from Gilead. Is the principal investigator of PHRC-N 'Covidicus' (Dexamethasone vs. Placebo on Covid-19 pneumonia in ICUs) granted by the French Ministry of Health.

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1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The manuscript by Raphael Borie and Colleagues explore an interesting and up to date field regarding the possible immunosuppressive therapies in course of the inflammatory phase of Covid-19, but some concerns needs to be clarified.

Major points

- The corticosteroid group is heterogeneous, including also patients receiving not only steroids, but also anakinra (35/108). The authors assess that anakinra group is too small in order to drive any conclusion about the effectiveness of this drug. In any case it is opinion of the reviewer that some information about this biologic treatment should be shown: at least its effect regard PCR, Ferritin, Fibrinogen, D-dimer concentration, PaO2/FiO2 ratio …. Otherwise anakinra group should be removed.

- Moreover the authors should report any possible side effect, or absence of side effects of anakinra treatment compared to steroids alone.

- According to the inclusion criteria for anakinra therapy, only patients requiring ≥ 6L /min O2 therapy from day one, or ≥ 3L /min O2 therapy from day 4, received anakinra (together with steroids), while those patients that were in better clinical condition received steroids alone. It is difficult to expect a better outcome for patients starting from a worst clinical condition, independently from the therapy regimen. If no differences raised from the comparison of the two groups, then the author can drive the conclusion that anakinra does not get worst the prognosis. This possible result implicitly suggests some possible positive effect of anakinra, being the starting population in a more severe condition. In any case, as the authors assess, a controlled randomised study is needed.

- What are the result of the comparison between the control group (n 63) respect to steroids only group (n 70)?

- The control group received less frequently standard therapy as compared to corticosteroid ± anakinra group. This could be a bias of the study, even if the probability that some of these drugs could significantly modify the natural history of the disease is low, as the authors assert in the discussion. The statistical analysis should be reconsidered after removing, from the control group, those patients not treated with the same standard therapy as the corticosteroid ± anakinra group.

Minor points

- Abstract, line 12: it is not clear if the authors refer to the “corticosteroids + anakinra group” or to the “corticosteroids + anakinra, plus the corticosteroids alone group”. The sentence “corticosteroids ± anakinra group” should be used.

- Discussion, page 13, line 13: “anakinra or steroids” should be probably changed with “corticosteroid ± anakinra”

**********

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PLoS One. 2020 Dec 16;15(12):e0243961. doi: 10.1371/journal.pone.0243961.r002

Author response to Decision Letter 0


24 Nov 2020

Dear Chiara Lazzeri

We thank you to allow us to submit an R1 version of our manuscript.

You will find below our responses to the reviewers comments.

Sincerely

Raphael Borie and Geréard Zalcman

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

The R1 manuscript was modified to apply PLOS ONE's style requirements.

2. Please provide additional details regarding participant consent. In the ethics statement in the Methods and online submission information, please clarify whether (1) consent was informed and (2) how oral consent was documented and witnessed. If your study included minors, state whether you obtained consent from parents or guardians. Also, please clarify whether ethics approval and informed consent was obtained from patients in the prospective and retrospective cohorts.

Every patient from the prospective and retrospective cohorts received oral and written information. Please find enclosed the information sheet validated by ethics local committee given to the patients (in French)

Please note that no minor was included in our study.

Every patient has the right to oppose to the use of personal data, though in absence of expressed opposition, we are allowed to use and publish them. As of Nov. 15, not a single opposition was received concerning the current study, the manuscript was modified accordingly

"According to French regulatory laws, all patients whether from the prospective or the retrospective cohorts received written information by the referring physician and provided their oral consent for data collection. All patients were informed about steroids’ and anakinra’s off-label use. Patients’ clinical charts were prospectively collected using a de-identified form. This study was approved by the local ethics committee (CEERB) of Paris Nord (Institutional Review Board-IRB 00006477, Paris-7 University, AP-HP), and by the Institutional Review Board of the French Learned Society for Respiratory Medicine (CEPRO 2020-023). Please find enclosed such approvals. No patient denied to be part of the study at the date of November, 15 2020.

3. In your Methods section, please provide additional information about the participant recruitment method for the prospective part of your study and the demographic details of your participants. Please ensure you have provided sufficient details to replicate the analyses such as:

a statement as to whether your sample can be considered representative of a larger population, and a description of how participants were recruited.

