Skip to main content
PLOS One logoLink to PLOS One
. 2021 Jan 14;16(1):e0245041. doi: 10.1371/journal.pone.0245041

The external realities of people with type 2 diabetes—Understanding disease perspective and self-management behaviour via Grounded Theory Approach

Yogarabindranath Swarna Nantha 1,2,3,*, Azriel Abisheg Paul Chelliah 2,3, Shamsul Haque 4, Gan Kim Yen 2, Anuar Zaini Md Zain 1
Editor: Janhavi Ajit Vaingankar5
PMCID: PMC7808602  PMID: 33444368

Abstract

Background

Qualitative strategies can uncover the relationship between the external realities of people living with type 2 diabetes (T2D) and the barriers that are associated with disease self-management. Information from in-depth interviews (IDI) and focus group discussions (FGD) can be used to devise psychological models that could potentially facilitate behaviour changes in people with T2D. We aim to identify salient factors that govern the external realities of people with T2D in relation to disease management.

Methods

A qualitative study was conducted at a regional primary care clinic in Malaysia using a Grounded Theory Approach. People with T2D were recruited through purposeful sampling to determine their living experiences with the disease. A total of 34 IDIs with 24 people with T2D and 10 health care professionals, followed by two FGDs with people with T2D, were conducted.

Results

Three major processes that arbitrate self-management practices include– 1) external reality, 2) internal reality, 3) mediators of behaviour. Within the context of external reality, three important sub-themes were identified—intrinsic background status, personal experience, and worldview. Lifestyle habits of persons with T2D play a central role in their disease management. Another common recurring concern is the issue of a low-quality food environment in the country. More importantly, individuals with T2D have a high degree of expectations for a more person-centered approach to their illness.

Conclusions

We identified modifiable and non-modifiable behavioural factors that influence the daily living environment of people with T2D. This information can be used to customize the management of T2D through targeted behavioural interventions.

Introduction

Malaysia has witnessed an 80% increase in the prevalence of diabetes over the span of just a decade [1]. These numbers continue to grow as type 2 diabetes (T2D) trends saw a sharp increase from 11.6% in 2011 to 18.3% in 2019 [2, 3]. Contrary to expected outcomes, widely accessible services at public primary care clinics did not appear to translate into proportionate improvements in glycaemic control in this population [4]. This situation is evidenced by the stagnation of blood glucose control in people with T2D between 2009 and 2012 at an average HbA1c level of 8.2%) [5]. The reasons for this predicament are scarcely explained in literature. However. experts believe the principal reason for these patterns can be traced back to lapses in medication taking, food choices, and physical activity [4]. Therefore, a focused qualitative inquiry within this context might help uncover specific pitfalls in disease self-management.

Good self-management practices (engagement in treatment plan, dietary measures, and exercise) can increase glycaemic stability in people with T2D [6]. However, T2D self-management behaviour relies heavily on the habits that permeate the daily life of an individual with T2D. Consequently, self-management practices require changes to be made to the belief system that characterizes their ’living environment’. This obstacle remains the single most crucial challenge in T2D disease management [79]. Hence, there is a need for a qualitative exploration of the practicality of broadly accepted self-management practices routinely recommended for individuals with T2D.

This study builds upon a larger initiative to create a comprehensive qualitative framework that describes the characteristics of disease management in people with T2D [10, 11]. In previous papers, we have expounded on the drivers of ’internal realities’ related to self-management behaviour [10, 11]. This analysis led to the discovery of 2 main categories– 1) internal reality (the inner psychological environment and personal volition), and 2) salient mediators that govern this behaviour (Fig 1). In the current article, we turn our attention to the exploration of the external realities (i.e., immediate physical and socio-cultural environment) of individuals with T2D and their influences on self-management behaviour.

Fig 1. Conceptual framework describing the external reality, internal reality, and mediators related to self-management of T2D.

Fig 1

Material and methods

Design

A qualitative Grounded Theory approach was chosen to identify behavioural patterns relevant to this study’s objectives. An inductive line of qualitative inquiry was utilized to 1) assist the discovery of ’real-world’ or ’naturalistic’ themes, 2) ensure that codes remain closely grounded to emergent data, and 3) remain open to newer insight instead of forcing data to fit antecedent behavioural concepts seen in literature [12, 13]. This study protocol received approval from the Medical Research and Ethics Committee, Ministry of Health Malaysia (NMRR-18-151-39886) on the 30th of May 2018 and Monash University Human Research Ethics Committee on 18th of October 2018 (Project ID: 17062). All subjects in the study gave informed consent prior to participation.

Participants and setting

A purposeful sampling technique was utilized to recruit participants from the non-communicable disease (NCD) department at the Seremban Primary Care center in Malaysia, a large-scale general practice clinic within the district of Seremban. A maximum sampling strategy was employed to achieve a good spread in terms of socioeconomic and disease control indicators (Tables 1 and 2). This step involves 1) selecting cases that accurately represent population diversity and 2) eliciting common behavioural patterns related to the dimension of interest [14]. A published study protocol provides a more detailed description of the research methods employed here [15].

Table 1. Demographic details of T2D patients of the study.

Subject Characteristics N
Gender
Male 15
Female 9
Age In Years
< 30 1
31–50 6
51–60 7
61–70 7
> 70 3
Ethnicity
Malay 12
Chinese 1
Indian 10
Others 1
Marital Status
Unmarried 3
Married 19
Divorced 1
Widow/Widower 1
Work Status
Not working 12
Working Full-time 8
Working Part-time 1
Self-employed 3
Level Of Education
Certificate level 19
Diploma 3
Bachelor’s degree 2
Diabetes duration (years)
< 5 5
6–10 3
11–15 4
16–20 2
> 21 3
Number of medications
3–5 12
> 6 12
Type of medication
Oral only 5
Insulin only 4
Combination 15
Glycaemic status
6.5–8.0% 3
8.1–9.0% 9
9.1–10% 4
> 10% 8
Complications
No 17
Yes 7
Number of comorbidities
1 13
2 4
> 3 8

Table 2. Demographic details of healthcare professionals involved in the study.

