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. 2020 Dec 23;15(12):e0244267. doi: 10.1371/journal.pone.0244267

Calcification of the thoracic aorta on low-dose chest CT predicts severe COVID-19

Philipp Fervers 1,*, Jonathan Kottlors 1, David Zopfs 1, Johannes Bremm 1, David Maintz 1, Orkhan Safarov 2, Stephanie Tritt 2, Nuran Abdullayev 1, Thorsten Persigehl 1
Editor: Vincenzo Lionetti3
PMCID: PMC7757863  PMID: 33362199

Abstract

Background

Cardiovascular comorbidity anticipates poor prognosis of SARS-CoV-2 disease (COVID-19) and correlates with the systemic atherosclerotic transformation of the arterial vessels. The amount of aortic wall calcification (AWC) can be estimated on low-dose chest CT. We suggest quantification of AWC on the low-dose chest CT, which is initially performed for the diagnosis of COVID-19, to screen for patients at risk of severe COVID-19.

Methods

Seventy consecutive patients (46 in center 1, 24 in center 2) with parallel low-dose chest CT and positive RT-PCR for SARS-CoV-2 were included in our multi-center, multi-vendor study. The outcome was rated moderate (no hospitalization, hospitalization) and severe (ICU, tracheal intubation, death), the latter implying a requirement for intensive care treatment. The amount of AWC was quantified with the CT vendor's software.

Results

Of 70 included patients, 38 developed a moderate, and 32 a severe COVID-19. The average volume of AWC was significantly higher throughout the subgroup with severe COVID-19, when compared to moderate cases (771.7 mm3 (Q1 = 49.8 mm3, Q3 = 3065.5 mm3) vs. 0 mm3 (Q1 = 0 mm3, Q3 = 57.3 mm3)). Within multivariate regression analysis, including AWC, patient age and sex, as well as a cardiovascular comorbidity score, the volume of AWC was the only significant regressor for severe COVID-19 (p = 0.004). For AWC > 3000 mm3, the logistic regression predicts risk for a severe progression of 0.78. If there are no visually detectable AWC risk for severe progression is 0.13, only.

Conclusion

AWC seems to be an independent biomarker for the prediction of severe progression and intensive care treatment of COVID-19 already at the time of patient admission to the hospital; verification in a larger multi-center, multi-vendor study is desired.

Introduction

Coronavirus Disease 2019 (COVID-19) caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) was declared a pandemic by the WHO on 11th of March 2020 [1] and continues to challenge healthcare systems around the globe. While most patients infected with SARS-CoV-2 present only mild and non-specific symptoms, i.e., fever and cough, fatigue, or myalgias [25], severe complications include respiratory failure, sepsis and cardiac mortality [6, 7]. More than half of all SARS-CoV-2 transmissions are accounted for by asymptomatic patients, which demonstrates the need for comprehensive testing [8]. A recent comprehensive meta-analysis reported excellent sensitivity (94%) and limited specificity (37%) of LDCT [9]. While the specificity of the RT-PCR test is assumed 100%, sensitivity gradually increases from the day of infection with SARS-CoV-2 (100% false-negative) to a minimum of 20% false-negative at day eight after infection, as another recent meta-analysis showed [10]. An early and accurate detection of COVID-19 infected patients is important for individual and healthcare reasons, since an early estimation of required intensive care capacities is substantial to not overstrain the hospital system. Thus, the Radiological Society of North America suggests diagnostic LDCT for all patients with worsening respiratory status and moderate to severe features consistent with COVID-19 as well as high risk for intensive care treatment in the near future [11, 12].

Besides the evaluation of pulmonary infiltration at the different stages of COVID-19, non-contrast LDCT allows for limited assessment of the thoracic aorta. In particular, calcified atherosclerotic plaques can be detected on LDCT, considering their high intrinsic contrast to the adjacent soft tissue. Vascular calcification and, more specifically, aortic wall calcification (AWC) is the endpoint of an atherosclerotic transformation of the vessel wall [13, 14]. Atherosclerosis reflects the lifetime burden of all known and unknown factors causing systemic atherosclerotic disease [15], including high age, active smoking, diabetes mellitus, dyslipidemia, and arterial hypertension [16]. The magnitude of AWC as an indicator of the burden of atherosclerotic disease correlates with cardiovascular risk factors (CRF) [17, 18] and predicts the likelihood of a cardiovascular event [19, 20]. Therefore, individual CRFs and cardiovascular comorbidities can be estimated by quantification of AWC on a non-contrast LDCT scan.

Based on several clinical papers, severe progression of COVID-19 and poor patient outcome is strongly associated with existing CRFs and cardiovascular comorbidity [3, 2124]. In two early studies on COVID-19, 63–67% of deceased patients were reported to suffer from cardiovascular comorbidities, most commonly hypertension, diabetes, and coronary heart disease [2, 7]. This suggests that the measurement of AWC can act as a predictor for the COVID-19 outcome and in particular, the requirement of intensive care treatment.

The objective of this study was to evaluate if the magnitude of AWC determined via LDCT is a feasible biomarker to predict the patient's risk for severe COVID-19 progression.

