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. 2021 Feb 24;16(2):e0247526. doi: 10.1371/journal.pone.0247526

Associated factors and socio-economic inequality in the prevalence of thinness and stunting among adolescent boys and girls in Uttar Pradesh and Bihar, India

Pradeep Kumar 1, Shobhit Srivastava 1, Shekhar Chauhan 2, Ratna Patel 3, Strong P Marbaniang 3,*, Preeti Dhillon 1
Editor: Vijayaprasad Gopichandran4
PMCID: PMC7904204  PMID: 33626097

Abstract

Background

Despite economic growth observed in developing countries, under-nutrition still continues to be a major health problem. Undernutrition in adolescence can disrupt normal growth and puberty development and may have long-term impact. Therefore, it is important to study the undernutrition among adolescents. This study aimed to assess the prevalence and the associated factors of stunting, thinness and the coexistence of both (stunting and thinness) among the adolescent belonging to Uttar Pradesh and Bihar, India.

Methods

The study utilized data from Understanding the Lives of Adolescents and Young Adults (UDAYA) project survey, which was conducted in two Indian states Uttar Pradesh and Bihar, in 2016 by Population Council under the guidance of Ministry of Health and Family Welfare, Government of India. Utilizing information on 20,594 adolescents aged 10–19 years (adolescent boys-5,969 and adolescent girls-14,625), the study examined three outcome variables, i.e., thinness, stunting, and co-existence of both. The study used descriptive and bivariate analysis. Furthermore, the study examined income-related inequality in stunting and thinness through concentration index. At last, the study used Wagstaff decomposition analysis to decompose the concentration index.

Results

The prevalence of thinness was higher among adolescent boys as compared to girls (25.8 per cent vs. 13.1 per cent). However, stunting was more prevalent among girls (25.6 per cent) than in boys (39.3 per cent). The odds of stunting were higher among late adolescents [Boys- OR:1.79; CI: 1.39, 2.30] and [Girls- OR: 2.25; CI: 1.90,2.67], uneducated adolescents [Boys- OR:2.90; CI: 1.67, 5.05] and [Girls- OR: 1.82; CI: 1.44,2.30], and poorest adolescents [Boys- OR:2.54; CI: 1.80, 3.58] and [Girls- OR: 1.79; CI: 1.38,2.32]. Similarly age, educational status, working status and wealth index were significantly associated with thinness among adolescent boys and girls. Media exposure [Boys- OR: 11.8% and Girls- 58.1%] and Wealth index [Boys: 80.1% and Girls: 66.2%] contributed significantly to the inequality in the prevalence of thinness among adolescents. Similarly, wealth index [Boys: 85.2% and Girls: 84.1%] was the only significant contributor to the inequality in the prevalence of stunting among adolescents.

Conclusion

The study provides an understanding that stunting and thinness is a significant public health concern among adolescents, and there is a need to tackle the issue comprehensively. By tackling the issue comprehensively, we mean that the state government of Uttar Pradesh and Bihar shall screen, assess, and monitor the nutritional status of adolescent boys and girls. The interventions shall focus towards both boys as well as girl adolescents, and particular emphasis should be given to adolescents who belonged to poor households. Also, efforts should be taken by stakeholders to increase family wealth status.

Introduction

Adolescence is a part of life between childhood and adulthood, from ages 10 to 19 years. It is usually divided into early adolescence (10–14 years) and late adolescence (15–19 years) [1]. It is a crucial stage of human development and an important time for starting the foundation of good health. Today adolescent population constitute about 1.2 billion of the world population (7.2 billion), and nearly 350 million live in South Asia the highest than any other region [2]. In absolute number, India has 253 million adolescent which constitute about 20.9% of the total population [3]. Adolescence is a period of physical growth, cognitive transformation, and reproductive maturation in the life cycle which lead to the high requirements of macro or micronutrients or both [4]. During this period, up to 45% of skeletal growth takes place, and 15% to 25% of adult height is achieved [5]. Nutrition influence growth and development throughout infancy, childhood and adolescent; however, the requirements of nutrient are high during the adolescent period than any other period after birth [6].

Macro and micronutrients deficiency in the body are due to inadequate food intake, low nutrient content of the food and frequent infections. For measuring the nutritional status of adolescent, the World Health Organisation (WHO) has recommended the use of low height-for-age (stunting) and low BMI-for-age (thinness) [7], with the former indicating chronic undernutrition and the later indicating acute undernutrition. Despite economic growth observed in developing countries, under-nutrition still continues to be a major health problem [8]. Recent estimates showed that the prevalence of thinness among Indian adolescent was 26.7% [9], and the prevalence of stunting was 34.1% [1]. Studies from two Indian eastern states (Chhattisgarh and Odisha) shows that the prevalence of thinness among adolescent girls aged 10–14 and 15–19 years was 17.1% and 9.6% respectively [10]. Another study among 5521 adolescent in rural West Bengal shows that the prevalence of stunting was 23.3% among males and 26.9% among females [11]. Existing evidence acknowledge that socioeconomic status, age, family size, parents education status, lack of latrine, and poor water supply were the commonly mentioned factors that influence the nutritional status of the adolescent [4, 12].

Undernutrition in adolescence can disrupt normal growth and puberty development [6] and increases the risk to infectious diseases [13]. It is also associated with lower educational achievement and income status in adulthood [14]. Undernourished adolescent girls that enter pregnancy are more likely to give birth to a baby of low birth weight or intrauterine growth restricted baby that is more susceptible to metabolic disorder, decrease of growth performance, organ dysfunction and abnormal development, not so good neonatal health, cardiovascular disorder, hormonal imbalance and change in body composition later in life [15]. Nutrition is also vital in reproduction, which includes the safe delivery of infants. MÖLler and Lindmark, (1997) showed that the failure to undergo natural delivery was associated with the height of the mother, which is influence by nutritional status during childhood and adolescent [16].

Given that the adolescent represents the next generation, limited studies have been done to understand the determinants and the inequality of adolescent undernutrition [1719]. Also, the above-mentioned studies on adolescent nutritional status are based on small sample size and do not represent the scenario of the entire population. Hence, the present study tries to fill this gap using the large sample data from the Comprehensive National Nutritional Survey; this survey provides information about the nutritional status of the adolescent from Uttar Pradesh and Bihar. Given the above background, the present study aimed to assess the prevalence and the associated factors of stunting, thinness and the coexistence of both among the adolescent belonging to Uttar Pradesh and Bihar. The findings will help to provide important evidence for future planning and implementation of nutritional policies and programmes which aimed to improve the nutritional status of adolescents.

Methods

Data

The data for this study was carried out from Understanding the Lives of Adolescents and Young Adults (UDAYA) project survey, which was conducted in two Indian states Uttar Pradesh and Bihar, in 2016 by Population Council under the guidance of Ministry of Health and Family Welfare, Government of India. With the written consent of respondents, the survey gathered information on family, media, community environment, assets acquired in adolescence, and quality of transitions to young adulthood indicators. With the use of a multi-stage systematic sampling design, the survey provides the estimates for states as a whole as well as urban and rural areas of the states. The detailed sampling design, data collection procedure, and survey tools available elsewhere [20]. The study treated rural and urban areas of the state as independent sampling domains and, therefore, drew sample areas independently for each of these two domains. The 150 PSUs were further divided equally into rural and urban areas, that is, 75 for rural respondents and 75 for urban respondents. Within each sampling domain, we adopted a multi-stage systematic sampling design. The 2011 census list of villages and wards (each consisting of severalcensus enumeration blocks [CEBs] of 100–200 households) served as the sampling frame for the selection of villages and wards in rural and urban areas, respectively. This list was stratified using four variables, namely, region, village/ward size, proportion of the population belonging to scheduled castes and scheduled tribes, and female literacy. The household sample in rural areas was selected in three stages, while in urban areas it was selected in four stages. In rural areas, villages were first selected systematically from the stratified list as described above, with selection probability proportional to size (PPS). In urban areas, 75 wards were first selected systematically with probability proportional to size, and within each selected ward, CEBs were then arranged by their administrative number and one CEB was randomly selected. Several CEBs adjacent to the selected CEB were merged to ensure at least 500 households for listing. The study developed a total of five survey tool: a household questionnaire, administered in each selected household; and four individual questionnaires for each of the age groups—younger boys, older boys, younger girls, and older girls, including married girls.

The sample size for Uttar Pradesh and Bihar was 10,350 and 10,350 adolescents aged 10–19 years, respectively. The required sample for each sub-group of adolescents was determined at 920 younger boys, 2,350 older boys, 630 younger girls, 3,750 older girls, and 2,700 married girls in both states. The effective sample size for this study was 20,594 adolescents aged 10–19 years (adolescent boys-5,969 and adolescent girls-14,625) [20]. About 7932 adolescents underwent height and weight measurement. About 7539 adolescents were measure for BMI-for-age Z-score and 7586 Height -for-age Z-score.