Subject Characteristics N
Profession
Diabetes educator (nurse) 5
GP 3
Pharmacist 2
Mean Age In Years 34
Mean Years In Service 10
Ethnicity
Malay 7
Chinese 1
Indian 2
Marital Status
Unmarried 2
Married 7
Divorced 1
Level Of Education
Diploma 3
Bachelor’s degree 5
Master’s degree 2

Data collection

All 34 in-depth (24 people with T2D and 10 health care professionals) interviews and 2 focus group discussions (comprising 8 people with T2D each session) took place between May 2018 to April 2019. Participants were interviewed in a designated research room within the premises of the clinic. A previously published protocol explains the interviewing technique and the topic guide (S1 File and S1 Fig) employed in this study [15]. To address the limitations of positionality, we minimized the framing of questions based on the pre-conceived notion of the interviewer by 1) taking up the role of a neutral observer, 2) remaining as far as possible an outside expert during interviews, and 3) allowing participants to freely express issues that were perceived relevant to them [16]. No new themes or categories were obtained after the 10th round of interviews. At this point, theoretical saturation was considered to have been achieved. However, establishing the validity of these categories required additional interviews with 14 patients where these narratives were further explored, enriched, and consolidated. The interviews were audiotaped and transcribed verbatim. One researcher (YSN) conducted all interviews.

Data management and analysis

Once data collection was complete, individual transcripts were 1) proofread independently, 2) re-examined by the investigator, and 3) cross-compared using iterative methods. Proofread transcripts were then entered into a qualitative software (Atlas.TI qualitative analysis program, Version 7, Cincorn Systems Inc, 2008) and coded manually to identify specific themes by YSN. The data was coded by closely adhering to classical and constructivist Grounded Theory techniques [12, 17].

The coding of data involved a multi-stage process. First, all the codes seen in the transcripts were contrasted with each other to identify emerging themes. The first author (YSN) then analyzed the participants’ responses from the qualitative study (YSN). This step was followed by a scheduled discussion with another author (SH) to categorize the data according to relevant emerging themes. This constant comparison strategy was carried out between researchers throughout the entire process of the study in an effort to refine the codes from the the transcripts. Transcripts were finally coded independently by two coders, and a list of emerging themes and categories was created. Excellent inter-coder consistency was found (Cohen’s κ = 0.84). Addtionally, the themes derived from this study were assessed by a panel of experts to establish coding uniformity and was found to have excellent content consistency (Cohen’s κ = 0.88).

Trustworthiness

The trustworthiness of this study (S1 Fig; S1 Table) was assured by using different techniques of data collection through both in-depth interviews (IDI) and FGDs (methodological triangulation) [18]. Two researchers performed data analysis and interpretation (investigator triangulation). We chose to validate the information (data triangulation and negative case analysis) by comparing interviews that were obtained from diverse sources (people living with T2D and healthcare providers). Moreover, the authors interpreted, conceptualized, and revised behavioural constructs at various stages of the study via an iterative process (persistent observation).

Results

The meticulous process of systematically sifting through large amounts of data led to the development of multiple layers that define the distinct concept of external reality (Table 3, S2 and S3 Tables). Furthermore, a stepwise agglomeration of codes into subcategories and the subsequent deductive creation of unique themes appear to add more depth to the external factors that impact self-management behaviour in individuals with T2D. Based on the similarity of context, we also performed an iterative examination of narratives from FGDs (patients) and IDIs (healthcare providers). This process led to a more nuanced explication of each subcategory in keeping with dominant trends (vis- à-vis the experience of medication utilization and patient-doctor relationship) linked to self-management practices in literature [19, 20].

Table 3. Categories, definitions, frequency, and codes describing the external reality of T2D patients.

Category Subcategory Frequency Codes
Intrinsic background status Lifestyle 212 Medication taking behaviour
Timing of medications
Social, cultural and community environment that shape the daily living experience of people with T2D Practicality of dietary and diet advice
Sociodemographics 135 The influence of age
The influence of education
44 Cultural paradigmAffordability
Food Environment Needing to eating out
Poor food quality
Solutions to existing milieu
Personal experience Experiential 196 Experiencing physical symptoms
Physical and emotional experience pertinent to the phenomenon of living with diabetes Response of body to medications
Adverse 156 Experiencing side effects
Coping with side effects
Exemplar 154 Witnessing complications
Emulating exemplary patients
Becoming role models
Uncertainty 137 Nature of disease
Unpredictability of disease despite compliance
Wellbeing 90 Positive effects of using modern medications
Positive effects of using alternative medications
Influence 74 Influence of family members
Influence of friends
Relationship with GPs 49 Positive disposition of doctors
Negative disposition of doctors
Service 44 Opinion about services
Opinion about doctors
World view Health Belief 145 Beliefs about complementary alternative medications
Self and society’s point of view about disease Beliefs about medication, illness, diet and exercise
Knowledge 125 Mechanism for T2D
Recognizing complications
Perception 74 Perception of self
Perception of others and society
Devolving autonomy doctors

Fig 1 describes a theoretical framework for understanding how individuals with T2D determine overall self-management behaviour. The interaction between the external reality (the physical environment) and internal reality (the inner psychological environment) and mediators of behaviour can be best described as a dynamic cycle that continues to influence self-management behaviour in people with T2D (Fig 1). Notably, the results from this study are outlined in the upper half of Fig 1, which illustrates a diagrammatic representation of elements closely associated with the external realities of persons with T2D.

Within the narrative of external reality, three critical themes were identified, namely 1) intrinsic background status, 2) personal experience, and 3) world view (Table 3). We developed the concept of ‘intrinsic background status’ by merging codes that reflect societal, cultural, and communal factors that shape the daily living experience of people with T2D. On the other hand, the theme classified as ‘personal experience’ was designed by taking into account various dimensions that portray the physical and emotional experiences relevant to living with T2D. Lastly, we define ‘world view’ as the personal perception of people with T2D about themselves and their perceived opinion about what society thinks about T2D. We will discuss the details of these subcategories in the subsequent sections of this article.

