Abstract
Children involved with Child Protective Services (CPS) often show worse emotion regulation than non-involved children, with downstream effects on adaptive functioning. The current study uses two randomized control trials, one conducted with foster caregivers and one conducted with birth parents, to investigate the longitudinal effects of caregiver type (foster versus birth parent) and a home-visiting parenting intervention on emotion regulation among young children referred to CPS. Participants were 211 children referred to CPS during infancy or toddlerhood, of whom 120 remained with their birth parents and 91 were placed in foster care. Caregivers were randomly assigned to receive Attachment and Biobehavioral Catch-Up (ABC), a 10-session intervention designed to promote nurturing, sensitive, and non-intrusive caregiving, or a control intervention. Caregiver type moderated the effects of ABC on young children’s observed anger dysregulation during a frustrating task at age two to three years. Among children remaining with their birth parents, children whose caregivers received ABC showed lower anger dysregulation than children whose caregivers received the control intervention. Children placed in foster care showed lower anger dysregulation than children with birth parents regardless of parenting intervention, and additionally showed higher adaptive regulation than children remaining with their birth parents. Adaptive regulation was not significantly associated with parenting intervention or the caregiver by intervention interaction. Results suggest that foster care placement may be protective for emerging emotion regulation skills among young children referred to CPS, and an attachment-based parenting intervention buffers risks of remaining in the home for young children’s emotion dysregulation.
Keywords: Emotion regulation, child maltreatment, foster care, attachment, parenting, home-visiting intervention
The goal of the child welfare system is to protect children from abuse, neglect, and related adversities known to threaten healthy development. A minority of children referred to Child Protective Services (CPS) are placed in foster care, with the majority receiving services in their own homes (U.S. Department of Health & Human Services, 2016). Further research is needed to clarify the relative risks of being placed in foster care versus remaining in the home following referral to CPS, particularly with regard to children’s self-regulatory development. Additionally, given the existence of empirically supported parenting interventions for families involved with CPS (Fisher, Gunnar, Dozier, Bruce, & Pears, 2006), research is needed regarding the effectiveness of intervention in promoting adaptive development, including young children’s emerging emotion regulation skills, across placement types.
According to the U.S. Department of Health & Human Services, 3.6 million allegations of maltreatment involving 6.6 million children were reported to Child Protective Services (CPS) in 2014. As a result of these referrals, 1.3 million children received child welfare services, including more than 200,000 who entered foster care that year (U.S. Department of Health & Human Services, 2016). Notably, children referred to CPS and removed from the home are disproportionately very young. In 2014, more than one-quarter of child maltreatment victims were younger than three years, with the highest rates observed in infants under age one (U.S. Department of Health & Human Services, 2016). Similarly, one-third of children entering foster care in 2017 were younger than three years old, and almost 20% were younger than one year old (U.S. Department of Health & Human Services, 2018).
Early entry into the child welfare system is particularly concerning because of key developmental tasks that characterize infancy and toddlerhood. These tasks include establishing a sense of safety and security, forming attachment relationships, and co-regulating emotions and behaviors with the assistance of responsive caregivers. According to an organizational perspective on development, success in these early tasks lays the foundation for effective navigation of future challenges (Sroufe & Rutter, 1984). Childhood maltreatment represents a failure of the caregiving environment to facilitate these developmental tasks, contributing to early patterns of emotional, behavioral, and physiological dysregulation and conferring risk for maladjustment across the lifespan (Cicchetti & Toth, 2015; Dozier, Zeanah, & Bernard, 2010; Kaplow & Widom, 2007).
Although foster care is intended to mitigate maltreated-related risks, removal from the home often involves additional challenges, including disruptions in attachment relationships, uncertainty about future caregiving arrangements, and variability in foster parents’ emotional commitment to their foster children (Bernard & Dozier, 2011; Rae, Litrownik, & Landsverk, 2010). Young children in foster care show greater difficulty with emotional and behavioral regulation than demographically similar peers from community samples (Pears, Fisher, Bruce, Kim, & Yoerger, 2010; Robinson et al., 2009). However, such studies do not disentangle effects of placement from the effects of maltreatment itself, and little is known about the costs and benefits of foster care placement compared with child welfare services in the home. Some studies suggest that school-age children remaining with their birth families have better behavioral outcomes than children who are placed in foster care, although this may be attributable in part to greater maltreatment severity experienced by children removed from the home (Doyle, 2007; Jonson-Reid & Barth, 2000). Other studies have found that children in foster care show more normative patterns of physiological regulation in toddlerhood (Bernard, Butzin-Dozier, Rittenhouse, & Dozier, 2010) and better cognitive outcomes in preschool (Zajac, Raby, & Dozier, 2019) than children who remain with their birth families, suggesting that foster care may be protective in the context of early maltreatment. Interpretation of these results is complicated by the impossibility of random assignment and the inherent confounding of maltreatment severity with placement decisions.
