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Elsevier - PMC COVID-19 Collection logoLink to Elsevier - PMC COVID-19 Collection
. 2020 Dec 30;20:103715. doi: 10.1016/j.rinp.2020.103715

Optimal surveillance mitigation of COVID'19 disease outbreak: Fractional order optimal control of compartment model

Oyoon Abdul Razzaq a,, Daniyal Ur Rehman b, Najeeb Alam Khan b, Ali Ahmadian c,d,e, Massimiliano Ferrara d
PMCID: PMC7773320  PMID: 33398241

Abstract

In present time, the whole world is in the phase of war against the deadly pandemic COVID'19 and working on different interventions in this regard. Variety of strategies are taken into account from ground level to the state to reduce the transmission rate. For this purpose, the epidemiologists are also augmenting their contribution in structuring such models that could depict a scheme to diminish the basic reproduction number. These tactics also include the awareness campaigns initiated by the stakeholders through digital, print media and etc. Analyzing the cost and profit effectiveness of these tactics, we design an optimal control dynamical model to study the proficiency of each strategy in reducing the virulence of COVID'19. The aim is to illustrate the memory effect on the dynamics of COVID'19 with and without prevention measures through fractional calculus. Therefore, the structure of the model is in line with generalized proportional fractional derivative to assess the effects at each chronological change. Awareness about using medical mask, social distancing, frequent use of sanitizer or cleaning hand and supportive care during treatment are the strategies followed worldwide in this fight. Taking these into consideration, the optimal objective function proposed for the surveillance mitigation of COVID'19, is contemplated as the cost function. The effect analysis is supported through graphs and tabulated values. In addition, sensitivity inspection of basic reproduction number is also carried out with respect to different values of fractional index and cost function. Ultimately, social distancing and supportive care of infected are found to be significant in decreasing the basic reproduction number more rapidly.

Keywords: Optimal control, Fractional derivative, COVID'19, Stability, Hamiltonian

Introduction

A deadly coronavirus that basically initiated from Wuhan city of China, all of a sudden incarcerated the people all around the world. This strain of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) has affected more than 210 countries and territories. It has brought devastating consequences on public health as well as on social and economic activities. Governments around the world prompted surveillance on mitigating the global spread of COVID'19. Among many of these dramatic measures, majority are substantiating to be effective in reducing the virus transmission. Imposing curfew and locking down the cities in addition public awareness campaigns such as, stay-at-home, encouraging social distancing, cleanliness that include frequent washing hand, using sanitizers through digital and print media are the key measures in restraining this virus. On enforcing these policies and engaging communities in these campaigns, undoubtedly enormous social and economic cost is expected. But until an effectual vaccine or treatment becomes available, these strategies may play important roles [1], [2], [3], [4], [5], [6].

Variety of research has been conducted at an extraordinary pace to analyze the COVID'19 in different perspectives [7], [8], [9]. Epidemiological dynamical systems to control the breakout of this pandemic through basic reproduction number has been obtained by various researchers [10], [11], [12]. Clinical studies to determine therapeutic solutions through the findings of the biological features of this virus [13]. Perceptions on impact of government's preventing strategies on other environmental, social and economic activities [14]. Decision making models to consider an effective managing prevention strategy of COVID'19 transition [15]. Machine learning models to predict the high risk and efficiently triage the patients with high accuracy [16]. Mathematical models fit out to be substantial contrivances in investigating the dynamical controls of the infectious diseases[17]. Research articles, based on optimal control models can be found in the literature to a great extent in this regard [18], [19], [20], [21], [22], [23], [24]. In the recent times of battle against COVID'19, numerous authors have added their valuable contributions in this connection. Grigorieva et al. formulate two SEIR-type model to investigate the cost-effective quarantine strategies and analyzed the optimal solutions numerically [25]. Analysis of interventions of COVID'19 through transmission model and observing the most effective non-pharmaceutical strategies to lessen the disease nuisance in Pakistan is found in the literature [26]. In particular, plenty of endeavors have been carried out in different context of cost-effective strategy, to control the transmission of this deadly pandemic [27], [28].

In this attempt, we design mathematical model that covers two major areas, epidemiology together with dynamical optimal control. Firstly, the compartmental model is taken into account with the control variables and stability analysis are carried out. Secondly, optimizing cost functions is subjected to the compartmental model to assess the cost-effectiveness of the prevention strategies. As aforementioned, there exist significant mathematical efforts in this connection, but the novelties that invigorate the proposed assessment can be classified as:

  • This study is not only susceptible, exposed, quarantine, infected and recovery compartments, but also the isolation and precautions. Thus, the model is named as SEQIMRP i.e. susceptible-expose-quarantined-infected-isolated-recovered-protected.

  • The non-pharmaceutical control variables, awareness campaigns about using mask, encouraging social distancing, signifying frequent use of sanitizer and washing hands, supportive care during treatment.

  • Regulatory of basic reproduction number through these campaigns.

  • Incorporating fractional order derivative for dynamical scrutiny of the model with.

This significant contribution will undoubtedly add great perspicacity of COVID'19 interventions. The proposed SEQIMRP model with proportional fractional [29] signifies the broader application of the fractional definition. Its expansion elegantly converts the fractional order derivative operator into integer order that the fractional order index reallocates linearly in the equations. By virtue of this, the dynamics of COVID’19, for instance the basic reproduction number and equilibrium points can be interpreted with memory effects. Subsequently, historical values of these parameters or the compartmental functions will enable to devise defensive precautionary steps, revealed from the past experiences. In addition, the effect of memory on the optimality of awareness strategies is also illustrated through the proportional fractional derivative. The designed system provides a novel contribution in epidemiological study of epidemic and pandemic diseases. It will instruct the healthcare researchers a new mode of generating results and might be capable to investigating prior information about the risk factors or transmission rate for preparatory measures. The remaining paper contains sections of formulating the dynamical system, stability analysis of equilibrium points and optimality assessment. Furthermore, numerical discussions are also carried out to evidently establish an effective conclusion.

