Phase 1/2 study of alectinib in RET-rearranged previously-treated non-small cell lung cancer (ALL-RET)

Abstract

Background

Rearranged during transfection (RET) rearrangements occur in 1–2% of non-small cell lung cancers (NSCLCs). Alectinib administered at doses of 300 mg and 600 mg twice daily (BID) is approved for

ALK

rearranged NSCLC in Japan and other countries, respectively. Since alectinib has activity against RET, we conducted a phase (P) 1/2 study of alectinib to determine its activity in Japanese patients with

RET

rearranged NSCLC.

Methods

This study was a single-arm, open-label, multi-institutional P1/2 trial. Previously treated patients with RET-rearranged NSCLC, screened by nation-wide network (LC-SCRUM-Japan), were recruited. In P1, alectinib (600 or 450 mg BID) was administered following a 3+3 design and its safety was assessed. During P2, alectinib was administered at the recommended dose (RD) determined in P1. The primary endpoint was the objective response rate (ORR) in RET inhibitor-naïve patients treated with the RD of alectinib.

Results

Thirty-four patients were administered alectinib. In cohort 1 (600 mg BID) of P1, we observed 5 dose-limiting toxicities (DLTs), including grade 3 rash and thromboembolic event, in 3 of 6 patients. In cohort 2 (450 mg BID), we observed no DLTs in 3 patients. Pharmacokinetic analysis revealed that AUC_0–10 to 600 mg BID was higher than that previously reported in global trials. We determined 450 mg BID as the RD for P2. In 25 RET inhibitor-naïve patients, one achieved an objective response (4%) and 13 achieved disease control at 8 weeks (52%). The median progression-free survival (PFS) was 3.4 months (95% CI, 2.0–5.4), while the median overall survival was 19.0 months (5.4–NE). We observed grade 3 adverse events (AEs) (4%) including pneumonitis in P2.

Conclusions

Alectinib exerts limited activity against RET-rearranged NSCLC. Further investigation to elucidate the mechanisms underlying sensitivity and resistance of RET inhibitors is required to improve outcomes for these patients.

Introduction

Lung cancer is the leading cause of cancer deaths worldwide. Histologically, it is subdivided into small cell lung cancer and non-small cell lung cancer (NSCLC). NSCLC accounts for ~80% of cases of lung cancers, with adenocarcinoma being the most frequent subtype. Several driver oncogenes and mutations, such as epidermal growth factor receptor (EGFR) mutations in 40% to 55% cases, anaplastic lymphoma kinase (ALK) rearrangement in 3% to 5% cases, ROS1 rearrangement in 2% to 3% cases, v-raf murine sarcoma viral oncogene homolog B1 (BRAF) mutation in 0.5% to 1% cases, and neurotrophic tropomyosin receptor kinase (NTRK) rearrangement in 1% or fewer cases, have been identified in East Asian lung adenocarcinoma patients (1). Individualized therapy based on gene profiling with corresponding targeted drugs has been introduced into clinical practice (2-8). Rearranged during transfection (RET) is an oncogene discovered in 1985 during the transfection of NIH 3T3 cells with human lymphoma DNA (9). RET rearrangement is detected in 20–40% of papillary thyroid cancers (10,11) and has been identified in some cases of NSCLCs (12-15). The most common fusion partners of RET are KIF5B, followed by CCDC6, TRIM33, and NCOA4 (14,16,17). RET rearrangement has been detected in 1–2% of NSCLCs and mutation or rearrangement of other commonly-altered genes, including EGFR, KRAS, ALK and ROS1 are mutually exclusive events (14). Transgenic mice expressing the KIF5B-RET fusion gene develop lung adenocarcinoma (18), indicating that RET rearrangement is one of the oncogenic drivers of lung adenocarcinoma.

Recent clinical trials demonstrated the modest efficacy of vandetanib or cabozantinib in RET-rearranged NSCLC. Patients treated with vandetanib had a response rate of 53% (9/17 cases) and a median progression-free survival (PFS) of 4.7 months (19); those treated with cabozantinib had a response rate of 28% (7/25 cases) and a median PFS of 5.5 months (20). These results demonstrate that the efficacy of these drugs was lower compared to those in NSCLC cases with EGFR mutations or ALK rearrangement treated with EGFR-tyrosine kinase inhibitors (TKIs) or ALK-TKIs (2-6), respectively, highlighting the need for further development of RET inhibitors for the treatment of RET-rearranged NSCLC.

