Abstract
Objective
To investigate the use of oxygen metabolism markers as predictors of mortality in patients with severe coronavirus disease 2019 (COVID-19).
Methods
A retrospective analysis was undertaken to compare the medical records of patients with severe COVID-19 (53 deceased patients and 50 survivors). The survivors were selected from 222 records using a random number generator. In addition, 28 individuals who considered themselves to be healthy and who had no history of serious illness were included in the study for comparison. Oxygen saturation in arterial blood, oxygen saturation in central venous blood (ScvO2), arterial partial pressure of oxygen (PaO2), respiratory index (PaO2/fraction of inspired oxygen), oxygen delivery, oxygen consumption (VO2) and oxygen extraction (O2ER) were compared in all participants. The optimal cut-off point for each oxygen metabolism marker in the prediction of mortality was determined based on the maximum value of the Youden Index in receiver operating characteristic curve analysis.
Results
Significant differences in all studied oxygen metabolism markers were found between survivors compared with deceased patients (p < 0.001). ScvO2, VO2 and O2ER [area under curve (AUC) 1.0] were the strongest predictors of mortality, and PaO2 was the weakest predictor of mortality (AUC 0.81). ScvO2 <29%, VO2 >124.6 ml/min and O2ER >30.2% were identified as predictors of mortality in patients with COVID-19.
Conclusion
ScvO2, VO2 and O2ER are good predictors of mortality in critically ill patients with COVID-19.
Keywords: COVID-19, ARDS, Oxygen metabolism, Determinants of mortality, Respiratory failure
Introduction
Recently, the medical world has focused its attention on the diagnosis and treatment of coronavirus disease 2019 (COVID-19) (Coronavirus (COVID-19), 2020). The number of cases of COVID-10 and the number of associated deaths are increasing daily. Due to the significant number of deaths, prediction of the outcome of COVID-19 is essential, and there is a need to identify predictive markers of mortality for infected patients. This was the subject of a recent meta-analysis by Tian et al. (2020), who reported that levels of cardiac troponin, C-reactive protein (CRP), interleukin-6, D-dimer, creatinine, alanine transferase and albumin can be used to predict mortality in patients with COVID-19. In another meta-analysis, Henry et al. reported that the absolute values of lymphocytes, platelets, albumin, total bilirubin, urea, creatinine, myoglobin, cardiac troponin, CRP and interleukin-6 were potential predictors of mortality in patients with COVID-19 (Henry et al., 2020). As far as is known, no studies to date have investigated whether oxygen metabolism markers can be used to predict mortality in patients with COVID-19. The most common indices used to estimate the severity of respiratory failure in patients with COVID-19 are arterial oxygen saturation (SaO2), partial pressure of oxygen in arterial blood (PaO2) and the respiratory index [PaO2/fraction of inspired oxygen (FiO2)] (Coronavirus (COVID-19), 2020). Considering the high mortality rate in cases of severe COVID-19, there is an urgent need to identify those patients at increased risk of death. Early intensification of treatment in this group is crucial. This study investigated the use of oxygen metabolism markers as predictors of mortality in patients with severe COVID-19.
Methods
Study design
This retrospective observational study analysed the medical records of patients with severe COVID-19 [i.e. interstitial pneumonia with acute respiratory distress syndrome (ARDS) and acute respiratory insufficiency] treated in Kiev City Clinical Hospital No. 4 between 2 February 2020 and 15 September 2020. ARDS was defined using the Berlin definition (Costa and Amato, 2013).
Selection of participants
The inclusion criteria used to select patients with COVID-19 were:
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severe acute respiratory syndrome coronavirus-2 infection confirmed by reverse transcription polymerase chain reaction;
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presence of diffuse, bilateral lung inflammation on computed tomography; and
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PaO2/FIO2 ratio <200.
The exclusion criteria for patients with COVID-19 were:
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the presence of comorbidities that could have caused death (i.e. cardiogenic pulmonary oedema, advanced chronic pulmonary disease, active malignancy, pulmonary embolism, diabetic ketoacidosis, advanced chronic kidney diseases, pregnancy, brain stroke and myocardial infarction); and
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participation in other clinical studies.
