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. 2021 Feb 5;21(4):1101. doi: 10.3390/s21041101

Switchable Coupled Relays Aid Massive Non-Orthogonal Multiple Access Networks with Transmit Antenna Selection and Energy Harvesting

Thanh-Nam Tran 1,2,*,, Miroslav Voznak 1,
Editor: Gianmarco Romano
PMCID: PMC7916044  PMID: 33562596

Abstract

The article proposes a new switchable coupled relay model for massive MIMO-NOMA networks. The model equips a much greater number of antennas on the coupled relays to dramatically improve capacity and Energy Efficiency (EE). Each relay in a coupled relay is selected and delivered into a single transmission block to serve multiple devices. This paper also plots a new diagram of two transmission blocks which illustrates energy harvesting and signal processing. To optimize the system performance of a massive MIMO-NOMA network, i.e., Outage Probability (OP) and system throughput, this paper deploys a Transmit Antenna Selection (TAS) protocol to select the best received signals from the pre-coding channel matrices. In addition, to achieve better EE, Simultaneously Wireless Information Power Transmit (SWIPT) is implemented. Specifically, this paper derives the novel theoretical analysis in closed-form expressions, i.e., OP, system throughput and EE from a massive MIMO-NOMA network aided by switchable coupled relays. The theoretical results obtained from the closed-form expressions show that a massive MIMO-NOMA network achieves better OP and greater capacity and expends less energy than the MIMO technique. Finally, independent Monte Carlo simulations verified the theoretical results.

Keywords: non-orthogonal multiple access, multiple devices, multiple antennas, massive MIMO, transmit antenna selection, energy harvesting

1. Introduction

Relays are proven suitable solutions for extending networking coverage. In addition, Multiple-Input–Multiple-Output (MIMO) Non-Orthogonal Multiple Access (NOMA) technologies are effective methods for enhancing the capacity of fifth-generation (5G) wireless communication networks and beyond. The NOMA technique improves spectral sharing and the capability for a greater number of connections in the same time slot/frequency [1,2]. The NOMA technique in fifth-generation (5G) wireless communication networks and beyond could therefore serve large numbers of devices. The NOMA technique’s feature is the ability to broadcast a superimposed signal to devices in the network with different Power Allocation (PA) factors [3]. The farthest device with poorest Channel State Information (CSI) is allocated the largest PA factor compared to other PA factors allocated to other devices. Successive Interference Cancellation (SIC) [4] implemented at the receiver device removes interference before the device decodes its own message in the superimposed signal by treating other device information which has a stronger PA factor [5]. Major studies have significantly contributed to NOMA through the application of new techniques in 5G networks and beyond. In [6], the authors verified that the system performance of NOMA networks is dependent on power resource allocation. The main aims of NOMA networks are to serve more devices [7] and fairness in Quality of Service (QoS) [8]. In achieving these aims, previous studies verify that the system performance of NOMA wireless networks are significantly affected by power resource allocation strategies [9,10]. The authors verified that PA factors in NOMA networks could be allocated by device CSI and device data rate thresholds [11].

Recently, a cooperative networking solution has drawn much attention as an emerging method to extend network coverage. Specifically, in a cooperative NOMA network, a relay is deployed to receive and forward superimposed signals to the devices outside the network area. The radius of the network coverage is thus expanded, and its reliability is improved by enhancing QoS for devices [12]. Some major techniques may be fully deployed at the relay, namely Half-Duplex (HD), Full-Duplex (FD), Decode-and-Forward (DF), and Amplify-and-Forward (AF) [13]. Some studies have made significant contributions to cooperative NOMA [14,15]. These studies have shown that the system performance of NOMA wireless networks can be improved by deploying multiple relays in combination with the selection of the best relay in individual schemes [16,17,18,19].

In addition, to improve the capacity of a NOMA wireless network, the massive MIMO technique [20] is emerging as a good solution which extends the MIMO technique [21,22]. However, under this technique, networked devices equip more antennas, leading to increased costs for hardware and RF. The authors proposed the deployment of a TAS protocol which selects the best channel [23,24]. The authors also designed the pre-coding matrices for optimal system throughput in a multi-cell MIMO-NOMA network. However, massive NOMA has many research challenges which require careful investigation, such as extending the massive MIMO network which consider relaying and TAS and SWIPT protocols.

Another potential technology for future 5G networks and beyond is the simultaneous transmission of information with Radio Frequency (RF) and Energy Harvesting (EH) [25,26,27,28,29,30,31]. A study [26] on wireless EH offers a deep survey of the advantages of SWIPT. The authors surveyed several SWIPT technologies: SWIPT enabled multi-carrier systems, full-duplex SWIPT systems, etc. Given the explosion in the number of networked devices, for example Internet of Things (IoTs) devices, the energy issue is especially important. Time Switching (TS) [28] and Power Splitting (PS) [29,30,31] represent a solution for simultaneous data and energy transmission. Previous studies [28,29,30,31] which contained some problems requiring further investigation were the motivations which led to this study. In [28], the authors proposed a MIMO system consisting of a single transmitter which served a single receiver. The authors adopted the TS framework as in [28] (Figure 2), and the framework was split into two time slots. The first time slot was used for the transmission of wireless power [28] (Equation (3)), and the second time slot was used for the transmission of wireless information [28] (Equation (4)). However, the authors adopted PS frameworks for cooperative NOMA networks to assist the far device through a single relay equipped with a single antenna [29,30,31]. The authors deployed multiple relays to aid a single destination [31] (Figures 1a and 3a) by adopting TS and PS frameworks [31] (Figures 1b and 3b), respectively.