The data collection for UDAYA survey was approved by Population Council, New Delhi and ethical review board of Population Council, New Delhi approved the questionnaire that was used in the field work. The written informed consent was elicited from the participants before undertaking the study. This study uses data which is secondary in nature and therefore does not require any ethical approval from any institutional review board.

Variable description

Outcome variables

There were three outcome variables, i.e., thinness, stunting, and co-existence of both. Thinness among adolescents was constructed using WHO-recommended cut-off points [21]. BMI-for-age Z-score < -2SD was cut-off for thinness. The other variable, i.e., stunting, was constructed using the WHO recommended cut-offs [22]. Height -for-age Z-score of < = -2SD was cut-for stunting among adolescents. The co-existence of thinness and stunting was generated using egen command in STATA 14. It was defined if thinness and stunting co-exist in a single adolescent. The analysis was bifurcated for adolescent boys and adolescent girls because the data only give estimates separately for adolescent boys and girls.

Explanatory variables

  1. Age was grouped into two categories i.e., early adolescents (10–14 years) and late adolescents (15–19 years).

  2. Education was recorded as no schooling, 1–7, 8–9, and 10 and above years of education.

  3. Working status was recoded as not working “no” and working “yes.”

  4. Media exposure was coded as no exposure, rare exposure, and frequent exposure.

  5. Wealth index was recoded as poorest, poorer, middle, richer, and richest. The survey measured household economic status, using a wealth index composed of household asset data on ownership of selected durable goods, including means of transportation, as well as data on access to a number of amenities. The wealth index was constructed by allocating the following scores to a households reported assets or amenities. Than using the scores were divided into five quintiles.

  6. Caste was recoded as Scheduled caste and Scheduled tribe (SC/ST) and non-SC/ST.

  7. Religion was recoded as Hindu and non-Hindu. The category of non-Hindu was recoded as so because the frequency of other religions was very low; therefore, analytical purpose the recoding was done in a respective manner.

  8. The residence was available in data as urban and rural.

  9. Data were available for two states i.e., Uttar Pradesh and Bihar, as the survey was conducted in these two states only.

Statistical analysis

Descriptive and bivariate analysis was done to understand the sample distribution of the study population and get the estimates of thinness, stunting, and co-existence of both separately for adolescent boys and girls. Further, multivariable logistic regression analysis was used to identify the factors associated with thinness, stunting, and co-existence of both. Lastly, regression-based decomposition analysis was used to find the absolute contribution of the factors for outcome variables.

Concentration Index (CI)

Income-related inequality in infant mortality was quantified by the concentration index (CI) and the concentration curve (CC), using the wealth score as the socio-economic indicator and binary outcome as thinness, stunting, and co-existence of both. The concentration curve is obtained by plotting the cumulative proportion of poor health against the cumulative proportion of the population ranked by the socio-economic indicator. The concentration index can be written as follows:

C=2μcov(yi,Ri)

Where, C is the concentration index; yi is the outcome variable index; R is the fractional rank of individual i in the distribution of socio-economic position; μ is the mean of the outcome variable of the sample and cov denotes the covariance [23].

The index value lies between -1 to +1. If the curve lies above the line of equality, the concentration index takes a negative value, indicating a disproportionate concentration of inequality among the poor (pro-rich). Conversely, if the curve lies below the line of equality, the concentration index takes a positive value, indicating a disproportional concentration of inequality among the rich (pro-poor). In the absence of socio-economic related inequality, the concentration index is zero. In simpler terms, for this paper, pro-rich inequality means that the stunting and thinness is highly prevalent among the adolescents belonging to poor household and vice-versa.

Decomposition of the concentration index

The study used Wagstaff decomposition analysis to decompose the concentration index. Wagstaff’s decomposition demonstrated that the concentration index could be decomposed into the contributions of each factor to the income-related inequalities [24]. Based on the linear regression relationship between the outcome variable yi, the intercept α, the relative contribution of xki and the residual error εi

yi=α+βkxki+εi

Where εi is an error term, given the relationship between yi and xki, the CI for y (C) can be rewritten as:

C=(βxx¯kμ)Ck+GCεμ/μ

Where μ is the mean of yi, x-k, is the mean of xk, βk is the coefficient from a linear regression of outcome variable, Ck is the concentration index for xk (defined analogously to C, and GCɛ is the generalized concentration index for the error term (εi).

Here C is the outcome of two components: First, the determinants or ‘explained’ factors. The explained factors indicate that the proportion of inequalities in the outcome (thinness, stunting, and co-existence of both) variable is explained by the selected various socio-economic groups, i.e., xk. Second, a residual or ‘unexplained’ factor GCεμ/μ, indicating the inequality in health variables that cannot be explained by selected explanatory factors across various socio-economic groups.

Results

Fig 1 display the prevalence of thinness, stunting, and co-existing of both among adolescents aged 10–19 years. The prevalence of thinness (25.8 per cent vs. 13.1 per cent) was higher among adolescent boys as compared to girl counterparts. However, the stunting was more prevalent among girls (25.6 per cent) than in boys (39.3 per cent). Nearly 10 per cent of adolescent boys and six per cent of adolescent girls suffered from co-existence of both indicators.

Fig 1. Thinness, stunting, and co-existence of both among adolescents aged 10–19 years.

Fig 1

The socio-demographic profile of the study population was presented in Table 1. A higher proportion of the study population was from the late adolescents’ group (boys-65 per cent and girls-88.7 per cent), and about one-fourth of boy and one-third of adolescent girls had 10 & above years of schooling. Nearly 27 per cent of adolescent boys and 17 per cent adolescent girls were working, and three-fourth of boys and about half of the adolescent girls used mass media frequently.

Table 1. Socio-demographic profile of adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Sample Percentage Sample Percentage
Age (years)
Early adolescents (10–14) 2,084 34.9 1,653 11.3
Late adolescents (15–19) 3,885 65.1 12,972 88.7
Educational status (years)
No schooling 190 3.2 1,890 12.9
1–7 2,497 41.8 3,939 26.9
8–9 1,754 29.4 4,093 28.0
10 and above 1,528 25.6 4,703 32.2
Working status
No 4,377 73.3 12,179 83.3
Yes 1,592 26.7 2,446 16.7
Media exposure
No exposure 335 5.6 2,703 18.5
Rare 1,078 18.1 4,212 28.8
Frequent 4,555 76.3 7,710 52.7
Wealth Index
Poorest 704 11.8 1,971 13.5
Poorer 1,193 20.0 2,735 18.7
Middle 1,374 23.0 3,188 21.8
Richer 1,391 23.3 3,577 24.5
Richest 1,308 21.9 3,154 21.6
Caste
SC/ST 1,605 26.9 3,784 25.9
Non-SC/ST 4,364 73.1 10,841 74.1
Religion
Hindu 5,024 84.2 11,540 78.9
Non-Hindu 945 15.8 3,085 21.1
Residence
Urban 1,030 17.3 2,356 16.1
Rural 4,939 82.7 12,269 83.9
States
Uttar Pradesh 4,069 68.2 9,855 67.4
Bihar 1,900 31.8 4,770 32.6
Total 5,969 100.0 14,625 100.0

SC/ST: Scheduled Caste/Scheduled Tribe.

Table 2 shows the percentage distribution of thinness, stunting, and co-existence of both among adolescents aged 10–19 years by various background characteristics. The prevalence of thinness was higher among early adolescents groups, irrespective of their gender. Moreover, stunting was more prevalent among late adolescents (boy-27.3 per cent and girl-42.9 per cent). Nearly 11 per cent of boys and 8 per cent of early adolescent girls suffered from co-existence of both. The prevalence of thinness (30.4 per cent) and co-existence of both (13 per cent) were highest among adolescent boys who had 1–7 years of schooling, and it was least among those who had 10 & above years of education. In the case of adolescent girls, a negative association was found between years of schooling and co-existence of thinness and stunting. Thinness was higher among adolescents who were not working (boy-27.6 per cent and girl-13.5 per cent), and this finding was revered for stunting. The prevalence of thinness (boy-23.2 per cent and girl-12.1 per cent), stunting (boy-23.9 per cent and girl-36.8 per cent), and co-existence of both (boy-8 per cent and girl-4.8 per cent) were lowest among adolescents who used mass media frequently.

