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. 2021 Jan 5;16(1):e0244844. doi: 10.1371/journal.pone.0244844

Empirical evaluation of the association between daily living skills of adults with autism and parental caregiver burden

Christina N Marsack-Topolewski 1, Preethy Sarah Samuel 2,*, Wassim Tarraf 2,3
Editor: Ewa Pisula4
PMCID: PMC7785247  PMID: 33400706

Abstract

Background

Despite the joy of parenting, the burden of daily caregiving for children with autism spectrum disorders (ASD) can be overwhelming and constant. Parents can expect to provide enduring care for their children with ASD. Given that the majority of individuals with autism spectrum disorders (ASD) remain in their family homes well into adulthood, often the need for assistance with activities of daily living (ADLs) is placed on parents. Providing ongoing support to adult children who have difficulty with completing ADLs can increase parental caregiving demands. Therefore, the purpose of this study was to examine the relationship between the ability of adults with ASD to perform ADLs with parental perceptions of caregiver burden.

Methods

Quantitative analysis of cross-sectional multi-state data gathered electronically using Qualtrics from 320 aging parents of adults with ASD was conducted. Regression models were fit to examine the association of ADL challenges with total caregiver burden and its four domains (emotional, financial, time dependence, and developmental).

Results

Parental perceptions of caregiver burden decreased, particularly time dependence and developmental burden, when adult children were less dependent in ADLs, even after adjusting for parental health and behavioral challenges.

Conclusions

Findings support the need for family-centered interventions to improve the capacity of adults with ASD to perform ADLs independently.

Introduction

Estimates of the prevalence of autism spectrum disorders (ASD) worldwide indicated that of the 6.6 million individuals with this diagnosis, 5.3 million are adults and 1.3 million are children and adolescents aged 3–19 years [1]. As individuals with ASD reach adulthood, many continue to need some form of assistance from their parents. A small proportion of adults with ASD live independently when compared to adults with other types of disabilities [2]. Past research indicated that about 50–80% of adults with ASD were living with their parents [24]. These parents typically do not experience the “empty nest” when their children leave home to pursue post-secondary education, employment, or marriage [5].

Co-residing with adult children can be beneficial for aging parents because of the reciprocal nature of caregiving [6]. The other benefits of caring for children with ASD include positive personality changes in family members such as becoming more patient, less judgmental, and gaining resiliency using problem-focused coping strategies [7,8]. Despite the joy of parenting [9], providing daily care for adult children with ASD can be overwhelming and constant, contributing to caregiver burden [10].

Many adults with ASD continue to need support with activities of daily living (ADLs) across their lifespan [11,12]. Given that the majority of individuals with ASD remain in their family homes well into adulthood, the need for assistance with ADLs often is placed on parental caregivers [2]. There is evidence to suggest that parental well-being is associated with the daily living skills of children with ASD [13,14]. Providing ongoing support for adult children with ASD who have difficulty performing ADLs independently can increase the level of caregiver burden experienced by their aging parents [12,15]. Much of the evidence demonstrating the association of caregiver burden with functional independence in caregiving literature is based on research conducted among adult-onset conditions, such as stroke and dementia [16,17] and unspecified intellectual/ developmental disabilities [18,19]. In comparison, there is sparse research on the dynamic association between caregiver burden and functional independence of children with ASD, particularly among adolescents and adults [2022].

Caregiver burden

Caregiver burden is a multifactorial construct. In this paper, caregiver burden experienced by aging parents of adults with ASD was conceptualized to comprise four domains- emotional, developmental, time dependence, and financial burden, based on adult caregiving literature [23,24]. Parents experience emotional burden, which includes negative emotions such as sadness, grief, depression, anxiety, guilt, and blame [2527]. The developmental aspect of burden pertains to parents’ perceptions of being “off-time” in their development when compared to their same-aged peers. Extant evidence indicated that parental caregivers were more likely to report missing out on a normal way of life, experience social disconnectedness from relatives and friends, and feel unsupported by systems and society at large [28,29]. Time dependence is the perception of burden secondary to the time restrictions faced by parents because of the enduring and lifelong demands of caregiving for adult children [24,30]. Time devoted to caregiving can reduce opportunities to associate with friends, family members, and spouses, and can restrict parent caregivers’ potential for pursuing career, leisure, and community interaction opportunities [7,31]. Financial burden encompasses ongoing economic costs that families contend with to ensure that all family members, including the adult child with ASD, have access to age-appropriate health care, educational, and career opportunities. Parents often have to reduce working hours, forgo promotions, and higher educational pursuits because of caregiving demands that can affect family income and retirement benefits [31,32].

Predictors of caregiver burden

Caregiver burden is influenced by individual- and family-level factors. Individual-level factors include the clinical and socio-demographic characteristics of the individual with ASD and their caregivers. The core clinical traits of ASD (e.g., ability to communicate and socialize) influences an individual’s functional independence, placing differential demands on parental caregivers [13,30,33]. Many socio-demographic characteristics of parents also can influence their perceptions of the burden associated with caregiving. Aging parents, who are themselves experiencing age-related health challenges while supporting their adult children with ASD, are likely to experience greater caregiver burden, than younger parents [6,34]. In addition, many aging parents also may be providing care to other family members such as another child, spouse, or parent [35]. Recent estimates indicated that close to a quarter of informal family caregivers in the United States are providing care for more than one family member [36]. Compound caregiving for multiple individuals in aging families can also increase a parent’s perceived caregiver burden [37,38].

Activities of daily living

According to the Occupational Therapy Practice Framework [39], ADLs are divided into two types, basic and instrumental ADLs. Basic ADLs are oriented towards taking care of one’s own body (e.g., eating, grooming, bathing, toileting) and are fundamental to participation in daily life. Instrumental ADLs that support participation in complex daily tasks (e.g., meal preparation, house cleaning, shopping) are oriented to interacting with the environment. Independence in ADLs is associated with positive outcomes in adulthood, such as post-secondary education, employment, and independent living [15,4042]. Individuals with ASD often face internal and external challenges in mastering ADLs.

The internal challenges refer to individual characteristics of the person with ASD such as the physical, cognitive, emotional and psychosocial impairments. These challenges contribute to a low internal drive and motivation to be independent, particularly in instrumental ADLs such as money management and transportation that are often optional and can be delegated to others [4345]. Impaired social communication skills and behavioral challenges, ranging from stereotypical, repetitive, self-injurious to very aggressive behaviors, often require supervision and redirection from others and also foster dependence on family members to perform their ADLs [4648]. Although it is well-established that children with ASD benefit from interventions targeted to improve their daily living skills [4952], there is a paucity of interventions focused on individuals with ASD across the lifespan and their family members [53,54].