Alectinib (CH5424802) is a second generation ALK-TKI (21) which has been approved for ALK-rearranged NSCLC. In addition to high activity against ALK, alectinib has inhibitory activity toward RET kinase (half maximum inhibitory concentrations (IC₅₀) for ALK kinase and RET kinase are 1.9 nmol/L and 4.8 nmol/L, respectively) (20,21). Pre-clinical studies reported that alectinib did inhibit the growth of RET-rearranged tumor cells in vitro and in vivo (22,23), suggesting the potential activity of alectinib against RET-rearranged NSCLC patients.

In a Japanese phase 1 trial in ALK-rearranged NSCLC patients, alectinib at 300 mg twice a day (BID) showed remarkable efficacy with a response rate of 93.5% and median PFS of longer than 27 months without any dose-limiting toxicity (DLT) (24). Alecensa formulation contains 50% sodium lauryl sulfate (SLS) as an excipient in comparison to alectinib. The maximum dose of SLS for drugs that had been approved before was 300 mg per day in Japan. Therefore, the sponsor determined that 300 mg BID of Alecensa (=300 mg of SLS) as the maximum dose per day would be appropriate. Accordingly, 300 mg BID of alectinib was approved for ALK-rearranged NSCLC in Japan. Contrastingly, global trials, including AF-002JG, have reported the efficacy and safety of alectinib escalated until 900 mg BID, and the U.S. Food and Drug Administration (FDA) approved 600 mg BID of alectinib for ALK-rearranged NSCLC (25,26). Thus, we sought to determine maximum tolerate dose (MTD) of alectinib in Japanese patients and assess the maximum efficacy of alectinib in RET-rearranged NSCLC. We conducted a phase 1/2 study to determine the objective response rate (ORR) at doses higher than 300 mg BID in Japanese patients with RET-rearranged NSCLC (ALL-RET trial: alectinib in lung cancer with RET fusion) (27), as the investigator initiated trial.

We present the following article in accordance with the TREND guideline checklist (available at http://dx.doi.org/10.21037/tlcr-20-549).

Methods

Study design

We conducted an open-label, multi-institutional phase 1/2 study involving 7 specialized centers in Japan as of January 2016 (27). The primary endpoint was to establish the maximum tolerated dose in the phase 1 and ORR in RET-TKI-naïve patients treated with the recommended dose (RD) of alectinib in the phase 2 portion and phase 1 portion, according to a central review.

The secondary endpoints were PFS, disease control rate (DCR), overall survival (OS), ORR in patients previously treated with RET-TKIs, subgroup efficacy in patients harboring different RET-fusion partners, and safety.

Statistical analysis

In phase 1, the sample size was determined based on a 3+3 phase 1 design for oncology drugs. In phase 2, the planned sample size of 17 RET-TKI-naïve patients was determined to reject a null ORR of 30% at a one-sided significance level of 0.05 under an expected ORR of 60% with a power of 0.80. In addition, a maximum of 10 patients previously treated with other RET-TKIs were also enrolled for exploratory analysis in phase 2. In phase 1, the DLT rate was evaluated using a 3+3 design, and the RD was determined. All patients in phase 2 and RET-TKI-naïve patients treated with RD of alectinib in phase 1 were included for phase 2 efficacy analysis. We estimated the confidence interval (CI) of the ORR based on the exact binomial distribution with a one-sided significance level of 5%. In phase 2, the treatment was deemed promising if the estimated lower limit of the ORR exceeded the threshold value of 30%. Statistical analysis was performed using SAS version 9.4 (SAS Institute, Cary, NC).