Materials and methods

All procedures performed in our retrospective study involving human participants were in accordance with the ethical standards of the institutional and national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards. The study was approved by the ethics committee of the University Cologne by the approval number 20–1367. Written consent of the patients was waived due to prior anonymization of data and retrospective study characteristics. All imaging was performed for clinical indications. No scan was conducted explicitly for the purpose of this study.

Patient enrollment and follow up

Patients were enrolled from two primary care hospitals in Germany, *blinded* (below center 1) and *blinded* (below center 2). We screened the databases for consecutive patients with LDCT from the 10th of March to the 30th of June, 2020. Indication for the acquisition of LDCT at both centers was defined by clinical considerations. LDCT was performed for patients with

  1. moderate and severe clinical features in suspected or RT-PCR positive COVID-19;

  2. worsening of respiratory status in suspected or RT-PCR positive COVID-19.

Inclusion criteria for our study were:

  1. a parallel LDCT and mouth swab with positive RT-PCR for SARS-CoV-2;

  2. patient age ≥18 years;

  3. follow-up of at least 22 days after admission to the hospital-based on reported data [2]. One patient was excluded due to severe beam hardening artifacts, which rendered identification of vascular plaques impossible.

COVID-19 outcome was rated by clinical features on a scale from 1–5 for each patient by a single observer at both institutions, higher numbers representing a more severe progression of the disease (no hospitalization = 1, hospitalization = 2, intensive care unit (ICU) = 3, tracheal intubation = 4, death = 5). Outcomes 1 and 2 were called moderate, while 3–5 were considered severe. Endpoints 3–5 implied obligation for intensive care treatment throughout the included patients. Each patient was observed for 22 days after admission to the hospital. The highest achieved endpoint during the observation period was noted.

Assessment of clinical risk factors

A basic cardiovascular comorbidity score was investigated for each patient in order to test the robustness of the independent variable AWC against clinical data. The 5-point score introduced below can be determined in a quick interview and by reviewing a patients’ daily medication. One point was added for each positive observation from the five following items: 1. history of arterial hypertension or antihypertensive drugs in medication, 2. type 2 diabetes or anti-diabetic medication, 3. prior cardiovascular event (myocardial infarction or revascularization procedure, stroke or transient ischemic attack, diagnosis of peripheral arterial disease), 4. hyperlipidemia or lipid-lowering agents in medication, 5. active smoking habit. The used score respects the three most consistently reported clinical risk factors for severe COVID-19 (cardiovascular disease, hypertension, diabetes) [25] as well as two additional points for hyperlipidemia and active smoking, which are further assumed risk factors [2629].

LDCT scanning protocol and image reconstruction

All clinically indicated CT examinations were performed on CT scanners of two vendors (center 1: iCT 256, Philips and center 2: SOMATOM Definition AS+, Siemens). Patients were scanned in a head-first supine position. No contrast agent was administered.

Scan parameters in center 1 were: mean exposure 28.0 ± 9.3 mAs, collimation 80 × 0.625 mm, pitch 0.763, tube voltage 120 kV, matrix 512 x 512, slice thickness 2 mm, overlap 1 mm, mean CTDIvol 1.9 ± 0.6 mGy, mean DLP 80.8 ± 26.5 mGy*cm.

Scan parameters in center 2 were: mean exposure 116.3 ± 41.3 mAs, collimation 38.4 × 0.6 mm, pitch 1.2, tube voltage 100–140 kV, matrix 512 x 512, slice thickness 1 mm, overlap 0 mm, mean CTDIvol 7.6 ± 2.5 mGy, mean DLP 262.6 ± 90.2 mGy*cm.

Calcium quantification

Quantification of AWC was performed using the vendor’s software (IntelliSpace Portal, HeartBeat-CS, Philips Healthcare). The software highlighted all regions with a minimum volume of 0.5 mm3 and attenuation above 130 HU with a color-coded overlay (Fig 1), as originally described by Janowitz, Agatston et al. [30]. For different tube voltages than 120 kV, the attenuation threshold was adjusted based on reported data [31]. The attenuation thresholds were 145.0 HU for 100 kV tube voltage, 136.0 HU for 110 kV, 126.1 HU for 130 kV and 123.4 HU for 140 kV. One radiologist (experience in chest CT imaging of more than two years) manually confirmed highlighted lesions with a mouse click. Aortal plaques were included from the ascending thoracic aorta to the diaphragm. Aortic valve calcifications and calcifications associated with the coeliac trunk were excluded from the measurements. The software automatically performed three-dimensional volumetry without specific user interaction of all connected voxels in each marked lesion above the attenuation threshold, after all, automatic segmentations were manually validated. The total of AWC in mm3 was noted.

Fig 1. Quantification of aortic wall calcification.

Fig 1

A: Low-dose chest CT (LDCT) slice in a soft tissue window at the height of the aortic arch. B: Connected voxels with an attenuation above the tube voltage specific threshold and a minimum volume of 0.5 mm3 were highlighted by dedicated software. Plaques of the thoracic aorta were manually selected, and the sum of their volume was noted.