All consecutive inpatients from Bichat Hospital fulfilling the inclusion criteria of the study were accrued, and were representative of all moderate to severe hospitalized COVID-19 patients. During this period of accrual, the CRAs of the study double checked all inclusion/exclusion criteria and eCRF. They also checked that no patient received such drugs, and fulfilled the inclusion criteria and the institutional therapeutic algorithm have been missed, in the prospective collection of cases from the prescription software (see the study flowchart, figure 1).

All consecutive inpatients from Bicetre Hospital with the same inclusion criteria (level of oxygen supply to ensure a pre-determined level od O2 situation and biological inflammation criteria) of the study were then accrued. All consecutive patients with the inclusion and exclusion criteria were retrieved from the local database.

Accordingly this cohort is representative of currently available data on moderate to severe COVID-19 patients : majority of men, of elderly people over 65 years, with comorbidities (hypertension, diabetes, moderate overweight, cardiovascular chronic diseases....), all having around 7 days of symptoms evolution, all having bilateral typical pneumonia on CT-scan (performed in all patients), and according to the inclusion criteria, all having elevated inflammation markers along with oxygen needs of 3L/min or more to ensure at least 94% of SaO2.

Eventually as our study confirmed previously reported prognosticators (age, male gender, hypertension, diabetes, active smoking, increased CRP, and elevated D-dimer levels) (see Table 4).

We suggest adding the following sentence in the discussion.

The therapeutic algorithm established and validated by the consortium of MDs in charge of COVID-19 patients in Medicine departments (ICU department were not included since ICU transfer was an endpoint of the study) was distributed to all prescribing doctors (including titular doctors or junior doctors i.e. residents) of the hospital and the information on the prospective study provided to the more than 80 physicians involved. So all patients with the bona fide inclusion criteria were accrued in this observational study

4. For the retrospective data collected in your study, please include the date(s) on which you accessed the records to obtain the data used in your study.

The date of inclusion of such patients from the retrospective was comprised between 28th Feb. to 4th Apr.2020; 85% of these control patients being included (hospitalized) during March. It has been added in the revised MS

5. Please provide the name and catalog number of the RT-PCR kit used.

For all patients included in this study, diagnosis of SARS-CoV-2 infection was performed by RT-PCR on naso-pharyngeal swabs. Different techniques were performed throughout the study period, due to frequent shortage issues and requirements for fast turnaround time: RealStar® SARS-CoV-2 (Altona, Hamburg, Germany), Cobas® SARS-CoV-2 (Roche Diagnostics, Branchburg, NJ, USA), Simplexa® COVID-19 Direct kit (DiaSorin, Gerenzano, Italy), BioFire® SARS-CoV-2 (BioMerieux, Salt Lake City, UT, USA) and QIAstat-Dx® Respiratory SARS-CoV-2 (Qiagen, Hilden, Germany).

The name and catalog number of the kit is now reported in the manuscript.

6. Thank you for stating the following in the Competing Interests section:

"Raphael Borie, Laurent Savale, Antoine Dossier, Camille Taillé, Benoit Visseaux, Kamel Jebreen, Sébastien Ottaviani, Chloe Tesmoingt, Lise Morer, Tiphaine Goletto, Nathalie Faucher, Linda Hajouji, Catherine Neukirch, Mathilde Phillips, Sandrine Stelianides, Solenn Brosseau, Johan Pluvy, Marie Pierre Debray, Raynaud-Simon Agathe, Antoine Khalil, Vincent Descamps, Thomas Papo, Marc Humbert, Bruno Crestani, Eric Vicaut, Gérard Zalcman have nothing to disclose.

Jean Francois Timsit reported participation to an advisory board from Gilead. Is the principal investigator of PHRC-N 'Covidicus' (Dexamethasone vs. Placebo on Covid-19 pneumonia in ICUs) granted by the French Ministry of Health.

Jade Ghosn reported receiving travel grants and fundings from Gilead Sciences, ViiV Healthcare and MSD.

Benoit Visseaux reported grants from QIAGEN outside the scope of the current work

Xavier Lescure reported travel grants and fundings from Gilead, MSD, Astellas, Eumedica."

Please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials, by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.”

Patients Data base used for the present analyses will be available on request after approval of the ethical committee of Assistance Publique -Hôpitaux de Paris (AP-HP) data warehouse. Data requests may be sent to Pr G. Zalcman, Service d’Oncologie Thoracique, Hôpital Bichat-Claude Bernard, 46 rue Henri Huchard 75018 Paris, France.

We confirm that such statement does not alter our adherence to PLOS ONE policies on sharing data and materials and we added the suggested statement

Please include your updated Competing Interests statement in your cover letter; we will change the online submission form on your behalf.