Model formulation for COVID'19 optimal control

Susceptible-expose-quarantined-infected-isolated-recovered-protected (SEQIMRP)

Mathematical models based on disease dynamics are quite helpful in studying the functional behavior of any virus, which then helps to overcome or lessen its contaminating breakout. The destructive coronavirus converted into a pandemic within a few months and affected billions of peoples around a globe. Early laboratory research and scientific experiments to construct a drug or vaccine could not triumph. Many epidemiological models also expressed significant contributions in this connection to determine the basic reproduction number and predict the dispersion, recovery and mortality rates [11], [12], [30]. Here, to analyze the dynamical behavior and impact of COVID'19 pandemic, a system of differential equations is designed with respect to compartmental classes and prevention measures on the basis of following assumptions.

  • Regardless of different risk rate of COVID'19 for different age-group and pre-existing disease carriers, the model assumes a homogeneous mixing of individuals in the population.

  • Prevention strategies: Usage of medical mask mm, social distancing sd, frequently cleaning handsch and supportive caresc during treatments are taken into account as control variables of the optimal system.

  • The individuals in any compartment, following the operational prevention strategies, are assumed as will not get infected and are defined by means of protected compartment.

  • Susceptible is outlined in the form of logistic growth that encompasses maximum sustainability to survive in the available resources in an environment.

  • Exposed are quarantined that might recover and use prevention measures later to insulate themselves from virus.

  • Treatment of infected COVID'19 patients is the isolation process, which is explained in the isolation compartment. These compartments with the supportive care from staff might recover and move to recovery compartment.

  • Treated individuals after recovery do not participate in transmitting the disease as they use the operational prevention strategies.

  • The assessments of basic reproduction number and stability analysis are carried out in fractional calculus environment.

Hence, the fractional order epidemiological model, susceptible-expose-quarantined-infected-isolated-recovered-protected (SEQIMRP) is mathematically signified as:

DtαPFSt=rsSt1-StkS-mmt+sdt+chtSt-βStIt-dsSt
DtαPFEt=βStIt-mmt+sdt+chtEt-γEt-dEEt
DtαPFQt=γEt-mmt+sdt+cht+sctQt-ηQt-ψQQt-dQQt (1)
DtαPFIt=ηQt-mmt+sdt+cht+sctIt-σIt-dIIt
DtαPFMt=σIt-mmt+sdt+cht+sctMt-ψMMt-ρMt
DtαPFRt=ψQQt+ψMMt-mmt+sdt+chtRt-dRRt
DtαPFPt=mmt+sdt+chtSt+Et+Rt+mmt+sdt+cht+sctQt+mmt+sdt+cht+sctIt+Mt-dPP

with initial conditions,

S0=O1,E0=O2,Q0=O3,I0=O4,M0=O5,R0=O6,P0=O7. (2)

where, Oi0R+7 fori=1,2,,7. Table 1 further elaborates the dimensions of all the variables and parameters of system (1). Moreover, pictorial demonstration of the compartmental system, representing the flow of the diseases transmission is also given in Fig. 1 . AssumeNt is the total population density of individuals that can be structured as:

Nt=St+Et+Qt+It+Mt+Rt+Pt (3)

Table 1.

Variables and parameters of the SEQIMRP.

Compart-mental functions Descriptions Units Initial values(population = in millions & time = days) Source
Nt Total population Population / day 113 Estimated
St Susceptible Population / day 111 Estimated
Et Exposed Population / day 0 Estimated
Qt Quarantined Population / day 0 Estimated
It Infected Population / day 2 Estimated
Mt Infected isolated Population / day 0 Estimated
Rt Recovered Population / day 0 Estimated
Pt Protected Population / day 0 Estimated
α Order of fractional derivative Dimensionless 0<α1 Fitted



Parameters Descriptions Units Value Source
ξ R is taking part in social distancing Individuals/(individuals × day) 14.771 Fitted
β Contact rate of susceptible with infected Individuals/(individuals × day) 14.781 Fitted
γ Rate of exposed individuals quarantined Individuals/(individuals × day) 1.887 × 10-7 Fitted
η Rate of treated infected and quarantined Individuals/(area × day) 0.13266 Fitted
σ Rate of susceptible exposed to quarantine Individuals/(individuals × day) 0.0714 Fitted
rS Intrinsic Growth rate of susceptible individuals Individuals/(individuals × day) 30 Fitted
kS Carrying capacity of susceptible individuals Individuals/(individuals × day) 100,000 Fitted
σ Rate of susceptible exposed to infection Individuals/(individuals × day) 0.1259 Fitted
ρ Death due to COVID'19 disease Individuals/(individuals × day) 1.782 × 10-5 [35]
ψQ Recovery rate of the quarantine individuals Individuals/(individuals × day) 0.11624 Fitted
ψM Recovery rate of the isolated infected individuals Individuals/(individuals × day) 0.33029 Fitted
dS Susceptible death rate Individuals/(individuals × day) 0.15 Fitted
dE Exposed death rate Individuals/(individuals × day) 0.84 Fitted
dQ Quarantined death rate Individuals/(individuals × day) 0.84 Fitted
dI Infected death rate Individuals/(individuals × day) 0.9 Fitted
dR Recovered death rate Individuals/(individuals × day) 0.11 Fitted
dP Precautionary death rate Individuals/(individuals × day) 0.84 Fitted
mm Rate of individuals using medical mask Individuals/(individuals × day) 0–1 Fitted
sd Rate of individuals taking part in social distancing Individuals/(individuals × day) 0–1 Fitted
ch Rate of individuals frequently cleaning hand Individuals/(individuals × day) 0–1 Fitted
sc Rate of individuals who follow step of supportive care during treatment. Individuals/(individuals × day) 0–1 Fitted

Fig. 1.

Fig. 1

Pictorial illustration of SEQIMRP model.