This study was inspired by the major studies [29,31]. The authors of [31] adopted a SWIPT protocol and depicted TS and PS frameworks fully. However, the system models in [31] were only designed to serve a single destination whereas the authors of [29] deployed a cooperative NOMA network to serve multiple devices (two devices). However, the author of [29] equipped a single antenna on each network node. The authors of the present study designed a network to serve a greater number of devices than the number of devices in [29,31] and improved networking capacity by equipping a greater number of antennas on network nodes, i.e., BS, coupled relays, and devices.

The study’s main aims are also its major contributions:

  • We present a new design for a switchable coupled relay model to assist massive MIMO-NOMA wireless networks. Each relay in a coupled relay is selected and delivered into odd/even transmission blocks. The selected relay is used to forward signals to multiple devices while another relay maintains EH.

  • We present a new design for a diagram of two transmission blocks to calculate the propagation of wireless information and power (WIP). The present paper offers the potential for the practical application of wireless sensor networks (WSNs), e.g., in a water environment where relays and devices are barely powered [32].

  • We maximize system throughput in a massive MIMO-NOMA network. The study deploys a TAS protocol which selects the best received signals from the pre-coding channel matrices.

  • The study delivers novel expressions for OP, system throughput, and EE in closed-forms. We apply Monte Carlo simulation results to verify the analysis results.

This paper is structured as follows. Section 2 introduces system modeling. Section 3 presents an analysis of the system model. We describe and discuss the analysis and simulation results in Section 4. Section 5 presents a summary of the paper.

2. System Model

2.1. New Design for a Cooperative MIMO-NOMA Scheme

The present paper examines a new cooperative MIMO-NOMA model for emerging 5G wireless networks and networks beyond. Figure 1 depicts the system model containing a BS, coupled relay R=R1,R2, and multiple devices Dn=D1,,DN. To benefit a massive MIMO-NOMA network, the study equips a large number of antennas A0, A1, and A2 at the network nodes and BS, coupled relays, and devices, respectively. In addition, we assume that the BS has full knowledge of the CSI [26,33]. As with the system models in the major studies [28,29,30,31], the massive MIMO underlay cooperative NOMA model shown in Figure 1 contains two time slots to complete a transmission block. It is important to illustrate the difference to previous major studies. In [16,17,18,19], the authors verified that relays are a good solution to assist in combating channel fading. In other major studies, the authors deployed a SISO relay to aid a multi-destinations [29] or a multiple SISO relay to aid a single destination [31]. The authors also proposed relay selection strategies to select the best nearest relay [17] and max-instantaneous data rate [18] (Equation (16)) to assist the destinations. The present study deploys coupled relays to assist massive MIMO-NOMA networks, however, only the relay with better power capacity among the coupled relays is selected for cooperating devices in an odd/even transmission block., i.e., while one relay is selected to forward the signal to devices, another relay has to maintain EH from the BS.

Figure 1.

Figure 1

Coupled relays in a cooperative MIMO-NOMA network with the application of TAS and SWIPT.

Note that the present study is designed to serve multiple devices simultaneously. The coupled relays must first have the device CSI and report this information to the BS. Based on the device CSI, the BS allocates PS factors, whereas the coupled relays feed back their own CSIs to the BS and other devices. Based on the energy capacity information, the BS selects the best powered relay to forward the signal. The devices then wait to receive the signal from the strongest powered relay. In the case of insufficient CSI, the BS may select the poorest powered relay to forward the signal, leading to a reduced lifespan of the relay. This may interrupt signal propagation because the devices are waiting for a non-cooperative relay.

2.2. Propagation and Formulations

From the model depicted in Figure 1, we designed a new propagation diagram, as shown in Figure 2. The coupled relays feed back data to the BS about their energy capacities. The BS decides which relay has more energy to forward the superimposed signal, while the remaining relay has less energy to maintain EH. Two main phases take place: EH and data transmission (DT). To illustrate, Figure 2 depicts two transmission blocks: an odd transmission block Todd and an even transmission block Teven. Each transmission block T θ for θ=odd,even is separated into two equal time slots. The first time slot T1odd=ToddTodd22 in odd transmission block Todd is used by the BS to transmit wireless energy and superimposed information to coupled relays R=R1,R2. In terms of the SWIPT technique with a PS protocol, during the first time slot T1odd, a fraction λ of the power domain PS is used for EH while the remaining fraction (1λ) of the power domain PS is used to superimpose data from the BS. The second time slot T2odd=ToddTodd22 in odd transmission block Todd is used by the best powered relay to forward the superimposed signal to devices, while the worse powered relay applies EH from the BS, where the PS factor λ=1. The present study assumes that relay R1 is selected in the odd transmission block because relay R1 has more energy than relay R2. Therefore, relay R2 maintains EH from the BS. Similarly, the even transmission block Teven is also separated into two equal time slots. The first time slot T1even=TevenTeven22 in even transmission block Teven is also used by the BS to simultaneously transmit wireless energy and the superimposed signal to the coupled relay R=R1,R2. However, in the second time slot T2even=TevenTeven22 in even transmission block Teven, the relay R2 is selected to forward the superimposed signal to devices instead of relay R1 because relay R2 harvested energy from the BS, where λ=1 during T2odd, and then relay R2 contains more energy than relay R1. As a result, relay R1 maintains EH from the BS with PS factor λ=1 during T2even. Although the network model shown in Figure 1 is complex, it requires two time slots for signals to propagate through the network as in studies [28,29,31]. Specifically, the present study examines how multiple devices are served simultaneously. We therefore adopt the emerging NOMA technique. The BS also superimposes all the information of devices in the same signal by sharing the spectrum. The devices may be thus served simultaneously. As a result, the massive MIMO-NOMA network in the present study are low latency.

Figure 2.

Figure 2

Diagram of two transmission blocks.

