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. 2020 Dec 18;9:e54491. doi: 10.7554/eLife.54491

Neuropeptide VF neurons promote sleep via the serotonergic raphe

Daniel A Lee 1, Grigorios Oikonomou 1, Tasha Cammidge 1, Andrey Andreev 1, Young Hong 1, Hannah Hurley 1, David A Prober 1,
Editors: Leslie C Griffith2, Catherine Dulac3
PMCID: PMC7748413  PMID: 33337320

Abstract

Although several sleep-regulating neuronal populations have been identified, little is known about how they interact with each other to control sleep/wake states. We previously identified neuropeptide VF (NPVF) and the hypothalamic neurons that produce it as a sleep-promoting system (Lee et al., 2017). Here we show using zebrafish that npvf-expressing neurons control sleep via the serotonergic raphe nuclei (RN), a hindbrain structure that is critical for sleep in both diurnal zebrafish and nocturnal mice. Using genetic labeling and calcium imaging, we show that npvf-expressing neurons innervate and can activate serotonergic RN neurons. We also demonstrate that chemogenetic or optogenetic stimulation of npvf-expressing neurons induces sleep in a manner that requires NPVF and serotonin in the RN. Finally, we provide genetic evidence that NPVF acts upstream of serotonin in the RN to maintain normal sleep levels. These findings reveal a novel hypothalamic-hindbrain neuronal circuit for sleep/wake control.

Research organism: Zebrafish

Introduction

While several sleep- and wake-promoting neuronal populations have been identified (Bringmann, 2018; Liu and Dan, 2019; Saper and Fuller, 2017; Scammell et al., 2017), fundamental aspects of sleep circuitry organization are poorly understood. Characterizing and understanding the functional and hierarchical relationships between these populations is thus essential for understanding how the brain regulates sleep and wake states (Oikonomou and Prober, 2017). Recent evidence from zebrafish and mice demonstrate that the serotonergic raphe nuclei (RN) are critical for the initiation and maintenance of sleep (Iwasaki et al., 2018Oikonomou et al., 2019; Venner et al., 2020Zhang et al., 2018), in contrast with previous models suggesting a wake-promoting role for the RN that were largely based on their wake-active nature (Saper and Fuller, 2017; Scammell et al., 2017; Weber and Dan, 2016). In zebrafish, mutation of tryptophan hydroxylase 2 (tph2), which is required for serotonin (5-HT) synthesis in the RN, results in reduced sleep, sleep depth, and homeostatic response to sleep deprivation (Oikonomou et al., 2019). Pharmacological inhibition of 5-HT synthesis or ablation of the RN also results in reduced sleep. Consistent with a sleep-promoting role for the raphe, optogenetic stimulation of raphe neurons results in increased sleep. Similarly, in mice, ablation of the RN results in increased wakefulness and an impaired homeostatic response to sleep deprivation (Oikonomou et al., 2019), whereas chemogenetic stimulation of 5-HT RN neurons (Venner et al., 2020) or tonic optogenetic stimulation of 5-HT RN neurons at a rate similar to their baseline pattern of activity (Oikonomou et al., 2019) induces sleep. These complementary results in zebrafish and mice (Oikonomou et al., 2019; Venner et al., 2020), along with classical ablation and pharmacological studies (Ursin, 2008), indicate an evolutionarily conserved role for the serotonergic system in promoting vertebrate sleep. However, it is unclear how the RN are themselves regulated to promote sleep.

Viral-tracing studies have identified substantial inputs to the RN from hypothalamic neurons in the lateral hypothalamic area, tuberomammillary nucleus, and dorsomedial nucleus, regions implicated in sleep-wake regulation (Pollak Dorocic et al., 2014; Ren et al., 2018; Weissbourd et al., 2014). However, it is unknown whether any of these or other populations act upon the RN to promote sleep. One candidate neuronal population expresses the sleep-promoting neuropeptide VF (NPVF) in ~25 neurons in the larval zebrafish hypothalamus (Lee et al., 2017). Overexpression of npvf or stimulation of npvf-expressing neurons results in increased sleep, whereas pharmacological inhibition of NPVF signaling or ablation of npvf-expressing neurons results in reduced sleep (Lee et al., 2017). While it is unknown how the NPVF system promotes sleep, these neurons densely innervate a region of the hindbrain that is consistent with the location of the RN (Lee et al., 2017; Madelaine et al., 2017), and NPVF receptors have been shown to be expressed in the RN in zebrafish and rodents (Bonini et al., 2000; Liu et al., 2001; Madelaine et al., 2017; Roumy et al., 2003). As perturbations of the NPVF system and RN have similar effects on sleep, npvf-expressing neurons appear to project to the RN, and NPVF receptors are expressed in the RN, we hypothesized that the NPVF system promotes sleep via the RN. To test this hypothesis, we explored the relationship between these two neuronal populations using chemogenetics, optogenetics, and calcium imaging. Our results support the hypothesis that the NPVF system promotes sleep via the RN, thus revealing a novel hypothalamus-hindbrain neural circuit for sleep-wake control.

Results

NPVF neurons densely innervate the serotonergic inferior raphe

In most vertebrates, the RN are the main source of serotonergic innervation in the brain. In mammals, the RN are divided into two broad nuclei: the superior and inferior raphe nuclei (Lillesaar et al., 2009; Törk, 1990). The superior nuclei lie on the midbrain/pons boundary (subnuclei B5–B9), and the inferior nuclei in the medulla (subnuclei B1–B3) (Dahlstroem and Fuxe, 1964; Lillesaar et al., 2009; Törk, 1990). Similarly, in zebrafish larvae, developmental studies and neuroanatomical tracings show that the RN are subdivided into the superior raphe (SRa) and inferior raphe (IRa) (Lillesaar et al., 2009).

To explore whether the NPVF system may promote sleep via the RN, we first performed a detailed histological analysis of these populations using Tg(npvf:eGFP) animals (Lee et al., 2017), which specifically label npvf-expressing neurons. As previously described (Lee et al., 2017; Madelaine et al., 2017), the somas of npvf-expressing neurons are located in the dorsomedial hypothalamus at 6 days post-fertilization (dpf) (Figure 1A,B,D). These neurons send dense and local ramifying projections into the hypothalamus (Figure 1B,D), as well as longer range projections into the telencephalon and hindbrain, with a prominent convergence of these projections at the rostral and medial IRa, as confirmed using 5-HT immunohistochemistry (IHC) (Figure 1B–K and Figure 1—figure supplement 1A–B). These projections form a dense bundle just ventral to the soma of the IRa and also extend dorsally where they appear to make multiple contacts with IRa somas. To confirm this interaction, we mated Tg(npvf:KalTA4); Tg(UAS:nfsb-mCherry) (Agetsuma et al., 2010; Lee et al., 2017) animals, in which NPVF neurons and their processes are labeled with mCherry, to Tg(tph2:eNTR-mYFP) animals, in which the SRa and IRa are labeled with membrane-targeted YFP (Oikonomou et al., 2019). We observed apparent direct contacts of NPVF neuron fibers with mYFP-labeled IRa soma and fibers (Figure 1—figure supplement 1C–E), consistent with a direct interaction between NPVF and IRa neurons.

Figure 1. Hypothalamic NPVF neurons project to the serotonergic IRa.

(A,E) Schematic: 6-dpf zebrafish brain showing location of hypothalamic (Hy) NPVF neurons (green), and the serotonergic superior raphe (SRa, red) and inferior raphe (IRa, magenta). A, anterior; P, posterior; D, dorsal. (B–D) Maximum intensity projection of a brain from a 6-dpf Tg(npvf:eGFP) animal (78 μm thick). npvf-expressing neurons in the hypothalamus project to the serotonergic raphe nuclei (RN) in the hindbrain (bracket). 5-HT immunohistochemistry labels the RN (bracket), as well as serotonergic populations in the ventral hypothalamus (asterisks) and pretectum. The bracketed region in (B–D) is shown at higher magnification in (I–K) as a maximum intensity projection (50.5 μm thick), with a sagittal view shown in (F–H). Single optical sections are shown in Figure 1—figure supplement 1. Scale: 50 μm (B–D), 20 μm (F–H), and 10 μm (I–K).

Figure 1.

Figure 1—figure supplement 1. Projections of NPVF neurons to the serotonergic IRa shown in single optical sections.

Figure 1—figure supplement 1.

(A,B) Serial optical sections (0.5 μm thick) in the hindbrain of a 6-dpf Tg(npvf:eGFP) animal labeled with a 5-HT-specific antibody (magenta), which were used to generate the image shown in Figure 1K. Fibers from npvf-expressing neurons (green) do not innervate SRa soma (A) but do innervate IRa soma (B). (C) A 4-μm-thick optical section of a brain from a 6-dpf Tg(npvf:KalTA4); Tg(UAS:nfsb-mCherry); Tg(tph2:eNTR-mYFP) animal. White bracket indicates the IRa and is magnified in panels (D,E), which show 0.6-μm-thick serial optical sections. Fibers from npvf-expressing neurons (magenta) do not innervate SRa neurons (green, D) but do innervate IRa neurons and their fibers (green, E). Hyp, hypothalamus, IRa, inferior raphe; D, dorsal; V, ventral; A, anterior; P, posterior. Every third section (A,D) and every other section (B,E) is shown. Scale: 50 μm (C), 10 μm (B,E).

Optogenetic stimulation of NPVF neurons results in activation of serotonergic IRa neurons

Based on our histological observations, previous reports that NPVF receptors are present in the RN (Bonini et al., 2000; Liu et al., 2001; Madelaine et al., 2017; Roumy et al., 2003), and our demonstration that both NPVF and raphe neurons promote sleep (Lee et al., 2017; Oikonomou et al., 2019), we hypothesized that NPVF neurons are functionally connected to serotonergic IRa neurons, and that stimulation of NPVF neurons should thus activate IRa neurons. To test this hypothesis, we used Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) animals (Lee et al., 2017; Oikonomou et al., 2019) to optogenetically stimulate NPVF neurons, while monitoring the activity of IRa neurons. As neurons in the RN are responsive to visible light (Cheng et al., 2016), we used invisible 920 nm two-photon light at high-laser power to stimulate ReaChR in NPVF neurons. We also used 920 nm two-photon light, applied at low power, to image GCaMP6s before and after stimulation of NPVF neurons.