The external challenges in fostering functional independence of individuals with ASD include environmental issues and the systemic challenges in the access and use of supportive services. Service utilization research has demonstrated that occupational therapy, which focuses on enhancing the functional independence of all individuals across the lifespan, was one of the least utilized therapeutic services for individuals with ASD [55,56]. Turcotte et al. [55] reported that parents of adults with ASD were least likely to use occupational therapy when compared to parents of younger children in preschool, elementary and middle/high school. Infrequent use of occupational therapy is concerning because adults with ASD are at risk of losing functional independence.

Results from a 10-year longitudinal study of 397 adolescents and adults with ASD indicated that independence in ADLs typically improved during adolescence and emerging adulthood, plateaued in the late 20s, and declined in the early 30s [12]. Importantly, adults with ASD were unable to complete more than 30% of their ADLs independently. These findings highlight the critical need for ongoing support in adulthood to maintain independence in basic ADLs and gain independence in instrumental ADLs. Parental caregivers who provide daily supports are also in need of supportive interventions with a primary focus on fostering mastery of ADLs of adults with ASD as demonstrated in other disability populations [57].

Study purpose

The purpose of this study was to examine the relationship between the ability of adults with ASD to perform ADLs and parental perceptions of caregiver burden. It was hypothesized that higher dependence in ADLs would be associated with a greater perception of caregiver burden after adjusting for factors in the caregiving context.

Materials and methods

Research design

Using a web-based survey, cross-sectional data was collected electronically from a convenience sample of parents of adult children with ASD from multiple states in the United States.

Procedures

Approval was obtained from Wayne State University’s Institutional Review Board (IRB# 012615B3X) prior to beginning data collection. Multiple strategies were used to recruit participants including (1) contacting organizations that interfaced with families of adults with ASD, (2) communicating with professionals (e.g., social workers, educators, transition coordinators), (3) making face-to-face contact with potential participants at support groups and other family-focused events, and (4) using snowball sampling with already recruited participants. The organizations that were included in the data collection included: (a) Autism Alliance of Michigan, (b) Autism Society of Macomb/St. Clair, Michigan, (c) Autism Society of Oakland County, Michigan, (d) Autism Society of Wisconsin, (e) Judson Center, Michigan, (f) Milestones Autism Resources, Ohio, (g) Shelby County Regional Special Education Parent Teacher Association, Tennessee, (h) the Autism Program of Illinois. These organizations and professionals agreed to place the survey link in their newsletters, websites, flyers, and to publicize through word of mouth. Potential participants received information regarding the study, including the link to the electronic web-based survey [58] that was developed using the Qualtrics software platform.

Power analysi

Power analysis using G*Power 3.1 [59] was undertaken before starting data collection to determine the appropriate sample size. The results indicated the need for a sample of 242 participants to conduct multiple regression analyses with six independent variables, using blocks, at an alpha level of 0.05, and a power of 0.80.

Participants

Participants had to be at least 50 years of age, able to read and comprehend English, have access to a computer for the web-based survey, and self-report being a parent of at least one adult (aged 18 or above) with ASD to be included in the study. Eligible participants were asked to read the information sheet and if they were willing to participate in the study, they were directed to complete the online survey. A total of 353 self-administered surveys were submitted to the website. This number was reduced by 33 participants, including 23 who did not provide a sufficient number of responses and 10 who did not meet the inclusion criteria because the child with ASD had not reached the age of 18 years or the parent was younger than 50 years of age. The final sample of older parents included 320 respondents who met all criteria for inclusion.

The majority of the participants (n = 212, 66.3%) were aged 50–59 years, while the remaining (n = 108, 33.7%) were aged 60-years or older. Most of the participants were female (n = 259, 82.0%), Caucasian (n = 289, 90.9%), reported being married (n = 254, 79.2%), and had higher levels of education (n = 223, 69.7% with a bachelor’s degree or higher). The majority (n = 204, 63.8%) were working either full-time, part-time, or were self-employed, and more than half (n = 185, 59.1%) reported an annual family income greater than $60,000 (Table 1).

Table 1. Descriptive statistics.

Parental Caregiver Characteristics Child Characteristics
N % N %
Age Gender
50–59 years 212 66.3 Male 257 80.3
60 years or above 108 33.8 Female 63 19.7
Gender Living arrangement
Males 57 17.8 Live with parents 248 77.5
Females 259 80.9 Live independently with support 35 10.9
Missing 4 1.3 Live independently 16 5.0
Race Live in a group home 11 3.4
White 289 90.3 College 6 1.9
Other 29 9.1 Other 4 1.3
Missing 2 0.6 Employment status
Marital status Employed full-time 21 6.6
Married/Cohabitating 64 20.0 Employed part-time 59 18.4
Not Married 254 79.4 Working with a job coach 41 12.8
Missing 2 0.6 Employed in a sheltered workshop 13 4.1
Employment status College 16 5.0
Employed full-time 118 36.9 High school/ post-secondary 52 16.3
Employed part-time 79 24.7 Unemployed 53 16.6
Self-employed 7 2.2 Unable to work 58 18.1
Not employed 116 36.3 Other 6 1.9
Educational attainment Missing 1 0.3
High school or less 11 3.4 Educational attainment
Some college 86 26.9 Attending university or college 29 9.1
Bachelor’s degree 100 31.3 Attending community college 24 7.5
Master’s degree or higher 123 38.4 Attending vocational training program 13 4.1
Household income Attending public school 75 23.4
$40,000 or below 38 11.9 Unable to attend educational program 27 8.4
$40,001 to $60,000 42 13.1 Other 148 46.3
$60,001 to $100,000 82 25.6 Missing 4 1.3
More than $100,000 103 32.2 Communication
Missing 55 17.2 Uses device 4 1.3
Compound caregiving Very little meaningful communication 17 5.3
No 206 64.4 Basic needs & wants 33 10.3
Yes 110 34.4 Needs & wants in some meaningful way 29 9.1
Missing 4 1.3 Limited range of topics meaningfully 112 35.0
Caregiver health A wide variety of topics meaningfully 124 38.8
Poor 6 1.9 Missing 1 0.3
Fair 39 12.2 Behavioral
Good 101 31.6 Requires 24-hour supervision 16 5.0
Very good 108 33.8 Engages in self-injurious behavior 19 5.9
Excellent 59 18.4 Requires substantial prompting, direction 108 33.8
Missing 7 2.2 Requires minimal prompting, direction 160 50.0
Typical, age appropriate adult behavior 14 4.4
Missing 3 0.9
Social (%)
Socializes with family only 82 25.6
Is not able to make friends 32 10.0
Would like friendships, but has no friends 73 22.8
Is part of a social group 88 27.5
Has friends, goes out with others in the community 43 13.4
Missing 2 0.6