Patients

RET rearrangements were screened using a nationwide genomic screening network (LC-SCRUM-Japan) of about 200 participating institutions (19). RET rearrangements were identified by three different methods, including multiplex reverse transcriptase PCR (RT-PCR), a break-apart fluorescence in-situ hybridization (FISH) assay, and targeted next-generation sequencing (NGS) systems (Oncomine Cancer Research Panel or Oncomine Comprehensive Assay). In this study, patients whose tumor was RET-rearrangement positive by at least 2 methods were defined as eligible. Other eligibility criteria included written informed consent; aged 20 years or older; histological or cytological diagnosis of NSCLC with unresectable locally advanced or metastatic disease; tumor samples that test positive for a RET rearrangement and test negative for EGFR mutation and ALK rearrangement; previously treated with at least one regimen of chemotherapy; life expectancy of 3 months or longer; Eastern Cooperative Oncology Group (ECOG) Performance Status (PS) of 0–2; test negative for pregnancy; having adequate bone marrow, liver, renal, and respiratory functions as follows: (I) neutrophil count ≥1,500/mm³, (II) hemoglobin level ≥9.0 g/dL, (III) platelet count ≥100,000/mm³, (IV) serum creatinine level ≤1.5 mg/dL, (V) ALT, AST, and ALP levels ≤3-fold of the upper limit of the reference value at each institution, (VI) serum bilirubin level ≤1.5–fold of the upper limit of the reference value at each institution, (VII) SpO₂ ≥92%, and having one or more measurable lesions in accordance with the revised RECIST guidelines (version 1.1).

Patients were excluded for any of the reasons shown in the exclusion criteria as follows, having previously received alectinib; having a history of hypersensitivity to additives contained in alectinib; having an infection requiring systemic administration of antibiotics or antivirals; laboratory results positive for hepatitis B antigen or anti-hepatitis C virus antibodies; having unstable brain metastases or spinal cord compression that requires treatment; having a condition that would preclude receipt of the study treatment; having a QTc interval greater than 480 ms, a history of long QT syndrome, a history of clinically significant ventricular arrhythmia, currently receiving antiarrhythmic drugs, or having an implanted defibrillator; having interstitial lung disease or a history of that disease; having poorly controlled diabetes or hypertension that cannot be managed with medication; patients who would have difficulty taking medication orally; exhibiting adverse reactions prior to treatment that are grade 2 or more severe; if the following times have not elapsed from prior to treatment or the conclusion of treatment upon enrollment in this study: (I) surgery or radiation therapy: 4 weeks, (II) bronchoscopic treatment: 2 weeks (III) chemotherapy: 4 weeks, (IV) lenvatinib or vandetanib: 3 weeks, (V) nitrosourea or MMC: 6 weeks, (VI) endocrine therapy or immunotherapy: 2 weeks, (VII) transfusion or a hematopoietic growth factor: 2 weeks, (VIII) other trial medications: 4 weeks; patients with pleural effusion, pericardial effusion, or ascites requiring treatment; a deep vein thrombus or pulmonary thromboembolism that requires treatment; multiple malignancies with differing histologies; patients with a history of other malignancies in the past 5 years; or patients whom an investigator deems ineligible for participation in this study for some other reason.

Treatment and assessments

Alectinib was kindly provided by Chugai Pharmaceutical. Alectinib was administered orally twice per day within 30 minutes after a meal (once in the morning and once in the evening). In phase 1, alectinib (cohort 1: 600 mg, cohort 2: 450 mg) was administered in a 21-day cycle until the criteria for respite, dosage reduction, or discontinuation of the treatment protocol were met. Three to six patients were enrolled in each cohort. The RD or MTD of alectinib was determined using a de-escalation scheme (Figure S1). In phase 2, the RD/MTD of alectinib in a 21-day cycle was continued until the criteria for a respite, dosage reduction, or discontinuation of the treatment protocol were met.

Toxicities were assessed according to version 4.0 of the National Cancer Institute Common Terminology Criteria for Adverse Events (CTCAE). DLT is defined as follows: grade ≥4, thrombopenia; grade ≥3, febrile neutropenia; grade ≥4, neutropenia lasting 4 or more days; grade ≥3, any non-hematologic toxicity except for controllable electrolyte abnormality, nausea, vomiting, and diarrhea. DLT was evaluated during the first cycle of therapy (21 days). After completion of protocol treatment, the patients were followed-up until January 2019.

We assessed objective tumor response in accordance with version 1.1 of the revised Response Evaluation Criteria in Solid Tumors (RECIST) guideline (28). At baseline, we imaged the chest (CT), abdomen (CT), pelvis (CT or MRI), brain (CT or MRI), and bone (CT, bone scintigraphy, or FDG-PET scan) within 28 days before entry in this trial. After the start of treatment, the assessments were performed on day 21 and then every 6 weeks throughout the study. An independent response evaluation committee consisting of two radiologists at each session reviewed images of patients; reviewers were blinded from the investigators’ assessment and dose of alectinib. PFS was defined as the time from the start of alectinib treatment to the first instance of progression or death. OS was defined as the time from the start of alectinib treatment to death. DCR was defined as the proportion of patients who achieved complete response, partial response, and stable disease for at least 8 weeks.