Emotion Regulation in the Context of Maltreatment and Foster Care
Emotion regulation, defined as the ability to modulate emotional arousal in support of goal-directed behavior (Thompson & Meyer, 2007), may be a particularly vulnerable developmental domain for children exposed to early adversity. Emotion regulation typically develops in the context of relationships with caregivers and is facilitated by a secure attachment relationship, parental modeling of adaptive regulation, and supportive responses to children’s emotions (Eisenberg, Cumberland, & Spinrad, 1998; Eisenberg, Spinrad, & Eggum, 2010; Morris et al., 2007). During infancy and toddlerhood, parents are especially important co-regulators of infant emotion, behavior, and physiology (Calkins & Keane, 2009). Successful experiences regulating distress with the help of a responsive caregiver prepare infants and toddlers to regulate their own emotions with increasing independence across development (Calkins, 1994; Thompson & Meyer, 2007). Of note, children may show biologically-based individual differences in the propensity to experience and express specific emotions. Infants who are temperamentally prone to high negative affect may elicit less sensitive caregiving as parents’ co-regulatory resources are depleted over time (Cole, Martin, & Dennis, 2004).
Maltreating parents often struggle to serve this co-regulatory role, failing to respond supportively to children’s emotional needs and instead responding punitively or dismissively (Kim & Cicchetti, 2010; Shipman et al., 2007; Shipman & Zeman, 2001). They may also model heightened emotional reactivity, more negative expressiveness, and less effective regulatory strategies than non-maltreating parents (Cicchetti & Toth, 2015; Wilson, Rack, Shi, & Norris, 2008). The experience of childhood maltreatment thus increases young children’s experience of negative emotions, such as anger, frustration, and fear, while simultaneously undermining the co-regulatory capacity of the parent-child relationship. As a result, young children exposed to child maltreatment would be expected to show more dysregulated expression of negative affect and lower use of adaptive regulation.
Consistent with theoretical predictions, child maltreatment has been linked to alterations in emotion processing and regulation across the lifespan (Camras, Grow, & Ribordy, 1983; Cicchetti & Toth, 2015; Jedd et al., 2015; Pollak, Cicchetti, Hornung, & Reed, 2000). Children exposed to maltreatment have been reported to show more negative affect dysregulation and lower adaptive regulation than non-maltreated peers, with one longitudinal study suggesting that increases in negative dysregulation at age seven years developmentally precedes decrements in adaptive regulation at age eight (Kim-Spoon, Cicchetti, & Rogosch, 2012). Difficulty regulating emotions during frustrating tasks has been observed in young maltreated children living in foster care and with their birth families. Compared with non-maltreated peers, one- to three-year-old children in foster care showed higher anger intensity and lower positive affect intensity while completing a series of teaching tasks with their birth parent (Robinson et al., 2009). Similarly, among preschool-aged children living with their birth parents, family violence exposure (i.e., child maltreatment and interparental violence) predicted greater frustration during laboratory tasks, including a mother-child joint problem-solving interaction and an emotionally challenging individual task designed to elicit frustration (Cipriano, Skowron, & Gatze-Kopp, 2011).
Such deficits in emotion regulation are concerning because difficulty managing negative emotions has been linked to long-term problems with social functioning, academic achievement, and emotional health (Cole, Martin, & Dennis, 2004; Eisenberg et al., 2010; Graziano, Reavis, Keane, & Calkins, 2007; Zeman et al., 2006). Indeed, emotion dysregulation has been found to mediate the effects of early maltreatment on later psychopathology in middle childhood (Alink, Cicchetti, Kim, & Rogosch, 2009; Kim & Cicchetti, 2010; Kim-Spoon et al., 2012) and adolescence (Egeland, Yates, Appleyard, & van Dulmen, 2002). Given the deleterious impact of early maltreatment on young children’s self-regulatory development, as well as its salience as a predictor of long-term adjustment, the study of emotion regulation in the context of the child welfare system may be particularly important for understanding and promoting resilient functioning among young children exposed to early adverse care.
Attachment and Biobehavioral Catch-Up
Attachment and Biobehavioral Catch-up (ABC) is a home-based parenting intervention designed to enhance infants’ and toddlers’ ability to regulate their emotions, behaviors, and physiology by increasing parenting sensitivity (Dozier & Bernard, 2019). ABC is delivered by parent coaches, who provide in-the-moment commenting and video feedback to scaffold targeted parenting behaviors: a) following the child’s cues, b) responding with nurturance to children’s distress, and c) avoiding frightening behaviors. Each of these intervention targets is expected to enhance parents’ effectiveness at co-regulating children’s emotions by promoting sensitive and supportive responses to children’s affective cues, minimizing parental modeling of affective dysregulation, and reducing the likelihood that parental behavior will elicit overwhelming negative emotions from the child (Lind, Bernard, Ross, & Dozier, 2014).
ABC has been shown to be effective at improving parenting sensitivity and enhancing child adjustment among families experiencing a range of adversities, including child maltreatment (Dozier & Bernard, 2019). Randomized clinical trials with both foster parents and birth parents referred to CPS have demonstrated ABC’s effectiveness in promoting parenting sensitivity (Bick & Dozier, 2013; Lind, Bernard, Yarger, & Dozier, 2019), parent-child attachment security (Bernard et al., 2012; Dozier et al. 2009), and children’s self-regulation of biology, affect, and behavior (Bernard, Dozier, Bick, & Gordon, 2015; Lind et al., 2014; Lind et al., 2019; Lind, Raby, Caron, Roben, & Dozier, 2017).
