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. 2021 Jan 25;16(1):e0245532. doi: 10.1371/journal.pone.0245532

T cell response to SARS-CoV-2 infection in humans: A systematic review

Madhumita Shrotri 1,2,, May C I van Schalkwyk 3,, Nathan Post 1, Danielle Eddy 2, Catherine Huntley 1, David Leeman 2, Samuel Rigby 1, Sarah V Williams 1, William H Bermingham 4, Paul Kellam 5, John Maher 6,7, Adrian M Shields 8, Gayatri Amirthalingam 2, Sharon J Peacock 2,9, Sharif A Ismail 2,10,11,*
Editor: Stephen R Walsh12
PMCID: PMC7833159  PMID: 33493185

Abstract

Background

Understanding the T cell response to SARS-CoV-2 is critical to vaccine development, epidemiological surveillance and disease control strategies. This systematic review critically evaluates and synthesises the relevant peer-reviewed and pre-print literature published from 01/01/2020-26/06/2020.

Methods

For this systematic review, keyword-structured literature searches were carried out in MEDLINE, Embase and COVID-19 Primer. Papers were independently screened by two researchers, with arbitration of disagreements by a third researcher. Data were independently extracted into a pre-designed Excel template and studies critically appraised using a modified version of the MetaQAT tool, with resolution of disagreements by consensus. Findings were narratively synthesised.

Results

61 articles were included. 55 (90%) studies used observational designs, 50 (82%) involved hospitalised patients with higher acuity illness, and the majority had important limitations. Symptomatic adult COVID-19 cases consistently show peripheral T cell lymphopenia, which positively correlates with increased disease severity, duration of RNA positivity, and non-survival; while asymptomatic and paediatric cases display preserved counts. People with severe or critical disease generally develop more robust, virus-specific T cell responses. T cell memory and effector function has been demonstrated against multiple viral epitopes, and, cross-reactive T cell responses have been demonstrated in unexposed and uninfected adults, but the significance for protection and susceptibility, respectively, remains unclear.

Conclusion

A complex pattern of T cell response to SARS-CoV-2 infection has been demonstrated, but inferences regarding population level immunity are hampered by significant methodological limitations and heterogeneity between studies, as well as a striking lack of research in asymptomatic or pauci-symptomatic individuals. In contrast to antibody responses, population-level surveillance of the T cell response is unlikely to be feasible in the near term. Focused evaluation in specific sub-groups, including vaccine recipients, should be prioritised.

Introduction

Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2), the novel pathogen causing coronavirus disease 2019 (COVID-19), has spread globally and was declared a pandemic by the World Health Organization (WHO) on 11th March 2020 [1]. At the time of writing, there have been around 57.9m confirmed cases and 1.4m deaths reported to the WHO [2]. Lack of pre-existing immunity to this novel and highly infectious betacoronavirus is likely to be responsible for the extraordinary surge in cases worldwide.

There has been an unparalleled global effort to characterise the immune response to SARS-CoV-2 infection, and to develop and test vaccine candidates at unprecedented speed. Understanding the patterns in individual- and population-level immunity will be key to informing future decisions on implementation of non-pharmacological interventions, broader public health policies, and strategies for vaccine delivery. While there is a rapidly growing body of literature on the antibody response to SARS-CoV-2, much less has been published on the T cell response, despite its critical importance in antiviral immunity and vaccine development.

There are principally three areas of interest; firstly, the role of T cells in viral control and immunopathogenesis during acute SARS-CoV-2 infection; secondly the role of T cells in establishing durable protective immunity against reinfection; and finally, the relevance of pre-existing cross-reactive cellular immunity from endemic human coronaviruses (HCoV), or SARS-CoV-1 [3].

This paper focuses on summarising current understanding of the cellular response to SARS-CoV-2 infection, specifically exploring the role that T cell-mediated immunity might play in resistance to severe infection, clinical and virological recovery, and long-term protection–while recognising the dynamic interdependence of the two arms of the adaptive immune response. It is the second of two linked papers summarising results from a wide-ranging systematic review of peer-reviewed and pre-print literature on the human adaptive immune response to SARS-CoV-2 infection [4].

Methods

A systematic review was carried out according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. The protocol was pre-registered with PROSPERO (CRD42020192528).

Patient and public involvement

There was no patient or public involvement in the conceptualisation or design of this review.

Identification of studies

Keyword-structured searches were performed in MEDLINE, Embase, COVID-19 Primer and the Public Health England library [5] for articles published between 01/01/2020-26/06/2020. A sample search strategy can be found in S1 Appendix in S1 File. We also consulted subject area experts to identify relevant papers not captured through the database searches.

Definitions, inclusion, and exclusion criteria

We included studies in all human and animal populations, and carried out in all settings (laboratory, community and clinical—encompassing primary, secondary and tertiary care centres), relevant to our research questions. We excluded case reports, commentaries, correspondence pieces or letter responses, consensus statements or guidelines, and study protocols. We included studies reporting on any aspect of the T cell response irrespective of follow-up duration, and on correlates of that response. We defined “correlates” to include (among others) age; gender; ethnicity; the presence of intercurrent or co-morbid disease e.g. diabetes, cardiovascular, chronic respiratory disease; and primary illness severity, proxied by the WHO’s distinction between “mild”, “moderate”, “severe” and “critical” COVID-19 [6], or by requirement for intensive care.

Selection of studies

Studies were independently screened on title, abstract and full text by two team members (working across four pairs), and disagreements arbitrated by one of the review leads.

Data extraction, assessment of study quality, and data synthesis

Data were extracted in duplicate from each included study into a bespoke Microsoft Excel template (S2 Fig in S1 File). Where both pre-print and peer-reviewed versions of a report were returned through searches, results were extracted from both if substantial differences in reported data were identified; if little difference was found, only the peer-reviewed version was retained.

Critical appraisal for each included study was performed in duplicate using a version of the MetaQAT 1.0 tool that was adapted for improved applicability to the basic science and laboratory-based studies that are common in this field [7]. The adapted MetaQAT tool was used to gather both qualitative feedback on study quality and scaled responses (yes/no/unclear) to questions around study reliability, internal and external validity, and applicability, with narrative assessment of quality used to inform review findings. Full details of this process can be found in S3 Appendix and S4 Fig in S1 File.

Due to the degree of methodological heterogeneity across included studies, formal meta-analysis was not performed. Results are synthesised narratively in the sections that follow.

Ethical approval

This was a systematic review based on analysis of openly published secondary data and did not involve humans. No ethical approval was required.

Results

Descriptive overview of included studies

A total of 9,223 records were identified through searches conducted for the review after de-duplication, and a further five through expert consultation, of which 61 papers were included (see PRISMA flowchart in Fig 1).

Fig 1. PRISMA flowchart documenting the search and screening process for this review.

Fig 1

Key characteristics of included studies are further summarised in Table 1. Of the included reports, 34 (56%) were peer-reviewed journal papers [3, 840]. Two animal-based, basic science studies were included [30, 41] but the overwhelming majority of reports were in humans, for which the most common designs were case-control (n = 26, 43%) [1012, 14, 17, 21, 23, 2529, 31, 32, 37, 38, 40, 4250] and cohort (n = 22, 36%) [8, 13, 15, 16, 20, 22, 34, 36, 39, 5162]. 50 studies (82%) considered participants sampled from hospital settings [8, 9, 1129, 3140, 42, 43, 45, 46, 4850, 53, 54, 5665]. Most studies originated from China (n = 32, 52%) [1113, 1521, 2329, 3139, 43, 45, 50, 53, 61, 63]. Only five studies (8%) specifically examined cellular responses in children [15, 19, 33, 35, 39]; while only one study examined differences by gender [24], and none by ethnicity (see Table 2).

Table 1. Summary of descriptive statistics for included studies.

Characteristic Number Percentage of total
Publication type
Pre-print 27 44%
Peer-reviewed 34 56%
Study design
Case control 26 43%
Cohort 22 36%
Case series 7 11%
Basic science study 3 5%
Narrative review 1 2%
Systematic review with meta-analysis 1 2%
Non-randomised clinical trial 1 2%
Study population
Human 58 95%
Animal 2 3%
Both 1 2%
Country from which study population was drawn
China 32 52%
Europe excl. UK (France, Germany, Italy, Spain, Sweden, Netherlands) 13 21%
USA 3 5%
UK 3 5%
Other countries 6 11%
Multiple populations 2 3%
N/A (lab or animal based) 2 3%
Sampling context
Hospital 50 82%
Mixed hospital and community 1 2%
Community 6 10%
Laboratory (animal) 2 3%
N/A (review) 2 3%

Table 2. Evidence on clinical and demographic correlates of T cell response to SARS-CoV-2 infection from studies included in this review (* disease severity was defined in various ways in included studies; for some according to intensive care unit admission; a number used the Chinese National Health Commission definition [66]).