Moreover, DtαPF articulates proportional fractional derivative of orderα0,1 [29], which can be expanded as for any continuous function yt,

DtαPFyt=0α,tdytdt+1α,tyt,0<α1 (4)

where, 0α,t0 for α0,1, with limα0+0α,t=0 and limα1-0α,t=1. Additionally,1α,t0 for α0,1, with limα0+1α,t=1andlimα1-1α,t=0. Let, 0α,t=α and1α,t=1-α, so Eq. (4) becomes

DtαPFyt=αdytdt+1-αyt (5)

Assume that all control functions (prevention steps) are constant within time, therefore, by applying expansion (5) on system (1), we get the system as:

S˙t=1αrsSt1-StkS-mm+sd+chSt-βStIt-dsSt-1-αSt
E˙t=1αβStIt-mm+sd+chEt-γEt-dEEt-1-αEt
Q˙t=1αγEt-mm+sd+ch+scQt-ηQt-ψQQt-dQQt-1-αQt
I˙t=1αηQt-mm+sd+ch+scIt-σIt-dIIt-1-αIt (6)
M˙t=1ασIt-mm+sd+ch+scMt-ψMMt-ρMt-1-αMt
R˙t=1αψQQt+ψMMt-mm+sd+chRt-dRRt-1-αRt
P˙t=1αmm+sd+chSt+Et+Rt+mm+sd+ch+scQt-dPP+mm+sd+ch+scIt+Mt-1-αPt

with the same initial conditions (2). System (6) evidently depicts the lucidity of the proportional fractional derivative, which greatly reduces the manipulation complexities of system (1).

Theorem 1 (Boundedness) —

Let ΠR+7 is the set of all feasible solutions of the system (6), then there exists uniformly bounded subset of R+7 such that:

Π=S,E,Q,I,M,R,PR+7;NtrSdNkS (7)

Proof:

By applying proportional fractional derivative and its expansion, as defined in the Eqs. (4)-(5), on Eq. (3), we get the expression of the form:

Nt=1αS˙t+E˙t+Q˙t+I˙t+M˙t+R˙t+P˙t-1-αNt (8)

On simplifying by using system (6) and suppose dN be total proportion of deaths in all compartments i.e.

dNNt=dSSt+dEEt+dQQt+dIIt+dRRt+ρMt+dPPt (9)

In addition, since0<α1

N˙trSSt1-StkS-dNNt (10)

where 0<StkS1, so the above inequality reduces to

N˙trSkS-dNNt (11)

On integrating

Nte-tdNN0+rSdNkS (12)

Therefore as t , we obtained the final statement of boundedness as

NtrSdNkS (13)

Theorem 2 (Existence and Uniqueness) —

Assume the matrix of right hand side of system (6) be the real-valued function ΛFt:R+7R+7, such that ΛFt and ΛFtFt are continuous and

ΛFtXα-νFt,FtR+7and0<α1 (14)

Then, satisfying the initial conditions (2), there exists a unique, non-negative and bounded solution of the system (6).

Proof:

Boundedness of system (6) can be followed from Theorem 1, now assume, the system (6) can be expressed as:

F˙t=ΛFt

where,

Ft=StEtQtItMtRtPtT (15)

and

ΛFt=1αrsSt1-StkS-mm+sd+chSt-βStIt-dsSt-1-αStβStIt-mm+sd+chEt-γEt-dEEt-1-αEtγEt-mm+sd+ch+scQt-ηQt-ψQQt-dQQt-1-αQtηQt-mm+sd+ch+scIt-σIt-dIIt-1-αItσIt-mm+sd+ch+scMt-ψMMt-ρMt-1-αMtψQQt+ψMMt-mm+sd+chRt-dRRt-1-αRtmm+sd+chSt+Et+Rt+mm+sd+ch+scQt+It+Mt-dPP-1-αPt (16)

Eq. (16) can be further expanded into:

ΛFt=1αΩ1Ft+StΩ2Ft+ItΩ3Ft-α-1Ft (17)

such that

Ω1=rS-M1-dS0000000-M1-γ-dE0000000-M2-η-ψQ-dQ000000η-M2-σ-dI000000σ-M2-ψM-ρ0000ψQ0ψM-M1-dR0M1M1M2M2M2M1-dP7×7
M1=mm+sd+ch
M2=mm+sd+ch+sc

Ω2=-rS/kS01×7 and Ω3=-β0β01×7. Then, Eq. (17) can be rewritten as,

ΛFt=1αΩ1Ft+StΩ2Ft+ItΩ3Ft-α-1Ft1αΩ1+Ω2+Ω3+α-1Ft

Let X=Ω1+Ω2+Ω3, so the final statement is achieved as for 0<α1 ,

ΛFtXα-νFt

where ν=1α-1. Next, we prove the non-negativity of the solutions by using the positivity of initial conditions (2) i.e.,Oi>0 for i=1,2,,7. Considering first equation of system (6), it can be deduced to:

S˙t=1αrsSt1-StkS-mm+sd+chSt-βStIt-dsSt-1-αSt-1αmm+sd+ch+dS+1-αSt

On manipulating, we get

StO1e-mm+sd+ch+dS+1-α/αt (18)

Since 0e-mm+sd+ch+dS+1-α/αt1 for t>0, therefore Eq. (18) reduces to,

St0

Thus, proved the non-negativity of St. Analogously, all the remaining equations of system (6) can be proved to have non-negative solutions with the assumption of positive initial conditions.

Optimal control problem

Furthermore, the dynamical model (6) of COVID'19 would be incomplete if the assumption of optimal control of infection and intervention cost is not incorporated. Therefore, we formulate optimal control problem by means of the cost function type of quadratic function as:

JYi,Uk=0tfi=17wiYi2+φ1mm2+φ2sd2+φ3ch2+φ4sc2dt (19)

where,Yi0 for i=1,2,...7are replace by S,E,Q,I,M,R,P,respectively. Moreover, here wi , for i=1,2,...,7, are the weights of human population cost, whereas φK , for K=1,2,3,4, are the weights of undertaken intervention cost for COVID'19. At this juncture, intervention cost comes from government campaigns of using mask, social distancing and frequently washing hand. In addition, the hospitalization cost for drugs, ventilators and trained medical staffs for supportive care of the COVID'19 infected individuals also become higher with the increase in number of patients. Therefore, if greater cost is implemented of campaigns of enforcing the people on usage of mask, social distancing and frequently washing hand will reduce the COVID'19 transmission, which on the other hand it reduces the supportive care cost. Thus, we assume φK>0 , for K=1,2,3,4. Analogously, the objective of the present scenario is to control the spread out of COVID'19, which ultimately leads to minimize the infected individuals, therefore we consider w4>0and remaining equal to zero.