Intrinsic background status

Lifestyle

The collective characteristics of the living environment of individuals with T2D (within the backdrop of self-care activities) were classified under the subcategory called ‘lifestyle’. These lifestyle features mainly influence medication compliance, followed closely by reservations over dietary and exercise measures.

In our study, persons with T2D miss taking their medication when they are out of their homes. They fail to bring along their medications and cite forgetfulness as the main reason for their shortcomings. Similarly, people leading hectic daily routines (being in a rush or immersed in completing daily chores) also tend to take their medications inconsistently.

“I am a police officer. In a day, there are just far too many activities I am involved in. At one point, I am at the office, and before you know it, I am out doing field work. So sometimes I miss taking my medications because of that”

(IDM 023)

Most individuals with T2D (corroborated by information in interviews with pharmacists competent in providing T2D self-management services) concur that ingrained lifestyle habits (mostly work-related) contribute to the difficulty of adhering to proper medication timing. They feel that taking oral medications is much more convenient than insulin, especially when they are on the go.

"Maybe insulin yes, I do agree because we need to store it somewhere and excuse ourselves in order to find a suitable place to inject it. But tablets, they are not a problem at all. When you are sitting at a restaurant, while eating, you readily have it in your pocket. Right after having lunch, you just pop it in your mouth and drink a glass of water. That’s about it"

(IDM 011)

Persons with T2D also find it hard to engage in therapeutic lifestyle changes such as dietary measures and exercise. They feel that the recommended dietary advice is often impractical. Most importantly, they blame work constraints as a significant reason for restrictions on the type of food choices they can access. On a separate matter, maintaining exercise becomes a difficult habit to sustain as they are overwhelmed with work responsibilities and household chores.

"Sometimes when you come home from work, you don’t really feel like doing exercise, especially when you come home late. You ask yourself ’Why should I go out and do exercise?’, I feel my household chores are already a hand full"

(IDM 005)

Sociodemographics

This subcategory describes the impact of social, economic, financial, and cultural paradigms on self-management activities. These narratives demonstrate that the variation in goal-setting behaviour is contingent on the 1) biological age when a diagnosis of T2D is made, 2) level of education, 3) personal religious beliefs, and 4) affordability of sustaining self-care habits.

Most individuals with T2D dismiss the relevance of age in their commitment to stringent disease management. They say that "there is no difference; it all depends on the willingness to follow the doctors’ advice". Nevertheless, they agree that some individuals tend to ignore the consequences of their disease when they are young but become increasingly concerned about it later in life.

People with T2D feel that education is not a measure of eagerness to control their disease.

"Look, even if you hold a master’s degree, there is no guarantee you will look after your own wellbeing. I think there is no relationship between being a responsible patient and owning a degree. No I don’t think so"

(IDM 015)

“A person with little education will look upon the advice of the doctor as the words of the Gospel. They will follow the doctor’s advice in a very rigid manner. Just like my mom”

(IDM 012)

Nevertheless, they believe that T2D individuals from a lower educational background are likely to be dependent on their doctors for advice and support. On the other hand, they reckon that more educated people with T2D are well placed to make their own decisions about their disease management.

"These individuals [with greater degree of education] believe they have sufficient knowledge. As a result, they are extremely confident. So, they tend to do things their way. For example, if they consider something is good for their health, they will generally follow through on their decision to go ahead with it"

(IDM 021)

From a cultural standpoint, Muslim patients express having doubts over the ‘kosher status’ of insulin. Some also feel that taking insulin prevents them from performing religious fasting practices out of the fear of hypoglycemia. From a financial standpoint, many patients cite affordability as a reason for the lack of self blood glucose monitoring at home. They claim that the cost of purchasing glucometer strips can be prohibitive.

"The glucometer strip costs a small fortune you know. 39 ringgit [USD 9.60] for just 25 strips"

(IDM008)

Food environment

The concept of ‘food environment’ was developed by considering the physical and social landscapes that determine dietary behaviour in people with T2D. In general, this theme explores their opinion about food quality, the role of legislation, and the benefits of a positive food environment at home.

During FGDs, most individuals with T2D appear to have a negative perception about the quality of meals served at food outlets. One individual with T2D blamed "unscrupulous food vendors for adding too much sugar in their cooked meals". Nevertheless, they are compelled to dine out due to the nature of their work and the size of the family unit. They also question the lack of dietary options to choose from that best suit their disease. As a result, most persons with T2D tend not to observe dietary measures (at times seem to condone this "infrequent behaviour") while eating out. To curb this problem, both GPs and people with T2D have suggested "the need for legislative action" to uphold food standards in the country. From a more personal perspective, T2D individuals also strongly feel that they can achieve recommended dietary goals by regularly consuming meals at home.

“When we consume meals from food outlets or at the cafeteria while working away from home, we don’t really get to choose proper food doctor. So, the reading [blood glucose] will increase and then decrease sometimes”

(IDM002)

"My wife says she will help prepare a much healthier diet while I am at home. So she ensures we take food which contains more fibre and lesser amounts of sugar. I try to avoid sugary beverages to the best of my abilities. I think it’s best not to consume food when I am out of the house because it’s much healthier eating at home. We eat more vegetables."

(IDM 014)

Personal experience

Adverse effects

Individuals with T2D in our study commonly experience minimal side effects with their medications. When it does occur, they cite physical fatigue as the most typical medication adverse effect, followed by dizziness, hypoglycemia, gastrointestinal problems, and loss of productivity. Any noticeable reaction to their medication also leads to self-alteration of the recommended medication dosage.

“I can still consume this medication, but for me, I feel it makes me feel lethargic and tired”

(IDM 019)

"The doctor told me to take two tablets right? But I get really feel lethargic and dizzy when I take 2 tablets. So I reduced it to just 1 tablet myself"

(IDM 007)

Experiential reflections

‘Experiential reflections’ refer to the awareness of a unique set of observations during the course of coping with T2D daily. These observations include the perceived physical reactions associated with 1) fluctuations in disease patterns and 2) medication consumption.