Accordingly we updated competing interests statements in the cover letter

7. One of the noted authors is a group or consortium (Bichat & Kremlin-Bicêtre AP-HP COVID teams). In addition to naming the author group, please list the individual authors and affiliations within this group in the acknowledgments section of your manuscript. Please also indicate clearly a lead author for this group along with a contact email address.

We are sorry for this misunderstanding: the group of investigators from both hospitals from the Great Paris University Hospitals (entitled in French "Assistance Publique-Hôptaux de Paris", acronym being AP-HP) is constituted by the investigators listed as authors of the current paper, who actually gathered to a share commune strategy to take care of COVID-19 patients in their respective hospitals. Therefore, there are no additional authors to credit neither any other lead author.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

________________________________________

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

________________________________________

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Patients Data base (raw data) used for the present analyses are available on request

. Data requests may be sent to:

- Comité d’évaluation de l’éthique des projets de recherche biomédicale (CEERB Paris Nord) IRB00006477 sec.ceerb@aphp.fr; or michel.lejoyeux@aphp.fr

or

Pr G. Zalcman, Service d’Oncologie Thoracique, Hôpital Bichat-Claude Bernard, 46 rue Henri Huchard 75018 Paris, France.

We confirm that such statement does not alter our adherence to PLOS ONE policies on sharing data and materials and we added the suggested statement

Reviewer #1: No

________________________________________

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

________________________________________

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The manuscript by Raphael Borie and Colleagues explore an interesting and up to date field regarding the possible immunosuppressive therapies in course of the inflammatory phase of Covid-19, but some concerns needs to be clarified.

Major points

- The corticosteroid group is heterogeneous, including also patients receiving not only steroids, but also anakinra (35/108). The authors assess that anakinra group is too small in order to drive any conclusion about the effectiveness of this drug. In any case it is opinion of the reviewer that some information about this biologic treatment should be shown: at least its effect regard PCR, Ferritin, Fibrinogen, D-dimer concentration, PaO2/FiO2 ratio …. Otherwise anakinra group should be removed.

We thank Reviewer 1 for his/her comment. However we do not share his/her interpretation of the design of our study.

Indeed, our patients received either corticosteroids alone, or corticosteroids plus ankinra, and this is the main reason why it is impossible to individualize the specific contribution of ankinra.

We have to replace it in the history of COVID-19 pandemic: the study was performed during the first European wave in late March/ early April 2020, when nothing was known about the natural history of the disease.

This was therefore a pragmatic, real-life, observational study to assess whether our therapeutic standard, collectively adopted by all the COVID-19 physicians, including corticosteroids, while at that time, their use was firmly discouraged by WHO. It was three months before Recovery trial results were released. Not a single study with anakinra was published either at that time.

Our primary endpoint, at that time of a huge afflux of patients, was to avoid death and ICU transfer for mechanical ventilation, while our ICU departments was overwhelmed.

Concurrently, we wanted to be sure not cause harm to our patients with such a standard of care not supported at that time by data from randomized trials, but only by observational data from our Italian and Chinese colleagues with whom we were in contact. In patients whose condition was straightaway poor or who presented with worsening respiratory conditions despite "standard treatment" and corticosteroids, we totally lacked therapeutic alternatives, and this was the reason why we decided to introduce the anti-IL1 anakinra in our therapeutic algorithm, based on scarce data in other hyper-inflammatory diseases.

But our aim was not, of course, to compare face to face corticosteroids versus corticosteroids + anakinara since our design was not a based on a randomization, but rather sort of a run-in to ensure at least the lack of detrimental effect.

Thus, we absolutely did not aim to assess whether or not, anakinra was able to decrease inflammation parameters. Accordingly, in such a pragmatic study, we did not systematically record such parameters evolution at D15, and we cannot provide such a comparative analysis between D1 and D15 biological parameters.

However, several reports of the use of Anakinra in COVID-19 have been published since then, that actually showed some ability to decrease markers of inflammation (see: Cavalli G et al. lancet Rheumatol 2020 https://doi.org/10.1016/ S2665-9913(20)30127-2).

Since we completed our study, the efficacy of Anakinra on patients' respiratory condition and survival was not convincingly supported in randomized trials (most of them using ankinra without corticosteroids). Indeed, one French randomized trial (ANACONDA-COVID 19, sponsor = University Hospital of Tours) was actually stopped on Oct. 29th, because of a higher number of deaths in the anakinra arm (press release). According to another press release, another French trial (with an emulated control group), CORIMMUNO, sponsored by AP-HP (Great Paris University Hospitals), also concluded to the absence of any significant effect on survival with anakinra (again without corticosteroids).