Basic reproduction number R0

In this sequel, we utilize the next generation method, to structure the R0 for the governing model (6). For this purpose, a sub-model of the SEQIMRP is considered that includes the four infected classes i.e. exposed, quarantine, infected and isolated individuals. Therefore, the equation:

dXdt=FX-VX (20)

will have X as a vector of theEt,Qt, It, and Mt, which is outlined as,

X=EQIMt

with, FX expressed as,

FX=βSI/α000t

On the other hand,VX, can be further split down as,

VX=mm+sd+ch+γ+dE+1-αEt/αmm+sd+ch+sc+η+ψQ+dQ+1-αQt/αmm+sd+ch+sc+σ+dI+1-αIt/αmm+sd+ch+sc+ψM+ρ+1-αMt/α-0γEt/αηQt/ασIt/α

Taking Jacobian matrix of Eq. (20) at disease free equilibrium point,Π1-kS1+dS-rS+mm+sd+ch-α/rS,0,0,0,0,0,0, we get,

JdXdt=F-V=00H130000000000000-Δ11000Δ21Δ22000Δ32Δ33000Δ43Δ44 (21)

where,

H13= -βkS1+dS-rS+mm+sd+ch-α/αrS

Δ11=mm+sd+ch+γ+dE+1-α/α

Δ21=-γ/α, Δ22=mm+sd+ch+sc+η+ψQ+dQ+1-α/α,

Δ32=-η/α, Δ33=mm+sd+ch+sc+σ+dI+1-α/α,

Δ43=-σ/α, Δ44=mm+sd+ch+sc+ψM+ρ+1-α/α

From Eq. (21), we can extract and manipulate,

K=FV-1

The spectral radius ΛK is the required basic reproduction number, so after some simplification we get

R0=-kSβγη1+dS-rS+mm+sd+ch-α/rS1+dE+mm+sd+ch-α+γ1+dI+mm+sd+ch+sc-α+σ1+dQ+mm+sd+ch+sc-α+η+ψQ (22)

Consequently, the generated R0 contains the fractional derivative index α as well, which advantageously enables to inspect R0. The health care researchers will be capable to investigate the trajectory of basic reproduction number for the COVID'19 at small change.

Dynamical anatomization

In this section, on the strength of proportional fractional derivative, dynamical analysis of equilibrium points and optimality conditions are discussed in fractional environment as follows:

Systematic stability analysis

Theorem 3 (Trivial Equilibrium Point)

The trivial equilibrium solution, Π00,0,0,0,0,0,0R+7, of system (6), is asymptotically unstable, for 0<α1.

Proof:

It can be easily proved by eigenvalues of J at Π00,0,0,0,0,0,0R+7, for all 0<α1,

λ1=-1-dP+αα,λ2=-1-dR-mm-sd-ch+αα,λ3=-1-dS+rS-mm-sd-ch+αα,λ4=-1-dE-mm-sd-ch+α-γα,

λ5=-1-dI-mm-sd-ch-sc+α-σα,λ6=-1-mm-sd-ch-sc+α-ρ-ψMα , λ7=-1-dQ-mm-sd-ch-sc+α-η-ψQα.

SincerS>1+dS+mm+sd+ch-α, it is clear thatλ3>0, for0<α1. Thus, Π0R+7 is unstable.

Theorem 4 (Disease Free Equilibrium Point)

The disease-free equilibrium of the system (6)

Π1-kS1+dS-rS+mm+sd+ch-α/rS,0,0,0,0,0,0R+7

For rS>1+dS+mm+sd+ch-α, is locally asymptotically stable if R0<1 and unstable when R0>1, for 0α<1.

Proof:

On manipulating Jacobian at Π1-kS1+dS-rS+mm+sd+ch-α/rS,0,0,0,0,0,0R+7, the negative eigenvalues i.e. λiR-7 for i=1,2,3,4, are attained as:

λ1=1+dS-rS+mm+sd+ch-αα,λ2=-1-dP+αα,λ3=-1-dR-mm-sd-ch+αα,λ4=-1-mm-sd-ch-sc+α-ρ-ψMα,

with the equation,

Pλ=λ3+b2λ2+b1λ+b01-R0=0 (23)

where

b2=1α3+dE+dI+dQ+3mm+3sd+3ch+2sc-3α+γ+η+σ+ψQ,
b1=1α23+2dQ+6mm+2mmdQ+3mm2+6sd+2sddQ+6mmsd+3sd2+6ch+2chdQ+6mmch+6sdch+3ch2+4sc+scdQ+4mmsc+4sdsc+4chsc+sc2-α6+2dQ+6mm+6sd+6ch+4sc-3α+γ2+dQ+2mm+2sd+2ch+2sc-2α+η2+2mm+2sd+2ch+2sc-2α+γ+σ2+dQ+2mm+2sd+2ch+sc-2α+γ+η+2+2mm+2sd+2ch+sc-2α+γ+σψQ+dI2+dQ+2mm+2sd+2ch+sc-2α+γ+η+ψQ+dE2+dI+dQ+2mm+2sd+2ch+2sc-2α+η+σ+ψQ,b0=Zα3

where

Z=1+dE+mm+sd+ch-α+γ1+dI+mm+sd+ch+sc-α+σ1+dQ+mm+sd+ch+sc-α+η+ψQ

On applying Routh-Hurwitz criteria [31], [32], [33], [34] i.e. if b2>0, b01-R0>0 and b1b2>b01-R0,then polynomial (23) is greater than zero and thus all the real part of the eigenvalues must be negative. It can be evidently seen that bi>0for i=0,1,2, now the thing which left to prove is 1-R0>0. Hence, Π1R+7is locally asymptotically stable if R0<1 and if R0>1, 1-R0<0 impliesPλ<0 that is Eq. (23) must have a nonnegative real part, thus Π1R+7 becomes unstable.

