Abstract
Purpose of review:
Immune checkpoint inhibitors targeting the programmed cell death-1 (PD-1) pathway are a class of anti-cancer immunotherapy agents changing treatment paradigms of many cancers that occur at higher rates in people living with HIV (PLWH) than in the general population. However, PLWH have been excluded from most of the initial clinical trials with these agents.
Recent findings:
Two recent prospective studies of anti-PD-1 agents, along with observational studies and a meta-analysis have demonstrated acceptable safety in PLWH. Preliminary evidence indicates activity in a range of tumors and across CD4+ T-cell counts.
Summary:
Safety and preliminary activity data suggest monoclonal antibodies targeting PD-1 or its ligand, PD-L1, are generally appropriate for PLWH and cancers for which there are FDA-approved indications. Ongoing and future trials of anti-PD-1 and anti PD-L1 therapy alone or in combination for HIV-associated cancers may further improve outcomes for this underserved population.
Keywords: PD-1, PD-L1, checkpoint inhibitors, HIV, cancer, T-cell exhaustion
Introduction
People living with HIV (PLWH) who start antiretroviral therapy (ART) and maintain a suppressed HIV viral load can now experience a life expectancy close to that of the general population, especially if ART is started before profound immunosuppression.(1) Despite progress in HIV care, cancer remains one of the most common causes of morbidity and mortality among PLWH worldwide.(2, 3) People with uncontrolled HIV and low CD4+ T-cell counts remain at particularly high risk for Kaposi sarcoma (KS), non-Hodgkin lymphoma (NHL), and cervical cancer. There was a significant decrease in the incidence of these cancers after the widespread introduction of combination ART in 1996.(4) However, even with excellent viral control and immune reconstitution, PLWH remain at increased risk for a range of cancers, especially lung cancer and those driven by oncogenic viruses.(5) Also, as PLWH live longer, they remain at risk for these cancers for a longer period of time. Thus, the burden of cancer in PLWH globally is anticipated to grow given decreased mortality from infectious complications of HIV and an aging of the population.(2, 5, 6)
Among the most effective novel agents that have gained widespread use across cancer subtypes in the last decade are the programmed death 1 (PD-1) and programmed death ligand 1 (PD-L1) inhibitors. These agents have drastically changed the treatment paradigm for many cancers, including melanoma, non-small cell lung cancer (NSCLC), and Hodgkin lymphoma.(7–9) There are currently three Food and Drug Administration (FDA)-approved anti-PD-1 agents (nivolumab, pembrolizumab, and cemiplimab) and three FDA-approved anti-PD-L1 agents (avelumab, durvalumab, and atezolizumab) approved for various cancer subtypes. PD-1 is the major inhibitory checkpoint expressed on T-cells regulating their activation and helping to balance immune stimulation and protection against autoimmunity.(10) PD-L1 is expressed on a variety of cells, including other immune cells as well as cancer cells seeking to evade immune detection. Anti-PD(L)1 agents work by blocking the inhibitory signal transmitted by activation of the PD-1 receptor on T-cells allowing for improved immune surveillance and cytotoxic killing of cancer cells that express viral or neoantigens that result from tumor genomic alterations.(11, 12) Many cancers for which these drugs are FDA-approved are more common in PLWH than in the general population. They are also attractive agents in PLWH as they do not cause further immunosuppression, unlike most traditional cytotoxic chemotherapies and radiotherapy.
However, these agents are not without toxicities. Under physiologic conditions, upregulation of these inhibitory receptors is important to dampen T-cell receptor activation, prevent excessive cytokine production, and inhibit self-reactive T-cells.(13) Given their mechanism of action, monoclonal antibodies targeting this pathway are associated with a series of well-characterized immune-related adverse events (irAE), including pneumonitis, colitis, hepatitis, dermatitis, and autoimmune endocrinopathies. Several professional organizations have published guidelines for managing irAE in people receiving immune checkpoint inhibitors.(14–16) There is an additional concern that undiagnosed co-infections such as hepatitis B or hepatitis C virus may increase risk of irAE.(17, 18) Rare cases of Mycobacterium (M) tuberculosis immune reconstitution syndrome (TB-IRIS) have also been reported in people receiving immune checkpoint inhibitors.(19) In general, these irAEs respond to standard management, and do not preclude a favorable risk benefit ratio for some cancers.
