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PLOS ONE logoLink to PLOS ONE
. 2021 Feb 23;16(2):e0243183. doi: 10.1371/journal.pone.0243183

Saliva as a testing specimen with or without pooling for SARS-CoV-2 detection by multiplex RT-PCR test

Qing Sun 1,*, Jonathan Li 1, Hui Ren 1, Larry Pastor 1, Yulia Loginova 1, Roberta Madej 1, Kristopher Taylor 2, Joseph K Wong 2, Zhao Zhang 1, Aiguo Zhang 1, Chuanyi M Lu 2,*, Michael Y Sha 1,*
Editor: Ruslan Kalendar3
PMCID: PMC7901781  PMID: 33621263

Abstract

Background

Sensitive and high throughput molecular detection assays are essential during the coronavirus disease 2019 (COVID-19) pandemic, caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). The vast majority of the SARS-CoV-2 molecular assays use nasopharyngeal swab (NPS) or oropharyngeal swab (OPS) specimens collected from suspected individuals. However, using NPS or OPS as specimens has apparent drawbacks, e.g. the collection procedures for NPS or OPS specimens can be uncomfortable to some people and may cause sneezing and coughing which in turn generate droplets and/or aerosol particles that are of risk to healthcare workers, requiring heavy use of personal protective equipment. There have been recent studies indicating that self-collected saliva specimens can be used for molecular detection of SARS-CoV-2 and provides more comfort and ease of use for the patients. Here we report the performance of QuantiVirus SARS-CoV-2 test using saliva as the testing specimens with or without pooling.

Methods

Development and validation studies were conducted following FDA-EUA and molecular assay validation guidelines. Using SeraCare Accuplex SARS-CoV-2 reference panel, the limit of detection (LOD) and clinical performance studies were performed with the QuantiVirus SARS-CoV-2 test. For clinical evaluation, 85 known positive and 90 known negative clinical NPS samples were tested. Additionally, twenty paired NPS and saliva samples collected from recovering COVID-19 patients were tested and the results were further compared to that of the Abbott m2000 SARS-CoV-2 PCR assay. Results of community collected 389 saliva samples for COVID-19 screening by QuantiVirus SARS-CoV-2 test were also obtained and analyzed. Additionally, testing of pooled saliva samples was evaluated.

Results

The LOD for the QuantiVirus SARS-CoV-2 test was confirmed to be 100–200 copies/mL. The clinical performance studies using contrived saliva samples indicated that the positive percentage agreement (PPA) of the QuantiVirus SARS-CoV-2 test is 100% at 1xLOD, 1.5xLOD and 2.5xLOD. No cross-reactivity was observed for the QuantiVirus SARS-CoV-2 test with common respiratory pathogens. Testing of clinical samples showed a positive percentage agreement (PPA) of 100% (95% CI: 94.6% to 100%) and a negative percentage agreement (NPA) of 98.9% (95% CI: 93.1% to 99.9%). QuantiVirus SARS CoV-2 test had 80% concordance rate and no significant difference (p = 0.13) between paired saliva and NPS specimens by Wilcoxon matched pairs signed rank test. Positive test rate was 1.79% for 389 saliva specimens collected from local communities for COVID-19 screening. Preliminary data showed that saliva sample pooling up to 6 samples (1:6 pooling) for SARS-CoV-2 detection is feasible (sensitivity 94.8% and specificity 100%).

Conclusion

The studies demonstrated that the QuantiVirus SARS-CoV-2 test has a LOD of 200 copies/mL in contrived saliva samples. The clinical performance of saliva-based testing is comparable to that of NPS-based testing. Pooling of saliva specimens for SARS-CoV-2 detection is feasible. Saliva based and high-throughput QuantiVirus SARS-CoV-2 test offers a highly desirable testing platform during the ongoing COVID-19 pandemic.

Introduction

A novel coronavirus, severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2, previously provisionally named 2019 novel coronavirus or 2019-nCoV), has been identified as the cause of respiratory infection including severe pneumonia outbreak that started in Wuhan, China in late 2019 [1, 2], and has since become a global pandemic. The disease was named the coronavirus disease of 2019 (COVID-19) by the World Health Organization in February 2020. It has been determined that SARS-CoV-2 can be transmitted from person-to-person (symptomatic or asymptomatic) and is more transmissible than SARS-CoV [35].

Nasopharyngeal swab (NPS) and oropharyngeal swab (OPS) samples are widely accepted as specimens for the detection of SARS–CoV–2 since the start of the COVID-19 pandemic. However, the collection procedures for NPS and OPS specimens may cause discomfort and, in some people, sneezing and coughing. The latter in turn can generate droplets or aerosol particles that place healthcare workers collecting these specimens at risk [6], requiring heavy use of personal protective equipment (PPE). Poor tolerability of NPS and OPS sampling can result in false-negative tests due to inadequate or poor quality of specimen collection [710]. Recent investigations by Wyllie et al. [11] and Hanson et al. [12] suggested that saliva is a viable and even more sensitive alternative to NPS specimens, and could also enable at-home self-administered sample collection for large-scale SARS-CoV-2 molecular testing. Other researchers [13] also reported that SARS-CoV-2 was detected in 91.7% (n = 11) of the initial saliva specimens from confirmed COVID-19 patients. All saliva specimens (n = 33) collected from patients whose NPS specimens tested negative for COVID-19 also tested negative. It is apparent that detection of SARS CoV-2 in saliva can be used as a more appealing and cost-effective alternative for the diagnosis of COVID-19. Indeed, a molecular test using saliva samples was first approved for FDA under EUA on May 8, 2020 [14].

The use of saliva specimens might decrease the risk of nosocomial transmission of COVID-19 and is ideal for situations in which NPS or OPS specimen collection may be impractical [1518]. Collecting saliva is easy and more tolerable to patients, can reduce risk of cross-infection, and can be used in settings where PPE is not readily available. It will also be useful for testing infants and young children in daycare facilities and schools.

The QuantiVirus SARS-CoV-2 Test is a real-time reverse transcription polymerase chain reaction (RT-qPCR) test that includes the assay controls for the qualitative detection of viral RNA from SARS-CoV-2 in NPS, OPS, saliva or sputum specimens collected from patients who are suspected of COVID-19 infection. Extracted RNA is reverse-transcribed and amplified in a single reaction. In this multiplex qPCR method, the Orf1ab, N, and E genes of the SARS-CoV-2 genome are targeted in the RT-PCR assay (Fig 1A). Primers and TaqMan probes designed for conserved regions of the SARS-CoV-2 virus genome allow specific amplification and detection of the viral RNA from all variants of SARS-CoV-2 from respiratory specimens. The Human RNase P gene is used as an Internal Control (IC) to monitor viral RNA extraction efficiency and assess amplifiable RNA in the samples to be tested. The test is a multiplex RT-PCR assay consisting of one reaction with primers and probes for the viral gene targets (Orf1ab, N and E genes) and IC in one tube, designed to increase assay throughput.

Fig 1.

Fig 1

(A) SARS-CoV-2 genome structure and assay target genes. Republished from FDA EUA [14] under a CC BY license, with permission from Diacarta Inc, original copyright [2020]. (B) a high throughput workflow for SARS-COV-2 detection from sample collection to result availability within about 4 hrs.

We demonstrate here that saliva sampling is an adequate alternative to NPS and OPS sampling and can be used for COVID-19 testing using the QuantiVirus SARS-CoV-2 test.