In total, 272 medical records that met the study criteria were identified through initial screening. Among these individuals, 53 patients (28 female, 52.8%) had died. The remaining 222 medical records were numbered using a random number generator (Costa and Amato, 2013), and 50 (23 female, 46%) patients were selected to represent survivors. In addition, 28 (10 female, 35.7%) individuals who considered themselves to be healthy, who had no history of serious illness, and who were awaiting ophthalmic surgery were included in the study for comparison.
An overview of basic data for the study population is presented in Table 1 .
Table 1.
Healthy subjects, n = 28 | COVID-19 survivors, n = 50 | COVID-19 deceased patients, n = 53 |
p-value for correlation between examined groups |
|||
---|---|---|---|---|---|---|
Healthy vs survivors | Healthy vs deceased | Survivors vs deceased | ||||
Age, years, mean (SD), range | 66.3 (4.3), 55–77 |
70.5 (4.2),61–80 | 67.8 (4.0), 59–78 | <0.001 | 0.29 | <0.001 |
Temperature, mean (SD), °C | 36.5 (0.1) | 38.0 (0.2) | 38.0 (0.2) | <0.001 | <0.001 | 1.0 |
Systolic blood pressure, mean (SD), mmHg | 133 (14) | 132 (15) | 133 (14) | 0.93 | ||
Diastolic blood pressure, mean (SD), mmHg | 83 (9) | 82 (9) | 83 (9) | 0.90 | ||
Creatinine, mean (SD), mmol/l | 0.09 (0.02) | 0.11 (0.02) | 0.13 (0.11) | <0.001 | <0.001 | 0.99 |
C-reactive protein, mean (SD), mg/l | 3.80 (0.63) | 47.64 (12.83) | 43.94 (13.78) | <0.001 | <0.001 | 0.68 |
Procalcitonin, mean (SD) (ng/ml) | 0.19 (0.03) | 1.28 (0.45) | 1.19 (0.39) | <0.001 | <0.001 | 1.0 |
COVID-19, coronavirus disease 2019; SD, standard deviation.
Measurement methods
Arterial blood was sampled from the radial artery and venous blood was sampled from the internal jugular vein during catheterization. In patients with COVID-19, sampling was performed immediately after admission to the intensive care unit. SaO2, oxygen saturation in central venous blood (ScvO2), PaO2, PaO2/FiO2, oxygen delivery (DO2), oxygen consumption (VO2) and oxygen extraction (O2ER) were compared in all participating individuals.
A BGA 101 gas analyser (Wondfo, Guangzhou, China) was used to measure PaO2, SaO2 and ScvO2. The cardiac index was estimated using a portable non-invasive cardiometer (ICON; Cardiotronic, Inc., La Jolla, CA, USA).
DO2 (ml/min) was calculated as:
DO2 = 1.34 × SaO2 × CO × Hb / 100where 1.34 is Huffner's constant, Hb is the |
blood haemoglobin concentration (g/l), SaO2 is arterial oxygen saturation (%), CO is cardiac output (l/min), and 100 is the unit conversion index.
VO2 (ml/min) was calculated as the difference between arterial and venous oxygen transport (Marino, 2013):
VO2 = CO × Hb × 1.34 × (SaO2 – ScvO2) /100where CO is |
cardiac output (l/min); Hb is haemoglobin concentration (g/l); 1.34 is Huffner’s constant; SaO2 and ScvO2 are oxygen saturation in arterial blood and oxygen saturation in central venous blood, respectively (%); and 100 is the unit conversion index.
FiO2 was calculated as:
FiO2% = 20 + (4 × O2 l/min)w |
here O2 is the oxygen supply speed.
O2ER was calculated as (Marino, 2013):
O2ER = VO2 / DO2 x 100%. |
Statistical analysis
Statistical analysis was undertaken using Statistica Version 13.1 (TIBCO Software Inc., Palo Alto, CA, USA). Non-parametric statistics were used to compare categorical variables between the study groups. Demographics and laboratory results for the three groups (healthy patients, survivors and patients who died due to COVID-19) were compared using the post-hoc Kruskal–Wallis test. The optimal cut-off point for each oxygen metabolism marker for predicting mortality was determined based on the maximum value of the Youden Index in receiver operating characteristic curve (ROC) curve analysis. For all statistical tests, p < 0.05 was considered to indicate significance.
Results
This study found that patients with COVID-19 had a significantly higher temperature, and CRP, procalcitonin and creatinine levels (p < 0.001) compared with healthy subjects (Table 1).