Although the primary endpoint of our prospective study was to evaluate a complete therapeutic algorithm relying on high dose corticosteroids (CS), with anakinra as a rescue, we did perform the analysis suggested by Reviewer 1. Again, one has to remind that patients receiving anakinra in these series were those with the most severe respiratory presentation or those in whom CS failed to improve the respiratory failure.

When the total 35 patients who ever received anakinra (in 1L or 2L) with corticosteroids (one patient only received anakinra but was not analyzed in this subset to stay homogeneous), was analyzed, they were actually more severe than the others, as expected, with a median O2 flow of 8L/mn (5.0-15.0) vs. 5.0 in the whole population, and 5.0L/mn in control patients.

The COVID-19 related death risk was 10/35 (28.6%) vs. 19/63 (30.2%) in the control group, both groups having also similar rates of death or ICU transfer of 40.0% (14/35) and 39.7% (25/63) respectively. Non-adjusted OR for death was 0.93 for Anakinra group vs. control group (0.37-2.30), p= 0.87, and non-adjusted OR for death or ICU transfer was 1.01 (0.44-2.36), p=0.97.

So actually they did not worse than the control, although presenting with more severe condition, but taking into account the negative results of randomized trials, and the low sample size of the Ankinra group, we feel it would be very imprudent to include such a subset, unplanned analysis

- Moreover the authors should report any possible side effect, or absence of side effects of anakinra treatment compared to steroids alone.

We mentioned, page 16 all adverse effects that we observed, with at least 15 days of follow-up, mainly linked to corticosteroids use. We did not observe specific adverse effects that we could have been imputed to anakinra, but again, patients who received anakinra in our series were also treated by corticosteroids, and it is the main difference with all published papers on the use of Ankinra in severe COVID-19 to date. Of note the infections complications (one patient who presented with bacterial pneumonia and aspergillosis and one with varicella-zoster), both occurred in patients receiving only corticosteroids, none occurring in the anakinra group, with a web-based follow-up until 30 days after discharge:

"Short-term toxicity within the first 15 days was not unexpected, essentially related to pre-existing type 2 diabetes exacerbations in 29 of 108 patients (26.9%), with oral anti-diabetic drugs alone required in 10 patients (34.5%), and insulin therapy in 19 patients (65.5%). Only three patients with steroid-induced diabetes exacerbation died, all from respiratory distress, while diabetes was correctly controlled with insulin. Pseudomonas aeruginosa pneumonia and invasive aspergillosis occurred simultaneously in one patient following ICU admission. A case of abdominal varicella-zoster occurred in one patient, with favorable evolution upon valaciclovir."

One has to remember that we used lower doses of ankinra as compared with other studies (many used 100 mg IV/SC every 6 hrs, not every 24 hrs), since it was the dose evaluated in large phase 3 trial assessing ankinra in sepsis, and since it was associated with corticosteroids in our study: we actually wanted to reduce the risk of infectious adverse events.... and we succeeded not harm patients.

Indeed, in his series, Cavalli reported 14% of bacteriema with isolation of Staphylococcus epidermidis in their patients, with such higher dosed ankinra, but also in the 7 patients with a more standard dose of sub-cutaneous 200 mg daily anakinra.

- According to the inclusion criteria for anakinra therapy, only patients requiring ≥ 6L /min O2 therapy from day one, or ≥ 3L /min O2 therapy from day 4, received anakinra (together with steroids), while those patients that were in better clinical condition received steroids alone. It is difficult to expect a better outcome for patients starting from a worst clinical condition, independently from the therapy regimen. If no differences raised from the comparison of the two groups, then the author can drive the conclusion that anakinra does not get worst the prognosis. This possible result implicitly suggests some possible positive effect of anakinra, being the starting population in a more severe condition. In any case, as the authors assess, a controlled randomised study is needed.

We perfectly agree with Reviewer's feeling although such assertion is currently impossible to prove because of our study design. Moreover, the negativity of randomized trials using ankinra since we completed our study (see above) does not support such hypothesis, unless, actually the combination of corticosteroids and ankinra in our study could have potentiated the putative effect of anakinra in the most severe patients.

Again, the aim of the study was not to compare the to groups of patients, those only receiving corticosteroids and those receiving combination treatment because of higher severity but, as mentioned above, to appreciate the impact of the strategy in the whole cohort.

- What are the result of the comparison between the control group (n 63) respect to steroids only group (n 70)?