Variables of interest

Dependent variables

Perceptions of parental caregiver burden were assessed using 15 items from the Caregiver Burden Inventory (CBI) and three items from the Caregiver Reaction Assessment (CRA). The CBI was developed to measure the perceptions of caregiving for individuals with Alzheimer’s disease [24]. The CRA developed by Given et al. [23] has been used internationally to examine caregivers’ reactions to providing care for family and friends with a variety of chronic illnesses. Items from these tools that were deemed relevant to assessing perceptions of parent caregivers of adults with ASD were incorporated into this study. Permission from the authors of the surveys was obtained before modifying the language to be relevant to use with parents of adult children.

Time dependence burden

The five CBI items used to measure the perceived restrictions on the caregiver’s time were (1) He/she needs my help to perform many daily tasks, (2) He/she is dependent on me, (3) I have to watch him/her with many basic functions, (4) I have to help him/her with many basic functions, (5) I don't have a minute's break from his/her chores. Parents rated these items using a 5-point rating scale where higher scores indicated greater time dependence burden (1 = never, 5 = always). The internal consistency (α = 0.91) of this subscale for this sample was excellent.

Developmental burden

The five CBI items used to measure parents’ feelings of being “off-time” in their development with respect to their peers were (1) I feel that I am missing out on life, (2) I wish I could escape from this situation, (3) My social life has suffered, (4) I feel emotionally drained due to caring for him/her, (5) I expected that things would be different at this point in my life. Parents rated these items using a 5-point rating scale where higher scores indicated greater developmental burden (1 = never, 5 = always). The internal consistency (α = 0.91) of this subscale for this sample was excellent.

Emotional burden

The five CBI items used to measure the negative feelings associated with providing care for adult children with ASD were: (1) I feel embarrassed over his/her behavior, (2) I feel ashamed of him/her, (3) I resent him/her, (4) I feel uncomfortable when I have friends over, (5) I feel angry about my interactions with him/her. Parents rated these items using a 5-point rating scale where higher scores indicated greater emotional burden (1 = never, 5 = always). The internal consistency (α = 0. 88) of this subscale for this sample was good. Overall, the internal consistency of these three 5-item adapted CBI subscales used in this study was similar to reports from past studies [60].

Financial burden

The three CRA items used to measure impact of family finances on caregiving were (1) Financial resources are adequate. (2) It is difficult to pay for my adult child with ASD. (3) Caring for my adult child with ASD puts a financial strain on me. Parents rated these items using a 5-point Likert scale (1 = strongly disagree to 5 = strongly agree) with higher scores indicating greater financial burden. The internal consistency (α = 0.87) of this scale using this sample was good and higher than values (α = .62) reported in previous studies of caregivers caring for older adults [23].

Parental caregiver burden

The mean computed from the four subscales represented the total burden experienced by parents of adults with ASD, where higher scores indicated greater burden. The internal consistency of the 18-item burden scale was excellent (α = .91).

Independent variables

The parents rated their adult child’s ability to perform 11 ADLs: personal hygiene/ grooming, eating, dressing, bathing, toileting, mobility, community participation, bed making or cleaning, cooking simple meals, managing money, and public transportation, using a 4-point rating scale (4 = requires total assistance to perform the task to 1 = person with ASD can perform the task independently). The mean scores were computed, such that higher total scores indicated greater dependence in ADLs. The internal consistency of this 11-item scale was excellent (α = .90).

Parent characteristics

Two caregiving characteristics associated with the parents that were included in this study were self-reported health and compound caregiving (i.e., caring for other members in the family). Self-reported parents’ health was measured using a single item with 5-point scale ranging from poor to excellent, with higher scores indicating better health. Compound caregiving was measured as a dichotomous variable, with participants indicating if they were providing care for another person(s) in addition to their adult child with ASD. A total of 110 parents reported providing care for another person. About half of these parents were caring for another child (50.0%), parents (23.1%), spouse (20.0%), and others (6.9%).

Adult child with ASD characteristics

Three aspects of the core traits of ASD examined in this study were: communication, social skills, and behavioral challenges of the adult children. Parents rated the communication ability of their adult child using a 6-point rating scale (1 = communicates with a device, 2 = very little meaningful communication, 3 = communicates basic needs and wants, 4 = communicates needs and wants in some meaningful way, 5 = communicates in a limited range of topics in a meaningful way, and 6 = communicates a wide variety of topics in a meaningful way). This indicator was included as a nominal variable in the model using category 4 “communicates needs and wants in some meaningful way” as the reference category. Parents rated their adult child’s ability to engage in social interaction using a 5-point rating scale (1 = socializes with family only, 2 = is not able to make friends, 3 = would like friendships, but has no friends, 4 = is part of a social group, and 5 = has a group of friends, goes out with others in the community), where higher scores indicated greater social interaction. Parents rated the behavioral challenges of their adult child using a 5-point rating scale (1 = requires 24-hour supervision to manage behavior, 2 = engages in self-injurious behavior and/or dangerous/ aggressive behavior, 3 = requires substantial prompting, direction, or redirection, 4 = requires minimal prompting, direction, or redirection, and 5 = typical, age appropriate adult behavior), where higher scores indicated greater use of age-appropriate behaviors. Each of these scales were developed for this study based on literature review.

Data analysis

First, frequency distributions and descriptive statistics were used to summarize all variables of interest (Table 1). Second, prior to running regression models, pairwise correlation analyses were used to examine the bivariate relationships between the independent and dependent variables. Correlation plots were generated (S1 Fig) using the R software package [61,62]. To characterize the form of the association between the primary independent variable (dependence in ADLs of the adult child with ASD) and each of the dependent variables (caregiver burden and the four domains) linear, quadratic, and non-parametric Lowess functions [63] were fitted and plotted (S2 Fig). Based on these estimates it was determined that the linear form provides optimal fit (also see sensitivity analyses below). As such, linear associations were adopted and presented as primary findings in this study.