The current study combined data from two randomized control trials (RCTs), one evaluating the efficacy of ABC among foster parents and one targeting birth parents whose children remained in the home following referral to Child Protective Services. Previously published studies from the foster care RCT demonstrated benefits of ABC for enhancing parenting sensitivity (Bick & Dozier, 2013) and reducing attachment avoidance (Dozier et al., 2009). The RCT conducted with CPS-involved birth parents has yielded evidence that ABC enhances parenting sensitivity (Lind et al., 2019), infants’ attachment organization and security (Bernard et al., 2012); normalizes diurnal cortisol production during toddlerhood (Bernard, Dozier, Bick, & Gordon, 2015) and the preschool period (Bernard, Hostinar, & Dozier, 2015); and improves behavioral compliance in early childhood (Lind, Bernard, Yarger, & Dozier, 2019). Most relevant to the current study, a previously published paper from the foster care diversion trial found that children whose parents received the ABC intervention showed less negative affect during a mildly frustrating laboratory task (Tool Task; see below for more details) than children whose caregivers received a control intervention (Lind et al., 2014). However, no previous studies have investigated the effect of ABC on negative affect expression among young children in foster care, or on young children’s adaptive emotion regulation during the laboratory challenge. Further, no previous studies have combined samples to evaluate the effect of placement on CPS-involved children’s emotion regulation.
The current study addressed gaps in the literature by investigating multiple aspects of emotion regulation among young children referred to CPS who a) remained with their birth parents or b) were placed in foster care. Given evidence that foster care may be protective with regard to physiological regulation (Bernard et al., 2010), we anticipated that children in foster care would show less negative affect dysregulation and more adaptive regulation than CPS-referred children who remained with their birth families. Because ABC has been linked to better self-regulatory functioning among children in foster care (Lind et al., 2017) and among CPS-referred children remaining with birth parents (Bernard et al., 2015; Lind et al., 2019), we expected that children whose caregivers received ABC would show lower negative affect dysregulation and more adaptive regulation across caregiver type. Given lack of prior research regarding differential effects of intervention among foster parents versus birth parents, we did not have a priori hypotheses regarding a potential interaction of intervention with caregiver type.
Methods
Participants
Participants were drawn from two randomized control trials (RCTs) evaluating the efficacy of an attachment-based parenting intervention for families involved with Child Protective Services (CPS) due to maltreatment concerns during infancy or toddlerhood. One RCT focused on efficacy of the intervention among foster parents, who were referred to participate in the study by child welfare agencies in Pennsylvania, New Jersey, and Delaware. Out of 290 children initially enrolled in the study, 96 were retained for post-intervention data collection; many initially enrolled children did not complete research visits or intervention sessions due primarily to changes in caregivers, with new caregivers unable to be contacted or declining to participate. The second RCT focused on the efficacy of the intervention among birth parents participating in a foster care diversion program in Philadelphia; families were referred to participate by child welfare agencies in Pennsylvania. Families were involved with CPS for a range of reasons, including allegations of child abuse and neglect and/or the presence of established risk factors for child maltreatment, including exposure to domestic violence, parental substance use, and homelessness. Of the 210 families enrolled in the intervention, 183 participated in post-intervention follow-up.
The current study included all children whose caregivers participated in one of these trials when the child was an infant and who completed an assessment of emotion regulation in toddlerhood (M age = 27.8 months, SD = 5.4). Participants were 211 children of 198 caregivers, including 91 children of 83 caregivers from the foster care RCT and 120 children of 115 parents from the birth parent RCT. The current foster care sample is comparable to originally enrolled foster families in terms of caregiver education, household income, caregiver marital status, race/ethnicity, and child sex. Although the vast majority of foster caregivers were female, foster caregivers who participated in follow-up were more likely to be male than those who attrited (6.5% vs. 1.0%, p = 0.01). Regarding the RCT targeting birth parents, retained families do not not differ significantly from attrited families in terms of caregiver education, race/ethnicity, and child sex. Relative to birth parents without follow-up data, birth parents in the current sample reported slightly higher household incomes (M = 1.63 vs. 1.36 on a 7-point scale, p = 0.04) and were more likely to be married (26.5% vs. 5.1%, p < 0.001).
Demographics of the current sample are presented in Table 1. No significant differences between foster families and birth families were observed for intervention, child sex, or caregiver sex. Children in foster care were older at the time of the emotion regulation assessment (M age = 29.5 months vs. 26.5 months, p < .001) than children living with their birth parents. Children and caregivers in the foster care group were more likely to be white/non-Hispanic (children: p < .01; caregivers: p < .001) and less likely to be Hispanic (children: p < .05; caregivers: p = .001) than participants in the birth parent group. Caregivers of children in foster care also were older, had higher household incomes, and were more highly educated (p’s < .001) than parents of children remaining with their birth families. Caregivers in the foster care group were also more likely to be married or cohabitating (p < .001) and less likely to be single (p < .001) than caregivers in the birth family group. Regarding intervention experiences, groups did not significantly differ in number of sessions completed (foster care M = 9.3 sessions; birth parent M = 9.6 sessions; p = 0.27), age at intervention completion (foster care M age = 15.2 months; birth parent M age 13.7 months, p = 0.14) or in length of time elapsed between intervention and emotion regulation assessment (foster care M lag = 13.4 months; birth parent M lag = 11.7 months, p = 0.17).
Table 1.