2.2.1. Odd Transmission Block

As shown in Figure 1, it is important to note that both the BS and coupled relays (R1 and R2) are equipped with multiple antennas, where A0>1 and A1>1. A0 and A1 are the number of antennas at the BS and coupled relays, respectively. Tran et al. [23] designed a pre-coding channel matrix size of [number of transmitting antennas × number of receiving antennas]. We therefore designed the pre-coding channel matrices from the A0 transmitting antennas at the BS to the A1 receiving antennas on the coupled relays R1 and R2, respectively, as follows:

H0=h01,1h01,A1h0A0,1h0A0,A1, (1)
G0=g01,1g01,A1g0A0,1g0A0,A1, (2)

where h0a0,a1H0 and g0a0,a1G0 for a0A0 and a1A1 are channels from a transmitting antenna a0 at the BS to a receiving antenna a1 at the coupled relays R1 and R2. In addition, the fading channels are modeled over Rayleigh distributions with h0(.,.) and g0(.,.) following h0(.,.)=dR1ω and g0(.,.)=dR2ω, where dR1 and dR2 are the distances from the BS to coupled relays R1 and R2, respectively, and the coefficient ω is the path-loss exponent factor.

By applying the PS protocol, the first time slot in the odd transmission block T1odd is used for the BS to transmit wireless energy and superimposed information simultaneously. To illustrate, two phases take place. In the first phase, the BS sends wireless energy to the coupled relay with the PS factor λ. Therefore, the EH from the best channel in the pre-coding channel matrices given by (1) and (2) in the first time slot T1odd in odd transmission block Todd at coupled relays R1 and R2 are expressed as follows:

ER1T1odd=ηλPSmaxA0×A1H02, (3)
ER2T1odd=ηλPSmaxA0×A1G02, (4)

where η is the collection factor, λ is the PS factor, and PS is the transmission power at the BS.

In the second phase of the first time slot T1odd in odd transmission block Todd, in a major advantage of NOMA theories, the BS broadcasts a superimposed signal by superimposing the messages xi of devices Di for i=1,,N to the coupled relays R1 and R2. We assume that no direct down-link exists from the BS to the devices. The received signal at the coupled relays is expressed as follows:

maxA0×A1YR1T1odd=1λmaxA0×A1H0i=N1αiPSxi+nR1, (5)
maxA0×A1YR2T1odd=1λmaxA0×A1G0i=N1αiPSxi+nR2, (6)

where nRCN0,N0 is the Additive White Gaussian Noise (AWGN) at the coupled relays R=R1,R2 with zero mean and variance N0. The PA factors for devices Di for i=N,,1 are, respectively, denoted by αi, constrained to α1<<αN, α1++αN=1, and given by

αi=iin=1Nnn=1Nn. (7)

Note that Expression (7) is derived from the feature studied [7]. However, the devices in [7] were ordered where D1 is the farthest device. However, the system model shown Figure 1 indicates that device DN has the farthest distance from the coupled relays. In term of NOMA theory, the farthest device must be allocated the biggest PA factor. As a result, the PA factor αN for device DN is the largest value among the PA factors, whereas device D1 is the nearest distance from the coupled relays. Therefore, device D1 is allocated the smallest PA factor.

SIC is another feature of NOMA theories which is implemented at the user. The user therefore implements SIC to detect messages in the received signal. In [7,12], the authors investigated NOMA networks with a random number N of users. The users repeated the SIC phases until their own messages were successfully detected in the received signal. It is important to note that N devices exist in our model (Figure 1), and, therefore, N SIC phases at the relay R1. After selecting the received signal as given in (5), in the first SIC phase, relay R1 detects the message xN of device DN as a result of the constraint of the PA factors αN>>α1. In the second SIC phase, relay R1 detects the message xN1 of device DN1 after removing the xN symbol from the received signals. The relay R1 repeats SIC until it successfully detects the last symbol x1.

However, the present study examines a massive MIMO underlay cooperative NOMA network in contrast to the schemes presented in [29,31], where the author studied cooperative Single-Input-Single-Output (SISO)-NOMA schemes. Fortunately, the authors of [23,24] also investigated a MIMO-NOMA network with TAS and obtained Signal-to-Interference-plus-Noise Ratios (SINRs), where the devices detected information by applying SIC. To optimize system performance, our study considers the massive MIMO technique in combination with a TAS protocol, where relay R1 selects the best received signal maxYR1T1odd for SIC. In the first SIC phase, relay R1 decodes the xN symbol from the best received signal maxYR1T1odd by treating the data symbols xj=x1,,xN1 and AWGN nR1 as interference. The SINR is therefore obtained when relay R1 decodes the xi symbol, as follows:

maxA0×A1γR1xiT1oddi=N,,1=1λmaxA0×A1H02αiρS1λmaxA0×A1H02ρSj=1i1αj+1,fori>1, (8)
=1λmaxA0×A1H02αiρS,fori=n=1, (9)

where ρS is the transmission Signal-to-Noise Ratio (SNR) and ρ0=PSPSN0N0.

Maximization of the instantaneous bit rate threshold is achieved at relay R1 when relay R1 decodes the message xi for i=N,,1 as follows:

maxA0×A1RR1xiT1oddi=N,,1=12log21+maxA0×A1γR1xiT1oddi=N,,1. (10)

In the second time slot T2odd in the odd transmission block Todd, the relay R1 retrieves the messages xi=xN,,x1 and forwards the messages to the devices in the superimposed signal while the relay R2 continues harvesting energy from the BS. Therefore, the received signal at devices Dn for n=1,,N and the EH at relay R2 are expressed, respectively, as follows:

maxA1×A2YnNT2odd=maxA1×A2Hni=N1αiPR1xi+nn, (11)
ER2T2odd=ηλPSmaxA0×A1G02, (12)

where PR1 is the transmission power at relay R1 and nnCN0,N0 is the AWGN at device Dn for n=1,,N which follows zero mean and variance N0.

