Abstract
We report a combined photocatalytic and hydrogen atom transfer (HAT) approach for the light-mediated epimerization of readily accessible piperidines to provide the more stable diastereomer with high selectivity. The generality of the transformation was explored for a large variety of di- to tetrasubstituted piperidines with aryl, alkyl and carboxylic acid derivatives at multiple different sites. Piperidines without substitution on nitrogen as well as N-alkyl and aryl derivatives were effective epimerization substrates. The observed diastereoselectivities correlate with the calculated relative stabilities of the isomers. Demonstration of reaction reversibility, luminescence quenching, deuterium labeling studies, and quantum yield measurements provide information about the mechanism.
Graphical Abstract

Piperidines represent the most prevalent class of heterocycles found in FDA approved pharmaceuticals,1 and due to the importance of this motif, a variety of strategies have been developed for their stereoselective synthesis and functionalization.2,3 Recently, our group reported the photoredox catalyzed diastereoselective α-amino C–H arylation of densely functionalized piperidine derivatives (Scheme 1A).4 Key to the high diastereoselectivity of this transformation was an in situ, reversible photoredox-mediated α-amino epimerization reaction.
Scheme 1.

Photoredox-mediated piperidine epimerization
We sought to more broadly apply light-mediated, highly diastereoselective epimerization to piperidines with a range of substitution patterns. The most extensively used methods for piperidine synthesis as well as some of the most exciting new methods often proceed with high selectivity for the contra-thermodynamic diastereomer.3b, 5 We speculated that epimerization through an α-amino radical intermediate might provide rapid access to the more stable isomer.6 However, few examples of stereoselective light-mediated epimerization have been reported.7
Herein, we describe a combined photocatalytic and hydrogen atom transfer (HAT) approach to furnish thermodynamically more stable piperidine derivatives by epimerization of the corresponding readily accessible but less stable stereoisomers. The approach was first demonstrated by highly diastereoselective epimerization of di- to tetra-substituted contra-thermodynamic piperidines 1-syn (Scheme 1B, eq1), prepared by syn selective hydrogenation of pyridines, which is one of most extensively used methods for piperidine synthesis.5 The approach was then extended to the highly diastereoselective epimerization of di- to trisubstituted contra-thermodynamic derivatives 2-anti (Scheme 1B, eq 2), which can be obtained by Seidel and coworkers’ powerful approach for diastereoselective α-substitution of free piperidines.3b Epimerization was effective for piperidines with aryl, alkyl, amino, aniline, ester, and primary or tertiary amide substituents. Additionally, piperidines without substitution on nitrogen as well as N-alkyl and aryl derivatives were effective epimerization substrates. The experimentally observed diastereomer ratios are generally in reasonable agreement with the calculated relative stability of the two diastereomers, which is helpful for predicting epimerization selectivity. Moreover, quantum yield determination, luminescence quenching, and deuterium labeling studies provide insight into the mechanism for epimerization.
We began our investigation by exploring photocatalytic epimerization of 1a-syn (see Tables S1 and S2 for optimization experiments). High diastereoselectivity for 1a-anti was achieved by employing 1 mol % of [Ir[dF(CF3)ppy]2(dtbpy)]PF6 photocatalyst and 1.0 equiv of PhSH as an HAT8 reagent in acetonitrile or methanol under blue light irradiation, with methanol providing slightly higher selectivity. Control experiments revealed that photocatalyst, light, and PhSH are all necessary reaction components, with minimal (<5%) 1a-anti obtained in their absence. A variety of hydrogen atom donors were evaluated with aromatic thiols determined to provide the highest selectivity for this substrate (Table S2). To demonstrate the scalability of this transformation, the reaction of 1a-syn was set up on 1 mmol scale to afford 1a-anti in 96% isolated yield and with >99:1 dr, which compares favorably to the standard 0.3 mmol reaction scale (Table 1).
Table 1.
Scope for conversion of 1-syn to 1-antia
|
Isolated yields on 0.3 mmol scale; dr was determined by 1H NMR analysis. Crude yields and dr are noted in parentheses and were determined by 1H NMR analysis with an external standard.