Methods

Study design and ethics

Besides contrived saliva samples, deidentified leftover patient NPS and saliva samples were used in the study. All patient specimens were collected in May-September 2020 and previously tested at UCSF affiliated San Francisco VAMC clinical laboratories and DiaCarta’s CLIA laboratory for clinical diagnostic or screening purpose. Other than qualitative RT-PCR results (positive or negative), only PCR cycle threshold (Ct) values were included in study analysis and no patient clinical chart reviews were performed. This study was approved by the institutional review board (IRB) at UCSF (UCSF IRB #11–05207) as a no-subject contact study with waiver of consent and as exempt under category 4.

Clinical specimens

Clinical samples were collected from patients who had previously been tested positive for SARS-CoV-2. Paired NPS and saliva samples were collected at the same time. The QuantiVirus Saliva Collection Kit (DiaCarta, Inc. cat# DC-11-0021) was used for saliva collection, following the kit insert instructions and under the supervision of healthcare providers. No eat or drink 30 minutes before saliva sample collection.

Each saliva sample contains about 2 mL liquid saliva and 2 mL viral transport media. The NPS and saliva samples are refrigerated and processed for testing within 24 hours after collection.

Sample pooling

Positive saliva and negative saliva samples were pooled together according to the experiment design for 1:6 (i.e., 1 positive mixed with 5 negatives) and 1:12 (i.e., 1 positive mixed with 11 negatives) pooling, respectively. A total of 77 positive patient samples and 385 negative samples were used for pooling at 1:6 ratio to create 77 pooled positive samples and 54 pooled negative samples. After mixing the pooled samples, RNA was extracted for RT-PCR according to the testing protocol.

Viral RNA extraction

MGI’s automatic RNA/DNA extraction instrument MGISP-960 (MGI Tech Co., Ltd, China) was used for the SARS-CoV-2 viral RNA extraction according to the manufacturer’s instructions, for which 200 μL of each NPS VTM or saliva sample was used. For each batch of clinical samples to be tested, an extraction control (EC) was included (spike 20 μL of EC from the QuantiVirus SARS-CoV-2 kit into 180 μL sterile RNase-free water). The clinical samples and spiked EC were processed and extracted on the MGI platform. The extraction output is RNA in 30–50 μL RNase-free water, 5.5 μL of which is used for the PCR reaction per test. The turnaround time from sample extraction to PCR final report is around 4 hrs (Fig 1B). Precautions were taken while handling extracted RNA samples to avoid RNA degradation. Extracted RNA samples were stored at -80°C if not immediately used for RT-PCR.

Multiplex primer and probe design

Target gene sequences in the SARS-CoV-2 genome, the N gene, E gene and ORF1ab gene were identified and selected for test development. The gene sequences were retrieved from GenBank and GISAID databases for primer and probe designs to ensure coverage of all SARS-CoV-2 strains. Multiple alignments of the collected sequences were performed using Qiagen CLC Main Workbench 20.0.4., and conserved regions in each target gene were identified using BioEditor 7.2.5. prior to primer and probe designs. Primers and probes were designed to target the most conserved regions of each of the target genes of the viral genome, using Primer3plus software and following general rules of real-time PCR design. All primers were designed with a melting temperature (Tm) of approximately 60°C and the probes were designed with a Tm of about 65°C. The amplicon sizes were kept as short as possible within the range of 70 bp to 150 bp for each primer pair to achieve better amplification efficiency and detection sensitivity. All primers and probes were synthesized by Integrated DNA Technologies, Inc. (IDT, Coralville, IA, USA) and LGC Biosearch Technologies (Novato, CA, USA), respectively.

Real-time reverse-transcription PCR (rRT-PCR)

The total volume of one RT-PCR reaction for all targets is 10 μL, including 5.5 μL of RNA, 2.0 μL of 5x primer and probe mixture (final concentration of 0.2 μM and 0.1 μM, respectively), and 2.5 μL of 4x TaqPath 1-Step RT-qPCR Master Mix (Catalog number A28526, Thermo Fisher, Waltham, MA) or 4x Inhibitor-Tolerant RT-qPCR mix (MDX016-50, Meridian Bioscience, Tennessee). Thermal cycling was performed at 25°C for 2 min for uracil-N-glycosylase gene (UNG) incubation and 53°C for 10 min for reverse transcription, followed by 95°C for 2 min and then 45 cycles of 95°C for 3 sec, and 60°C for 30 sec. QuantStudio 5 Real-Time PCR System (Thermo Fisher, USA), Applied Biosystems 7500 Fast Dx Real-Time PCR Instrument (Thermo Fisher, USA), BioRad CFX384 (Bio-Rad, USA) and Roche LightCycler 480 II (Roche, USA) were used for rRT-PCR amplification and detection.

Analytical sensitivity and limit of detection (LOD)

To determine the Limit of Detection (LoD) and analytical sensitivity of the QuantiVirus SARS CoV-2 Test kit, studies using empirical method were performed using serial dilutions of analyte and the LoD was determined to be the lowest concentration of template that could reliably be detected with 95% of all tested positive. LoD of each target assay in the QuantiVirus SARS-CoV-2 Test were conducted and verified using SeraCare AccuPlex SARS-CoV-2 Reference Material Kit (Cat# 0505–0126). Non- infectious viral particles from the AccuPlex SARS-CoV-2 Reference Material Kit were spiked in saliva at various concentrations (50 copies/mL, 100 copies/mL, and 200 copies/mL) diluted from the stock concentration of 5000 copies/mL. Real- time RT-PCR assay was performed with the provided kit reagents and tested triplicate on ABI QS5, ABI 7500 Fast Dx, Bio-Rad CFX 384 PCR and Roche LightCycler 480 II instruments. Then the LOD was confirmed by testing 1xLoD of viral RNA with 20 replicates. The LoD was determined to be the lowest concentration (copies/ml) at which ≥95% (19/20) of the 20 replicates were tested as positive.

Precision

Precision studies include intra-run, inter-run, instrument, and operator variability evaluation. The assay precision was assessed by the repeat testing of samples with three or more different template concentrations. (1) Inter-assay %CV was established for same lot of reagents tested on the same instrument by the same user; (2) Intra-assay %CV was established through performance of kit on reference samples run in replicates of nine; and (3) Operator variability was evaluated with one lot of reagents by two operators. Reproducibility is demonstrated based on %CV of Ct values.

Microorganism panel for cross-reactivity

MERS- coronavirus, SARS-CoV coronavirus samples were ordered from IDT. NATtrol Respiratory Validation Panel was ordered from ZeptoMetrix (cat# NATRVP-3, Buffalo, NY). RNA/DNA were extracted from high titer stocks of the potentially cross-reacting microorganisms.

Statistical data analysis

Average cycle threshold (Ct), standard deviation (SD) and coefficient of variation (CV) were calculated using Microsoft Office Excel 365 software (Microsoft, Redmond, WA). Clinical sensitivity, specificity, positive predictive value (PPV) and negative predictive value (NPV) at two-sided 95% confidence interval (CI) were analyzed using MedCalc software Version 19.3.1. NP and saliva pair analysis was conducted by Wilcoxon signed rank test.

Results

Validation of QuantiVirus SARS-CoV-2 test kit

Analytical sensitivity

Non-infectious viral particles from the AccuPlex SARS-CoV-2 Reference Material Kit (SeraCare Bioscience) were spiked in saliva at various concentrations (50, 100 and 200 copies/mL). Real-time RT-PCR assay was performed with the provided kit reagents. The assessment of individual assay result is that sample Ct <40 indicates positive and Ct>40 indicates negative. Therefore, 100 copies/mL were determined as a tentative LOD due to 50 copies/mL sample was undetectable from E gene target (S1 Table).

We then validated the QuantiVirus SARS-CoV-2 kit on four qPCR instruments from different vendors, using contrived saliva samples by 20 measurements. The overall analytical sensitivity (lower limit of detection or LOD) is around 100–200 copies/mL under 95% confidence interval (Table 1).