To verify that this paradigm indeed results in stimulation of NPVF neurons, we first tested Tg(npvf:ReaChR-mCitrine); Tg(npvf:GCaMP6s-P2A-tdTomato) animals (Lee et al., 2017; Lee et al., 2019). In Tg(npvf:GCaMP6s-P2A-tdTomato) animals, npvf-expressing neurons express equal levels of GCaMP6s, whose fluorescence intensity serves as a proxy for neuronal activity, and tdTomato (Lee et al., 2017). To correct for potential changes in transgene expression or movement artifacts during live imaging, we normalized GCaMP6s fluorescence values to tdTomato fluorescence (for simplicity, hereafter referred to as normalized GCaMP6s fluorescence). We first recorded baseline GCaMP6s and tdTomato fluorescence in npvf-expressing neurons, then optogenetically stimulated these neurons, and then recorded post-stimulation fluorescence in these neurons (Figure 2—figure supplement 1A–L and Figure 2—figure supplement 2A,B). We observed a 92% increase in median normalized GCaMP6s fluorescence in NPVF neurons in Tg(npvf:ReaChR-mCitrine) animals (5 animals, 178 neurons) compared to a 4% increase in Tg(npvf:eGFP) animals (5 animals, 183 neurons, p<0.0001, Mann-Whitney test). In Tg(npvf:ReaChR-mCitrine) animals, stimulation resulted in increased normalized GCaMP6s fluorescence in nearly all NPVF neurons (Figure 2—figure supplement 2B), while there was little or no change in Tg(npvf:eGFP) animals (Figure 2—figure supplement 2A). Thus, our stimulation paradigm results in robust ReaChR-dependent activation of npvf-expressing neurons.

We next used the same stimulation and imaging paradigm to ask whether optogenetic stimulation of NPVF neurons results in activation of serotonergic IRa neurons using Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) animals (Lee et al., 2017). To do so, we first recorded normalized GCaMP6s fluorescence in tph2-expressing IRa neurons (pre-stimulation), then we stimulated npvf-expressing neurons as described above, and then we again recorded normalized GCaMP6s fluorescence in IRa neurons (post-stimulation) (Figure 2A–H). Stimulation of NPVF neurons in Tg(npvf:ReaChR-mCitrine) animals resulted in a 23% increase in median normalized GCaMP6s fluorescence in IRa neurons (Figures 2I; 4 animals, 256 neurons) compared to a 1% decrease in Tg(npvf:eGFP) controls (Figures 2I; 4 animals, 234 neurons, p<0.0001, Mann-Whitney test). The increased normalized GCaMP6s fluorescence in Tg(npvf:ReaChR-mCitrine) animals gradually returned to baseline levels after ~25 s (Figure 2F,H), consistent with the prolonged effect expected for neuropeptide/G-protein-coupled receptor (GPCR) signaling (van den Pol, 2012). These data suggest that optogenetic stimulation of NPVF neurons results in activation of IRa neurons.

Figure 2. Optogenetic stimulation of NPVF neurons activates serotonergic IRa neurons.

6-dpf Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) and Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) control animals were analyzed for GCaMP6s/tdTomato fluorescence levels in IRa neurons before and after optogenetic stimulation of NPVF neurons. (A) Example of a 6-dpf Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) animal showing GCaMP6s and tdTomato fluorescence in IRa neurons with overlayed NPVF neurons (red circles, different z-plane) indicating region of optogenetic stimulation (red box). Black box indicates region where IRa neurons were imaged and analyzed in subsequent panels. Green and magenta signals in the eyes are due to autofluorescence. (B) Normalized GCaMP6s fluorescence in the IRa was first recorded for 25 s (20 frames). NPVF neurons were then optogentically stimulated for 3.7 s (red line), and normalized GCaMP6s fluorescence in the IRa was then immediately imaged again for 25 s. (C,D) Average GCaMP6s fluorescence in IRa neurons for 10 imaging frames before (Pre) and after (Post) optogenetic stimulation of NPVF neurons in Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) (C) and Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) (D) animals. (E–H) Normalized GCaMP6s fluorescence of individual IRa neurons shown as heat maps (E,F), in which each horizontal line represents an IRa neuron, and as line graphs (G,H) showing individual (gray lines) and mean (dotted line) IRa neuron responses before and after optogenetic stimulation (red lines) in Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) control (E,G) and Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) (F,H) animals. F1-F4 in (E,F) indicate neurons from four different fish. (I) Box plot of normalized GCaMP6s ΔF/F0 values from the average of the first 10 imaging frames post-stimulation of each neuron for Tg(tph2:GCaMP6s-P2A-tdTomato) animals that also contain either a Tg(npvf:eGFP) (black) or Tg(npvf:ReaChR-mCitrine) (gray) transgene. n = number of neurons quantified from four animals of each genotype. ***p<0.001, Mann-Whitney test. Scale: 100 μm (A), 10 μm (D).

Figure 2.

Figure 2—figure supplement 1. Validation of two-photon-induced optogenetic stimulation of NPVF neurons.

Figure 2—figure supplement 1.

6-dpf Tg(npvf:ReaChR); Tg(npvf:GCaMP6s-P2A-tdTomato) animals and Tg(npvf:eGFP); Tg(npvf:GCaMP6s-P2A-tdTomato) controls were analyzed for GCaMP6s fluorescence normalized to tdTomato fluorescence in NPVF neurons pre- and post-optogenetic stimulation of NPVF neurons. (A) Example of a 6-dpf Tg(npvf:ReaChR); Tg(npvf:GCaMP6s-P2A-tdTomato) animal showing GCaMP6s and tdTomato fluorescence in NPVF neurons. Green and magenta signals in the eyes are due to autofluorescence. White box indicates the region of the hypothalamus that was stimulated and analyzed in subsequent panels. (B) Normalized GCaMP6s fluorescence in NPVF neurons was first recorded for 25 s (20 frames) at low-laser power. NPVF neurons were then optogenetically stimulated at higher laser power, and then normalized GCaMP6s fluorescence in NPVF neurons was immediately imaged again for 25 s (20 frames) at low-laser power. (C,C’) GCaMP6s and mCitrine fluorescence in NPVF neurons recorded one frame before (C) and after (C’) optogenetic stimulation of NPVF neurons. (D–G) Positive or negative normalized GCaMP6s fluorescence responses to optogenetic stimulation of individual NPVF neurons plotted according to their spatial location along the anterior/posterior and medial/lateral axes of the brain. The size of red or blue circles indicates the magnitude of increase or decrease of normalized GCaMP6s fluorescence, respectively. A, anterior; P, posterior; L, lateral; M, medial. ‘0’ along the A/P axis indicates location of the most posterior NPVF neurons. ‘0’ along the M/L axis indicates the midline of NPVF neuron population. (H-K) Normalized GCaMP6s fluorescence of individual NPVF neurons shown as heat maps (H,I), in which each horizontal line represents an NPVF neuron, and as line graphs (J,K) showing individual (gray lines) and mean (dotted line) normalized GCaMP6s ΔF/F0 % values before and after optogenetic stimulation (red lines) in Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) control (H,J) and Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) (I,K) animals. F1-F5 in (H,I) indicate neurons from five different fish. (L) Box plot of normalized GCaMP6s ΔF/F0 values averaged for the first 10 imaging frames post-stimulation in Tg(npvf:GCaMP6s-P2A-tdTomato) animals that also contain either a Tg(npvf:eGFP) (black) or Tg(npvf:ReaChR-mCitrine) (gray) transgene. n = number of neurons. ***p<0.0005, Mann-Whitney test. Scale: 100 μm (A), 10 μm (C’).
Figure 2—figure supplement 2. Responses of individual NPVF neurons to optogenetic stimulation of NPVF neurons in individual fish.

Figure 2—figure supplement 2.

6-dpf Tg(npvf:eGFP); Tg(npvf:GCaMP6s-P2A-tdTomato) (A) and Tg(npvf:ReaChR-mCitrine); Tg(npvf:GCaMP6s-P2A-tdTomato) (B) animals were analyzed for normalized GCaMP6s fluorescence levels in NPVF neurons pre- and post-optogenetic stimulation of NPVF neurons. Data from Figure 2—figure supplement 1 are displayed here as separate fish. Maximum intensity projection images (left) show GCaMP6s fluorescence averaged over the first 10 imaging frames post-stimulation and provide spatial information along the anterior/posterior and medial/lateral axes of the brain. Size of red or blue circle indicates magnitude of normalized GCaMP6s fluorescence increase or decrease, respectively, in response to optogenetic stimulation. Dot plots (right) show average normalized GCaMP6s fluorescence of all NPVF neurons for each frame before and after optogenetic stimulation (red line). A, anterior; P, posterior; M, medial; L, lateral. n = number of NPVF neurons imaged.
Figure 2—figure supplement 3. Optogenetic stimulation of NPVF neurons activates anterior IRa neurons.

Figure 2—figure supplement 3.

(A,B) 6-dpf Tg(npvf:eGFP); Tg(npvf:GCaMP6s-P2A-tdTomato) and (C,D) Tg(npvf:ReaChR-mCitrine); Tg(npvf:GCaMP6s-P2A-tdTomato) animals were analyzed for normalized GCaMP6s fluorescence in IRa neurons before and after optogenetic stimulation of NPVF neurons. Positive (red) or negative (blue) normalized GCaMP6s fluorescence responses of individual IRa neurons is plotted according to their spatial location along the anterior/posterior and medial/lateral axes of the brain. The size of red or blue circles indicates the magnitude of increase or decrease of normalized GCaMP6s fluorescence, respectively. The horizontal dashed line indicates division of the IRa into anterior and posterior halves. A, anterior; P, posterior; L, lateral; M, medial. ‘0’ along the A/P axis indicates location of the most posterior IRa neurons. ‘0’ along the M/L axis indicates the midline of the IRa neuron population. (E–L) Normalized GCaMP6s fluorescence of individual neurons in the anterior or posterior halves of the IRa shown as heat maps (E–H), in which each horizontal line represents an IRa neuron, and as line graphs (I–L) showing individual (gray lines) and mean (dotted line) IRa neuron responses before and after optogenetic stimulation (red lines) in Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) (E,G,I,J) and Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) (F,H,K,L) animals. F1-F4 in (E–H) indicate neurons from four different fish. (M) Box plot of normalized GCaMP6s ΔF/F0 % values in anterior or posterior IRa neurons averaged for the first 10 imaging frames after stimulation of NPVF neurons in Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) (black) and Tg(npvf:ReaChR-mCitrine); Tg(npvf:GCaMP6s-P2A-tdTomato) (gray) animals. n = number of neurons quantified from four animals of each genotype. ***p<0.001, Two-way ANOVA, Holm-Sidak test.
Figure 2—figure supplement 4. Responses of individual IRa neurons to optogenetic stimulation of NPVF neurons in individual fish.