Category Correlate Dimension or sub-population Findings
Clinical Disease severity* Asymptomatic or pauci-symptomatic • One study evaluated T cell responses in asymptomatic patients (n = 20) and found little change in the circulating T cell frequencies within this group [51].
Moderate disease • Reduced numbers of both CD4+ and CD8+ T cells in moderate and severe cases, alongside increased numbers of activated CD4+ and CD8+ T cells expressing PD-1 or Tim-3; as well as potential reductions in cytotoxic potential and polyfunctionality were reported in one narrative review [3].
Severe or critical disease Cell counts
• A medium quality meta-analysis found that patients with severe disease had statistically significant, two-fold decreases in both CD4+ and CD8+ T cells, as well as in CD3+ T cells (1.7-fold) and overall lymphocyte number (1.44-fold), alongside statistically significant increases in neutrophils (1.33-fold) and overall leukocytes (1.2-fold) [67].
• A large study (N = 599) reported reduced total, CD4+, and CD8+ T cells being associated with more severe disease, comparing n = 43 ICU-admitted patients with non-ICU-admitted patients, and comparing critical/severe non-ICU patients with mild/moderate non-ICU patients (as per Chinese national definitions*) [37].
• Other large studies [11, 18, 32, 36] showed comparable findings, and 3 studies also reported reduced CD3+ cells in more severe disease [18, 32, 36]; however, one only found significant cell count differences for critical vs severe disease, and not for severe vs moderate disease [18].
Cell ratios
• Six studies reported marked increases in CD4/CD8 ratio (due to increases in CD4+ but reductions in CD8+ cells) in severe and critical patients compared to those with moderate disease [22, 25, 36, 62, 65]. The last of these also showed CD8+ T cell counts were much slower to normalise than CD4+ in patients with severe disease [25].
• Two studies however, reported significant reductions in CD4+, but not in CD8+, T cells in severe disease (n = 452), or ‘aggravated’ disease, defined as clinically progressive at 7 days (n = 17) [26, 34].
• A small study from Iran reported increased CD8 expression in ICU patients relative to healthy controls, quantified by flow cytometry as mean fluorescence intensity (MFI), with no significant differences seen in CD4/CD8 ratio, or CD4+ T cell MFI [40].
Clinical endpoint Survival vs non-survival • Two studies with large cohorts followed up COVID-19 patients until death or discharge, both conducting multivariate analysis. Luo et al. (n = 1018), reported significantly lower CD3+, CD4+ and especially CD8+ counts in non-survivors than survivors, and found that CD8+ T cell counts <165 cells/μL (OR 5.93) were independently associated with mortality after adjustment for age, sex and comorbidities [21]. Liu et al. (n = 340) reported that lower helper T cells (OR 0.22) and higher CD4/CD8 ratio (OR 4.8) were highly significant predictors of mortality [63].
• Whilst also reporting lower CD8+ counts in non-survivors throughout the disease course, Wang et al. (n = 157) also found that non-survivors had lower CD4+ counts only evident in middle and late stages of disease, and that non-survivors had a lower CD4/CD8 ratio [29].
• Based on 28 deaths amongst 187 patients, Xu et al. demonstrated that total T cell counts <500/μl, CD3+ counts <200/μl, CD4+ or CD8+ counts <100/μ as well as B cell counts <50/μL, were significantly associated with risk of in-hospital death, however this is only on univariate analysis [32].
• In a cohort of n = 548, Chen et al. reported significantly elevated neutrophil-to-lymphocyte ratio (NLR), platelets-to-lymphocytes ratio (PLR), reduced peripheral CD3+, CD4+ and particularly CD8+ counts in non-survivors [36]. He et al. (n = 204) reported that T cell levels continued to fall until death in non-survivors, whilst in survivors with severe disease, levels increased after 15 days and normalised after 25 days of treatment [11].
RNA persistence • Four small but high or medium quality clinical cohort studies from China showed that slower resolution of PCR-positivity is associated with reductions in peripheral T cells.
• Jiang et al. (n = 23) found that the baseline abnormalities in CD3+, CD4+ and CD8+ T cells underwent robust recovery in patients who became RNA negative 2 weeks after diagnosis, whilst they did not do so in those who remained persistently positive [12].
• Liu et al. compared 37 cases who remained positive at day 20, with 37 patients at their point of diagnosis, as well as 54 healthy controls, and showed that both the persistently positive and control groups had higher CD3+ and CD4+ levels, suggesting that these subsets do normalise despite viral persistence [45].
• In a similar study, though with a persistence threshold of 15 days, Dong et al. (n = 18) also found global reductions across CD3+, CD4+ and CD8+ subsets for persistent positives, which increased between admission and discharge; as well as significant negative correlation between overall T cell count and duration of positive nucleic acid test [38].
• Liu et al. (n = 39) also reported higher global T and B cells in patients becoming RT-PCR negative within 14 days [20].
Co-morbid disease status • Three studies considered the effect of comorbid status, all originating from China and spanning patients with non-severe, severe and critical clinical presentations [11, 20, 39]. Two had significant methodological limitations [20, 39].
• One study (n = 204) found significantly lower total lymphocyte and lymphocyte subset counts in patients with comorbidities compared with those without (though “comorbidities” not defined) [11].
• The second (n = 39) found statistically significant differences in CD8+ counts between patients with comorbid disease and those without (p = 0.046), but no difference in CD4+ counts—although here again the range of comorbidities considered was not defined [20].
• The final study compared outcomes in a paediatric cohort with or without “allergic disease” (not clearly defined) and showed no effect on clinical course, total lymphocyte or lymphocyte subset counts [39].
Demographic Age Older adults • A high-quality clinical cohort study and a medium-quality case-control study, both from China, reported lower T cell total and subset counts, including CD3+, CD4+, CD8+ subsets, for older patients aged 60 or over [11, 37].
Children • Four medium-quality studies—1 case control and 3 case series—considered cellular responses in children in samples from China, all showing comparable CD3+, CD4+ and CD8+ counts to healthy paediatric controls, or where the comparison group was adults, higher T cell counts across subsets [19, 33, 35]. However, potential confounders such as disease severity or comorbidities were not controlled for in these studies.
Sex • One medium-quality case series (n = 27) from China examined differences in cytokine secretion by sex of cases, showing reductions in CD4+ and CD8+ count for all patients irrespective of gender but more generalised cytokine responses were observed among male participants than females, for IL-6, TNF-α and procalcitonin–although the statistical significance of these differences was not tested [24].

What follows is a narrative synthesis of the main study findings grouped according to topic area. In each section we highlight main limitations of the included papers, with more detailed summaries of each study, the methods and assays applied, as well as specific limitations further elaborated on in the S1 File. Overall, many important study limitations were identified in all topic areas (individual study critical appraisal details are given in S5 Appendix in S1 File), the details and implications of which are explored in the discussion.

Acute phase T cell response and association with cytokine release syndrome

General features of the T cell response in the acute phase

The majority of included papers commented on general aspects of the T cell response to SARS-CoV-2 infection in the acute phase of illness, though the duration of this period was not explicitly defined. Methodological reporting was of variable quality across included studies: in n = 10 papers (16% of the included set) methods were not clearly described, and for the remainder, approaches to quantification of the T cell response varied. For example, Laing et al. partnered a total lymphocyte count from a full blood count and flow cytometry to derive estimates of absolute T cell subset counts based on the gated percentages [54], while other studies used direct quantification of lymphocyte subsets, such as TruCount™ [58]. A majority of the studies used either recognised or in-house flow cytometry tools.