Oxygen metabolism indices in patients with COVID-19 differed significantly from those in healthy subjects, and also between patients with COVID-19 who survived and those who died (Table 2 ). All patients with COVID-19 had significant oxygen metabolism disorders which were manifested by substantial decreases in SaO2, PaO2, PaO2/FiO2 and DO2. SaO2 in survivors and deceased patients was 2.16 and 2.42 times lower, respectively, compared with healthy subjects, and 1.12 times lower in deceased patients compared with survivors (4.88% lower). Similarly, PaO2 in survivors and deceased patients was 2.97 and 3.22 times lower, respectively, compared with healthy subjects, and 1.08 times lower in deceased patients compared with survivors (2.5 mm lower). DO2 in survivors and deceased patients was 2.15 and 2.41 times lower, respectively, compared with healthy subjects, and 1.12 times lower in deceased patients compared with survivors (46.44 ml/min lower). PaO2/FiO2 in survivors and deceased patients was 3.13 and 3.39 times lower, respectively, compared with healthy subjects, and 1.08 times lower in deceased patients compared with survivors (11.59 mmHg lower).
Table 2.
Healthy individuals, n = 28 | COVID-19 survivors, n = 50 | COVID-19 deceased patients, n = 53 |
p-value for correlation between examined groups |
|||
---|---|---|---|---|---|---|
Healthy vs survivors | Healthy vs deceased | Survivors vs deceased | ||||
SaO2, mean (SD), % | 97.07 (0.98) | 44.90 (2.06) | 40.02 (3.03) | <0.001 | <0.001 | <0.001 |
ScvO2, mean (SD), % | 66.07 (3.05) | 33.18 (1.93) | 17.94 (1.64) | <0.001 | <0.001 | <0.001 |
PaO2, mean (SD), mm Hg | 95.36 (3.15) | 32.14 (1.70) | 29.64 (1.99) | <0.001 | <0.001 | <0.001 |
PaO2/FiO2, mean (SD), mm Hg | 475.71 (16.03) | 152.12 (3.73) | 140.53 (5.49) | <0.001 | <0.001 | <0.001 |
DO2, mean (SD), ml/min | 905.90 (39.39) | 421.99 (18.95) | 375.55 (23.87) | <0.001 | <0.001 | <0.001 |
VO2, mean (SD), ml/min | 281.75 (11.29) | 112.18 (4.95) | 206.02 (15.31) | <0.001 | <0.001 | <0.001 |
O2ER, mean (SD), % | 31.16 (1.88) | 26.51 (1.49) | 54.89 (1.53) | <0.001 | <0.001 | <0.001 |
COVID-19, coronavirus disease 2019; SaO2, oxygen saturation in arterial blood; SD, standard deviation; ScvO2, oxygen saturation in central venous blood; PaO2, arterial partial pressure of oxygen; FiO2, fraction of inspired oxygen; PaO2/FiO2, respiratory index; DO2, oxygen delivery; VO2, oxygen consumption; O2ER, oxygen extraction.
Analysis was also conducted for ScvO2, VO2 and O2ER. ScvO2 in survivors and deceased patients was 1.99 and 3.68 times lower, respectively, compared with healthy subjects. ScvO2 in survivors was 1.85 times higher compared with deceased patients (15.24 mmHg higher). VO2 in deceased patients was 1.84 times higher compared with survivors (93.84 ml/min higher). Similarly, O2ER in deceased patients was 1.76 times higher compared with healthy subjects, and 2.07 times higher compared with survivors. O2ER in deceased patients was 1.76 times higher compared with survivors (28.38% higher).
All of the differences reported above were statistically significant (p < 0.001).
A discrimination model was established to determine the values of oxygen metabolism markers for predicting mortality. ROC analysis was used to calculate the cut-off points (Table 3 ). The analysis revealed that all parameters had prognostic value, with ScvO2, VO2 and O2ER [area under curve (AUC) 1.0] being the strongest predictors of mortality, and PaO2 being the weakest predictor of mortality (AUC 0.81).
Table 3.