Pharmacokinetic analysis

Blood samples were obtained prior to treatment and 0.5, 1, 2, 4, 6, 8, and 10 h after drug administration on days 1 and 15 in cycle 1. Alectinib concentrations were quantified using a liquid chromatography-mass spectrometry method with a lower detection limit of 0.10 ng/mL (29).

Quality control

All the data were collected via book-type Case Record Form and managed by an independent data center. The quality of study was controlled by on-site monitoring including source document verification. All recruited patients were followed-up and their data were analyzed according to the Intent-to-Treat principle. All patients in phase 2 and RET-TKI-naïve patients treated with RD of alectinib in phase 1 were included in the population analysis for efficacy.

Study approval

This clinical trial was conducted in accordance with the Declaration of Helsinki (as revised in 2013) and the Harmonized Tripartite Guideline for Good Clinical Practice from the International Conference on Harmonization. This study was reviewed and approved by the institutional review boards of all participating institutions, including the Institutional Review Boards of the Kanazawa University Hospital (reference number: 9010) and was registered with UMIN Clinical Trials Registry (UMIN000020628). All patients enrolled completed the informed consent form.

Results

Safety of alectinib

Between February 2013 and January 2018, 4,552 patients with advanced non-squamous NSCLC enrolled in the LC-SCRUM-Japan study were screened for RET rearrangements. Among them, 119 patients (2.6%) with RET-rearranged NSCLC were identified, and a total of 34 patients who met the eligibility criteria were enrolled in the present study. Characteristics of all patients in phase 1 and 2 are shown in Table 1. Lists of patients in phase 1 and 2 are shown in Table S1 and Table S2, respectively. All patients were in stage IV and had adenocarcinoma (Table 1). Of the 34 patients, 21 patients demonstrated KIF5B-RET, and 9 patients demonstrated CCDC6-RET, all of which were determined by NGS. In the remaining 4 patients, RET rearrangements were detected by multiplex RT-PCR, but the variant type was not determined as the samples were not available for NGS. All 34 patients were determined positive for RET rearrangements by break-apart-FISH analysis. Between March 8, 2016 and August 10, 2016, 9 patients were enrolled in phase 1 (Table S1). The first 3 patients in cohort 1 were administered a dose of 600 mg BID oral alectinib. Since we observed DLTs (grade 3 rash and hepatic function abnormal) in one patient (case S1-3), we recruited 3 more patients into cohort 1; DLTs (grade 3 erythema multiforme and thromboembolic event in S1-4, and grade 3 increase in CPK in S1-5) were observed in two of these additional patients (Table 2). The DLTs were improved by cessation of alectinib, steroid pulse therapy, and symptomatic therapy. Of the 6 patients treated with 600 mg BID, grade 4 lymphocytopenia and grade 3 increase in ALP (Table 2) were observed in addition to DLTs. Since we observed DLTs in 3 of 6 patients, we reduced the dose of alectinib to 450 mg BID in accordance with the protocol (Figure S1) and enrolled 3 patients in cohort 2. In cohort 2, we observed no DLTs. We therefore determined 450 mg BID as the recommended alectinib dose for phase 2.

Table 1. Patient baseline characteristics.

Characteristics	Total (N=34)	Phase 1 (N=9)	Phase 2 (N=25)
Sex
Male	14	3	11
Female	20	6	14
Age
Median [range]	53 [30–78]	60 [39–75]	51 [30–78]
Smoking
Never	22	6	16
Former	12	3	9
Current	0	0	0
Histology
Adenocarcinoma	34	9	25
Other	0	0	0
Type of RET fusion
KIF5B	21	8	13
CCDC6	9	0	9
Unknown	4	1	3
ECOG PS
0	14	4	10
1	20	5	15
2	0	0	0
Brain metastases at baseline
Yes	8	4	4
No	26	5	21
Number of previous chemotherapy regimen
1	7	1	6
2	11	3	8
3 and more	16	5	11
Number of previous RET-TKI
0	29	7	22
1	3	2	1
2	2	0	2

Table 2. Main adverse events that occurred in the trial.