Statistics and data analysis

Statistical analysis was performed in R language for statistical computing, R Foundation, Vienna, Austria, version 4.0.0. Multivariate regression was used to model the relationship between the dependent variable “severe COVID-19” and the regressors AWC as well as the control variables patient age, sex and cardiovascular comorbidity score. Magnitude of AWC in mm3 was transformed to a logarithmic scale before multivariate regression to reduce impact of outliers. For patients without measurable AWC, a substitute AWC of 1 mm3 was assumed. Multivariate regression was implemented by the glm() function in “binomial” mode. Visualization of the regression curve was achieved by the visreg package for R, version 2.7.0 [32]. To illustrate the accuracy of fit of the logistic regression, pseudo-R2 was calculated as described by Nagelkerke (> 0.2 acceptable, > 0.4 good, > 0.5 very good) [33]. To preclude multicollinearity of the independent variables, the variance inflation factor (VIF) was calculated for each independent variable using the cars package for R (< 2.5 no significant multicollinearity) [34, 35].

Wilcoxon test was performed for comparison of ordinal data (outcome, clinical comorbidity score) and non-parametric data (AWC), chi-squared test for nominal data (patient sex), and two-sided T-test for parametric data (patient age).

All mentioned values are stated as average ± standard deviation, if not otherwise specified. Statistical significance was defined as p ≤ 0.05.

Results

A total of 70 patients, 41 men and 29 women with a mean age of 60.0 ± 15.5 years were included; 45 patients admitted to center 1 and 25 patients to center 2 (Table 1). Of all patients included, 38 developed moderate COVID-19 (ambulant, hospitalization) and 32 a severe progression up to death (ICU, tracheal intubation, death).

Table 1. Patient details.

Moderate COVID-19 (n = 38) Severe COVID-19 (n = 32)
Center (1/2) 30/8 15/17
Gender (m/f) 21/17 20/12
Patient age in years*a 54.2 ± 14.1 67.0 ± 14.3
Cardiovascular comorbidity score (0–5)*b 1.3 ± 1.3 2.2 ± 1.2
AWC in mm3*b median 0 (Q1 = 0, Q3 = 57.3) median 771.7 (Q1 = 49.8, Q3 = 3065.5)

Patient age, cardiovascular comorbidity score and aortic wall calcification (AWC) were significantly higher for individuals with severe coronavirus disease 2019 (COVID-19)

*a two-sided T-test

*b Wilcoxon test

p ≤ 0.05. Male sex was not significantly higher throughout severe COVID-19 cases (Chi-square test, p = 0.71).

Throughout the severe COVID-19 cases (n = 32), 20 patients were male. There was no significant predominance of male patients in the severe subgroup (p = 0.71). Patients with severe COVID-19 complications were significantly older and had a significantly higher burden of AWC than the moderate COVID-19 cases (patient age 67.0 ± 14.3 years vs. 54.2 ± 14.1 years, p ≤ 0.05; AWC median 771.7 mm3 (Q1 = 49.8 mm3, Q3 = 3065.5 mm3) vs. median 0 mm3 (Q1 = 0 mm3, Q3 = 57.3 mm3), p ≤ 0.05). Severe COVID-19 cases more frequently reported history of cardiovascular comorbidity (comorbidity score 1.3 ± 1.3 vs. 2.2 ± 1.2, p ≤ 0.05).

Within multivariate logistic regression modeled by the independent variables of patient age, sex, cardiovascular comorbidity score and magnitude of AWC, the latter was the only significant regressor for severe COVID-19 (p = 0.004). The regression model notably benefitted from inclusion of AWC in addition to the demographic and clinical risk factors (Table 2).

Table 2. Multivariate regression for prediction of severe COVID-19.

Consecutively included independent variables Pseudo-R2 (Nagelkerke)
Demographic data (patient age and sex) 0.23 (“acceptable”)
… clinical data (anamnestic comorbidity score) 0.29 (“acceptable”)
… CT-derived data (AWC) 0.43 (“good”)

The accuracy of fit of our multivariate logistic regression model to predict severe COVID-19 benefitted from including clinical data in addition to generic demographic patient details. The best accuracy of fit was achieved by our final model including demographic, clinical and CT-derived data (Pseudo-R2 0.43).

For AWC > 3000 mm3, average patient age, sex and cardiovascular comorbidity score, the regression predicted a risk of severe COVID-19 of 0.78 (95% CI 0.46–0.94). Without visually detectable AWC, the risk of severe COVID-19 was 0.13 (95% CI 0.04–0.36) (Fig 2). The regression’s accuracy of fit is represented by a pseudo-R2 = 0.43, as calculated by the Nagelkerke method. Multicollinearity among the independent variables is ruled out by a low VIF for each explanatory variable. The VIF was 1.9, 1.9, 1.0 and 1.1 for AWC, patient age, sex and cardiovascular comorbidity score, respectively.

Fig 2. Multivariate logistic regression for prediction of severe COVID-19.

Fig 2

Multivariate regression was modeled including the independent variables patient age, sex, an anamnestic cardiovascular comorbidity score and the magnitude of aortic wall calcification (AWC). Logistic regression was fit to a logarithmic scale for AWC to reduce the impact of outliers. Within our model, AWC was the only significant regressor to predict severe COVID-19 (p = 0.004). The 95% confidence interval is illustrated by a grey band (alpha = 0.05).