Table 1.

a. Results of twenty replicates for analytical sensitivity confirmation on the ABI 7500 Dx. b. Results of twenty replicates for analytical sensitivity confirmation on the BioRad CFX 384. c. Results of twenty replicates for analytical sensitivity confirmation on the Roche LC 480. d. Results of twenty replicates for analytical sensitivity confirmation on the ABI QS5.

Target RNA (copy/mL) No. Replicates (N) Avg Ct SD CV Positive Negative Call Rate
a
ORF1ab gene 100 copies/mL 20 34.28 1.05 3.08% 20 0 100%
N gene 100 copies/mL 20 35.73 1.12 3.13% 20 0 100%
E gene 200 copies/mL 20 34.24 0.98 2.87% 20 0 100%
b
ORF1ab gene 100 copies/mL 20 33.76 0.97 2.87% 20 0 100%
N gene 100 copies/mL 20 35.97 1.02 2.85% 20 0 100%
E gene 100 copies/mL 20 37.87 0.58 1.52% 20 0 100%
c
ORF1ab gene 100 copies/mL 20 32.85 0.57 1.7% 20 0 100%
N gene 200 copies/mL 20 35.04 0.58 1.7% 20 0 100%
E gene 100 copies/mL 20 36.13 0.59 1.6% 20 0 100%
d
ORF1ab gene 200 copies/mL 20 34.09 0.66 1.92% 20 0 100%
N gene 200 copies/mL 20 35.11 1.81 5.14% 20 0 100%
E gene 200 copies/mL 20 34.99 1.68 4.82% 20 0 100%

Table 1a-1d were republished from FDA EUA [14] under a CC BY license, with permission from Diacarta Inc, original copyright [2020].

The validation data established that the LOD of the assay is 200 copies/mL on ABI 7500 Fast Dx (Table 1a), 100 copies/mL on Bio-Rad CFX 384 (Table 1b), 200 copies/mL on Roche LightCycler 480 II (Table 1c), and 200 copies/mL on the ThermoFisher ABI QuantStudio 5 (Table 1d).

Assay precision

Intra-Assay. QuantiVirus SARS CoV-2 assay at four different sample template concentrations (100, 200, 300 and 500 copies/mL) was repeated 10 times and run on the sample 384-well plate on BioRadCFX instrument. Average Ct and CV were calculated and summarized in S2a Table. The Intra assay overall CV was <3% and acceptable for this assay.

Operator reproducibility. The QuantiVirus SARS CoV-2 Test reactions were set up by two operators using the same lot of reagent and run on the ABI QuantStudio 5 instrument. Average Ct and CV were calculated and summarized in S2b Table. Overall CV for two operators is <3% and is acceptable for this assay.

Inter-instrument reproducibility. The QuantiVirus SARS CoV-2 Assay reactions were set up with three replicates and run on three different qPCR instruments including Bio-Rad CFX 384, ABI QS5 and ABI 7500 Fast Dx. Average Ct and CV were calculated and summarized in S2c Table. The results indicate that three instruments have <5% CV and is acceptable.

Cross-reactivity (assay specificity)

We tested the cross-reactivity as part of the assay development. MERS-coronavirus and SARS-CoV coronavirus samples were ordered from IDT and NATtrol Respiratory Verification Panel from ZeptoMetrix (cat#NATRVP-3). RNA/DNA were extracted from high titer stocks of the potentially cross-reacting microorganisms (estimated 1.0E+05 units/mL) and were extracted from 100 μL microorganisms’ stocks using the Thermo Fisher viral RNA extraction kit (PureLink Viral RNA/DNA Mini Kit) or Qiagen QIAamp DNA Mini Kit. Extracted RNA/DNA were eluted to 100 μL with sterile RNase-free water. 5.5 μL of the purified RNA/DNA samples was used for each reaction and tested using the QuantiVirus SARS-CoV-2 Test Kit. The cross-reactivity testing results are summarized in S3 Table.

The cross-reactivity tests were run in triplicate, and all test controls passed (Positive controls Ct<25, No target control Ct >45, Extraction control has RP Ct <28). The tested organisms were all negative for the targeted N, E and ORF1ab genes of SARS-CoV-2 and human RP gene, indicating there is no cross-reactivity between SARS-CoV-2 primers & probes and any of the comparison organisms tested. The cross reactivity with common Human coronaviruses and MERS-coronavirus was also tested, and there was no cross reactivity at 105 PFU/mL.

Assay sensitivity verification

We spiked non-infectious viral particles (SeraCare AccuPlex SARS-CoV-2 Reference Material Kit) into healthy donor saliva which were confirmed by SARS-CoV-2 qPCR test to be negative, and tested each using three different qPCR instruments, ABI QuantStudio 5, ABI 7500 Fast Dx and BioRad CFX 384.

Clinical evaluation of the QuantiVirus SARS-CoV-2 Test was conducted with saliva specimens including 40 contrived positive and 30 negative samples. Saliva samples collected from healthy donors were mixed with the MGI RNA extraction kit’s lysis buffer at 1:1 ratio before spiking in non-infectious viral particles for contrived positive sample (SeraCare AccuPlex SARS-CoV-2 Reference Material Kit) (S4a–S4c Table).

20 contrived positive saliva samples were created with the addition of non-infectious viral particles templates at 1x estimated LOD (1x200 copies/mL), 10 saliva samples were spiked at 1.5xLoD (300 copies/mL), and another 10 saliva samples were spiked at 2.5xLoD (500 copies/mL). Viral RNA was extracted from spiked samples and tested with the QuantiVirus SARS-CoV-2 test kit. The results showed that all 40 spiked saliva samples tested positive and all 30 control saliva samples tested negative on all three PCR instruments (S4a–S4c Table) with 100% (95% CI: 0.76–0.99) for positive call rate and 100% (95% CI: 0.91–1.00) for negative call rate.

Clinical evaluation on NPS samples

Using the QuantiVirus SARS-CoV-2 Test, we tested clinical NPS samples including 85 positive samples and 90 negative samples which previously had been tested on Abbott m2000 molecular system using Abbott Real-Time SARS-CoV-2 testing kits (Table 2). The data shows that the clinical sensitivity of QuantiVirus SARS-CoV-2 test is 98.8% (95% CI: 92.7% -99.9%) and specificity is 100% (95% CI: 94.9%-100%). Its PPV is 100% (95% CI: 94.6%-100%) and NPV is 98.9% (95% CI: 93.1%-99.9%).

Table 2. Results of clinical NPS sample evaluation using QuantiVirus SARS-CoV-2 test.

Patients samples N SARS-CoV-2 Sensitivity (95% CI) Specificity (95% CI) PPV (95% CI) NPV (95% CI)
Detected Not Detected
Positive 85 84 1 98.8% (0.927–0.999) 100% (0.949–1.00) 100% (0.946–1.00) 98.9% (0.931–0.999)
Negative 90 0 90

* ABI QuantStudio 5 qPCR instrument was used for this test.

Clinical evaluation of paired NPS and saliva sample

We tested and evaluated the concordance between paired NPS and saliva samples collected from patients by QuantiVirus SARS-CoV-2 tests. Among the 20 pairs of nasopharyngeal swabs (NPS) and saliva samples, the test results were the same for 16 pairs (16/20, 80% concordance rate), including 5 positive pairs and 11 negative pairs. There were four samples for which the results were discordant (S5 Table). Of these four pairs, one pair was NPS positive and saliva negative, whereas the other three pairs were NPS negative and saliva positive. Nevertheless, we compared NPS and saliva specimens by Wilcoxon matched pair signed rank test. The two samples types show 80% concordance with no significant differences (p = 0.13, Fig 2A), and its RP were similar between two types of specimens (p = 0.06, Fig 2B).