Variables	Any grade		Grade 1–2	Grade 3	Grade 4
	Number	Percent
600 mg BID (N=6)
Clinical
Constipation	4 [4]	66.7%	4 [4]	0	0
Myalgia	3 [3]	50.0%	3 [3]	0	0
Dysgeusia	2 [2]	33.3%	2 [2]	0	0
Oedema peripheral	2 [2]	33.3%	2 [2]	0	0
Hepatic function abnormal	2 [2]	33.3%	1 [1]	1 [1]*	0
Cholangitis	1 [1]	16.7%	0	1 [1]	0
Thromboembolic event	1 [1]	16.7%	0	1 [1]*	0
Erythema multiforme	1 [1]	16.7%	0	1 [1]*	0
Rash	1 [1]	16.7%	0	1 [1]*	0
Laboratory
Alkaline phosphatase increase	2 [2]	33.3%	1[1]	1[1]	0
Creatine phosphokinase increase	2 [2]	33.3%	1[1]	1[1]*	0
Creatinine increase	2 [2]	33.3%	2[2]	0	0
Lymphocyte decrease	1 [1]	16.7%	0	0	1 [1]
450 mg BID (N=28; phase 1 N=3, phase 2 N=25)
Clinical
Constipation	16 [12]	57.1 [42.9]%	16 [12]	0	0
Diarrhea	3 [2]	10.7 [7.1]%	2 [2]	1 [0]	0
Pneumonitis	1 [0]	3.6 [0.0]%	0	1 [1]	0
Laboratory
Creatine phosphokinase increase	13 [13]	46.4%	12 [12]	1 [1]	0
Aspartate aminotransferase increase	9 [7]	32.1 [25.0]%	9 [7]	0	0
Creatinine increase	8 [8]	28.6%	8 [8]	0	0
Bilirubin increase	6 [6]	21.4%	5 [5]	1 [1]	0
Hyponatraemia	1 [1]	3.6%	0	1 [1]	0
Neutropenia	1 [1]	3.6%	0	1 [1]	0

Total number [ ] is assessed as causally related . *, dose limiting toxicities.

Between September 28, 2016 and January 29, 2018, twenty-two RET-TKI-naïve patients and three previously RET-TKI-treated patients were enrolled in phase 2 (Table S2) and administered 450 mg BID of alectinib. In the patients treated with 450 mg BID, the major adverse events (AEs) were constipation, blood CPK, AST and creatinine increase; grade 3 AEs included diarrhea, pneumonitis, blood CPK and bilirubin increase, hyponatremia, and neutropenia; no grade 4 AEs were observed (Table 2).

The treatment of 2 out of 6 patients treated with 600 mg BID alectinib was discontinued due to DLTs (one patient had grade 3 erythema multiforme, another patient had grade 3 rash and grade 3 hepatic function abnormal). In contrast, the treatment of only 1 out of 28 patients treated with 450 mg BID alectinib was discontinued due to pneumonitis and no patients required a dose reduction of alectinib due to toxicity.

Pharmacokinetic analysis

We analyzed blood samples from 9 patients in phase 1 and from the first 3 patients in phase 2 according to the protocol. On day 15, we evaluated 3 and 5 patients treated with 600 mg BID and 450 mg BID, respectively, since alectinib treatment was discontinued in some patients in phase 1 due to toxicity. There was a dose-dependent increase in C_max and AUC_0-10 (Table 3). On day 15, C_max at 450 mg BID in ALL-RET (576±215 ng/mL) was almost comparable to C_max at 460 and 600 mg BID in the AF-002JG study (618±165 and 676±186 ng/mL, respectively) (24). Notably, C_max at 600 mg BID in our study (1,050±227 ng/mL) was much higher than that in the global study (24). Similarly, while AUC_0-10 at 450 mg BID in our study (4,820±1,970 ng·h/mL) was comparable to those at 460 mg and 600 mg BID in the global study (4,980±1,340 and 5,400±1,400 ng·h/mL, respectively), the AUC_0-10 at 600 mg BID in our study (8,600±2,510 ng·h/mL) was higher than that in the global study (25). These results suggest that alectinib at 600 mg BID might be an excessive dose for Japanese patients with RET-rearranged NSCLC.

Table 3. Pharmacokinetic parameter.