Discussion

From the very beginning of the pandemic, Chinese authors recognized a correlation of CRFs and cardiovascular comorbidities with a severe progression of the disease [2, 6, 7]. This observation was consistently confirmed by international authors [3, 2125]. CRFs have further historically been linked to poor outcomes of infectious lung disease in general, such as an increase of myocardial infarctions during the influenza season [36]. Before the COVID-19 pandemic, magnitude of AWC has been shown to predict higher mortality of pneumonia without limitation to a specific infectious agent [37]. However, the biological causalities between CRFs and severe COVID-19 often still remain unexplained. Recent studies focus on the renin-angiotensin system since SARS-CoV-2 uses the angiotensin-converting enzyme 2 receptor (ACE2) for internalization to the host cell [22]. For individuals with chronic heart disease and diabetes, the host cell’s altered receptor status might promote severe progression of COVID-19 [22]. Nicotine abuse increases the gene expression of ACE2 in lung tissue [24], which might facilitate disease progression in smokers. ACE inhibitors and angiotensin II type-I receptor blockers, which are commonly prescribed in the context of arterial hypertension, have also been suspected to increase the risk of developing severe and fatal COVID-19 [21, 23]. Disregarding the exact biological pathways CRFs and cardiovascular comorbidities are significantly associated with severe COVID-19 and can be assessed by quantification of atherosclerotic vessel calcification.

The short-term 5-day outcome of COVID-19 has been successfully predicted by quantification of lung involvement [38]. However, the extent of pulmonary changes most rapidly evolves during the first week of the disease [39]. This renders the outcome predictor “extent of lung involvement” highly susceptible to the time point of imaging during early COVID-19. For best individual patient outcome an early assessment of whether hospitalization or intensive care treatment might be necessary is required. In our study, the amount of AWC was the only significant regressor for the long-term 22-day outcome of COVID-19. AWC derive from chronic CRFs and do not vary short-term. Our logistic regression model notably profited by the inclusion of AWC in addition to demographic and clinical data. Pseudo-R2 by the Nagelkerke method was 0.43, which is rated a “good” accuracy of fit [33]. This implies that 43% of the variance for the probability of severe progression of COVID-19 can be explained by our model. In comparison, a regression model including patient age, sex and clinical comorbidity score only achieved a pseudo-R2 of 0.29. Assuming average values for patient age, sex and clinical comorbidity score, our model predicts the obligation for intensive care treatment as 0.78 for AWC > 3000 mm3. Vice versa, if there are no visually detectable AWC, the probability for admission to ICU is only 0.13.

AWC represent the patient’s atherosclerotic burden, which results from lifestyle-related risk factors and demographic parameters such as patient age or sex [37]. The assessment of a patients’ cardiovascular comorbidity by quantification of AWC as a surrogate might prove favorable in the context of the current pandemic. Calcium scoring of the thoracic aorta can be performed in a few seconds in daily routine CT reporting. Moreover, fully automized, deep learning based approaches to assess AWC have been investigated, and first clinical solutions are available [4042]. In comparison to a physical examination and individual in-depth anamnesis, calcium scoring on LDCT for assessment of cardiovascular comorbidity does not deplete personal protection equipment and does not add to the infection risk for medical professionals. In our study, a combination of simple clinical data and scoring of AWC yielded the most accurate results (Table 2). The below threshold VIF of AWC (1.9) in our regression model confirms that AWC is not merely a recombination of the control variables patient age, sex and clinical comorbidity score, but an independent biomarker for upcoming severe complications of COVID-19.

Limitations of our study are the relatively small patient population and simplified endpoints of the statistical analysis. Comorbidities were simplified to easily obtainable items, which recognizes that a comprehensive clinical examination and anamnesis might not be achievable for every individual during the pandemic. Future studies should include a larger number of patients in a prospective multi-center, multi-vendor approach and focus on automated processing of the LDCT scans, possibly identifying further risk factors for severe COVID-19 progression.

Conclusion

During the current COVID-19 pandemic hospitals are at risk to decompensate due to unprecedented numbers of patients. Physicians from regional COVID-19 hotspots reported overwhelming numbers of patients resulting in a deficiency of ICU beds [4345]. When medical resources have to be rationalized, it is crucial to identify patients in need of intensive care and invasive ventilation as early as possible [44]. Our study demonstrates a correlation of a severe clinical manifestation of COVID-19 and a high atherosclerotic burden of the thoracic aorta, measured at the time of patient admission to the hospital, which is an average of 12 days before the start of intensive care treatment [2]. Further prospective multi-center, multi-vendor studies should investigate if opportunistic calcium scoring can anticipate the number of required ICU beds in advance, which might facilitate resource management and promote collaboration of hospitals on a national and international scale.

Supporting information

S1 Data. Patient details.

(CSV)

S1 Fig. Striking figure.

Soft tissue and lung window of an axial computed tomography are combined to illustrate the typical pulmonary findings of COVID-19 besides calcification of the thoracic aorta (light red).

(TIF)

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The authors received no specific funding for this work.