Theorem 5 (Endemic Equilibrium Point)

The endemic equilibrium Π2S^,E^,Q^,I^,M^,R^,P^R+7 is locally asymptotically stable if and only if, R0>1 , for 0α<1.

Proof:

The Jacobian at Π2S^,E^,Q^,I^,M^,R^,P^R+7, generates the negative real eigenvalues,

λ1=-1-dP+ααλ2=-1-dR-mm-sd-ch+ααλ3=-1-mm-sd-ch-sc+α-ρ-ψMα

with the polynomial equation,

Dλ=λ4+K3λ3+K2λ2+K1λ+K0=0 (24)

where,

K3=-1+dS-rS+mm+sd+ch-ααR0+b2
K2=K3-b2b2+Bα2
K1=BK3-b2α2
K0=1+dS-rS+mm+sd+ch-αα4R0kS1+dS-rS+mm+sd+ch-αβγηrS+A

where,

A=1+dQ+3mm+2dQmm+3mm2+dQmm2+mm3+3sd+2dQsd+6mmsd+2dQmmsd+3mm2sd+3sd2+dQsd2+3mmsd2+sd3+3ch+2dQch+6mmch+2dQmmch+3mm2ch+6sdch+2dQsdch+6mmsdch+3sd2ch+3ch2+dQch2+3mmch2+3sdch2+ch3+2sc+dQsc+4mmsc+dQmmsc+2mm2sc+4sdsc+dQsdsc+4mmsdsc+2sd2sc+4chsc+dQchsc+4mmchsc+4sdchsc+24ch2sc+sc2+mmsc2+sdsc2+chsc2-α3+2dQ+6mm+2dQmm+3mm2+6sd+2dQsd+6mmsd+3sd2+6ch+2dQch+6mmch+6sdch+3ch2+4sc+dQsc+4mmsc+4sdsc+4chsc+sc2-3α-dQα-3mmα-3sdα-3chα-2scα-α2+γ1+dQ+2mm+dQmm+mm2+2sd+dQsd+2mmsd+sd2+2ch+dQu3ch+2mmch+2sdch+ch2+2sc+dQsc+2mmsc+2sdsc+2chsc+sc2-2α-2mmα-2sdα-2chα-2scα+α2+η1+2mm+mm2+2sd+2mmsd+sd2+2ch+2mmch+2sdch+sd2+sc+mmsc+sdsc+chsc-2α-2mmα-2sdα-2chα-scα+α2+σ1+dQ+2mm+dQmm+mm2+2sd+dQsd+2mmsd+sd2+2ch+dQch+2mmch+2sdch+ch2+sc+mmsc+sdsc+chsc-2α-dQα-2mmα-2sdα-2chα-scα+a2+γσ1+dQ+mm+sd+ch+sc-α+ησ1+mm+sd+ch-α+γ+1+mm+sd+ch-α+γ1+mm+sd+ch+sc-α+σψQ+γη1+mm+sd+ch+sc-α-kSβ+dI1+mm+sd+ch-α+γ1+dQ+mm+sd+ch+sc-α+η+ψQ+dE1+dI+mm+sd+ch+sc-α+σ1+dQ+mm+sd+ch+sc-α+η+ψQ

and

B=3+2dQ+6mm+2dQmm+3mm2+6sd+2dQsd+6mmsd+3sd2+6ch+2dQch+6mmch+6sdch+3ch2+4sc++dQsc+4mmsc+4sdsc+4scch+sc2-6α-2dQα-6mmα-6sdα-6chα-4scα+3α2+2γ+dQγ+2mmγ+2sdγ+2chγ+2scγ-2αγ+2η+2mmη+2sdη+2chη+scη-2αη+γη+2σ+dQσ+2mmσ+2sdσ+2chσ+scσ-2ασ+γσ+ησ+2+2mm+2sd+2ch+sc-2α+γ+σψQ+dI2+dQ+2mm+2sd+2ch+sc-2α+γ+η+ψQ+2+dI+dQ+2mm+2sd+2ch+2sc-2α+η+σ+ψQ.

The factor kS1+dS-rS+mm+sd+ch-αβγηrS+A<0, if the magnitude of kS1+dS-rS+mm+sd+ch-αβγηrS>A, which implies that K0 becomes positive if and only if R0>1. Thus with reference to Lemma 5.1 of [20], the positive constant of the polynomial Dλ implies Π2S^,E^,Q^,I^,M^,R^,P^R+7 is locally asymptotically stable if R0>1.

Characterization of optimal control

It is evidently clear from Theorem 1 that there exist a unique solution of system (6). Now to optimize the solution, we define the Lagrangian by

LYi=i=17wiYi2+φ1mm2+φ2sd2+φ3ch2+φ4sc2 (25)

In addition, describing the Hamiltonian Has the inner product of the right hand side of the state system (6) and the adjoint variables Ω=ω1,ω2,ω3,ω4,ω5,ω6,ω7, we get

HS,E,Q,I,M,R,P,Ω,t=LYi+ω1tS˙t+ω2tE˙t+ω3tQ˙t+ω4tI˙t+ω5tM˙t+ω6tR˙t+ω7tP˙t (26)

where Ω is to be determined. Now, utilizing the Pontryagin’s maximum principle for the Hamiltonian H, following theorem is obtained to determine the adjoint variables.