Figure 2—figure supplement 4.

6-dpf Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) (A) and Tg(tph2:ReaChR-mCitrine); Tg(npvf:GCaMP6s-P2A-tdTomato) (B) animals were analyzed for normalized GCaMP6s fluorescence levels in IRa neurons pre- and post-optogenetic stimulation of NPVF neurons. Data from Figure 2 are displayed here as separate fish. Maximum intensity projection images (left) show GCaMP6s fluorescence averaged over the first 10 imaging frames post-stimulation and provide spatial information along the anterior/posterior and medial/lateral axes of the brain. Size of red or blue circle indicates magnitude of normalized GCaMP6s fluorescence increase or decrease, respectively, in response to optogenetic stimulation. Dot plots (right) show average normalized GCaMP6s fluorescence of all IRa neurons for each frame before and after optogenetic stimulation (red line). A, anterior; P, posterior; M, medial; L, lateral. n = number of IRa neurons imaged.

We next analyzed the spatial distribution of IRa neuron responses to stimulation of NPVF neurons. Since the anterior half of the IRa is densely innervated by NPVF neurons but the posterior half is not (Figure 1 and Figure 1—figure supplement 1), we hypothesized that stimulation of NPVF neurons would primarily activate neurons in the anterior IRa. Consistent with this hypothesis, the anterior IRa had significantly more neurons that showed a large increase in normalized GCaMP6s fluorescence (Figure 2—figure supplement 3C,F,K,M and Figure 2—figure supplement 4B) compared to the posterior IRa (anterior: 50% of 131 neurons; posterior: 18% of 124 neurons, p<0.001, Student’s t-test). This pattern of normalized GCaMP6s fluorescence was not observed in the Tg(npvf:eGFP) controls (Figure 2—figure supplement 3A,E,I,M and Figure 2—figure supplement 4A). These results demonstrate that stimulation of NPVF neurons primarily activates neurons in the anterior half of the IRa, consistent with the dense innervation of the anterior IRa by NPVF neurons.

Loss of npvf does not enhance the tph2 mutant sleep phenotype

The NPVF prepro-peptide is processed to produce three mature neuropeptides, RFRP 1–3 (Hinuma et al., 2000). We previously generated zebrafish that contain a frameshift mutation within the npvf gene that is predicted to encode a protein that contains RFRP1 but lacks RFRP2 and RFRP3 (Lee et al., 2017). We have shown that loss of NPVF signaling due to this mutation (Lee et al., 2017), or loss of 5-HT production in the RN due to mutation of tph2 (Oikonomou et al., 2019), results in decreased sleep. Based on our observations that NPVF neurons project to and can activate serotonergic IRa neurons (Figures 1 and 2), we next tested the hypothesis that npvf and tph2 act in the same genetic pathway to promote sleep. We tested this hypothesis by comparing sleep in npvf -/-; tph2 -/- animals to their heterozygous mutant sibling controls (Figure 3). We reasoned that if npvf and tph2 promote sleep via independent genetic pathways, then animals lacking both genes should sleep more than either single mutant. In contrast, if npvf and tph2 promote sleep in the same pathway, then loss of both genes should not result in an additive sleep phenotype. Similar to our previous results, animals containing a homozygous mutation in either npvf or tph2 slept less than heterozygous mutant sibling controls, with tph2 mutants showing a stronger phenotype (Figure 3B,C,E). However, npvf -/-; tph2 -/- animals did not sleep significantly more than their npvf +/-; tph2 -/- siblings (Figure 3D,E), indicating that loss of npvf does not enhance the tph2 mutant phenotype. This result is clear at night but is less clear during the day when tph2 mutants sleep very little; thus, a potential enhancement of the tph2 mutant phenotype during the day by loss of npvf could be obscured due to a floor effect. Nevertheless, the observation at night is consistent with the hypothesis that tph2 acts downstream of npvf to promote sleep, although we cannot rule out the possibility that npvf also promotes sleep through other mechanisms.

Figure 3. Loss of npvf does not enhance the tph2 mutant sleep phenotype.

Figure 3.

(A–D) Sleep for npvf +/-; tph2 +/- (black), npvf -/-; tph2 +/- (dark blue), npvf +/-; tph2 -/- (gray), and npvf -/-; tph2 -/- (light blue) siblings. The graph on the left shows data for all four genotypes. The three other graphs show the same data as separate pair-wise comparisons. (E) Box plots quantify sleep during the day (left) and night (right). White boxes indicate day. Black boxes and gray shading indicate night. Data during the fifth day and night of development from four experiments combined is shown. n = number of animals. ns p>0.05, *p<0.05, ***p<0.005, Two-way ANOVA with Holm-Sidak test for each indicated pair-wise comparison. The comparison in red indicates no significant difference between npvf +/-; tph2 -/- and npvf -/-; tph2 -/- siblings.

Sleep induced by chemogenetic or optogenetic stimulation of npvf-expressing neurons requires serotonergic RN neurons

We next tested the hypothesis that NPVF neuron-induced sleep requires serotonergic RN neurons (Figure 4A). To do so, we utilized two approaches to stimulate npvf-expressing neurons in freely behaving animals in which the RN were chemogenetically ablated using enhanced nitroreductase (eNTR) (Mathias et al., 2014; Tabor et al., 2014). eNTR converts the inert pro-drug metronidazole (MTZ) into a cytotoxic compound that causes cell-autonomous death (Curado et al., 2007; Mathias et al., 2014; Tabor et al., 2014). We previously showed that ablation of RN neurons in Tg(tph2:eNTR-mYFP) animals results in significantly decreased sleep (Oikonomou et al., 2019). This phenotype is similar to those of both tph2 -/- zebrafish and to mice in which the dorsal and median serotonergic RN are ablated (Oikonomou et al., 2019). Similar to our previous report (Oikonomou et al., 2019), treatment of Tg(tph2:eNTR-mYFP) animals with 5 mM MTZ during 2–4 dpf resulted in near complete loss of YFP fluorescence and 5-HT immunoreactivity in the RN (Figure 4B,E,F). In contrast, treatment of these animals with DMSO vehicle control (Figure 4C,D), or treatment of Tg(tph2:eNTR-mYFP) negative siblings with MTZ (Figure 4G,H), did not cause loss of the RN.

Figure 4. Chemogenetic ablation of the RN abolishes sleep induced by chemogenetic stimulation of NPVF neurons.

Figure 4.

(A) Schematic of experiment. Animals were first treated with MTZ to ablate serotonergic RN neurons in Tg(tph2:eNTR-mYFP) animals but not in non-transgenic sibling controls. Behavior was then monitored during chemogenetic stimulation of npvf-expressing neurons in Tg(npvf:KalTA4); Tg(UAS:TRPV1-TagRFP-T) animals in parallel with their non-stimulated Tg(npvf:KalTA4) sibling controls. (B) 5-dpf Tg(tph2:eNTR-mYFP) zebrafish brain showing serotonergic RN neurons and some of their projections (green) and labeled with a 5-HT-specific antibody (magenta). The bracketed region is magnified in (C–H). Treatment of Tg(tph2:eNTR-mYFP) animals with MTZ results in the loss of both 5-HT immunoreactivity (E) and mYFP (F) in the RN, but treatment with DMSO vehicle control does not (C,D). MTZ treatment of Tg(tph2:eNTR-mYFP) negative siblings does not result in loss of RN neurons (G). Images are single 4-μm- (B) and 0.6-μm- (C–H) thick optical sections. Scale: 50 μm (B), 10 μm (C–H). (I–L) Sleep of 5-dpf Tg(npvf:KalTA4) (black), Tg(npvf:KalTA4); Tg(UAS:TRPV1-TagRFP-T) (gray), Tg(npvf:KalTA4); Tg(tph2:eNTR-mYFP) (dark green), and Tg(npvf:KalTA4); Tg(UAS:TRPV1-TagRFP-T); Tg(tph2:eNTR-mYFP) (light green) siblings treated with 2 μM Csn. White and black bars under behavioral traces indicate day and night, respectively. (M,N) Box plots quantify sleep during day (M) and night (N). n = number of animals. ns p>0.05, *p<0.05, ***p<0.005, Two-way ANOVA with Holm-Sidak test.

Having confirmed our ability to chemogenetically ablate the RN, we next combined this perturbation with chemogenetic stimulation of NPVF neurons and asked whether the sedating effect of stimulating NPVF neurons is diminished in RN-ablated animals (Figure 4A,E,F). Specifically, we expressed the rat capsaicin receptor TRPV1 (Chen et al., 2016) in NPVF neurons using Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T) animals (Lee et al., 2017). We previously showed that treating these animals with 2 μM capsaicin (Csn), a TRPV1 small molecule agonist, results in c-fos expression in NPVF neurons and increased sleep at night (Lee et al., 2017). Following MTZ treatment of animals that do or do not carry the Tg(tph2:eNTR-mYFP) transgene, we treated Tg(npvf:KalTA4) and Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T) siblings with Csn. Consistent with our previous observation (Lee et al., 2017), Csn-treated Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T) animals showed a 14% increase in nighttime sleep compared to their Csn treated Tg(npvf:KalTA4) siblings in Tg(tph2:eNTR-mYFP) negative animals (Figure 4I–N), indicating that chemogenetic stimulation of NPVF neurons results in increased nighttime sleep in animals with an intact RN. In contrast, there was no significant difference in nighttime sleep between Csn-treated Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T); Tg(tph2:eNTR-mYFP) animals and their Csn-treated Tg(npvf:KalTA4); Tg(tph2:eNTR-mYFP) siblings (Figure 4N). This result indicates that sleep induced by chemogenetic stimulation of NPVF neurons requires the RN.