Fig 2. Clinical evaluation of paired nasopharyngeal and saliva samples.

Fig 2

Cycle threshold (Ct) values for target gene and RP gene of NPS and saliva specimens were compared by Wilcoxon matched pairs signed rank test. Cycle threshold (Ct) values for viral E gene, N gene, O gene (ORF1ab), and human RNase P gene (RP) for NP and saliva specimens. A) E, N, and O Ct values for paired NP and saliva samples. Pairs are connected by a line. The Ct was set to 42 for samples in which signal was not detected. Ct values of E, N, and O were comparable between the two types of samples by Wilcoxon signed rank test. NPS and saliva concordance is about 80% with no significant differences (p = 0.13). B) RP Ct values for NP and saliva specimens were similar between the two types of samples by Wilcoxon signed rank test.

Comparison of QuantiVirus SARS-CoV-2 multiplex kit with FDA EUA approved Abbott Realtime SARS-CoV-2 kit

We tested 24 saliva samples of recovering COVID-19 patients with the QuantiVirus SARS-CoV-2 kit in comparison with the Abbott m2000 RealtTime SARS-CoV-2 PCR kit in parallel (Table 3). Data showed a concordance of the assays of about 88%. There were three samples detected by QuantiVirus SARS-CoV-2 kit, but not detectable with the Abbott kit (patients #8, 11 and 12), consistent with the reported higher sensitivity of QuantiVirus SARS-COV-2 PCR assay [22].

Table 3. Comparison of Abbott m2000 SARS-CoV-2 PCR test and DiaCarta QuantiVirus SARS-CoV-2 PCR test for SARS-CoV-2 detection in clinical saliva samples.

Method Comparison Abbott m2000 Real-time SARS-CoV-2 Diacarta QuantiVirus SARS-CoV-2 multiplex
Accession # Detection & qPCR Ct Detection ROX(E-Gene) Cy5(N-Gene) FAM(ORF 1ab gene) VIC(RP Gene)
Patient 1 Saliva 1 Not Detected Not Detected Undetermined Undetermined Undetermined 21.6
Patient 2 Saliva 2 Not Detected Not Detected Undetermined undetermined Undetermined 22.9
Patient 3 Saliva 3 Not Detected Not Detected Undetermined undetermined Undetermined 22.1
Patient 4 Saliva 4 Not Detected Not Detected Undetermined undetermined Undetermined 21.6
Patient 5 Saliva 5 Detected (Ct 18.21) Detected 32.1 31.7 30.0 20.7
Patient 6 Saliva 6 Detected (Ct 31.00) Detected Undetermined 37.8 Undetermined 23.7
Patient 7 Saliva 7 Not Detected Not Detected Undetermined Undetermined Undetermined 19.7
Patient 8 Saliva 8 Not Detected Detected 37.4 37.3 42.4 23.3
Patient 9 Saliva 9 Detected (Ct 23.89) Detected Undetermined 24.4 undetermined 21.8
Patient 10 Saliva 10 Not Detected Not Detected Undetermined undetermined Undetermined 22.3
Patient 11 Saliva 11 not detected Detected 32.8 33.9 31.5 23.9
Patient 12 Saliva 12 not detected Detected 35.7 38.5 33.9 24.2
Patient 13 Saliva 13 Not Detected Not detected Undetermined 43.5 Undetermined 24.5
Patient 14 Saliva 14 Detected (Ct 20.77) Detected 36.1 37.0 34.0 26.1
Patient 15 Saliva 15 Detected Detected 35.6 35.1 34.2 23.6
Patient 16 Saliva 16 Not Detected Not detected Undetermined 37.7 Undetermined 23.6
Patient 17 Saliva 17 Not Detected Not detected Undetermined Undetermined 41.2 32.7
Patient 18 Saliva 18 Not Detected Not detected Undetermined Undetermined Undetermined 24.9
Patient 19 Saliva 19 Not Detected Not detected Undetermined Undetermined 33.5 29.1
Patient 20 Saliva 20 Detected (Ct. 21.40) Detected Undetermined 39.4 36.8 26.6
Patient 21 Saliva 21 Not Detected Not detected Undetermined Undetermined Undetermined 25.1
Patient 22 Saliva 22 Not Detected Not detected Undetermined 43.5 Undetermined 23.6
Patient 23 Saliva 23 Not Detected Not detected Undetermined Undetermined Undetermined 29.1
Patient 24 Saliva 24 Not Detected Not detected Undetermined Undetermined Undetermined 25.2

Population screening using saliva samples

We tested 389 total saliva specimens collected from the general population of asymptomatic individuals (ie, asymptomatic screening) in Los Angeles and the San Francisco Bay Area counties. The screened population was represented by African Americans, White, Asian, and Latinx, with ages ranging from 18 to 80 (average 41) years old. From May 8 to Aug 26, 2020, 301 saliva samples were tested, and 5 samples were tested positive for SARS-CoV-2 by the QuantiVirus SARS-CoV-2 test. The 5 positives corresponded to 4 males of ages 19, 51, 52 and 54, and 1 female of age 34. Overall detection rate was 1.66% (Table 4). In another testing run of 88 saliva samples, 2 samples were positive and 86 were negative, with an overall positive detection rate of 2.27%. Together, we had screened 389 people from the general population and found that 7 people were positive for SARS-CoV-2 with an overall detection rate of 1.8%, consistent with the reported average positive testing rate from the same periods in the two metropolitan regions.

Table 4. Summary of saliva-based COVID-19 screening using QuantiVirus SARS-CoV-2 test in local communities.

Date Total (N) Positive Negative Detection Rate (%)
May 8-Aug. 26, 2020 301 5 296 1.66%
Aug. 28, 2020 88 2 86 2.27%
Total 389 7 382 1.80%

Evaluation of pooling saliva samples for SARS-CoV-2 screening

To test the feasibility of pooling saliva specimens for screening asymptomatic patients, we pooled negative and positive saliva samples, and tested a total of 77 pooled positive samples (1 patient sample mixed with 5 healthy saliva samples; 1:6 ratio) and 54 pooled negative samples (mixed 6 healthy samples) (Table 5). Of the 77 pooled positive saliva samples, 73 were tested positive (average Ct of three genes: O gene Ct ~29.8; E gene 30.9 and N gene Ct ~31,0) and 4 was reported as undetected. The average internal control (IC) RP Ct was 21.9 for all 131 pooled samples. Positive Predictive Value (PPV) is 100% (95% CI: 93.8%-100%). Negative Predictive Value (NPV) is 93.1% (95% CI: 82.5–97.8%). Additionally, we tested a total of 49 pooled positive saliva samples, created by mixing 1 patient sample with 11 healthy samples (1:12 ratio). Of the 49 pooled positive samples, 44 were tested positive (O gene, E gene and N gene average Ct 31.8, 32.1 and 31.9) and 5 was reported as undetected. Its IC RP average Ct was 22.3 for all 49 pooled saliva samples and additional 20 pooled healthy saliva samples. PPV is 100% (95% CI: 89.9%-100%) and NPV is 80.0% (95% CI: 58.7%-92.4%), respectively.

Table 5. Saliva sample pooling for SARS-CoV-2 detection by QuantiVirus SARS-COV-2 test kit.