Higher quality studies consistently found evidence for reduction of total peripheral T cell counts in symptomatic adult patients during the acute phase, often accompanied by increased activation of remaining T cells and evidence of functional ‘exhaustion’, as defined by expression of the markers PD-1 and Tim-3; however, findings regarding specific subsets were more mixed. Three well-designed cohort studies [22, 32, 54] showed reductions in both CD4+ and CD8+ T cell counts in clinical cohorts ranging in size from 30 to 187 patients, while two found evidence of greater reductions in CD8+ (cytotoxic) than CD4+ (helper) T cells [22, 54]. A cohort study (n = 17 patients) only found evidence of reduction in CD4+ but not CD8+ T cell counts on comparing patients with ‘aggravated’ (or clinically progressive) with non-aggravated disease [34]. A cohort study of 64 patients from Italy showed that T cell frequencies were maintained in patients with mild and asymptomatic disease [51]. Broadly similar findings emerge from a range of high-quality case-control studies, typically with much larger sample sizes. Three hospital-based case-control studies with sample sizes ranging from 102 to 522 patients found evidence of globally reduced lymphocyte counts (CD3+, CD4+ and CD8+ T cells) in the acute phase [12, 26, 37]. These findings were also reflected in two summary reviews [3, 67]. The first, a medium-quality meta-analysis incorporating data on 5,912 patients across 35 published/pre-print reports, showed that total numbers of B cells, T cells and natural killer (NK) cells were all significantly decreased in COVID-19 patients' peripheral blood [67]. This picture of peripheral T cell lymphopenia in COVID-19 patients is reinforced by findings from a larger body of observational studies though many of these had significant methodological limitations [e.g. 1618]. Notably, four studies considering T cell responses in paediatric COVID-19 cases universally demonstrated comparable T cell counts to healthy paediatric controls, or higher counts when compared against adult cases [19, 33, 35]. The one study to evaluate responses in asymptomatic adult cases (n = 20) found little change in the circulating T cell counts within this group also [51].

Five studies provided more detailed analysis of T cell phenotypes in severe and/or critical disease, with overall suggestions of higher T cell activation with increasing disease severity, alongside depletion of specific subsets that reverses with clinical recovery [13, 27, 51, 60, 62]. A well-conducted study by Anft et al. (n = 53) found significant peripheral depletion in critical patients of activated (e.g. HLA-DR+) memory/effector T cells that co-express tissue migratory markers (e.g. CD11a), when compared to severe and moderate cohorts [62]. Lower frequencies of terminally differentiated T-cell subsets (TEMRA) were found in patients with both severe and critical disease. Importantly, recovery from acute respiratory distress syndrome (ARDS) was accompanied by a restoration of CD11a+ T cell subsets. Two studies of critically ill patients identified stronger inflammatory cytokine T cell responses to Spike (S) protein [62], and to S, membrane (M) and nucleocapsid proteins (NP), with greater reactivity by CD4+ compared to CD8+ cells [60] within this group, respectively. Carsetti et al. reported an overall increase in activated (e.g. HLA-DR+) CD4+ T cells in 16 patients across both mild and severe disease but found that HLA-DR+ CD8+ cells were specifically increased in severe disease [51]. Two studies also found increased numbers of activated T cells in patients with severe and critical disease, with reversal upon disease remission [13, 27].

Accompanying T cell dysregulation, a cytokine release syndrome (CRS)-like clinical picture occurs in many patients with severe SARS-CoV-2 infection [68]. Elevated levels of many pro-inflammatory cytokines, such as interleukin-6 (IL-6), and to lesser degree, interleukin-10 (IL-10), and tumour necrosis factor alpha (TNF-α) were identified in patients in four studies [3, 6971]. Concentrations of pro-inflammatory cytokines such as IL-6 positively correlated to severity of disease and with lymphopenia [8, 11, 16, 17, 21, 22, 27, 36, 37, 61, 65, 67]. A large peer-reviewed study with 1,018 participants reported over ten-fold increases in IL-6 levels amongst COVID-19 cases, and found that serum IL-6 >20pg/mL was strongly associated with in-hospital mortality (OR 9.78, p<0.001) on multivariable regression analysis [21]. A pre-print systematic review reported 1.93-fold increases in IL-6 and 1.55-fold increases in IL-10 for severe patients [67]. In line with this, another large study (n = 548) reported significantly increased IL-6 levels in non-survivors compared with survivors [36]. Correspondingly, levels of IL-6 and IL-10 appeared to be negatively correlated with total T cell and subset counts across all included studies, and showed normalisation in tandem with clinical resolution [37]. Findings for other interleukins, IL-1, IL-2, IL-4 and IL-8, were more mixed [11, 16, 17, 27, 37, 61, 67].

Dynamics of the T cell response over the acute phase

Seven studies reported longitudinal data on the T cell response, mostly focusing on within-hospital trends, with a maximum follow-up range of 14–44 days following symptom onset [8, 9, 11, 12, 32, 45, 59]. Overall, the available evidence suggests that peripheral T cell depletion is closely linked with both disease severity and viral load in the acute phase, and recovery of counts can occur rapidly following clinical or virological recovery, especially in more mild disease. Two large and well-conducted case-control studies (n = 103 and n = 187) found that low T cell counts on admission increased steadily over the course of admission. Subsequent recovery of lymphocyte count was roughly consistent with clinical improvement [12, 32]. One study found evidence of significant decreases in counts of CD3+ T, CD4+ T, CD8+ T, and NK cells in COVID-19 patients compared with healthy controls (all p<0.05) on admission. In a subset of n = 23 patients followed up two weeks after initial presentation, those newly negative for SARS-CoV-2 RNA on polymerase chain reaction (PCR) showed the most dramatic recoveries in T cell subset counts [12]. Two studies reported longitudinal trends in detail at regular follow-up intervals; the first, a cohort study from Italy involving 18 patients (nine mild and nine severe cases), found that low total lymphocyte counts in severe cases were stably maintained for up to 20 days post-admission, with little discernible difference between T cell subsets [8]. The second, a French cohort study (n = 15) of predominantly elderly patients admitted to intensive care, found that CD8+ counts fell to their lowest value by days 11–14 after symptom onset (p = 0.03), with recovery thereafter, but noted a slightly later nadir for CD4+ (days 19–23) and with no significant change in the overall CD4/CD8 ratio throughout the 35-day follow-up period [59].

Correlates of the T cell response

The number of studies addressing demographic and clinical correlates of the T cell response was small and many potentially important variables such as ethnicity were not addressed. Key findings from this literature are summarised in Table 2. The largest single body of work examined relationships between T cell response and disease severity, based predominantly on studies in the hospital setting.

In regard to clinical correlates, peripheral counts appeared undisturbed in asymptomatic disease, significantly depleted in moderate or severe disease, and with disturbances to the CD4/CD8 ratio in severe or critical disease. The single study including asymptomatic cases was of good quality, although limitations included relatively small sample size and poor reporting of sample selection methods [51]. Evidence regarding moderate and severe disease was consistent across several good quality studies with larger sample sizes [32, 37, 62] and was also reflected in two reviews [3, 67].

Lower peripheral T cell counts were associated with non-survival, as reflected in two larger studies which conducted multivariable analyses and found independent associations for specific subsets [21, 63]; with persistent RNA-positivity, primarily in smaller studies with some risk of selection bias; and with older age, including in one large higher quality study [37].

Many studies were limited by poor reporting of sample and control selection methods, and by some variability in their definitions of clinical severity (most as per WHO, however some were based on Chinese national guidance).

Viral cross-reactivity of T cells

Eight studies explored cross-reactivity of T cells between SARS-CoV-2 and related human coronaviruses within small, adult-only samples of cases and controls [10, 42, 44, 46, 47, 49, 52, 55]. Using activation-induced marker (AIM) assays, Grifoni et al. detected SARS-CoV-2-reactive CD4+ T cells against a range of S and non-S epitopes in 12/20 ‘pre-pandemic’ US donors [10] while Weiskopf et al. reported low levels of cross-reactivity in only 2/10 ‘pre-pandemic’ German donors [49]. Using an interferon gamma (IFN-γ) enzyme-linked immunosorbent spot (ELISpot) assay, Gallais et al. found some T cell cross-reactivity mainly to the S2-domain of the S protein in 5/10 ‘pre-pandemic’ French donors [52] and Le Bert et al. found T cells specific to NP and non-structural proteins 7 and 13 (NSP7, NSP13) in SARS-CoV-1/2 unexposed donors [55]. The latter Singapore-based study also reported robust SARS-CoV-2 NP-reactivity in T cells from SARS-CoV-1 convalescents, with these memory cells persisting for 17 years after the SARS outbreak [55].