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PLoS One. 2020 Dec 23;15(12):e0244267. doi: 10.1371/journal.pone.0244267.r001

Author response to previous submission


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3 Aug 2020

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Decision Letter 0

Vincenzo Lionetti

1 Oct 2020

PONE-D-20-23872

Calcification of the thoracic aorta on low-dose chest CT predicts severe COVID-19

PLOS ONE

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Reviewer #1: Yes

Reviewer #2: No

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Reviewer #1: The Authors investigated aortic wall calcification on chest CT in 70 COVID-19 patients, as a surrogate of atherosclerotic burden, and its relationship with the severity of COVID-19 clinical manifestations. The topic is interesting, but the analysis needs to explore some points deeper.

-The results that "Multivariate regression analysis including AWC, patient age and sex, volume of AWC was the only significant regressor for severe COVID-19" indicated the the Authors did not take into account other clinical and demographic data. This has been acknowledged in the discussion: "Comorbidities of patients were not respected, since our aim was to model a prediction solely based on imaging and generic patient data. This recognizes that a comprehensive clinical examination and anamnesis might not be achievable for every individual during the pandemic". Actually, the collection of simple clinical data (BMI/obesity, history of hypertension, diabetes, hypercolesterolemia, smoking habit, prior myocardial infarction, drugs...) would be necessary to explore whether AWC predicts COVID-19 outcome independently from a simple anamnestic score, or whether AWC is a marker of the cardiovascular burden, useful only for patients whose anamnesis is not available. Most COVID-19 patients are indeed able to provide simple clinical data (medical history and drugs) to reconstruct their cardiovascular history and risk, so that the analysis of AWC might present very limited clinical usefulness.

"Outcome was rated moderate (no hospitalization, hospitalization) and severe (ICU, tracheal intubation, death)". It would be interesting to explore a more detailed outcome score (1-5) and its relationship with AWC, rather then using a binary outcome (moderate 1-2 vs severe 3-4-5).

In the Methods, "Aortic valve calcifications and calcifications associated with the coeliac trunk were excluded." Why not considering calcium burden in other sites, such as aortic valve, abdominal vessels...? It might further stratify patients' risk.

In the Methods "All mentioned values are stated as average ± standard deviation, if not otherwise specified." Actually, AWC (Table 1) should be expressed as median (interquartile range), because it is clearly not normally distributed.

In the discussion, the Authors correctly stated that "The short-term 5-day outcome of COVID-19 has been successfully predicted by quantification of lung involvement" despite being "highly susceptible to the time point of imaging during early COVID-19." Nevertheless, I would try to explore whether the extent of lung involvement is somehow correlated to AWC and whether it provides additive prognostic information on top of AWC.

Reviewer #2: General comment:

Generally, this is an interesting paper, which seems to have significantly benefited from previous reviewers’ comments. The idea of the paper to quantify aortic calcium burden to help predicting the course of COVID19 might be a helpful tool in clinical practice. However, the authors may not over exaggerate the findings of a small retrospective study by including prediction assumptions but rather state the correlation and, potentially, recommend a prospective study setting.

Specific comments:

Introduction:

It is still fairly long and may benefit from further shortening.

The objective may be rewritten because AWC does not influence the course of COVID19 but might represent some kind of biomarker, which helps to predict the course of COVID 19.

Material and Methods:

LDCT scanning protocols: it seems the tube voltage of the CT scanner was 100kVp while the voltage of center 1 was 120 kVp. It is known that lowering the tube voltage increases the CT numbers of calcification, yielding false high measurements. Has this been compensated? Was the Philips software feasible to correct for this? Otherwise, measurements might be skewed.

It appears that the radiation dose of both centers differed significantly, and you analyzed images of different slice thicknesses, which is also prone to systematic errors. Has this problem been considered?

“For independence of imaging results” might be omitted, since it has not been tested.

Statistical and data analysis:

Multiple regression analyses should be screened for interactions of variables. Based on experience and literature, interactions of age, gender, and AWC are highly suspected.

Further demographic data (e.g., patient size) may be included in multiple regression analysis, as they will affect the total amount of AWC.

Results:

Discussion:

May be shortened and focused on the discussion of the study’s results. Repetitions from the introduction may be removed.

Discussion of cut-off values (L238-241) is not supported by the results section. These findings may be added to the results section.

Typos and punctation errors:

L19: The systemic

L22: the diagnosis

L25: Seventy

L26: The outcome

L28: a requirement

L28: The amount

L32: , and

L32: The average

L35: , including

L35: the volume

L37: predicts risk

L37: a severe

L48: i.e., fever

L53: The diagnosis

L55: transcription-polymerase

L57: beds in clinical

L57: practice, this

L60: the specificity

L62: false-negative

L62: eight

L64: , and diagnosis

L66: a history

L71: The evaluation

L73: , considering

L74: , more specifically,

L75: an atherosclerotic

L77: , and

L78: indicator of

L86: , and

L87: COVID-19 outcome and

L87: particular,

L94: and (no or)

L104: the 10th

L104: the acquisition

L107: is not in

L111: hospital-based

L111: on reported

L116: a more

L125: the independence

L140: two

L145: after all,

L149: in a soft

L150: a minimum

L150: by dedicated

L158: , which

L187: , and

L191: Multivariate regression ( no a )