People with T2D feel their bodies respond differently to medications, claiming that sometimes "it takes a longer time for medications to be effective". This subjectivity varies from one individual to another.

"Based on my own experience, previous drugs didn’t really work for me. Only this current drug, I could see changes within the week."

(IDM 004)

"It may vary from person to person. Some may react differently. For me, I know, 2 tablets is the best for my body."

(IDM 012)

In a similar vein, some T2D individuals with elevated HbA1c levels have a higher degree of sensitivity to the specific physical manifestation (lethargy, frequent micturition, hypoglycaemia, or body aches) while some of them remain entirely oblivious. These symptoms appear to be more prevalent when they "keep missing medications for a prolonged period of time".

Uncertainty and wellbeing

It is not uncommon for some T2D individuals to exhibit elements of uncertainty and frustration in managing their disease. They invoke feelings of "I feel alright today, but I am not sure about tomorrow" despite all attempts to effectively cope with their disease.

“Right now, it’s under control [diabetes]. But I just feel it can go up [blood glucose level] at any time”

(IDM 002)

"I know it is important to control my disease. I just feel afraid of the disease sometimes. I am just troubled by the fact that anything [complications] can occur at any time [beyond control]"

(IDM 006)

However, they gain more confidence by observing improved physical wellbeing as a result of consuming either allopathic or complementary alternative medications (CAM).

"I feel much better right now [after taking medications]. I feel physically healthy and my work performance is much better. I no longer feel lethargic"

(IDM 007)

"I have not been compliant with my medications, you know, and my blood glucose readings [glucometer] were at 9 or 10. But once I consume blended bitter gourd juice, I realize the readings tend to normalize"

(IDM 10)

Exemplar and the influence of others

The subcategory ‘exemplar’ represents a person or life event from which a specific behavioural pattern is emulated. In this instance, we discovered that people with T2D use cues derived from peer interactions or life experiences to inform them of their beliefs surrounding self-management practices.

The motivation for a more disciplined approach to T2D control arises from witnessing complications in other people living with T2D. This direct observation triggers a certain level of openness, and they become more receptive to learning from people who manage their diabetes effectively.

"I have a friend who called me up saying, ‘I am doing fine without medications’. A month later, I received a call from that same friend saying, in a distressed voice, that he recently suffered from an episode of stroke. So, medication is something that I must stick to diligently [to prevent complications]"

(IDM 017)

Persons with T2D eventually adopt the position of "role models" to both friends and family members. On the other hand, some acknowledge receiving incorrect advice from several people with T2D or even family members. Although a positive relationship among family members supports disease management in most cases, some family members unduly influence individuals with T2D to sidestep disease management by avoiding medications.

"I have heard people saying taking too many tablets can kill you at the end of the day"

(IDM 005)

"My family members, especially my sister, she keeps telling me to avoid insulin and get a second opinion instead. When she knows I am going to meet a doctor, she insists that I tell them I am not willing to use insulin"

(IDM 020)

Relationship with GPs

The interaction of individuals with T2D with their GPs depends on "which type of doctor" they see on the day of their appointment. They perceive their GPs as agreeable during consultations and consider them as "health advisors". Nevertheless, people with T2D sense unpredictability in the demeanour of GPs, ranging from being "relatively quiet" to being "very approachable". Many of them were disappointed with the attitude of some GPs who appear to be lacking "warmth" or empathy. Small numbers of GPs are seen as noticeably rude, condescending, or even disparaging towards individuals with T2D.

"Some doctors are nice. They go the extra mile. But some doctors just give you the cold shoulder treatment"

(IDM 008)

"There are these doctors who threaten us. They say if we don’t take our medication, we might end up dying faster"

(IDM 003)

Opinion about primary care services

People with T2D are largely satisfied with the way the primary care clinics operate, stating that the quality of prescribed medications and clinical consultations were remarkable.

"The services provided here is excellent. I have no issues at all"

(IDM 017)

"I will say it [the service provided] is good. Everyone [healthcare providers] really do care and help the patient recover [from diabetes]"

(IDM 013)

"The consultation is good, and they [healthcare providers] do what is really necessary"

(IDM 001)

However, they claim seeing different GPs during each consultation often leaves them confused as they receive conflicting opinions about disease management. Persons with T2D were also disgruntled with the way GPs pay very little attention to their needs because they see too many patients in a day. In the same way, several nurses recalled individuals with T2D complaining that "consultations with the GP were too swift" and doctors "barely had time to address any of my questions".

"Probably because they [GPs] are stressed when they see too many patients. When you see the doctor, he just tells you what your current medical status is like and prescribes you medications. That’s about all"

(IDM 002)

"They stare at you, look at your results, and prescribe the same old medications for the next four months. But I don’t blame them, they probably have no time"

(IDM 010)

World view

Perception of disease

People with T2D perceive that diabetes is "becoming a norm" in society. They are acutely aware of the seriousness of the disease in the country. Health care professionals substantiate this notion by stating that persons with T2D often adopt the mentality of "everybody has diabetes nowadays". GPs also feel that individuals with T2D do not have adequate control over their disease. Only a fraction of people with T2D are confident enough to declare they have their disease under control. A certain degree of self-empowerment seems to be lacking to the extent that individuals with T2D place absolute confidence in the doctors’ authority.

"Yes. Common. Diabetes is very common in our society"

(IDM 011)

"I don’t know whether the medication really helps me or not. I wouldn’t know. Because every time I come to the clinic, the doctor looks at me and says ’you have to take this medicine’. So, when you have to take medicine, you just take it. I don’t do much research about these things"

(IDM 010)

Health beliefs

Several salient health beliefs about their disease dominate the mindset of individuals with T2D. For example, they feel that T2D can reduce their quality of life as it is closely intertwined with other illnesses such as hypertension and coronary heart disease. On another note, many believe the way sugar is metabolized in the body varies from one individual to another.