Theorem 6 (Existence of adjoint variable) —

For the controlling functions mm*, sd, ch* and sc together with the solution St,Et,It,Qt,Mt,Rt,Pt of the corresponding system (6), there exists adjoint variables Ω=ω1,ω2,ω3,ω4,ω5,ω6,ω7 that satisfy,

dω1tdt=--1-dS-rSStkS+rS1-StkS-mm-sd-ch+α-Itβω1tα-Itβω2tα-mm+sd+chω7tα
dω2tdt=--1-dE-mm-sd-ch+α-γω2tα-γω3tα-mm+sd+chω7tα
dω3tdt=--1-dQ-mm-sd-ch-sc+α-η-ψQω3tα-ηω4tα-ψQω6tα-mm+sd+ch+scω7tα
dω4tdt=-2Itw4+Stβω1tα-Stβω2tα-mm+sd+ch+scω7tα--1-dI-mm*-sd-ch-sc+α-σω4tα-σω5tα
dω5tdt=--1-mm-sd-ch-sc+α-ρ-ψMω5tα-ψMω6tα-mm+sd+ch+scω7tα
dω6tdt=--1-dR-mm-sd-ch+αω6tα-mm+sd+chω7tα
dω7tdt=--1-dP+αω7tα (27)
withtransversalityωiT=0,i=1,2,...,7whereT=tfinal (28)

Furthermore, the optimal control pairs are descripted as:

mm*=maxminB02αφ1,mmmax,0,sd*=maxminB02αφ2,sdmax,0,ch*=maxminB02αφ3,chmax,0,sc*=maxminQtω3t+Itω4t+Mtω5t-ω7tIt+Mt+Qt2αφ4,scmax,0,
B0=Stω1t+Etω2t+Qtω3t+Itω4t+Mtω5t+Rtω6t-ω7tEt+It+Mt+Qt+Rt+St

Proof:

By using Pontryagins maximum principle in state, the adjoint equations with transversality conditions is stated as:

dω1tdt=-HS=--1-dS-rSStkS+rS1-StkS-mm-sd-ch+α-Itβω1tα-Itβω2tα-mm+sd+chω7tα
dω2tdt=-HE=--1-dE-mm-sd-ch+α-γω2tα-γω3tα-mm+sd+chω7tα
dω3tdt=-HQ=--1-dQ-mm-sd-ch-sc+α-η-ψQω3tα-ηω4tα-ψQω6tα-mm+sd+ch+scω7tα
dω4tdt=-HI=-2Itw4+Stβω1tα-Stβω2tα-mm+sd+ch+scω7tα--1-dI-mm*-sd-ch-sc+α-σω4tα-σω5tα
dω5tdt=-HM=--1-mm-sd-ch-sc+α-ρ-ψMω5tα-ψMω6tα-mm+sd+ch+scω7tα
dω6tdt=-HR=--1-dR-mm-sd-ch+αω6tα-mm+sd+chω7tα
dω7tdt=-HP=--1-dP+αω7tα

with transversality ωiT=0,i=1,2,...,7where T=tfinal. By using optimality condition, we deduce the optimal control pairs as:

Hmm=0mm=B02αφ1
Hsd=0sd*=B02αφ2
Hch=0ch*=B02αφ3
Hsc=0sc=Qtω3t+Itω4t+Mtω5t-ω7tIt+Mt+Qt2αφ4

Further, taking into account the property of the control space, we achieve,

mmt=0ifX10X1if0X1mmmaxmmmaxifX1mmmax, sdt=0ifX20X2if0X2sdmaxsdmaxifX2sdmax cht=0ifX30X3if0X3chmaxchmaxifX3chmax, sct=0ifX40X4if0X4scmaxscmaxifX4scmax.

where,

X1=B02αφ1
X2=B02αφ2
X3=B02αφ3
X4=Qtω3t+Itω4t+Mtω5t-ω7tIt+Mt+Qt2αφ4

Ultimately, the control pair and state variables are found by using the following composed systems:

S˙t=1αrsSt1-StkS-mm*t+sd*t+ch*tSt-βStIt-dsSt-1-αSt
E˙t=1αβStIt-mm*t+sd*t+ch*tEt-γEt-dEEt-1-αEt
Q˙t=1αγEt-mm*t+sd*t+ch*t+sc*tQt-ηQt-ψQQt-dQQt-1-αQt
I˙t=1αηQt-mm*t+sd*t+ch*t+sc*tIt-σIt-dIIt-1-αIt,M˙t=1ασIt-mm*t+sd*t+ch*t+sc*tMt-ψMMt-ρMt-1-αMt
R˙t=1αψQQt+ψMMt-mm*t+sd*t+ch*tRt-dRRt-1-αRt
P˙t=1αmm*t+sd*t+ch*tSt+Et+Rt+mm*t+sd*t+ch*t+sc*tQt+mm*t+sd*t+ch*t+sc*tIt+Mt-dPP-1-αPt

and

dω1tdt=--1-dS-rSStkS+rS1-StkS-mm*t+sd*t+ch*t+α-Itβω1tα-Itβω2tα-mm*t+sd*t+ch*tω7tα
dω2tdt=--1-dE-mm*t+sd*t+ch*t+α-γω2tα-γω3tα-mm*t+sd*t+ch*tω7tα
dω3tdt=--1-dQ-mm*t+sd*t+ch*t+sc*t+α-η-ψQω3tα-ηω4tα-ψQω6tα-mm*t+sd*t+ch*t+sc*tω7tα
dω4tdt=-2Itw4+Stβω1tα-Stβω2tα--1-dI-mm*t+sd*t+ch*t+sc*t+α-σω4tα-σω5tα-mm*t+sd*t+ch*t+sc*tω7tα
dω5tdt=--1-mm*t+sd*t+ch*t+sc*t+α-ρ-ψMω5tα-ψMω6tα-mm*t+sd*t+ch*t+sc*tω7tα
dω6tdt=--1-dR-mm*t+sd*t+ch*t+αω6tα-mm*t+sd*t+ch*tω7tα
dω7tdt=--1-dP+αω7tα

Numerical simulation and deliberation

In this segment, numerical investigations of the aforementioned system are carried out by considering some numerical values of the parameters, as shown in Table 1. The graphical predisposition analysis of R0 with respect to the strategies are also added in the discussion. Moreover, the simulations of all compartmental class, with prevention and without prevention campaign cases are plotted and tabulated by using Mathematica 11.0.