For each dependent variable three linear regression models were fit to examine (1) crude, (2) caregiver characteristics, and (3) adult with ASD characteristics adjusted models. The aim of these incremental adjustments was to determine the extent to which the associations between caregiver burden and dependence in ADLs would be attenuated by these adjustments. Table 2 includes the unstandardized beta coefficients derived from these models. To maintain parsimony, variables with bivariate associations significant at p < 0.05 were retained for use as covariates in the regression models (however, see sensitivity analyses below). S3 Fig summarizes the marginal means plots for each of the caregiver burden outcomes over the dependence in ADLs continuum, and their 95% confidence intervals. These plots help visualize the reported associations and the reductions in magnitudes resulting from covariates adjustments [64].

Table 2. Linear associations between dependence in ADLs and caregiver burden1.

  Total burden Emotional burden Developmental burden Time dependence burden Financial burden
M1 M2 M3 M1 M2 M3 M1 M2 M3 M1 M2 M3 M1 M2 M3
ADL dependence 0.47*** 0.43*** 0.30*** 0.06 0.04 -0.06 0.48*** 0.42*** 0.27* 1.20*** 1.18*** 0.98*** 0.12* 0.09 0.02
Compound caregiving 0.07 0.09 0.01 0.05 0.15 0.18 -0.02 0.02 0.12 0.12
Caregiver health -0.13*** -0.14*** -0.08 -0.10* -0.25*** -0.27*** -0.10** -0.09** -0.09** -0.11**
Communication2
    Uses device 0.20 0.59 0.01 0.18 0.01
    Very little communication 0.14 0.42 -0.07 0.08 0.14
    Basic needs & wants 0.04 0.16 0.14 -0.04 -0.11
    Needs/wants in some meaningful way ref ref ref ref ref
    Limited range of topics 0.32** 0.60*** 0.43* 0.09 0.15
    Wide variety of topics 0.25* 0.43* 0.42 -0.01 0.18
Behavior -0.24*** -0.20** -0.33*** -0.26*** -0.16**
Social -0.02 -0.05 -0.04 0.00 0.00
Intercept 1.81*** 2.30*** 3.24*** 1.74*** 2.04*** 2.70*** 2.03*** 2.96*** 4.24*** 0.66*** 1.04*** 2.21*** 2.82*** 3.15*** 3.79***
R2 0.25 0.30 0.38 0.00 0.01 0.10 0.10 0.16 0.21 0.65 0.69 0.73 0.02 0.05 0.09
N 320 309 303 320 309 303 320 309 303 320 309 303 315 307 301

Notes: M1: Crude; M2: Adjusted for caregiver characteristics; M3: Fully adjusted.

*p < 0.05

**p < 0.01

***p < 0.001.

1Results are based on incrementally adjusted linear regression models. Unstandardized beta coefficients are presented in the Table.

2Communication was modeled as a nominal variable using “Communicates needs and wants in some meaningful way” as the reference category.

Several sensitivity analyses were conducted to ensure robustness of the primary findings. Sensitivity results are included as supplementary material to the manuscript. First, several power transformations of the primary exposure (dependence in ADLs), including higher polynomial (quadratic, and cubic) and natural-log functions were considered and tested (S1 Table). AIC and BIC fit statistics showed no consistent evidence for improvement in fit (relative to linear) as a result of these transformations. However, the covariates adjusted models for the quadratic and cubic transformations were used to calculate and plot the marginal means derived from these models, and their 95% confidence intervals, to allow interested readers to compare the estimates across linear, quadratic and cubic fit (S2 Table and S4 Fig). Second, to test for any possible attenuations in the primary results derived from the linear regression described above (regression model 3) a fourth model was fitted to adjust for the full set of covariates described in Table 1. The estimated marginal means derived from these models plotted in S5 Fig allow readers to visualize and compare these estimates relative to the primary reported findings. The data used for these analyses and the associated codebook are available for review in S1 and S2 Data respectively.

Results

Description of adult children with ASD

The majority (80.3%) of adults with ASD represented in this study were male, with a mean age of 25.1 years (SD = 7.09). Most (77.5%) were living with their parents, and about 42% were working for pay (full-time, part-time, with a job coach, or in a sheltered workshop). About 23.4% of the adult children were attending public schools, 16.6% were attending a university or community college, 4.1% were attending a vocational training program. Most adults with ASD (73.8%) could communicate on topics in a meaningful way. About half (50.3%) required minimal prompting, direction, or redirection for their behavior, and 4.4% had typical age-appropriate adult behavior, while 11% of parents reported serious challenging behaviors. About 42% had friends in the community or were part of a social group, while the remaining had no friends outside of their family (Table 1).

The mean scores for the dependence in ADLs in descending order (higher scores indicate greater dependence on parents) were: money management (M = 2.92), SD = 1.13), taking public transportation (M = 2.80, SD = 1.26), cooking simple meals (M = 2.31, SD = 1.14), community engagement (M = 2.11, SD = 1.07), simple cleaning e.g. bed making (M = 2.10, SD = 1.0), grooming (M = 1.77, SD = 0.93), bathing (M = 1.51, SD = 0.91), dressing (M = 1.33, SD = 0.67), eating (M = 1.25, SD = 0.57), functional mobility (M = 1.26, SD = 0.65), toileting (M = 1.28, SD = 0.65), and with an overall mean of 1.86 (SD = 0.68).

Parental caregiver burden description

The mean for total burden as reported by the participants was 2.67 (SD = 0.63), when measured on a 5-point rating scale, with higher scores indicating greater caregiver burden. The domain level scores indicated that the highest type of burden was financial (M = 3.05, SD = 0.65), followed by developmental (M = 2.92, SD = 1.05), followed by time dependence (M = 2.88, SD = 1.01), and emotional (M = 1.84, SD = 0.76).

Correlation analysis

The results of pairwise correlation analysis summarized in S1 Fig indicate the direction and magnitude of the associations between the variables of interest. Total caregiver burden was positively associated with dependence in ADLs (r = 0.50, p <0.001) and compound caregiving (r = 0.13, p = 0.02). The inverse associations of burden with adult child’s ASD characteristics indicated that parents of adult children with fewer behavioral (r = -0.48, p <0.001), and social challenges (r = -0.18, p = .002) reported less caregiver burden. The inverse association of burden with health (r = -0.27, p <0.001) imply that parents with lower quality of health perceived higher levels of caregiver burden. The magnitude of these associations was small for emotional and financial burden.

