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. 2021 Mar 8;16(3):e0247940. doi: 10.1371/journal.pone.0247940

Left ventricular diastolic dysfunction in non-severe chronic obstructive pulmonary disease – a step forward in cardiovascular comorbidome

Zheina Cherneva 1,*, Dinko Valev 2, Vania Youroukova 3, Radostina Cherneva 3
Editor: Hans-Peter Brunner-La Rocca4
PMCID: PMC7939359  PMID: 33684166

Abstract

Chronic obstructive pulmonary disease (COPD) augments the likelihood of having left ventricular diastolic dysfunction (LVDD)–precursor of heart failure with preserved ejection fraction (HFpEF). LVDD shares overlapping symptomatology (cough and dyspnea) with COPD. Stress induced LVDD is indicative of masked HFpEF. Our aim was to evaluate the predictive value of inflammatory, oxidative stress, cardio-pulmonary and echocardiographic parameters at rest for the diagnosis of stress LVDD in non-severe COPD patients, who complain of exertional dyspnea and are free of overt cardiovascular diseases. A total of 104 COPD patients (26 patients with mild and 78 with moderate COPD) underwent echocardiography before cardio-pulmonary exercise testing (CPET) and 1–2 minutes after peak exercise. Patients were divided into two groups based on peak average E/e’: patients with stress induced left ventricular diastolic dysfunction (LVDD)—E/e’ > 15 masked HFpEF and patients without LVDD—without masked HFpEF. CPET and echocardiographic parameters at rest were measured and their predictive value for stress E/e’ was analysed. Markers for inflammation (resistin, prostaglandine E2) and oxidative stress (8-isoprostanes) were also determined. Stress induced LVDD occurred in 67/104 patients (64%). Those patients showed higher VE/VCO2 slope. None of the CPET parameters was an independent predictor for stress LVDD.Except for prostglandine E2, none of the inflammatory or oxidative stress markers correlated to stress E/e’. The best independent predictors for stress LVDD (masked HFpEF) were RAVI, right ventricular parasternal diameter and RV E/A >0.75. Their combination predicted stress LVDD with the accuracy of 91.2%. There is a high prevalence of masked HFpEF in non-severe COPD with exertional dyspnea, free of overt cardiovascular disease. RAVI, right ventricular parasternal diameter and RV E/A >0.75 were the only independent clinical predictors of masked HFpEF. 288.

Introduction

Chronic obstructive pulmonary disease (COPD) patients frequently suffer from comorbidities [1]. COPD patients have 2–3 fold elevated predisposition of cardio-vascular (CV) events even when confounders are taken into account [2]. CV comorbidity in COPD is assumed as “cardio-pulmonary continuum” rather than being attributed to shared risk factors [3]. Cardio-respiratory interactions are not restricted to definite structural, haemodynamic, vascular or genetic parameters and both diseases are linked to systemic inflammation.

COPD augments the likelihood of having cardio-vascular diseases (CVD), the strongest association, being with heart failure [4]. The diagnosis of heart failure with preserved ejection fraction (HFpEF) in COPD is difficult. Its precursor—abnormal left ventricular relaxation, is termed left ventricular diastolic dysfunction (LVDD). It may be present, regardless of left ventricular ejection fraction (LVEF) or patient’s symptoms [5,6].

The early detection of LVDD is an important part in the evaluation of COPD patients, as it can lead to heart failure and worse prognosis. The overlapping symptoms (dyspnea or chest pain) deter the timely diagnosis of the comorbidity (concomitant cardiac or pulmonary disease). Both COPD and heart failure exacerbations present similarly, making it difficult to distinguish one from another. Echocardiography is the key diagnostic modality for identifying diastolic dysfunction. The simultaneous performance of stress-echocardiography and cardio-pulmonary exercise testing may helpfully provide timely detection of early stages of LVDD in COPD patients with exertional dyspnoea. Their execution is, however, time consuming and demands special equipment.

With these objectives we set the following aims: 1) to detect the frequency of stress LVDD—masked heart failure with preserved ejection fraction (HFpEF) in non-severe COPD patients, free of overt cardiovascular pathology who complain of exertional dyspnea; 2) to establish which echocardiographic parameters at rest may be predictors for stress LVDD; 3) to establish which inflammatory (hsCRP, resistin, prostaglandine E2) and oxidative stress (8-isoprostane) markers are predictors for stress LVDD.

Materials and methods

Patients and study protocol

It was a prospective study that was performed in 224 clinically stable outpatients, diagnosed with COPD at the University Hospital for Respiratory Diseases “St. Sophia”, Sofia. Only 163 of them met the inclusion criteria: The inclusion criteria are: 1) non-severe COPD (post bronchodilatator FEV1/FVC<70%; FEV1/ > 50%); 2) preserved left ventricular systolic function LVEF>50%; 3) lack of overt cardiovascular disease; 4) exertional dyspnea. The flowchart of the study is presented in Fig 1.

Fig 1. Flowchart of the study protocol.

Fig 1

All the subjects had exertional dyspnoea, but a total of 104 patients (64 men, 40 women; mean age of 62.9±7.5 years) were considered eligible, assuming the exclusion criteria. The recruitment period was between May 2017–April 2018, and was approved by the Committee of Ethics of Science of the Medical University, Sofia (protocol 5/12.03.2018). All the patients were preliminary acquainted with the aim of the study, its scientific value and the potential presentation of data at different forums. No minor participants were included. All of the participants delivered a written form of the protocol and objective of the study and signed their informed consent. We declare no conflict of interest regarding this study.

The following exclusion criteria were considered: 1) left ventricular ejection fraction (LVEF) < 50%; 2) left ventricular diastolic dysfunction at rest more than first grade; 3) presence of echocardiographic criteria of pulmonary hypertension (systolic pulmonary arterial pressure > 36 mmHg, maximum velocity of the tricuspid regurgitation jet > 2.8 m/s; 4) valvular heart disease–was excluded by the absence of structural and functional abnormalites at both rest and stress echocardiography; 5) documented cardiomyopathy; 6) severe uncontrolled hypertension (systolic blood pressure > 180 mmHg and diastolic blood pressure >90 mmHg); 7) atrial fibrillation or malignant ventricular arrhythmia; 8) coronary artery disease was excluded by ECG–none of the patients had angina symptoms at rest or during load; none of them showed ST-T changes during the load or in the recovery phase; 9) anaemia was excluded if Hb<100g/l; 10) diabetes mellitus; 11) cancer; 12) chronic kidney disease was excluded if eGFR <60ml/min; 13) recent chest or abdominal surgery; 14) recent exacerbation (during the last three months); 15) recent change (during the last three months) in inhalatory therapy.

Thirty-nine patients (32.5%) were excluded because of recent exacerbation; twenty-eight patients (23.3%) had a recent change in the concomitat inhalatory therapy; eight (7%) had anemia; twenty-four (20%) patienst had diabetes; five (4.2%) patients had chronic kidney failure.

Procedures

Pulmonary function testing

All the subjects undewent preliminary clinical examination which included chest X-ray, spirometry, electrocardiogram, echocardiography. Those eligible for the study performed spirometry and exercise stress test. They were performed on Vyntus, Cardio-pulmonary exercise testing (Carefusion, Germany) in accordance with ERS guidelines [7]. Only patients with mild/ moderate airway obstruction (FEV1 >50%) were selected.