Amongst controls recruited during the pandemic, but confirmed as antibody- and PCR-negative, S-reactive T cells were demonstrated in 23/68 controls in a high-quality German study [42]; and in 12/14 controls in a smaller Russian study, including one household contact of a COVID-19 case. The latter study also included a smaller group of ‘pre-pandemic’ donors (n = 10), who had significantly lower frequency and magnitude of reactivity than the controls recruited during the pandemic, hinting at a possible protective effect of cross-reactive T cells [47]. In contrast, Peng et al. found no SARS-CoV-2-specific T cell responses in either ‘pre-pandemic’ or ‘during-pandemic’ antibody-negative UK controls (n = 19) [46].

Notably, studies consistently found a lower frequency and magnitude of T cell response as well as a differential pattern of immunodominance in reactive unexposed controls relative to SARS-CoV-2 convalescents, with low homology between COVID-19 convalescent T cell epitopes and known epitopes from endemic human coronaviruses (HCoV). An Australian study found that frequencies of T follicular helper (TFH) cells specific to HCoV-HKU1 were higher amongst COVID-19 convalescents (n = 41) than uninfected controls (n = 27), suggesting boosting of HKU1-specific responses following SARS-CoV-2 exposure, and hinting at a coronavirus-specific TFH response (study findings are further elaborated on below in the context of T-cell population characterisation) [44].

The evidence suggests that a degree of cross-reactivity of T cell responses between human coronaviruses may be relatively common; however, the significance of these findings for individual and population susceptibility to SARS-CoV-2 remains unclear. Additionally, the evidence is limited by very small sample sizes, uncertain validity of ‘during-pandemic’ controls, and heterogeneity in assay methods.

Characterisation of T cell subpopulations and protective immunity

Twelve studies characterised T-cell subpopulations, including magnitude, functionality and phenotypic characteristics, post-acute COVID-19 infection. Timing of sampling post disease onset and duration of follow-up differed both within and between studies, many of which were conducted on small study populations, with sampling methods rarely reported (S5 Appendix in S1 File). One French contact-tracing study demonstrated SARS-CoV-2-specific T cell responses against structural (S, M, and NP) and accessory proteins in all nine index cases, in samples collected at 47–69 days post symptom-onset, as well as in 6/8 PCR-negative or untested contacts (of whom five were symptomatic), in samples collected up to 80 days post-onset [52]. A UK-based study of COVID-19 convalescents (28 mild cases, 14 severe cases) characterised the T cell response using IFN-γ ELISpot assays on samples taken at least 28 days post symptom onset [46]. A strong and broad SARS-CoV-2-specific T cell response was generally elicited but varied between individuals. T cell response breadth (p = 0.010) and magnitude (p = 0.002) were significantly higher in patients who recovered from severe disease in comparison to mild cases. Sub-set evaluation demonstrated CD8+ T cells mediated a greater proportion of responses detected to S and M or NP epitopes. No difference in the levels of polyfunctional T cells was observed between mild and severe disease. Differences were observed in the cytokine profiles of CD8+ T cells targeting different viral antigens, with the M/NP-specific CD8+ T cells displaying wider functionality compared to those targeting S-protein (p = 0.0231). In those with mild disease, M/NP-specific CD8+ T cells were significantly higher than S-specific T cells. This trend was not observed in those with severe disease [46].

These findings complement the study by Grifoni et al. (discussed above) which found that NP, M and S proteins contain the immunodominant epitopes for both CD4+ and CD8+ T cells [10]. No significant differences in the cytotoxic potential was detected between mild and severe disease. Specific SARS-CoV-2-reactive T cells were not frequently observed in healthy, unexposed individuals. Furthermore, the magnitude of T cell responses in COVID-19 patients correlated with related antibody titres, including anti-S and anti-NP. Another study stimulated peripheral blood mononuclear cells (PBMCs) from 18 COVID-19 patients ranging in disease severity with two overlapping peptide pools spanning the full S region [42]. Twelve patients had detectable CD4+ T cell reactivity against the first peptide pool, which contained N-terminal epitopes including the receptor binding domain (RBD). Fifteen patients displayed reactive CD4+ T cells against the second peptide pool, which contained C-terminal epitopes processing higher homology with HCoVs. Among the non-reactive cases most had critical disease [42].

Le Bert et al. assayed peripheral blood T cell responses to NP and NSP7 and NSP13 of the large SARS-CoV-2 proteome using an IFN-γ ELISPOT assay. Samples were obtained from 24 individuals who had experienced mild to severe COVID-19. For all patients, IFN-γ spots were observed following stimulation with NP peptide and nearly all displayed responses against multiple regions of NP. A further sub-analysis demonstrated T cell recognition of multiple regions of SARS-CoV-2 NP among recovered patients (8/9) [55].

Six studies reported on the phenotypic and target profile of T cell subsets. One study performed an in-depth characterisation of humoral and cellular immunity against the S protein in samples taken from 41 adults who had recovered from mild-moderate SARS-CoV-2 infection (five requiring hospitalisation but not mechanical ventilation) and 27 controls. Expanded populations of S-specific memory B cells and circulating cTFH cells (which play a critical role in supporting antigen-specific B cells to initiate and maintain humoral immune responses) were detected [44]. The frequencies of unstimulated cTFH cells were comparable between SARS-CoV-2 convalescent and uninfected groups. In general, robust cTFH cells activity to the SARS-CoV-2 S-protein was observed among the convalescent group, whereas responses to RBD-specific cTFH were significantly lower (p<0.0001). The antigen reactivity of S-specific non-cTFH CD4 memory (CD3+CD4+CD45RA-CXCR5-) cells revealed similar trends with strong recognition of SARS-CoV-2 and smaller frequencies of RBD-specific T cells. High plasma neutralisation activity was also found to be associated with increased S-specific antibody, but notably also with the relative distribution of S-specific cTFH subsets [44].

Another study analysed the T cell response in samples taken from 31 COVID-19 patients [13]. Disease severity was classified in accordance with US National Institute of Health classification system [72], with a total of n = 2, n = 19, and n = 10 participants being categorized as having asymptomatic, mild, and moderate/sever disease, respectively. None of whom required intensive care or oxygen supplementation. A central memory phenotype (CD45RO+, CCR7+), followed by an effector memory phenotype (CD45RO+, CCR7-) were predominate within the S-reactive CD4+ T cell population. An effector memory, followed by the terminal effector cells (CD45RO-, CCR7-) were the predominant phenotypes among antigen-specific CD8+ T cells. A significant increase in activated (CD38+, HLA-DR+) CD4+ T cells was detected among cases. Further T cell response characterisation showed CD4+ and CD8+ T cell activation in response to full-length S-protein exposure, and the M-protein response was significantly stronger (p = 0.0352). A correlation between the magnitude of T-cell and humoral responses was reported (anti-RBD IgG and CD8+ T-cell response). However, this relationship was weakly statistically significant (r = 0.386 p = 0.0321), whereas an interdependence was reported between the magnitude of CD8+ and CD4+ responses (r and p values not presented) [47]. Three additional studies reported on the presence of the effector memory phenotype, two of which studied hospitalised patient populations, and the third study analysed samples from returning travellers. Minervina and colleagues reported detection of T cell clones within both the effector and central memory subpopulations, in samples obtained from two returnees from countries with high SARS-CoV-2 transmission [64]. Similarly, Weiskopf et al., in their study of 10 COVID-19 patients who developed ARDS, reported that peripheral SARS-CoV-2-specific CD4+ T-cells typically had a central memory phenotype (based on CD45RA and CCR7 expression), whereas the majority of virus-specific CD8+ T-cells had a CCR7- effector memory (TEM) or TEMRA phenotype [49]. In contrast, a study of four COVID-19 positive paediatric cases with mild disease, and five uninfected controls, found no difference in the effector or central memory phenotypes of the CD8+ and CD4+ populations compared with controls [33].

A small study conducted a phenotypic analysis of circulating SARS-CoV-2-specific T cells in samples obtained 20–47 days post positive PCR from individuals recently recovered from mild SARS-CoV-2 infection. The analysis was conducted using combination SARS-CoV-2-specific T cell detection with CyTOF. IFN-γ producing S-specific CD4+ and CD8+ T cells were detected, suggestive of a S-specific T helper (Th)1 response, where as Th2 and Th17 lineages were not detected among S-specific CD4+ T cells [73].