Regression analyses

First, unadjusted bivariate linear regression models showed that the associations between dependence in ADLs and caregiver burden (with the exception of emotional burden) were all statistically significant and in the expected direction, indicating that parents of adult children who needed to provide more assistance for ADLs were more likely to perceive greater caregiver burden. The estimated unstandardized coefficients were b = 0.47 (p < 0.001), b = 0.48 (p < 0.001), b = 1.2 (p < 0.001), and b = 0.12 (p = 0.023) for total, developmental, time dependence, and financial burden, respectively. The explained variances shown by the estimated R2 were 25%, 10%, 65%, and 2%, respectively (Table 2).

Second, adjusting for parent characteristics attenuated the associations (unstandardized beta coefficients) between dependence in ADLs and total caregiver burden (b = 0.43; [p < 0.001]), developmental burden (b = 0.42; [p < 0.001]), and time dependence burden (b = 1.18; [p <0.001]) by 9%, 13%, and 2%, respectively. Adjustment for parent characteristics led to an additional 5%, 6%, and 4% absolute increase in level of explained variance for these types of burden, respectively. The association between dependence in ADLs and financial burden became statistically insignificant at this step.

Finally, adjusting for behavioral challenges further attenuated, but did not completely explain, the magnitudes of the associations (unstandardized beta coefficients) between dependence in ADLs and total burden (b = 0.24; [p <0.001]), developmental burden (b = 0.27; [p < 0.05]), and time dependence burden (b = 0.98; [p < 0.001]) by an additional 30%, 36%, and 17%, respectively. Adjustment for characteristics of the adult child with ASD led to an additional 8%, 5%, and 4% absolute increase in the levels of explained variance for these burdens, respectively. Plots of the marginal means derived from these models to help visualize the associations are presented in S3 Fig. Additionally, as expected, the sensitivity analyses (S5 Fig) showed no evidence for attenuations or change in the associations between the caregiver burden outcomes and ADLs from additional controls for the covariates detailed in Table 1.

Discussion

Three main findings that emerged from investigating the cross-sectional data gathered from 320 aging parents of adult children with ASD. First, the linear association found between dependence in ADLs and total caregiver burden imply that parents reported greater caregiver burden when their adult children needed more assistance to complete their ADLs. This association was robust to adjustment for characteristics of the parent (i.e., parental health) and the adult child with ASD (i.e., behavioral challenges). This finding adds to a growing body of literature highlighting the importance of the functional independence of adolescents and adults with ASD on parental well-being [20,65,66]. Past literature focused on younger families of children with ASD indicated that behavioral problems have a greater influence on parental well-being than the functional abilities of children with ASD [13]. There is a noticeable lack of evidence on the consequences of dependence in ADLs of adult children with ASD and parental perceptions of caregiver burden. These findings fill this gap in the parental caregiving literature.

Second, it was found that the dependence in ADLs of adult children with ASD primarily influenced two types of caregiver burden. Parents of adults who were more independent in completing their ADLs reported less developmental and time dependence burden. The adult child’s dependence in ADLs was particularly associated with time dependence burden of their parental caregivers. The time demands faced by parents who have to assist their adult children with ADLs can affect their time commitments to career, leisure, or community engagements. While time dependence and developmental burden have been explored in other fields (e.g. dementia), there has been less thorough investigation in the field of intellectual and developmental disabilities [67]. Past research on families of children with disabilities largely focused on describing the adverse effects faced by mothers who are hard pressed for time because of the daily care of their children with ASD leading to poorer health, financial, and community participation outcomes when compared to mothers of children with other disabilities and neurotypical children [31]. Parents who are less involved with everyday caregiving, such as ADLs, were more likely to find the time to engage in other social roles that would decrease their developmental burden [11,53].

Third, the findings indicate that the adult child’s dependence in ADLs only had a weak association with parental perceptions of emotional and financial burden. In the case of financial burden, the association with dependence in ADLs was completely explained by parental health. Other factors, such as the availability of medical insurance and discretionary income to pay for out-of-pocket services, are likely to have a stronger influence on financial burden than the adult child’s dependence in ADLs. Similarly, dependence in ADLs contributed only to a small portion of parental emotional burden. Factors beyond the scope of this study, such as depression, quality of life, stress, and anxiety, are likely to have a stronger influence on parental emotional burden. It also is possible for these factors to mediate the association between dependence in ADLs and emotional burden. Characterizing the indirect pathway through these mediators is an interesting line of investigation that should be considered in future research. Despite the wealth of evidence on the impact of behavioral problems of children with ASD on maternal well-being, little is known about the influence of other predictors such as functional independence [68,69]. Therefore, the findings highlight the knowledge gap regarding the influence of dependence in ADLs on caregiver burden experienced by aging parents of adults with ASD.

Although the focus of this study was to illustrate the relationship between dependence in ADLs of adults with ASD and parental perceptions of caregiver burden, it is important to recognize that parenting is joyful and rewarding. A qualitative investigation with a subsample of the study participants revealed that caregiving for adult children with ASD involves both emotional and tangible reciprocity that leads to positive personality changes in both the aging parent and the adult child [26].

Practice implications

The association of dependence in ADLs of adult children with ASD and parental perceptions of caregiver burden is of practical relevance to family members, practitioners, and policy makers. The findings are relevant to practitioners, such as occupational therapists, social workers, and psychologists, who are committed to improving the quality of life of individuals with ASD and their family members. For example, occupational therapy researchers found that parents often identify independence in ADLs as a top area of intervention for their children with ASD [70]. Gaining mastery in ADLs also is associated with positive quality of life outcomes for adults with ASD, such as post-secondary education, employment, and independent living [15,40,71]. Two practical ways of empowering aging parents of adult children with ASD in dealing with their daily challenges related to ADLs are described below.

First, therapists should consider providing direct services to adolescents and adults with ASD to improve their functional independence. Doing so can decrease the time constraints faced by parents in helping their adult children and thus free up the time and energy required for engaging with same age peers in leisure and community engagement. It is recommended that older children with ASD be provided with non-traditional direct services to increase affordability and cost-effectiveness. Practitioners should create lifelong, sustainable community-based programs to empower adults with ASD who are at risk for decline in their ADL performance after adolescence [72].

Second, therapists should develop trainings focused on ADLs for families of adults with ASD as has been demonstrated with other caregiver populations [57,73]. For example, aging parents can be trained to help adults with ASD gain and/or maintain mastery in ADL skills into adulthood. Such parental training is important in light of longitudinal research indicating that adults with ASD are at risk to lose mastery over their daily living skills [12,72]. Including siblings of children with ASD in ADL-focused interventions can reduce a culture of dependence in the home environment from childhood and promote independence in ADLs. Further, including siblings in therapy sessions can enhance emotional connections with the child with ASD leading to stronger relationships in adulthood [74,75].

This study also yields important policy implications. In particular, there is a critical need to devise programs focused on addressing the challenges faced by families of adults with ASD who often struggle to find support for their adult children as they transition out of the public-school system [26,41]. Emerging research points to the need for ADL therapies to improve family quality of life of individuals with ASD [66]. The increased incidence of ASD, along with the chasm in service needs for adults with ASD, has created an emerging niche for practitioners such as occupational therapists [55,76]. Therapists should consider community-based models of service delivery because they tend to be family-centered, user-friendly, and cost-effective when compared to the traditional medical-model of service delivery that can lead to long-term dependence on professionals [77,78].

Limitations

The limitations of this study pertain to the homogeneity of the sample and challenges associated with standardized measurements of ASD traits. The non-probability sampling techniques used to recruit participants resulted in sample homogeneity (i.e., the participants were predominantly well-educated, affluent, married, Caucasian mothers who could access the Internet to participate in this web-based survey). The survey response rate could not be determined, as there was no way of determining how many potential participants heard about the opportunity to participate given the wide spread methods of disseminating the survey link. The overrepresentation of non-Latino white families from a higher socioeconomic status limits the generalizability of the findings. Parents were asked to self-report their adult child’s diagnosis of ASD instead of using an autism checklist or a specialized scale to measure the severity of the condition and the level of dependence in ADL. The response categories used for determining the core characteristics of ASD were based on salient criteria available in the literature. The survey design, allowed respondents to choose only one criterion. However, it is possible for individuals to have a range of traits that overlap several responses.

Future directions

Future research should include a broader array of aging parents of adults with ASD, particularly by targeting the recruitment of racial/ ethnic minorities and those living in low resource, disadvantaged households, and communities. Future efforts should be invested in increasing the accuracy of measurements of the strengths and challenges faced by adults with ASD. This could be done in two ways. First, integrate standardized scales to measure the severity of ASD including social communication skills and adaptive functioning. Second, researcher-developed survey items included in this study could be refined by asking the participants to rank (on a scale of 0–100) the challenges of their adult child with ASD on each of the response categories within each of the domains (communication, social skills, and behavioral challenges). Doing so, would allow for a more precise characterization and adjustment to these challenges in statistical models. Finally, it is recommended that the CBI and the CRA be validated for aging caregivers of adults with ASD.

Conclusion

The present study’s findings inform gaps in the aging and disability literature on the relationship between the mastery of ADLs by adults with ASD and their aging parents’ perceptions of caregiver burden. Promoting functional independence of adult children with ASD has the potential to decrease parental perceptions of burden, specifically that of time dependence and developmental burden that are associated with daily caregiving tasks. In conclusion, findings from this study have the potential to sensitize therapists and policy makers on the impact of daily living skills of adults with ASD on their aging parents’ well-being.

Supporting information

S1 Fig. Correlations of caregiver burden with independent variables.

(DOCX)

S2 Fig. Linear, quadratic, and non-parametric (Lowess) representations of bivariate associations between ADL and caregiver burden.

(DOCX)

S3 Fig. Linear associations between ADL and caregiver burden.

(DOCX)

S4 Fig. Linear, quadratic, and cubic associations between ADL and caregiver burden.

(DOCX)

S5 Fig. Linear associations between ADL dependence and caregiver burden.

(DOCX)

S1 Table. Fit Statistics for alternative parametric fit of the association between ADL and caregiver burden outcomes.

(DOCX)

S2 Table. Alternative parametric associations, and fit statistics, between ADL and caregiver burden outcomes.

(DOCX)

S1 Data

(XLS)

S2 Data. Codebook for analysis.

(TXT)

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

This research was funded in part by dissertation research funding from Wayne State University’s Graduate School and the School of Social Work that enabled the data collection. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Ece Uzun

5 Jun 2020

PONE-D-20-02037

Empirical evaluation of the association between daily living skills of adults with autism and parental caregiving burden

PLOS ONE

Dear Dr. Samuel,

Thank you for submitting your manuscript to PLOS ONE. I apologize for the delay. 

After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by 9/5/2020. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Ece Uzun, PhD

Academic Editor

PLOS ONE

Journal requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Please address the following:

- Please include additional information regarding the survey or questionnaire used in the study and ensure that you have provided sufficient details that others could replicate the analyses. For instance, if you developed a questionnaire as part of this study and it is not under a copyright more restrictive than CC-BY, please include a copy, in both the original language and English, as Supporting Information.

- Please refer to any sample size calculations performed prior to participant recruitment. If these were not performed please justify the reasons. Please refer to our statistical reporting guidelines for assistance (https://journals.plos.org/plosone/s/submission-guidelines.#loc-statistical-reporting).

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"This research was funded in part by dissertation research funding from Wayne State University’s Graduate School and the School of Social Work that enabled the data collection."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

"The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

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"No."

Please complete your Competing Interests on the online submission form to state any Competing Interests. If you have no competing interests, please state "The authors have declared that no competing interests exist.", as detailed online in our guide for authors at http://journals.plos.org/plosone/s/submit-now

 This information should be included in your cover letter; we will change the online submission form on your behalf.

5. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.

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We will update your Data Availability statement to reflect the information you provide in your cover letter.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review the manuscript “Empirical evaluation of the association between daily living skills of adults with autism and parental caregiving burden”. This manuscript addresses an important topic, which is relevant and likely to be of high interest across multiple sectors concerned about the health and well-being of persons with disabilities, including allied health, developmental disabilities, education, welfare, and social services. It is indeed surprising that although the majority of adults with autism live at home with their parent, there is a dearth of on aging parental caregiver burden in this population. One limitation of the study is the extremely modest contribution to the extant literature. The primary finding is that lower adaptive functioning in daily living of individuals with autism was associated with greater perceived caregiver burden. This is finding is well-established across the life course in this population specifically and more broadly with parental caregivers of adults with disabilities.

I appreciated the cogent and conceptually complex literature review in presenting the multifaceted aspects of caregiver burden and its measurement. One limitation of the literature review is its conceptualization of ADL dependence as primarily an intraindividual phenomenon without attention to or coverage of the well-established literature on the crucial role of intervention and supports preceding, during, and following the transition to adulthood for persons with disabilities and specifically with autism. In fact, the lack of such supports is a major contributing factor to the lack of development of independent ADL, which preclude opportunities for independent living.

Measures and analytical approach are appropriate to address the research questions. A limitation of the sampling is that it overrepresents white, higher income families and yet we know that the systemic inequities place individuals who are of non-dominant race and/or who are socioeconomically disadvantaged at higher risk for developmental disabilities.

Suggestions for strengthening this manuscript include the following:

(1) There is a well-established research literature spanning 40 years on Community Living Opportunities for persons with disabilities. It would be helpful to incorporate at least a brief review of this literature into the introduction.

(2) After incorporating the above foundation, it would be helpful to consider and state the relevance of the findings relative to the literature above.

(3) The sampling limitations noted above should be noted as limitations in the Discussion section.

Reviewer #2: Thank you for the opportunity to review this manuscript describing a survey study looking at the relationship between the daily living skills of adults on the autism spectrum and caregiver burden. This study had a reasonably large sample size and presents results that can be informative for the literature. However, I noted several areas in need of improvement.

First, I found that there were weak links in the justification for the study. This was notable in the Abstract and also in the beginning of the introduction. By the end of the introduction, these links were made, but I believe edits to the abstract and beginning of the introduction could greatly strengthen the manuscript. I've further described these in two bullets below.

-In the abstract, the second sentence did not adequately link from the first sentence. It does not read as a clear "Therefore" between these two ideas. It felt like a leap when reading it on its own.

-In the introductory section, I found similar issues with leaps in reasoning that don't quite link. The second paragraph on page 3 starts with a sentence that begins stating that there is a benefit, but then finishes stating that there are detrimental impacts on health. Those detrimental impacts are not described, and instead the next sentence begins to talk about more benefits. The reasoning here was hard to follow. Next, there is a sentence that again makes a big leap "parenting can be bittersweet" and then specifically states the study purpose. I believe there is a need for more clearer and stronger writing in this paragraph to more clearly draw these connections and build the rationale for this project. Of course you provide more information alter in the introduction (which was done effectively), but this paragraph as it is currently written does not work.

Second, I suggest that the authors use the acronym "ADLs" rather than "ADL" for activities of daily living. This will make its representation of a plural much more clear, and is consistent with how AOTA uses this term (see the OTPF). When making this change, the authors should review every sentence in which it is used to make sure there is subject-verb agreement, as this was somewhat inconsistent throughout the paper (currently ADL is used as both a singular and plural noun at different points). For example, the phrase "ADL status" would sound strange as "ADLs status" so those instances should be edited throughout ("independence in ADLs" may be a reasonable edit).

Next, in analyses/results, there is some lack of clarity. How were the correlations run (Pearson? Spearman? some variables were linear and others were considered nominal?)? More importantly, I don't actually view the correlations as useful to include. Many of the magnitudes are incredibly small (many 0.1 and 0.2), yet interpreted as "significant". (Magnitudes are stated to be "small" for emotional and financial burden, but there are many others, for example all were small for compound caregiving). They are also not considered further at all in the paper. I believe it would be sufficient to just state that you examined correlations prior to running the regression models. I didn't find that they added anything to the paper. The figure for them was also a bit confusing with the use of the red square for non-significant correlations (especially when alongside dark orange representing strong positive correlations) and that the x and y axes were not in a consistent order. For the regression results, "beta" is reported but it is not clear whether they are standardized or unstandardized coefficients. I also did not find the regression figures to be critical for the paper. Currently, they seem to be duplicated in the supplemental files (in main paper and supplemental). I feel they could work fine as just supplemental and not in the main paper.

Finally, in the discussion section, there are some points that could be made more effectively. Currently, there is an implication that interventions should be provided to adolescents and adults on the spectrum ONLY for the purpose of reducing caregiver burden. I recognize that this ties best with your results, but it comes across strangely and I believe it would be much more appropriate to also discuss the potential benefits of this for the individuals themselves (there is available literature on this). In the limitations section, the authors state that their lack of diversity is acceptable because they were able to control for participant characteristics. However, this is misleading, since one cannot truly control for things when there is high heterogeneity in the sample. This should be re-stated.

Small points:

-On page 5, the term "independent living" is used, where I believe what is meant is "independence in ADLs" (these are not interchangeable terms)

-On page 7, when describing participant ages, 60 is included in both categories. This should be edited to indicate either 50-59 or 61+, depending on which category 60 year olds were considered in.

-Page 7, typo: "bring" should be "being"

-Page 12, where it says "group (3)" I believe it would be more clear to say "a score of 3"

-sentence spanning pages 13-14 was long and hard to read-suggest editing

-In table 2, I believe you should remove the decimal points in the row reporting the sample size

-page 21, "emerging growing" --only one of these words is needed

-page 24, "minorities" may be better stated as "racial/ethnic minorities"

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Jan 5;16(1):e0244844. doi: 10.1371/journal.pone.0244844.r002

Author response to Decision Letter 0


23 Jul 2020

Thank you for the chance to resubmit. We have undertaken a major revision and uploaded the marked up manuscript and the response to reviewers. Looking forward to a favorable response.

Attachment

Submitted filename: Response to reviewers PlosOne July 16 2020.docx

Decision Letter 1

Ewa Pisula

26 Oct 2020

PONE-D-20-02037R1

Empirical evaluation of the association between daily living skills of adults with autism and parental caregiving burden

PLOS ONE

Dear Dr. Samuel,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

Both Reviewers found the updated version of the manuscript much improved. However, they still have some valuable recommendations. I am asking you to read the comments carefully and try to address the issues raised. 

==============================

Please submit your revised manuscript by Dec 10 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Ewa Pisula

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: (No Response)

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: (No Response)

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: I found the updated version of this manuscript much improved. The writing was very clear and flowed well. The updates throughout made sense and helped increase clarity. I have a few additional points that I think should be considered prior to publication:

-Please clarify why 50 years of age was selected as the minimum age for participants.