Saliva Sample Pooling Sample Test (N) Positive Negative Total Screen Sample(N) Sensitivity Specificity PPV (%) NPV (%)
1 positive + 5 negative pooling 77 73 4 462 94.8% (95%CI: 0.865–0.983) 100% (95% CI: 0.917–1.00) 100% (95% CI: 0.938–1.00) 93.1% (95%CI: 0.825–0.978)
6 negative pooling 54 0 54 324
1 positive + 11 negative pooling 49 44 5 588 89.8% (95% CI: 0.769–0.962) 100% (95% CI:0.799–1.00) 100% (95% CI: 0.899–1.00) 80.0% (95% CI: 0.587–0.924)
12 negative pooling 20 0 20 240

*Single positive sample Mean Ct~30.3 at ORF1ab, Ct~22.3 RP; 1:6 ratio positive samples Mean Ct ~31.1 at ORF1ab, Ct 21.9 at RP; 1:12 ratio positive sample Mean Ct~32.3 at ORF1ab, Ct 23.3 at RP.

**Total screen sample (N) = pooling samples number x pooling ratio.

Discussion

We have developed and validated a multiplex rRT-PCR assay for SARS-CoV-2 detection in saliva samples with clinical sensitivity of 98.8% (95% CI: 92.7%-99.9%) and specificity of 100% (95% CI: 94.9%-100%). Its PPV is 100% (95% CI: 94.6%-100%) and NPV is 98.9% (95% CI: 93.1%-99.9%). The detection of three viral target genes in one PCR tube enables a high throughput test using RT- qPCR. For these validated 384-well plate PCR platforms, 381 patient samples can be tested in each run (plus 3 controls). We have validated and integrated MGISP-960 high-throughput Automated Sample Preparation System, which can extract 192 samples (2x96) in about 80 min. For a CLIA laboratory with two MGI-960 machines, 380 samples can be tested with results available within 4 hrs. (Fig 1B).

We spiked SARS-CoV-2 viral particles into healthy donor saliva and confirmed that the analytical sensitivity (LOD) of the QuantiVirus RT-qPCR test is ~100 copies/mL for Bio-Rad CFX 384 and ~200 copies/mL for ABI QS5, ABI 7500Dx and Roche LC 480. Comparing to other FDA approved test kits, we have confirmed that our test kit has 600 NAAT Detectable Units/mL (NDU/mL) by FDA Reference Panel Testing and is among the top of all FDA approved SARS-CoV-2 test kits (S6 Table and FDA EUA website [19]). The multiplex RT-qPCR test can simultaneously detect three viral gene targets, which can minimize false negative results as chances of simultaneous mutations in all three target genes in the viral genome are highly unlikely. Furthermore, the results confirm that human saliva samples do not inhibit the RT-qPCR reaction, possibly due to the fact that inhibitor-tolerant RT-PCR master mix was used in the QuantiVirus SARS-CoV-2 test kit.

Leung et al. [6] analyzed 95 patient-matched paired samples from 62 patients including 29 confirmed patients with COVID–19 and 33 COVID–19 negative patients. The concordance rate was 78.9% (75/95 samples) between NP and saliva. Vogels et al. [20] reported a positive agreement of 83.8% (31/37 positive samples) for nasopharyngeal swabs and saliva when using TaqPath COVID-19 combo kit. Our data showed 80% concordance and no significant differences between NP and saliva, which is consistent with Leung’s & Vogels’s reports. Interestingly, for patient #4, the viral RNA was detected in the NPS sample by both Abbott m2000 test and DiaCarta test, but viral RNA was not detected in the saliva by either test. For patient #6, viral RNA was not detected in the NPS sample by either test, whereas viral RNA was detected in the saliva by both tests. This observation suggests that sample collection variabilities such as the time of collection and NPS sample quality do matter in SARS-CoV-2 PCR testing.

The 20 paired NPS-saliva samples were collected from recovering patients being evaluated prior to their release from self-quarantine. Consequently, their viral loads were much lower (100–1000 copies/mL), compared to the viral loads expected for the initial diagnostic testing. For patients with active SARS-CoV-2 infection (viral loads typically are above 10,000 copies/mL), there should be no problem detecting the virus in adequately collected saliva samples.

Landry et al. [21] described that most of saliva samples from sick patients were thick, stringy, and difficult to pipet. Since we used the QuantiVirus SARS-CoV-2 saliva sample collection kit which has VTM solution in the collection tube, the saliva was diluted 2-fold and therefore much easier to process. Matic et al. [22] used PBS at a 1:2 dilution that also helped resolve highly viscous saliva samples; however, manual dilution after collection may be associated with pipetting errors and cross contamination.

The QuantiVirus SARS-CoV-2 test results were 87.5% in concordance with FDA EUA approved Abbott RealTime SARS-CoV-2 results for saliva samples, with a higher detection rate overall. In fact, this observation is consistent with recently reported test sensitivity among various SARS-CoV-2 molecular tests. FDA published its SARS-CoV-2 Reference Panel Comparative Data on its website on Sept 15, 2020 [19]. It reported that QuantiVirus SARS-CoV-2 Kit has LOD of 600 NDU/mL whereas Abbott Realtime SARS-CoV-2 assay has LOD of 2700 NDU/mL. Accordingly, the reason for the observation that SARS-CoV-2 viral RNA was detected in three patient samples by the QuantiVirus SARS-CoV-2 test but not by Abbott RealTime SARS-COV-2 assay was likely due to the higher sensitivity of the QuantiVirus SARS-CoV-2 assay. It also demonstrated that saliva specimens represent a viable specimen type that can be easily applied for COVID-19 testing when using more sensitive tests.

A total of 389 saliva specimens from the general population were tested and demonstrated the feasibility of using saliva for large scale population screening. Saliva is a non-invasive and easily collectable specimen for COVID-19 screening. Given the drawbacks of nasopharyngeal and oropharyngeal swab sample collection, saliva sampling could be applied as an acceptable alternative [23].

With saliva pooling strategy, we have demonstrated that 6-samples pooling (1 patient mixed with 5 healthy saliva samples, or 1:6 ratio) has 94.8% sensitivity (95% CI: 86.5–98.3%) and 100% specificity (95% CI:91.7–100%), As noted, of the 77 pooled saliva samples, 4 pooling samples were tested negative. In fact, for these 4 pooled samples, the individual positive samples used for the pooling had Ct of 34.4, 34.8, 35.7 and 37.5 for ORF1ab gene, respectively, consistent with low viral loads to start with (less than 100–200 copies/mL) (see Table 1a–1d). Therefore, in order to detect weakly positive patient in pooled samples, a RT-PCR test with LOD at 100–200 copies/mL or higher is required. If pooling testing is considered, each clinical laboratory should establish laboratory-specific pooling protocol based on the LOD of SARS-CoV-2 molecular test. One advantage of pooling testing is its cost-effectiveness, allowing population-based asymptomatic screening or monitoring even when testing supplies are limited.

In summary, we have demonstrated that saliva specimens can be reliably used for SARS-CoV-2 detection, and saliva-based large-scale population screening for COVID-19 with or without pooling is feasible.

Supporting information

S1 Table. Tentative LOD determination by series dilution.

(DOCX)

S2 Table

a. Intra assay precision of the QuantiVirus SARS-Cov-2 test kit. b. Operator reproducibility of the QuantiVirus SARS Cov-2 test kit. c. Inter-instrument precision of the QuantiVirus SARS CoV-2 test kit.

(DOCX)

S3 Table. Results of cross-reactivity evaluation of the QuantiVirus SARS CoV-2 test kit.

(DOCX)

S4 Table

a. Evaluation of contrived saliva samples with added non-infectious viral particles (Bio-Rad CFX 384). b. Evaluation of contrived saliva samples with added non-infectious viral particles (ABI QuantStudio 5). c. Evaluation of contrived saliva samples with added non-infectious viral particles (ABI 7500 Fast Dx).