Evidence of potential protective T cell-mediated immunity is provided by one US-based study that measured the cellular response in rhesus monkeys (n = 9 cases, n = 3 controls) upon repeat challenge with pooled S peptides, day 35 post initial infection [30]. Based on IFN-γ ELISpot assays, cellular immune responses were observed in the majority of animals, with a trend toward lower responses in the lower dose groups. Intracellular cytokine staining assays demonstrated induction of both S-specific CD4+ and CD8+ T cell responses. Post re-challenge, very limited viral RNA was observed in bronchoalveolar lavage (BAL) on day one following re-challenge in three animals, with no viral RNA detected at subsequent timepoints. In contrast, high levels of viral RNA were observed in the concurrently challenged naive animals. However, these findings to do not exclude the possibility that protection was antibody-dependent rather than due to T cell immunity exclusively, and longer-term analyses are needed [30].

Discussion

This review narratively synthesises findings from 61 studies examining human T cell responses to SARS-CoV-2 published before the end of June 2020. Given the exceptional speed and volume of developments in COVID-19 research, further evidence has accumulated in the intervening months. In this section we summarise key findings from the review and contextualise them against new data published since our searches were completed in late June 2020; importantly, we have not identified any reports that challenge the central findings of this review.

Summary of key findings

Acutely, adult COVID-19 patients exhibit a depletion of T cells in the peripheral blood, the extent of which is positively correlated with disease severity, whereas asymptomatic patients and children tend to have preserved peripheral T cell counts. This suggests an important relationship between pathogenesis and the circulating T cell pool. Observed lymphopaenia in adult COVID-19 patients is likely to be multifactorial in origin, with redistributive effects, apoptotic loss [74], and possibly reduced mobilisation of lymphocytes from bone marrow, all playing a part. Prior work has also shown an association between IL-6 production and blockade of lymphopoiesis; although the extent to which this mechanism operates in COVID-19 has yet to be investigated [75]. Regarding age differences, it has been speculated that children may receive protection from a diverse naive T cell repertoire, with adults of increasing age at higher risk due to immunosenescence [76]. At the time of searching, few studies had explored the relationship between T cells, age and clinical severity, with appropriate statistical adjustment, however, a recent study examining all three branches of the adaptive immune response (CD8+ T cells, CD4+ T cells, and neutralising antibodies), found that older age and scarcity of naïve T cells were associated with un-coordinated adaptive responses and more severe disease [77]. Another recent study reported more robust S-specific T cell responses in adults (mean age 61.05 years) compared with children (mean age 13.34 years) [78].

There is emerging evidence of cytokine over-production, in particular IL-6 and IL-10, as part of immunopathogenesis within COVID-19; however, drivers of these observed changes are still not fully understood. A recent pre-print report from a Brazilian research group describes infection of CD4+ T cells by SARS-CoV-2, with subsequent high expression of IL-10 by infected cells [79]. If these data are robust to peer-review and can be replicated elsewhere, this finding may represent one of the contributory factors. Trials of immunomodulatory agents including those that inhibit the IL-6 pathway in COVID-19 patients are also underway [80], although initial results for one of these agents, tocilizumab, proved disappointing [81].

Although less comprehensive, longer-term data suggest that T cell reductions are transient, with rapid recovery of counts within days to weeks of clinical recovery and PCR negativity. This supports the hypothesis that T cells are sequestered rather than destroyed, although the observation of similarly depleted T cell numbers in the broncho-alveolar lavage samples of severe patients indicates that T cells are not simply recruited en masse to infected tissues [82].

In the context of well-recognised variations in COVID-19 clinical outcomes by age, ethnicity and co-morbid status, there is a striking shortage of robust evidence on demographic correlates of the T cell response to SARS-CoV-2. We identified a single study considering gender-related effects on T cells, and eight studies considering cellular responses with age (a majority of these in paediatric patients with or without adult controls). We identified no studies evaluating other potentially important determinants, including ethnicity. These constitute important gaps in the evidence, which persist even in more recent literature, and should be addressed in future studies.

Evidence characterising cellular immune responses suggest enduring T cell immunity, with phenotypic profiles consistent with helper and memory T cell functions and evidence of activity against multiple viral targets. Variation in viral targets is observed between disease severity and based on one study, the breadth and magnitude of the T cell response were significantly higher in patients who recovered from severe compared to mild disease. Responses were also detected in individuals who experienced mild infection. However, this evidence derives from small, observational studies conducted on samples taken from participants at varying time points, and with selection criteria rarely described. The longevity of this T cell immunity and the degree of protection it provides remains unclear, though recent pre-print papers from studies with longer follow-up report durability of virus-specific T cells for as long as 6–8 months following infection [83, 84]. Recent epidemiological and animal model evidence hints at the protective function of T cells [85, 86], and is supported by identification of detectable virus-specific T cell responses in seronegative COVID-19 convalescents [8789], and in uninfected individuals with known exposure [90].

With regards to T cell cross-reactivity, included studies reported variable prevalence of SARS-CoV-2-reactive T cells in unexposed controls. These studies were limited by small sizes and assay heterogeneity, but there was consensus around the lower frequency and magnitude of T cell responses, and differential epitope dominance, in reactive controls relative to SARS-CoV-2 convalescents. More recent studies conducting detailed characterisation of the T cell epitopes governing cross-reactivity have found similarity with common cold coronaviruses [89, 91], with one study reporting pre-existing T cell responses in 81% of unexposed controls and data suggestive of lower pre-existing cross-reactivity in hospitalised COVID-19 cases compared with mild cases [89]. Several models of the potential impact of pre-existing cross-reactivity on individual and population immunity have been proposed [92], and methodologies allowing distinction between pre-existing T cell responses, and those arising from SARS-CoV-2 infection, are a growing focus of investigation [93].

Strengths and limitations

This study is the first systematic review on the T cell immune response to SARS-CoV-2, utilising robust methods for searching, screening, and critically appraising both pre-print and peer-reviewed literature. While a number of narrative reviews are available [94, 95], some of which focus on specific aspects of cellular immunity [67, 96], our review is broader in both scope and comprehensiveness, and is intended as a foundation for ongoing systematic evidence synthesis.

Limitations arise from the methodology applied, and from the nature of the underlying evidence. First, while the search strategy was broad in choice of keywords and inclusion of pre-print publications, it is possible that some results were missed, particularly on pre-print servers for which structured searches are more challenging.

Additional limitations arise from the nature of the underlying evidence base on which this review draws. Variations in reporting practice present major challenges for critical appraisal and weighting of evidence. For example, narrative reviews–popular in this field–have limited methods reporting. Further difficulty is introduced through variations in treatment protocols, clinical severity and case definitions used in included studies, and varying methods adopted for T cell counts, functionality, phenotypes, and assay validation. Not only do these factors introduce substantial methodological heterogeneity, thereby limiting quantitative syntheses of data; they are also critical to the study of T cell immunity to SARS-CoV-2 as the assays are evolving and yet to be formally validated and standardised.

Importantly, many of the studies also had significant methodological limitations, most notably, small sample sizes accompanied by minimal reporting on selection methods for participants and controls, which introduces substantial risk of selection bias. This risk is further compounded where only subsets of samples are characterised in greater depth, or small sub-cohorts are followed-up longitudinally, with little explanation of how these sub-groups are selected. Consequently, it is challenging to draw inferences and to generalise findings to the population-level, limiting applications to wider practice and policy. Other issues affecting the validity and reliability of data, such as lack of valid controls and lack of statistical analyses to control for confounders, for example when testing associations with demographic or clinical correlates, are also commonly encountered issues within the evidence base.

Finally, as a consequence of the urgency of conducting research and disseminating findings during this pandemic, academic conventions have often been circumvented. Many findings were initially (and sometimes solely) reported through pre-print papers, which have not undergone the scrutiny of peer-review. Caution should be applied when drawing inferences from these data, and we have taken care in this study to distinguish clearly between preprint and peer-reviewed publications in reporting findings. Furthermore, we noted large variations in the ethical approval processes that authors of individual studies appeared to have followed, and the extent to which informed consent was sought from participants. The implications for the integrity of future research are potentially grave and will need to be comprehensively addressed in the interests of ethically sound research practice in future.