L192: , including

L192: , and

L194: the impact

L200: change as to like

L200/201: time-consuming

L202: while

L208: , and

L212: outcomes

L213: the influenza

L217: angiotensin-converting

L219: the host cell's altered receptor status might promote severe

progression of COVID-19

L221: , which

L222: , which

L223: hypertension,

L232: study, the

L232: the long-term

L234: the inclusion

L235: , which

L236: the probability

L240: the probability

L244: lifestyle-related

L245: , and

L245: the development

L247: , which

L249: lifestyle-related

L250: the magnitude

L264: rationalized,

L267: , which

L267: the start

**********

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PLoS One. 2020 Dec 23;15(12):e0244267. doi: 10.1371/journal.pone.0244267.r003

Author response to Decision Letter 0


18 Nov 2020

Response to the reviewer comments (see uploaded file "Response to Reviewers.docx"):

Reviewer #1: The Authors investigated aortic wall calcification on chest CT in 70 COVID-19 patients, as a surrogate of atherosclerotic burden, and its relationship with the severity of COVID-19 clinical manifestations. The topic is interesting, but the analysis needs to explore some points deeper.

-The results that "Multivariate regression analysis including AWC, patient age and sex, volume of AWC was the only significant regressor for severe COVID-19" indicated the the Authors did not take into account other clinical and demographic data. This has been acknowledged in the discussion: "Comorbidities of patients were not respected, since our aim was to model a prediction solely based on imaging and generic patient data. This recognizes that a comprehensive clinical examination and anamnesis might not be achievable for every individual during the pandemic". Actually, the collection of simple clinical data (BMI/obesity, history of hypertension, diabetes, hypercolesterolemia, smoking habit, prior myocardial infarction, drugs...) would be necessary to explore whether AWC predicts COVID-19 outcome independently from a simple anamnestic score, or whether AWC is a marker of the cardiovascular burden, useful only for patients whose anamnesis is not available. Most COVID-19 patients are indeed able to provide simple clinical data (medical history and drugs) to reconstruct their cardiovascular history and risk, so that the analysis of AWC might present very limited clinical usefulness.

Thank you very much for this very important comment which substantially improved our study. As suggested, we included an anamnestic risk score of cardiovascular comorbidity to our multivariate logistic regression. Our score considers relevant basic clinical data, which can be investigated in a quick interview and by reviewing a patient’s daily medication: 1. history of arterial hypertension or antihypertensive drugs in medication, 2. type 2 diabetes or anti-diabetic medication, 3. hyperlipidemia or lipid-lowering agents in medication, 4. active smoking, 5. prior cardiovascular event (myocardial infarction or revascularization procedure, stroke or transient ischemic attack, diagnosis of peripheral arterial disease). Each of the five risk factors was binarily scored as 0/1 and the sum was considered as a control variable in the multivariate logistic regression. By inclusion of the anamnestic risk score, the accuracy of our regression was increased from pseudo R²=0.41 to pseudo R²=0.43 (Nagelkerke).

"Outcome was rated moderate (no hospitalization, hospitalization) and severe (ICU, tracheal intubation, death)". It would be interesting to explore a more detailed outcome score (1-5) and its relationship with AWC, rather then using a binary outcome (moderate 1-2 vs severe 3-4-5).

A more detailed outcome on an ordinal scale could be modeled by an ordinal multivariate regression, but based on our “proof of principle” data this statement seems us to be too uncertain and was beyond the scope of this study. From our point of view this requires a much larger patient population and is planned to be investigated in an upcoming further larger multi-center, multi-vendor study.

In the Methods, "Aortic valve calcifications and calcifications associated with the coeliac trunk were excluded." Why not considering calcium burden in other sites, such as aortic valve, abdominal vessels...? It might further stratify patients' risk.

As you suggested, we additionally measured the calcium burden of the coeliac trunk and aortic valve (see S1_data).

Since the coeliac trunk is located on the most caudal slides of the CT scan, it was frequently not entirely included in the scan’s volume of interest. To maintain consistency throughout our patient population, we refrained from including calcification at the coeliac trunk to our regression.

Calcification of the aortic valve was a significant regressor for severe COVID-19 throughout univariate logistic regression (p<0.05). However, after including the control variables (patient age, sex, anamnestic risk score), calcification of the aortic valve did not significantly influence the probability for severe COVID-19 (p=0.17). In a multivariate regression model including aortic valve calcification, aortic wall calcification and the control variables, aortic wall calcification was the only significant regressor (p<0.05). Thus, we did not add calcification of the aortic valve to our final regression model.

In the Methods "All mentioned values are stated as average ± standard deviation, if not otherwise specified." Actually, AWC (Table 1) should be expressed as median (interquartile range), because it is clearly not normally distributed.

We agree. AWC is now expressed as median (interquartile range).

In the discussion, the Authors correctly stated that "The short-term 5-day outcome of COVID-19 has been successfully predicted by quantification of lung involvement" despite being "highly susceptible to the time point of imaging during early COVID-19." Nevertheless, I would try to explore whether the extent of lung involvement is somehow correlated to AWC and whether it provides additive prognostic information on top of AWC.