PLWH have been excluded from all clinical trials of anti-PD1 and anti-PDL1 monoclonal anti-bodies leading to approval for cancer indications to date. To develop evidence for use in this patient population, several investigator-initiated studies have been completed or are underway to evaluate safety and activity in PLWH. Here, we summarize the known safety and efficacy data to justify the use of immunotherapy where indicated in PLWH and cancer and suggest monitoring and supportive care measures for PLWH and cancer receiving anti-PD-1 or anti-PD-L1 therapy. Future directions include evaluation in HIV-associated Kaposi sarcoma as well as in combination strategies in this underserved patient population.
HIV effects on PD-1
There are several reasons PLWH may have decreased immunosurveillance and immune control of cancer. Profound CD4+ T-cell loss in those with advanced HIV leads to depletion of virus-specific T-cells and allows for proliferation of virus-infected cells and development of cancer, such as in the cases of Epstein Barr virus (EBV), Kaposi sarcoma herpesvirus (KSHV), and human papilloma virus (HPV) causing B-cell lymphomas, Kaposi sarcoma, and cervical cancer, respectively.(20, 21) However, even in the setting of well-controlled HIV with normal or near-normal CD4+ counts, persistence of HIV and chronic viral antigenemia may lead to a loss of cytotoxic T-cell function attributed to generalized CD4+ and CD8+ T-cell upregulation of immune checkpoint proteins, including PD-1.(22) In this state T-cells do not adequately proliferate or secrete cytokines leading to impaired ability to kill both virus-infected and cancer cells.(23, 24)
In HIV, PD-1 expression correlates with viral load, CD4+ count, and the cytotoxic function of CD8+ cells.(22, 25, 26) PD-1 expression and exhaustion occur in both HIV-specific CD4+ and CD8+ T-cells and potentially T-cells specific for viral antigens or tumor neoantigens in PLWH.(27, 28) Exhaustion of CD4+ T-cells impairs their helping ability and impacts production of interleukin (IL)-2, INF-gamma, and TNF-alpha.(27) Additional inhibitory receptors may also be expressed on the cell surface, such as cytotoxic T lymphocyte antigen-4 (CTLA-4), lymphocyte activation gene protein (LAG-3), and T-cell immunoglobulin domain and mucin domain-containing protein (TIM-3), T-cell immunoreceptor with Ig and ITIM domains (TIGIT), CD160, and 2B4 (CD244) (Figure 1).(10) Treatment with ART reduces PD-1 expression and T-cell exhaustion but not to existing levels prior to HIV infection.(29)
Figure 1. T-cell promoting and inhibiting surface antigens.

Effector T-cell activation upon recognition of antigen by a specific T-cell receptor requires a CD8 co-receptor recognizing major histocompatibility complex-I and is regulated by stimulatory (CD28) and inhibitory immune checkpoints (PD-1, LAG3, CTLA-4, TIM-3, TIGIT, CD0160, 24B) that balance the function of immune surveillance with protection against autoimmunity and destruction of healthy tissues. Chronic T-cell stimulation by HIV, oncogenic viruses, or cancer cells leads to increased immune checkpoint proteins with downstream changes in cell signaling leading to loss of cytotoxic response, or T-cell “exhaustion”. This figure was created on biorender.com.
Safety and adverse event management of PD-1/PD-L1 inhibitors in PLWH and cancer
Recent prospective and retrospective data have demonstrated safety of PD-1 inhibitors in PLWH across many tumor types and CD4+ T-cell counts. There have been two recent publications of major prospective clinical trials focusing on safety in PLWH and advanced cancers. Cancer Immunotherapies Network Study-12 (CITN-12), a phase 1 multicenter study in the United States of 30 participants with controlled HIV and CD4+ T-cell counts greater than 100 cells/μL, demonstrated safety with the anti-PD-1 agent, pembrolizumab.(30) Participants were enrolled in cohorts according to CD4+ T-cell counts (cohort 1: 100–200 CD4+ T-cells/μL, cohort 2: 200–350 CD4+ T-cells/μL, cohort 3: >350 CD4+ T-cells/μL) with no difference in safety signals or irAEs between cohorts. More recently, results from the DURVAST phase 2 study of 20 participants demonstrated the safety of a PD-L1 agent, durvalumab, in PLWH and advanced cancer with CD4+ T-cell counts greater than 200 cells/μL that was conducted in European centers.(31) Neither study showed an increase in serious irAEs in PLWH above that expected in the general population.
Studies have also shown there are no negative effects on CD4+ T-cell counts or HIV viral load. In addition to these two prospective trials, mounting retrospective evidence supports the safety of these agents across tumors that occur at higher rates among PLWH and incidental cancers.(32–34) Similar to prospective studies, most retrospective case series have only included patients with higher CD4+ T-cell counts, and there is a paucity of evidence about safety in patients with severe CD4+ lymphocytopenia with less than 100 cells/μL. This will be an important question to answer as cancer risk in PLWH is correlated with severity of CD4+ lymphocytopenia for the AIDS-defining malignancies, KS, NHL, and cervical cancer and also for certain non-AIDS-defining malignancies, such as hepatocellular carcinoma, and head and neck cancers, for which there is FDA approval for treatment using multiple checkpoints inhibitors (Table 1).(35, 36) If checkpoint inhibitors are used in PLWH, we recommend checking the CD4+ T-cell count and HIV viral load at baseline and then according to Infectious Diseases Society of America guidelines.(37) All patients should be treated with concurrent use of ART and in conjunction with an HIV specialist to ensure continued monitoring of HIV and any other chronic conditions.
Table 1.
Food and Drug Administration Approved Indications for Checkpoint Inhibitors in AIDS-Defining and Non-AIDS Defining Cancers Strongly Associated with HIV
| Agent | Mechanism of Action | Indication | Reason for Approval |
|---|---|---|---|
| Atezolizumab | Anti-PD-L1 | Metastatic non-small cell lung cancer (NSCLC) | |
|
|
||
| Avelumab | Anti-PD-L1 | Metastatic Merkel cell carcinoma |
|
| Durvalumab | Anti-PD-L1 | Unresectable, stage III non-small cell lung cancer without disease progression following concurrent platinum-based chemotherapy and radiation therapy |
|
| Nivolumab | Anti-PD-1 | Metastatic non-small cell lung cancer with progression on or after platinum-based chemotherapy |
|
Classical Hodgkin lymphoma that has relapsed or progressed after
|
|
||
| Pembrolizumab | Anti-PD-1 |
Non-small cell lung cancer (NSCLC)
|
|
| Merkel cell carcinoma |
|
||
Head and neck squamous cell cancer (HNSCC)
Cervical cancer that is recurrent or metastatic with disease progression on or after chemotherapy whose tumors express PD-L1 Hepatocellular carcinoma previously treated with sorafenib |
|
ALK indicates anaplastic lymphoma kinase; DOR, duration of response; EGFR, epide4rmal growth factor receptor; HSCT, hematopoietic stem cell transplant; ORR, overall response rate; OS, overall survival; PFS, progression-free survival
There are established guidelines for the treatment of irAEs as recommended for the general population receiving checkpoint inhibitors, and unless evidence merges to argue for special considerations, these should be utilized in PLWH who are receiving these therapies.(16) This includes appropriate screening of participants before initiation of therapy and monitoring for adverse events.(14–16) Autoimmune endocrinopathies are managed with hormone replacement, most commonly with levothyroxine for hypothyroidism. Serious irAEs generally are treated with high-dose corticosteroids, with additional agents such as monoclonal antibodies targeting tumor necrosis factor-alpha (TNF-a) or mycophenolate reserved for use in refractory cases.