Demographics by caregiver type.
| Birth Parents Group | Foster Care Group | Contrasts | |
|---|---|---|---|
| n = 120 (%) | n = 91 (%) | ||
| Intervention (ABC) | 49.2 | 46.2 | ns |
| Child Sex (Female) | 46.7 | 48.4 | ns |
| Child Race/Ethnicity | |||
| African-American | 61.7 | 65.9 | ns |
| White/Non-Hispanic | 8.3 | 23.1 | BP < FC** |
| Multiracial | 16.7 | 7.7 | Ns |
| Hispanic | 13.3 | 3.3 | BP >FC* |
| Caregiver Sex (Female) | 96.7 | 93.4 | ns |
| Caregiver Race/Ethnicity | |||
| African-American | 62.5 | 51.6 | ns |
| White/Non-Hispanic | 15.0 | 39.6 | BP < FC*** |
| Multiracial | 4.2 | 5.5 | ns |
| Hispanic | 15.8 | 2.2 | BP >FC** |
| Caregiver Marital Status | |||
| Married/Cohabitating | 25.0 | 53.8 | BP < FC*** |
| Single, Never Married | 62.5 | 25.3 | BP < FC*** |
| Separated, Divorced, or Widowed | 6.6 | 6.6 | ns |
| Caregiver Education | BP < FC*** | ||
| Less than High School | 60.8 | 12.1 | |
| High School Degree or GED | 26.7 | 26.4 | |
| Some College | 4.2 | 26.4 | |
| Baccalaureate Degree | 0.8 | 11 | |
| Post Baccalaureate Degree | 0.8 | 2.2 | |
| Household Income | BP < FC*** | ||
| < $10,000/Welfare | 54.2 | 15.4 | |
| $10,000 – $19,999 | 14.2 | 4.4 | |
| $20,000 – $29,000 | 10 | 22 | |
| $30,000 – $39,000 | 4.2 | 12.1 | |
| $40,000 – $59,000 | 1.7 | 8.8 | |
| $60,000 – $99,000 | 0 | 14.3 | |
| More than $100,000 | 0 | 11 |
Note. Percentages sum to less than 100% due to minority of missing data. BP = birth parent, FC = foster caregiver, ns = nonsignificant.
p < 0.05,
p < 0.01,
< 0.001
Among children placed in foster care, the age of first separation from birth parents ranged from zero days (i.e., removed at birth) to 883 days (29.0 months), with a mean of 200 days (6.6 months). Of the 91 children in the foster care group, 25 were placed with relatives and 61 were placed with non-relatives; kinship status was unknown for the remaining five placements. Forty-three children were in adoptive or pre-adoptive placements, including 15 who had been adopted by the date the emotion regulation assessment was completed. Nine children initially placed in foster care had been reunified with their birth parents by the time of the toddlerhood visit, and three children originally remaining with their birth parents had been placed in foster care. Children were classified into groups based on their initial caregiver.
Procedures
The University of Delaware Institutional Review Board approved all study procedures. In general, the referral process was the same for the RCT involving children in foster care and the RCT involving families in the foster care diversion program. In both RCTs, families were referred to the study by child welfare agencies. Families were then contacted by research staff and invited to participate in the study, with written informed consent obtained from caregivers for themselves and legal guardians providing consent for children. In both RCTs, consent for longitudinal follow-up assessment was obtained at the time of the initial trials.
After completing a pre-intervention assessment, participating caregivers were randomized to receive either the Attachment and Biobehavioral Catch-up (ABC) intervention or a control intervention focused on promoting children’s cognitive and motor development (Developmental Education for Families; DEF). The experimental and control intervention were similar in structure, format, and duration. Both interventions consisted of 10 hour-long sessions delivered in the home by trained parent coaches who received weekly supervision, including review of session video-recordings.
As described above, ABC focused on enhancing caregiver nurturance (sessions 1 and 2), promoting sensitivity to child cues (sessions 3 and 4), and minimizing frightening behaviors (sessions 5 and 6). Sessions 7 and 8 involved identifying aspects of caregivers’ childhood attachment experiences and/or current thought patterns that may interfere with behaving in nurturing or sensitive ways, in order to help caregivers to recognize and override these influences. Sessions 9 and 10 focused on consolidating gains and celebrating change using video feedback to highlight caregivers’ strengths.
DEF was adapted from a home-visiting program that was previously shown to enhance intellectual functioning (Ramey, McGinness, Cross, Collier, & Barrie-Blackley, 1982; Ramey, Yeates, & Short, 1984). Sessions involved teaching caregivers developmentally stimulating activities to do with their young children during daily life. Activities involving parental sensitivity were excluded to minimize overlap in intervention content.
Thirteen families had two children enrolled in the clinical trial, including eight sets of twins. Both siblings were assigned to the same intervention to minimize spillover effects. Families with two children in the study received one “dose” of intervention, with both children present during sessions. In-vivo and video feedback from the parent coach was directed towards caregiver-child interactions with both children.
Enrolled families were invited to participate in yearly research visits between the ages of two and four years. The emotion regulation task was conducted at both the 24- and 36-month research visits. Data from the earliest available assessment were used for the current study to ensure that no participants had prior experience with the paradigm.
Measures
Emotion regulation.
Children’s post-intervention emotion regulation was assessed using the Tool Task (Matas, Arend, & Sroufe, 1978), a structured parent-child interaction designed to elicit child frustration. The Tool Task involves a sequence of increasingly challenging problems intended to be too difficult for a young child to solve independently. At each stage, the child is asked to retrieve a small toy that is visible in a clear Plexiglass container but accessible only by using available tools in a specific way. Caregivers were instructed to allow their children to attempt the problem themselves for a few minutes, and then to give the child “any assistance that you think he (or she) needs.”