The aim of this study was to explore if atherosclerosis, as a surrogate of cardiovascular comorbidity, affects the long-term outcome of COVID-19. Our data are not uniform concerning the time period from first symptoms of COVID-19 to CT imaging. During the early phase of COVID-19, lung involvement rapidly evolves. I.e. between day 1 and day 2 of COVID-19, lung involvement score by Shuchang Zhou et al. approximately doubles (1). This relationship of time point and lung involvement in COVID-19 would fundamentally bias such analysis throughout our data. However, correlation of atherosclerosis with the extent of lung involvement might be a promising subject for further studies with defined time period from first symptoms of COVID-19 to CT imaging.

Reviewer #2: General comment:

Generally, this is an interesting paper, which seems to have significantly benefited from previous reviewers’ comments. The idea of the paper to quantify aortic calcium burden to help predicting the course of COVID19 might be a helpful tool in clinical practice. However, the authors may not over exaggerate the findings of a small retrospective study by including prediction assumptions but rather state the correlation and, potentially, recommend a prospective study setting.

The conclusions are toned down as you suggested. A larger prospective multi-center, multi-vendor study design is now recommended to determine the predictive power of aortic wall calcifications towards the outcome of COVID-19.

Specific comments:

Introduction:

It is still fairly long and may benefit from further shortening.

The objective may be rewritten because AWC does not influence the course of COVID19 but might represent some kind of biomarker, which helps to predict the course of COVID 19.

The introduction is shortened and the objective rewritten as you suggested.

Material and Methods:

LDCT scanning protocols: it seems the tube voltage of the CT scanner was 100kVp while the voltage of center 1 was 120 kVp. It is known that lowering the tube voltage increases the CT numbers of calcification, yielding false high measurements. Has this been compensated? Was the Philips software feasible to correct for this? Otherwise, measurements might be skewed.

It appears that the radiation dose of both centers differed significantly, and you analyzed images of different slice thicknesses, which is also prone to systematic errors. Has this problem been considered?

Thank you very much for this comment. After further literature research we agree that the issue of varying tube voltages in center 2 might skew our data. Several studies about quantification of coronary artery calcification state that with lower tube voltage, the magnitude of calcification is generally overestimated. To cope with this bias, an adjustment of the threshold density for identification of a vessel plaque has been suggested. The standard threshold by Agatston being 130 HU at 120 kV tube voltage, two studies identified 145 HU and 147 HU at 100 kV as the optimum threshold for best comparability to the standard method (2,3). The CT scans in our study from center 2 were acquired with tube voltage 100 kV – 140 kV, which was corrected in the materials and methods section. In order to identify the best threshold values for identification of vessel plaques, we fit an almost perfectly accurate exponential regression to the data by Grän et al. (r²=0.999, Fig 1).

Fig 1: The density threshold for identification of vessel plaques depends on the tube voltage. Grän et al. identified 4 optimal attenuation thresholds for different tube voltages in an experimental and mathematical fashion. We fit an exponential regression to their data (r²=0.999) and calculated the thresholds for 110 kV (136.0 HU), 130 kV (126.1 HU) and 140 kV (123.4 HU).

Fabrice et al. argue that modification of the threshold alone cannot compensate for the difference in tube voltage when measuring coronary artery calcification (4). However, in our study we didn’t quantify coronary artery calcification, but aortal calcification, which consists of larger confluent plaques. Discrepancy in measuring calcified plaques arises on the outline of the calcification, which is often blurred and prone to blooming artifacts. Larger aortic plaques have a smaller surface-to-volume ratio and thus should be less affected by different tube voltages.

To compensate for the usage of different tube voltages, all measurements of calcification for patients from center 2 with different tube voltage than 120 kV were repeated with the adjusted thresholds. The multivariate regression model for prediction of severe COVID-19 improved by repeating the measurements with tube voltage adjusted thresholds. Pseudo R² for the new model (independent variables patient age, sex and aortic wall calcification) increased to 0.41 (Nagelkerke, “good accuracy”).

Modification of the tube current and consequently the radiation dose of a CT scan affects the standard deviation of measurements (noise) but not the average CT density (4). The different radiation doses in center 1 and 2 accordingly should not bias the measurements. Christensen et al. investigated the influence of slice thickness on the quantification of vessel plaques on axial CT scans and found that 1.25 mm and 2.5 mm slice thickness yield comparable results (5). Hence, in our study the difference between 1 mm slice thickness in center 2 and 2 mm in center 1 should not bias the measurements.

“For independence of imaging results” might be omitted, since it has not been tested.

The statement is omitted.

Statistical and data analysis:

Multiple regression analyses should be screened for interactions of variables. Based on experience and literature, interactions of age, gender, and AWC are highly suspected.

Variance inflation factor (VIF) was calculated for each independent variable of the logistic regression to screen for multicollinearity.

Further demographic data (e.g., patient size) may be included in multiple regression analysis, as they will affect the total amount of AWC.

A cardiovascular risk score with further anamnestic data was added to our multivariate logistic regression model as explained above (1. history of arterial hypertension or antihypertensive drugs in medication, 2. type 2 diabetes or anti-diabetic medication, 3. hyperlipidemia or lipid-lowering agents in medication, 4. active smoking, 5. prior cardiovascular event). Patient size might be another interesting parameter to add as a control variable in a prospective study design. However, retrospectively we do not have sufficient data in the medical records to support such analysis. Patient size might also be estimated based on the CT-scans. Yet, this would not serve the purpose of a non-CT-based control variable.