Table 2. Percentage distribution for thinness, stunting and co-existence of both by background characteristics among adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Thinness (N = 3242) Stunting (N = 3190) Both (N = 3185) Thinness (N = 4297) Stunting (N = 4396) Both (N = 3979)
Age (years)
Early adolescents (10–14) 29.3 24.5 11.3 19.0 32.3 7.6
Late adolescents (15–19) 20.7 27.3 7.3 9.7 42.9 5.0
Educational status (years)
No schooling 23.2 29.0 6.8 12.7 49.6 7.4
1–7 30.4 28.1 13.0 16.7 38.5 7.1
8–9 21.9 24.3 6.9 9.6 38.2 5.3
10 and above 14.8 17.3 1.9 10.3 36.0 3.9
Working status
No 27.6 24.5 10.6 13.5 38.9 6.0
Yes 19.3 30.0 6.6 10.1 42.2 6.0
Media exposure
No exposure 32.2 28.3 11.3 14.9 41.4 8.5
Rare 33.7 31.4 15.7 13.6 42.3 6.5
Frequent 23.2 23.9 8.0 12.1 36.8 4.8
Wealth Index
Poorest 33.9 35.2 16.5 17.2 44.9 9.3
Poorer 32.3 30.3 12.0 11.7 45.3 6.5
Middle 29.1 29.5 12.1 13.3 42.1 7.7
Richer 20.6 22.6 6.5 12.2 37.9 4.3
Richest 16.5 14.4 4.0 12.0 28.2 3.3
Caste
SC/ST 31.0 33.4 11.8 13.7 45.6 8.0
Non-SC/ST 23.9 22.8 9.0 12.8 36.8 5.2
Religion
Hindu 25.9 26.2 10.1 12.3 40.1 5.9
Non-Hindu 25.6 22.5 7.9 16.1 36.1 6.1
Residence
Urban 20.4 19.0 5.5 12.5 36.0 4.2
Rural 26.9 27.0 10.6 13.2 39.8 6.3
States
Uttar Pradesh 25.5 27.3 10.0 14.1 38.0 6.1
Bihar 26.4 22.3 9.1 11.1 42.1 5.6

SC/ST: Scheduled Caste/Scheduled Tribe.

On the other hand, thinness, stunting, and co-existence of both have a negative relationship with wealth index for adolescent boys. For instance, these indicators was highest among poorest adolescents (thinness-33.9 per cent, stunting-35 per cent and co-existence-16.5 per cent) and lowest in richest ones (thinness-16.5 per cent, stunting-14.4 per cent and co-existence-4 per cent). In the case of adolescent girls, a similar relationship was found for the co-existence of both indicators. The prevalence of thinness (boy-31 per cent and girl-13.7 per cent), stunting (boy-33.4 per cent and girl-45.6 per cent), and co-existence of both (boy-11.8 per cent and girl-8 per cent) were highest among SC/ST adolescents compared to non-SC/ST ones, irrespective to their gender. Similarly, rural adolescents suffered more from thinness, stunting, and co-existence of both than urban counterparts, irrespective of their gender.

Z-scores for thinness and stunting by background characteristics is given in Table 3. The z-score of BMI for age were highest among early adolescents (boys: -1.43 and girls: -1.10), andz-score of height for age were more among late adolescents (boys: -1.49 and girls: -1.84). Moreover, there was a positive association between wealth index and, z-score of BMI for age and z-score of height for age. Adolescents who belonged to SC/ST group had higher z-score of BMI for age and height for age than non-SC/ST caste group.

Table 3. Z-score for thinness and stunting by background characteristics among adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Z-score BMI for age (N = 3242) Z-score Height for age (N = 3190) Z-score BMI for age (N = 4297) Z-score Height for age (N = 4396)
Age (years)
Early adolescents (10–14) -1.43 -1.16 -1.10 -1.49
Late adolescents (15–19) -1.26 -1.49 -0.70 -1.84
Educational status
No schooling -1.40 -1.41 -0.75 -1.96
1–7 -1.49 -1.27 -0.98 -1.64
8–9 -1.26 -1.34 -0.73 -1.75
10 and above -0.99 -1.28 -0.71 -1.70
Working status
No -1.37 -1.24 -0.82 -1.70
Yes -1.31 -1.50 -0.90 -1.85
Media exposure
No exposure -1.46 -1.44 -0.88 -1.83
Rare -1.54 -1.38 -0.83 -1.87
Frequent -1.30 -1.26 -0.81 -1.60
Wealth index
Poorest -1.58 -1.52 -0.98 -1.96
Poorer -1.56 -1.48 -0.94 -1.88
Middle -1.52 -1.44 -0.83 -1.83
Richer -1.28 -1.19 -0.79 -1.65
Richest -0.95 -0.92 -0.66 -1.36
Caste
SC/ST -1.52 -1.54 -0.84 -1.91
Non-SC/ST -1.30 -1.20 -0.82 -1.65
Religion
Hindu -1.36 -1.30 -0.82 -1.75
Non-Hindu -1.36 -1.25 -0.84 -1.61
Residence
Urban -1.03 -1.00 -0.72 -1.60
Rural -1.43 -1.35 -0.85 -1.74
States
Uttar Pradesh -1.37 -1.35 -0.83 -1.69
Bihar -1.33 -1.18 -0.82 -1.79
Total -1.36 -1.29 -0.83 -1.72

SC/ST: Scheduled Caste/Scheduled Tribe.

Estimates from logistic regression analysis for thinness, stunting, and co-existence of both among adolescents aged 10–19 years were presented in Table 4. Stunting was 79 per cent significantly more [OR: 1.79; CI: 1.39–2.3] in late adolescent boys than early ones. In case of adolescent girls, thinness was 52 per cent less [OR: 0.48; CI: 0.37–0.62], stunting was 2.25 times more [OR: 2.25; CI: 1.9–2.67] and presence of both was 38 per cent less [OR: 0.62; CI: 0.43–0.89] in late adolescents compared to early ones. The odds of thinness [OR: 2.02; CI: 1.15–3.54], stunting [OR: 2.9; CI: 1.67–5.05], and presence of both [OR: 5.47; CI: 2.07–14.5] was 2.02 times,1.15 times cent and 2.9 times significantly more among adolescent boys who had no schooling respectively than those had 10 and above schooling. Moreover, the likelihood of thinness [OR: 1.38; CI: 1.07–1.76] and co-existence of both (thinness and stunting) [OR: 1.72; CI: 1.13–2.62] was 38 per cent and 72 per cent significantly more likely among not working adolescent boys respectively than working counterparts. With reference to richest category, adolescent boys who were belonged to poorest families, 1.69 times, 2.54 times, and 3.11 times more to suffer from thinness [OR: 1.69; CI: 1.22–2.35], stunting [OR: 2.54; CI: 1.8–3.58] and co-existence of both [OR: 3.11; CI: 1.82–5.31], respectively. Similarly, stunting [OR: 1.79; CI: 1.38–2.32], and co-existence of both (thinness and stunting) [OR: 1.84; CI: 1.02–3.33] were 79 per cent and 84 per cent significantly more in adolescent girls who belonged to poorest wealth quintile. Moreover, SC/ST adolescent boys were 26 per cent and 29 per cent significantly more to suffer from thinness [OR: 1.26; CI: 1.03–1.53] and stunting [OR: 1.29; CI: 1.05–1.59], respectively compared to non-SC/ST counterparts. The odds of stunting were 31 per cent significantly more among adolescent girls [OR: 1.31; CI: 1.33–1.53] who belonged to the SC/ST community than non-SC/ST ones.

Table 4. Logistic regression estimates for thinness, stunting and co-existence of both by background characteristics among adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Thinness (N = 3242) Stunting (N = 3190) Both (N = 3185) Thinness (N = 4297) Stunting (N = 4396) Both (N = 3979)
OR (95% CI) OR (95% CI) OR (95% CI) OR (95% CI) OR (95% CI) OR (95% CI)
Age (years)
Early adolescents (10–14) Ref. Ref. Ref. Ref. Ref. Ref.
Late adolescents (15–19) 1.14(0.89,1.45) 1.79*(1.39,2.30) 1.35(0.91,1.99) 0.48*(0.37,0.62) 2.25*(1.90,2.67) 0.62*(0.43,0.89)
Educational status (years)
No schooling 2.02*(1.15,3.54) 2.90*(1.67,5.05) 5.47*(2.07,14.5) 1.02(0.7,1.48) 1.82*(1.44,2.30) 1.62(0.91,2.89)
1–7 1.93*(1.39,2.7) 2.13*(1.52,2.99) 4.83*(2.38,9.8) 0.91(0.65,1.27) 1.54*(1.25,1.90) 1.29(0.76,2.21)
8–9 1.45*(1.07,1.97) 1.43*(1.05,1.96) 2.65*(1.32,5.33) 0.61*(0.44,0.86) 1.18(0.97,1.43) 0.87(0.5,1.49)
10 and above Ref. Ref. Ref. Ref. Ref. Ref.
Working status
No 1.38*(1.07,1.76) 0.95(0.75,1.21) 1.72*(1.13,2.62) 1.25(0.91,1.73) 0.89(0.73,1.09) 1.04(0.67,1.62)
Yes Ref. Ref. Ref. Ref. Ref. Ref.
Media exposure
No exposure Ref. Ref. Ref. Ref. Ref. Ref.
Rare 1.25(0.82,1.9) 1.15(0.75,1.77) 1.42(0.77,2.59) 1.11(0.82,1.51) 1.12(0.92,1.37) 0.91(0.59,1.39)
Frequent 1.01(0.68,1.5) 1.01(0.67,1.51) 0.99(0.55,1.78) 0.95(0.69,1.3) 1.02(0.83,1.25) 0.81(0.52,1.26)
Wealth index
Poorest 1.69*(1.22,2.35) 2.54*(1.8,3.58) 3.11*(1.82,5.31) 1.27(0.87,1.87) 1.79*(1.38,2.32) 1.84*(1.02,3.33)
Poorer 1.39*(1.03,1.88) 2.0*(1.46,2.75) 2.19*(1.3,3.66) 1.06(0.74,1.51) 1.70*(1.34,2.15) 1.57(0.89,2.76)
Middle 1.48*(1.14,1.93) 2.0*(1.5,2.65) 2.23*(1.38,3.6) 1.22(0.89,1.68) 1.59*(1.29,1.97) 2.17*(1.32,3.57)
Richer 1.35*(1.06,1.73) 1.48*(1.12,1.95) 1.70*(1.05,2.74) 1.13(0.85,1.51) 1.40*(1.15,1.69) 1.33(0.81,2.16)
Richest Ref. Ref. Ref. Ref. Ref. Ref.
Caste
SC/ST 1.26*(1.03,1.53) 1.29*(1.05,1.59) 1.12(0.82,1.52) 1.13(0.89,1.42) 1.31*(1.13,1.53) 1.34(0.96,1.89)
Non-SC/ST Ref. Ref. Ref. Ref. Ref. Ref.
Religion
Hindu Ref. Ref. Ref. Ref. Ref. Ref.
Non-Hindu 1.07(0.85,1.35) 0.98(0.76,1.27) 0.87(0.58,1.3) 1.31*(1.03,1.66) 0.93(0.78,1.1) 1.35(0.94,1.93)
Residence
Urban Ref. Ref. Ref. Ref. Ref. Ref.
Rural 1.13(0.93,1.36) 1.15(0.94,1.41) 1.31(0.95,1.81) 1.0(0.81,1.25) 0.97(0.84,1.12) 0.94(0.68,1.31)
States
Uttar Pradesh Ref. Ref. Ref. Ref. Ref. Ref.
Bihar 0.82*(0.69,0.97) 0.66*(0.55,0.79) 0.61*(0.46,0.8) 0.74*(0.61,0.9) 0.97(0.85,1.1) 0.71*(0.52,0.95)