Policy implications and onward research questions

Many unanswered questions remain, such as the durability of and protection afforded by virus-specific T cell responses, and their relative importance in protection from reinfection compared with antibodies. More data is also needed on the demographic correlates of T cell responses and the significance of cross-reactive cellular immunity.

An important application of findings from T cell response studies will be towards evaluation of the rapidly growing number of SARS-CoV-2 vaccine candidates, a number of which are now in or emerging from clinical trials [97]. In parallel with clinical data from COVID-19 patients, vaccine developers are frequently reporting on T cell immunogenicity from early phase evaluations. While this is notably lacking for some prominent candidates (including inactivated vaccines from Sinovac [98], Beijing Institute of Biological Products/Sinopharm [99], and the Chinese Academy of Medical Sciences [100]), other frontrunners (including mRNA vaccines by Moderna [101] and Pfizer/BioNTech [102], and non-replicating viral-vectored vaccines by Oxford University [103], Gamaleya Research Institute [104], and CanSino [105]), have successfully demonstrated vaccine-induced T cell responses against S-protein epitopes. While these data are encouraging, given the wide range of potential T cell epitopes, it is worth exploring whether multi-peptide platforms such as traditional inactivated whole-virus, or novel virus-like particles, may provide more robust immunity through harnessing the full potential of the T cell response, as compared with S-focused mRNA and viral-vectored platforms. This is supported by data from recent studies demonstrating that non-S proteins make up the most immunodominant T cell epitopes following infection [106], and that more diverse T cell responses are associated with milder disease [89]. It will also be important to conduct Phase 3 and post-implementation evaluation of vaccine effectiveness in groups with high prevalence of prior infection, such as health and care staff, who will be a priority group for vaccine deployment following licensure. In addition to antibody testing, baseline assessments of virus-specific T cell reactivity are likely to be highly useful for this purpose.

Current estimates of population immunity rely solely on seroprevalence studies, however in the context of evidence for cellular responses in seronegative exposed individuals, and the potential waning of antibody responses over time, current surveillance methods are likely to be underestimating both exposure and immunity. A more developed understanding of the role of T cells in long-term protection will be helpful to policy makers in terms of modelling where population-level immunity lies and informing long-term surveillance and immunisation strategies. However, by contrast with antibody testing–a mainstay of immune surveillance for many communicable diseases–existing T cell assays are difficult to standardise and hard to scale, therefore unlikely to be deliverable at population level within the timeframe of the SARS-CoV-2 pandemic. In the short-term, emphasis may need to be placed on determining the utility of T cell assays to guide clinical and public health actions at the individual level, particularly in patients with immunosuppression, or those at the extremes of age. In parallel, adequately-powered and controlled studies providing deep immunophenotyping of T cells, B cells, and comprehensive characterisation of immune responses in mild or asymptomatic cases, and in vaccine recipients, will yield insights about the interdependence and relative importance of cellular and humoral responses. Over the long-term, development of scalable T cell assays may help to strengthen population immune surveillance systems.

Conclusions

A complex picture is emerging concerning the T cell response to SARS-CoV-2 infection, including the interplay between compartments of the immune system, and the balance between protective versus pathological responses. Inferences are limited by methodological limitations within studies, and heterogeneity between studies. Evaluation of T cell responses at scale is currently infeasible and the benefits of such an approach as yet unclear. Findings from targeted testing may carry important clinical and policy implications for public health interventions within at-risk sub-groups, for understanding mechanisms of vaccine efficacy, and for informing long-term population immunisation and surveillance strategies.

Supporting information

S1 Checklist. Prisma checklist.

(DOCX)

S1 File

(DOCX)

Acknowledgments

We thank Professor Mike Ferguson from the School of Life Sciences, University of Dundee, for comments on the research questions and initial outputs from this work; and Professor Mark Petticrew from the Faculty of Public Health and Policy, London School of Hygiene and Tropical Medicine, and Rachel Clark, Head of Evidence & Evaluation in the Research, Translation & Innovation Division at Public Health England, for advice on methodological aspects of this study. We are also grateful to Anh Tran (Senior Knowledge and Evidence Manager), Nicola Pearce-Smith (Senior Information Scientist), Paul Rudd (Knowledge and Evidence Specialist–COVID-19) and James Robinson (Knowledge and Evidence Specialist–North) from Public Health England’s Knowledge and Library Services for support in conducting the literature searches on which this review was based.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The authors received no specific funding for this work. MCIvS is funded by a NIHR Doctoral Fellowship (Ref NIHR300156). JM acknowledges the support of the National Institute for Health Research (NIHR) Biomedical Research Centre based at Guy's and St Thomas' NHS Foundation Trust and King's College London. SAI is supported by a Wellcome Trust Clinical Research Training Fellowship (Ref No 215654/Z/19/Z). The views expressed in this paper are those of the authors only, and do not necessarily represent those of the NHS, the NIHR, PHE or the Department of Health.

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PONE-D-20-27929

Cellular immune response to SARS-CoV-2 infection in humans: a systematic review

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Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This manuscript attempts to cover systematically cover and review a growing body of information on cellular T cell responses to SARS-CoV-2. They have clearly outlines the process in which they have done this, and discussed the challenges of doing so. One challenge is that because this field is evolving so rapidly, many papers are being published without thorough peer review and this should be discussed a bit more. I would encourage the authors to consider including more of the latest publications post June 2020.

Minor: Spell out RBD for those not familiar with this term. The mention of the Minervina et al., study in line 364-365 seems out of place and does not link up with the rest of the paragraph.

It may be worth mentioning the link of looking at Tfh further upfront e.g. move from line 342-343 to where you first talk about Tfh.

Consider revising to be more consistent for each study sited to include as much information as possible about disease status i.e. mild, severe etc. For example in line 353, its unclear if those are mild cases or severe cases but they just didnt need iC or oxygen supplementation.

The correlation sited in line 361 is weak in my opinion.

Reviewer #2: This systematic review on cellular immune response was well-organized and the narrative was easy to follow which reflects on the capability of the authors to express their message efficiently.

I had issues with several marker names and protocols that need to be spelled in full at first mention.

Reviewer #3: Summary of Research

Shroti M et al have written a systematic review of published literature regarding T cell responses to COVID, using independent keyword-structured literature searches for articles published (56% of final articles selected) or pre-prints available (44% of final articles selected) between the beginning of this year until 26 June, 2020, with a total of 61 articles included in the final analysis. A modified MetaQAT tool was used to critically appraise research articles by 2 independent authors, with a third author as an arbitrator in case of disputes. Overall, the authors conclude there is enough evidence to support that peripheral T cell count inversely correlates with disease severity, and that memory T cell and effector function to multiple viral epitopes are induced by infection. However, most studies had several limitations, highlighting the need for more research in this area.

Overall impression

Strengths included the critical assessment and quality scoring of the articles (as presented in Table 2) as well as duplicate independent analysis of journal articles with tie breaker reviewer.

However, while the authors did provide a good summary of data, there seemed little interpretation/synthesis of results. Often it did not seem to flow well, and seemed more of a disjointed accounting of facts from studies without interpretation or conclusions for each point, or broader digestion/interpretation of results. They state they will explore “the role of T cell mediated immunity in resistance to severe infection, clinical and virological recovery and long-term protection, (lines 92-93)” but discussion in these areas are vague and are stated to be inconclusive.

Major issues:

1. Would benefit from greater synthesis of presented data to provide more generalized conclusions/summary for each section (similar to summary in lines 180-183). For example, lines 204-205 set up the paragraph to discuss 5 more detailed studies, but what is the conclusions that can be drawn from these studies? What is the significance of the depletion of migratory T cells in severe cohorts? In line 222, is there a direct pathway connecting IL-6 and lymphopenia to potentially explain this correlation? For the paragraph starting 236, what do these studies suggest about the dynamics of the T cell response over time during the acute phase or can any overall conclusions be drawn? If not, why not?

2. Would also benefit from greater thought about how the data integrate into a larger picture – for instance, can they draw broad conclusions to form a model of how T cells respond to Covid depending on disease severity?

3. Any comments on how methodology compared between studies? The authors mention that cross-study statistical analysis was not performed due to degree of methodological heterogeneity across studies, but rarely comment on that in the text. They authors mention in their limitations section that many studies had small sample size, which they do point out for most studies, but did not otherwise comment on any particular methodological limitations of studies, which would be useful for a reader to determine weight to place on specific sections and may place the data in a different light.