(DOCX)

S5 Table. Paired NPS and saliva samples tested by QuantiVirus SARS-CoV-2 test.

(DOCX)

S6 Table. Assay sensitivity evaluation of various FDA EUA approved SARS-CoV-2 RT-PCR test kits.

(DOCX)

Acknowledgments

The authors thank Dr. Ramanathan Vairavan and Eric Chu for reviewing and editing this manuscript, and Christopher Teixeira, Fady Ettnas, Enas Eltarazy and Eric Abbott for their technical contributions.

Data Availability

All relevant data are within the manuscript and its Supporting information files.

Funding Statement

The authors received no specific funding for this work. This study was conducted by DiaCarta R&D and does not involve extramural funding. JW, KT and CML provided leftover and deidentified clinical specimens including testing validation samples and helped data analysis and manuscript preparation. DiaCarta didn’t provided financial compensation to JW, KT and CML. The funder Diacarta Inc provided support in the form of salaries for authors [QS, HR, JL, LP, RM, YL, ZZ, AZ and MS], but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section.

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Decision Letter 0

Ruslan Kalendar

18 Dec 2020

PONE-D-20-36825

Saliva as a testing specimen with or without pooling for SARS-CoV-2 detection by multiplex RT-PCR test

PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

5. Review Comments to the Author

Reviewer #1: The manuscript entitled “Saliva as a testing specimen with or without pooling for SARS-CoV-2 detection by multiplex RT-PCR test.” by Sun and colleagues described their evaluation of a FDA-EUA commercial assay for SARS-CoV-2 detection by multiplex RT-PCR using saliva as a specimen type. Also, several papers have already been published on detection of SARS-CoV-2 in saliva, this particular kit was not evaluated for saliva specimens. The manuscript is generally well written, but it has several major concerns with data presentation and conclusions made:

Major concerns:

In the method section, the authors described how the have designed the primers and probes for the assay although their sequences were not provided. Also, it appears Taqpath mastermix was used for RT-qPCR. It is not clear if these are part of the components/methods for the commercial kit they have described?

Figure 2: Tt is not clear what is the relevance of the ROC curve? ROC is used to determine cut-off or threshold that gives best sensitivity and specificity. How the ROC curve and AUC was calculated? The current figure suggests decreasing specificity with increasing sensitivity! Also the AUC does not seem be not correct!

Table 1 and 3: Data analyzed and presented in such a manner which is inappropriate for evaluation of performance characteristics of a clinical assay. The limit of detection in saliva should be empirically determined with proper statistics. The authors may refer to the guidelines in this review article: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC2901657/

Also presenting data in Table 3 as PPA and NPA, as part of clinical evaluation, is not correct because these are all spiked samples with known quantity of the analyte, within the analytical range, they are all expected to be detected anyway. However, these results may be presented to determine inhibition/interference from saliva specimens (if different saliva samples were utilized), and may also be used to determine intra-assay and inter-assay variability using PCR CT values.

Table 2: Why RP is negative in most samples? How many samples for each target was tested? How SD and CI were calculated?

Table 6: unnecessary repeat in different columns - detected vs not detected

CT significantly weaker in the positive samples by Quantivirus compared to the reference method but there were 3 extra positive results by Quantivirus needs further verification to ensure that they were not false positive results. Also, it is not clear how the results of prospective evaluation with only 24 samples in this case compares with their retrospective data in Table 4 in terms of sensitivity and specificity?

Table 8 is confusing. Poos better expressed as the pool of 1 pos + 5 neg specimen. How the specimens were tested. How does the CT values compare between single vs pooled runs? Because pooled runs were made using pre-selected samples, results are better to express as % agreement instead of sensitivity/specificity/PPV/NPV

Minor concerns:

Page 13 last paragraph: pooled health sample – check grammar in all the places this term was used.

Too many tables with detailed raw data. Show data summary instead and add supplemental tables if necessary.

Reviewer #2: 

The authors demonstrate that saliva specimens can be reliably used for SARSCoV-2 detection, and saliva-based large-scale population screening for COVID-19 with or without pooling is feasible. I think this is important to help many people who have problems, to do nose picking and get answers easily and safely, overcoming the drawbacks of nasopharyngeal (NPS) or oropharyngeal swabs (OPS) swabs. According to the statistics produced in this paper, the clinical performance of saliva-based tests is comparable to that of NPS-based clinical tests.

Reviewer #3: 

The manuscript describes the validation of both non-pooled and pooled saliva samples compared to the gold std of NP samples. The data is very good and supports the conclusions made. This is an important manuscript given the relative ease of sample collection, the amenability to high throughput and pooling and the accuracy of the results and should be published.

i had only one question re the diluting of the saliva samples: i thought the denominator (2nd #) was supposed to indicate the # of total dilutions rather than the # of diluent (healthy) samples as in titers for serology. Thus, the first ratio should be 1:6 and the 2nd a 1:12 - ? a minor point.

Reviewer #4: 

This is a nice study to extend the use of a validated SARS-Cov-2 multiplex RT-PCR assay for detection in saliva. Overall, it is well written, thorough, and the appropriate statistical analyses have been included.

MAJOR Concerns:

1. Financial Disclosure: Clearly this study was supported (people, reagents, instruments, etc...) and funded by DiaCarta. This should be included on the financial disclosure.

2. Competing Interests: Nine out of the twelve authors are associated, i.e. employed, by DiaCarta, LLC. who is the manufacturer/developer of this QuantiVirus kit. As stated in the Plos ONE Competing Interests policy, employment is considered a financial competing interest and authors should provide details on the relationship to the funder (i.e. employment) and a "Description of funder’s role in the study design; collection, analysis, and interpretation of data; writing of the paper; and/or decision to submit for publication."

The fact that these items were not included, and even submitted with the manuscript with statements of... "This study not involve any funded" and "no any competing interests" is the biggest concern I have regarding publication.

MINOR Concerns and Comments:

General:

1. Please double check to ensure all acronyms are spelled out the first time they are used. MGI, CLC, UNG, ROC, etc..

Introduction:

1. Some description of the saliva collection devices and process, in general as well as from other studies would be useful. Is the collection from stimulated saliva or passive drool? Are comparable volumes collected?

2. Reference is needed near the bottom of page 4 following... "Other researchers also reported that SARS-CoV-2 was detected in 91.7% (n=11) of the initial saliva specimens from confirmed COVID-19 patients. (REF)"

Methods:

1. All of the methods generally lack detail, particularly with respect to the sample pooling and analytical sensitivity. Typically the analytical sensitivity involves a serial dilution of a known concentration or spiking of negative samples with a known amount of viral RNA at decreasing concentrations. Then the LOD is established as the 0 copies/mL + 3 standard deviations. If this or another method was used it needs to be described clearly and with sufficient detail that someone/anyone could repeat it and obtain the same result.

Results/Discussion:

1. How does the analytical sensitivity of 100-200 copies/mL compare to other test kits (multi-plex and non)? It may be helpful to include an example graph of the analytical sensitivity data rather than just a summary table.

2. On page 12, last sentence in section titled "Clinical evaluation of paired NPS and saliva samples" you should remove the plural (s) from "samples types"

3. On page 13, in the section titled "Population screening using saliva samples" the dates of collection do not correspond to what is written in the Methods section...was this population screening included in the IRB exemption? The way it is written sounds like the samples were collected specifically for this study and not excess/otherwise discarded. Additional clarification may be useful.

4. On page 13, last paragraph third line from the bottom "health" should be "healthy" in two instances...this also occurs in Table 8 left hand column.

5. Additional clarity is needed to describe the pooled samples (back in the Methods section would be best) because it is unclear if 77 distinct pooled samples from unique donors (1 patient + 5 healthy individuals) were created and used. Also, it is not clear why there was a different number of 1+5 pooled samples vs. 1+11 pooled samples were analyzed (N=77 vs N=49).