Ref: Reference; OR: Odds Ratio;

* if p<0.05; CI: Confidence Interval; % Percentage.

Fig 2A–2C presents the concentration curve for thinness, stunting and co-existence of both among adolescent boys and girls aged 10–19 years. If the curve is formed below the line of equality than the inequality is concentrated towards rich and vice-versa. Moreover, more the area between line of equality and curve higher the inequality. Uttar Pradesh and Bihar witnessed a CI value of -0.15 for adolescent boys and -0.04 for adolescent girls which depicts pro-rich bias of thinness among adolescents (Fig 2A). Moreover, highest inequality of stunting was witnessed among boys (-0.16) than girls (-0.09) adolescent (Fig 2B). Additional, for the co-existence of both thinness and stunting, the inequality was increased drastically among boys and girls adolescent. For instance, the highest inequality of co-existence of both thinness and stunting was observed among boys (-0.25) compared to girls (-0.17) adolescent (Fig 2C). In other words, thinness, stunting and co-existence of both (thinness and stunting) was concentrated among poor adolescents only and it was highest among adolescent boys.

Fig 2.

Fig 2

a Concentration curve for thinness among adolescents aged 10–19 years. Male refers to adolescent boys and Female refers to adolescent girls. b Concentration curve for stunting among adolescents aged 10–19 years. Male refers to adolescent boys and Female refers to adolescent girls. c Concentration curve for co-existence of stunting and thinness among adolescents aged 10–19 years. Male refers to adolescent boys and Female refers to adolescent girls.

Tables 57 represent estimates of decomposition analysis for the contribution of various explanatory variables for thinness, stunting, and co-existence of thinness and stunting among adolescents. The percentage contribution is the column to be interpreted for depicting the percentage contribution of factors for explaining socio-economic status (SES) related inequality thinness, stunting, and co-existence of thinness and stunting among adolescents. The negative and positive signs are to make the total contribution as 100 and dependents upon the sign elasticity and concentration index (CI) of the table. The absolute contribution is the product of elasticity and CI. Moreover, the individual contribution is the division of the absolute contribution of the individual factors and total absolute contribution. Hence the magnitude of the percentage contribution depends on the elasticity and CI.

Table 5. Estimates of decomposition analysis for contribution of various explanatory variables for thinness among adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Elasticity CI Absolute contribution % contribution Total Elasticity CI Absolute contribution % contribution Total
Age (years)
Early adolescents (10–14)
Late adolescents (15–19) 0.006 0.087 0.001 -1.3 -1.3 -0.060 0.016 -0.001 16.1 16.1
Educational status (years)
No schooling
1–7 0.032 -0.092 -0.003 8.1 -0.002 -0.088 0.000 -3.2
8–9 -0.001 0.064 0.000 0.3 -0.007 0.031 0.000 3.2
10 and above -0.009 0.268 -0.002 6.5 14.8 0.001 0.277 0.000 -4.8 -4.8
Working status
No
Yes -0.022 -0.152 0.003 -9.1 -9.1 -0.004 -0.255 0.001 -17.7 -17.7
Media exposure
No exposure
Rare 0.006 -0.304 -0.002 5.1 -0.003 -0.226 0.001 -9.7
Frequent -0.021 0.120 -0.003 6.7 11.8 -0.016 0.261 -0.004 67.7 58.1
Wealth Index
Poorest
Poorer 0.000 -0.526 0.000 -0.5 -0.010 -0.518 0.005 -82.3
Middle -0.006 -0.091 0.001 -1.3 -0.006 -0.107 0.001 -11.3
Richer -0.021 0.346 -0.007 19.6 -0.010 0.367 -0.004 59.7
Richest -0.030 0.778 -0.023 62.4 80.1 -0.008 0.808 -0.006 100.0 66.2
Caste
SC/ST
Non-SC/ST -0.043 0.089 -0.004 10.2 10.2 -0.012 0.086 -0.001 16.1 16.1
Religion
Hindu
Non-Hindu 0.004 0.176 0.001 -1.9 -1.9 0.007 0.102 0.001 -11.3 -11.3
Residence
Urban
Rural -0.002 -0.091 0.000 -0.3 -0.3 0.008 -0.067 -0.001 9.7 9.7
States
Uttar Pradesh
Bihar -0.010 -0.174 0.002 -4.3 -4.3 -0.011 -0.176 0.002 -32.3 -32.3
Calculated CI -0.037 100.0 -0.006 100.0
Actual CI -0.146 -0.042
Residual -0.109 -0.035

CI: Concentration Index; SC/ST: Scheduled Caste/Scheduled Tribe; %: Percentage.

Table 7. Estimates of decomposition analysis for contribution of various explanatory variables for co-existence of thinness and stunting among adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Elasticity CI Absolute contribution % contribution Elasticity CI Absolute contribution % contribution
Age (years)
Early adolescents (10–14)
Late adolescents (15–19) 0.019 0.088 0.002 -7.3 -7.3 -0.019 0.016 0.000 2.7 2.7
Educational status (years)
No schooling
1–7 0.036 -0.092 -0.003 14.5 -0.004 -0.092 0.000 -3.2
8–9 -0.001 0.064 0.000 0.2 -0.003 0.036 0.000 0.9
10 and above -0.009 0.269 -0.002 11.0 25.7 -0.003 0.272 -0.001 6.5 4.2
Working status
No
Yes -0.012 -0.154 0.002 -8.4 -8.4 -0.001 -0.260 0.000 -2.6 -2.6
Media exposure
No exposure
Rare 0.011 -0.305 -0.003 14.4 -0.005 -0.221 0.001 -9.3
Frequent 0.004 0.120 0.000 -2.0 12.4 -0.012 0.267 -0.003 28.2 18.9
Wealth Index
Poorest
Poorer -0.008 -0.527 0.004 -18.5 -0.004 -0.521 0.002 -21.0
Middle -0.008 -0.092 0.001 -3.1 -0.001 -0.110 0.000 -1.4
Richer -0.017 0.347 -0.006 25.4 -0.009 0.364 -0.003 31.1
Richest -0.022 0.778 -0.017 75.6 79.4 -0.008 0.806 -0.007 62.1 70.8
Caste
SC/ST
Non-SC/ST -0.007 0.088 -0.001 2.8 2.8 -0.016 0.086 -0.001 12.8 12.8
Religion
Hindu
Non-Hindu -0.002 0.175 0.000 1.7 1.7 0.002 0.110 0.000 -1.5 -1.5
Residence
Urban
Rural 0.008 -0.091 -0.001 3.2 3.2 0.005 -0.067 0.000 3.2 3.2
States
Uttar Pradesh
Bihar -0.012 -0.175 0.002 -9.4 -9.4 -0.005 -0.182 0.001 -8.4 -8.4
Calculated CI -0.023 100.0 -0.011 100.0
Actual CI -0.252 -0.173
Residual -0.229

CI: Concentration Index; SC/ST: Scheduled Caste/Scheduled Tribe; %: Percentage.

Table 6. Estimates of decomposition analysis for contribution of various explanatory variables for stunting among adolescents aged 10–19 years.