MeCN as solvent.
CySH instead of PhSH.
40 h reaction time.
1d-syn was an 88:12 mixture of diastereomers.
Isolated yield on 0.1 mmol scale.
Reaction performed at 0.03 M due to poor solubility.
Isolated yield on 0.2 mmol scale.
1p-syn was a 63:37 syn/anti mixture of diastereomers.
1q-syn was a 60:40 syn/anti mixture of diastereomers.
1r-syn was a 66:34 syn/anti mixture of diastereomers.
After identifying the optimal reaction conditions, we next evaluated the scope of epimerization (Table 1). In addition to the 2-phenyl-derivative 1a-syn, which provided the anti isomer as determined by X-ray crystallography, different substituents could also be incorporated on the phenyl ring. Piperidines with both electron-rich (1b-anti) and electron-deficient (1c-anti) para substituents were obtained with high diastereoselectivities. Epimerization of piperidine 1d-syn with an ortho-substituted phenyl group gave only modest diastereoselectivity under the standard reaction conditions (data not shown), perhaps because steric interactions with the ortho-methyl group9 prevents resonance stabilization of the α-amino radical intermediate (vide infra). In contrast, use of CySH10 and a longer reaction time provided 1d-anti in 95:5 dr.
Piperidine derivatives with various functionalities at the 3-position were also explored. Piperidines displaying esters at this site epimerized to the anti product in high yields and with high diastereoselectivities (1e-anti and 1f-anti). Notably, 1f-syn, which incorporates an N-cyclopentyl aniline, is a late stage intermediate in the synthesis of the phase III clinical candidate avacopan.11 A homologated ethyl ester (1g-anti), the corresponding tertiary amide (1h-anti), and primary amide (1i-anti) amide all epimerized in high yields and with excellent diastereoselectivities.
When alkyl substituents were present at the 2-position, the products were obtained with good anti selectivity, including for cyclohexyl (1j-anti) and methyl (1k-anti) groups. However, CySH rather than PhSH was necessary to promote epimerization of these 2-alkyl substituted piperidines, presumably because its S–H bond dissociation energy matches with the C–H bond dissociation energies for those piperidines that do not provide aromatic stabilization for the α-amino radical.10 In contrast, PhSH with a weaker S–H bond dissociation energy resulted only in recovery of 1j-syn.
We further extended the substrate scope by evaluating more highly substituted piperidines that also incorporated nitrogen substituents (Table 1). N-Alkyl substituted piperidines bearing methyl, ethyl, and isopropyl groups afforded products 1l-anti, 1m-anti, and 1n-anti, respectively, in good yields and with consistently high diastereoselectivities. Epimerization of N-phenyl-substituted piperidine 1p-syn proceeded in 95% yield, albeit with only moderate diastereoselectivity for the anti isomer. Extending the reaction time for this substrate did not improve the anti/syn isomer ratio.
Importantly, α-epimerization is not limited to 2,3-disubstituted piperidines. For 2,5-disubstituted piperidines with aryl and alkyl substituents at the 2-position, epimerization also proceeded in high yields and stereoselectivities as demonstrated for 1p-anti and 1q-anti, respectively. Additionally, products were obtained in good yields and high diastereoselectivities for N-methyl (1r-anti) and N-isopropyl (1s-anti) piperidines with the 2,5-disubstitution pattern.
Piperidines with even higher levels of substitution also epimerized efficiently. For example, the all syn 2,3,5-trisubstituted piperidine 1t-syn equilibrated with high selectivity and yield to 1t-anti. The corresponding tetrasubstituted N-methyl (1u-anti) and N-ethyl (1v-anti) derivatives were similarly obtained with very high selectivity. Moreover, the 2,3,5-trisubstituted piperidine 1w-syn, which incorporated an ester at the 3-position, also efficiently epimerized to give 1w-anti.