There is a prevailing thought that taking too much medication can cause ill health. "Medication can cause kidney damage" is a recurring concern expressed by almost all individuals with T2D. This detail was further corroborated by interviews with GPs as well. People with T2D also feel insulin has many side effects and equate the commencement of insulin to having reached a "critical stage of the disease".

"People consider us as having severely uncontrolled diabetes when we mention that we have started taking insulin"

(IDM 018)

"It’s the perception people have you know. Once you start taking insulin, they think that our disease is out of control and that anything can happen to us. It’s just a matter of time”

(IDM 004)

A small group of people with T2D believe the disease can be controlled via lifestyle modifications alone. This misconception fuels the need to consume rice sparingly. They also consider the idea of “cooking, sweeping, cleaning and washing” as an equivalent to exercise.

“I sweep, cook, and do the laundry everyday. I mean when I walk upstairs and down, I feel that is a form of exercise. I sweep the floor and clean the house. And I sweat it out too you know. I don’t know it’s true or not, but I think that’s enough for me.”

(IDM 005)

Knowledge

People with T2D commonly associate the cause for T2D with old age, genetic predisposition, deficiency of insulin, and a non-functioning pancreas. They are also cognizant of important complications of T2D, such as kidney damage, coronary artery disease, and neurological disorders.

“I know diabetes runs in the family. If your dad has it, your mom has it, then 95% of the time you end up getting it too”

(IDM 008)

“I have this fear that diabetes will lead to kidney problems in the future. It will severely limit my daily activities as I might to undergo hemodialysis when that happens”

(IDM 021)

Discussion

Summary of main findings

The results from this study is an extension of a larger qualitative inquiry designed to decipher the intricate web of interaction behind the dynamics of self-management practices in people with T2D [10, 11]. This article demonstrates that self-management behaviour in individuals with T2D consists of a rich interplay between factors associated with their external reality, inner psychological environment, and appropriate behavioural mediators (Fig 1) [10, 11]. More importantly, we have clearly delineated the thoughts and beliefs concerning the external realities that affect the daily lives of people with T2D. We identified three major themes linked to this behaviour: ‘intrinsic background status’, ‘personal experience’, and ‘world view’. Subcategories within each theme can be further classified as modifiable (lifestyle, health beliefs, general perception, knowledge, patient-doctor relationship, health services) and non-modifiable (sociodemographic status, the influence of others, food environment) behavioural factors.

The findings in our study have several implications for clinical practice and health policy planning. In the search for real-world solutions to the challenges that arise from their external reality, we analyzed and condensed the complexity of diabetes self-management into actionable health outcomes by using a problem-focused approach. These clinical measures form a part of a logic model that demarcates causal relationships among variables related to their external reality [7]. These measures provide tools for targeted customization aimed at sustained behavioural change that can be used by clinicians during a clinical encounter. On the other hand, public health officials could utilize this information as a source for intervention mapping by setting goals that consist of a balance between modifiable factors (responsive to conventional health promotion strategies) and non-modifiable (possibly requiring a long-term structural reform and legislative process) [7]. Thus, our framework helps 1) summarize this behavioural intricacies within an operational platform, and 2) establish clear margins amenable to behavioural intervention or preventive measures.

Strengths and limitations

This study was conducted with participants originating from only one regional primary care institution. However, the richness and the quality of the data were established through the method of triangulation where selected healthcare professionals from adjacent clinics were interviewed to verify the views expressed by the participants. Additionally, we emphasized inclusivity by obtaining participants 1) from a community-based setting and 2) with a mixed sociodemographic background.

Comparison with literature

The effective management of T2D involves a multifactorial process requiring a focused assessment of different facets of the living environment of people living with T2D [21]. Our study demonstrates that the motivation behind self-management practices in persons with T2D is deeply connected to the understanding of the dynamics of their lifestyle habits. To this end, GPs play an important role in 1) helping patients overcome challenges related to diabetes self-management, and 2) ensuring a mutually beneficial provider-patient interaction that facilitates behavioural change. A person-centered approach should be adopted as a way to encourage GPs to pay more attention to the background status and expectations of the people living with T2D [21].

Our study highlights the paternalistic doctor-patient communication style prevalent in most Southeast Asian countries [22]. Similarly, literature also indicates that health services in these regions are overwhelmed by a high patient load, which could potentially limit constructive consultation time [22]. This situation, in part, gives rise to patients’ accounts of grievances with GPs described in the form of 1) having received insufficient advice, 2) inadequate consultation time, and 3) GPs reportedly being poor mannered or inattentive [23]. However, it is equally important to note that a time-constrained clinical environment does not entirely preclude a more participatory role by GPs during any clinical encounter. Instead, what appears to be essential is a high-quality patient-provider communication characterized by non-judgemental acceptance, open and honest interaction [23]. This strategy has consistently shown improvements self-management behaviour in individuals with T2D [23].

The poor conditions and the lack of access to healthier options within the immediate food environment appear to be a constant pre-occupation amongst participants in this study. This study indicates that exposure to “hyperpalatable food” products is associated with food craving tendencies in people with T2D [24]. This phenomenon is evidenced by non-compliance with dietary adherence despite being fully aware of the consequences of their actions. These behavioural patterns suggest a close parallel to evidence from pioneering work from food addiction research. These studies demonstrate a close association between food addiction scores and binge eating severity among persons with T2D [24, 25].

Implications for future research and clinical implications

The categories described in this study summarizes a realistic profile that shines a light on commonly held doubts and frustrations in people with T2D. These variables serve as a starting point for targeted interventions. Thus, other methods should be employed in conjunction with these findings to increase the likelihood of bringing about behavioural change in persons with T2D. One plausible approach would be the context-specific use of motivational interviewing techniques (promoting the importance of weight control or physical activities) to produce a more meaningful and empathetic experience for GPs and individuals with T2D [26]. This intervention is likely to improve diabetes-related outcomes when integrated with person-centered self-management education [27]. To a large extent, these positive effects can be further enhanced by addressing negative perceptions and adverse disease experience via group-based self-management education with popular opinion leaders (i.e., T2D individuals with reasonable glycaemic control and expert physicians) using interpretations from real-world parameters depicted in this study [28, 29].