6. Table 8, what is the column labeled "Sample Screen(N)" there doesn't seem to be any mention or reference to that anywhere else in the manuscript, but maybe I missed it.

7. First line of your Discussion...I would add "We have developed and validated a multiplex RT-qPCR assay for SARS-CoV-2 detection in saliva..." so that you can emphasize the distinction of this work from previous assay validation in NPS and its significance.

8. Page 15, third line from the top...I would consider re-wording "On the other hand" phrase as it sounds negative and the statement is a quite positive one regarding the lack of inhibition from saliva.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes: Melissa Kennedy

Reviewer #4: No

PLoS One. 2021 Feb 23;16(2):e0243183. doi: 10.1371/journal.pone.0243183.r002

Author response to Decision Letter 0


28 Jan 2021

5. Review Comments to the Author

Reviewer #1: The manuscript entitled “Saliva as a testing specimen with or without pooling for SARS-CoV-2 detection by multiplex RT-PCR test.” by Sun and colleagues described their evaluation of a FDA-EUA commercial assay for SARS-CoV-2 detection by multiplex RT-PCR using saliva as a specimen type. Also, several papers have already been published on detection of SARS-CoV-2 in saliva, this particular kit was not evaluated for saliva specimens. The manuscript is generally well written, but it has several major concerns with data presentation and conclusions made:

Major concerns:

In the method section, the authors described how the have designed the primers and probes for the assay although their sequences were not provided. Also, it appears Taqpath mastermix was used for RT-qPCR. It is not clear if these are part of the components/methods for the commercial kit they have described?

Yes, it is part of the commercial kit

Figure 2: Tt is not clear what is the relevance of the ROC curve? ROC is used to determine cut-off or threshold that gives best sensitivity and specificity. How the ROC curve and AUC was calculated? The current figure suggests decreasing specificity with increasing sensitivity! Also the AUC does not seem be not correct!

An ROC space is defined by false positive rate (FPR) and true positive rate (TPR) as x and y axes, respectively. Since TPR is equivalent to sensitivity and FPR is equal to 1 − specificity, the ROC graph is sometimes called the sensitivity vs (1 − specificity) plot. The best possible prediction method would yield a point in the upper left corner or coordinate (0,1) of the ROC space, representing 100% sensitivity (no false negatives) and 100% specificity (no false positives). Since our curve indicate “specificity” but not “1-specificity”, it is why it sets from 1.0 to 0.0 in x-axis. we plotted the ROC curve and calculated the AUC with R package “pROC”. When using normalized units, the area under the curve (often referred to as simply the AUC) is equal to the probability. AUC value is high, then its probability is high.

In order to avoid any confusion, we decide to delete this Figure (Fig 2).

Table 1 and 3: Data analyzed and presented in such a manner which is inappropriate for evaluation of performance characteristics of a clinical assay. The limit of detection in saliva should be empirically determined with proper statistics. The authors may refer to the guidelines in this review article: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC2901657/

It was our negligence does not descript clear in the manuscript. In fact, we used empirical method to determine our LOD. Below is how we decide our assay analytical sensitivity (LOD):

To determine the Limit of Detection (LoD) and analytical sensitivity of the QuantiVirus SARS CoV-2 Test kit, studies were performed using serial dilutions of analyte and the LoD was determined to be the lowest concentration of template that could reliably be detected with 95% of all tested positive. LoD of each target assay in the QuantiVirus™ SARS-CoV-2 Test were conducted and verified using SeraCare AccuPlex SARS-CoV-2 Reference Material Kit (Cat# 0505-0126). Non- infectious viral particles from the AccuPlex SARS-CoV-2 Reference Material Kit were spiked in saliva at various concentrations (50 copies/mL, 100 copies/mL and 200 copies/mL) diluted from the stock concentration of 5000 copies/mL. Real- time RT-PCR assay was performed with the provided kit reagents and tested triplicate on ABI QS5, ABI 7500 Fast Dx, Bio-Rad CFX 384 PCR and Roche LightCycler 480 II instruments. Then the LOD was confirmed by testing 1xLoD of viral RNA with 20 replicates. The LoD was determined to be the lowest concentration (copies/ml) at which ≥95% (19/20) of the 20 replicates were tested as positive. We summary these data as supplementary table 1 and clarify in page 11.

Also presenting data in Table 3 as PPA and NPA, as part of clinical evaluation, is not correct because these are all spiked samples with known quantity of the analyte, within the analytical range, they are all expected to be detected anyway. However, these results may be presented to determine inhibition/interference from saliva specimens (if different saliva samples were utilized), and may also be used to determine intra-assay and inter-assay variability using PCR CT values.

Respond: agree. We delete this PPA and NPA calculation. We have updated our intra-assay and inter-assay data for this assay precision, page 11

Table 2: Why RP is negative in most samples? How many samples for each target was tested? How SD and CI were calculated?

Because these samples are pure viral RNA or bacteria genome DNA. That is why their RP is negative except our internal extraction control and positive control gblock.

Table 6: unnecessary repeat in different columns - detected vs not detected

CT significantly weaker in the positive samples by Quantivirus compared to the reference method but there were 3 extra positive results by Quantivirus needs further verification to ensure that they were not false positive results. Also, it is not clear how the results of prospective evaluation with only 24 samples in this case compares with their retrospective data in Table 4 in terms of sensitivity and specificity?

This is a good point. The samples were tested freshly in UCSF hospital by reference method (Abbott qPCR kit) and tested in our CLIA lab one month late by couple of thaw and freeze. That may explain why the Ct is higher by our kit. The extra 3 positive samples by QuantiVirus kit were repeatedly test and confirmed positive. We discuss this on our discussion section. One reason is Abbott kit has lower LOD (2700 NDU/mL) compare to our kit (600 NDU/mL) See detail in our new S6 Table. Assay sensitivity evaluation of various FDA EUA approved SARS-CoV-2 RT-PCR test Kits. And discuss on page 18

Table 8 is confusing. Poos better expressed as the pool of 1 pos + 5 neg specimen. How the specimens were tested. How does the CT values compare between single vs pooled runs? Because pooled runs were made using pre-selected samples, results are better to express as % agreement instead of sensitivity/specificity/PPV/NPV

We have updated the method section for how to be pooling these samples; Single sample average Ct 30.3 at ORF1ab; 1: 6 pooling Ct 31.3 and 1: 12 pooling Ct ~32.3 although RP Ct 22.3 to 21.9 and 23.3. Since we try to know how the assay sensitivity during sample pooling, a sensitivity and specificity maybe the better expression.

Minor concerns:

Page 13 last paragraph: pooled health sample – check grammar in all the places this term was used.

thanks, we correct it

Too many tables with detailed raw data. Show data summary instead and add supplemental tables if necessary.

Agree, we have moved some tables to supplementary section.

Reviewer #2:

The authors demonstrate that saliva specimens can be reliably used for SARSCoV-2 detection, and saliva-based large-scale population screening for COVID-19 with or without pooling is feasible. I think this is important to help many people who have problems, to do nose picking and get answers easily and safely, overcoming the drawbacks of nasopharyngeal (NPS) or oropharyngeal swabs (OPS) swabs. According to the statistics produced in this paper, the clinical performance of saliva-based tests is comparable to that of NPS-based clinical tests.

Thanks for the comments.