4. Would benefit from updating.

a. Various reviews on T cell response have come out in recent months (see Toor SM et al, Immunology, Sept 2020, Chen Z and Wherry EJ, Nature reviews immunology, July 2020), although this may be the only systematic review, should consider rephrasing or citing.

b. Last article assessed was prior to July, would be nice to include any significant data from relevant publications since then, even if only in discussion.

c. Vaccine paragraph needs updating given recent interim results (lines paragraph starting line 457), with possible interpretation.

d. Almost half of studies were not peer-reviewed. For those that were pre-prints, recommend reviewing if any have undergone publication since then (similar to what was stated to have been done in lines 135-136).

Minor issues:

1. Overall lack of sufficient reference citation, see lines 172-183; 353-361; 381-390; 396-398; 402-404; 407-408; 415-417, although this is not inclusive of all areas needing improved citation.

2. The MetaQat based analysis of the publications was very effective, but one question, “Does it consider a similar population to the UK” makes it a little less broadly applicable and this reviewer wonders why this was included in the criteria.

3. Would benefit from more discussion of the quality of the data used to make the overall summary statements (such as done in line 425-427) and throughout the paper.

4. Consider renaming article to better reflect the content, specifying T cell responses rather than cellular responses.

5. In text, lines 161, states 34 (58%) were peer-reviewed journals, but in table one, it states 34 (56%). Please correct.

Misc.

1. Supplementary Appendix D is an excellent reference tool for critical analysis of specific studies.

**********

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Reviewer #1: Yes: One. B. Dintwe

Reviewer #2: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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PLoS One. 2021 Jan 25;16(1):e0245532. doi: 10.1371/journal.pone.0245532.r002

Author response to Decision Letter 0


29 Dec 2020

Department of Primary Care and Public Health

Imperial College London, UK

FAO Stephen R. Walsh, MDCM

Academic Editor

PLoS ONE

30 December 2020

Dear Professor Walsh

Thank you for your email of 01/12/2020 providing reviewer comments on our manuscript “Cellular immune response to SARS-CoV-2 infection in humans: a systematic review”. We have now reviewed these and outline point-by-point responses below. Please note that page or line number references given below refer to the clean version of the manuscript, not the tracked version.

Editorial comments

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

Thank you – we have now made amendments to the manuscript accordingly.

2. Thank you for stating the following in the Competing Interests section:

"All authors have read the journal's policy and declare: no support from any organisation for the submitted work; JM is chief scientific officer, shareholder and scientific founder of Leucid Bio, a spinout company focused on development of cellular therapeutic agents; no other relationships or activities that could appear to have influenced the submitted work."

Please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials, by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests). If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

Thank you; we have now made edits accordingly in lines 679-80 of the manuscript.

Please include your updated Competing Interests statement in your cover letter; we will change the online submission form on your behalf.

Thank you – please see our updated statement below (which now also appears in the manuscript):

“All authors have read the journal's policy and declare: no support from any organisation for the submitted work; JM is chief scientific officer, shareholder and scientific founder of Leucid Bio, a spinout company focused on development of cellular therapeutic agents; no other relationships or activities that could appear to have influenced the submitted work. This does not alter our adherence to PLOS ONE policies on sharing data and materials.”

3. Your ethics statement should only appear in the Methods section of your manuscript. If your ethics statement is written in any section besides the Methods, please move it to the Methods section and delete it from any other section. Please ensure that your ethics statement is included in your manuscript, as the ethics statement entered into the online submission form will not be published alongside your manuscript.

Thank you – this has now been moved from the end of the manuscript to the methods section in the main body of the manuscript.

4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

Thank you – we have now updated the manuscript to include the requested details at the end of the manuscript and altered the naming of the supplementary materials per PLOS requirements.

Reviewer #1

This manuscript attempts to cover systematically cover and review a growing body of information on cellular T cell responses to SARS-CoV-2. They have clearly outlines the process in which they have done this, and discussed the challenges of doing so. One challenge is that because this field is evolving so rapidly, many papers are being published without thorough peer review and this should be discussed a bit more. I would encourage the authors to consider including more of the latest publications post June 2020.

We agree with the reviewer’s comment regarding the difficulty of keeping pace with the very rapidly evolving literature in this space. To maintain the integrity of the systematic review process, capturing more recent articles in a systematic way would have entailed re-running the searches up to a more recent date but because of the time taken to then run through screening, selection, critical appraisal, extraction and synthesis, we would have faced similar issues of delay. To try to address more recently published material, we have instead included in the discussion reference to literature published up to 14/12/2020 (see the “Summary of Findings” section) drawing on expert input from members of the review team, and also relevant material captured in the Public Health England (PHE) COVID-19 literature digest, an evidence tracking tool produced by the PHE Knowledge and Library Services, and which is publicly available at: https://phelibrary.koha-ptfs.co.uk/coronavirusinformation/#DailyEvidenceDigest. The bulk of this new material can be found under ‘Summary of key findings’ within the Discussion section – but we note that findings from this literature do not changed in substantive ways the findings from the systematic review we conducted.

Minor: Spell out RBD for those not familiar with this term. The mention of the Minervina et al., study in line 364-365 seems out of place and does not link up with the rest of the paragraph.

Many thanks for these helpful comments. We have given the full term for RBD in line 380. With regard to Minervina et al, we have revised the placement of this particular study and now include a sentence distinguishing between those studies that analysed data from hospitalised patients and the Minerva study which focused exclusively on returning travellers. We hope that this addresses the reviewer’s concerns about the placement of this study.

It may be worth mentioning the link of looking at Tfh further upfront e.g. move from line 342-343 to where you first talk about Tfh.

Many thanks for highlighting that TfH are addressed in two different places within the manuscript. Instead of moving the text from the final section on the characterisation of T-cell populations and protective immunity, we have added a sentence to the preceding section where TfH cells are first introduced, informing the reader that the findings of the study are further elaborated in the following section. We felt that given the importance of the TfH population that the more detailed discussed belonged in the section that focused specifically on T-cell population characterisation.

Consider revising to be more consistent for each study sited to include as much information as possible about disease status i.e. mild, severe etc. For example in line 353, it’s unclear if those are mild cases or severe cases but they just didnt need iC or oxygen supplementation.

We now provide more detail on the disease severity in this study, the classification system used and how many study participants fell within each category.

The correlation sited in line 361 is weak in my opinion.

We have revised this sentence and made it clearer to the reader that the reported correlation was only weakly statistically significant.

Reviewer #2

This systematic review on cellular immune response was well-organized and the narrative was easy to follow which reflects on the capability of the authors to express their message efficiently.

I had issues with several marker names and protocols that need to be spelled in full at first mention.

We thank the reviewer for raising this. We have now addressed this throughout the manuscript to spell out abbreviations and acronyms at first appearance.

Reviewer #3

Overall comment: While the authors did provide a good summary of data, there seemed little interpretation/synthesis of results. Often it did not seem to flow well, and seemed more of a disjointed accounting of facts from studies without interpretation or conclusions for each point, or broader digestion/interpretation of results. They state they will explore “the role of T cell mediated immunity in resistance to severe infection, clinical and virological recovery and long-term protection, (lines 92-93))” but discussion in these areas are vague and are stated to be inconclusive.

We thank the reviewer for raising this general issue of interpretation and analysis of results presented in the paper. This review set out to summarise and appraise available evidence at the time at which the searches were conducted – with a view to informing policymakers. A considerable challenge in this analysis has been the diversity of research methods used across research studies, variations in quality, and in study contexts which hamper efforts to integrate findings into a clear overarching narrative. We also contend – in the discussion and elsewhere – that in many of the areas discussed there simply does not yet exist the degree of consensus that would permit clear conclusions to be drawn regarding the role of T-cell mediated immunity in response to infection or in regard to long-term protection. In the discussion, we emphasise that large and important questions – regarding the nature of T cell responses and correlates of immune response among other areas – remain unanswered – indeed this is explicitly recognised at the beginning of the policy implications and onward research questions section.

In our view, the absence of consensus on critical questions as regards the T cell response is itself a very significant finding – one we highlight in the discussion – that rests on the state of the published literature itself, rather than the quality of the analysis we have undertaken. It is also the key factor motivating the selection of onward research questions we identify in the discussion.