Conclusion

This study’s results are vital to healthcare providers as it underscores common self-management pitfalls faced by people with T2D in their interaction with the healthcare system and their immediate social surroundings. This information can be used to customize the management of their disease by conducting targeted behavioural interventions in accordance with their external realities.

Supporting information

S1 File. Topic guides for in-depth interviews and focused group discussions.

(DOCX)

S1 Fig. Flow chart of the study design and development of conceptual framework.

(DOCX)

S1 Table. Consolidated criteria for reporting qualitative studies (COREQ): 32-item checklist.

(DOCX)

S2 Table. Selected quotations from subcategories related to the themes within the external environment.

(DOCX)

S3 Table. Themes, sub-themes, codes, quotations within the conceptual model (via Grounded Theory Approach).

(DOCX)

Acknowledgments

We would like to thank Monash University of Malaysia for granting us the opportunity and technical support required to carry out this project. The main idea for the conceptual framework in this study was conceived from an epiphany I experienced while on a plane ride from Australia to Malaysia, due in large part to Mr. Rodney Smith’s seminal work called ‘Awakening: A Paradigm Shift of the Heart’. Finally, we would like to express our heartfelt gratitude to all T2D participants of this study, who were, in all practical sense, the ‘true authors’ of this manuscript.

Data Availability

All relevant data are within the manuscript and its Supporting information files.

Funding Statement

YSN received funding from the MOH-NIH grant (Grant No.:91000440) from the Ministry of Health Malaysia. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

References

  • 1.Letchuman GR, Wan Nazaimoon WM, Wan Mohamad WB, et al. Prevalence of diabetes in the Malaysian National Health Morbidity Survey III 2006. Med J Malaysia. 2010;65:173–179. [PubMed] [Google Scholar]
  • 2.Institute for Public Health. National Health and Morbidity Survey 2015 (NHMS 2015). Vol. II: Non-communicable diseases, risk Factors & other health problems. Putrajaya; 2015.
  • 3.National Institutes of Health. National Health and Morbidity Survey 2019 (NHMS 2019): Non-communicable diseases, healthcare demand, and health literacy—key findings. Putrajaya; 2019.
  • 4.Hussein Z, Taher SW, Gilcharan Singh HK, Chee Siew Swee W. Diabetes Care in Malaysia: Problems, new Models, and solutions. Ann Glob Heal. 2015;81:851–62. 10.1016/j.aogh.2015.12.016 [DOI] [PubMed] [Google Scholar]
  • 5.Non-Communicable Control Division. National Diabetes Registry Report. Putrajaya; 2012.
  • 6.Shojania KG, Ranji SR, McDonald KM, et al. Effects of quality improvement strategies for type 2 diabetes on glycemic control. JAMA. 2019;296:427–440. [DOI] [PubMed] [Google Scholar]
  • 7.Glanz K, Rimer K, Viswanath K. Health Behaviour: Theory, Research and Practice. 5th edition San Francisco: Jossey-Bass; 2015. [Google Scholar]
  • 8.Tricco AC, Ivers NM, Grimshaw JM, et al. Effectiveness of quality improvement strategies on the management of diabetes: a systematic review and meta-analysis. Lancet. 2012;379:2252–61. 10.1016/S0140-6736(12)60480-2 [DOI] [PubMed] [Google Scholar]
  • 9.Narayan KM, Ali MK, Koplan JP. Global Non-communicable Diseases—Where Worlds Meet. N Engl J Med. 2010;363:1196–1198. 10.1056/NEJMp1002024 [DOI] [PubMed] [Google Scholar]
  • 10.Swarna Nantha Y, Haque S, Paul Chelliah AA. The internal realities of individuals with type 2 diabetes—A functional framework of self-management practices via Grounded Theory approach. PLoS One. 2019;14:1–15. 10.1371/journal.pone.0225534 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Swarna Nantha Y, Haque S, Paul Chelliah AA, Md Zain AZ, Kim Yen G. The internal realities of individuals with type 2 diabetes: Mediators influencing self-management beliefs via Grounded Theory approach. J Prim Care Community Health. 2020;11 10.1177/2150132719900710 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Charmaz K. Constructing Grounded theory—A practical guide through qualitative analysis. 1st edition London: SAGE Publications Ltd.; 2006. [Google Scholar]
  • 13.Timonen V, Foley G, Conlon C. Challenges when using Grounded theory: A pragmatic introduction to doing GT research. Int J Qual Methods. 2018;17:1–10. [Google Scholar]
  • 14.Patton MQ. Qualitative Research And Evaluation Methods. 4th edition California: SAGE; 2015. [Google Scholar]
  • 15.Swarna Nantha Y, Haque S, Swarna Nantha H. The development of an integrated behavioural model of patient compliance with diabetes medication: a mixed-method study protocol. Fam Pr. 2018;1–6 1–6. 10.1093/fampra/cmy119 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Bryant A, Charmaz K. The SAGE Handbook of Grounded Theory. 1st edition London: SAGE Publications Ltd.; 2007. [Google Scholar]
  • 17.Corbin J, Strauss A. Basics of qualitative research: Techniques and procedures for developing grounded theory. 4th edition California: SAGE; 2015. [Google Scholar]
  • 18.Brien BCO, Harris IB, Beckman TJ, Reed DA, Cook DA. Standards for Reporting Qualitative Research: 2014;89:1245–1251. [DOI] [PubMed] [Google Scholar]
  • 19.Náfrádi L, Nakamoto K, Schulz PJ. Is patient empowerment the key to promote adherence? A systematic review of the relationship between self-efficacy, health locus of control and medication adherence. PLoS One. 2017;12:1–23. 10.1371/journal.pone.0186458 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Bridges HA, Smith MA. Mediation by illness perceptions of the association between the doctor-patient relationship and diabetes-related distress. J Health Psychol. 2016;21:1956–1965. 10.1177/1359105315569094 [DOI] [PubMed] [Google Scholar]
  • 21.Shrivastava SR, Shrivastava PS, Ramasamy J. Role of self-care in management of diabetes mellitus. J Diabetes Matabolic Disord. 2013;12:14 10.1186/2251-6581-12-14 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Claramita M, Utarini A, Soebono H, et al. Doctor-patient communication in a Southeast Asian setting: the conflict between ideal and reality. Adv Heal Sci Educ. 2011;16:69–80. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Peimani M, Nasli-Esfahani E, Sadeghi R. Patients’ perceptions of patient–provider communication and diabetes care: A systematic review of quantitative and qualitative studies. Chronic Illn. 2018; 0(0): 1–20. 10.1177/1742395318782378 [DOI] [PubMed] [Google Scholar]
  • 24.Gearhardt AN, Grilo CM, DiLeone RJ, et al. Can food be addictive? Public health and policy implications. Addiction. 2011;106:1208–1212. 10.1111/j.1360-0443.2010.03301.x [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 25.Swarna Nantha Y, Kalasivan A, Ponnusamy Pillai M, et al. The validation of The Malay Yale Food Addiction Scale 2.0: Factor structure, item analysis and model fit. Public Health Nutr. 2019. 10.1017/S1368980019002684 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 26.Phillips AS, Guarnaccia CA. Self-determination theory and motivational interviewing interventions for type 2 diabetes prevention and treatment: A systematic review. J Health Psychol. 2020;25:44–66. 10.1177/1359105317737606 [DOI] [PubMed] [Google Scholar]
  • 27.Bootle S, Skovlund SE. Proceedings of the 5th International DAWN Summit 2014: Acting together to make person-centred diabetes care a reality. Diabetes Res Clin Pract. 2015;109:6–18. 10.1016/j.diabres.2015.04.004 [DOI] [PubMed] [Google Scholar]
  • 28.Olesen K, Folmann Hempler N, Drejer S, et al. Impact of patient-centred diabetes self-management education targeting people with type 2 diabetes: an integrative review. Diabet Med. 2020;37:909–923. 10.1111/dme.14284 [DOI] [PubMed] [Google Scholar]
  • 29.Odgers-Jewell K, Ball LE, Kelly JT, et al. Effectiveness of group-based self-management education for individuals with Type 2 diabetes: a systematic review with meta-analyses and meta-regression. Diabet Med. 2017;34:1027–1039. 10.1111/dme.13340 [DOI] [PubMed] [Google Scholar]