Dynamic hyperinflation (DH)

Body plethysmography (residual volume (RV), functional residual capacity (FRC), total lung capacity (TLC)) was performed on (Vyntus, body plethysmograph, CareFusion, Germany) using European and American Thoracic Society guidelines [7]. Changes in operational lung volumes were derived from measurements of dynamic inspiratory capacity (IC), assuming that total lung capacity (TLC) remained constant during exercise [8,9]. This has been found to be a reliable method of tracking acute changes in lung volumes [810]. IC was measured at the end of a steady-state resting baseline, at 2 min intervals during exercise, and at end exercise. End-expiratory lung volume (EELV) was calculated from IC maneuvers at rest, every 2 minutes during exercise and at peak exercise (Vyntus). In these maneuvers, after EELV was observed to be stable over 3–4 breaths, subjects were instructed to inspire maximally to TLC. For each measurement, EELV was calculated as resting TLC minus IC, using the plethysmographic TLC value. Dynamic IC (ICdyn) was defined as resting IC minus IC at peak exercise [11]. Dynamic hyperinflation (DH) was defined as a decrease in IC from rest of more than 150 mL or 4.5% pred at any time during exercise [11].

Stress test protocol–cardio-pulmonary exercise testing (CPET)

All the patients underwent cardio-pulmonary exercise testing on a cycle ergometer. symptom limited incremental exercise stress test following the guidelines [12]. A continuous ramp protocol was applied. After two minutes of unloaded pedaling (rest phase- 0W), a three minute warm-up phase (20W) followed. The test phase included 20W/2min load increments. Patients were instructed to pedal with 60–65 rotations per minute. Patients’ effort was considered to be maximal if two of the following criteria emerged: predicted maximal HR is achieved; predicted maximal work is achieved; ‘VE/’VO2 >45, RER >1.10 as recommended by the ATS/ACCP [13]. The maximum HR (MHR) was calculated (MHR = 220—age). The target HR (THR) was set at 80% of MHR.

A breath-by-breath analysis was used for expiratory gases evaluation. ‘VO2 (mL/kg/min), ‘VCO2 (L/min), ‘VE (L/min) and PetCO2 (mm Hg) were collected continuously at rest and throughout the exercise test. Peak values of oxygen consumption and carbon dioxide production were presented by the highest 30-second average value, obtained during the last stage of the exercise test. Peak respiratory exchange ratio was the highest 30second averaged value between’VO2 and ‘VCO2 during the last stage of the test. Resting PetCO2 was the 2-minute averaged value in the seated position prior to exercise, while the peak value was expressed as the highest 30-second average value obtained during the last stage of the exercise test. Ten-second averaged ‘VE and VCO2 data, from the initiation of exercise to peak, were used to calculate the ‘VE/’VCO2 slope via least squares linear regression. It has been shown to produce clinically optimal information compared with derivations excluding data past the respiratory compensation point [14]. ‘VE/’VCO2 slope was calculated as a linear regression function using 10-s averaged values and excluding the non-linear part of the relationship after the respiratory compensation point (where nonlinear rise in ‘VE occurred relative to ‘VCO2 in the presence of decrease of end-tidal pressure of CO2. As the study group consisted of COPD patients a dual approach for the measurement of the anaerobic threshold (AT) was applied. Both V-slope method and the ventilatory equivalents method for VO2 and ‘VCO2 were used. The modified Borg scale was applied for peak dyspnea and leg discomfort.

Echocardiography methods

Good quality echocardiographic images could be acquired in all of our patients with mild and moderate (non-severe) COPD. Echocardiography included the generally applied approaches of M-mode, two-dimensional and Doppler echocardiography. Routine structural and haemodynamic indices of both chambers were measured following the guidelines [6]. The systolic function of the left ventricle was defined by Simpson’s modified rule. The diastolic function of both ventricles was evaluated by the E/A ratio at rest [6]. As a more precise approach for diastolic dysfunction detection, tissue Doppler analysis was used. We used e’ value as the average of medial and the lateral measurements for the mitral annulus. The four recommended variables for identifying diastolic dysfunction at rest and their abnormal cut-off values are: annular e’ velocity, septal e’ < 7 cm/sec, lateral e’ <10 cm/sec; average E/e’ ratio > 14; LA volume index > 34 mL/m2; and peak TR velocity > 2.8 m/sec. LV diastolic dysfunction is present if more than half of the available parameters meet these cut-off values. Grade I diastolic dysfunction is considered if: E/A<1; DT>200msec; average E/e’<8. Grade II is assumed if: 1> E/A <2; 160> DT <200msec; average 8>E/e’<15. Grade III is assumed if: E/A >2; DT<160msec; average E/e’>15.Stress echocardiography was performed 1-2minutes after peak exercise. It was considered positive when all of the following three conditions are met during exercise: average E/e’ > 14 or septal E/e’ ratio > 15, peak TR velocity > 2.8 m/sec and septal e’ velocity < 7 cm/sec [6].

RV systolic function was assessed using tricuspid annular plane systolic excursion (TAPSE) and tissue Doppler S peak velocity. RV wall thickness (RVWT) was measured from the subcostal view at the tip of the anterior tricuspid leaflet in end-diastole. Pulmonary pressure was calculated directly by sampling the tricuspid insufficiency and indirectly by the acceleration time (AcT) on pulmonary flow. To calculate the systolic pulmonary arterial pressure (sPAP) we used the simplified Bernoulli equation (P = 4[TRmax]2) taking peak TR velocity + right atrial pressure (RAP). RAP is assumed by the size of inferior vena cava (IVC) at rest and its distensibility during inspiration. Right atrium volume index (RAVI) was measured at right ventricular end-systole by Simpson’s modified rule. Stress induced RV diastolic dysfunction was considered if stress induced average RV E/e’ ratio > 6. The average e’ value was the average measurement of the medial and lateral side of the tricuspid annulus for three beats. All parameters were measured 1–2 minutes after peak exercise in patients lying on bed closely situated to the ergometer cycle (supine position). All parameters were measured at end-expiration and in triplicate during different heart cycles [15,16].

Laboratory assays

Approximately 7 mL of venous blood was obtained from all cases. Blood samples were centrifuged immediately after collection and isolated plasma was stored in vials at –80°C until assayed. Resistin was measured by commercial kits, following the procedure protocol. Resistin was determined by an ELISA kit (RayBio_ Human Resistin ELISA Kit Protocol (Cat#:ELH-Resistin-001) The intra- and interassay coefficients of variation in this assay kit ranged from 10 to 12%. Plasma resistin levels were measured in ng/ml.

High Resolution Accurate Mass (HRAM) of 8-isoprostane and prostgalndine E2

Approximately 20 mL of urine was obtained from all cases The levels of 8-isoprostane and prostgalndine E2 in urine samples were determined by HRAM (high resolution accurate mass) mass spectrometry on LTQ Orbitrap® Discovery (ThermoScientific Co, USA) mass spectrometer, equipped with Surveyor® Plus HPLC system and IonMax® electrospray ionization module. The analyses were carried out by stable isotope dilution method in negative ionization mode using HESI II (heated electrospray ionization) source type. The concentration and purification of 8-isoprostane and prostgalndine E2 from urine samples was processed by affinity sorbent (Cayman Chemical, USA), following the producer’s protocol with some modification. The urinary 8-isoprostane and prostgalndine E2 levels were standardized to the levels of urinary creatinine. Creatinine was measured applying the enzyme method—Creatinine plus version 2 Cobas Integra (Roche). Results are given in pg/mkmol/creatinine.

Statistical analysis

Descriptive statistics was used for demographic and clinical data presentation. The Kolmogorov-Smirnov test was used to explore the normality of distribution. Continuous variables in each group of subjects were expressed as median and interquartile range when data was not normally distributed and with mean ±SD if normal distribution was observed. Categorical variables were presented as proportions. Data were compared between patients with and without LVDD. An unpaired Student’s t test was performed for normally distributed continuous variables. Mann-Whithney-U test was used in other cases. Categorical variables were compared by the χ2 test or the Fisher exact test. Correlation analysis was performed between cardio-pulmonary, echocardiographic, oxidaive stress and inflammatory markers and stress LVDD. Receiver operating characteristic (ROC) curves, a statistical technique used to determine parameter ability to discriminate between “gold standard normal and abnormal” were constructed. In our study ROC analysis was performed to test echocardiographic parameters at rest that may best accurately distinguish between stress LV E/e’ >15 or < 15. The cut-off values with the best sensitivity and specificity were selected. Multivariate linaer regression analysis was also applied with those cardio-pulmonary, inflammatory and echocardiographic parameters (the echocardiographic parameters were evaluated as qualitative parameters, using their cut-off values). Predictive models were constructed. Age, sex, height, weight (BMI), FEV1, ICdyn, LV diastolic dysfunction at rest were specifically included as co-variates, as all of these have been previously reported as pathogenetic factors for LVDD.