-There are still some issues with demographic response categories. See Table 1. ">60" years should be replaced with the 'greater than or equal to' sign. Similarly, Income levels I believe should be 'less than or equal to $40,000" (or use the symbol) since the next category starts at $40,001.

-I find issues with the questions/wording used for the ASD characteristics. Most notably, the response items are not necessarily mutually exclusive. I understand that this was the tool used in the study, so it cannot be changed at this point, but problems with that measurement should be included as a limitation. It should also be noted in the measurement section that these items were developed by your research team (I assume?).

-I appreciate the clarity on the use of the communication scale as nominal and the use of "communicates needs and wants in a meaningful way" as the reference category. However, please edit so that both mentions of that response option are accurate. In the sentence describing the scale, the word "some" is included and then it is not included when it is indicated as the reference category. Use the exact language that was presented to participants.

-the correlational analyses are not described in the data analysis section (but should be if they are included in the results section)

-on page 21, the word "of" seemed missing in the phrase "availability medical insurance"

Reviewer #3: Overall comments

I appreciate that the authors commented on positives as well as negatives of caring for children on the autism spectrum. I am also pleased to see the recognition of ongoing parental support because this is often neglected.

The adults that I work with prefer to use identity-first language rather than person-first. I therefore refer to my participants as autistic adults, please review the article by Lorcan Kenny (https://doi.org/10.1177/1362361315588200).

When writing I prefer not to start sentences with acronyms, on page 5 the authors do this and I would encourage them to reconsider this. I also prefer scientific writing to use the third-person point of view. However, these are stylistic comments and would not preclude publication.

Introduction

The introduction outlines to purpose and logic behind the study.

The sentence "As individuals with ASD reach adulthood, many continue to require some form of reliance on their parents" needs to reviewed. It does not make sense to "require" "reliance" of someone. In the last sentence on page 4 the authors start a sentence with "because" and this is not an appropriate fashion to start sentences in academic writing - please review.

On page 5, the sentence "Aging parents, who are themselves experiencing age-related health declines while supporting their adult children ..." needs reviewing. Please consider a different phrasing for "health declines".

The authors state the purpose of the study twice. Is this necessary?

Methods/materials

Research design - have the authors been provided with an ethics approval code? If so please include this code.

The authors indicated that 353 surveys were received, but how many potential participants were provided with information regarding the survey. This would inform the reader of your response rate.

Materials used - are the CBI and the CRA valid and reliable to use in this population.

The authors have not included a "procedure" section. This information is included in other aspects of the manuscript, but it would be clearer if there was a stand alone procedure section.

Discussion

In the first paragraph of the discussion the authors indicated that future qualitative research will be completed. I feel this would be more appropriate to include in the 'future research' section of the discussion (just before the conclusion).

On page 21 on line 7, the authors switch to present tense when describing their results. Please change this to past tense.

The first section of the discussion (before practice implications) initially describes the results and then link this to other results. I feel that this could be approached from a more integrated fashion, but I feel this is stylistic.

Conclusion

this is nice and clear

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Jan 5;16(1):e0244844. doi: 10.1371/journal.pone.0244844.r004

Author response to Decision Letter 1


19 Nov 2020

The MS Word file has bene uploaded. Data file has been uploaded as an MS Excel file and the codebook is a text file.

Attachment

Submitted filename: PLosOne response to reviewers 3 Nov 12_2020.docx

Decision Letter 2

Ewa Pisula

18 Dec 2020

Empirical evaluation of the association between daily living skills of adults with autism and parental caregiver burden

PONE-D-20-02037R2

Dear Dr. Samuel,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Preparing the final version of the manuscript, please take into account two suggestions of Reviewer #3: 

"Please note that in your abstract you use the abbreviation ADL before writing it in full and this should be corrected

On page 21 in the discussion there is a sentence "Similarly, dependence in ADLs contributed only to a small portion

of parental emotional burden". I believe the word "to" should be removed."

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Ewa Pisula

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: (No Response)

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

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4. Have the authors made all data underlying the findings in their manuscript fully available?

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Yes

Reviewer #3: Yes

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6. Review Comments to the Author

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Reviewer #2: The authors have addressed my prior concerns. The only thing that seems unaddressed is that there is still a discrepancy between levels in Table 1 for parental "Educational Attainment"--"less than high school' and "some college" are presented as the first two categories. I assume that the first category should be "high school or less" or something to that effect. Since there are likely parents who completed high school, but did not go to college. As currently written, there is no category for those folks. I assume "some college" would include Associate's Degrees. I recommend in future studies to make these options more clear for respondents.

Reviewer #3: Thank you for addressing my concerns with this paper.

Please note that in your abstract you use the abbreviation ADL before writing it in full and this should be corrected

On page 21 in the discussion there is a sentence "Similarly, dependence in ADLs contributed only to a small portion

of parental emotional burden". I believe the word "to" should be removed.

The idea of ongoing parental support for autistic adults is important to address. I also strongly support your suggested clinical implications.

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Reviewer #2: No

Reviewer #3: No

Acceptance letter

Ewa Pisula

26 Dec 2020

PONE-D-20-02037R2

Empirical evaluation of the association between daily living skills of adults with autism and parental caregiver burden

Dear Dr. Samuel:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Ewa Pisula

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Correlations of caregiver burden with independent variables.

    (DOCX)

    S2 Fig. Linear, quadratic, and non-parametric (Lowess) representations of bivariate associations between ADL and caregiver burden.

    (DOCX)

    S3 Fig. Linear associations between ADL and caregiver burden.

    (DOCX)

    S4 Fig. Linear, quadratic, and cubic associations between ADL and caregiver burden.

    (DOCX)

    S5 Fig. Linear associations between ADL dependence and caregiver burden.

    (DOCX)

    S1 Table. Fit Statistics for alternative parametric fit of the association between ADL and caregiver burden outcomes.

    (DOCX)

    S2 Table. Alternative parametric associations, and fit statistics, between ADL and caregiver burden outcomes.

    (DOCX)

    S1 Data

    (XLS)

    S2 Data. Codebook for analysis.

    (TXT)

    Attachment

    Submitted filename: Response to reviewers PlosOne July 16 2020.docx

    Attachment

    Submitted filename: PLosOne response to reviewers 3 Nov 12_2020.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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