Decision Letter 0

Janhavi Ajit Vaingankar

13 Oct 2020

PONE-D-20-04931

The External Realities of Individuals with Type 2 Diabetes – Understanding Disease Perspective and Self-Management via Grounded Theory Approach

PLOS ONE

Dear Dr. Swarna Nantha,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Nov 27 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Janhavi Ajit Vaingankar

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Please include additional information regarding the interview guide or script used in the study and ensure that you have provided sufficient details that others could replicate the analyses. For instance, if you developed a guide as part of this study and it is not under a copyright more restrictive than CC-BY, please include a copy, in both the original language and English, as Supporting Information.

3. Please amend either the title on the online submission form (via Edit Submission) or the title in the manuscript so that they are identical.

4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: N/A

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review this manuscript. The study is interesting and reports important findings about the experience of managing type 2 diabetes in adults in Malaysia.

The language throughout the paper is judgmental and needs to be revised using strengths-based, person-centered, and empowering messages. Negative, judgmental language is not only unhelpful to people with diabetes and health care providers, it negates much of what you found in your study. Please see my notes in the attached word document, where I have gone through the entire manuscript, made suggestions, and highlighted concerning examples. Please refer to the guidance published by the American Diabetes Association and Association of Diabetes Care and Education Specialists: Dickinson, et al. (2017). The use of language in diabetes care and education. Diabetes Care, 40, 1790-1799, which includes recommendations for changing specific words/phrases and rationale for doing so.

Only 7 of 18 references represent current literature and a few references are extremely dated.

Your discussion, implications, and conclusions do not sufficiently support the findings nor provide guidance to readers for how to change their practice. Again, your findings are important and I encourage you to consider submitting to another publication once these changes are made and inconsistencies remedied.

Reviewer #2: Dear authors,

thank you very much für the opportunity to read the manuscript „The external realities of Type 2 Diabetes Patients“.

I accepted the review because I was very interested in the title and the method, but unfortunately, more questions remained with me than I received answers. In the following lines, I explain what I mean by this.

I will skip the abstract and the introduction. My comments on this can be read in the overall evaluation.

Material and Methods

„A qualitative grounded theory approach“ ist double formulated. I don’t know a quantitative GT.

Purposive sampling is not the sampling approach for Grounded Theory. This is the theoretical sampling. This deviation should be well justified and should be mentioned in the limitations in my opinion.

Among the participants, it is not quite clear to me why doctors, diabetes pharmacists and pharmacists were questioned. When it comes to self-managment beliefs in T2D patients, the external perspective irritates me. If it needs it, please explain it better. I do not understand it and find it highly problematic. Were the different sources brought together? The title of the paper raises doubts about the usefulness of the expert information.

Why were the same patients questioned in focus groups in addition to the individual interviews? What were the topics? And so it leads straight over to my biggest question or my biggest concern: What did you actually ask in the interviews? You write they are in-depth interviews. That is where a narrative-generating impulse is set. Which one is that? I can't find it in the manuscript. Can you give us your central question. A little later I read "topic-guide". This does not fit to in-depth interviews. That would be semi-structured interviews. Following your advice, I looked at the study protocol and the topic guide. Afterwards I would very much question the term in-depth interview.