Background characteristics Adolescent boys Adolescent girls
Elasticity CI Absolute contribution % contribution Elasticity CI Absolute contribution % contribution
Age (years)
Early adolescents (10–14)
Late adolescents (15–19) 0.055 0.088 0.005 -12.5 -12.5 0.103 0.016 0.002 -4.9 -4.9
Educational status (years)
No schooling
1–7 0.028 -0.091 -0.003 6.8 -0.011 -0.092 0.001 -3.0
8–9 -0.010 0.064 -0.001 1.6 -0.023 0.036 -0.001 2.5
10 and above -0.022 0.273 -0.006 15.3 23.6 -0.029 0.272 -0.008 24.0 23.5
Working status
No
Yes -0.004 -0.156 0.001 -1.6 -1.6 -0.002 -0.260 0.001 -1.8 -1.8
Media exposure
No exposure
Rare 0.009 -0.302 -0.003 7.3 0.011 -0.221 -0.002 7.3
Frequent 0.012 0.120 0.001 -3.6 3.6 0.024 0.267 0.006 -19.1 -11.8
Wealth Index
Poorest
Poorer -0.009 -0.524 0.005 -12.2 0.001 -0.521 0.000 1.4
Middle -0.010 -0.090 0.001 -2.3 -0.005 -0.110 0.001 -1.7
Richer -0.022 0.346 -0.008 20.0 -0.015 0.364 -0.005 16.4
Richest -0.040 0.778 -0.031 79.7 85.2 -0.028 0.806 -0.023 67.9 84.1
Caste
SC/ST
Non-SC/ST -0.044 0.089 -0.004 10.1 10.1 -0.033 0.086 -0.003 8.5 8.5
Religion
Hindu
Non-Hindu -0.003 0.177 -0.001 1.3 1.3 -0.006 0.110 -0.001 2.1 2.1
Residence
Urban
Rural 0.008 -0.090 -0.001 1.8 1.8 -0.014 -0.067 0.001 -2.8 -2.8
States
Uttar Pradesh
Bihar -0.026 -0.178 0.005 -11.7 -11.7 0.006 -0.182 -0.001 3.1 3.1
Calculated CI -0.039 100.0 -0.033 100.0
Actual CI -0.161 -0.090
Residual -0.122 -0.057

CI: Concentration Index; SC/ST: Scheduled Caste/Scheduled Tribe; %: Percentage.

Wealth status contributed about 80 per cent to explain SES related inequality followed by educational status (15 per cent) and media exposure (12 per cent) for thinness among adolescent boys. Whereas among adolescent girls, wealth status contributed about 66 per cent of SES related inequality followed by media exposure (58 per cent) and age (16 per cent) for thinness.

For stunting among adolescents boys, wealth status contributed 85 per cent of SES related inequality followed by educational status (24 per cent) and caste (10 per cent). In the case of adolescent girls, factors were the same as in adolescent boys i.e.; wealth status contributed 84 per cent followed by educational status (24 per cent) and caste (9 per cent) to explain SES related inequality for stunting.

For co-existence of thinness and stunting among adolescent boys, wealth status contributed 79 per cent to explain SES related inequality followed by educational status (26 per cent) and media exposure (12 per cent). Whereas in case of co-existence of thinness and stunting among adolescent girls, wealth status contributed 71 per cent to explain SES related inequality followed by media exposure (19 per cent) and caste (13 per cent).

Discussion

Along with measuring prevalence and associated factors of thinness and stunting, this article also examined socio-economic inequality for thinness and stunting among adolescent boys and girls in two economically backward states of India, namely, Uttar Pradesh and Bihar. Furthermore, this study also focuses on the co-existence of both, i.e., thinness and stunting. Mondal and Sen (2010) also examined thinness and stunting among adolescent girls and boys; however, their study was limited to rural areas with minimal sample size [18]. Few other studies also examined thinness and stunting among adolescents. However, most of them were based on primary sample data, which was significantly less in number as compared to this study and did not examine the co-existence of thinness and stunting [19, 25]. Few other studies also examined thinness [26, 27] and stunting [28] among adolescents separately, however, adopting an approach of examining the co-existence of thinness and stunting among adolescent boys and girls makes this study different from previously available literature in various Indian settings.

The prevalence of thinness was higher among adolescent boys than in adolescent girls. Previously available studies also noticed a higher level of thinness among adolescent boys than in adolescent girls [18]. The prevalence of thinness was found to be 25.8 percent among adolescent boys and 13.1 percent among adolescent girls. Previous other studies noted a higher level of prevalence of thinness among girls and boys than in this study in different settings in India [19, 29]. In a multi-country analysis, Candler et al. (2017) noted a somewhat similar prevalence of thinness among adolescent Indian girls [30]. Furthermore, the prevalence of stunting was higher among adolescent girls (39.3%) than in adolescent boys (25.6%). Previous studies also noticed the same trends where a higher prevalence of stunting was noticed in adolescent girls than in adolescent boys in various other settings of India [1, 18]. Bhargava et al. (2020), in their study on 15–19 years of adolescents in India, found the prevalence of stunting to be 32.2 percent among boys and 34.4 percent among girls [1]. The co-existence of thinness and stunting is another prominent issue, and the study noted a higher prevalence of co-existence of thinness and stunting among adolescent boys than in adolescent girls. The unavailability of literature related to the co-existence of thinness and stunting limits our understanding of the issue in various Indian settings.

Stunting was higher among late adolescents (15–19 years) than early adolescents (10–14 years) and was more severe among late adolescent girls than their counterparts. The above finding is concordant with the previously available literature [18, 31]. However, studies in other settings found different results [12]. Stunting was severe among girls and could be attributed to their lower nutritional status than boys [32, 33]. Results significantly noted that the odds of thinness among late adolescent girls were lower than the odds of thinness among early adolescent girls, and the same has been corroborated with the findings of Gebregiorgis, Tadesse, & Atenafu [12]. Furthermore, a study in rural Indian setting also noted the same result [34]. The thinness among early adolescents generally found to be higher than in late adolescents, possible due to increased growth spurt in the early adolescent stage as compared to the late adolescent stage [12]. Baliga, Naik, & Mallapur (2014), in their community-based rural study in Belgaum, Karnataka, noted that calorie intake deficiency was higher among early adolescent girls as compared to late-adolescent girls, which could be another possible reason of higher thinness among early adolescent girls than their counterparts [34].

Stunting and thinness among adolescents were significantly associated with various socio-economic factors. Stunting and thinness indicate the long-term cumulative inadequacies of health care services and lack of access, and an insufficient intake of food and nutrients during the early stage of childhood [18]. Several studies reported a significant association between environment, sanitation, and household pattern with undernutrition [35]. However, in this study, we could not examine any of the factors mentioned above. Education among adolescents is important factor in determining stunting and thinness among them. Results noticed that thinness and stunting among adolescent boys and girls were lower among those who had ten and above years of education than their counterparts. Previously available literature also noticed the protective effect of education on the occurrence of stunting and thinness among adolescents [3638]. Deshmukh et al. (2006), in their study conducted in the rural area of Wardha district of Maharashtra, also highlighted a higher prevalence of stunting and thinness among those adolescents who were less educated than their counterparts [26]. Adolescents who attain higher education may receive awareness about nutrition from academic courses that may further improve their nutritional status for them [39].

The working status of adolescent boys was also found to be significantly affecting thinness among them. Results found that working status improves the odds of being stunted among adolescent boys, and the odds of co-existence of stunting and thinness were also low among working adolescent boys. Working status among adolescents may ensure income, which can further be used to improve nutritional intake. Adolescents from the richest wealth quintile were found to be having lower odds of stunting and thinness. Wealth index has also been noticed as one of the most significant contributors to the socio-economic inequality in the prevalence of stunting, thinness, and co-existence of both among adolescents. Moreover, results from the concentration curve also confirmed that stunting and thinness are concentrated among adolescents in poor households. The previously available literature is in line with this study in finding the protective feature of increasing household‘s wealth index or household’s monthly income on stunting and thinness among adolescents [11, 31, 40]. Previous studies have linked higher household wealth to quality food and better utilization of health-care services that may be attributed to the lower odds of stunting and thinness among adolescents [4143]. A study in North Bihar also outlined the importance of increasing wealth in reducing stunting and thinness [44]. Bhargava et al. (2020), in their study, also noted that socio-economic factors such as wealth quintiles have long term affect on undernutrition among adolescents [1].

Both thinness and stunting are the indicators of undernutrition measured through height [1]. The cut-offs used for the high prevalence of undernutrition are thinness>20% and stunting>30% [45]. Stunting and thinness among adolescents have received less attention as a public health problem in India [1]. Poor growth and height are closely associated with poverty and deprivation, reflected in Tanner’s phrase,‘grow this a mirror of the conditions of society [46]. Both Uttar Pradesh and Bihar are socio-economic backward states, and poor child undernutrition can be attributed to prevailing poverty in these states [47]. In our study, adolescent boys fall in the category of a high prevalence of thinness, and adolescent girls fall in the high prevalence of stunting category. Therefore, interventions shall target to reduce thinness among adolescent boys and stunting among adolescent girls and target co-existence of stunting and thinness.

Strengths and limitations

Due to the nature of the study design, it was not possible to establish a cause-effect relationship. The findings from this study may not be generalizable in other Indian settings because data were available for only two of the total 36 states and union territories of India. Despite the above limitations, this study has certain strengths too. The study involved a large sample size, and information on stunting and thinness were collected using standard tools. This study has examined the co-existence of stunting and thinness among adolescents and paved the way for future research that may aim to strengthen the findings.

Conclusion

The findings from this study highlighted several important issues related to adolescent’s stunting and thinness. The prevalence of thinness was higher among adolescent boys, and that of stunting was higher among adolescent girls. Furthermore, the co-existence of both stunting and thinness was higher among adolescent boys than in adolescent girls. Results also noticed that pro-poor inequality in stunting, thinness, and co-existence of both was higher for adolescent boys than in adolescent girls; it means stunting, thinness, and co-existence of both was more among adolescent boys belonging to poor households. Results from decomposition analysis revealed that the wealth index of the households explained most of the inequality in stunting, thinness, and co-existence of both among adolescents. Results further highlighted that stunting, thinness, and co-existence of both was higher among uneducated adolescents, adolescents belonging to poor households, and adolescents from SC/ST households.

At first, further research is needed to confirm factors associated with the co-existence of stunting and thinness among adolescents. The findings of this study has various policy implications. These results provide an understanding that stunting and thinness is a significant public health concern among adolescents, and there is a need to tackle the issue comprehensively. By tackling the issue comprehensively, we mean that the state government of Uttar Pradesh and Bihar shall screen, assess, and monitor the nutritional status of adolescent boys and girls. The study recommends a robust and effective implementation of nutrition education programs as a measure to prevent stunting and thinness among adolescents. Education is an important factor, and ensuring education without dropout at all levels may be a useful step in reducing stunting and thinness among adolescents. Isolated focus on either adolescent girls or boys may not be sufficient, and it is recommended that interventions shall focus towards both boys as well as girl adolescents to address different nutritional problems simultaneously. It is important to formulate nutrition interventions keeping in mind the inclusion of poorer families, as prevalence of stunting and thinness is higher among adolescents from these households.

Data Availability

Data are available from the Harvard Dataverse (https://dataverse.harvard.edu/dataset.xhtml?persistentId=doi:10.7910/DVN/RRXQNT).

Funding Statement

This paper was written using data collected as part of Population Council’s UDAYA study, which is funded by the Bill and Melinda Gates Foundation and the David and Lucile Packard Foundation. No additional funds were received for the preparation of the paper.

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Decision Letter 0

Vijayaprasad Gopichandran

23 Nov 2020

PONE-D-20-33031

Associated factors and socio-economic inequality in the prevalence of thinness and stunting among adolescent boys and girls in Uttar Pradesh and Bihar, India

PLOS ONE

Dear Dr. Marbaniang,

Please submit your revised manuscript by Jan 07 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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Kind regards,

Vijayaprasad Gopichandran

Academic Editor

PLOS ONE

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2. As part of your revision, please complete and submit a copy of the STROBE checklist, a document that aims to improve reporting and reproducibility of observational studies for purposes of post-publication data analysis and reproducibility: (http://www.strobe-statement.org). Please include your completed checklist as a Supporting Information file. Note that if your paper is accepted for publication, this checklist will be published as part of your article.

3. In statistical methods, please clarify whether you corrected for multiple comparisons.

4. In your statistical analyses, please state whether you accounted for clustering by state/ region. For example, did you consider using multilevel models?

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: I Don't Know

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

Reviewer #3: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: No

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The reviewer must acknowledge the effort of the authors made by writing this article. Over all written and explained nicely.

• Abstract: Structurally written.

• Introduction: Looks okay

• Methods:

� The basis of sample size 20594 need to be clarified a bit. Also, how the sub samples from each stratum was selected that need to be highlighted

� Was there any inclusion or exclusion criteria at the time of selection of those subjects?

� Though the following things mention elsewhere by the authors but still a little description of the following 3 things will help to understand better

a) Multi stage systematic sampling design need to be illustrated in a figure

b) Survey tools also need to be mentioned

c) A little description of actual data collection process also requires

• Results:

� Why girls are more vulnerable to chronic malnutrition while boys are acutely malnourished? Though more boys suffer from both malnutrition?

� How do you explain that total percentage of thinness and stunting among boys is little lower than total percentage of thinness and stunting among girls; but still co-existence of both is higher among boys?

Reviewer #2: This is a valuable study in the adolescent age-groups (10-19 years) from two large states of North India with good sample size and reports thinness, stunting and co-existence of both. Moreover it notes an important association of poverty with undernutrition.

Authors may consider following suggestions for revising the manuscript:

Title:

Since socio-economic factors are also associated factors, it will be better to modify the title. This is just a suggestion. A possible modification could be:

Socio-economic and demographic factors associated with prevalence of thinness and stunting among ……………

Abstract:

The results section needs to have salient findings in terms of ORs for important associations. To comply with the word limit, authors may have to modify the introduction, methodology and conclusion section. Presently the word count is 350 words which is adequate for conveying important results of the study.

Main Article:

Introduction:

As a general rule we have to support statements that mention national level facts and figures with source documents and not with smaller studies mentioning these facts and figures from somewhere else.

For example in the 6th line of the introduction, the present reference is that of a small west Bengal study which sources the information on absolute number of the adolescents in India from another resource: the SRS bulleting (India Office of the Registrar General and Census Commissioner. Census of India. SRS bulletins for years 2008, 2009, 2010, and 2011 2014. New Delhi, India: Office of the Registrar General & Census Commissioner. Available at: http://www.censusindia.gov.in/vital_statistics/SRS_Bulletins/Bulletins.html).

Similarly the 4th reference is of a study on Somalian refugees. This study mentions increased requirements of macro and micronutrients and sources the information from an authoritative reference of textbook of adolescents. You are free to use any other source document, provided it supports the increased requirement and its basis. Even the 6th reference of your manuscript is relevant.

In the second paragraph of the introduction, for the second statement: reference 7 suffices to say that stunting indicates chronic nutrition and thinness indicates acute nutrition. The reference 8 and 9 are mere small original studies that have used these indicators and do not need to be there, or are rather inappropriately there. WHO reference is enough for the use of any nutrition indicator.

As a general rule, we do not mention too many small/regional studies in the introduction. An important reference here that authors should consider introducing is the CNNS: the Comprehensive National Nutritional Survey 2016-2018 as it covers the age-groups of your interest. It also indicates the gaps in availability of nutritional indicators in all age-groups and includes information on Uttar Pradesh and Bihar.

About the sentence on undernourished adolescent girls-pregnancy-low birth weight, the reference used presently does not support this intergenerational nature of the problem as this study did not enrol any pregnant mothers. Consider replacing it with source document used by the authors in this study; please refer to the comments in the PDF document.

Rearrange the last paragraph of the introduction.

Methods:

The opening statement requires rephrasing for better readability

The first sentence of the second paragraph in the methods also requires reframing: “Due to the secondary nature of the data, authors did not approach the institutional review board for a fresh ethics approval”. This should also be the last line of the paragraph instead of the first.

It is better to write ‘written informed consent was elicited’ rather than ‘taken’ in general and ethically speaking.

Consider the suggested change in the 7th point.

Results section:

The findings of the study are very important and are available as continuous variables in terms of z-scores. Valuable information that authors can consider adding in the results (if not in the table) is the mean z-scores.

The reference number 19 needs to have a link as this is a report as there are multiple versions available. Moreover, mean z-scores are not available in the original document available from population council.

In all large scale surveys, it is not possible to do anthropometry in each and every participant. It will be important to indicate as to how many adolescents underwent height and weight measurement.

There is a repetitive use of the terms ‘likely’ and ‘likelihood’ in the section describing the table 3. Suggested rephrasing for example:

- Stunting was 79% more [OR: 1.79; CI: 1.39,2.3] in late adolescents than the late ones

- In case of adolescent girls, thinness was 52% less [OR: 0.48; CI: 0.37,0.62]; stunting was 2.25 times more [OR:2.25; CI:1.9,2.67] and presence of both 38% less [OR:0.62; CI: 0.43,0.89] in late adolescents as compared to the early ones.

Throughout the manuscript, it is preferable to use the term ‘per cent’ or ‘percent’ or ‘%’ uniformly.

Discussion: Discussion section needs significant work.

General suggestions:

- Opening paragraph should refrain from making comparisons with other studies and stick to the key summary findings of the study

- In the following sections have second level headings for each point discussed

- Separate section on strengths and limitations

Specific suggestions:

- Co-existence of thinness and stunting has clinical and public health significance and this needs to discussed with appropriate references

- Elaborate further on the socio-economic association

- Authors have done an elaborate decomposition analysis. It will be a good idea to convey this in simple terms for clinicians, public health persons and policymakers

- Discuss briefly what is the meaning of pro-poor and pro-rich inequality and its examples for understanding of general readers

- Do not restrict yourself to comparing and contrasting the findings throughout the discussion, but contextualize them between states, with other states and the upstream and downstream factors in a paragraph.

Conclusion

Needs some refinement:

- key findings

- key associations

- important implications and

- the way forward/recommendations.

The last sentence is an abrupt one which says stakeholders should increase family wealth status and reference that supports this statement also sys this in a single line. Since this is a completely new concept that ‘stakeholders should increase the wealth status’, and it is a very significant recommendation, it is either introduced somewhere in the discussion to be included in the conclusion or may be omitted.

Reviewer #3: 1Key words: Risk factors of undernutrition ,Gender inequality may be added

2.Introduction:

a)Adolescents eating habits etc may be deleted since that has not been used as an explanatory variable in this study

b)Metabolic Disorder is the only after effect of LBW that has been mentioned. There are many more important impacts of LBW

3. Methods:

a) Why is the effective sample size more than the required sample size.

b)No mention of how the sample was acquired has been done.

c)Regarding explanatory variables why education has been stratified as 1-7,8-9 and 10 above years of education

d)How has the stratification of Wealth Tax been done this may be explained

Result:

a)Fig 1 may be shown as a composite bar showing 3 bars for each condition(instead of 2) that is boys, girls, and both. Throughout boys and girls data have been dispersed extensively as a result of which no where in the entire write up there is any data describing the status of nutrition as a whole among all the adolescents irrespective of age and sex.

b)Gender inequality has not been taken care of It could have been established with proper statistical significance tests. Simply stating more or less among girls and boys is not enough.

c)Use of Concentration Index is quite superfluous for explaining the impact of income on undernutrition. Explaining with Wealth index and Decomposition analysis is more than enough.

d) In logistic Regression tables the refferents may be reversed that is Ref for Education may be "10 and above", for Working status it may be 'Yes" Wealth Index it should be "Richest" and for caste referrent may be "Richest'

e)Multivariable Logistic regression would have been very much welcome in order to make the results more robust and pinpoint the predictors

f) There are few grammatical mistakes in the inference of the tables.

Discussion:

a) Too much repetition. Make it brief and more focused esp the 1st paragraph

b)Why has the education of parents been commented on? Nowhere in the study parents' education level has been explored

c)More Studies from Bihar and UP should have been used for comparison with the data of the present study with less comparison with national level studies

**********

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Reviewer #1: No

Reviewer #2: Yes: Madhavi Bhargava

Reviewer #3: Yes: Dr Aparajita Dasgupta

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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Attachment

Submitted filename: Reviewers comment.docx

Attachment

Submitted filename: PONE-D-20-33031_reviewer.pdf

PLoS One. 2021 Feb 24;16(2):e0247526. doi: 10.1371/journal.pone.0247526.r002

Author response to Decision Letter 0


7 Feb 2021

Editor’s comments to author:

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response: Authors made sure that the revision followed all the guidelines laid down by the journal for submission.

2. As part of your revision, please complete and submit a copy of the STROBE checklist, a document that aims to improve reporting and reproducibility of observational studies for purposes of post-publication data analysis and reproducibility: (http://www.strobe-statement.org). Please include your completed checklist as a Supporting Information file. Note that if your paper is accepted for publication, this checklist will be published as part of your article.

Response: N/A

3. In statistical methods, please clarify whether you corrected for multiple comparisons.

Response: Changes incorporated.

4. In your statistical analyses, please state whether you accounted for clustering by state/ region. For example, did you consider using multilevel models?

Response: The objective of the present paper was to examine the socio-economic inequality using wagstaff decomposition technique. Therefore, multilevel level modes were not used to account or to observe state/region level clustering. Moreover, the data was based on survey collected from two stated only and data was not available regional or district level therefore, accounting for clustering by state/ region was not possible.

------------------------------------------------------------------------------------------------------------

Comments to the Author

Reviewer 1:

The reviewer must acknowledge the effort of the authors made by writing this article.

1. Over all written and explained nicely.

Response: Authors are thankful to reviewer for praising the overall quality of the paper.

2. Abstract: Structurally written.

Response: Thank you for acknowledging the abstract.

3. Introduction: Looks okay

Response: Thank you for reading the introduction critically and finding it okay.

4. Methods: The basis of sample size 20594 need to be clarified a bit. Also, how the sub samples from each stratum was selected that need to be highlighted

Was there any inclusion or exclusion criteria at the time of selection of those subjects?

Though the following things mention elsewhere by the authors but still a little description of the following 3 things will help to understand better.

Response: About 7932 adolescents underwent height and weight measurement. About 7539 adolescents were measure for BMI-for-age Z-score and 7586 Height -for-age Z-score. For anthropometric measure there was exclusion criteria, therefore, only selected respondents were measured for the same.

a) Multi stage systematic sampling design need to be illustrated in a figure.

Response: A written Multi stage systematic sampling design is now available in method section.

b) Survey tools also need to be mentioned.

Response: changes incorporated.

c) A little description of actual data collection process also requires.

Response: changes incorporated.

5. Results:

a. Why girls are more vulnerable to chronic malnutrition while boys are acutely malnourished? Though more boys suffer from both malnutrition?

Response: We think reviewer made a point here however, he/she failed to a difference. Reviewer notices that boys suffer from both malnutrition but that is not true i.e., more girls are stunted and thin than boys.

b. How do you explain that total percentage of thinness and stunting among boys is little lower than total percentage of thinness and stunting among girls; but still co-existence of both is higher among boys?

Response: I think reviewer failed to notice the result properly. The prevalence of thinness was much higher among boys than in girls (25.8 in boys as compared to 13.1 in girls). It is because of this difference, the co-existence of both thinness and stunting was higher among boys. The results are clearly visible in figure 1.

-------------------------------------------------------------------------------------------------------------

Reviewer 2:

This is a valuable study in the adolescent age-groups (10-19 years) from two large states of North India with good sample size and reports thinness, stunting and co-existence of both. Moreover it notes an important association of poverty with undernutrition.

Authors may consider following suggestions for revising the manuscript:

1. Title:

A. Since socio-economic factors are also associated factors, it will be better to modify the title. This is just a suggestion. A possible modification could be: Socio-economic and demographic factors associated with prevalence of thinness and stunting among

Response: The authors feel that there is no need to change the title as the current title is justifiable. The main emphasis is one socio-economic inequality and that is depicted through the title.

2. Abstract:

A. The results section needs to have salient findings in terms of ORs for important associations. To comply with the word limit, authors may have to modify the introduction, methodology and conclusion section. Presently the word count is 350 words which is adequate for conveying important results of the study.

Response: comment incorporated.

3. Main Article:

� Introduction:

Query: As a general rule we have to support statements that mention national level facts and figures with source documents and not with smaller studies mentioning these facts and figures from somewhere else.

For example in the 6th line of the introduction, the present reference is that of a small west Bengal study which sources the information on absolute number of the adolescents in India from another resource: the SRS bulleting (India Office of the Registrar General and Census Commissioner. Census of India. SRS bulletins for years 2008, 2009, 2010, and 2011 2014. New Delhi, India: Office of the Registrar General & Census Commissioner. Available at: http://www.censusindia.gov.in/vital_statistics/SRS_Bulletins/Bulletins.html).

Response: Thanks for the suggestion. Now the source of information has been cited from the original source.

Query: Similarly the 4th reference is of a study on Somalian refugees. This study mentions increased requirements of macro and micronutrients and sources the information from an authoritative reference of textbook of adolescents. You are free to use any other source document, provided it supports the increased requirement and its basis. Even the 6th reference of your manuscript is relevant.

Response: Now the reference has been taken care.

Query: In the second paragraph of the introduction, for the second statement: reference 7 suffices to say that stunting indicates chronic nutrition and thinness indicates acute nutrition. The reference 8 and 9 are mere small original studies that have used these indicators and do not need to be there, or are rather inappropriately there. WHO reference is enough for the use of any nutrition indicator.

Response: Now the reference has been corrected as per the suggestion.

Query: As a general rule, we do not mention too many small/regional studies in the introduction. An important reference here that authors should consider introducing is the CNNS: the Comprehensive National Nutritional Survey 2016-2018 as it covers the age-groups of your interest. It also indicates the gaps in availability of nutritional indicators in all age-groups and includes information on Uttar Pradesh and Bihar. About the sentence on undernourished adolescent girls-pregnancy-low birth weight, the reference used presently does not support this intergenerational nature of the problem as this study did not enroll any pregnant mothers. Consider replacing it with source document used by the authors in this study; please refer to the comments in the PDF documents. Rearrange the last paragraph of the introduction.

Response: Thanks for the comments. Now the reference has been replace with the reference from the original source. Also, the last paragraph has been rearranged.

Methods:

Query: The opening statement requires rephrasing for better readability

The first sentence of the second paragraph in the methods also requires reframing: “Due to the secondary nature of the data, authors did not approach the institutional review board for a fresh ethics approval”. This should also be the last line of the paragraph instead of the first.