Note that the pre-coding channel matrix Hn is given by

Hnn=1,,N=hn1,1hn1,A2hnA1,1hnA1,A2, (13)

where the channel hna1,a2 in the pre-coding channel matrix Hn, where a1A1 and a2A2, is a channel from transmitting antenna a1 at relay R1 to a receiving antenna a2 at a device Dn, also applying Rayleigh distribution for propagation. Each fading channel gain is given by hn(.,.)=dnω, where dn is the distance from relay R1 to device Dn.

As a result of the combination of TAS and SIC, the SINRs are obtained at devices Dn for n=1,,N when the devices decode data symbols xi for i=N,,n from the best received signal maxY2A1×A2 by treating the data symbols xj for j=1,,i1 and AWGN nn as interference:

maxA1×A2γ nnNxii=N,,nT2odd=maxA1×A2Hn2αiρR1maxA1×A2Hn2j=1i1αjρR1+1,fori>1, (14)
=maxA1×A2Hn2αiρR1,fori=n=1, (15)

where SNR ρR1=PR1P1N0N0.

The achievable bit-rate reached at device Dn when it decodes the data symbol xi for i=N,,n from the best received signal maxYn is expressed as follows:

maxA1×A2RnnNxii=N,,nT2odd=12log21+maxA1×A2γ nnNxii=N,,nT2odd. (16)

2.2.2. Even Transmission Block

As with the first time slot in the odd transmission block, by applying the PS protocol, the first time slot in the even transmission block T1even is used by the BS to transmit wireless energy and superimposed information simultaneously to coupled relays. The EH from the best channel in the pre-coding channel matrix at coupled relays R1 and R2 is expressed as follows:

ER1T1even=ηλPSmaxA0×A1H02, (17)
ER2T1even=ηλPSmaxA0×A1G02, (18)

where T1odd=ToddTodd22.

The BS broadcasts a superimposed signal by combining the independent messages xi of devices Di for i=N,,1. Therefore, the received signal at coupled relays is expressed as follows:

maxA0×A1YR1T1even=1λmaxA0×A1H0i=N1αiPSxi+nR1, (19)
maxA0×A1YR2T1even=1λmaxA0×A1G0i=N1αiPSxi+nR2. (20)

In the second transmission block, SIC is implemented at the relay R2. As with the SIC in the odd transmission block, the relay R2 has to repeat SIC until it detect all data symbols xi for i=N,,1 in the best received signal as (20). The SINRs are obtained when relay R2 decodes the data symbols xi=xN,,x1 as follows:

maxA0×A1γR2xiT1eveni=N,,1=1λmaxA0×A1G02αiρS1λmaxA0×A1G02ρSj=1i1αj+1,fori>1, (21)
=1λmaxA0×A1G02αiρS,fori=n=1. (22)

Similar to (8) and (8), maximization of the instantaneous bit-rate threshold achieved at the relay R2 when the relay R2 decodes data symbols xi, where i=N,,1 is expressed as follows:

maxA0×A1RR2xiT1eveni=N,,1=12log21+maxA0×A1γR2xiT1eveni=N,,1. (23)

By applying a DF protocol, relay R2 recovers the decoded data symbols xi for i=N,,1 and forwards a beamforming superimposed signal to devices Dn for n=1,,N. The received signals in the second time slot T2even in even transmission block Teven at devices Dn while EH at relay R1 are expressed, respectively, as follows:

maxA1×A2YnNT2even=maxA1×A2Gni=N1αiPR2xi+nn, (24)
ER1T2even=ηλPSmaxA0×A1H02, (25)

where PR2 is the transmission power at relay R2 and the pre-coding channel matrix Gn is given by

Gnn=1,,N=gn1,1gn1,A2gnA1,1gnA1,A2 (26)

where the channel gna1,a2 in the pre-coding matrix channel Gn, with a1A1 and a2A2, is a channel from transmitting antenna a1 at relay R2 to a receiving antenna a2 at a device Dn, applying Rayleigh distributions for propagation. Each fading channel is represented by gn(.,.) such that gn(.,.)=vnω, where vn is the distance from relay R2 to device Dn.

The SINRs obtained at devices Dn for n=1,,N when they decode the data symbols xi for i=N,,n from the best received signal maxA1×A2YnT2even are expressed as follows:

maxA1×A2γ nnNxii=N,,nT2even=maxA1×A2Gn2αiρR2maxA1×A2Gn2j=1i1αjρR2+1,fori>1, (27)
=maxA1×A2Gn2αiρR2,fori=n=1, (28)

where SNR ρR2=PR2PR2N0N0.

Maximization of the achievable bit-rate thresholds achieved at devices Dn when they decode the data symbols xi for i=N,,n from the best received signal maxA1×A2YnT2even is expressed as follows:

maxA1×A2RnnNxii=N,,nT2odd=12log21+maxA1×A2γ nnNxii=N,,nT2odd. (29)

3. System Performance Analysis

Many factors affect the system performance of wireless networks. The authors of [34] investigated the causes of OP at the BS, such as brief BS power supply variation, preventive BS activity state transition due to excessive temperature increase or decrease inside the BS rack, auto-recovery software and hardware failure, and temporal cell interference and congestion. The downlink MIMO-NOMA model with superposition transmission at BS and SIC at the terminal devices and the SIC processing is adopted in receiver side [35]. Therefore, our study considered OP at the receivers when the receivers could not successfully decode messages in the received signals. We analyze the system performance of the network model depicted in Figure 1 and delivers novel closed-forms of OP, system throughput and EE expressions at coupled relays R=R1,R2 and devices Dn for n=1,,N.