Furthermore, you write that you had a theoretical saturation after 10 interviews, but then you explored and enriched this with 14 more interviews. Is it perhaps because of the sampling that so many more interviews had to be conducted?

The description of the analysis does not go beyond the formation of categories. How does the theory emerge?

Results

I don‘ understand how do you observe „thought patterns“.

To Table 3: Experts argue splendidly whether a frequency count of categories is qualitative work. In a Grounded Theory work, I consider it obselete.

Table 3: Why is lifestyle one of the non-modifiable factors?

Chapter lifestyle: „In general, patient frequently miss taking their medikation when they are out of their homes. You cannot introduce such a statement with "in general". What do you base that on, 24 interviews? With this statement, you are overstressing your data.

The presentation of the results seems very descriptive, not very interpretative. So not so much based on Grounded Theory. I miss the merging of the areas; categories are not developed in further details. I cannot reconstruct how Food environment, lifestyle and sociodemographics became the background.

Discussion

I cannot understand the first sentence at all. Where does it come from, I did not read it out at all. I also can't find the content of the second sentence (or the background for it) in the description of the result at all.

The major themes are not comprehensible to me.

Implications: It is not easy for me to deduce possibilities for behavioural change from the categories presented in this paper or to find starting points for targeted interventions.

Overall

The present manuscript describes a small part of the results of the qualitative part of a mixed-methods study. The knowledge gained with the results presented here seems to me to be limited and I do not have the impression that it would help me in science or in practice. The result of the entire qualitative part could be interesting, but not this excerpt alone.

In addition, good mixed-method research is characterised by an integration of qualitative and quantitative parts on as many levels as possible (research question, data collection, analysis). Thus, separate presentation naturally remains below the actual possibilities.

The interview guide, with its strong focus on medication, does not seem to me to be so well aligned with the cognitive interest of the overall project. How the answers to these questions are to be used to develop a theoretical model that explains disease management in diabetics is questionable.

With these estimations, I come back to the introduction. Strictly speaking, it already seems to fit to manuscript. But I as a reader remain somewhat confused with my question: what is the overall question of the project, what is the question of the manuscript, how can the result presented in the manuscript contribute to the overall question.Mediators, categories etc. are mentioned in the paper from time to time, which become relevant in the overall project, but are not connected to the external realities for the time being. This is somewhat confusing.

I do not think that extracting this manuscript is a good idea or that it really needs to be presented more clearly. There are simply too many questions for me as a reader.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: PLOS ONE Swarna Nantha - External Reality (21.2.2020).docx

PLoS One. 2021 Jan 14;16(1):e0245041. doi: 10.1371/journal.pone.0245041.r002

Author response to Decision Letter 0


23 Oct 2020

We have attached a detailed response to the comments of the reviewer in a separate file labeled "Response to Reviewer" in the PloS One submission portal

Attachment

Submitted filename: Response To Reviewers (21.10.2020).docx

Decision Letter 1

Janhavi Ajit Vaingankar

8 Dec 2020

PONE-D-20-04931R1

The External Realities of People with Type 2 Diabetes – Understanding Disease Perspective and Self-Management Behaviour via Grounded Theory Approach

PLOS ONE

Dear Dr. Swarna Nantha,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

I urge the authors to address the comments from the second reviewer regarding the study design, data collection and results carefully in your revision.

Please submit your revised manuscript by Jan 22 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Janhavi Ajit Vaingankar

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: No

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for addressing reviewer feedback and changing the language in your manuscript. I hope you will continue to use person-centered, strengths-based, and empowering language going forward in speaking and writing.

Reviewer #2: Many thanks for the careful revision and the extensive explanations in the revision letter. A lot was explained to me, but unfortunately not everything convinced me.

I take a very critical view of the topic guide for the interviews with their strong focus on medication.

Regarding my problem with the inclusion of health care professionals, I was referred to a chapter in the manuscript. However, it remains open for me what external parties can contribute to the questions of the study and what questions were asked to the experts in their individual interviews. None of this clarified the revision for me. Somewhere in the "strenghs and limitations" I am reading that the statements of people with diabetes were submitted to the experts for verification. Why should this happen when it comes to the "realities" of people with diabetes.

In the results section I miss the framing. Incredibly many small individual dimensions are opened and quotes are added. But how they (can be) brought together in the larger dimension is hardly comprehensible for me.

I maintain that it seems unfavorable to me to publish this paper, which is separated from the overall results. In my opinion, this leaves too much open for the reader and the practical benefit seems doubtful to me.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 2

Janhavi Ajit Vaingankar

22 Dec 2020

The External Realities of People with Type 2 Diabetes – Understanding Disease Perspective and Self-Management Behaviour via Grounded Theory Approach

PONE-D-20-04931R2

Dear Dr. Swarna Nantha,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Janhavi Ajit Vaingankar

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for addressing the reviewer's feedback. I have nothing further to add at this time. Thank you.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Acceptance letter

Janhavi Ajit Vaingankar

6 Jan 2021

PONE-D-20-04931R2

The External Realities of People with Type 2  Diabetes – Understanding Disease Perspective and Self-Management Behaviour via Grounded Theory Approach

Dear Dr. Swarna Nantha:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Ms Janhavi Ajit Vaingankar

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Topic guides for in-depth interviews and focused group discussions.

    (DOCX)

    S1 Fig. Flow chart of the study design and development of conceptual framework.

    (DOCX)

    S1 Table. Consolidated criteria for reporting qualitative studies (COREQ): 32-item checklist.

    (DOCX)

    S2 Table. Selected quotations from subcategories related to the themes within the external environment.

    (DOCX)

    S3 Table. Themes, sub-themes, codes, quotations within the conceptual model (via Grounded Theory Approach).

    (DOCX)

    Attachment

    Submitted filename: PLOS ONE Swarna Nantha - External Reality (21.2.2020).docx

    Attachment

    Submitted filename: Response To Reviewers (21.10.2020).docx

    Attachment

    Submitted filename: Response To Reviewers (16.12.2020).docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting information files.


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES