Outcomes of Patients Undergoing Emergency Tracheostomy During COVID 19 Pandemic: Our Experience from a Tertiary Care Centre in North-East India

Abstract

Airway management in the form of tracheostomy may be done as an emergency or elective procedure depending on when the patient presents and it usually involves a multi-disciplinary team including the anesthesiologist and emergency physician. The purpose of this study is to present our experience with emergency tracheostomies carried out for patients presenting with tumors in the aerodigestive tract during this period of covid 19 pandemic and their outcomes. This is a cross sectional observational study. All the patients who underwent emergency tracheostomy at Dr. B. Borooah Cancer Institute, Guwahati, India, during the period 24th March, 2020 to 23rd September, 2020(6 months) are included in this study. A total of 115 patients underwent 117 emergency tracheostomies (two underwent redo tracheostomies). Median age of patients was 55 years. More than 85% of patients were male. The most common initial presenting complaint was dysphagia (40%) followed by dyspnea (25%). Most common site of tumor was pyriform sinus cancer (45.2%). Almost 45% of patients presented with stage IVA. Complications were seen in 10 patients (8.7%). These included stomal stenosis in 4(3.5%), primary hemorrhage in 3(2.6%), subcutaneous emphysema, infection and wound break down each in one patient (0.9% each). Among the eight residents who performed these procedures, five developed covid 19 symptoms subsequently, and were tested covid positive. Emergency tracheostomy is a safe procedure for patients; however it carries a higher risk of covid transmission despite using proper precautions.

Introduction

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) has become a worldwide pandemic spreading to over 191 countries, and affecting more than sixty-six million people worldwide [1]. Although the majority of individuals experience mild symptoms, approximately 10–17% develop acute respiratory distress syndrome requiring invasive mechanical ventilation [2, 3]. A nationwide lockdown was imposed by the Government of India from 24th March 2020 to contain the spread of coronavirus infection. This pandemic has caused major disruption of health care services pervading all regions of the world with a calamitous impact on those with limited resources.

Tumors involving the aerodigestive tract can present a great challenge with airway management especially in developing countries like India where large number of patient present at a later stage. Encroachment on the airway may be slow as the tumors grow and acute dyspnea may not be a feature until stridor occurs when airway obstruction is more than 50% [4].

Airway management in the form of tracheostomy may be done as an emergency or elective procedure [5, 6] depending on when the patient presents and it usually involves a multi-disciplinary team including the anesthesiologist and emergency physician [4].

The purpose of this study is to present our experience with emergency tracheostomies carried out for patients presenting with tumors in the aerodigestive tract during this period of covid 19 pandemic and their outcomes.

Materials and Methods

This is a cross sectional observational study. All the patients who underwent emergency tracheostomy at Dr. B. Borooah Cancer Institute, Guwahati, India, during the period 24th March, 2020 to 23rd September, 2020(6 months) are included in this study. Patient’s demographic and clinical profile were noted. The aim of this study is to present the outcomes of these patients during this covid 19 period.

Standard Operating Procedure (SOP)

Pre procedure covid testing was not mandatory for tracheostomy (as it is a lifesaving emergency procedure), however all patients without pre-operative covid report were kept in isolation ward and followed with covid test (i.e. Rapid Antigen Test (RAT). Personal protection kits (PPE) which included disposable shoe covers, gown, goggles, cap, mask, face shield and gloves were used in every case without pre-tracheostomy covid report. PPE was not used in patients with negative covid test report (RAT) of within seven days of time.

Results

A total of 115 patients underwent 117 emergency tracheostomies (two underwent redo tracheostomies). Median age of patients was 55 years. More than 85% of patients were male. Table 1 shows clinico-demographic profile of the patients. The most common initial presenting complaint was dysphagia (40%) followed by dyspnea (25%). Maximum number of patients had ECOG (Eastern Cooperative Oncology Group) status of 1(55.6%).

Table 1.

Clinico-demographic profile of the patients at initial presentation

Characteristics	Results
Age (Mean)	54.9 years
Age (Median)	55 years
Sex
Male	98 (85.2%)
Female	17 (14.8%)
Presenting complaint
Dysphagia	46 (40%)
Dyspnea	29 (25%)
Hoarseness of voice	21 (18%)
Neck swelling	21 (18%)
Odynophagia	14 (12%)
Stridor	12 (10%)
Foreign body sensation in throat	11 (10%)
Weight loss	11 (10%)
Bleeding from mouth	5 (4%)
ECOG
0	16 (14%)
1	64 (55.6%)
2	28 (24.3%)
3	5 (4.3%)
4	2 (1.7%)

Most common site of tumor was pyriform sinus cancer (45.2%). Almost 45% of patients presented with stage IVA. Most common histology was squamous cell carcinoma (70.4%) (Table 2).

Table 2.