3.1. Outage Probability at the Coupled Relays R

Theorem 1.

The outage event at a relay in the coupled relays R occurs when the relay cannot successfully decode at least a data symbol xixN,,x1 from the best received signal maxA1×A2YR1T2odd for an odd transmission block or maxA1×A2YR2T2even for an even transmission block, which is the best signal after TAS. Therefore, the coupled relays R receive the best superimposed signal maxA1×A2YRT2θ by applying a TAS protocol to select the best signal from the pre-coding channel matrix H0 for an odd transmission block or G0 for an even transmission block to maximize the SINRs γRxiT1θ, as given by (8), (9), (21), and (21), and maximize the instantaneous bit-rate threshold maxA0×A1RRxiT1θi=N,,1, as given by (10) or (23). Maximization of the instantaneous bit rate threshold maxA0×A1RRxiT1θi=N,,1 is then compared to a device’s predefined bit-rate threshold Ri*, where i=N,,1. If maximization of the instantaneous bit-rate threshold maxA0×A1RRxiT1θi=N,,1 is less than a device’s predefined bit-rate threshold Ri*, an outage event will occur, i.e, the OP at coupled relays R is expressed as follows:

OPRT1θ=PrmaxA0×A1RRxNT1θ<RN*+PrmaxA0×A1RRxNT1θRN*,maxA0×A1RRxN1T1θ<RN1*++PrmaxA0×A1RRxNT1θRN*,maxA0×A1RRxN1T1θRN1*,,maxA0×A1RRx2T1θR2*,maxA0×A1RRx1T1θ<R1* (30)

We obtain the OP at coupled relays R=R1,R2 in novel closed-form as follows:

OPRT1θ=i=N1a0=0A0a1=1A11expγi*1λβiρSσR2×k=Ni+11a0=1A1a1=1A11expγk*1λαkγk*j=1k1αjρSσR2fori<N, (31)

where βi is given by

βi=αiγi*j=1i1αj,fori>1, (32)
βi=αi,fori=1. (33)

See Appendix A for proof.

Remark 1.

If the network has a large number of devices, it is challenge to apply the expression (30) in Monte Carlo simulations. Fortunately, the authors of [12] analyzed a network model with multiple relays and multiple devices. The authors presented the expressions for OP at the relays as [12] (Equation (33)). It is important to mention that the present paper extends the work of the previous study [12] by deploying massive MIMO and TAS techniques. From [12] (Equation (33)), the OP expression at the coupled relay R in (30) can be rewritten as follows:

OPRT1θ =1i=N1PrmaxRRxiT1θRi*Qi. (34)

From (34), we obtain a novel expression of OP at the coupled relay R in closed-form by applying the Cumulative Density Function (CDF) as defined in [13] (Equation (71)):

OPRT1θ=1i=N11ψ=0A0A11ψA0A1!ψ!A0A1ψ!expψγi*1λβiρSσR2. (35)

See Appendix B for proof.

3.2. Outage Probability at Devices

Theorem 2.

The outage event in an odd or even transmission block at devices Dn for n=1,,N occurs when, on the one hand, the relays R1 and R2 for odd and even transmission blocks, respectively, cannot successfully decode at least data symbol xi for i=N,,n from the best received signal maxA0×A1YR1T1odd as (5) or maxA0×A1YR2T1even as (20). On the other hand, the coupled relays can successfully decode all data symbol xi for i=N,,n, but device Dn cannot successfully decode at least data symbols xi for i=N,,n from the best received signal maxA1×A2YnT2odd as (11) for an odd transmission block or maxA1×A2YnT2even as (24) for an even transmission block.

Therefore, the OP at devices in an odd or even transmission block is expressed as follows:

OPnθ=i=NnPrmaxA0×A1RRxiT1θ<Ri*k=Ni+1PrmaxA0×A1RRxkT1θRk*fori<N+i=NnPrmaxA1×A2RnxiT2θ<Ri*k=Ni+1PrmaxA1×A2RnxkT2θRk*fori<N×t=NnPrmaxA0×A1RRxtT1θRt* (36)

From (36), the OP at user Dn is obtained in closed-form as follows:

OPnN(θ)=i=Nna0A0a1A11expγi*1λβiρSσR2Qik=Ni+11Qkfori<N+i=Nna1A1a2A21expγi*βiρRσn2Kik=Ni+11Kkfori<Nt=Nn1Qt (37)

where σn2=EHn2. Note that θ=odd and R=R1, or θ=even and R=R2.

See Appendix C for proof.

Similar to (30), note that Expression (36) is challenging in Monte Carlo simulations if the network has a large number of devices. Therefore, the OP at devices Dn can be rewritten as follows:

OPnθ=1i=NnPrmaxA0×A1RRxiT1θRi,maxA1×A2RnxiT2θRi. (38)

From (38), we obtain the expression of OP at devices Dn in closed-form as follows:

OPnθ=1i=Nn1ψ=0A0A11ψA0A1!ψ!A0A1ψ!expψγi*1λβiρSσR2×1μ=0A1A21μA1A2!μ!A1A2μ!expμγi*βiρRσn2. (39)

See Appendix D for the proof.

3.3. System Throughput

In Figure 1 and Figure 2, the individual system model has two transmission blocks. Each odd or even transmission block is separated into two time slots. The achievable system throughput in an odd or even transmission block is the sum of the minimal device throughput at the relay and device in the same transmission block. Therefore, the system throughput is expressed as follows:

TP θ=n=1N1maxOPRxnT1θ,OPnxnT2θRn* (40)

3.4. Energy Efficiency

Green wireless networks require a higher throughput yet use lower energy. To achieve this aim, the present study deploys a massive MIMO technique and SWIPT protocol. As a result, the EE performance indicates the sum of device throughput and sum of transmission power at the BS and coupled relay ratio in the same transmission block. Therefore, the EE performance of an individual network model as given by Figure 1 is expressed as follows:

EE θ=n=1N1maxOPRxnT1θ,OPnxnT2θRn*1λρS+ρR. (41)

4. Numerical Results and Discussion

To investigate the system performance of the massive MIMO-NOMA network model shown in Figure 1, we propose parameters for both a theoretical analysis and the Monte Carlo simulations, as shown in Table 1.

Table 1.

Table of parameters.

Variables Values Units
N 3
dR1=dR2 10 metres
d1=v1 5 metres
d2=v2 7 metres
d3=v3 10 metres
α1 0.1667
α2 0.3333
α3 0.5
ω 4
σR12=σR22 1×104
σ12 16×104
σ22 4.1649×104
σ32 1×104
R1*=R2*=R3* 0.1 bps/Hz
ρS=ρR1=ρR2 0,,30 dB
η 1
A0 4
A2 2
Odd transmission block
A1 4
λ 0.4
Even transmission block
A1 16
λ 0.6

Let a wireless network contain coupled relays and three devices (N=3). The coupled relays are allocated nearby. The distances from the BS to the coupled relays are dR1=dR2=10 m, and the distances from the coupled relays to devices D1, D2 and D3 are d1=v1=5 m, d2=v2=7 m and d3=v3=10 m, respectively. The path-loss exponent refers to an indoor environment with λ=4. By modeling the more challenging indoor environment, the performance bound of the less challenging outdoor scenario is therefore also covered. In 4G Long-Term Evolution (LTE) release 8, the maximum numbers of antennas at the BS and user equipment are 4T4R and 1T2R, respectively. In 4G LTE-Advanced (LTE-A), the number of antennas is greater to allow the use of 8T8R at BSs and 2T2R at devices in LTE-A schemes. Therefore, massive MIMO networks need at least an 8T8R antenna array at the BS. However, the present study assumes a certain number of antennas equipped at the BS (A0=4), coupled relays R1 (A1=4), R2 (A1=16), and devices (A2=2) to prove the the benefits of massive MIMO (even transmission block) over MIMO (odd transmission block). The fading channel from the transmitting antennas at the BS to the receiving antennas at the coupled relays are distributed over Rayleigh fading channels. Based on distances and the path-loss exponent, the expected channel gains from the BS to coupled relays are σR12=σR22=1×104 and from the coupled relays to devices D1, D2, and D3 are σ12=16×104, σ22=4.1649×104, and σ32=1×104. Each fading channel randomly generates 1e6 experiments. To simplify, the devices require the same bit-rate thresholds R1*=R2*=R3*=0.1bps/Hz and SNR ρS=ρR=0,,30 dB. By applying (7), the PA factors for devices D1, D2, and D3 are α1=0.1667, α2=0.3333, and α3=0.5, respectively. The present study assumes that coupled relays may fully collect EH (η=1). The PS factor in an odd transmission block is λ=0.4. Therefore, 0.4PS and 0.6PS are applied to EH and DT processing, respectively, whereas the PS factor in an even transmission block is reduced (λ=0.4) since the relay R2 in this block is equipped with a greater number of antennas than relay R1 in an odd transmission block.

Figure 3 plots the OP performance at relay R1 and devices in odd transmission blocks. Note the various markers and line plot analysis (Ana) and simulation (Sim) results. The analysis results of OP performance at relay R1 are given by (30) or (34) and for devices Dn by (36) or (38). The analysis results were verified with Monte Carlo simulations for relay R1 given by (31) or (35) and for devices by (37) or (39), where R=R1 and θ=odd. Figure 3 illustrates that device D3 achieved the best OP results, even though device D3 was the farthest device and therefore allocated the biggest PA factor α3=0.5. When SRN ρ, the OP results of relay R1 and devices tend toward zero.

Figure 3.

Figure 3

OP at relay R1 and devices Dn for n=1,,N in an odd transmission block, where the number of antennas equipped at the BS, relay R1 and devices Dn are A0=4, A1=4, and A2=2, respectively, and the PS factor λ=0.4.

Figure 4 plots the OP performance at relay R2 and devices in even transmission blocks. To improve the networking capacity and energy, we equipped a large number of antennas at relay R2 and increased the PS factor λ=0.6. By increasing the PS factor, relay R1 was able to harvest more energy but relay R2 could receive weak signals. However, we may observe that the OP performance at relay R2 and devices in even transmission blocks (Figure 4) achieved better results than OP performance at relay R1 and devices in odd transmission blocks (Figure 3). The analysis results of OP performance for relay R2 are given by (30) or (34) and for devices Dn by (36) or (38), where R=R2 and θ=even. The analysis results were verified with Monte Carlo simulations for relay R2 given by (31) or (35) and for devices by (37) or (39), where R=R2 and θ=even.

Figure 4.

Figure 4

OP at relay R2 and devices Dn for n=1,,N in an even transmission block, where the number of antennas equipped at the BS, relay R2 and devices Dn are A0=4, A1=16, and A2=2, respectively, and the PS factor λ=0.6.