Owing to the smaller sample size of such unplanned subset analysis, the OR for death of corticosteroids-only group vs. control group was 0.48 (0.21-1.09), p=0.08 and the OR for death/ICU transfer corticosteroids-only group vs. control group was 0.54 (0.25-1.10), p=0.087, supporting the role of corticosteroids, since their beneficial effect is still obvious.

Again as the primary aim of the study was the evaluation of the therapeutic algorithm as a whole, and we feel it would be methodologically unsuitable to provide such unplanned analysis, but are ready to do it, if the Editor and the Reviewer insist.

- The control group received less frequently standard therapy as compared to corticosteroid ± anakinra group. This could be a bias of the study, even if the probability that some of these drugs could significantly modify the natural history of the disease is low, as the authors assert in the discussion. The statistical analysis should be reconsidered after removing, from the control group, those patients not treated with the same standard therapy as the corticosteroid ± anakinra group.

In that study form the early period of the COVID-19 first wave, what was called "standard therapy" was oxygen supply of course, systematic thrombophylaxis by LMWH, , the antiviral lopinavir/ritonavir and the anti-parasite Ivermectin (both drugs subsequently shown of no efficacy on SARS-CoV-2), and the combination of hydroxychloroquine and azithromycin, the latter unfortunately based on media noise on such association, rather than scientific evidence, unfortunately (see sTable 1).

A sensitivity analysis further showed that the use of Tociluzimab in 3 patients (instead of Ankinra, protocol deviation) and of Remdesivir (instead of lopinavir/ritonavir) in 3 otheer patients, did not change the results when such patients were excluded form the analysis.

The difference between the control group and the patients treated with corticosteroids actually only derived from the fact that less control patients receive HCQ, azithromycin, Lopinavir/ritonavir or ivermectin as shown on Table s1, again all these drugs being proved to be inefficient subsequently.

We currently know from several randomized large trials published during last 4 months, that HCQ+azithromycin has virtually no beneficial effect on survival, and conversely could have induced more deaths by cardiac arrhythmia, as reported by NIH and FDA on the basis of large published evidence.

We therefore think that an additional subset analysis with a lower sample size would not be adequate, and would have no chance to change our results, since our series treated with corticosteroids +/- ankinra potentially received a survival disadvantage by receiving not only inefficient but also potentially deleterious drugs, while they hopefully received corticosteroids, the only efficient drug so far in severe COVID-19.

Minor points

- Abstract, line 12: it is not clear if the authors refer to the “corticosteroids + anakinra group” or to the “corticosteroids + anakinra, plus the corticosteroids alone group”. The sentence “corticosteroids ± anakinra group” should be used.

Thank you for such remark: we actually corrected the sentence as suggested

- Discussion, page 13, line 13: “anakinra or steroids” should be probably changed with “corticosteroid ± anakinra”

We did change the sentence as suggested

Attachment

Submitted filename: reponses aux reviewers24112020.docx

Decision Letter 1

Chiara Lazzeri

2 Dec 2020

Glucocorticoids with low-dose Anti-IL1 Anakinra Rescue in Severe Non-ICU COVID-19 Infection: a Cohort Study

PONE-D-20-25884R1

Dear Dr. Borie,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Chiara Lazzeri

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Chiara Lazzeri

7 Dec 2020

PONE-D-20-25884R1

Glucocorticoids with low-dose Anti-IL1 Anakinra Rescue in Severe Non-ICU COVID-19 Infection: a Cohort Study

Dear Dr. Borie:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

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on behalf of

Dr. Chiara Lazzeri

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Study design.

    (TIF)

    S2 Fig. Posterior probabilities of Relative Risk (RR) of corticosteroids administration considering a non informative prior and using Bayesian propensity score approach.

    (TIF)

    S1 Table. Co-Medications in the overall population and in the steroid and control groups.

    (DOCX)

    S2 Table. Posterior probabilities of the treatment benefit.

    (DOCX)

    S1 File

    (DOCX)

    Attachment

    Submitted filename: reponses aux reviewers24112020.docx

    Data Availability Statement

    Data underlying the study cannot be made publicly available due to ethical restrictions imposed by the ethical committee of Assistance Publique -Hôpitaux de Paris (AP-HP). Data will be available on request after approval of this committee. Data requests may be sent to Comité d’évaluation de l’éthique des projets de recherche biomédicale (CEERB Paris Nord) IRB00006477 sec.ceerb@aphp.fr; or michel.lejoyeux@aphp.fr or Pr G. Zalcman, Service d’Oncologie Thoracique, Hôpital Bichat-Claude Bernard, 46 rue Henri Huchard 75018 Paris, France.


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