Similar to chemogenetic stimulation of NPVF neurons, we previously showed that optogenetic stimulation of NPVF neurons results in activation of NPVF neurons and increased sleep (Lee et al., 2017). Thus, as an alternative approach to test the hypothesis that NPVF neurons promote sleep via the serotonergic RN, we used Tg(npvf:ReaChR-mCitrine); Tg(tph2:eNTR-mYFP) animals to test whether the sedating effect of optogenetic stimulation of NPVF neurons is diminished in RN-ablated animals. To do so, we used a previously described non-invasive, large-scale assay that allows optogenetic stimulation of genetically specified neurons while monitoring up to 96 freely behaving animals (Singh et al., 2015). We first recorded baseline behavior for 30 min in the dark, and then exposed the animals to blue light for 30 min. Similar to chemogenetic stimulation, optogenetic stimulation of NPVF neurons in Tg(npvf:ReaChR-mCitrine) animals resulted in a 25% decrease in locomotor activity and a 58% increase in sleep compared to non-transgenic sibling controls (Figure 5A). In contrast, following ablation of the RN by MTZ treatment, blue light exposure did not result in a significant difference between the behavior of Tg(npvf:ReaChR-mCitrine); Tg(tph2:eNTR-mYFP) animals and their Tg(tph2:eNTR-mYFP) sibling controls (Figure 5B). Thus, similar to chemogenetic stimulation of NPVF neurons, sleep induced by optogenetic stimulation of NPVF neurons requires the RN. Together, these results are consistent with the model that NPVF neurons act upstream of RN neurons to promote sleep.

Figure 5. Chemogenetic ablation of the RN abolishes sleep induced by optogenetic stimulation of NPVF neurons.

Normalized locomotor activity (top) and sleep (bottom) of 5-dpf Tg(npvf:ReaChR-mCitrine) (gray and light blue) and non-transgenic sibling control (black and blue) animals before (Baseline) and during blue light exposure (Stimulation) in Tg(tph2:eNTR-mYFP) negative (A) or positive (B) siblings. Because the animals see the blue light, they exhibit a brief startle at light onset that is excluded from analysis, followed by a gradual increase in activity that plateaus after ~15 min. Box plots quantify locomotor activity and sleep for each animal during optogenetic stimulation normalized to the baseline of all animals of the same genotype. n = number of animals. ns p>0.05, *p<0.05, ***p<0.005, Mann-Whitney test.

Figure 5.

Figure 5—figure supplement 1. Sleep induced by optogenetic stimulation of NPVF neurons is abolished in npvf mutant animals.

Figure 5—figure supplement 1.

Normalized locomotor activity (top) and sleep (bottom) of 5-dpf Tg(npvf:ReaChR-mCitrine) (gray and light blue) and non-transgenic sibling control (black and blue) animals before (Baseline) and during exposure to blue light (Stimulation) in npvf +/- (A) and npvf -/- (B) animals. Box plots quantify locomotor activity and sleep for each animal during optogenetic stimulation normalized to the baseline of all animals of the same genotype. Stimulation of NPVF neurons decreases locomotor activity and increases sleep compared to non-transgenic sibling controls in npvf +/- animals (A) but not in npvf -/- siblings (B). n = number of animals. ns p>0.05, *p<0.05, ***p<0.005, Mann-Whitney test.

Sleep induced by stimulation of npvf-expressing neurons requires npvf

The above results and our previous observations (Lee et al., 2017) demonstrate that stimulation of NPVF neurons results in increased sleep in zebrafish. However, it is unknown whether this phenotype is due to the action of NPVF or to other factors within these cells, such as the fast neurotransmitter glutamate (Lee et al., 2017). To directly test the hypothesis that stimulation of npvf-expressing neurons promotes sleep due to release of NPVF, we optogenetically stimulated these neurons in npvf mutant animals. Similar to previous results using animals that are homozygous wild-type for npvf (Lee et al., 2017), optogenetic stimulation of NPVF neurons in Tg(npvf:ReaChR-mCitrine); npvf +/- animals resulted in a 25% decrease in locomotor activity and a 28% increase in sleep compared to non-transgenic npvf +/- sibling controls (Figure 5—figure supplement 1A). In contrast, there was no significant difference between the behavior of Tg(npvf:ReaChR-mCitrine); npvf -/- animals and their non-transgenic npvf -/- siblings (Figure 5—figure supplement 1B). This result indicates that sleep induced by stimulation of NPVF neurons requires NPVF, suggesting that the phenotype is due to NPVF neuropeptide/GPCR signaling. This possibility is consistent with the slow decay of the increased activity of RN neurons following stimulation of NPVF neurons (Figure 2F,H, Figure 2—figure supplement 3F,K and Figure 2—figure supplement 4B).

Sleep induced by stimulation of npvf-expressing neurons requires 5-HT in RN neurons

Zebrafish RN neurons produce not only 5-HT, but also other factors such as GABA (Kawashima et al., 2016) that may mediate sleep induced by stimulation of NPVF neurons. To distinguish between these possibilities, we tested the hypothesis that NPVF neuron-induced sleep requires the presence of 5-HT in RN neurons. To do so, we used a chemogenetic approach to stimulate NPVF neurons while testing if 5-HT in RN neurons is required for NPVF-induced sleep. Specifically, we compared the effects of chemogenetic stimulation of npvf-expressing neurons using TRPV1/Csn in tph2 -/- animals to tph2 +/- sibling controls (Figure 6A–F). Treatment of Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T); tph2 +/- animals with 2 μM Csn resulted in a 12% increase in nighttime sleep compared to their identically treated Tg(npvf:KalTA4); tph2 +/- control siblings (Figure 6A,C,F). However, there was no significant difference in nighttime sleep between Csn-treated Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T); tph2 -/- animals and their identically treated Tg(npvf:KalTA4); tph2 -/- siblings (Figure 6D,F), suggesting that 5-HT in RN neurons is required for sleep that is induced by NPVF neurons.

Figure 6. Sleep induced by chemogenetic or optogenetic stimulation of NPVF neurons is abolished in tph2 mutant animals.

Figure 6.

(A) Sleep of 5-dpf Tg(npvf:KalTA4); tph2+/- (black), Tg(npvf:KalTA4); tph2-/- (dark blue), Tg(npvf:KalTA4); Tg(UAS:TRPV1-TagRFP-T); tph2+/- (gray), and Tg(npvf:KalTA4); Tg(UAS:TRPV1-TagRFP-T); tph2-/- (light blue) siblings treated with 2 μM Csn. White and black bars under behavioral traces indicate day and night, respectively. (E,F) Box plots quantify sleep during the day (E) and night (F). Chemogenetic stimulation of NPVF neurons increases sleep at night compared to non-transgenic sibling controls in tph2+/- animals (C,F) but not in tph2-/- siblings (D,F). n = number of animals. ns p>0.05, *p<0.05, ***p<0.005, Two-way ANOVA with Holm-Sidak test. (G,H) Normalized locomotor activity (top) and sleep (bottom) of Tg(npvf:ReaChR-mCitrine) (gray and light blue) and non-transgenic sibling control (black and dark blue) animals before (Baseline) and during exposure to blue light (Stimulation) in (G) tph2+/- or (H) tph2-/- animals. Box plots quantify locomotor activity and sleep for each animal during optogenetic stimulation normalized to the baseline of all animals with the same genotype. Optogenetic stimulation of NPVF neurons decreases locomotor activity and increases sleep compared to non-transgenic sibling controls in tph2+/- animals (G) but not in tph2-/- siblings (H). n = number of animals. ns p>0.05, ***p<0.005, Mann-Whitney test.

As an alternative approach to test the hypothesis that NPVF neuron-induced sleep requires 5-HT in raphe neurons, we compared the effect of optogenetic stimulation of NPVF neurons in tph2 -/- animals to tph2 +/- sibling controls (Figure 6G,H). Optogenetic stimulation of NPVF neurons in Tg(npvf:ReaChR-mCitrine); tph2 +/- animals resulted in a 27% decrease in locomotor activity and a 60% increase in sleep (Figure 6G). In contrast, there was no significant difference between the behavior of Tg(npvf:ReaChR-mCitrine); tph2 -/- animals and their non-transgenic tph2 -/- siblings (Figure 6H). Thus, both the chemogenetic and optogenetic stimulation results are consistent with the hypothesis that NPVF neuron-induced sleep requires 5-HT in RN neurons.

Discussion

The serotonergic RN were first implicated in sleep-wake regulation over 50 years ago, but it has long been disputed whether they act to promote sleep or wakefulness (Ursin, 2008). We and others recently addressed this controversy in both mice and zebrafish by providing both gain- and loss-of-function evidence that the serotonergic RN promote sleep (Iwasaki et al., 2018Oikonomou et al., 2019; Venner et al., 2020Zhang et al., 2018). Our findings agree with invertebrate studies which showed that 5-HT signaling promotes sleep in Drosophila (Qian et al., 2017; Yuan et al., 2006). However, while 5-HT plays an evolutionarily conserved role in promoting sleep, the neuronal mechanism that acts upon serotonergic neurons to promote sleep was unknown. Here we show that npvf-expressing neurons in the dorsomedial hypothalamus, which are sleep-promoting (Lee et al., 2017), densely innervate and can activate anterior serotonergic IRa neurons, and also require 5-HT in RN neurons in order to induce sleep. Furthermore, our optogenetic and functional imaging data suggest that sleep induced by NPVF neurons is due to NPVF neuropeptide/GPCR signaling. Taken together with observations of NPVF receptor expression in the zebrafish and rodent RN (Bonini et al., 2000; Liu et al., 2001; Madelaine et al., 2017; Roumy et al., 2003), these results describe a hypothalamus-hindbrain sleep-promoting neuronal circuit arising from the dorsomedial hypothalamus, a region previously linked to circadian regulation of wakefulness (Chou et al., 2003; Gooley et al., 2006; Mieda et al., 2006), but not to sleep. While we cannot rule out the possibility that NPVF neurons may promote sleep in part through additional mechanisms, our optogenetic, chemogenetic, and genetic epistasis data indicate that most, if not all, of the sleep-promoting properties of NPVF neurons are mediated by the serotonergic RN.

Consistent with the hypothesis that NPVF neurons promote sleep via the RN, we found that stimulation of NPVF neurons results in activation of most serotonergic IRa neurons, especially those in the anterior IRa, which is densely innervated by NPVF neurons. This observation contrasts with a previous report suggesting that stimulation of NPVF neurons results in the inhibition of RN neurons (Madelaine et al., 2017). While the basis for the discrepancy between the two studies is unclear, Madelaine et al. used a different opsin, a different stimulation paradigm using visible light that can itself affect the activity of zebrafish RN neurons (Cheng et al., 2016), and a GCaMP line that, unlike the line used in our study, was not specifically expressed in serotonergic RN neurons, making it unclear precisely which neurons were analyzed. Despite this discrepancy, our finding that stimulation of NPVF neurons results in broad activation of anterior IRa neurons is consistent with our genetic, optogenetic, and chemogenetic behavioral data. Further studies are needed to explore the molecular and functional diversity of RN neurons in zebrafish and the role they play in sleep regulation.