To this point, only syn contra-thermodynamic piperidines had been investigated. To demonstrate the potential generality of α-amino epimerization for contra-thermodynamic anti stereoisomers, we evaluated a number of 2,4- and 2,6-disubstituted piperidines 2-anti (Table 2), prepared by an efficient new method developed by Seidel and coworkers.3b Under the standard reaction conditions, epimerization with greater than 95:5 diastereoselectivity for the syn isomer was observed for both unsubstituted and N-alkyl 2,4-disubstituted (2a-2c) and 2,6-disubstituted (2e and 2f) piperidines. Only the N-phenyl substituted piperidine epimerized with modest diastereoselectivity to give 2d-syn, consistent with that observed for N-phenyl 2,3-disubstituted piperidine 1p (see Table 1).
Table 2.
Representative conversion of 2-anti to 2-syna
|
See footnotes a and b for Table 1.
To compare the diastereomer ratios obtained under photoredox conditions with the relative stabilities of the corresponding syn and anti isomers, we used density functional theory (DFT) to calculate the relative free energies of a representative set of piperidine diastereomers (Table 3). The relative energies for piperidine diastereomers for derivatives 1 with a range of different substituents correlated well with the observed high diastereomer ratios (entries 1–5). For these piperidines, the lower energy anti isomer displays both substituents in equatorial positions and the higher energy syn isomer displays one group axial, causing unfavorable 1,3-diaxial interactions. For the N-phenyl substituted piperidine 1o (entry 6), while epimerization to the most stable diastereomer occurred, the relatively modest diastereoselectivity did not correlate that well with the calculated energy difference between the two diastereomers. For 2e with a different substitution pattern (entry 7), reasonable agreement between the calculated energy difference and experimentally observed ratio was observed.
Table 3.
Experimental and calculated relative energies.
| entrya | substrate | exp dr anti/syn | exp ΔGsyn-ΔGanti (kcal/mol) | calculated ΔGsyn-ΔGanti (kcal/mol) |
|---|---|---|---|---|
| 1 | 1a | 98:2 | 2.3 | 2.2 |
| 2 | 1j | 83:17 | 0.9 | 1.3 |
| 3 | 1k | 97:3 | 2.1 | 3.6 |
| 4 | 1l | 97:3 | 2.1 | 2.8 |
| 5 | 1p | 97:3 | 2.1 | 1.6 |
| 6 | 1o | 78:22 | 0.8 | 1.9 |
| 7 | 2e | 4:96 | −1.9 | −2.4 |
ωB97X-D/6–311++G(d,p), SMD (MeOH or MeCN)//ωB97X-D/6–31G(d), SMD (MeOH or MeCN). Exp = experimental.
In the photoredox-mediated arylation of piperidines, we had previously observed that the distribution of piperidine isomers resulted from reversible light-mediated in situ epimerization of the initially formed α-arylated piperidines.4 To probe the reversibility of photoredox-mediated epimerization in our current study, we subjected stereoisomerically pure 1o-anti to the reaction conditions (Figure 1a). By crude 1H NMR analysis, we observed a 76:24 syn/anti diastereomer ratio favoring 1o-anti, in very close agreement to the ratio obtained starting with 1o-syn (see Table 1). Having each diastereomer converge to the same syn/anti ratio is consistent with a thermodynamically controlled process under the photoredox conditions of the reaction.
Figure 1.

(a) Thermodynamic equilibration of 1o. (b) Deuterium incorporation for the conversion of 1a-syn to 1a-anti in methanol-d4. (c) Deuterium incorporation for the conversion of 1p-syn to 1p-anti in methanol-d4. (d) Deuterium incorporation for the conversion of 2e-anti to 2e-syn in methanol-d4. (e) Unexpected products observed for 1x-syn. (f) Luminescence quenching data. (g) Possible mechanism. aSee footnote a for Table 1.
To gain further information on the mechanism of epimerization, we investigated deuterium incorporation for several piperidines with the reaction performed in methanol-d4, which results in rapid exchange of PhSH to PhSD (Figure 1b–d).12 For 1a-syn (Figure 1b) and 1p-syn (Figure 1c), the diastereomeric products were obtained with complete deuterium incorporation at the 2- and 3-positions, but without deuterium incorporation at any other sites. We hypothesize that an enamine intermediate could explain the observed deuterium incorporation at the 3-position. For 2e-anti (Figure 1d), complete deuterium incorporation was likewise observed at the 2- and 3-positions; however, a small amount of deuterium was also incorporated at the 6-position.