Studies of immune checkpoint inhibitors in Kaposi sarcoma
Given its close association with immunosuppression in PLWH, checkpoint inhibitor therapy is a promising class of agents in KS. There are two ongoing studies evaluating anti-PD-1 therapy specifically in KS. CITN-12 is evaluating standard 200 mg IV pembrolizumab every three weeks for HIV-associated KS that has not responded to at least three months of ART, both in the first line and refractory settings.(38) A separate study of low-dose intralesional nivolumab in HIV-associated and HIV-negative KS is being evaluated at University of California, San Francisco.(39) Retrospective experience with anti-PD-1 therapy in nine patients with HIV-associated KS demonstrated a partial response or better in 67% of patients as well as 63% of eight patients included in a meta-analysis supporting research of anti-PD-(L)1 therapy as an potentially useful approach.(32, 40)
There may be additional safety considerations when using anti-PD-(L)1 therapy in people with HIV-associated KS. In CITN-12, one patient with KS on the prospective study using pembrolizumab who had an elevated Kaposi sarcoma herpesvirus (KSHV, also known as human herpesvirus 8) viral load prior to treatment developed a progressive polyclonal KSHV-associated B-cell lymphoproliferation and died.(30) The elevated KSHV viral load prior to pembrolizumab treatment raises the concern that the participant may have had concurrent KSHV-associated multicentric Castleman disease (KSHV-MCD) or KSHV inflammatory cytokine syndrome (KICS), which are interleukin-6 related disorders associated with fevers, night sweats, weight loss, edema, hepatosplenomegaly, cytopenias, elevated inflammatory markers, and elevated KSHV viral load.(41, 42) While post-mortem evaluations in this patient were inconclusive as to the presence of either of these processes, investigators felt the KSHV lymphoproliferation was possibly attributed to pembrolizumab. This has not been observed in seven other participants in the published CITN-12 study with KSHV-associated malignancies or any participants with KS in an ongoing expansion cohort. While the incidence of concurrent KSHV-MCD among patients with KS is unknown, it is certainly under-reported, and physicians need to exercise caution when treating KS with checkpoint inhibitors who have symptoms consistent with KSHV-MCD or KICS until more is known about whether these patients may develop exacerbation of these KSHV-related diseases.(43) For the ongoing prospective KS cohort in CITN-12, we have attempted to mitigate this risk by excluding patients with known active KSHV-MCD or active KICS as well as anemia (hemoglobin < 10 gm/dL) or thrombocytopenia (platelets < lower limit of normal) that may be suggestive of these diseases. More specifically, prospective measurement of the KSHV/HHV8 viral load in patients with KS receiving checkpoint inhibitors may help identify patients at risk for KSHV-MCD, KICS or other KSHV-associated lymphoproliferations that may possibly worsen with checkpoint inhibitor therapy. KSHV-MCD is generally responsive to rituximab, and while corticosteroids are sometimes administered during acute flares, more definitive treatment is essential.(44, 45) With these safety considerations, development of anti-PD-1-targeted therapy for the treatment of KS is warranted as there is an unmet clinical need for effective immunotherapy for HIV-associated KS.
Safety of anti-PD-1/PD-L1 monoclonal antibodies in PLWH and co-infections
Co-infections are important to consider in PLWH prior to administration of checkpoint inhibitors, particularly chronic viral infections, such as hepatitis B virus (HBV) and hepatitis C virus (HCV). This is particularly important as pembrolizumab and nivolumab are now both approved for the second-line treatment of hepatocellular carcinoma, which is often caused by HBV and HCV in PLWH. Similar to PLWH, patients with HBV and HCV were left out of the early trials with checkpoint inhibitors. In the trials that led to FDA-approval of pembrolizumab and nivolumab in previously treated with sorafenib, patients with both HCV and HBV were enrolled.(46, 47) Participants with HBV received antiviral prophylaxis, and none had reactivation of HBV during treatment. Participants could have either treated or untreated HCV and no significant increases in HCV viral loads were seen in either trial.
A large retrospective trial of 114 patients with known HBV prior to checkpoint inhibitor therapy showed reactivation occurred in a small percentage of patients positive for HBV surface antigen and an undetectable HBV viral load who were not receiving prophylactic antiviral therapy.(48) These patients received HBV treatment, and all had undetectable HBV DNA within a matter of weeks. No patient with detectable HBV receiving antiviral prophylaxis developed HBV reactivation during checkpoint inhibitor therapy. Importantly, reactivation did not appear to increase the risk of immune hepatitis and HBV reactivation appears preventable with appropriate prophylaxis. PLWH and concurrent HBV should receive an ART regimen with activity against both HIV and HBV that contains tenofovir disoproxil fumarate or tenofovir alafenamide in addition to either lamivudine or emtricitabine irrespective of checkpoint inhibitor therapy.(49) There is less known about the safety of checkpoint inhibitors in patients with HCV, but there have been case reports and small case series in addition to the previously mentioned prospective trials reporting safety without HCV flare or increased incidence of immune hepatitis in patients with HCV.(50, 51) There are no significant interactions between antiviral agents to treat HCV and anti-PD-1 therapies. We recommend that PLWH and cancer be evaluated for HBV and HCV before initiating anti-PD-1 or PD-L1 therapy, and if positive, be evaluated for appropriate concurrent antiviral therapy as well as monitoring of liver function and HBV and HCV viral control.