In all cases a p value of less than 0.05 was considered significant as determined with SPSS® 13.0 Software (SPSS, Inc, Chicago, Ill) statistics.

Results

Demographic and clinical data

Subjects enrolled in the study were Caucasians at a mean age of 62.50±8.5 years and a body mass index of 27.26±6.92kg/m2. They were divided into two groups—subjects with stress LVDD—64% (67/104) and those without—36% (37/104). There was no difference regarding the demographic, and respiratory parameters. The distirbution of COPD severity did not predominate in any of the subjects. The two groups, however, distinguished in some of their CPET parameters (Table 1).

Table 1. Anthropometric, clinical, cardio-pulmonary parameters and biomarkers of the patients with and w/o stress LVDD.

Patients w/o stress LVDD (37) Patients with stress LVDD (67) p-value
Demographic data
Age, year 60.00 ± 7.00 64.00 ± 7.00 0.143*
Male:Female gender, n 21:16 44:23 0.298ǂ
Current smokers, n (%) 23(62%) 39(58%) 0.176ǂ
Former smokers, n (%) 4(11) 17 (25) 0.981ǂ
Non-smokers, n (%) 10(27) 11 (17) 0.375ǂ
Packet years 27.21 (23.87–31.76) 33.79 (30.51–37.87) 0.491
Body mass index, kg/m2 27.00 (24.75–31.00) 27.96 (22.75–30.75) 0.207
Respiratory function
FVC, l/min 2.06 (1.76–3.09) 2.34 (1.77–3.09) 0.213
FEV 1, l/min 1.31 (0.94–1.53) 1.36 (1.14–1.75) 0.408
FEV1/FVC % 60.5 (46.91–67.47) 53.30 (45.76–66.55) 0.764
mMRC 1.55 ± 0.49 1.70 ± 0.79 0.891
Acid-base balance
pO2, mmHg 68.60(63.4–71.8) 71.35 (64.7–74) 0.298
pCO2, mmHg 32.30 (30.1–35.37) 37.65 (32.5–40) 0.275
Sat, % 94.9 (94.4–95.25) 95.00 (94.02–95.67) 0.763
CPET parameters
Peak Load, W/kg 1.14 (0.97–1.23) 1,01 (0.91–1.22) 0.529
Peak ‘VE, l/min 40 (34–52.5) 38.50 (32–48) 0.148
Peak ‘VO2, ml/kg/min 14.30(12.6–16.15) 13.90 (12.67–15.7) 0.794
Peak RER 1.06 (0.98–1.19) 1.09 (1.00–1.28) 0.808
PeakO2 pulse ml/kg/min 9.80 (9.5–12.2) 7.90 (6.15–9.32) 0.751
VE/VCO2 slope 34.08 (33.98–36.72) 36.93 (34.19–38.74) 0.032
Exercise cessation factors
Dyspnea 13(35%) 65(97%) 0.023ǂ
Leg fatigue 24(65%) 2(3%) 0.038 ǂ
GOLD stages
GOLD I, n (%) 9 (24%) 17 (25) 0.453ǂ
GOLD II, n (%) 28 (76%) 50 (75%) 0.814 ǂ
Dynamic hyperinflation
ICdyn>150ml 28 (76 6%) 5176%) 0.228ǂ
ICdyn<150ml 9(24%) 16(24%) 0.9971ǂ
Biomarkers
8-isoprostane, mol/l/cre 32.91±3.83 31.67±3.34 0.079*
hsCRP, mg/l 3.4±0.8 3.6±0.1 0.063*
PG E2, mol/l/cre 57.07±4.67 50.76 ±3.55 0.012*
Resistin, ng/ml 22.51±2.61 19.68±3.56 0.847*

*Unpaired t test;

†Mann-Whitney U test;

ǂ chi square test;

§ Abbreviations: LVDD: Left ventricular diastolic dysfunction; GOLD–Global Initiative On Obstructive Lung Disease; O2 pulse–oxygen pulse; ‘VE–minute ventilation; RER–respiratory exchange ratio; ‘VO2 –oxygen consumption; FEV1 –Forced Expiratory Volume in 1s; FVC–Forced Ventilatory Capacity; mMRC- modified Medical Research Council; PG E2 –prostaglandin E2.

Cardio-pulmonary exercise testing parameters and stress LVDD

According to the objective ATS/ACCP criteria, exercise was considered maximal in all patients [13]. Patients differed significantly regarding the exercise cessation factors (Table 1). In patients with stress LVDD dyspnea was the predominant limiting factor—65 (97%). Leg fatigue was reported by 2(3%) of the patients with stress LVDD group (Table 1). The ventilatory and cardiovascular response parameters during exercise in the two groups are presented in Table 1 Most of the patients without stress LVDD 24 (65%) stopped exercise due to leg fatigue and only 13 (35%) reported of dyspnea. The two groups exhibited similar work load per body weight. The subjects without stress LVDD performed with lower VE/VCO2 slope. Despite of demonstrating higher (minute ventilation at peak load, higher oxygen pulse, higher peak ‘VO2) these parameters were not statistically significant in comparison to the stress LVDD group.

The prevalence of dynamic hyperinflation in patients with and without stress LVDD

None of the patients in the studied group demonstrated static hyperinflation. There was an even distribution of of hyperinflators/nonhyperinflators–among the patients with stress LVDD and those without (Table 1).

LV parameters

Our patients were with normal LV dimensions and had preserved LV systolic function Table 2. The left atrial and ventricular dimensions were within normal limits and similar between groups. Only 30% of the patients had LV first grade diastolic dysfunction at rest (average E/e’<8); A total of sixty-seven percent (67%) of all the patients had LVDD during exercise (E/e’>15). No significant difference in both structural and functional parameters of the LV at rest may be discerned between the patients with and without stress LVDD (Table 2).

Table 2. Echocardiographic parameters of the patients with and w/o stress LVDD.

Patients w/o stress LVDD (37) Patients with stress LVDD (67) p-value
LV structural parameters
LAVI, ml/m2 28.34(26.58–31.29) 29.18(27.61–32.83) 0.286*
TDD, mm 50 (47.5–53) 52 (48–55) 0.506*
TSD,mm 32 (28–35) 34 (30–37) 0.463*
TDV, ml 120 (110–130) 122.5(115–142) 0.626*
TSV, ml 39(37–43) 42 (39–44) 0.461*
LVEF, %, Simpson 63.50(60–66) 60.00(57–65) 0.673*
Septum, mm 12.00(11–13) 12.00(11–13) 0.897*
PW, mm 12.00(11.75–12) 12.00(11–13) 0.981*
LV functional parameters at rest
E/A ratio 0.79(0.75–0.85) 0.85 (0.76–1.20) 0.420*
E/e’ aver ratio 6.66 (6.25–8.33) 6.97 (5.76–8.15) 0.736*
LV functional parameters after exercise stress test
E/A ratio 1.25(0.8–1.5) 1.73 (1.55–2.00) 0.042*
E/e’ aver 8.07 (6.7–9.6) 17.33 (15.71–8.46) 0.038*
RV structural parameters
RAVI, ml/m2 17.57 (16.07–19.97) 22.66 (21.31–24.13) 0.037*
RVWT, mm 5.00 (4.5–6.5) 6.50 (6–7) 0.046*
RV diameter parasternal, mm 23 (21–25) 28 (26–31) 0.048*
RV diameter basal, mm 35 (32–36) 37(35.5–38) 0.136*
RV diameter med, mm 24 (22–26.75) 26 (24.5–29) 0.625*
RV functional parameters at rest
E/A ratio 0.83 (0.75–0.95) 0.69 (0.62–0.75) 0.761*
E/e’ aver 5.47 (4.56–5.69) 4.16(3.33–5.00) 0.764*
TAPSE,mm 23.00 (22.00–26.00) 22.00 (21.00–23.00) 0.985*
TR jet velocity, m/s 2.16 (1.98–2.31) 2.34 (2.04–2.42) 0.618*
AcT, msec 170 (163.75–180) 170(160–180) 0.737*
sPAP, mmHg 26.00 (25–28) 28.00 (25–30) 0.839*

*Mann-Whitney U test;

† Abbreviations:LVDD: Left ventricular diastolic dysfunction; LAVI–left atrium volume index; RAVI–right atrium volume index; RVWT–right ventricular wall thickness; PW–posterior wall; TAPSE–tricuspid annular plane systolic excursion; AcT–acceleration time.

RV parameters

There was not a significant difference between the two groups regarding functional (systolic and diastolic) parameters of the RV at rest. Right atrium volume index (RAVI), RV parasternal diameter and right ventricular wall thickness (RVWT) showed significant difference between the groups with/without stress LVDD (Table 2).

Echocardiographic parameters and stress LVDD

Some of the echocardiographic parameters (LV E/A ratio at rest, right atrium volume index, right ventricular wall thickness, right ventricular parasternal diameter, right ventricular E/A ratio at rest) demonstrated statistically significant association with stress induced LVDD (E/e’>15). To find the best cut-off values of these parameters ROC curves were constructed.

The only functional parameter of the LV with clinical importance is E/A ratio at rest.From the right heart structural parameters—RAVI, RVWT and the RV parasternal diameter are the echocardiographic indicators with good sensitivity and specificity for stress induced LVDD (Table 3). Figs 24 show the AUC of RAVI, RV parasternal diameter and RV E/A ratio at rest.

Table 3. Receiver operating characteristic curve analysis using cut-off values of the echocardiographic parameters.

Area under the curve 95% CI Cut-off value Sensitivity Specificity
LV E/A ratio at rest 0.62 0.51–0.73 0.86 56.06% 77.78%
RV parasternal diameter, mm 0.79 0.69–0.90 25.5 83.33% 72.22%
RVWT, mm 0.57 0.48–0.76 5.07 78.34% 58.36%
RAVI, ml/m2 0.88 0.82–0.93 19.67 84.79% 82.37%
RV E/A ratio at rest 0.80 0.71–0.89 0.75 75.76% 83.33%

Abbreviations:LV–left ventricular; RV–right ventricular; RAVI–right atrium volume index; RVWT–right ventricular wall thickness.

Fig 2. Receiver operating curve analysis and area under the curve of RAVI.

Fig 2

Fig 4. Receiver operating curve analysis and area under the curve RV E/A ratio at rest.

Fig 4

Fig 3. Receiver operating curve analysis and area under the curve of RV parasternal diameter.

Fig 3

Bivariate correlation analysis was performed with the selected cut-off values. Data is presented in Table 4.

Table 4. Correlation analysis between stress LV E/e’ ratio and the biomarkers, cardio-pulmonary parameters cut-off values of the echocardiographic idices.

Correlation analysis p-value correlation coefficient
Echocardiographic parameters
LV E/A ratio rest 0.023 0.616
RV parasternal diameter 0.000 0.793
RVWT 0.000 0.219
RAVI 0.000 0.875
RV E/A ratio rest 0.000 0.417
CPET parameters
Peak Load 0.730 0.957
Peak VE 0.287 0.613
V’O2 0.048 0.574
AT, V’O2 0.021 0.216
RER 0.943 0.452
VE/VCO2 slope 0.026 0.612
HR at rest 0.737 0.247
Peak HR 0.382 0.409
CRI 0.061 0.752
O2 pulse 0.032 0.481
HRR at 1 min 0.041 0.763
BR, % 0.983 0.213
ICdyn 0.037 0.043
Biomarkers
PG E2 0.041 0.038

Abbreviations: LV–left ventricular; RV–right ventricular; RAVI–right atrium volume index; RVWT–right ventricular wall thickness; PG E2 –prostglandine E2.

RAVI showed the highest odd ratio, followed by RV parasternal diameter, RV E/A ratio—and RVWT. In multivariable logistic regression analysis with a forward step approach and covariates age, BMI and forced expiratory volume in 1 sec—RAVI, the RV parasternal diameter and RV E/A remained the independent predictors for stress LVDD. The combination of these three echocardiographic parameters predicts stress LVDD with the accuracy of 91.2%. This association was independent of LV diastolic dysfunction at rest (LV E/A at rest; LV E/e’ at rest), lung function (FEV1), ICdyn, age, sex, and BMI, taken as covariates.

Markers for inflammation and oxidative stress

Markers of oxidative stress and inflammation are given in Table 1.Only prostaglandine E2 correlated to stress LV E/e’, but was not an independent predictor for it (Table 4).

Ventilatory and cardio-pulmonary exercise testing predictors for stress LVDD

An association between stress LVDD and the peak ‘VO2, ‘VO2 at AT, VE/VCO2 slope, O2pulse, HRR and ICdyn was observed (Table 4). Multivariable linear logistic regression analysis takes as covariates age, BMI, FEV1, RV, FRC, RV/TLC, IC/TLC, E/e’ at rest, E/A at rest in a forward stepwise approach (Table 5). The multivariable linear logistic regression analysis demonstrated that none of the parameters was independently associated with stress E/e’ >15 (Table 5).

Table 5. Multivariate regression analysis between stress LV E/e’ ratio and the cut-off values of the echocardiographic idices.

Multivariable logistic regression analysis p-value OR 95% CI
RV parasternal diameter 0.001 19.567 3.131–22.290
RAVI 0.000 24.061 4.485–29.100
RV E/A ratio 0.007 10.853 1.913–21.564

Discussion

The major findings of our study are: 1) thers is a high frequency—64% (67/104) of stress LVDD / masked heart failure with preserved ejection fraction in non-severe COPD patients with exertional dyspnea was established; 2) some of the cardio-pulmonary exercise testing parameters (peak ‘VO2, ‘VO2 at AT, VE/VCO2 slope, O2pulse and ICdyn) are associated with stress LV E/e’ but none of them is an independent predictor for it; 3) markers of oxidative stress and inflammation are not independent predictors for stress LV E/e’; 4) the combination of the three echocardiographic parameters—RAVI, RV parasternal parameter and RV E/A ratio may independently discern patients with stress LVDD from those without with the accuracy of 91.2%.The first systematic meta-analysis of diastolic dysfunction in COPD revealed that these patients are more likely to have LVDD [17]. The higher prevalence of LVDD in COPD population is a precondition to HFpEF. For the first time we applied combined exercise stress echocardiography in non-severe COPD patients with exertional dyspnea, free of overt cardiovascular diseases. As most of the authors report on the incidence of diastolic dysfunction at rest we cannot compare our data to other studies of non-severe COPD patients [18,19]. The increase of E/e’>15 at peak exercise during the cardio-pulmonary testing is the cut-off point of left ventricular diastolic dysfunction (LVDD) and was considered as the marker of masked HFpEF in our patients. It was present in 67% o f them. Our results are much different from those in a non-COPD population. Nedeljkovic et al, report on 9.2% of masked HFpEF in hypertensive patients with exertional dyspnea and normal left ventricular function [20]. Kaiser et al, found that 9% of the patients with exertional dyspnea had E/A<0.75 [21].

The higher prevalence of masked heart failure with preserved ejection fraction in our COPD patients confirms the current notion that COPD is an independent predictor of vascular damage [22]. As most of the patients with LVDD are asymptomatic at rest, exercise reveals diastolic abnormalities even when they are not evident [23]. Stress echocardiography examines LV filling on exertion and detects the initial stages of diastolic dysfunction. Its performance is essential for the detection of diastolic dysfunction. This is of special clinical importance in COPD, where LVDD stays hidden under the umbrella of the COPD associated dyspnea. It may be an independent limiting factor of the physical activity and may influence COPD prognosis.

Our data shows that the echocardiographic parameters with the best predictive value for stress LVDD are RAVI, the paratsternal diameter of the RV, and RV E/A ratio >0.75.

RAVI is a reproducible and easy to measure echocardiographic parameter that has gained interest during the last decade [24]. MRI and echocardiographic studies emphasize that right atrium geometry and RAVI are independent prognostic markers of heart failure with reduced ejection fraction (HFrEF) [25]. RAVI adds independent prognostic value to multifacet scores in which cardio-pulmonary parameters are components [26]. In HFrEF Sallach et al, and Darahim described modest correlation between RAVI and RV E/A ratio; no correlation however was found with E/e’ ratio [24]. This confirms the poor correlation of right atrial volume to RV filling pressures [27]. Sallach et al, however report that RAVI is significantly associated to LV diastolic dysfunction. It is plausible that LVDD exacerbates pulmonary congestion and increases additionally the pulmo-capillary wedge pressures in patients with HFrEF. Both pulmo-capillary and pulmonary venous pressure elevation are transmitted retrogradely and manifest as RV overload and RA enlargement. The pathophysiology of right atrium remodeling that we present in our patients may be very similar to the mentioned above.

In COPD patients with HFpEF, transthoracic pressure gradients may additionally ccelerate right atrium/chamber remodeling and they may become apparent even at more early stages of LVDD than in the general population. This is confirmed by the fact that the COPD patients with stress LVDD have significantly changed RA geometry in comparison to those without stress LVDD. Having in mind that both LVDD and pulmonary hypertension are associated with increased number of exacerbations, accelerated decline of ventilatory function, and higher mortality, their timely detection is of clinical importance [28]. Whether left-sided dysfunction precedes or follows right-sided dysfunction in HFrEF is however elusive. The data regarding RAVI in COPD patients is described under the conditions of pulmonary hypertension and chronic respiratory failure. The pathophysiology of elevated RAVI in COPD patients is unresolved. The same is the issue regarding RAVI in HF. Having in mind the prognostic role and easy measurement of RAVI, catheterization studies are demanded to determine its precise pahophysiological role in impaired LV cardiac function and hemodynamics.

Though speculative systemic inflammation, oxidative stress, pulmonary hypertension, chronic hypoxemia, chronic hypercapnia, hyperinflation, and right-to-left ventricular interaction may all contribute to it. Systemic inflammation is a known contributor to the development of HFpEF. COPD itself causes elevation of IL-6, TNF-α, hsCRP. These proinflammatory cytokines increase E-selectin, VCAM, endothelial reactive oxygen species and attenuate nitric oxide availability in the coronary microvasculature [29]. Despite of analyzing the role of some biomarkers that are already associated with LVDD in the general population, none of these proved to be an independent predictor for it.

Both resistin and hsCRP are inflammatory markers that have been associated with vascular damage and increased cardiovascular morbidity [30,31]. In the general population resistin is being associated with LVDD and all the clinical conditions (diabetes, obesity, hypertension), predisposing to it. Despite this in our study its plasma levels were similar among COPD patients with/without stress LVDD. The only inflammatory marker that significantly differed between both groups was prostaglandin E2. It has been described as beneficial in cardiac remodeling after ischaemic injury [32,33]. We also describe data, supporting this notion. Urine levels of prostaglandin E2 are higher in the group without stress LVDD. They, correlated to stress LV E/e’, but are not independent predictors for it. In addition to systemic inflammation, oxidative stress in COPD may also disturb calcium transport and myocardial relaxation [34]. The endothelial damage, caused by oxidative stress, affects both coronary, systemic and pulmonary vessels and exerts multifaceted mechanisms, that contribute to right (RVDD) and left ventricular diastolic dysfunction (LVDD).[35]. Though we applied a well-validated method and marker for oxidative stress–urine 8-isoprostanes, we did not detect substantial difference in its concentrations between COPD subjects with/without LVDD. Neither a correlation between urine 8-isoprostanes and stress LV E/e’ was found.

In conclusion, we report a high prevalence of masked HFpEF in non-severe COPD patients with exertional dyspnea, even if they are free of overt cardiovascular diseases. The combination of RAVI, right ventricular parasternal diameter, RV E/A>0.75 may predict masked HFpEF in these patients with 91% accuracy.

Study limitations

The small sample size of the study is an apparent limitation, but it appears to be the first study to analyze the relationship between stress LVDD, CPET, echocardiographic parameters and biomarkers in non-severe COPD patients with exertional dyspnea; 2) the study is performed in a very selected group of COPD patients that are free of overt CV diseases e.g. (they do not show the common risk factors, associated with LVDD); 3) there is lack of standardisation of the way to perform stress echo after veloergometry (the standard position, time period during or after the load; the way to perform it–passively or during unloaded pedaling; lying on a bed or upright on the ergometer); 4) the results should be replicated in another cohort of non-severe COPD patients with exertional dyspnea in order to be validated.

Supporting information

S1 File

(XLSX)

Acknowledgments

We give our acknowledgements to professor Vukov, who performed the statistical analysis.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Hans-Peter Brunner-La Rocca

17 Aug 2020

PONE-D-20-21967

Left ventricular diastolic dysfunction in non-severe chronic obstructive pulmonary disease  – a step forward in cardiovascular comorbidome

PLOS ONE

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Reviewer #1: In the present paper the authors assessed the prevalence of stress-induced left ventricular diastolic dysfunction (LVDD) in 104 non-severe COPD patients, and looked at the value of biomarkers, resting echocardiography and CPET parameters to predict stress-induced LVDD. The authors have previously reported on this cohort. LVDD was defined as exercise E/e’ >15 (echo directly after CPET), and this was found in 67/104 (64%) patients. These patients had lower work rate, higher VE/VCO2 slope, higher right atrial volume index, right ventricular parasternal diameter, and RV E/A, the latter three being independent predictors. There was no association between biomarkers with LVDD except for PGE2 (slightly higher in those with LVDD, other measured markers: resistin, hsCRP, 8-isoprostane). The authors concluded that there is a high prevalence of LVDD in non-severe COPD that higher right atrial volume index, right ventricular parasternal diameter, and RV E/A were the only independent predictors.

General comment

The paper deals with an interesting topic but I see several problems. First, the terms LVDD and HFpEF are sometimes used synonymously, and sometimes not. It is not clear to me how the authors want to differentiate the two terms. Second, the authors have previously reported on this cohort, and there is a lot of overlapping data when comparing to previous articles (Cherneva R et al. Croat Med 2019, Cherneva R et al. Turk Kardiyol Dern Ars). It will be up to the editors to decide whether this overlap is prohibitive for another publication or not. Third, exercise LVEDD was defined as E/e’ >15 which is fine (more or less the criterion for a positive diastolic stress according to the 2019 ESC HFpEF definition paper) but it was very surprising to see that this did not correlated with resting E/e’ and LAVI. Thus, the results are quite surprising. Fourth, the authors state that this was a retrospective study. A protocol is used in the present study is typically not used in routine practice, and therefore I have doubts whether this was really a retrospective study. Measurement of E/e’ during/after exercise is very challenging (Obokata et al. Circulation 2017), and standardization is very important. Fifth, the paper is very hard to read because of its length, in part complex language, and redundant presentation of data in text and tables.