The hypothalamus-hindbrain neuronal circuit that we have described can be integrated into a larger sleep-promoting network. We recently reported that epidermal growth factor receptor (EGFR) signaling is necessary and sufficient for normal sleep amounts in zebrafish, and that it promotes sleep, in part, via the NPVF system (Lee et al., 2019). We found that it does so by both promoting the expression of npvf and by stimulating npvf-expressing neurons. The EGFR ligands egf and transforming growth factor alpha are expressed in glial cells in the dorsal diencephalon, and egfra, the EGFR paralog that is primarily responsible for the role of EGFR signaling in sleep, is expressed in juxta-ventricular glial cells found along the hypothalamus, hindbrain, tectum, and cerebellum. Taken together with the current study, these results describe a genetic and neuronal circuit spanning EGFR signaling in glia, npvf-expressing neurons in the hypothalamus, and serotonergic RN neurons in the hindbrain. This pathway plays a key role in regulating sleep homeostasis, as inhibition of EGFR signaling or loss of 5-HT in RN neurons in zebrafish, and ablation of the dorsal and median RN in rodents, results in sleep homeostasis defects (Lee et al., 2019; Oikonomou et al., 2019).

If the EGFR-NPVF-RN sleep-promoting circuit plays a central and important role in regulating sleep, one might expect it to be evolutionarily conserved. Indeed, similar to zebrafish, EGFR signaling promotes sleep in C. elegans and Drosophila (Donlea et al., 2009; Foltenyi et al., 2007; Konietzka et al., 2020; Van Buskirk and Sternberg, 2007), and genetic experiments suggest that it does so in part via RFamide neuropeptides that may be invertebrate homologs of npvf (He et al., 2013; Iannacone et al., 2017; Konietzka et al., 2020; Lenz et al., 2015; Nagy et al., 2014; Nath et al., 2016; Nelson et al., 2014; Shang et al., 2013; Turek et al., 2016; Van der Auwera et al., 2020). Serotonin has also been shown to promote sleep in Drosophila (Qian et al., 2017; Yuan et al., 2006), and by analogy to our results, we hypothesize that RFamide neuropeptides such as FMRFamide (Lenz et al., 2015) may act upstream of 5-HT to promote Drosophila sleep.

Evidence suggests that the EGFR-NPVF-RN sleep-promoting circuit likely extends to mammals. In humans, variation in genes that participate in EGFR signaling (Lee et al., 2019; Wang et al., 2019) and 5-HT signaling (Dashti et al., 2019; Jones et al., 2019; Lane et al., 2019; Lane et al., 2017) have been implicated by genome-wide association studies in human sleep traits and sleep disorders. In experimental organisms, intracerebroventricular injection of EGF in rabbits was sufficient to increase sleep (Kushikata et al., 1998), and mice containing linked mutations in Egfr and Wnt3a (Wingless integration site 3a) showed abnormal circadian timing of sleep (Kramer et al., 2001). Additionally, pharmacological inhibition or genetic loss of extracellular regulated kinase (ERK), which mediates EGFR signaling, resulted in reduced sleep in mice (Mikhail et al., 2017). The restricted pattern of NPVF expression in the medial hypothalamus is also conserved among human, rodent, and zebrafish brains (Lee et al., 2017; Liu et al., 2001; Ubuka et al., 2009; Yelin-Bekerman et al., 2015), as are the expression of EGFR and its ligands in zebrafish and rodents (Lee et al., 2019; Ma et al., 1994; Ma et al., 1992). However, NPVF has not been studied in the context of mammalian sleep, so further studies are required to determine whether the EGFR/NPVF/RN neural circuit described in zebrafish is fully conserved in mammals. Understanding the conserved role these systems play in controlling sleep and wakefulness in different animal models will provide insights into how sleep regulation has evolved (Joiner, 2016), and may reveal functions that this essential behavior engenders across animal phyla.

Materials and methods

Key resources table.

Reagent type
(species) or
resource
Designation Source or
reference
Identifiers Additional
information
Antibody Rabbit polyclonal anti-5-HT MilliporeSigma Cat# S5545; RRID:AB_477522 (1:1000)
Antibody Chicken polyclonal anti-GFP Aves Laboratory Cat# GFP-1020, RRID:AB_10000240 (1:1000)
Antibody Rabbit polyclonal anti-DsRed Takara Bio Cat# 632496, RRID:AB_10013483 (1:1000)
Antibody Rabbit polyclonal anti-tagRFP Evrogen Cat# AB233, RRID:AB_2571743 (1:200)
Antibody Goat polyclonal anti-Chicken IgY (H+L) Secondary Antibody, Alexa Fluor 488 ThermoFisher Sci. Cat# A-11039;
RRID:AB_2534096
(1:500)
Antibody Goat polyclonal anti-Rabbit IgG (H+L) Cross-Adsorbed Secondary Antibody, Alexa Fluor 568 ThermoFisher Sci. Cat# A-11011;
RRID:AB_143157
(1:500)
Antibody Goat polyclonal anti-Rat IgG (H+L) Cross-Adsorbed Secondary Antibody, Alexa Fluor 488 ThermoFisher Sci. Cat# A-11006, RRID:AB_2534074 (1:500)
Chemical compound, drug Metronidazole MP Biomedicals Cat# 0215571080
Strain, strain background (Danio rerio) npvf ct845 mutant Lee et al., 2017 RRID:ZDB-ALT-170927-1
Strain, strain background (Danio rerio) tph2 ct817 mutant Chen et al., 2013a RRID:ZDB-ALT-131122-14
Strain, strain background (Danio rerio) Tg(npvf:eGFP) ct847Tg Lee et al., 2017 RRID:ZDB-ALT-170927-3
Strain, strain background (Danio rerio) Tg(npvf:GCaMP6s-P2A-tdTomato) ct872Tg Lee et al., 2019 ZFIN: ZDB-ALT-190725–5
Strain, strain background (Danio rerio) Tg(npvf:ReaChR-mCitrine) ct849Tg Lee et al., 2017 RRID:ZDB-ALT-170927-5
Strain, strain background (Danio rerio) Tg(npvf:kalta4) ct848Tg Lee et al., 2017 RRID:ZDB-ALT-170927-4
Strain, strain background (Danio rerio) Zebrafish: Tg(tph2:eNTR-mYFP) ct866Tg Oikonomou et al., 2019 RRID:ZDB-ALT-190508-3
Strain, strain background (Danio rerio) Tg(tph2:GCaMP6s-P2A-NLS:tdTomato) ct874 This study; Figure 2 and Figure 2—figure supplements 3 and 4. ZFIN: ZDB-ALT-200512–2 GCaMP6s-P2A-NLS:tdTomato expressed under the tph2 promoter; – Prober Lab
Strain, strain background (Danio rerio) Tg(UAS:nfsb-mCherry) rw0144Tg Agetsuma et al., 2010 RRID:ZDB-ALT-110215-7
Strain, strain background (Danio rerio) Tg(UAS:TRPV1-tagRFP-T) ct851Tg Lee et al., 2017 RRID:ZDB-ALT-170927-7
Sequence-based reagent Primer: tph2 mutant genotyping primer 1: AGAACTTACAAAACTCTATCCAACTC Oikonomou et al., 2019
Sequence-based reagent Primer: tph2 mutant genotyping primer 2: AGAGAGGACAACATCTGGGG Oikonomou et al., 2019
Sequence-based reagent Primer: tph2 mutant genotyping primer 3: TAATCATGCAGTCCGTTAATACTC Oikonomou et al., 2019
Sequence-based reagent Primer: npvf mutant genotyping primer 1: CAGTGGTGGTGCGAGTTCT Lee et al., 2017
Sequence-based reagent Primer: npvf mutant genotyping primer 2: GCTGAGGGAGGTTGATGGTA Lee et al., 2017
Sequence-based reagent Primer: Tg(npvf:ReaChR-mCitrine) genotyping primer 1: CACGAGAGAATGCTGTTCCA Lee et al., 2017
Sequence-based reagent Primer: Tg(npvf:ReaChR-mCitrine) genotyping primer 2: CCATGGTGCGTTTGCTATAA Lee et al., 2017
Sequence-based reagent Primer: Tg(UAS:TRPV1-tagRFP-T) genotyping primer 1: CAGCCTCACTTTGAGCTCCT: Lee et al., 2017
Sequence-based reagent Primer: Tg(UAS:TRPV1-tagRFP-T) genotyping primer 2: TCCTCATAAGGGCAGTCCAG Lee et al., 2017
Software, algorithm MATLAB R2017b Mathworks RRID:SCR_001622
Software, algorithm Prism6 GraphPad RRID:SCR_002798
Software, algorithm Image J/Fiji Schneider et al., 2012 RRID:SCR_002285
Other 96-well plate GE Healthcare Life Sciences Cat#: 7701–1651
Other MicroAmp Optical Adhesive Film Thermo Fisher Scientific Cat#: 4311971

Experimental model and subject details

Animal husbandry and all experimental procedures involving zebrafish were performed in accordance with the California Institute of Technology Institutional Animal Care and Use Committee (IACUC) guidelines and by the Office of Laboratory Animal Resources at the California Institute of Technology (animal protocol 1580). All experiments used zebrafish on 5 and 6 dpf. Sex is not yet defined at this stage of development. Larvae were housed in petri dishes with 50 animals per dish. E3 medium (5 mM NaCl, 0.17 mM KCl, 0.33 mM CaCl2, 0.33 mM MgSO4) was used for housing and experiments. All lines were derived from the TLAB hybrid strain. Unless otherwise indicated, for experiments using mutant animals, heterozygous and homozygous mutant adult animals were mated, and their homozygous mutant and heterozygous mutant progeny were compared to each other, to minimize variation due to genetic background. For experiments using transgenic animals, heterozygous transgenic animals were outcrossed to non-transgenic animals of the parental TLAB strain, and transgenic heterozygous progeny were compared to their non-transgenic siblings. Behavioral experiments were performed blind to genotype, with animals genotyped by PCR after each experiment was complete.