The formation of an enamine intermediate is further supported by the photoredox-mediated reaction of hydroxymethyl piperidine 1x-syn, which provided 1a-anti and 1y-anti, instead of the expected 1x-anti (Figure 1e). We postulate that following enamine formation, hydroxide could be eliminated to form an α,β-unsaturated iminium that would serve as a common intermediate to both 1a-anti and 1x-anti (see Figure S1 for mechanism).
To probe whether a closed-loop photoredox mechanism is plausible,13 we used Scaiano’s method14 to determine the quantum yield of the reaction for 1a-syn. The quantum yield was calculated to be Φ = 0.1 at early conversions, indicating that a photoredox catalyzed cycle is likely though a radical chain mechanism cannot be ruled out. UV-Vis titrations confirmed that the major species in the reaction mixture is thiophenolate, which is generated in situ by deprotonation of PhSH by piperidine 1a-syn (see Figures S2–3 and Table S4). Luminescence quenching revealed that thiophenolate quenched the photocatalyst excited state more than two orders of magnitude faster than did either PhSH or piperidine 1a-anti, with a bimolecular dynamic constant of 6.6 × 109 M−1s−1 (Figure 1f, also see Figures S4–9 and Tables S5–7).15
A mechanistic hypothesis is depicted in Figure 1g that is consistent with the mechanistic experiments. Excitation of the iridium(III) photocatalyst produces the strongly oxidizing excited state *IrIII,16 which is reduced by the in situ generated thiophenolate, consistent with the more rapid quenching by the mixture of PhSH and piperidine 1a-syn relative to either compound alone (Figure 1f).17 The resulting thiophenyl radical can then undergo reversible polarity matched HAT8 with piperidines 1a-syn/anti (α-amino, α-methylbenzylic C–H BDE = 79–88 kcal/mol10a,18 versus PhS–H BDE = 79.0 kcal/mol19) to furnish α-amino radical 3 and PhSH. Significant to this step, Bertrand has reported radical-mediated racemization of benzylic amines with arylthiol radicals initiated with AIBN.10a HAT between the α-amino radical 3 and PhSH then regenerates piperidines 1a-syn/anti along with thiophenyl radical. Electron transfer from Ir(II) to the thiophenyl radical (or PhSSPh20) provides ground state Ir(III) to complete the photocatalytic cycle. The product deuteration patterns depicted in Figures 1b–d can be explained by reversible oxidation of the α-amino radical intermediate 3 to iminium 4 with subsequent reversible tautomerization to enamine 5.21
We have described the highly diastereoselective photocatalytic light-mediated epimerization of readily accessible, but contra-thermodynamic piperidines to give more stable diastereomers. Piperidines bearing a variety of substituents and substitution patterns, including substituents on the piperidine nitrogen, were effective substrates. The epimerization proceeds by a reversible process wherein either diastereomer gives the same diastereomer ratio. The observed distribution of isomers correlates reasonably well with their calculated relative stabilities, which should facilitate application of the method. In future work, we will apply this approach to the diastereoselective epimerization of other classes of heterocycles.
Supplementary Material
ACKNOWLEDGMENT
This work was supported by NIH Grant R35GM122473 (to J.A.E.), NSF Grant CHE-1764328 (to K.N.H.), and NIH Grant R01GM050422 (J.M.M.). We thank Dr. Brandon Q. Mercado (Yale) for solving the crystal structure of 1a-anti and Dr. Fabian Menges (Yale) for assistance with mass spectrometry. Calculations were performed on the Hoffman2 cluster at UCLA, and the Extreme Science and Engineering Discovery Environment (XSEDE), which is supported by the NSF (Grant OCI-1053575).
Footnotes
The authors declare no competing financial interest.
Supporting Information
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/jacs.0c11911.
Experimental procedures, characterization data, crystallographic data, deuterium studies, and Cartesian coordinates of all computed structures.
Crystallographic data for for picrylsulfonic acid salt of 1a-anti
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