Results:

Discussion:

May be shortened and focused on the discussion of the study’s results. Repetitions from the introduction may be removed.

The discussion is shortened. In particular repetitions from the introduction are removed.

Discussion of cut-off values (L238-241) is not supported by the results section. These findings may be added to the results section.

Cut-off values are added to the results section.

Typos and punctation errors:

L19: The systemic

L22: the diagnosis

L25: Seventy

L26: The outcome

L28: a requirement

L28: The amount

L32: , and

L32: The average

L35: , including

L35: the volume

L37: predicts risk

L37: a severe

L48: i.e., fever

L53: The diagnosis

L55: transcription-polymerase

L57: beds in clinical

L57: practice, this

L60: the specificity

L62: false-negative

L62: eight

L64: , and diagnosis

L66: a history

L71: The evaluation

L73: , considering

L74: , more specifically,

L75: an atherosclerotic

L77: , and

L78: indicator of

L86: , and

L87: COVID-19 outcome and

L87: particular,

L94: and (no or)

L104: the 10th

L104: the acquisition

L107: is not in

L111: hospital-based

L111: on reported

L116: a more

L125: the independence

L140: two

L145: after all,

L149: in a soft

L150: a minimum

L150: by dedicated

L158: , which

L187: , and

L191: Multivariate regression ( no a )

L192: , including

L192: , and

L194: the impact

L200: change as to like

L200/201: time-consuming

L202: while

L208: , and

L212: outcomes

L213: the influenza

L217: angiotensin-converting

L219: the host cell's altered receptor status might promote severe

progression of COVID-19

L221: , which

L222: , which

L223: hypertension,

L232: study, the

L232: the long-term

L234: the inclusion

L235: , which

L236: the probability

L240: the probability

L244: lifestyle-related

L245: , and

L245: the development

L247: , which

L249: lifestyle-related

L250: the magnitude

L264: rationalized,

L267: , which

L267: the start

Typos and punctuation errors are corrected as suggested.

References

1. Zhou S, Zhu T, Wang Y, Xia LM. Imaging features and evolution on CT in 100 COVID-19 pneumonia patients in Wuhan, China. Eur Radiol [Internet]. 2020 May 4 [cited 2020 Jul 30];1–9. Available from: https://doi.org/10.1007/s00330-020-06879-6

2. Marwan M, Mettin C, Pflederer T, Seltmann M, Schuhbäck A, Muschiol G, et al. Very low-dose coronary artery calcium scanning with high-pitch spiral acquisition mode: Comparison between 120-kV and 100-kV tube voltage protocols. J Cardiovasc Comput Tomogr [Internet]. 2013 Jan [cited 2020 Oct 15];7(1):32–8. Available from: https://pubmed.ncbi.nlm.nih.gov/23333186/

3. Gräni C, Vontobel J, Benz DC, Bacanovic S, Giannopoulos AA, Messerli M, et al. Ultra-low-dose coronary artery calcium scoring using novel scoring thresholds for low tube voltage protocols—a pilot study. Eur Heart J Cardiovasc Imaging [Internet]. 2018 [cited 2020 Oct 15];19(12):1362–71. Available from: https://pubmed.ncbi.nlm.nih.gov/29432592/

4. Deprez FC, Vlassenbroek A, Ghaye B, Raaijmakers R, Coche E. Controversies about effects of low-kilovoltage MDCT acquisition on Agatston calcium scoring. J Cardiovasc Comput Tomogr. 2013 Jan 1;7(1):58–61.

5. Christensen JL, Sharma E, Gorvitovskaia AY, Watts JP, Assali M, Neverson J, et al. Impact of slice thickness on the predictive value of lung cancer screening computed tomography in the evaluation of coronary artery calcification. J Am Heart Assoc [Internet]. 2019 Jan 1 [cited 2020 Oct 15];8(1). Available from: https://www.ahajournals.org/doi/10.1161/JAHA.118.010110

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Vincenzo Lionetti

8 Dec 2020

Calcification of the thoracic aorta on low-dose chest CT predicts severe COVID-19

PONE-D-20-23872R1

Dear Dr. Fervers,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Vincenzo Lionetti, M.D., PhD

Academic Editor

PLOS ONE

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #2: The manuscript has been revised thoroghly. The results presented are of substantical interest to the readership of plos one. The paper puts forward a sound methodology. Methodical issues have been addressed and solved adequately in the revision.

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Reviewer #1: No

Reviewer #2: Yes: Christoph Artzner

Acceptance letter

Vincenzo Lionetti

14 Dec 2020

PONE-D-20-23872R1

Calcification of the thoracic aorta on low-dose chest CT predicts severe COVID-19

Dear Dr. Fervers:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Prof. Vincenzo Lionetti

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Data. Patient details.

    (CSV)

    S1 Fig. Striking figure.

    Soft tissue and lung window of an axial computed tomography are combined to illustrate the typical pulmonary findings of COVID-19 besides calcification of the thoracic aorta (light red).

    (TIF)

    Attachment

    Submitted filename: Rebuttal letter.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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