Transgenic and mutant animals

The Tg(npvf:eGFP) ct847Tg (Lee et al., 2017), Tg(npvf:ReaChR-mCitrine) ct849Tg (Lee et al., 2017), Tg(npvf:GCaMP6s-P2A-tdTomato) ct872Tg (Lee et al., 2019), Tg(npvf:kalta4) ct848Tg (Lee et al., 2017), Tg(tph2:eNTR-mYFP) ct866Tg (Oikonomou et al., 2019), Tg(UAS:nfsb-mCherry) rw0144Tg (Agetsuma et al., 2010), Tg(UAS:TRPV1-tagRFP-T) ct851Tg (Lee et al., 2017), npvf ct845 mutant (Lee et al., 2017), and tph2 ct817 mutant (Chen et al., 2013a) lines have been previously described. In the figures, Tg(npvf:kalta4); Tg(UAS:TRPV1-tagRFP-T) double transgenic and Tg(UAS:TRPV1-tagRFP-T) single transgenic animals are abbreviated as npvf:TRPV1 + and npvf:TRPV1 -, respectively.

To generate Tg(tph2:GCaMP6s-P2A-NLS:tdTomato) animals we cloned the tph2 promoter (Oikonomou et al., 2019) upstream of cytoplasmic-localized GCaMP6s (Chen et al., 2013b) followed by an intein P2A sequence, which generates a self-cleaving peptide (Kim et al., 2011), and NLS-tdTomato. Stable transgenic lines were generated using the Tol2 method (Urasaki et al., 2006). This transgenic line is abbreviated to Tg(tph2:GCaMP6s-P2A-tdTomato) in the main text and figures.

Immunohistochemistry

Samples were fixed in 4% paraformaldehyde/4% sucrose in PBS overnight at 4°C and then washed with 0.25% Triton X-100/PBS (PBTx). Immunolabeling was performed using dissected brains because this allows for superior antibody penetration. Dissected brains were incubated for 1 hr in 1 mg/mL collagenase (C9891, MilliporeSigma, St. Louis, Missouri, USA) and blocked overnight in 2% normal goat serum/2% DMSO in PBTx at 4°C. Incubation with rabbit anti-5-HT (1:1000; S5545, MilliporeSigma, Burlington, MA, USA), chicken anti-GFP (1:1000, GFP-1020, Aves Laboratory, Davis, CA, USA), and rabbit anti-DsRed (1:1000, Takara Bio, Mountainview, CA, USA) primary antibodies was performed in blocking solution overnight at 4°C. Incubation with goat anti-rabbit IgG Alexa Fluor 568, goat anti-chicken IgY Alexa Fluor 488, and goat anti-rat IgG Alexa Fluor 488 (all 1:500, ThermoFisher Sci., Waltham, MA, USA) secondary antibodies was performed in blocking solution overnight at 4°C. Samples were mounted in Vectashield (H-1000; Vector Laboratories, Burlingame, CA, USA) and imaged using a Zeiss LSM 880 confocal microscope (Zeiss, Oberkochen, Germany).

Two-photon optogenetic stimulation and GCaMP6s imaging

At 6 dpf, animals were paralyzed by immersion in 1 mg/ml α-bungarotoxin (2133, Tocris, Bristol, UK) dissolved in E3, embedded in 1.5% low melting agarose (EC-202, National Diagnostics, Atlanta, GA, United States) and imaged using a 20x water immersion objective on a Zeiss LSM 880 microscope equipped with a two-photon laser (Chameleon Coherent, Wilsonville, OR, USA) on a non-linear optics (NLO) anti-vibration table (Newport Instruments). Laser power coming out of the objective was quantified using a power meter (PM121D, ThorLabs, Newton, NJ, USA). For GCaMP6s imaging, a region of interest (ROI) that encompassed npvf- or tph2-expressing neuronal somas was defined based on nuclear localized tdTomato, which was equally co-expressed with GCaMP6s. GCaMP6s and tdTomato fluorescence intensity were quantified using Image J (Schneider et al., 2012). GCaMP6s fluorescence was normalized to tdTomato fluorescence to control for potential drift/movement artifacts and/or changes in transgene expression level over the long time interval of imaging. GCaMP6s and tdTomato fluorescence were excited using a 920 nm two-photon laser (Chameleon Coherent, Wilsonville, OR, USA) at 8 mW, imaged in a 512 × 256 pixel frame (1.27 s per frame, pixel size = 0.55 μm, pixel dwell time = 2.07 μs) for 150 frames to acclimate animals to the imaging paradigm. For optogenetic stimulation of NPVF neurons, a 150 × 100 pixel region that encompassed the NPVF neuronal somas was illuminated using the 920 nm two-photon laser at 38 mW. Ten pulses were applied over 3.72 s using the bleaching function at 2.7 Hz per pixel. The time between the final stimulation pulse and initiation of post-stimulation imaging was 0.6 s, and was due to the computer registering coordinate information with the scan device (~0.4 s) and for the non-descanned detector to turn off (~0.2 s). GCaMP6s and tdTomato fluorescence were then imaged again using 8 mW laser power for 150 frames before the next stimulation trial. For GCaMP6s imaging of NPVF and IRa neurons, GCaMP6s/tdTomato fluorescence intensity values were calculated for each neuron for each trial. Five Tg(npvf:ReaChR); Tg(npvf:GCaMP6s-P2A-tdTomato) and five Tg(npvf:eGFP); Tg(npvf:GCaMP6s-P2A-tdTomato) animals, with approximately 17 NPVF neurons per animal, were subjected to three optogenetic stimulation trials and analyzed for Figure 2—figure supplements 1 and 2. Four Tg(npvf:ReaChR); Tg(tph2:GCaMP6s-P2A-tdTomato) and four Tg(npvf:eGFP); Tg(tph2:GCaMP6s-P2A-tdTomato) animals, with approximately 30 IRa neurons analyzed per animal, were analyzed for Figure 2 and Figure 2—figure supplements 3 and 4. Three optogenetic stimulation trials were performed on three fish, and two trials were performed on a fourth fish, for both genotypes. For purposes of visualization, all figures show twenty imaging frames pre- and post-stimulation. Baseline GCaMP6s fluorescence (F0) for each trial was defined as the average GCaMP6s/tdTomato value of each ROI from 20 imaging frames (~25 s) immediately before optogenetic stimulation. Post-stimulation fluorescence (F) values were quantified as the GCaMP6s/tdTomato value of each ROI for the average of 10 imaging frames immediately after optogenetic stimulation. ΔF/F0 was defined as (F - F0) / F0.

Sleep/wake behavioral analysis

Sleep in zebrafish larvae is defined based on broadly-accepted behavioral criteria that include behavioral quiescence that is rapidly reversible, increased arousal threshold, and a homeostatic response to sleep deprivation (Campbell and Tobler, 1984). Several labs have shown that zebrafish exhibit behavioral states that meet these criteria (Prober et al., 2006; Yokogawa et al., 2007; Zhdanova et al., 2001). In larval zebrafish, one or more minutes of inactivity is associated with an increased arousal threshold, and can thus be defined as a sleep state (Elbaz et al., 2012; Prober et al., 2006). Sleep/wake analysis was performed as previously described (Prober et al., 2006). Larvae were raised on a 14:10 hr light:dark (LD) cycle at 28.5°C with lights on at 9 a.m. and off at 11 p.m. Dim white light was used to raise larvae for optogenetic experiments to prevent stimulation of ReaChR by ambient light during development. Individual larvae were placed into each well of a 96-well plate (7701–1651, Whatman, Pittsburgh, PA, United States) containing 650 μl of E3 embryo medium. Locomotor activity was monitored using a videotracking system (Viewpoint Life Sciences, Lyon, France) with a Dinion one-third inch Monochrome camera (Dragonfly 2, Point Grey, Richmond, Canada) fitted with a variable-focus megapixel lens (M5018-MP, Computar, Cary, NC, United States) and infrared filter. The movement of each larva was recorded using the quantization mode. The 96-well plate and camera were housed inside a custom-modified Zebrabox (Viewpoint Life Sciences) that was continuously illuminated with infrared light. The 96-well plate was housed in a chamber filled with recirculating water to maintain a constant temperature of 28.5°C. Data were analyzed using custom Perl and Matlab (Mathworks, Natick, MA, United States) scripts (Lee et al., 2017), which conform to the open source definition.

Optogenetic stimulation

Optogenetic behavioral experiments were performed as described (Singh et al., 2015). These experiments use a videotracking system with a custom array containing three sets of blue LEDs (470 nm, MR-B0040-10S, Luxeon V-star, Brantford, Canada) mounted 15 cm above and 7 cm away from the center of the 96-well plate to ensure uniform illumination. The LEDs were controlled using a custom-built driver and software written in BASIC stamp editor. A power meter (1098293, Laser-check, Santa Clara, CA, USA) was used before each experiment to verify uniform light intensity (∼800 μW cm−2 at the surface of the 96-well plate). In the afternoon of the fifth day of development, single larvae were placed into each well of a 96-well plate and placed in a videotracker in the dark. Larvae were exposed to blue light for 30 min for each of three trials at 12:30 am, 3:00 am, and 5:30 am. Behavior was monitored for 30 min before and after light onset. Light onset induces a startle response, which causes a short burst of locomotor activity. For this reason, we excluded 5 min of behavioral recording centered at the peak of blue light onset from analysis. Data was normalized by dividing the locomotor activity or sleep of each animal during light exposure by the average baseline locomotor activity or sleep of all animals of the same genotype. For baseline, we used a time period equal in length to blue light exposure, but prior to light onset.

Chemogenetic ablation

Animals were treated with 5 mM metronidazole (MTZ) (0215571080, MP Biomedicals, Santa Ana, CA, USA) diluted in E3 medium containing 0.1% DMSO, starting in the afternoon at 2 dpf, and refreshed every 24 hr. Animals were kept in dim light during the day to prevent MTZ photodegradation. On the evening at 4-dpf, the animals were rinsed three times in E3 medium, allowed to recover for ~60 min, and then transferred to 96-well plates. Reported data is from the 5th day and night of development.

Chemogenetic stimulation

Neuronal stimulation using TRPV1 was performed as described (Lee et al., 2017) with some modifications. Capsaicin (M2028, Sigma, St. Louis, Missouri, USA) was dissolved in DMSO to prepare a 100 mM stock solution that was stored in aliquots at −20°C. Capsaicin working solutions were prepared just before each experiment by diluting the stock solution in E3 medium. Larvae were placed into 96-well plates immersed in either 2 μM capsaicin or DMSO vehicle starting on the afternoon of 4 dpf as previously described (Lee et al., 2017; Ly et al., 2020). All treatments contained a final concentration of 0.002% DMSO. Behavioral analysis was performed from 5 dpf until 6 dpf.