Specific comments

Abstract: the severity of COPD of the study patients should be specified. The terms LVDD and HFpEF should be separated, and only one should be used.

In line 10, the word “without” is missing: “…and patients LVDD (without HFpEF)..”

Patients and study protocol: the authors state that this was a retrospective study. What was the reason to establish such a protocol in clinical practice? The authors also report the recruitment period and ethical approval. I understand that this was a prospective study, correct?

Exclusion criteria: how was coronary artery disease excluded, how was valvular heart disease defined, how was chronic kidney disease defined, how was anemia defined?

CPET: the authors should clearly state that this a cycle ergometer test. How was predicted maximal heart rate determined? Achievement of predicted maximal work is not a criterion for maximal effort!

Echo: was stress echo performed when patients were sitting on the ergometer after completion of CPET, or were they transferred on a bed? Calculation of mPAP is not necessary for this study in my view.

Statistical analysis: the tests are appropriately described. Therefore it is not required to report the test applied for each parameter in the tables.

Results: this section should be shortened markedly. Data which are presented in Tables can be reported only qualitatively in the text.

Results/Table 1: there was a small difference in maximal work rate but not peak VO2 in patients with and without LVDD. The latter is in contrast to the statement in the abstract. The authors should express work rate indexed to body weight (peak VO2 is also indexed).

Results/Table 2: the difference in LAVI was not significant. The text is misleading. All abbreviations must be explained.

Table 3: there was no difference in LV E/A betwenn groups. So why is an AUC for E/A to predict LVDD constructed?

Table 4. Is this a logistic regression to find predictors of exercise LVDD? This should be clearly stated. Only parameters with significant p values in Tables 1 and 2 should be included.

Discussion: is too long, must be condensed.

References: too many, must be shortened to approximately 30. Refs 18 and 28 are the same ones.

Reviewer #2: Summary

Cherneva et al evaluated the predictive value of echo, CPET and some biomarkers for stress LVDD in non-severe COPD patients. A total of 104 COPD patient were evaluated. Stress LVDD was diagnosed as E/e’> 15 during exercise. In patients with increased E/e’ during exercise (1) the RA volume index was increased, (2) RV diameter parasternal, but not RV diameter basal, was enlarged and (3) RV wall thickness increased. RAVI, RV E/A and RV diameter basal were independent predictors for stress LVDD.

Comments:

Abstract/Introduction

• In abstract and in paper the terms stress LVDD and HFpEF are used interchangeable. This is incorrect. First exercise E/e’ has a limited sensitivity to diagnose HFpEF. Secondly, in the cohort studied LVDD at rest is excluded, as are patients with pulmonary hypertension at rest and AF patients. By excluding these patients, likely a large proportion of HFpEF patients are excluded. Consequently, these analyses have been performed in a very selected cohort of COPD patients.

Methods

• Since the list of exclusion criteria is extensive it is informative to state how many patients were excluded, and for which reason.

• Stress LVDD is in abstract described as E/e’>15, but in methods sections this diagnosis was considered when all of the following 3 conditions were present: average E/e’> 14 or septal E/e’ >15 AND peak TR >2.8, AND septal e’ velocity <7cm/sec. Which of these criteria did the authors use?

Results

• Table 1 contains incorrect data: GOLD stages: of the 67 patients with stress LVDD 72 were diagnosed as gold II. Similar mistake was probably made for dynamic hyperinflation.

Please re-analyze, and if differences are not statistically different (such as dynamic hyperinflation), then there is no ‘predominant prevalence’ in one of the groups.

• Authors conclude patients without stress LVDD had a better exercise tolerance, however this was only assessed in univariate assessment, it would be interesting to correct for age and COPD severity.

• If COPD severity is different between the groups (after providing the corrrect data, but based on the current data I think it might be), I would recommend including this in the multivariate analyses.

Discussion

• Minor: high frequency of LVDD = high frequency of stress LVDD

Additional comments

• An external validation to assess predictors of stress LVDD would strengthen the paper. I am especially sceptic about RV diameter as an independent predictor (as this is only when measured parasternal, but not the basal diameter)

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PLoS One. 2021 Mar 8;16(3):e0247940. doi: 10.1371/journal.pone.0247940.r002

Author response to Decision Letter 0


14 Sep 2020

E-D-20-21967

Left ventricular diastolic dysfunction in non-severe chronic obstructive pulmonary disease – a step forward in cardiovascular comorbidome

PLOS ONE

Dear Dr. Cherneva,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please note that one reviewer asks for significant changes. I would like to highlight that you need to address them appropriately before the paper may be acceptable for publication.

Please submit your revised manuscript by Oct 01 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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We look forward to receiving your revised manuscript.

Kind regards,

Hans-Peter Brunner-La Rocca, M.D.

Academic Editor

PLOS ONE

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Reviewers' comments:

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1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Partly

________________________________________

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Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

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Reviewer #2: Yes

________________________________________

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Reviewer #2: Yes

________________________________________

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: In the present paper the authors assessed the prevalence of stress-induced left ventricular diastolic dysfunction (LVDD) in 104 non-severe COPD patients, and looked at the value of biomarkers, resting echocardiography and CPET parameters to predict stress-induced LVDD. The authors have previously reported on this cohort. LVDD was defined as exercise E/e’ >15 (echo directly after CPET), and this was found in 67/104 (64%) patients. These patients had lower work rate, higher VE/VCO2 slope, higher right atrial volume index, right ventricular parasternal diameter, and RV E/A, the latter three being independent predictors. There was no association between biomarkers with LVDD except for PGE2 (slightly higher in those with LVDD, other measured markers: resistin, hsCRP, 8-isoprostane). The authors concluded that there is a high prevalence of LVDD in non-severe COPD that higher right atrial volume index, right ventricular parasternal diameter, and RV E/A were the only independent predictors.

General comment

The paper deals with an interesting topic but I see several problems.

First, the terms LVDD and HFpEF are sometimes used synonymously, and sometimes not. It is not clear to me how the authors want to differentiate the two terms.

Dear reviewer,thank you for the comments.We have made a mistake which is technical, but misleading. We mean that stress LVDD is indicative of masked HFpEF. We have gone and corrected this throughout the manuscript, because this is essential for the reader.

Second, the authors have previously reported on this cohort, and there is a lot of overlapping data when comparing to previous articles (Cherneva R et al. Croat Med 2019, Cherneva R et al. Turk Kardiyol Dern Ars). It will be up to the editors to decide whether this overlap is prohibitive for another publication or not.

Dear reviewer you are completely right in your analysis. However, I hope that both the editors and you would appreciate the manuscript. Yes, to some extent there is an overlap of info.That is why the title is a step forward.We have addedd the biomarker analysis and have gone thoroughly through the whole pathogenesis of stress LVDD in non-severe COPD.

Third, exercise LVEDD was defined as E/e’ >15 which is fine (more or less the criterion for a positive diastolic stress according to the 2019 ESC HFpEF definition paper) but it was very surprising to see that this did not correlated with resting E/e’ and LAVI. Thus, the results are quite surprising.

Dear reviewer, thank you for the remark. We are speaking about exercise LVDD which according to the guidelines is considered positive if all of the following three conditions are met during exercise: average E/e’ > 14 or septal E/e’ ratio > 15, peak TR velocity > 2.8 m/sec and septal e’ velocity < 7 cm/sec.”

.‘’Recommendations for the Evaluation of Left Ventricular Diastolic Function by Echocardiography: An Update from the American Society of Echocardiography and the European Association of Cardiovascular Imaging. J Am Soc Echocardiogr 2016;29:277-314’’. So all the parameters that define stress LVDD are measured during exercise.