Infection with M. tuberculosis is also an important coinfection to consider prior to initiating treatment with checkpoint inhibitors. The risk of infection in PLWH is more than 50 times higher than in the general population worldwide.(52) M. tuberculosis may also increase the risk for lung cancer as well as other types of cancer, further increasing the chance that oncologists and HIV specialists will be treating patients with HIV, cancer, and tuberculosis.(53, 54) Monoclonal antibodies targeting the PD-1 pathway increase CD4+ T-cell activity and T-helper type 1 immune responses. Mouse models show enhanced CD4+ T-cell activity exacerbates M. tuberculosis and PD-1 knockout mice experience more severe M. tuberculosis infections.(55–57) In addition, exposure to M. tuberculosis activates natural killer cells, which increases PD-1 and PD-L1 expression on these cells serving as a protective mechanism against excess tissue damage.(58) Both acute infection and TB-IRIS have been described in patients receiving checkpoint inhibitors, including patients where there was no suspicion of active M. tuberculosis prior to a tuberculin skin test or interferon gamma release assay (IGRA).(59, 60) There are no guidelines recommending M. tuberculosis testing prior to anti-PD-(L)1 therapy. In alignment with guidelines for PLWH from the Department of Health and Human Services for PLWH, we advocate documenting tuberculosis testing and treatment history for all PLWH with unknown TB status prior to receiving these therapies given the significant increased risk of M. tuberculosis infection in this population. Patients with a positive IGRA should be evaluated for signs of active M. tuberculosis with chest imaging and treated according to published guidelines with careful consideration of potential drug-drug interactions.(61) It is imperative to know patients’ status and to treat latent cases to prevent TB-IRIS. TNF-alpha inhibitors, particularly infliximab, are associated with reactivation of latent M. tuberculosis and severe infections.(62)
Efficacy of PD-1/PD-L1 inhibitors in PLWH and cancer
The two reported prospective trials of PLWH and advanced cancer enrolled heterogeneous groups of tumor types and CD4+ T-cell counts, however, tumor responses were noted in patients with NSCLC, non-Hodgkin lymphoma, and KS.(30, 31) The evidence for efficacy in NSCLC is particularly strong and has been reported across CD4+ T-cell counts, including in those <100 cells/μL.(34, 63, 64) There may be a reason to expect a clinically meaningful tumor response rate in PLWH and NSCLC as one study showed tumors from PLWH and HIV-negative controls showed significantly higher PD-L1 expression in tumor cells and tumor-infiltrating lymphocytes in the tumors from PLWH, which tend to correlate with response to anti-PD-(L)1 therapies.(65) A major reason for the exclusion of PLWH from prospective trials of checkpoint inhibitors has been a concern for decreased efficacy. While more data are needed, it is our experience that patients with CD4+ T-cells counts less than 100 cells/μL can have tumor responses to these agents and this treatment should not be excluded in such patients when approved for their tumor.