Quantification and statistical analysis

For all behavioral experiments, the unit of analysis for statistics is a single animal. For GCaMP6s imaging experiments, the unit of analysis for statistics is the GCaMP6s/tdTomato fluorescence value for a single neuron for a single optogenetic stimulation trial. The number of neurons or animals analyzed are either shown in the figure or stated in the figure legend. Behavioral traces (line graphs) represent mean and were generated from normalized optogenetic data (Figures 5A,B and 6G,H, and Figure 5—figure supplement 1A,B) or raw data that was smoothed over 1 hr bins in 10 min intervals (Figures 3A–D, 4I–L and 6A–D). The significance threshold was set to p<0.05 unless otherwise specified, and p-values were adjusted for multiple comparisons where appropriate. For one-factor design datasets that were not normally distributed, as assessed by D’Agostino and Pearson omnibus normality test, a non-parametric statistical test (Mann-Whitney test for two unpaired groups) was used as previously described (Chiu et al., 2016; Lee et al., 2017). For one-factor design test statistics that follow a normal distribution among two comparison groups, we applied a two-tailed Student’s t-test, or a one-sample t test where appropriate. For comparison of differences between groups with two-factor designs, we used Two-Way ANOVA with Holm-Sidak test for multiple comparisons (Figures 3E, 4M,N and 6E,F and Figure 2—figure supplement 3M). For box plots, the box extends from the 25th to the 75th percentile with the median marked by a horizontal line through the box. The lower and upper whiskers extend to the 10th and 90th percentile, respectively. Data points outside the lower and upper whiskers were not shown in the graphs to facilitate data presentation but were included in statistical analyses. Statistical analyses were performed using Prism 6 (GraphPad Software, San Diego, CA, USA).

Source code availability

The source code used for data analysis is available at https://elifesciences.org/articles/25727 (Lee et al., 2017).

Acknowledgements

We thank members of the Prober lab for helpful discussions; Sarah Hou for experimental assistance; Uyen Pham, Chris Cook, Caressa Wong, Axel Dominguez and Alex Mack for zebrafish husbandry assistance; and Andres Collazo, Giada Spigolon, and the Beckman Institute Biological Imaging Facility for 2-photon imaging assistance. This work was supported by grants from the NIH (DAL: K99NS097683, F32NS084769; GO: F32NS082010; DAP: NS070911, NS101158), a NARSAD Young Investigator Grant (DAL: 25392) and a Caltech BBE Postdoctoral Fellowship to DAL. The authors declare no competing interests.

Funding Statement

The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.

Contributor Information

David A Prober, Email: dprober@caltech.edu.

Leslie C Griffith, Brandeis University, United States.

Catherine Dulac, Harvard University, United States.

Funding Information

This paper was supported by the following grants:

  • National Institute of Neurological Disorders and Stroke K99NS097683 to Daniel A Lee.

  • National Institute of Neurological Disorders and Stroke F32NS084769 to Daniel A Lee.

  • Brain and Behavior Research Foundation NARSAD Grant: 25392 to Daniel A Lee.

  • California Institute of Technology BBE Divisional Postdoctoral Fellowship to Daniel A Lee.

  • National Institute of Neurological Disorders and Stroke F32NS082010 to Grigorios Oikonomou.

  • National Institute of Neurological Disorders and Stroke NS070911 to David A Prober.

  • National Institute of Neurological Disorders and Stroke NS101158 to David A Prober.

Additional information

Competing interests

No competing interests declared.

Author contributions

Conceptualization, Resources, Data curation, Formal analysis, Supervision, Funding acquisition, Validation, Investigation, Visualization, Methodology, Writing - original draft, Project administration, Writing - review and editing.

Resources, Software, Methodology, Writing - review and editing.

Data curation, Formal analysis, Investigation.

Resources, Data curation, Formal analysis, Validation, Investigation, Visualization, Methodology.

Data curation, Formal analysis, Investigation.

Formal analysis, Investigation.

Conceptualization, Resources, Formal analysis, Supervision, Funding acquisition, Project administration, Writing - review and editing.

Ethics

Animal experimentation: This study was performed in strict accordance with the recommendations in the Guide for the Care and Use of Laboratory Animals of the National Institutes of Health. All experiments were performed using standard protocols (Westerfield, 1993) in accordance with the California Institute of Technology Institutional Animal Care and Use Committee guidelines and by the Office of Laboratory Animal Resources at the California Institute of Technology (animal protocol 1580).

Additional files

Transparent reporting form

Data availability

All data generated or analyzed during this study are included in the manuscript and supporting files. Details described in this paper regarding transgenic and mutant animals have been deposited at ZFIN.

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Decision letter

Editor: Leslie C Griffith1
Reviewed by: Henrik Bringmann2

In the interests of transparency, eLife publishes the most substantive revision requests and the accompanying author responses.

Decision letter after peer review:

Thank you for submitting your article "Neuropeptide VF neurons promote sleep via the serotonergic raphe" for consideration by eLife. Your article has been reviewed by Catherine Dulac as the Senior Editor, a Reviewing Editor, and two reviewers. The following individual involved in review of your submission has agreed to reveal their identity: Henrik Bringmann (Reviewer #2).

The reviewers have discussed the reviews with one another and the Reviewing Editor has drafted this decision to help you prepare a revised submission.

Summary:

In this manuscript submitted as a Research Advance, the authors build on their prior eLife research article centered on the role of NPVF in sleep regulation in zebrafish. Here, they show that some hypothalamic NPVF neurons project to serotonergic neurons in the brain stem raphe. They combine these anatomic studies with functional evidence that NPVF neurons, via action of NPVF, are (usually) excitatory to serotonergic raphe neurons and with behavioral evidence suggesting that the quiescence defects resulting from genetic removal of the npvf gene are fully explained by effects on serotonergic transmission. While highly focused, this article represents a significant advance in our understanding of the circuitry regulating sleep/wake behavior in vertebrates.

Essential revisions:

The reviewers felt that there were a couple areas that needed attention before the paper was ready to be published.

1) The authors need to more fully discuss their work in the context of the relevant literature. Specifically, their experiments predict that NPVF receptor(s) is(are) expressed in the raphe. Three articles (one in fish PMID 28139691, and two in rodents, PMID 11024015 and PMID 12932818) show that GPR147 in fact is expressed in the vertebrate raphe. They should discuss the receptor expression and cite these papers. Also, Figure 2E: there is a large difference between these results and those shown in Figure 3B-C of Madelaine et al. Since this manuscript concludes an opposite sign (excitatory) from Madelaine et al., (inhibitory) for the npvf-raphe synapse, it is important to discuss possible explanation for these contrasting results. Along these lines, were the 38 iRa neurons that reduced GCaMP signal with npvf neuron stimulation anatomically segregated from the 116 neurons that showed an excitatory response? Could site of imaging explain the discrepant results with those of Madelaine et al.?

2) Reviewers were also concerned about some of the optogenetic data. This concern could be addressed experimentally in the revision or a more complete discussion of the caveats of interpretation should be provided. The major concern is Figure 5: a combination of optogenetic tool and blue light is used to "induce" sleep. However, the blue light stimulus induces activity and suppresses sleep. NPVF ReaChR attenuates this effect. The interpretation is that NPVF ReaChR induces sleep, but also other interpretations could be possible, such as an inhibition of the blue light response independently of sleep. This experiment is thus difficult to interpret. Would it not be possible to use a different, higher, wavelength (i.e. ReaChR could also be activated by green or orange light)? In one of the experiments, the authors used two-photon excitation to trigger optogenetic activation. Would this also be possible for this behavioral experiment and would this avoid the arousing light response? This experiment would be convincing if the optogenetic stimulation was set up to indeed increase sleep over baseline. If this is not possible technically then this issue should at least be discussed.

eLife. 2020 Dec 18;9:e54491. doi: 10.7554/eLife.54491.sa2

Author response


Essential revisions:

The reviewers felt that there were a couple areas that needed attention before the paper was ready to be published.

1) The authors need to more fully discuss their work in the context of the relevant literature. Specifically, their experiments predict that NPVF receptor(s) is(are) expressed in the raphe. Three articles (one in fish PMID 28139691, and two in rodents, PMID 11024015 and PMID 12932818) show that GPR147 in fact is expressed in the vertebrate raphe. They should discuss the receptor expression and cite these papers.

We thank the reviewers for pointing out our omission. While we did reference two of these papers in the original submission, we have added further discussion of NPVF receptor expression from all three papers throughout the revised manuscript (Bonini et al., 2000; Madelaine et al., 2017; Roumy et al., 2003).

2) Also, Figure 2E: there is a large difference between these results and those shown in Figure 3B-C of Madelaine et al. Since this manuscript concludes an opposite sign (excitatory) from Madelaine et al., (inhibitory) for the npvf◊raphe synapse, it is important to discuss possible explanation for these contrasting results.

We have added additional discussion in the manuscript and responses below to address these contrasting results.

Along these lines, were the 38 iRa neurons that reduced GCaMP signal with npvf neuron stimulation anatomically segregated from the 116 neurons that showed an excitatory response?

In order to address this comment, we re-analyzed the Tg(npvf:ReaChR-mCitrine); Tg(tph2:GCaMP6s-P2A-tdTomato) dataset to more rigorously evaluate positive and negative IRa neuron GCaMP6s responses to stimulation of NPVF neurons, and to determine whether there was an anatomical segregation to the magnitude and direction of IRa responses (Figure 2 and Figure 2—figure supplements 3 and 4). Since the anterior half of the IRa is densely innervated by NPVF neurons but the posterior half is not (Figure 1 and Figure 1—figure supplement 1), we hypothesized that stimulation of NPVF neurons would primarily activate neurons in the anterior IRa. Consistent with this hypothesis, we found that most IRa neurons that showed a large increase in normalized GCaMP6s fluorescence in response to stimulation of NPVF neurons were in the anterior IRa (Figure 2—figure supplement 3C). IRa neurons that responded with a small decrease in normalized GCaMP6s fluorescence were observed in both the anterior and posterior IRa (Figure 2—figure supplement 3D), although these were more frequently observed in the posterior IRa. Importantly, these small decreases in normalized GCaMP6s fluorescence were similar to those observed in Tg(npvf:eGFP) controls (Figure 2—figure supplement 3B). Normalized GCaMP6s fluorescence was not significantly changed in either the anterior or posterior IRa in Tg(npvf:eGFP) controls (Figure 2—figure supplements 3 and 4A), with most neurons showing either a small increase or a small decrease in normalized GCaMP6s fluorescence that together did not result in a statistically significant change (Figure 2—figure supplement 3A,B,M). We conclude that the predominant effect of stimulating NPVF neurons on the IRa is to activate neurons in the anterior IRa, and there is little or no evidence that stimulation of NPVF neurons results in inhibition of any IRa neurons.