Children’s emotion expression and regulatory behavior were coded from video-recordings of the Tool Task using its corresponding manual (Sroufe, Matas, Rosenberg, & Levy, 1980). To assess emotion expression, children were rated on scales tapping anger (possible range 1–6), frustration directed toward the caregiver (possible range 1–7), global negative affect (possible range 1–4), and global positive affect (possible range 1–3). Children were also rated on regulation-relevant behaviors, including dependency (i.e., attention-, reassurance-, and help-seeking behavior; possible range 1–6), noncompliance (i.e., willingness to listen to and comply with the caregiver; possible range 1–6), persistence (i.e., ability to remain goal-oriented; possible range 1–5), enthusiasm (i.e., affective engagement in and enjoyment of the task; possible range 1–7), and coping (i.e., ability to remain organized as task difficulty increases; possible range 1–7). For all scales, a score of one reflects the lowest intensity and the maximum scale-point reflects the highest intensity of the construct being coded.
Coders were undergraduate and graduate students blind to other study data. Coders were trained by a senior graduate student to acceptable reliability on a set of training tapes prior to coding for the present study. Fifteen percent of tapes were double-coded and inter-rater reliability was assessed using intraclass correlations (ICCs). Interrater reliability was good to excellent, with ICCs ranging from 0.60 (global negative affect) to 0.83 (anger) and the majority of scales falling in the excellent range. Descriptive statistics are presented in Table 2 and reflect relatively low levels of negative affect expression and moderate levels of theoretically adaptive behaviors, such as coping, persistence, and enthusiasm. A prior study found that, in an overlapping sample of CPS-referred children who remained with their birth families, children whose parents received ABC showed lower negative affect expression (i.e., anger, frustration toward the caregiver, and global negative affect) than those whose parents received DEF (Lind et al., 2014). Other scales have not been previously analyzed, and Tool Task data have not been reported for children placed in foster care.
Table 2.
Descriptive statistics and two-factor solution for child behavior codes from Tool Task.
| Scale | Descriptive statistics | Factor Loadings | |||
|---|---|---|---|---|---|
| Mean | SD | Range | I | II | |
| Anger | 1.70 | 1.26 | 1.0–6.0 | 0.00 | 0.94 |
| Frustration toward the caregiver | 1.59 | 1.23 | 1.0–7.0 | 0.05 | 0.85 |
| Global negative affect | 1.59 | 0.86 | 1.0–4.0 | −0.21 | 0.67 |
| Global positive affect | 1.70 | 0.68 | 1.0–3.0 | 0.73 | −0.19 |
| Coping | 4.30 | 1.72 | 1.0–7.0 | 0.91 | 0.04 |
| Enthusiasm | 4.42 | 1.61 | 1.0–7.0 | 0.93 | 0.07 |
| Persistence | 3.28 | 1.04 | 1.0–5.0 | 0.59 | −0.05 |
| Dependency | 2.95 | 1.39 | 1.0–6.0 | −0.57 | −0.31 |
| Noncompliance | 2.45 | 1.43 | 1.0–6.0 | −0.52 | 0.04 |
| Variance accounted for by factor | -- | -- | -- | 59.24% | 12.20% |
| Cumulative variance explained | -- | -- | -- | 59.24% | 71.45% |
| Eigenvalue | -- | -- | -- | 5.33 | 1.10 |
Note. Exploratory factor analysis using maximum likelihood extraction and oblimin rotation. Standardized factor loadings from the pattern matrix are presented.
An exploratory factor analysis using maximum likelihood estimation and oblimin rotation was conducted in order to identify latent factors underlying the nine scales reflecting child emotion expression and regulatory behaviors during the Tool Task. Two factors were identified based on visual identification of the scree plot and eigenvalues greater than 1. This was further supported using parallel analysis, an alternative technique that identifies the point at which eigenvalues derived from observed data are smaller than those derived from a random dataset of the same size, and thus likely to reflect random noise. Parallel analysis was conducted using the psych package (Revelle, 2018) in R (R Core Team, 2013) and corroborated a two-factor solution.
The factor analytic solution is presented in Table 2. The first factor was defined by behaviors associated with adaptive regulation (both in terms of strategies used and affective outcomes): coping, enthusiasm, persistence, and positive affect all loaded positively, whereas dependency and noncompliance loaded negatively. Standardized pattern loadings ranging from |0.52| to |0.93| and this factor accounted for 59.24% of the variance in child behavior. The second factor comprised child anger, frustration toward the caregiver, and global negative affect (loadings 0.67–0.94). This factor, reflecting negative affect dysregulation, accounted for an additional 12.20% of the variance in child behavior.
Adaptive regulation and negative affect dysregulation composites were computed by reverse coding dependency and noncompliance, and then standardizing and averaging the relevant indicators. Composites were negatively correlated at r = −0.66 (p < .001), indicating that approximately 44% of the variance of the two constructs was shared and 56% was independent.
Demographic covariates.
Caregivers reported on their own and their child’s date of birth, sex, and racial/ethnic background, as well as their own education level, household income, and marital status. Education level was coded on a five-point scale from 1 – Less than high school to 5 – More than 4-year college degree. Household income was coded on a seven-point scale from 1 – Welfare/Less than $10,000 a year to 7 – Over $100,000 a year. Caregiver education and household income were strongly correlated (r = 0.61, p < .001), and were standardized and averaged to form an overall measure of household socioeconomic status (SES). Marital status was dummy-coded (1 = married/cohabitating; 0 = not married/cohabitating).
Caregiver and child age, sex, and minority race/ethnicity, as well as caregiver marital status and household SES, were evaluated as potential demographic covariates. Given age-related increases in self-regulatory development, particularly across early childhood (Thompson & Meyer, 2007; Zelazo & Carlson, 2012), we expected child age to be negatively associated with anger dysregulation and positively associated with adaptive regulation. Furthermore, given evidence that self-regulatory development is impaired in the context of sociodemographic risk (Blair & Raver, 2002), we anticipated that household SES would be negatively related to anger dysregulation and positively related to adaptive regulation. Other demographic variables were not expected to relate to Tool Task performance.
Plan for analysis.
Focal analyses were two univariate analyses of covariance (ANCOVA), one predicting anger dysregulation and one predicting adaptive regulation. Independent variables were Caregiver Type (foster caregiver vs. birth parent) and Intervention (ABC vs. DEF), with child age as a continuous covariate. Analyses used all participants with available outcome data. Within the sample of available cases, we included all children whose caregivers were randomized to a given intervention, regardless of whether or not the full intervention was completed, consistent with an intent-to-treat approach. The majority of caregivers (91.9%) completed all ten sessions, and rates of completion did not significantly differ by intervention or caregiver type.
Consistent with recommendations from Miller and Chapman (2001), we did not initially control for SES because this was expected to remove meaningful variance in the difference between foster and birth family households. However, we planned robustness checks controlling for household SES and any other demographic covariates significantly associated with Tool Task performance at the bivariate level. We additionally planned follow-up analyses a) excluding one child from each of 13 sibling pairs, and b) excluding the 12 children (nine in the foster care group and three in the birth family group) whose caregiver type had changed by the time of the Tool Task assessment.
Within the sampling frame of the current study, missing data from focal variables were minimal, ranging from 0% (anger dysregulation, adaptive regulation, child demographics) to 8.5% (household SES). Data were considered to be missing at random. For ANCOVAs including covariates with missing data, multiple imputation with fully conditional specification was conducted using the mice package (van Buuren & Groothuis-Oudshoorn, 2011).
Results
Descriptive statistics and zero-order correlations among primary study variables are presented in Table 3. As expected, child age and SES were both negatively associated with anger dysregulation and positively associated with adaptive regulation. Caregiver age was negatively associated with anger dysregulation and was retained as a covariate for future analyses. All other demographic variables were excluded from further analyses.
Table 3.
Descriptive statistics and bivariate correlations.
| Variable | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Anger dysregulation | -- | |||||||||||
| 2. Adaptive regulation | −0.66*** | -- | ||||||||||
| 3. Caregiver type (foster) | −0.25*** | 0.21** | -- | |||||||||
| 4. Intervention (ABC) | −0.15* | 0.08 | −0.03 | -- | ||||||||
| 5. Child age (months) | −0.22*** | 0.36*** | 0.28*** | 0.09 | -- | |||||||
| 6. Child sex (female) | 0.06 | −0.02 | 0.02 | 0.00 | 0.05 | -- | ||||||
| 7. Child minority race | 0.06 | −0.10 | −0.21** | −0.00 | −0.12 | 0.07 | -- | |||||
| 8. Caregiver age (years) | −0.15* | 0.11 | 0.61*** | 0.07 | 0.19** | −0.01 | −0.10 | -- | ||||
| 9. Caregiver sex (female) | −0.12ŧ | 0.10 | −0.08 | −0.01 | 0.09 | −0.01 | 0.10 | −0.11 | -- | |||
| 10. Caregiver minority race | 0.05 | −0.04 | −0.28*** | −0.07 | −0.09 | 0.03 | 0.63*** | −0.16* | 0.07 | -- | ||
| 11. Caregiver marital status | −0.12 | 0.04 | 0.36*** | 0.00 | 0.18* | −0.01 | −0.22** | −0.29*** | −0.09 | −0.30*** | -- | |
| 12. Household SES | −0.19** | 0.16* | 0.61*** | 0.06 | 0.30*** | 0.03 | −0.30*** | 0.54*** | −0.17* | −0.37*** | 0.42*** | -- |
| Means (% if dichotomous) | 0.00 | −0.00 | 43.1% | 47.9% | 27.81 | 47.4% | 85.3% | 34.79 | 95.2% | 73.9% | 41.4% | −0.03 |
| Standard Deviation | 0.90 | 0.79 | -- | -- | 5.38 | -- | -- | 11.32 | -- | -- | -- | 0.90 |
For caregiver type, 1 = foster care, 0 = birth family. For ABC intervention, 1 = ABC, 0 = DEF. For child and caregiver sex, 1 = female, 0 = male. SES = Socioeconomic status (mean of Z-scored education and household income rating). For minority race, 1 = non-White, 0 = White/non-Hispanic.
p < 0.10,
p < 0.05,
p < 0.01,
< 0.001
Of note, within the foster care group, independent-samples t-tests revealed no significant differences in anger dysregulation or adaptive regulation based on foster placement type (relative versus non-relative, p = 0.99; adoptive/pre-adoptive versus non-adoptive, p = 0.34).
Anger Dysregulation
In ANCOVA analyses, main effects emerged for Caregiver Type [F(1, 206) = 15.24, p < .001] and Intervention [F(1, 206) = 9.82, p = .002], qualified by a significant Caregiver Type x Intervention interaction [F(1, 206) = 5.49, p = .02]. Child age was additionally associated with anger dysregulation [F(1, 206) = 7.02, p = .002] in the expected direction. Estimated marginal means for each combination of caregiver type and intervention are presented in Figure 1. Among children whose caregivers received the comparison intervention, anger dysregulation was significantly higher for children remaining with their birth parents [M = −0.24, 95% CI (−0.48, −0.00)] than those placed in foster care [M = 0.40, 95% CI (0.19, 0.62); contrast = 0.64, p < .001)]. This corresponds to a large effect size of foster care placement within the DEF group (Cohen’s d = −0.73 using estimated marginal means). There was no significant difference by caregiver type among children whose caregivers received ABC [foster care M = −0.17, 95% CI (−0.44, 0.09); birth family M = −0.08, 95% CI (−0.30, 0.14); contrast = 0.09, p = .61]. There was not a main effect of intervention on anger dysregulation for children placed in foster care [ABC M = −0.17, 95% CI (−0.44, 0.09) vs. DEF M = −0.24, 95% CI (−0.48, −0.00); contrast = −0.07, p = .70)]. Consistent with previously published findings (Lind et al., 2014), a main effect of intervention emerged for birth children, with children in the ABC group showing lower anger dysregulation than children in the DEF group [ABC M = −0.08, 95% CI (−0.30, 0.14) vs. DEF M = 0.40, 95% CI (0.19, 0.62); contrast = 0.48, p < .01)].
Figure 1.

Estimated marginal means of anger dysregulation for caregiver type by intervention group.
Note: Caregiver Type by Intervention interaction is significant, p < .05. Among children whose caregivers received the comparison intervention, anger dysregulation was significantly higher for children remaining with their birth parents than for children living with foster parents (p < .001). There was no significant effect of caregiver type on anger dysregulation among children whose caregivers received ABC (p = .61). Similarly, among children remaining with their birth parents, children whose caregivers received ABC showed significantly lower anger dysregulation than children whose caregivers received DEF (p < .01). There was no significant effect of intervention among children in foster care (p = .70).
Given bivariate associations between demographic covariates and Tool Task performance, the ANCOVA predicting anger dysregulation was repeated controlling for household SES and caregiver age. Neither household SES nor caregiver age significantly predicted anger dysregulation. Caregiver Type, Intervention, and the Caregiver x Intervention interaction continued to predict anger dysregulation controlling for demographic covariates. In planned follow-up analyses, findings were robust when excluding one sibling from each of 13 sibling pairs, and when excluding children whose caregiver type had changed by the time the Tool Task was completed.
Adaptive Regulation
Adaptive regulation was positively associated with Caregiver Type [F(1, 206) = 2.67, p = .03] and child age [F(1, 206) = 23.24, p < .001]. Children placed in foster care showed a modest advantage in adaptive regulation over children who remained with their birth parents (ηp2 = 0.02). Adaptive regulation was not significantly related to intervention or the interaction between intervention and caregiver type. Estimated marginal means for each combination of caregiver type and intervention are presented in Figure 2. Of note, assessment of linear contrasts indicated that the difference in adaptive regulation between children in foster care versus children remaining with their birth parents was significant only for families in the comparison condition (caregiver contrast for DEF group = −0.32, p = 0.03; caregiver contrast for ABC group = −0.07, p = 0.65). This discrepancy should be interpreted with caution given the nonsignificance and small effect size of the interaction term (ηp2 = 0.01).
Figure 2.

Estimated marginal means of adaptive regulation for caregiver type by intervention group.
Note: Caregiver Type by Intervention interaction is nonsignificant (ηp2 = 0.01).
The ANCOVA predicting adaptive regulation was repeated controlling for household SES and caregiver age as a planned robustness check. The effects of caregiver type and child age were robust to these additional demographic controls, neither of which significantly predicted adaptive regulation. Findings were also unchanged when excluding one sibling from each of 13 sibling pairs. The association between caregiver type and adaptive regulation declined in magnitude (ηp2 = 0.02 vs. 0.01) and became nonsignificant [F(1, 194) = 2.71, p = .10] when excluding children whose caregiver types had changed.
Discussion
The purpose of this study was to evaluate the effects of caregive type and intervention on emotion regulation skills among young children referred to CPS due to concerns about child maltreatment. Based on prior research, we anticipated that placement in foster care (versus living with birth parents) and an attachment-based parenting intervention (versus a developmentally-focused comparison intervention) would each be associated with better emotion regulation among toddler-aged children, as evidenced by better regulation of negative affect and greater use of adaptive regulatory behaviors during a mildly stressful laboratory interaction.
Hypotheses were partially supported. In ANCOVAs predicting anger dysregulation, caregiver type and intervention were each associated with children’s negative affect expression during a frustrating task in the expected direction. This corroborates expectations that foster care placement would be an organizing influence for young children exposed to maltreatment-related risk, and that the ABC intervention would help young children co-regulate negative emotions in the presence of primary caregivers. Main effects were qualified by a significant Caregiver by Intervention interaction. The difference between caregiver types was significant only for children who received the comparison intervention; children whose birth parents received the ABC intervention did not differ significantly from children in foster care with regard to anger dysregulation. This suggests that ABC serves a protective function, buffering young children’s emotion regulation skills from additional risks associated with remaining in the home following CPS involvement.