Reviewer #3:

The manuscript describes the validation of both non-pooled and pooled saliva samples compared to the gold std of NP samples. The data is very good and supports the conclusions made. This is an important manuscript given the relative ease of sample collection, the amenability to high throughput and pooling and the accuracy of the results and should be published.

i had only one question re the diluting of the saliva samples: i thought the denominator (2nd #) was supposed to indicate the # of total dilutions rather than the # of diluent (healthy) samples as in titers for serology. Thus, the first ratio should be 1:6 and the 2nd a 1:12 - ? a minor point.

Yes, agree. We should use 1:6 and 1:12 dilution. We have corrected it on our manuscript.

Reviewer #4:

This is a nice study to extend the use of a validated SARS-Cov-2 multiplex RT-PCR assay for detection in saliva. Overall, it is well written, thorough, and the appropriate statistical analyses have been included.

MAJOR Concerns:

1. Financial Disclosure: Clearly this study was supported (people, reagents, instruments, etc...) and funded by DiaCarta. This should be included on the financial disclosure.

We have updated this in our cover letter.

2. Competing Interests: Nine out of the twelve authors are associated, i.e. employed, by DiaCarta, LLC. who is the manufacturer/developer of this QuantiVirus kit. As stated in the Plos ONE Competing Interests policy, employment is considered a financial competing interest and authors should provide details on the relationship to the funder (i.e. employment) and a "Description of funder’s role in the study design; collection, analysis, and interpretation of data; writing of the paper; and/or decision to submit for publication."

The fact that these items were not included, and even submitted with the manuscript with statements of... "This study not involve any funded" and "no any competing interests" is the biggest concern I have regarding publication.

We have updated our cover letter with “There is no conflict of interest associated with this publication, and there has been no financial support for this study that could have influenced its outcome. The authors received no funding for this work. Diacarta Inc provided salary support for authors QS, HR, JL, LP, RM, YL, ZZ, AZ and MS. The specific roles of these authors are articulated in the ‘author contributions’ section. This commercial affiliation (to Diacarta Inc) does not alter our adherence to PLOS ONE policies on sharing data and materials”.

MINOR Concerns and Comments:

General:

1. Please double check to ensure all acronyms are spelled out the first time they are used. MGI, CLC, UNG, ROC, etc..

Thanks, we correct it.

Introduction:

1. Some description of the saliva collection devices and process, in general as well as from other studies would be useful. Is the collection from stimulated saliva or passive drool? Are comparable volumes collected?

Stimulated saliva was collected from patient with collection kit (see left picture of figure 1).

Yes, we collected about 2 mL saliva in collection tube with 2 mL VTM buffer and used 200 uL as viral RNA extraction. We update this with briefly statement in the method of our manuscript.

2. Reference is needed near the bottom of page 4 following... "Other researchers also reported that SARS-CoV-2 was detected in 91.7% (n=11) of the initial saliva specimens from confirmed COVID-19 patients. (REF)"

We have updated it in manuscript “other researchers 13 also……”

Methods:

1. All of the methods generally lack detail, particularly with respect to the sample pooling and analytical sensitivity. Typically the analytical sensitivity involves a serial dilution of a known concentration or spiking of negative samples with a known amount of viral RNA at decreasing concentrations. Then the LOD is established as the 0 copies/mL + 3 standard deviations. If this or another method was used it needs to be described clearly and with sufficient detail that someone/anyone could repeat it and obtain the same result.

This is good point. We have updated a method how to establish the LOD in this assay (see manuscript page 9)

Results/Discussion:

1. How does the analytical sensitivity of 100-200 copies/mL compare to other test kits (multi-plex and non)? It may be helpful to include an example graph of the analytical sensitivity data rather than just a summary table.

This is a good question. In fact, our kit was confirmed as 600 NDU/mL and is top 4 product of all FDA approved kits when all kits were tested by FDA Reference Panel Blind Testing. Comparing to Thermo Fisher multiplex kit (its LOD 180000 NDU/mL), this kit has better sensitivity. We have a Supplementary Table 5 for these kits’ comparison.

2. On page 12, last sentence in section titled "Clinical evaluation of paired NPS and saliva samples" you should remove the plural (s) from "samples types"

Good catch, thanks

3. On page 13, in the section titled "Population screening using saliva samples" the dates of collection do not correspond to what is written in the Methods section...was this population screening included in the IRB exemption? The way it is written sounds like the samples were collected specifically for this study and not excess/otherwise discarded. Additional clarification may be useful.

Thanks for point it out. It is typing error; it should be May-Sept 2020. We have corrected it on page 6.

4. On page 13, last paragraph third line from the bottom "health" should be "healthy" in two instances...this also occurs in Table 8 left hand column.

Correct, thanks

5. Additional clarity is needed to describe the pooled samples (back in the Methods section would be best) because it is unclear if 77 distinct pooled samples from unique donors (1 patient + 5 healthy individuals) were created and used. Also, it is not clear why there was a different number of 1+5 pooled samples vs. 1+11 pooled samples were analyzed (N=77 vs N=49).

We have edited in the method for this pooling.

We total applied 77 individual patient samples pooling with 385 healthy samples by 1:6 ratio mixed to create 77 pooling positive samples. And we applied 324 healthy samples by 1:6 ration to pooing into 54 pooling negative samples.

The reason for 1:6 (N=77) and 1:12 (N=49) is what we want to balance the target screening sample # between 400-600.

6. Table 8, what is the column labeled "Sample Screen(N)" there doesn't seem to be any mention or reference to that anywhere else in the manuscript, but maybe I missed it.

Thanks reminder. We have added a sentence in Method page 7 and indicate how to calculate this number under table 8 (new table 5)

7. First line of your Discussion...I would add "We have developed and validated a multiplex RT-qPCR assay for SARS-CoV-2 detection in saliva..." so that you can emphasize the distinction of this work from previous assay validation in NPS and its significance.

Good suggestion. Thanks. We have accepted this emphasize sentence.

8. Page 15, third line from the top...I would consider re-wording "On the other hand" phrase as it sounds negative and the statement is a quite positive one regarding the lack of inhibition from saliva.

Thanks, we charge to “furthermore”.

________________________________________

Attachment

Submitted filename: PONE review comments and answers 1-26-2021.docx

Decision Letter 1

Ruslan Kalendar

1 Feb 2021

Saliva as a testing specimen with or without pooling for SARS-CoV-2 detection by multiplex RT-PCR test

PONE-D-20-36825R1

Dear Dr. Sha,

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Acceptance letter

Ruslan Kalendar

11 Feb 2021

PONE-D-20-36825R1

Saliva as a testing specimen with or without pooling for SARS-CoV-2 detection by multiplex RT-PCR test

Dear Dr. Sha:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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on behalf of

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Tentative LOD determination by series dilution.

    (DOCX)

    S2 Table

    a. Intra assay precision of the QuantiVirus SARS-Cov-2 test kit. b. Operator reproducibility of the QuantiVirus SARS Cov-2 test kit. c. Inter-instrument precision of the QuantiVirus SARS CoV-2 test kit.

    (DOCX)

    S3 Table. Results of cross-reactivity evaluation of the QuantiVirus SARS CoV-2 test kit.

    (DOCX)

    S4 Table

    a. Evaluation of contrived saliva samples with added non-infectious viral particles (Bio-Rad CFX 384). b. Evaluation of contrived saliva samples with added non-infectious viral particles (ABI QuantStudio 5). c. Evaluation of contrived saliva samples with added non-infectious viral particles (ABI 7500 Fast Dx).

    (DOCX)

    S5 Table. Paired NPS and saliva samples tested by QuantiVirus SARS-CoV-2 test.

    (DOCX)

    S6 Table. Assay sensitivity evaluation of various FDA EUA approved SARS-CoV-2 RT-PCR test kits.

    (DOCX)

    Attachment

    Submitted filename: PONE review comments and answers 1-26-2021.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting information files.


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