	Dose of alectinib	N	Tmax (h)	Cmax (ng/mL)	Cmin (ng/mL)	AUC0‒10 (ng·h/mL)
Day 1	600 mg	6	7.01 [3.98–9.98]	366±102 [253–527]	278±76 [201–417]	1,710±587 [1,060–2,440]
	450 mg	6	5.91 [4.0–7.93]	165±93 [23–272]	118±55 [12–165]	927±517 [143–1,570]
Day 15	600 mg	3	5.77 [0–6.0]	1,050±227 [788–1,210]	911±281 [587–1,080]	8,600±2,510 [5,800–10,600]
	450 mg	5	7.97 [4.0–8.0]	576±215 [304–840]	483±192 [271–785]	4,820±1,970 [2,440–7,460]

T_max = time to maximum concentration, median [min–max]. C_max = maximum plasma concentration, arithmetic mean ± SD (standard deviation) [min–max]. C_min = plasma concentration at 10 h after drug administration, arithmetic mean ± SD [min–max]. AUC_0‒10 = area under plasma-concentration time curve from 0–10 h, arithmetic mean ± SD [min–max].

Efficacy of alectinib

We assessed antitumor efficacy by central review of 25 patients in phase 2 and 3 patients (all of whom were RET-TKI naïve) treated with 450 mg BID alectinib in cohort 2 of phase 1. In 25 RET-TKI-naïve patients (3 patients in phase 1 cohort 2 and 22 patients in phase 2), the overall response rate was 4% (1/25). The DCR was 52% (13/25) (Table 4). The median PFS and OS of 25 RET-TKI-naïve patients treated with alectinib at 450 mg BID was 3.4 months (95% CI: 2.0–5.4) and 19 months (95% CI: 5.4–NE), respectively (Figure 1).

Table 4. Efficacy of alectinib in RET-TKI naïve patients.

Best overall response	RET-TKI-naïve (n=25), n (%)
CR	0
PR	1 (4%)
SD	12 (48%)
PD	10 (40%)
NE	2 (8%)

ORR: 4% (95% CI: 0.1–20.4); DCR: 52% (95% CI: 31.3–72.2). CR, complete response; PR, partial response; SD, stable disease; PD, progressive disease; NE, not evaluated; ORR, overall response rate; DCR, disease control rate; CI, confidence interval.

Figure 1.

PFS and OS of RET-TKI-naïve patients treated with 450 mg BID alectinib. The Kaplan-Meier curves estimating PFS (A) and OS (B) of 25 RET-TKI-naïve NSCLC patients (3 in phase 1 and 22 in phase 2) are shown. OS, overall survival; RET-TKI, rearranged during transfection-tyrosine kinase inhibitor; PFS, progression-free survival; NSCLC, non-small cell lung cancer.

The swimmer plot of 34 patients in phase 1 and phase 2 is shown in Figure 2A. Early treatment interruptions or dose reductions were required for 5 of the 6 patients treated with alectinib at 600 mg BID in phase 1 due to drug-related toxicities including DLTs. However, alectinib at 450 mg BID was tolerable and 5 patients could continue treatment for more than 1 year. KIF5B-RET was the most common fusion gene (21/34 cases, 61.8%), and the CCDC6-RET fusion was identified in 9 cases (26.5%). RET-fusion type did not affect the alectinib treatment duration. The spider plot of 34 patients, including all of 6 patients in phase 1 whose efficacy could be assessed, is shown in Figure 2B. One male patient with KIF5B-RET rearrangement who showed PR in phase 2 was treated for almost 2 years, suggesting the clinical benefit of alectinib for this individual.

Figure 2.

Clinical outcome of RET rearranged NSCLC patients treated with alectinib. (A) Swimmer plot of all patients treated with alectinib. Bars indicate duration of alectinib treatment. The response [partial response (PD), stable disease (SD) and progressive disease (PD)] in 34 patients (9 in phase 1 and 25 in phase 2) was assessed by central review (RECIST v1.1). The fusion partner for RET in each patient is shown on the left side of the bars. Arrows indicate patients who were previously treated with other RET-TKIs. (B) Spider plot of all patients treated with alectinib. RET, rearranged during transfection; NSCLC, non-small cell lung cancer.