Anger dysregulation was quite low among children in foster care regardless of intervention group, which suggests that out-of-home placement may mitigate emotional lability among young children referred to CPS. Alternately, this may reflect a pattern of dampened emotional expression sometimes observed among maltreated children (Maughan & Cicchetti, 2002; Shipman & Zeman, 2001), and believed to reflect a conditional adaptation to an unpredictable and frightening environment (Koenig et al., 2000; Rogosch, Cicchetti, Shields, & Toth, 1995). Emotional overcontrol, even when associated with positive behavioral outcomes, would be expected to result in wear-and-tear on physiological systems (Brody et al., 2013). However, in other research, foster care placement was associated with more normative regulation of cortisol production (Bernard et al., 2010), supporting the inference that lower anger dysregulation is adaptive and foster care placement is protective for young children’s emerging self-regulation. Findings were robust to demographic controls, suggesting that the buffering function of foster care is not attributable solely to sociodemographic advantages of foster parents.
Hypotheses related to adaptive regulation were also partially supported. Caregiver type significantly predicted children’s adaptive regulation during the Tool Task, such that children in foster care showed higher levels of adaptive regulatory behaviors, including coping, persistence, and enthusiasm, than children remaining with their birth parents. This is consistent with predictions and with findings that foster care placement was associated with lower anger dysregulation (averaged across intervention group).
Neither intervention nor the Caregiver by Intervention interaction significantly predicted children’s adaptive regulation. These null findings may suggest that ABC initially functions to reduce young children’s negative lability rather than enhance their adaptive regulatory behaviors. This is consistent with an organizational perspective on development: although co-regulatory processes were not explicitly measured in the current study, infants and toddlers are expected to rely largely on caregivers to co-regulate distress before mastering adaptive self-regulatory techniques involving in persisting and coping with stressors. Later in childhood, we may expect to see corresponding increases in adaptive regulatory behaviors associated with the ABC intervention. This developmental progression would be consistent with prior research indicating that increased emotional lability preceded difficulty with adaptive regulation among children exposed to early maltreatment (Kim-Spoon et al., 2012).
Although the interaction term was nonsignificant and small in size (ηp2 = 0.01), post-hoc linear contrasts of estimated marginal means revealed that differences in adaptive regulation by caregiver type were significant only for families receiving the comparison intervention. The nonsignificant caregiver effect within the ABC group provides preliminary evidence that ABC may buffer risks to adaptive regulation associated with remaining in the home following CPS referral; however, this should be interpreted with caution given the nonsignificant interaction. Assessing placement and intervention effects later in childhood, as self-regulation becomes increasingly developmentally salient, may help to clarify the potentially protective role of ABC in promoting adaptive regulation among CPS-referred children remaining with their birth families.
The main effect of caregiver type on child adaptive regulation was robust to demographic controls, corroborating the finding that foster care confers self-regulatory advantages beyond those associated with SES. However, the association between foster care placement and better adaptive regulation became nonsignificant when excluding children whose caregiver type had changed by the date of the Tool Task. Comparison of estimated marginal means indicated that adaptive regulation for the foster care group declined after excluding nine children who had been reunified with their birth parents (EMM = 0.06 vs. 0.11). Although cell sizes are too small to draw conclusions about the effects of different foster care experiences, future research should evaluate effects of placement timing and duration on children’s self-regulatory development.
This study is characterized by several strengths, including high potential for impact on child welfare policy and practice. Causal inference is strengthened by randomization to intervention group, which provides a strong test of theoretical models of clinical change. Additional strengths include observational assessment of emotion regulation and collaboration with child welfare services to identify a high-risk community sample of young children affected by maltreatment. Despite these strengths, the current study is limited by the inherent confounding of maltreatment severity and placement decisions, as well as lack of access to CPS records that would allow us to characterize differences in maltreatment-related risk. Additionally, we did not have a low-risk comparison group, preventing us from making normative judgments about typical levels of negative emotion expression, nor did we assess individual differences in child temperament that may have shaped parenting behavior, response to intervention, and children’s self-regulation.
Future research should seek to identify specific parenting behaviors associated with intervention effects and foster care placement advantages. Children’s emerging emotion regulation skills should be assessed longitudinally across development in order to describe trajectories of dysregulation and adaptive regulation among CPS-referred children. Additionally, associations between emotion regulation skills and child functioning should be evaluated to assess the long-term impact of child welfare placements and parenting interventions on child outcomes across domains.
Overall, findings indicate that foster care placement is associated with enhanced emotion regulation among young children referred to CPS due to concerns about early maltreatment. Results further suggest that the ABC intervention buffers risks to emotion regulation associated with remaining at home following referral to CPS. This study contributes to a small literature regarding the impact of placement decisions on child development and adds to a growing body of evidence that an attachment-based parenting intervention enhances young children’s self-regulation long after the intervention is complete. Results have the potential to inform child welfare services and enhance emotion regulation outcomes among young children exposed to maltreatment-related risk.
Acknowledgements:
This research has been supported by award numbers R01MH052135 and R01MH074374 from the National Institute of Mental Health to Mary Dozier. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institute of Mental Health. The authors thank the children and families who participated in this research and gratefully acknowledge the support of child protection agencies in Pennsylvania, New Jersey, and Delaware.
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