We may observe that the OP performances at relay R2 and devices in even transmission blocks outperform those at relay R1 and devices in odd transmission blocks at high SNRs such as ρS=ρR=20 dB. The present study thus exploits the advantages of a massive MIMO-NOMA network compared to a MIMO-NOMA network. We equipped a greater number of antennas on relay R2 (A1=16) than on relay R1 (A1=4). As a result, we obtained the respective pre-coding channel matrix sizes of 4×16 and 16×2 for G0 and Gn, which, in the even transmission blocks, were much larger than the pre-coding channel matrix sizes of 4×4 and 4×2 for H0 and Hn in odd transmission blocks. From Expressions (8), (9), (14), (15), (21), (22), (27), and (28) and by applying the TAS protocol, only the best channels from the pre-coding channel matrices are selected for data decoding. Therefore, the relay R2 and devices in even transmission blocks have better OP performance than relay R1 and devices in odd transmission blocks under the same simulation parameters.

Figure 5 and Figure 6 plot the system throughput performance at devices in odd and even transmission blocks, respectively. Even though device D3 has the farthest distance from coupled relays (d3=v3=10 m), device D3 always achieved the best throughput performance compared to other devices. It is interesting that the system throughput results of relay R1 and devices in odd transmission blocks (Figure 5) are similar to the system throughput results of relay R2 and devices in even transmission blocks (Figure 6) at the same SNR.

Figure 5.

Figure 5

System throughput in odd transmission blocks.

Figure 6.

Figure 6

System throughput in even transmission blocks.

To illustrate, we extract the investigated results from Matlab software. At a SNR range ρS=ρR=15,,21dB, device throughput in odd and even transmission blocks achieved TP odd=0.0051,0.0435,0.1338,0.2204,0.279,0.2983,0.3 and TP even=0.0011,0.0261,0.1287,0.2169,0.2849,0.2999,0.3, respectively. We may observe that device throughput in odd transmission blocks outperformed device throughput in even transmission blocks at low SNRs, i.e., ρS=ρR=15,,18dB. However, device throughput in even transmission blocks improved and outperformed device throughput in odd transmission blocks at high SNRs, i.e., ρS=ρR=19,20 dB. Device throughput also tended toward their data rate thresholds, i.e., R1*=R2*=R3*=0.1b/s/Hz when the SNRs ρS=ρR. As a result, system throughput in both odd and even transmission blocks TPodd=TPeven=R1*+R2*+R3*=0.3b/s/Hz at high SNRs ρS=ρR20 dB. It is important to note that the PS factor in even transmission blocks (λ=0.6) was greater than the PS factor in odd transmission blocks (λ=0.4). Therefore, the relay R1 in even transmission blocks harvested more energy than relay R2 in odd transmission blocks. Certainly, even transmission blocks achieved better EE performance than odd transmission blocks.

Figure 7 plot the EE performance of odd even transmission blocks. We may observe that EE performance in the even transmission block with massive MIMO had a higher peak than the odd transmission block. The massive MIMO technique therefore not only provided greater throughput but also consumed less energy.

Figure 7.

Figure 7

EE of a MIMO network (odd transmission block) compared to a massive MIMO network (even transmission block).

5. Conclusions

This paper proposes a design for a switchable coupled relay model to assist a massive MIMO-NOMA wireless network in serving multiple devices and extending a network’s lifespan. A diagram of two transmission blocks illustrates signal propagation and EH processing. Propagation and formulations are analyzed. We derive the closed-form novel expressions for OP at the coupled relays and devices. The theoretical results show that the massive MIMO technique in combination with TAS and SWIPT protocols in an underlay cooperative NOMA network provides higher throughput and consumes lower energy. The obtained results verify the massive MIMO technique as effective for 5G wireless networks. The present paper offers the potential for the practical application of a massive MIMO-NOMA network model assisted by switchable coupled relays, for example in a water environment where relays and devices are barely powered. Our massive MIMO-NOMA assisted by switchable coupled relays in combination with TAS and EH protocols can not only improve OP and system throughput performance but also extend the network’s lifespan. Specifically, EH at the relay may be used to forward signals without consuming the relay’s own energy. This is promising as a potential solution in extending a network’s lifespan.

Acknowledgments

We are especially grateful for our reviewers’ comments and all the constructive suggestions that have helped us improve the quality and presentation of our manuscript.

Abbreviations

The following abbreviations are used in this manuscript:

5G Fifth-Generation
AF Amplify-and-Forward
AWGN Adaptive White Gaussian Noise
BS Base Station
CSI Channel State Information
DF Decode-and-Forward
EE Energy Efficiency
EH Energy Harvesting
FD Full-Duplex
HD Half-Duplex
IoTs Internet of Things
MIMO Multi-Input-Multi-Output
NOMA Non-Orthogonal Multiple Access
OP Outage Probability
PA Power Allocation
PS Power Splitting
QoS Quality of Service
RF Radio Frequency
SIC Successive Interference Cancellation
SINR Signal-to-Interference-plus-Noise Ratio
SISO Single-Input-Single-Output
SNR Signal-to-Noise Ratio
SWIPT Simultaneously Wireless Information Power Transmit
TAS Transmit Antennas Selection
TS Time Switching
WIP Wireless Information Power

Notations

The following notations are used in this manuscript:

N N1 Number of devices
R1, R2 Coupled relays
dR1, dR2 Distances from BS to relays
R R=R1,R2 Set of relays
Dn nN Devices
dn nN Distances from relay R1 to devices
vn nN Distances from relay R2 to devices
A0, A1, A2 A0>1, A1>1, A2>1 Number of antennas on BS, R1 and R2, respectively
ω Path-loss exponent factor
H0, G0 Pre-coding channel matrices from BS to R1 and R2
h0a0,a1, g0a0,a1 a0A0, a1A1 Channels from BS to R1 and R2
Hn, Gn Pre-coding channel matrices from R1 and R2 to devices
θ θ=odd,even binary value
T(θ) θ=odd,even Odd/even transmission block
hna0,a1, gna0,a1 nN,a0A0, a1A1 Channels from relays R1 and R2 to devices
T1(θ),T2(θ) First/second time slot in odd/even transmission block
λ 0λ1 Power splitting factor
η 0η1 Collect factor
PS,PR Power domain on BS and relays
ρS,ρR SNR on BS and relays
αi iN, iαi=1, α1<<αN PA factors for devices
xi iN Data of devices
n R, nn, nN AWGN at relays and devices
YRT1θ θ=odd,even, R=R1,R2 Received signals at relays
YnT2θ θ=odd,even, nN Received signals at devices
Ri* iN Devices’ data rate thresholds
γi* iN SINR thresholds
γRxiT1θ θ=odd,even, R=R1,R2, iN SINRs at relays decode symbol xi
γnxiT2θ θ=odd,even, nN, in SINRs at devices decode symbol xi
RRxiT1θ θ=odd,even, R=R1,R2, iN Relays’ instantaneous bit-rate thresholds
RnxiT2θ θ=odd,even, nN, in Devices’ instantaneous bit-rate thresholds
ERT1θ θ=odd,even, R=R1,R2 EH at relay R1 or R2 in odd/even transmission block
OPRT1θ θ=odd,even, R=R1,R2 OP at relays
OPnθ θ=odd,even, nN OP at devices
TP θ θ=odd,even System throughput in odd/even transmission block
EE θ θ=odd,even Energy efficiency in odd/even transmission block

Appendix A. Proof of Theorem 1

From (30), let

LRxiT1θi=N,,1=PrmaxA0×A1RRxiT1θ<Ri*k=Ni+1PrmaxA0×A1RRxiT1θRi*fori<N (A1)

After some algebraic manipulation, we obtain

LRxiT1θi=N,,1=PrmaxA0×A1H02<γi*1λβiρSk=Ni+1PrmaxA0×A1H02γi*1λβiρSfori<N. (A2)

From PDF expressions [23] (Equations (59) and (60)), we obtain

LRxiT1θi=N,,1=a0=1A0a1=1A10γi*1λβiρSexpxxσR2σR2σR2dxk=Ni+1a0A0a1A1γk*1λβkρSexpyyσR2σR2σR2dyi<N=a0=1A0a1=1A11expγi*1λβiρSσR2k=Ni+11a0A0a1A11expγk*1λβkρSσR2i<N. (A3)

By substituting (A3) into (30), we obtain the expression of OP at coupled relays R, as shown in (31).

From (34), we obtain

Qi=PrmaxA0×A1RRxiT1θRi*=PrmaxA0×A1γRxiT1θγi*. (A4)

Appendix B. Proof of Remark 1

From [23] (Equation (71)), we obtain the CDF expression as follows:

FmaxA0×A1γRxiT1θγ=ψ=0A0A11ψA0A1!ψ!A0A1ψ!expψγ1λαiγj=1i1αjρSσR2, (A5)
FmaxA0×A1γRxiT1θγ=ψ=0A0A11ψA0A1!ψ!A0A1ψ!expψγ1λαiρSσR2, (A6)

where Expression (A5) is with i>1 and γ<αiαij=1i1αjj=1i1αj. If γαiαij=1i1αjj=1i1αj, Expression (A5) refers to one. Expression (A6) is with i=1.

By applying the CDF expressions as (A5) and (A6), we obtain

Qi=1FmaxA0×A1γRxiT1θγi*=1ψ=0A0A11ψA0A1!ψ!A0A1ψ!expψγi*1λβiρSσR2. (A7)

By substituting (A7) into (34), we obtain OP at coupled relay, as shown in (35).

Appendix C. Proof of Theorem 2

From (36), we obtain

OPnθ=i=Nna0A0a1A10γi*1λβiρSexpxxσR2σR2σR2dxk=Ni+1a0A0a1A1γk*1λβkρSexpxxσR2σR2σR2dx+i=Nna1A1a2A20γi*βiρRexpxxσn2σn2σn2dxk=Ni+1a1A1a2A2γk*βkρRexpxxσn2σn2σn2dx×t=Nna0A0a1A1γt*1λβtρSexpxxσR2σR2σR2dx (A8)

Expression (A8) can be solved and obtained in closed-form, as shown in (37).

Appendix D. Proof of Remark 2

From (38), we obtain

OPnθ=1i=Nn1FmaxA0×A1γRxiT1θγi*1FmaxA1×A2γnxiT2θγi*, (A9)

where FmaxA0×A1γRxiT1θγ is given by (A5) or (A6) and FmaxA1×A2γnxiT2θγ is given by

FmaxA1×A2γnxiT2θγ=μ=0A1A21μA0A1!μ!A0A1μ!expμγαiγj=1i1αjρRσn2, (A10)
FmaxA1×A2γnxiT2θγ=μ=0A1A21μA1A2!μ!A1A2μ!expμγαiρRσn2, (A11)

where Expression (A10) is with i>1 and 0γ<αiαij=1i1αjj=1i1αj and Expression (A11) is with i=1 and γ0.

By substituting Expressions (A5), (A6), (A10), and (A11) into Expression (A9), we obtain OP at devices Dn in closed-form, as shown in (39).

Author Contributions

These authors contributed equally to this work. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by The Ministry of Education, Youth and Sports within the grant reg. No. SP2021/25 and partially within the Large Infrastructures for Research, Experimental Development, and Innovations project reg. No. LM2018140.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Data was randomly generated when we were running program. There is no data to share.

Conflicts of Interest

The authors declare no conflict of interest. The funders had no role in the study’s design, the collection, analysis and interpretation of data, writing of the manuscript, nor in the decision to publish the results.

Footnotes

Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

Data was randomly generated when we were running program. There is no data to share.


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