Cut-off point | AUC | 95% CI | p-value | Youden Index | |
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SaO2, % | 43 | 0.94 | 0.90–0.98 | <0.001 | 0.75 |
ScvO2, % | 29 | 1 | 1 | <0.001 | 1.0 |
PaO2, mmHg | 31.6 | 0.81 | 0.73–0.89 | <0.001 | 0.43 |
PaO2/FiO2, mmHg | 144.5 | 0.96 | 0.93–0.99 | <0.001 | 0.79 |
DO2, ml/min | 401 | 0.95 | 0.92–0.99 | <0.001 | 0.83 |
VO2, ml/min | 124.6 | 1 | 1 | <0.001 | 1.0 |
O2ER, % | 30.2 | 1 | 1 | <0.001 | 1.0 |
AUC, area under curve; CI, confidence interval; SaO2, oxygen saturation in arterial blood; ScvO2, oxygen saturation in central venous blood; PaO2, arterial partial pressure of oxygen; FiO2, fraction of inspired oxygen; PaO2/FiO2, respiratory index; DO2, oxygen delivery; VO2, oxygen consumption; O2ER, oxygen extraction.
Discussion
A limited number of studies on hypoxia have been undertaken in patients with COVID-19. SaO2, PaO2 and PaO2/FiO2 are most often used to characterize the degree of respiratory insufficiency in patients with COVID-19 (Coronavirus (COVID-19), 2020). Li et al. (2020) studied the pathogenesis of COVID-19, and stated that a severe form of the disease progresses into sepsis and ARDS, and consequently into severe hypoxia. The latter is the leading cause of death in these patients. Xie et al. (2020) suggested that hypoxaemia in COVID-19 is predictive of mortality. In their opinion, careful monitoring of oxygenation helps in the clinical management of patients with severe COVID-19, especially if limited intensive care resources are available Xie et al. (2020).
ScvO2 measurements provide insight into the balance between oxygen supply and tissue oxygen demand. Physiologically, ScvO2 is in the range of 65–75% and usually exceeds 70% (van Beest et al., 2011). A decrease below 70% is evidence of tissue hypoperfusion (Walley, 2011). A decrease in ScvO2 can be caused by tissue hypoperfusion, arterial desaturation or a decline in haemoglobin concentration. In critical conditions, dynamic changes in ScvO2 are more significant than changes in SaO2 (Jones et al., 2010, Smetkin and Kirov, 2018).
ScvO2 values can differ considerably in various clinical situations. Patients with chronic heart failure may have ScvO2 as low as 65% without signs of tissue hypoxia due to a compensatory increase in O2ER in response to reduced DO2 (Nebout and Pirracchio, 2012). In patients with respiratory insufficiency, ScvO2 is one of the oxygen metabolism markers used to set the parameters for mechanical ventilation and other respiratory treatment (Peyrony et al., 2019). A study conducted in a multidisciplinary intensive care unit showed that mortality in patients with ScvO2 <60% was 1.7 times higher compared with patients with higher ScvO2 values. Treatment attempts only resulted in a slight increase in ScvO2, and did not affect the fatal outcome (Salem et al., 2019). Similar clinical findings were observed in the present study in deceased patients. Mean ScvO2 values in deceased patients were two times lower compared with survivors, and more than three and half times lower compared with healthy subjects (Table 2). Therefore, ScvO2 <29% appears to be predictive of mortality in patients with severe COVID-19 (Table 3). This parameter is particularly useful as it can be measured quickly and easily in all patients.
DO2 is another marker of life support mechanism, and DO2 disorders are crucial factors determining mortality in intensive care units (Pappachan et al., 2019). This is consistent with the present findings. In this study, DO2 was substantially lower in patients with COVID-19 compared with healthy subjects, and the values in deceased patients were significantly lower compared with survivors (Table 2). A considerable decrease in DO2 in both COVID-19 groups should be referred to as ARDS, the leading pathology in the study population (Pappachan et al., 2019). Pathology in DO2 is particularly important in critically ill patients (i.e. when oxygen metabolism in the tissues is disturbed). Under normal conditions, VO2 does not depend on DO2. In healthy adults at rest, the body uses approximately 25% of the delivered O2 (Walton and Hansen, 2018) (i.e. approximately 220–250 ml O2/min). In critical conditions, VO2 is considerably greater. An increase in body temperature by just 1 °C increases VO2 by 10%. VO2 is 1.5–2.0 times higher in patients with chills, and 2.0–2.5 times higher in patients with sepsis (Muzdubayeva, 2016).