As retrospective and prospective studies have demonstrated safety of anti-PD-(L)1 agents, strong consideration should be given to utilize anti-PD-(L)1 agents in PLWH where indicated.(66) There are currently FDA-approved indications for anti-PD-(L)1 therapy in classical Hodgkin lymphoma, non-small cell lung cancer (NSCLC), cervical cancer, squamous cell cancer of the head and neck cancer, Merkel cell carcinoma, and hepatocellular carcinoma (Table 1). Although not FDA-approved, nivolumab and pembrolizumab are incorporated into treatment guidelines for metastatic anal squamous cell carcinoma based upon early phase due to the lack of treatment options in this disease.(67) In a phase 2 trial of refractory metastatic anal cancer treated with nivolumab, there was an ORR of 24%, PFS of 4.1 months, and median OS of 11.5 months. PLWH were eligible to enroll in this study if their CD4+ T-cell count was >300 cell/μL and HIV viral was undetectable. Two HIV positive participants were enrolled with one having a partial response.(68) A phase 1b study of pembrolizumab that excluded PLWH showed an ORR of 17% in metastatic recurrent anal cancer has also been reported.(69)
Future directions
In spite of progress in the field of immuno-oncology, there is still significant need for improvement in the therapy of cancers affecting PLWH. While promising durable responses have been observed in a significant minority of patients with certain malignancies receiving anti-PD-(L)1 agents, the majority of patients do not have decreases in tumor volume. In addition to determining predictors of response to treatment, oncologists are evaluating strategies to incorporate anti-PD-(L)1 therapy earlier in the course of disease, as well as to improve response rates in those with advanced cancer by combining checkpoint inhibitors or blocking mechanisms of resistance in the tumor microenvironment. Combination immunotherapy is particularly attractive in PLWH as they have increased upregulation of immune checkpoints due to T-cell exhaustion compared to the general population. Combination immunotherapy for PLWH and advanced cancers is already underway through the AIDS Malignancy Consortium combining nivolumab and ipilimumab, a CTLA-4 inhibitor.(70) Single-agent and combination trials are underway in the general population with agents targeting LAG3, TIM3, and TIGIT.
Immune checkpoint inhibitors are theoretically attractive for use in AIDS-defining malignancies where avoiding immunosuppressive chemotherapy is desirable. In addition, virus-driven tumors, such as KS, cervical cancer, and certain NHLs, may have increased T-cell exhaustion due to further chronic viral stimulation adding to the rationale for the use of checkpoint inhibitors for these tumors. Unlike classical Hodgkin lymphoma, anti-PD(L)1 agents have not shown significant activity in the majority of NHL in the general population. In diffuse large B-cell lymphoma, the most common subtype of NHL in PLWH, response rates to anti-PD-(L)1 agents is less than 10%.(71) It is unknown, however, if PLWH who have higher proportions of exhausted T-cells and upregulation of PD-1 on their T-cells may have higher response rates to checkpoint inhibitors. CITN-12 enrolled five participants with NHL, two with partial response and two with prolonged stable disease suggesting improved outcomes in PLWH and NHL.(30) Also, given the intermittent long-term chemotherapy required to treat KS in certain patients, checkpoint inhibitors hold special promise to improve outcomes. Pembrolizumab is being investigated in the frontline setting as a way to avoid further immunosuppression from chemotherapy in already immunocompromised patients.(38) Pembrolizumab is approved for treatment of progressive metastatic cervical cancer after treatment with standard chemotherapy based upon durable responses lasting over six months in more than 90% of responding tumors, although the overall response rate was only around 14% in the phase 2 study that led to approval.(72) Combination approaches that further target inhibitory signals in the tumor microenvironment or increase antigen presentation may increase response rates in HIV-associated cancers.(73) For example, transforming growth factor beta (TGF-beta) has been found to be a source of checkpoint inhibitor resistance and is significantly overly expressed in cervical cancer and other HPV-related cancers. Targeting of both PD-L1 and TGF-beta has shown to increase response rates and duration of response in HPV-driven cancers.(74, 75) There is currently an ongoing trial evaluating this approach specially in HPV-associated tumors.(76) Targeting TGF-beta and the PD-1 pathway is also being combined with tumor-directed interleukin-12 to induce cytotoxic T and NK cell function to treat patients with relapsed KS in a clinical trial.(77) The number of trials of combination immunotherapy across tumor types is expanding rapidly and we hope PLWH will be included in these trials per guidance by the American Society of Clinical Oncology.(78)
Conclusions
Anti-PD-(L)1 agents have significant promise to treat a wide variety of cancers in PLWH. More investigation must be done to optimize their use in the first-line setting and improve response rates to these agents and overall survival for the growing number of developing cancer as the population of PLWH ages thanks to advances in ART. Literature on health disparities in the cancer care of PLWH suggest that oncologists are reticent to offer new therapies for cancer but advocacy efforts are underway to change this mentality.(79, 80) It is important that HIV and infectious disease experts work closely with oncologists to facilitate safe treatment options for PLWH and cancer, taking into consideration the risks and benefits of agents such as immunotherapies. Where feasible, a multidisciplinary approach needs to be adopted in the diagnosis and management of PLWH and cancer.
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