We note that in our re-analysis we identified small motion artifacts (2-5 μm) between some optogenetic stimulation trials of both Tg(npvf:eGFP) and Tg(npvf:reaChR-mCitrine) animals. This affected our ability to track some of the neurons in successive imaging trials. As a result, in our new analysis we treat each neuron in each optogenetic trial as a separate data point, with GCaMP6s fluorescence normalized to tdTomato fluorescence for each neuron.

We now also show GCaMP6s data for each animal in Figure 2 and Figure 2—figure supplements 3 and 4.

Could site of imaging explain the discrepant results with those of Madelaine et al.?

We are unsure of the basis for the discrepancy, but there are several possibilities:

1) Site of imaging. The larval zebrafish serotonergic raphe have been described as subdivided into what are termed the superior and inferior raphe (Lillesaar et al., 2009). The inferior raphe is located caudal and ventral to the superior raphe (Figure 1E-K). Using the tph2 promoter to regulate expression of GCaMP6s, we specifically imaged serotonergic neurons of the inferior raphe. The Madelaine et al. study imaged neurons in what was termed the “ventral raphe nucleus (vRN)”, which they described as the “ventral-posterior part of the raphe nucleus". It is unclear how the neurons imaged by Madelaine et al. correspond to those imaged in our study.

2) PTU treatment. Madelaine et al. used PTU treatment to suppress the production of body pigmentation, but PTU can have deleterious effects on development and physiology (Li et al., 2012) that may affect optogenetic stimulation and/or GCaMP imaging. We instead used nacre mutants (White et al., 2008) that lack most body pigment at larval stages, but retain a pigmented retinal epithelium, and thus retain a functional visual system, and are healthier than PTU-treated animals.

3) Different GCaMP transgenic lines. We used Tg(tph2:GCaMP6s-P2A-tdTomato) zebrafish in which cytoplasmic-localized GCaMP6s is specifically expressed in serotonergic neurons in the superior and inferior raphe. Madelaine et al. used Tg(elavl3:h2b-GCaMP6s) animals in which most neurons in the brain express nuclear localized GCaMP6s, and imaged neurons in what was termed the “ventral raphe (vRN)”. Thus, the neurons analyzed by Madelaine et al. were based on anatomical location rather than on a molecular marker, and might consist of previously reported nonserotonergic (Lillesaar et al., 2009) and/or non-raphe neurons that could have different properties from the molecularly defined serotonergic raphe neurons analyzed in our study.

4) Different imaging approaches. Since a previous study found that visible light can inhibit serotonergic raphe neurons (Cheng et al., 2016), we used invisible 920 nm two-photon light both at high power to stimulate ReaChR in NPVF neurons, and at low power to excite GCaMP6s fluorescence in IRa neurons. In contrast, Madelaine et al. used “full-field illumination through the imaging objective with a 588 nm laser”. This light is visible to the animals, and thus may confound studies of GCaMP fluorescence in the raphe.

5) Motion artifact. The Madelaine et al. study used non-paralyzed animals that were head restrained in agarose, but with the tail free to move. A concern with this approach is the possibility of motion artifacts that change the plane of focus, resulting in an apparent decrease in GCaMP fluorescence, which could explain their observations. This is particularly worrisome because, unlike our study, they did not co-express a second fluorescent protein along with GCaMP in order to control for possible motion artifacts. In order to eliminate this potential confound, we used α-bungarotoxin to paralyze the animals, we fully embedded the animals in agarose to increase the stability of the preparation, and we co-expressed nuclear-localized tdTomato with GCaMP6s and quantified the ratio of GCaMP6s to tdTomato fluorescence.

6) Different opsin. Madelaine et al. used C1V1 while we used ReaChR. These are both red-shifted variants of ChR2, but they have different properties. ReaChR photostimulation results in approximately four times more photocurrent than C1V1 photostimulation using either 470 nm or 590 nm light (Lin et al., 2013).

7) Laser power. In our study, the soma of NPVF neurons were illuminated using 10 pulses of a 920 nm two-photon laser at 38 mW (detected by a power meter placed on the sample) applied over 3.72 seconds. The Madelaine et al. study used a “588 nm laser at 80% output for ~3 s”, but did not describe the laser power used. Stimulation of opsins with intense light can lead to depolarization block as a result of insufficient repolarization (Lin et al., 2013). If Madelaine et al. used a laser intensity that was sufficient to induce depolarization block, this could account for the discrepant results between the two studies.

3) Reviewers were also concerned about some of the optogenetic data. This concern could be addressed experimentally in the revision or a more complete discussion of the caveats of interpretation should be provided. The major concern is Figure 5: a combination of optogenetic tool and blue light is used to "induce" sleep. However, the blue light stimulus induces activity and suppresses sleep. NPVF ReaChR attenuates this effect. The interpretation is that NPVF ReaChR induces sleep, but also other interpretations could be possible, such as an inhibition of the blue light response independently of sleep. This experiment is thus difficult to interpret. Would it not be possible to use a different, higher, wavelength (i.e. ReaChR could also be activated by green or orange light)? In one of the experiments, the authors used two-photon excitation to trigger optogenetic activation. Would this also be possible for this behavioral experiment and would this avoid the arousing light response? This experiment would be convincing if the optogenetic stimulation was set up to indeed increase sleep over baseline. If this is not possible technically then this issue should at least be discussed.

In contrast to the GCaMP6s imaging experiment in which single zebrafish are embedded in agarose and mounted on a two-photon microscope for optogenetic stimulation and GCaMP6s imaging, the optogenetic behavioral experiment monitors the behavior of 96 freely-behaving animals in a 96-well plate, and is not amenable to two-photon activation across such a large area. In order to address this comment we repeated the experiment using a red light stimulus as suggested by the reviewers, as ReaChR can induce photocurrents in response to both blue and red light (Lin et al., 2013). We observed that red light stimulated locomotor activity and suppressed sleep in WT animals to an extent similar to blue light at comparable intensity, and still had an arousing effect even when we decreased red light intensity by 90%. The red light stimulus caused decreased locomotor activity and increased sleep in Tg(npvf:ReaChR) animals compared to WT siblings, similar to the blue light stimulus. However, we observed a stronger phenotype using blue light, consistent with reports that ReaChR can induce action potentials ~ 50x more robustly in response to blue light compared to red light (Lin et al., 2013). Since we observed a stronger phenotype using blue light, we have used this data in the paper.

We note that using a fiber optic to deliver light into the mammalian brain can affect neuronal activity and behavior in WT animals (Hirase et al., 2002). Similarly, many Drosophila sleep studies use thermogenetic stimulation of specific neurons using heterologously expressed TRPA1, yet the increased temperature used to stimulate TRPA1-expressing neurons has profound effects on the behavior of non-TRPA1-expressing control animals. Thus, we suggest that interpretation of our optogenetic data is associated with the same caveat as rodent optogenetic and Drosophila thermogenetic studies, but is a reasonable approach when WT controls are subjected to the same stimulus as experimental animals.

However, as an alternative approach that avoids the potentially confounding effect of a light stimulus on behavior, in the original submission we also used a chemogenetic approach to stimulate NPVF neurons to test the hypothesis that NPVF neuron-induced sleep requires 5-HT in RN neurons. We previously generated Tg(npvf:KalTA4); Tg(UAS:TRPV1-TagRFP-T) zebrafish (Lee et al., 2017), in which an optimized version of the transcriptional activator Gal4 drives expression of the rat TRPV1 ion channel (Chen et al., 2016) specifically in NPVF neurons. Using these transgenic animals, we previously showed that addition of the TRPV1 small molecule agonist capsaicin to the water results in specific stimulation of TRPV1-expressing NPVF neurons and increased sleep at night (Lee et al., 2017). In the original submission we reproduced our published result that chemogenetic stimulation of npvf-expressing neurons induces sleep at night, and showed that this effect is blocked in tph2 mutant animals (which lack 5-HT in RN neurons) (Figure 6A-F in the revised manuscript), consistent with our interpretation of the optogenetic data.

As additional confirmation of our optogenetic data, we have added a new experiment in which we use TRPV1-mediated chemogenetic stimulation to test the hypothesis that NPVF neuron-induced sleep requires serotonergic RN neurons (Figure 4). To do so, we chemogenetically stimulated npvf-expressing neurons using TRPV1 in animals in which the RN were chemogenetically ablated using enhanced nitroreductase (eNTR) (Mathias et al., 2014; Tabor et al., 2014). We previously showed that ablation of RN neurons in Tg(tph2:eNTR-mYFP) animals results in decreased sleep (Oikonomou et al., 2019). This phenotype is similar to those of both tph2 -/- zebrafish and to mice in which the dorsal and median serotonergic RN are ablated (Oikonomou et al., 2019). Similar to our previous report (Oikonomou et al., 2019), treatment of Tg(tph2:eNTR-mYFP) animals with 5 mM MTZ during 2-4 dpf resulted in near complete loss of YFP fluorescence and 5-HT immunoreactivity in the RN (Figure 4E,F). In contrast, treatment of these animals with DMSO vehicle control (Figure 4C,D), or treatment of Tg(tph2:eNTRmYFP) negative siblings with MTZ (Figure 4G,H), did not cause loss of the RN. Consistent with our previous observation (Lee et al., 2017), Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T) animals treated with both MTZ and capsaicin showed an increase in nighttime sleep compared to their identically treated Tg(npvf:KalTA4) siblings in Tg(tph2:eNTR-mYFP) negative animals (Figure 4I-N). In contrast, there was no significant difference in nighttime sleep between Tg(npvf:KalTA4); Tg(UAS:TRPV1-tagRFP-T); Tg(tph2:eNTR-mYFP) animals treated with both MTZ and capsaicin, and their identically treated Tg(npvf:KalTA4); Tg(tph2:eNTR-mYFP) siblings (Figure 4I-N). This result indicates that sleep induced by chemogenetic stimulation of NPVF neurons requires serotonergic RN neurons, consistent with our interpretation of the optogenetic experiment in the original submission. We suggest that the two stimulation methods (optogenetics and chemogenetics) provide compelling evidence that stimulation of NPVF neurons promotes sleep in a manner that requires 5-HT in RN neurons.

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Transparent reporting form

    Data Availability Statement

    All data generated or analyzed during this study are included in the manuscript and supporting files. Details described in this paper regarding transgenic and mutant animals have been deposited at ZFIN.


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