Sensitivity analysis of parameters with optimality

The sensitivity analysis of R0 by means of control variables are described in Table 2 and Fig. 2, Fig. 3, Fig. 4, Fig. 5, Fig. 6, Fig. 7 for the parameters mentioned in Table 1 and at different values of α. These control variables define the strategic campaigns utilized to prevent the deadly transmission of the COVID'19. It can be clearly seen from the Fig. 2, Fig. 3, Fig. 4, Fig. 5, Fig. 6, Fig. 7 that at each value of α, the influential strength of each campaign together minimizes the significance of R0. The generation of colorized output in these figures, ranging from light to dark, indicates the gradual decrease in R0 from largest to lowest value. The obtained value of R0 without any awareness campaign is greater than 1, which gradually reduces to less than 1 on increasing awareness campaigns that can be seen from the Table 2 and Fig. 2, Fig. 3, Fig. 4, Fig. 5, Fig. 6, Fig. 7. Furthermore, the lines of R0 on the Fig. 2, which are attained by fixing ch=0.1and sc=0.1and varying mm and sd represent decrease in value starting from 1.4 to 0.4. In the same way, Fig. 3, Fig. 5 plotted for mm=0.1,sc=0.1 and mm=0.1,sd=0.1, respectively which demonstrate the same pattern of decrease in R0. On the other hand, Fig. 4 exhibit the decrease in R0 starting from 1.8 to 0.4, for mm=0.1,sd=0.1. Similarly, same sketches are found in Fig. 6, Fig. 7, which are produced by fixing mm=0.1,ch=0.1 and sd=0.1,ch=0.1, accordingly. Besides, Table 2 explains the sensitivity of R0 with some different values of intervention strategies, which elucidates that for mm=0.3,sd=0.7,ch=0.5,sc=0.9, the value of R0 decreases more rapidly than the other combinations, at each value of α. In addition, the last column of Table 2 also elaborates the minimum cost function J against each mitigation strategy for weights w4=200,φ1=100,φ2=20,φ3=150and φ4=300. Evidently, the optimal values of J for the cost efforts of surveillance mitigations, mm=0.3,sd=0.7,ch=0.5,sc=0.9, which greatly reduce R0 are 9068.92, 9090.57 and 9098.23 for α=0.8,0.95,1, respectively and t0,30. According to these values, increasing the awareness about social distancing and supportive care of the infected individuals will significantly affect the transmission of COVID'19 with optimal cost efforts, comparative to other combinations of mitigations.

Table 2.

Sensitivity inspection of R0 and optimal surveillance J based on prevention strategies for weights w4=200,φ1=100,φ2=20,φ3=150,φ4=300, t0,30and at different values of α.

α Intervention Strategies R0 J
0.8 mm=0,sd=0,ch=0,sc=0 2.08323 6171.69
mm=0.3,sd=0.5,ch=0.65,sc=0.9 0.236717 9702.47
mm=0.3,sd=0.7,ch=0.5,sc=0.9 0.227723 9068.92
mm=0.6,sd=0.5,ch=0.3,sc=0.9 0.246215 9017.57
0.95 mm=0,sd=0,ch=0,sc=0 2.83546 9622.94
mm=0.3,sd=0.5,ch=0.65,sc=0.9 0.266884 9724.52
mm=0.3,sd=0.7,ch=0.5,sc=0.9 0.252657 9090.57
mm=0.6,sd=0.5,ch=0.3,sc=0.9 0.278141 9040.02
1 mm=0,sd=0,ch=0,sc=0 3.17529 10815.9
mm=0.3,sd=0.5,ch=0.65,sc=0.9 0.278141 9732.32
mm=0.3,sd=0.7,ch=0.5,sc=0.9 0.266884 9098.23
mm=0.6,sd=0.5,ch=0.3,sc=0.9 0.290079 9047.98

Fig. 2.

Fig. 2

Sensitivity inspection of R0 with respect to mm and sd for ch=0.1,sc=0.1, at α=0.95.

Fig. 3.

Fig. 3

Sensitivity inspection of R0 with respect to ch and sd for mm=0.1,sc=0.1, at α=0.95.

Fig. 4.

Fig. 4

Sensitivity inspection of R0 with respect to ch and sc for mm=0.1,sd=0.1, at α=0.95.

Fig. 5.

Fig. 5

Sensitivity inspection of R0 with respect to ch and mm for sd=0.1,sc=0.1, at α=0.95.

Fig. 6.

Fig. 6

Sensitivity inspection of R0 with respect to sd and sc for mm=0.1,ch=0.1, at α=0.95.

Fig. 7.

Fig. 7

Sensitivity inspection of R0 with respect to mm and sc for sd=0.1,ch=0.1, at α=0.95.

Equilibrium states and optimality

Moreover, solving SEQIMRP system different plots are attained that define the stability of Π1 and Π2. In the current scenario, evaluations of these equilibrium points are produced on the basis of the prevention campaigns. Commencing from Table 3 , the values are generated for mm=0,sd=0,ch=0 and sc=0, at α0,1and t0,30. Manifestly, it can be seen when no prevention measures are taken R0 increases gradually and endemic state of the pandemic becomes stable. Additionally, Fig. 8, Fig. 9, Fig. 10, Fig. 11, Fig. 12, Fig. 13, Fig. 14 also plotted for mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1 and t0,30 represent the stability of the deadly endemic state of COIVD'19 for the current rate of transmission, recovery and mortality. Since, no prevention measures are taken at initial spread stage of COVID'19, therefore the curve of protected population yields a constant straight line on zero. This further elaborates the circumstances where everyone is at high risk of being infected that the pandemic situation becomes worst.

Table 3.

Basic reproduction number R0 and endemic equilibrium points Π2, for parameters describe in Table 1, for mm=0,sd=0,ch=0 and sc=0, at different values of αand t0,30.