Discussion

In the present study, we determined that the MTD of alectinib was 450 mg BID for Japanese patients with RET-rearranged NSCLC. Pharmacokinetic analysis revealed that the C_max and AUC_0-10 of alectinib in Japanese patients with RET-rearranged NSCLC who received 450 and 600 mg BID were comparable with and higher than, respectively, those with ALK-rearranged NSCLC administered 600 mg BID in a global study (25). The reasons for this are unclear; however, one possible explanation involves the small body mass index of the patients in our study. Of the 9 patients in phase 1 and the first 3 patients in phase 2, 10 out of 12 weighed 60 kg or less. In the global study for ALK-rearranged NSCLC, high interpatient variability in C_max and AUC was reported among individuals receiving 900 mg BID alectinib (25). Thus, body size might require consideration when a high dose of alectinib is administered.

In the present study, a marked antitumor effect was not observed in 25 relatively heavily-treated (mean previous regimen was 2.9) RET-TKI-naïve patients or in 3 patients previously treated with RET-TKIs who subsequently received the RD of alectinib (450 mg BID). However, a considerable and durable antitumor effect was observed in one male patient who was previously treated with one regimen of chemotherapy but not with RET-TKIs. In addition, disease stabilization for a period more than 1 year was observed in 5 patients (20%). In studies of non-Japanese RET rearrangement NSCLC, PR was observed in 4 out of 8 patients treated with 600 mg BID alectinib (30,31). These results suggest that alectinib may be effective in a subpopulation of NSCLC with RET rearrangement and that a biomarker for efficacy is necessary to further develop alectinib in RET-rearranged NSCLC.

The free fraction of Cmin in a steady state of alectinib 450 mg BID (<4.8 ng/mL, equivalent to <10 nmol/L) treatment would be comparable to the half-maximum inhibitory concentration (IC50) of RET kinase (4.8 nmol/L) and much lower than that in the RET-fusion positive NSCLC cells (<300 nmol/L) (20,21). Therefore, this can be one of the reasons why alectinib showed limited activity against NSCLC with RET rearrangement. Recent studies reported that inhibition of driver signals from BRAF, KRAS, or EGFR by their corresponding inhibitors causes reactivation of proliferation and/or survival signals, such as ERK and AKT, through feedback mechanisms (32-34) and therefore induces drug tolerance. In addition, the resistance to ponatinib, a multi-kinase inhibitor with RET inhibitory activity, could be emerged by reactivation of RAS/MAPK signaling via NRAS mutation or activation of EGFR and AXL (35). We found in the preclinical studies that suppression of RET by specific shRNA in CCDC6-RET-positive LC2/ad cells increased HER2 activation (Figure S2A) and that combined use of afatinib, which can inhibit HER2, caused marked apoptosis (Figure S2B). Moreover, afatinib discernibly sensitized LC2/ad cells to alectinib in vitro (Figure S2C). These results suggest that combined use of alectinib and an inhibitor against such feedback mechanisms may be necessary for a marked antitumor effect in NSCLC with RET rearrangement. Recent clinical trials demonstrated that the potent RET inhibitors selpercatinib (LOXO-292) (36) and pralsetinib (BLU-667) (37) showed a high response rate and prolonged PFS in patients with NSCLC with RET rearrangement. Despite of unprecedented efficacy, emergence of acquired resistance to selpercatinib via solvent front mutations in RET has been reported (38). Therefore, further analyses are warranted to elucidate the mechanisms underlying sensitivity and resistance of RET inhibitors to further improve outcomes for NSCLC with RET rearrangement.

Conclusions

We completed a phase 1/2 study of alectinib in RET-rearranged advanced NSCLC in Japanese patients and determined the MTD of alectinib (450 mg BID). Alectinib had limited activity in patients with RET-rearranged NSCLC. Further investigation to elucidate the mechanisms underlying sensitivity and resistance of RET inhibitors is required to improve outcomes for these patients.

Supplementary

The article’s supplementary files as

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. This clinical trial was conducted in accordance with the Declaration of Helsinki (as revised in 2013) and the Harmonized Tripartite Guideline for Good Clinical Practice from the International Conference on Harmonization. This study was reviewed and approved by the institutional review boards of all participating institutions, including the Institutional Review Boards of the Kanazawa University Hospital (reference number: 9010) and was registered with UMIN Clinical Trials Registry (UMIN000020628). All patients enrolled completed the informed consent form.