LVDD at rest is however defined as:

„The four recommended variables for identifying diastolic dysfunction at rest and their abnormal cut-off values are: annular e’ velocity, septal e’ < 7 cm/sec, lateral e’ <10 cm/sec; average E/e’ ratio > 14; LA volume index > 34 mL/m2; and peak TR velocity > 2.8 m/sec. LV diastolic dysfunction is present if more than half of the available parameters meet these cut-off values.‘’Recommendations for the Evaluation of Left Ventricular Diastolic Function by Echocardiography: An Update from the American Society of Echocardiography and the European Association of Cardiovascular Imaging. J Am Soc Echocardiogr 2016;29:277-314’’. So LVDD at rest is related to the parameters you are commenting on.

From the citations above, I think our results are not surprising it is very common in diseases pathogenesis that the functional abnormalities precede the structural, this becomes especially evident when the organ is under extreme conditions.

Fourth, the authors state that this was a retrospective study. A protocol is used in the present study is typically not used in routine practice, and therefore I have doubts whether this was really a retrospective study.

Dear reviewer,thank you for the comments. It is a stylistic mistake. It is a prospective cross-sectional study as you have perceived from the whole design.

Measurement of E/e’ during/after exercise is very challenging (Obokata et al. Circulation 2017), and standardization is very important.

Dear reviewer, thank you for the comments.You are right the results should be replicated in a separate cohort in order to be validated. We have commented on this in the limitation section, that is added to the manuscript as an additional section.

Fifth, the paper is very hard to read because of its length, in part complex language, and redundant presentation of data in text and tables.

Dear reviewer, thank you for the comments, as you can see from the revised version the results section and the discussion have been extensively rewritten taking your recommendations in assumption.

Specific comments

1.Abstract: the severity of COPD of the study patients should be specified. The terms LVDD and HFpEF should be separated, and only one should be used.

In line 10, the word “without” is missing: “…and patients LVDD (without HFpEF)..”

Dear reviewer, thank you for the comments.We have added the severity distribution of COPD in the abstract.The missing word is also added. Regarding the issue LVDD and HFpEF we have already commented on that.

2.Patients and study protocol: the authors state that this was a retrospective study. What was the reason to establish such a protocol in clinical practice? The authors also report the recruitment period and ethical approval. I understand that this was a prospective study, correct?

Dear reviewer, thank you for the comments. It is a stylistic mistake. It is a prospective cross-sectional study as you have perceived from the whole design.

3.Exclusion criteria: how was coronary artery disease excluded, how was valvular heart disease defined, how was chronic kidney disease defined, how was anemia defined?

Dear reviewer, thank you for the comments. The exclusion criteria have been precisely defined in the text. Regarding the coronary artery disease all patients that are included in the study underwent stress velo-ergometry and are without induced angina and ischaemic ECG changes. None of them had typical angina symptoms; none of them reported of angina symptoms during cardio-pulmonary exercise testing and none had ischaemic ST- T changes during the load or in the recovey phase. So none of them had clinical indications for coronary angiography. Some of these patients may possibly have non-obstructive coronary artery disease, but stress echocardiography or ECG during load are not the precise diagnostic approaches for its early detection.

CPET: the authors should clearly state that this a cycle ergometer test. How was predicted maximal heart rate determined? Achievement of predicted maximal work is not a criterion for maximal effort!`

Dear reviewer, thank you for the comments.We have addedd in the text all the issues you pointed out – the cycle ergometer device and the formula for max.heart rate. Definitely the achievement of maximal work is not a predictor for maximal effort. We have pointed in the text the criteria for max effort.

‘’American Thoracic Society; American College of Chest Physicians. ATS/ACCP Statement on cardiopulmonary exercise testing. Am J Respir Crit Care Med.2003;167(2):211–277.’’

Echo: was stress echo performed when patients were sitting on the ergometer after completion of CPET, or were they transferred on a bed? Calculation of mPAP is not necessary for this study in my view.

Dear reviewer, thank you for the comments.We have added in the text the exact procedure of echo measurement. The patients were transferred to a closely situated bed and echo performed in lying position.We have deleted the description of mPAP from the manuscript.

Statistical analysis: the tests are appropriately described. Therefore it is not required to report the test applied for each parameter in the tables.

Dear reviewer, thank you for the comments,but the general reader may not have so sophisticated knoweledge in statistics, so we have presented data in this way to facilitate the reader.

Results: this section should be shortened markedly. Data which are presented in Tables can be reported only qualitatively in the text.

Dear reviewer,thank you for the comments, as you can see from the revised version the results section and the discussion have been extensively rewritten taking your recommendations in assumption.

Results/Table 1: there was a small difference in maximal work rate but not peak VO2 in patients with and without LVDD. The latter is in contrast to the statement in the abstract. The authors should express work rate indexed to body weight (peak VO2 is also indexed).

Dear reviewer,thank you for the comments. I have addressed the issue in the abstarct and in the text as well.

Results/Table 2: the difference in LAVI was not significant. The text is misleading. All abbreviations must be explained.

Dear reviewer,thank you for the comments. I have corrected the issue in the text.

Table 3: there was no difference in LV E/A betwenn groups. So why is an AUC for E/A to predict LVDD constructed?

Dear reviewer, thank you for the comments.You are right there is no difference in LV E/A between groups. This is the reason for the poor performance of LV E/A AUC.We have made it to precisely compare the diagnostic value of the echo parameters and to point out that surprisingly LV E/A is worse than RV E/A at rest and other RV parameters when speaking of stress LVDD. This implicated that the haemodynamic consequences of stress LVDD reflect in RV structural and functional abnormalities first.

Table 4. Is this a logistic regression to find predictors of exercise LVDD? This should be clearly stated. Only parameters with significant p values in Tables 1 and 2 should be included.table.4.

Correlaton analysis between stress E/e’’and the other parameters was done. Multivaraible logistic models were built taking as covariates, parameters that are known to be responsible for LVDD pathogenesis.

Discussion: is too long, must be condensed.

Dear reviewer,thank you for the comments, as you can see from the revised version the discussion has been extensively rewritten taking your recommendations in assumption.

References: too many, must be shortened to approximately 30. Refs 18 and 28 are the same ones.

Dear reviewer,thank you for the comments. The refernces have been shortened to 35.

Reviewer #2: Summary

Cherneva et al evaluated the predictive value of echo, CPET and some biomarkers for stress LVDD in non-severe COPD patients. A total of 104 COPD patient were evaluated. Stress LVDD was diagnosed as E/e’> 15 during exercise. In patients with increased E/e’ during exercise (1) the RA volume index was increased, (2) RV diameter parasternal, but not RV diameter basal, was enlarged and (3) RV wall thickness increased. RAVI, RV E/A and RV diameter basal were independent predictors for stress LVDD.

Comments:

Abstract/Introduction

• In abstract and in paper the terms stress LVDD and HFpEF are used interchangeable. This is incorrect. First exercise E/e’ has a limited sensitivity to diagnose HFpEF. Secondly, in the cohort studied LVDD at rest is excluded, as are patients with pulmonary hypertension at rest and AF patients. By excluding these patients, likely a large proportion of HFpEF patients are excluded. Consequently, these analyses have been performed in a very selected cohort of COPD patients.

Dear reviewer,thank you for the comments. Stress LVDD is not interchangeable with HFpEF. We meant MASKED HFpEF as it is written in the aim of the study in the introduction section. Stress E/e’ is met in only a part of the patients with HFpEF. You are right that we have performed the study in a very selected group. The point of the manuscript is to show that stress LVDD in COPD may exist in patients that are free from the common risk factors mentioned above and the clinician (pulmonologist,cardiologist ) should suspect LVDD even in such COPD subjects. We have added your recommendations in a limitation section at the end of the manuscript.

Methods

• Since the list of exclusion criteria is extensive it is informative to state how many patients were excluded, and for which reason.