Major issues:

1. Would benefit from greater synthesis of presented data to provide more generalized conclusions/summary for each section (similar to summary in lines 180-183. For example, lines 204-205 set up the paragraph to discuss 5 more detailed studies, but what is the conclusions that can be drawn from these studies? What is the significance of the depletion of migratory T cells in severe cohorts? In line 222, is there a direct pathway connecting IL-6 and lymphopenia to potentially explain this correlation?

Thank you for flagging this. We have taken the view that the preferred place in the manuscript to provide an overview and synthesis of findings is the discussion – to keep the content of the results section to reporting findings as closely as possible. We have added some clarifying text to try to put the findings on T cell dynamics in more severe disease into context, and commented further on the role of IL-6 under ‘Summary of key findings’ within the Discussion section. One of the considerable challenges in this paper is that the broader clinical implications of a number of the findings we report remain unclear – we hope that work during the current wave may help to answer some of these questions more definitively.

For the paragraph starting 236, what do these studies suggest about the dynamics of the T cell response over time during the acute phase or can any overall conclusions be drawn? If not, why not?

Thank you – we have tried to address this question in lines 262-4 of the revised manuscript, but also with expanded commentary in the summary section of the discussion. The implication is that peripheral T cell depletion links closely with disease severity, and that cell counts seem to recover quickly following clinical or virological recovery (especially in milder illness).

2. Would also benefit from greater thought about how the data integrate into a larger picture – for instance, can they draw broad conclusions to form a model of how T cells respond to Covid depending on disease severity?

Thank you for this comment. Unfortunately, our overall judgement at this stage is that is not sufficient evidence, nor sufficient agreement between studies that have thus far been published, for such a model of T cell response to be generated according to severity. General models of T cell response to SARS-CoV-2 have been posited in some of the studies we looked at – for instance by Tay and colleagues [46] – but these are aggregate models or visual representations that distinguish only at the level of “healthy” versus “dysfunctional” immune response, with no clear differentiation of the extent of “dysfunction” by symptom severity.

3. Any comments on how methodology compared between studies? The authors mention that cross-study statistical analysis was not performed due to degree of methodological heterogeneity across studies, but rarely comment on that in the text. They authors mention in their limitations section that many studies had small sample size, which they do point out for most studies, but did not otherwise comment on any particular methodological limitations of studies, which would be useful for a reader to determine weight to place on specific sections and may place the data in a different light.

We thank the reviewer for this comment. We discuss limitations and methodological comparisons between studies throughout the paper – although within the confines of a systematic review of this size and scope it is not possible to discuss individual studies in full detail, and there are challenges in communicating within a summary narrative the detail of methodological limitations for often highly technical, complex studies. We outline specific methodological limitations to a number of included studies in some detail in the results narrative, and comment in summary terms on the methodological strength of the literature overall in lines 525-66 in the discussion. Finally, supplementary appendix S5 gives key methodological limitations for every individual study included in the review.

We have nevertheless expanded discussion of limitations throughout the manuscript, for example in lines 190-8 and 343-7 but with much greater detail in the discussion under the ‘Strengths and limitations’ section.

4. Would benefit from updating.

a. Various reviews on T cell response have come out in recent months (see Toor SM et al, Immunology, Sept 2020, Chen Z and Wherry EJ, Nature reviews immunology, July 2020), although this may be the only systematic review, should consider rephrasing or citing.

Thank you – we have now addressed this in lines 534-9, including by reference to the articles the reviewer lists above.

b. Last article assessed was prior to July, would be nice to include any significant data from relevant publications since then, even if only in discussion.

Thank you – we have noted above the considerable difficulty of keeping pace with the very rapidly evolving literature in this space. To try to address this we have added material in the discussion to reference more recently published literature up to 14/12/2020 drawing on expert input from members of the review team, and also relevant material captured in the Public Health England (PHE) COVID-19 literature digest, an evidence tracking tool produced by the PHE Knowledge and Library Services, and which is publicly available at: https://phelibrary.koha-ptfs.co.uk/coronavirusinformation/#DailyEvidenceDigest. The bulk of this new material can be found in the “Summary of key findings” within the Discussion section – but we note that findings from this literature do not changed in substantive ways the findings from the systematic review we conducted.

c. Vaccine paragraph needs updating given recent interim results (lines paragraph starting line 457 with possible interpretation.

Thank you – we have addressed this with additional material in lines 585-604.

d. Almost half of studies were not peer-reviewed. For those that were pre-prints, recommend reviewing if any have undergone publication since then (similar to what was stated to have been done in lines 135-136).

We thank the reviewer for this comment. We have clarified our approach in the section entitled “Data extraction, assessment of study quality, and data synthesis” in the Methods, and discussed the extensive use of preprints in this study as an important limitation under “Strengths and limitations” within the Discussion section. While we are unable to repeat the searches in full, we have updated the review by referencing particularly significant new material published since the end of June within the Discussion section, as outlined in our response above. It would not, however, be possible to update the review selectively, as implied above; the integrity of the systematic review process (and in particular, the efforts to reduce bias) rest on following a clearly documented, and time-defined search process. We followed a protocol pre-published on PROSPERO to help reduce bias and therefore focused our review on reporting publications that met our inclusion criteria and were released during the search period. References we provide to more recently published literature in the discussion are for reference only, to contextualise and complement the main findings, rather than replace them.

Minor issues:

1. Overall lack of sufficient reference citation, see lines 172-183; 353-361; 381-390; 396-398; 402-404; 407-408; 415-417 although this is not inclusive of all areas needing improved citation.

We have addressed this by adding further citations where relevant (especially in lines 160-9 at the head of the results section which sets out the span of the papers), but also by moving citations further up in the narrative, as, in some cases, the issues identified relate to single, lengthy paragraphs referring to a single study that was not cited until the final line.

2. The MetaQat based analysis of the publications was very effective, but one question, “Does it consider a similar population to the UK” makes it a little less broadly applicable and this reviewer wonders why this was included in the criteria.

We thank the reviewer for this comment. This domain on the MetaQAT tool was included originally because this study was performed as a response to a request for input for policymakers in the UK, and there was a need therefore to situate findings clearly in terms of potentially applicability for/to a UK audience.

It should also be noted that the applicability element affected principally the quantitative scoring of study quality – our narrative comments on study quality focused on aspects of design, reliability and internal/external validity. As originally used, there were two elements to the MetaQAT: narrative summary of critical appraisal findings using the template (see S4 Figure) and in particular the prompt questions it contains; and a quantitative scoring component for each paper derived from the scaled responses reviewers gave to questions in the tool (which was then used to calculate an aggregate score for each paper, converted into a high/medium/low rating using pre-defined scoring thresholds). Following peer review feedback on the sister paper from the same review (covering the antibody response) – also with PLoS ONE – we have removed the quantitative scoring element in favour of the narrative commentary on study quality, and have also done so for this manuscript to ensure consistency. This is on the basis that it enables more detailed discussion of methodological limitations for each study and avoids the crude clustering encouraged by the high/medium/low rating scheme.

3. Would benefit from more discussion of the quality of the data used to make the overall summary statements (such as done in line 425-427) and throughout the paper.

As outlined above, we comment in some detail on the quality and methodological limitations of included studies throughout the paper, including in appendix S5. These provide the basis on which summary judgements are made.

4. Consider renaming article to better reflect the content, specifying T cell responses rather than cellular responses.

Thank you for this comment – we have amended the title as suggested.

5. In text, lines 161, states 34 (58%) were peer-reviewed journals, but in table one, it states 34 (56%). Please correct.

Thank you – we have now corrected this error and included the correct figures throughout.

We hope these responses help in addressing the reviewers’ concerns. If you have any further queries please do not hesitate to contact us.

Yours,

Sharif Ismail

ST4 Public Health Registrar

Wellcome Trust Clinical Research Training Fellow

For and on behalf of the study authors

Attachment

Submitted filename: Cell paper response letter_R1_v0.03.docx

Decision Letter 1

Stephen R Walsh

4 Jan 2021

T cell response to SARS-CoV-2 infection in humans: a systematic review

PONE-D-20-27929R1

Dear Dr. Ismail,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Stephen R. Walsh, MDCM

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Stephen R Walsh

12 Jan 2021

PONE-D-20-27929R1

T cell response to SARS-CoV-2 infection in humans: a systematic review

Dear Dr. Ismail:

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