DO2/VO2 balance is achieved by metabolic autoregulation of cells, resulting in enhanced O2ER when DO2 is markedly reduced (Nevares et al., 2017). This mechanism has its limits and can fail in critical conditions (i.e. when critically reduced DO2 influences VO2). This was observed in the COVID-19 patients in the present study, as the decrease in DO2 also reduced VO2. However, VO2 in deceased patients was nearly twice as high compared with survivors (Table 2). This was likely related to an oxygen debt resulting from critical tissue hypoxia (Navalta et al., 2018). This is known as the ‘oxygen paradox’, where energy exchange disorders begin before DO2 is reduced to a critical level (i.e. when VO2 is proportional to supply), and can happen before the occurrence of an oxygen debt (Moen and Stuhr, 2012).
Hypoxia in patients with severe COVID-19 is determined not only by the DO2/VO2 ratio but also by hypoxaemic processes at subcellular, cellular, tissue and organ levels (Bhatraju et al., 2020). It is difficult to explain the higher VO2 values in deceased patients compared with survivors. Physiologically, VO2 depends on tissue needs alone, not on DO2, as DO2 exceeds tissue demands. In certain clinical circumstances, VO2 increases in direct proportion to DO2 (Place et al., 2017). This is known as ‘pathological dependence of VO2 on DO2’. Clinical observations have confirmed this pathology in patients with sepsis, where microcirculation disorders occur and VO2 may increase; this is an extremely unfavourable sign (Dietz et al., 2019, Kirov, 2014). The present findings were similar. In survivors, the decrease in DO2 was followed by a proportional decrease in VO2. This was not observed in deceased patients, in whom a substantial decrease in DO2 was accompanied by a relatively small decrease in VO2. The abnormalities observed in O2ER mirror tissue hypoxia. This results in multiple organ dysfunction. Xie et al. reported that therapeutic attempts to reduce VO2 are key factors in the successful treatment of patients with COVID-19 (Xie et al., 2020). Increased VO2 was the cause of increased hypoxia in deceased patients in the present study.
Evaluation of the imbalance between DO2 and VO2 can be crucial for tailoring therapy in patients with severe COVID-19, as it enables early identification and assessment of the severity of global body dysoxia. The body launches several compensatory mechanisms in response to the imbalance between DO2 and VO2, including increased cardiac output, increased O2ER, and redistribution of blood flow to organs and tissues with the highest oxygen demands (Chu et al., 2018). VO2 depends on oxidative phosphorylation activity and functional activity of the tissue at a given time. This process is characterized by O2ER (Li et al., 2020). At rest, O2ER is 20–30%. It is believed that one of the reasons for an increase in O2ER from blood is the disturbance of microcirculation in the tissues (Li et al., 2019). In the present study, O2ER values in healthy subjects and survivors, although significantly different, were close to normal ranges, but were almost twice as high in deceased patients compared with healthy subjects (Table 2). In the authors’ opinion, O2ER >30% can be considered a good predictor of mortality in patients with COVID-19 (Table 3). The increase in O2ER likely results from increased VO2, but it was not possible to confirm this in the present study. Explanation of this pathology may be of critical importance for understanding the cellular pathomechanisms in severe COVID-19. Further clinical trials are needed to clarify this phenomenon.
Conclusions
Monitoring oxygen metabolism allows identification of patients with severe COVID-19. ScvO2 <29%, VO2 <125 ml/min and O2ER >30% appear to be good predictors of mortality. In patients with severe COVID-19, markers of internal respiration seem to be better predictors of mortality than markers of external respiration. Further clinical studies are needed for better elucidation of these findings.
Conflict of interest
None declared.
Funding source
This study is part of the clinical research of the Department of Anaesthesiology and Intensive Care of Kyiv National Medical University on the topic ‘Optimization of respiratory support methods for patients with severe forms of respiratory insufficiency, including acute respiratory distress syndrome’ registered in the Clinical Trials Register of the State Expert Centre of the Ministry of Healthcare of Ukraine (Registration No. 0112U001413). This work was undertaken according to the subject register in Simple System SUB.A120.19.036, and was supported by statutory subvention granted by the Ministry of Science and Higher Education in Poland.
Ethical approval
This study was conducted in accordance with the ethical principles of the Declaration of Helsinki. The study was approved by the Bioethics Committee of Kiev City Clinical Hospital No. 4 (Decision No. 64, 2 July 2020). Informed consent was obtained for the control group of healthy subjects. As the study of the patients with COVID-19 was of a retrospective nature, their informed consent was not required under Ukrainian law.
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