It is better to write ‘written informed consent was elicited’ rather than ‘taken’ in general and ethically speaking. Consider the suggested change in the 7th point.

Response: comment incorporated.

� Results section:

Query: The findings of the study are very important and are available as continuous variables in terms of z-scores. Valuable information that authors can consider adding in the results (if not in the table) is the mean z-scores.

Response: z-scores are now provided.

Query: The reference number 19 needs to have a link as this is a report as there are multiple versions available. Moreover, mean z-scores are not available in the original document available from population council.

Response: Now we have added a separate table (table 2b) for z-score. Also, we have provided the required link.

Query: In all large scale surveys, it is not possible to do anthropometry in each and every participant. It will be important to indicate as to how many adolescents underwent height and weight measurement.

Response: 7932 adolescents underwent height and weight measurement. About 7539 adolescents were measure for BMI-for-age Z-score and 7586 Height -for-age Z-score.

Query: There is a repetitive use of the terms ‘likely’ and ‘likelihood’ in the section describing the table 3. Suggested rephrasing for example:

- Stunting was 79% more [OR: 1.79; CI: 1.39,2.3] in late adolescents than the late ones

- In case of adolescent girls, thinness was 52% less [OR: 0.48; CI: 0.37,0.62]; stunting was 2.25 times more [OR:2.25; CI:1.9,2.67] and presence of both 38% less [OR:0.62; CI: 0.43,0.89] in late adolescents as compared to the early ones.

Response: Thanks for the suggestions. We have rephrased the description of table 3.

Query: Throughout the manuscript, it is preferable to use the term ‘per cent’ or ‘percent’ or ‘%’ uniformly.

Response: Thanks for pointing out. Now the term ‘per cent’ is used uniformly throughout the manuscript.

� Discussion:

Query: Discussion section needs significant work.

Response: The discussion section has been improved significantly as per given suggestion.

Query: General suggestions:- Opening paragraph should refrain from making comparisons with other studies and stick to the key summary findings of the study.

Response: Authors are thankful to the reviewer for raising this issue. We have made the brief changes to the paragraph. However, authors would like to reiterate that comparisons were not made for findings. Authors have cited other studies in the first paragraph of discussion to present the uniqueness of this study. By citing other studies, authors intended to depict how this study differs from previously available studies. Therefore, authors feel that these studies should not be omitted from the discussion section. Furthermore, in second paragraph of the discussion where authors made comparison with previous studies is done to depict changes over time in the prevalence of stunting and thinness. Authors strongly feel that these studies shall not be omitted from the discussion as these studies are providing depth to the discussion.

Query: In the following sections have second level headings for each point discussed

- Separate section on strengths and limitations.

Response: Authors have provided separate heading for strengths and limitations section.

Specific suggestions:

Query: Co-existence of thinness and stunting has clinical and public health significance and this needs to discussed with appropriate references

Response: Authors agreed that co-existence of thinness and stunting has clinical and public health significance and therefore as per given suggestion, we have highlighted this importance by citing some important studies in the discussion.

Query: Elaborate further on the socio-economic association.

Response: The authors have focused on socio-economic association in the discussion section as suggested.

Query: Authors have done an elaborate decomposition analysis. It will be a good idea to convey this in simple terms for clinicians, public health persons and policymakers.

Response: The decomposition analysis is defined properly in the method section of the article.

Query: Discuss briefly what is the meaning of pro-poor and pro-rich inequality and its examples for understanding of general readers.

Response: Pro-rich and pro-poor has been defined properly in the method section under the heading ‘concentration index.’

Query: Do not restrict yourself to comparing and contrasting the findings throughout the discussion, but contextualize them between states, with other states and the upstream and downstream factors in a paragraph.

Response: The authors have improved the discussion section on the suggested lines.

Conclusion

Query: Needs some refinement:

- key findings

- key associations

- important implications and

- the way forward/recommendations.

Response: The conclusion section has also been improved as suggested by the reviewer.

Query: The last sentence is an abrupt one which says stakeholders should increase family wealth status and reference that supports this statement also sys this in a single line. Since this is a completely new concept that ‘stakeholders should increase the wealth status’, and it is a very significant recommendation, it is either introduced somewhere in the discussion to be included in the conclusion or may be omitted.

Response: As per the suggestion from the reviewer, we have omitted the last line from conclusion section stating ‘stakeholders should increase the wealth status.’

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Reviewer 3:

1. Key words: Risk factors of undernutrition. Gender inequality may be added.

Response: Changes incorporated

2.Introduction:

a)Adolescents eating habits etc may be deleted since that has not been used as an explanatory variable in this study.

Response: The authors do agree with the reviewer comment. Now we have deleted this statement regarding adolescent eating habits in the manuscript.

b)Metabolic Disorder is the only after effect of LBW that has been mentioned. There are many more important impacts of LBW.

Response: Thank you for this important suggestion. Now we have included some more important consequence of LBW

3. Methods:

a) Why is the effective sample size more than the required sample size.

Response: About 7932 adolescents underwent height and weight measurement. About 7539 adolescents were measure for BMI-for-age Z-score and 7586 Height -for-age Z-score.

b)No mention of how the sample was acquired has been done.

Response: Only those adolescents were added in the sample who underwent height and weight measurement.

c)Regarding explanatory variables why education has been stratified as 1-7, 8-9 and 10 above years of education.

Response: The data provides the levels as such, no other question was asked for measuring educational status.

d)How has the stratification of Wealth Tax been done this may be explained.

Response: Changes incorporated.

Result:

a)Fig 1 may be shown as a composite bar showing 3 bars for each condition(instead of 2) that is boys, girls, and both.

Response: Thanks for the comments. UDAYA data provide estimates separately for boys and girls; therefore a composite estimate (prevalence) is not provided in the study.

b) Throughout boys and girls data have been dispersed extensively as a result of which no where in the entire write up there is any data describing the status of nutrition as a whole among all the adolescents irrespective of age and sex.

Response: The overall nutrition status of adolescents irrespective of age and sex is not available in the data sets. The sampling design of the survey does not permit to give overall estimates of nutrition status of adolescents. And we have writing it into the limitation section. Therefore, we have provided the estimates separately for girls and boys.

c) Gender inequality has not been taken care of. It could have been established with proper statistical significance tests. Simply stating more or less among girls and boys is not enough.

Response: The objective of the paper was to examine the socio-economic differentials. Moreover, UDAYA data provide estimates separately for boys and girls; therefore a composite estimate (prevalence) is not provided in the study.

c) Use of Concentration Index is quite superfluous for explaining the impact of income on undernutrition. Explaining with Wealth index and Decomposition analysis is more than enough.

Response: Thanks for the observation. Estimating Concentration Index and drawing a concentration curve is important as it shows that upto what extent the outcome variable was concentrated among poor or rich. Therefore, it is important to estimate Concentration Index before applying Decomposition analysis.

d) In logistic Regression tables the refferents may be reversed that is Ref for Education may be "10 and above", for Working status it may be 'Yes" Wealth Index it should be "Richest" and for caste referrent may be "Richest'

Response: Changes incorporated.

e)Multivariable Logistic regression would have been very much welcome in order to make the results more robust and pinpoint the predictors.

Response: We have already used multivariable logistic regression.

f) There are few grammatical mistakes in the inference of the tables.

Response: Grammatical mistakes have been corrected.

Discussion:

a) Too much repetition. Make it brief and more focused esp the 1st paragraph.

Response: The first paragraph has been modified as suggested. Furthermore, discussion has been improved significantly.

b)Why has the education of parents been commented on? Nowhere in the study parents' education level has been explored.

Response: Authors agreed with the reviewer on this point. Accordingly, we have omitted the text related to parent’s education from the discussion section.

c)More Studies from Bihar and UP should have been used for comparison with the data of the present study with less comparison with national level studies.

Response: Due to unavailability of studies from Bihar and UP, we had to make comparison with the data of present study with national level studies. However, we have modified the discussion and cited a few studies from Bihar and UP in the discussion section at relevant place.

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Attachment

Submitted filename: Response_letter.docx

Decision Letter 1

Vijayaprasad Gopichandran

9 Feb 2021

Associated factors and socio-economic inequality in the prevalence of thinness and stunting among adolescent boys and girls in Uttar Pradesh and Bihar, India

PONE-D-20-33031R1

Dear Dr. Marbaniang,

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Reviewers' comments:

Acceptance letter

Vijayaprasad Gopichandran

15 Feb 2021

PONE-D-20-33031R1

Associated factors and socio-economic inequality in the prevalence of thinness and stunting among adolescent boys and girls in Uttar Pradesh and Bihar, India

Dear Dr. Marbaniang:

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on behalf of

Dr. Vijayaprasad Gopichandran

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Reviewers comment.docx

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    Data Availability Statement

    Data are available from the Harvard Dataverse (https://dataverse.harvard.edu/dataset.xhtml?persistentId=doi:10.7910/DVN/RRXQNT).


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