Tumor characteristics

Characteristics	Result
Tumor site
Hypopharynx	52 (45.2%)
Larynx	29 (25.2%)
Oropharynx	13 (11.3%)
Unknown	21 (18.2%)
Stage
I	0 (0%)
II	4 (3.5%)
III	28 (24.3%)
IVA	52 (45.2%)
IVB	10 (8.7%)
IVC	0 (%)
Unknown	21 (18.2%)
Histology
Squamous cell carcinoma	81 (70.4%)
Small cell carcinoma	1 (0.8%)
Lymphoma	3 (2.6%)
Unknown	30 (26%)

Pre-tracheostomy covid testing report was available in 11 patients. Out of that, one was covid positive and rest were negative. On post-tracheostomy covid testing, 9 patients from rest of 104 patients were tested covid positive. They were shifted to dedicated covid ward and managed there till they turned covid negative.

Complications were seen in 10 patients (8.7%). These included stomal stenosis in 4(3.5%), primary hemorrhage in 3(2.6%), subcutaneous emphysema, infection and wound break down each in one patient (0.9% each). The length of hospital stay ranged from 2 to 16 days (mean length of hospital stay was 4.5 days and median was 3 days).

Among the eight residents who performed these procedures, five developed covid 19 symptoms subsequently, and were tested covid positive. All of them recovered well.

Discussion

Tracheostomy is a surgical procedure that entails making an opening into the trachea and maintaining same with a tube to establish communication with the exterior, [7] the major aim of which is circumventing upper airway obstruction. The most frequent recorded indications for tracheostomy in literature are trauma and head and neck cancers [8, 9]. In these situations, it is done to relieve upper airway obstructions (either as emergency or elective procedures).

Tracheostomy is an aerosol generating procedure, and health-care workers are at risk of infection during insertion and subsequent care, even when appropriate personal protective equipment (PPE) is used. Aerosol-generating procedures were identified as a leading cause of viral transmission during the SARS outbreak in 2003, with super-spreading events occurring throughout hospitals in Hong Kong, China, and Canada [10]. In our study also, we observed that despite the use of PPE kits and proper guidelines, five out of eight residents who performed these procedures turned covid positive. Although there is no evidence to say that all these covid infections were direct result of tracheostomies.

The commonest indication for tracheostomy in our study was hypopharyngeal cancer [45.2%] (Table 3). This is in contrast to other previous studies that however reviewed tracheostomies done for various other pathologies and different study populations [8, 9].

Table 3.

Stage and site wise distribution of patients

Tumor site	Stage I	Stage II	Stage III	Stage IVA	Stage IVB	Stage IVC	Total
Hypopharynx	0	2	16	29	5	0	52
Larynx	0	1	7	18	3	0	29
Oropharynx	0	1	5	5	2	0	13
Total	0	4	28	52	10	0	94

The median age of patients in our experience was 55 years and more than 85% were males. This is buttressed by the fact that hypopharyngeal cancer was the commonest indication for the procedure, a disease commonly affecting males in this age group with males about 4 or more times more affected than females [11, 12].

Emergency awake tracheostomy is beneficial in patients that present with impending airway obstruction and is a safe procedure when performed appropriately. [13] The challenge with tracheostomy in such an emergency situation is positioning of the patients (difficulty experienced in supine position with neck extension in their hypoxic state). This makes the procedure difficult and increases risks. [14] In our study we encountered three (2.6%) cases of primary hemorrhage, all of them occurred in patients who presented with severe respiratory distress.

We recorded an overall complication rate of 8.7% in our study (including 2.6% of primary hemorrhage). The rate of complications following tracheostomy varies from one part of the world to another and ranges of 5–40% have been reported with these rates increasing 2–5 folds following emergency tracheostomy [15]. Like previous studies documented, we also agree that emergency tracheostomy in patients with aerodigestive tract tumors is a relatively safe but challenging procedure. Most of the complications are due to poor tissue handling in emergency situations, and restlessness of the patient due to air hunger.

The median length of hospital stay in our study was 3 days (mean was 4.5 days and range 2–16 days) indicating the effective post-operative care given to our patients necessitating early hospital discharge. Only covid positive patients had a longer hospital stay as they were kept under observation until they turned covid negative. A shorter hospital stay reduces the risk of nosocomial infections, reduces morbidity and mortality and the financial burden on patients and care-givers [16]. Less invasive procedures like percutaneous dilatational tracheostomy have been reported in recent times with lesser complication rates than open tracheostomy; [17] however, our center lacks facilities for this method of tracheostomy.

Our decannulation rate was 0%. As all of the patients were either under evaluation, receiving definitive treatment, had just finished their treatment course, haven’t had their post treatment check endoscopy done yet or needed tracheostomy for palliative care.

The overall hospital mortality rate was 0% during the study period. However thirty patients were lost to follow up during the period of evaluation, as our part of the country was in lockdown situation.

The limitations of our study included: first, it is a single center study. Secondly it is a observational study and thirdly, it involves a relatively small study population and this may have resulted in a lack of statistically significant correlations limiting interpretation of the relationships between variables.

Conclusion

Emergency tracheostomy is a safe procedure for patients; however it carries a higher risk of covid transmission despite using proper precautions. Nonetheless, despite the risks associated, it is a lifesaving procedure and has to be performed when needed. We suggest whenever needed (during this covid period), this procedure should be performed by experienced surgeons with minimal staff wearing personal protective kit.

Funding

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Accurate data and materials have been collected.

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Compliance with Ethical Standards

Conflict of interest

The author(s) declare that they have no competing interests.

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