α R0 St Et Qt It Mt Rt Pt
0.4 1.07658 90564.3 130,860 0.0166747 0.14077 0.0108021 0.00775503 0
0.5 1.2482 78379.6 341,367 0.0437936 0.394839 0.0339465 0.0267258 0
0.6 1.46208 67141.9 503,966 0.0650954 0.629689 0.0615493 0.0546976 0
0.7 1.73309 56834.8 623,165 0.0810462 0.84565 0.0957691 0.100128 0
0.8 2.08323 47,442 703,299 0.0921023 1.04305 0.140393 0.184117 0
0.9 2.54613 38947.9 748,529 0.0987099 1.22222 0.202724 0.373485 0
1. 3.17529 31335.7 762,847 0.101305 1.38348 0.298912 1.00458 0

Fig. 8.

Fig. 8

Dynamics of StΠ2 of SEQIMRP, for parameters described in Table 1 and mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Fig. 9.

Fig. 9

Dynamics of EtΠ2 of SEQIMRP, for parameters described in Table 1 and mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Fig. 10.

Fig. 10

Dynamics of QtΠ2 of SEQIMRP, for parameters described in Table 1 and mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Fig. 11.

Fig. 11

Dynamics of ItΠ2 of SEQIMRP, for parameters described in Table 1 for mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Fig. 12.

Fig. 12

Dynamics of MtΠ2 of SEQIMRP, for parameters described in Table 1 and mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Fig. 13.

Fig. 13

Dynamics of RtΠ2 of SEQIMRP, for parameters described in Table 1 and mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Fig. 14.

Fig. 14

Dynamics of PtΠ2 of SEQIMRP, for parameters described in Table 1 and mm=0,sd=0,ch=0 and sc=0, at α=0.8,0.95,1and t0,30.

Contrarily Table 4 depicts the values, which are generated for mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α0,1 and t0,30. Evidently from Table 4, when prevention measures are taken into account to some extent, we attain the disease-free state of the dynamics at each value of α. In addition, it also shows the value of R0 to be less than one, which is proved in Theorem 4. Fig. 15, Fig. 16, Fig. 17, Fig. 18, Fig. 19, Fig. 20, Fig. 21 graphically demonstrate the stability of Π1 for mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1 and t0,30. Contrary to endemic, in disease free case the infected cells become zero whereas susceptible and protected individuals remain at a population level other than zero. Running awareness campaigns about using mask, social distancing, hand wash and also invigorating supportive care of the patients will decrease the basic reproduction number and eventually the deadly spread of COVID'19.

Table 4.

Basic reproduction number R0 and disease free equilibrium points Π1, for parameters describe in Table 1, for mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at different values of αand t0,30.

α R0 St Et Qt It Mt Rt Pt
0.4 0.297661 94566.7 0 0 0 0 0 97904.3
0.5 0.324551 94,900 0 0 0 0 0 111,349
0.6 0.354992 95233.3 0 0 0 0 0 128,931
0.7 0.389628 95566.7 0 0 0 0 0 152,907
0.8 0.429253 95,900 0 0 0 0 0 187,538
0.9 0.474857 96233.3 0 0 0 0 0 241,958
1. 0.527691 96566.7 0 0 0 0 0 339,915

Fig. 15.

Fig. 15

Dynamics of StΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Fig. 16.

Fig. 16

Dynamics of EtΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Fig. 17.

Fig. 17

Dynamics of QtΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Fig. 18.

Fig. 18

Dynamics of ItΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Fig. 19.

Fig. 19

Dynamics of MtΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Fig. 20.

Fig. 20

Dynamics of RtΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Fig. 21.

Fig. 21

Dynamics of PtΠ1 of SEQIMRP, for parameters described in Table 1 and mm=0.2,sd=0.3,ch=0.35 and sc=0.65, at α=0.8,0.95,1and t0,30.

Conclusion

The declaration of PHEIC by the WHO about the COVID'19 outbreak, agitate the scientific community and the healthcare professionals of the countries. After the failure of several experiments on the inoculations, the only operational plan of action to decelerate the spread of COVID'19 is to adopt non-pharmaceutical restrictions. For this purpose, different unprecedented measures are taken into account such as lockdown, closure of institutions and initiating different awareness campaigns. Here, we discussed the cost and public effectiveness of the awareness campaigns taken into consideration by the stakeholders. These maneuvers include the strict imposition of using medical mask in public places, social distancing of 6 feet, frequent use of hand wash and sanitizers, training medical staffs and officers for extraordinary supportive care of COVID'19 patients in hospitals. The optimal control function was designed with the epidemic dynamical system SEQIMRP to mutually study its dynamical stability and the feasibility of the prevention tactics. The system was formulated with the proportional fractional derivative, in order to analyze the basic reproduction number at each chronological change. Ultimately, through the aforementioned analytical and numerical illustrations, the following propitious facts can be extracted:

  • The strategies of using medical mask, social distancing, frequently sanitizing hands and supportive care of COVID'19 for speedy recovery are significant attempts to win this battle against this pandemic.

  • The awareness and necessitating of these lines of attacks may change the state of pandemic into a stable disease-free environment.

  • These can greatly lesser the basic reproduction number from R0>1 to R0<1.

  • The optimal surveillance mitigation with respect to cost effectiveness, social distancing and supportive care may reduce the diffusion of COVID'19 more hastily.

  • Illustrations at different fractional derivative index show systematic reading in the susceptible, expose, quarantined, infected, isolated, recovered and protected population.

  • Without precautions, as the fractional derivative approaches the whole change, the readings represent step by step increase in susceptible, expose, quarantined, infected, isolated and recovered population.

  • Following precautions, as the fractional derivative approaches the whole change, the number individuals in protection increases gradually, while expose, quarantined, infected, isolated and recovered remain zero.

  • Competency in prior recognition of the track of COVID'19 transmission risk through the proportional fractional derivative model.

  • Proficiently trace the basic reproduction number and take preparatory measures before becoming a deadly pandemic.

In the current phase, understanding the epidemiological characteristics is a serious bone of contention question for researchers and health professionals. The successful investigations may significantly help out the stakeholders in making effective standard operational procedures of interventions. The designed model SEQIMRP will categorically aid a great contribution in dynamically scrutinizing and exhibiting the optimal strategy to control the deadly escalation of COVID'19.

Funding

This research received no external funding.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

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