Dear reviewer,thank you for the comments. We have also added in the material and methods the number and the reason for the exclusion of participants

• Stress LVDD is in abstract described as E/e’>15, but in methods sections this diagnosis was considered when all of the following 3 conditions were present: average E/e’> 14 or septal E/e’ >15 AND peak TR >2.8, AND septal e’ velocity <7cm/sec. Which of these criteria did the authors use?

Dear reviewer, thank you for the comments. We have assumed that there is stress LVDD if all of the above mentioned criteria are met. We have used in the abstract only the average E/e’ ratio because it is the most important of them. If you suggest we may mention the three parameters.

Results

• Table 1 contains incorrect data: GOLD stages: of the 67 patients with stress LVDD 72 were diagnosed as gold II. Similar mistake was probably made for dynamic hyperinflation.

Dear reviewer, thank you for the comments. We have made a mechanistic mistake. The number of COPD grade I in stress LVDD is 17, not 7.We have corrected it. We have given percentage numbers as from the total number ot patients with and without stress LVDD, not as from the total number of all participants. The re-estimated percentages show that there is no predominance of the COPD grades in any of the two groups.

Regarding the hyperinflators, we have also corrected the data and presented numbers as percentages within each group. (stress LVDD/w/t stress LVDD).

Please re-analyze, and if differences are not statistically different (such as dynamic hyperinflation), then t there is no ‘predominant prevalence’ in one of the groups.

Dear reviewer, thank you for the comments .There is no stat significance, the percentage of hyperinflators is similar in both groups.

• Authors conclude patients without stress LVDD had a better exercise tolerance, however this was only assessed in univariate assessment, it would be interesting to correct for age and COPD severity.

Dear reviewer, thank you for the comments.The aim of the study is markers for stress LVDD, if you think it is very important we can give this info in a separate table and section for discussion.

• If COPD severity is different between the groups (after providing the corrrect data, but based on the current data I think it might be), I would recommend including this in the multivariate analyses.

Dear reviewer, thank you for the comments. As you can see from the table the distribution of grade I and II is even in both groups.

Discussion

• Minor: high frequency of LVDD = high frequency of stress LVDD

Dear reviewer, thank you for the comments.You are right we have corrected this in the discussion section.

Additional comments

• An external validation to assess predictors of stress LVDD would strengthen the paper. I am especially sceptic about RV diameter as an independent predictor (as this is only when measured parasternal, but not the basal diameter)

Dear reviewer, thank you for the comments.You are right the results should be replicated in a separate cohort in order to be validated. We have commented on this in the limitation section, that is added to the manuscript as an additional section.

________________________________________

Attachment

Submitted filename: Plosone Response to Reviewers.docx

Decision Letter 1

Hans-Peter Brunner-La Rocca

11 Nov 2020

PONE-D-20-21967R1

Left ventricular diastolic dysfunction in non-severe chronic obstructive pulmonary disease  – a step forward in cardiovascular comorbidome

PLOS ONE

Dear Dr. Cherneva,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

The reviewers agree that your manuscript has improved. However, there are some remaining issues that I would like you to address.

Please submit your revised manuscript by Dec 26 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

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If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Hans-Peter Brunner-La Rocca, M.D.

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is the revised version of a paper which had been reviewed previously by the Journal. The authors have performed extensive revisions. Overall, I think that the authors have made a big effort and have appropriately addressed most of the reviewers’ comments. There are still a few issues.

1. It is stated in the methods that patients with pulmonary hypertension defined as peak TRV >2.8 m/s were excluded. At the same time cut-off this listed as a criterion for LV diastolic dysfunction.

2. I had asked to report work rate indexed to body weight. This has not been done.

3. Table 4 is hard to understand. What exactly is the dependent variable? This seems to be a mix of linear and logistic regression. In this type of Table, units must not be reported.

**********

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Reviewer #1: No

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PLoS One. 2021 Mar 8;16(3):e0247940. doi: 10.1371/journal.pone.0247940.r004

Author response to Decision Letter 1


12 Feb 2021

Dear Reviewers,

We apologise for the delay of our revision. Due to the Covid-19 pandemia we were very busy in the clinic and we have missed the deadline for revision. As you can see it is only minor revision. So we beg for your benevolence.

Reviewer #1: This is the revised version of a paper which had been reviewed previously by the Journal. The authors have performed extensive revisions. Overall, I think that the authors have made a big effort and have appropriately addressed most of the reviewers’ comments. There are still a few issues.

1. It is stated in the methods that patients with pulmonary hypertension defined as peak TRV >2.8 m/s were excluded. At the same time cut-off this listed as a criterion for LV diastolic dysfunction.

Dear Reviewer, thank you for your remark. One of the exclusion criteria is pulmonary hypertension, defined as peak TRV >2.8 m/s at rest. So none of our patients had TRV>2,8 m/s at rest. However, during exercise 67/104 patients (64%) had stress induced LVDD.

According to the guidelines it is considered positive if all of the following three conditions are met during exercise: average E/e’ > 14 or septal E/e’ ratio > 15, peak TR velocity > 2.8 m/sec and septal e’ velocity < 7 cm/sec.”Recommendations for the Evaluation of Left Ventricular Diastolic Function by Echocardiography: An Update from the American Society of Echocardiography and the European Association of Cardiovascular Imaging. J Am Soc Echocardiogr 2016;29:277-314’’. So it is stress induced TR>2,8 m/s that is obligatory to define stress induced LVDD.

2. I had asked to report work rate indexed to body weight. This has not been done.

Dear Reviewer, thank you for your remark.We have taken this into consideration this time. After recalculating the results per body weight it became obvious that there is no significant difference in work load achieved by the two groups. This is mentioned in the text and corrected in both text and table.

3. Table 4 is hard to understand. What exactly is the dependent variable? This seems to be a mix of linear and logistic regression. In this type of Table, units must not be reported.

Dear Reviewer, thank you for your remark.We have subdivided the table into table .4. (presenting the correlation analysis) and table .5. presenting the multivariate logistic regression analysis.We have deleted the units as you recommend.

Table.4. Correlation analysis between stress LV E/e’ ratio and the biomarkers, cardio-pulmonary parameters cut-off values of the echocardiographic idices

Correlation analysis p-value correlation coefficient

Echocardiographic parameters

LV E/A ratio rest 0.023 0.616

RV parasternal diameter 0.000 0.793

RVWT 0.000 0.219

RAVI 0.000 0.875

RV E/A ratio rest 0.000 0.417

CPET parameters

Peak Load 0.730 0.957

Peak VE 0.287 0.613

V'O2 0.048 0.574

AT, V'O2 0.021 0.216

RER 0.943 0.452

VE/VCO2 slope 0.026 0.612

HR at rest 0.737 0.247

Peak HR 0.382 0.409

CRI 0.061 0.752

O2 pulse 0.032 0.481

HRR at 1 min 0.041 0.763

BR, % 0.983 0.213

ICdyn 0.037 0.043

Biomarkers

PG E2 0.041 0.038

Table.5. Multivariate regression analysis between stress LV E/e’ ratio and the cut-off values of the echocardiographic idices

Multivariable logistic regression analysis p-value OR 95% CI

RV parasternal diameter 0.001 19.567 3.131-22.290

RAVI 0.000 24.061 4.485-29.100

RV E/A ratio 0.007 10.853 1.913-21.564

Attachment

Submitted filename: response to reviewers f.docx

Decision Letter 2

Hans-Peter Brunner-La Rocca

17 Feb 2021

Left ventricular diastolic dysfunction in non-severe chronic obstructive pulmonary disease  – a step forward in cardiovascular comorbidome

PONE-D-20-21967R2

Dear Dr. Cherneva,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Hans-Peter Brunner-La Rocca, M.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Hans-Peter Brunner-La Rocca

26 Feb 2021

PONE-D-20-21967R2

Left ventricular diastolic dysfunction in non-severe chronic obstructive pulmonary disease – a step forward in cardiovascular comorbidome

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