Abstract
Cerliponase alfa is recombinant human tripeptidyl peptidase 1 (TPP1) delivered by i.c.v. infusion for CLN2, a pediatric neurodegenerative disease caused by deficiency in lysosomal enzyme TPP1. We report the pharmacokinetics (PK) and pharmacodynamics of cerliponase alfa, the first i.c.v. enzyme replacement therapy, characterized in a phase I/II study. Escalating doses (30–300 mg Q2W) followed by 300 mg Q2W for ≥ 48 weeks were administered in 24 patients aged ≥ 3 years. Concentrations peaked in cerebrospinal fluid (CSF) at the end of ~ 4‐hour i.c.v. infusion and 8 hours thereafter in plasma. Plasma exposure was 300–1,000‐fold lower than in CSF, with no correlation in the magnitude of peak concentration (Cmax) or area under the concentration‐time curve (AUC) among body sites. There was no apparent accumulation in CSF or plasma exposure with Q2W dosing. Interpatient and intrapatient variability of AUC, respectively, were 31–49% and 24% in CSF vs. 59–103% and 80% in plasma. PK variability was not explained by baseline demographics, as sex, age, weight, and CLN2 disease severity score did not appear to impact CSF or plasma PK. No apparent correlation was noted between CSF or plasma PK and incidence of adverse events (pyrexia, hypersensitivity, seizure, and epilepsy) or presence of antidrug antibodies in CSF and serum. There was no relationship between magnitude of CSF exposure and efficacy (change in CLN2 score from baseline), indicating maximum benefit was obtained across the range of exposures with 300 mg Q2W. Data from this small trial of ultra‐rare disease were leveraged to adequately profile cerliponase alfa and support 300 mg i.c.v. Q2W for CLN2 treatment.
Study Highlights.
WHAT IS THE CURRENT KNOWLEDGE ON THE TOPIC?
☑ Enzyme replacement therapy (ERT) has successfully treated systemic disease of lysosomal storage disorders but not central nervous system (CNS) disease due to inability to cross the blood‐brain barrier. Cerliponase alfa is the first ERT administered by intracerebroventricular (i.c.v.) infusion and indicated for CLN2, an ultra‐rare, neurodegenerative disorder caused by deficiency in lysosomal enzyme TPP1.
WHAT QUESTION DID THIS STUDY ADDRESS?
☑ What is the pharmacokinetics (PK) of cerliponase alfa and the relationship to safety and efficacy in CLN2?
WHAT DOES THIS STUDY ADD TO OUR KNOWLEDGE?
☑ Cerliponase alfa i.c.v. at 300 mg Q2W appears to provide sufficient TPP1 exposure to the CNS for meaningful efficacy. With i.c.v. administration, exposures in cerebrospinal fluid (CSF) were ~ 1,000‐fold higher than plasma. Plasma PK was not a good surrogate for CSF PK. High interpatient and intrapatient variabilities were observed, more so in plasma than CSF PK.
HOW MIGHT THIS CHANGE CLINICAL PHARMACOLOGY OR TRANSLATIONAL SCIENCE?
☑ Data from this small trial of ultra‐rare disease were leveraged to enable clinical utility of cerliponase alfa, demonstrating strategic orphan drug development.
CLN2 disease is an ultra‐rare, inherited, pediatric neurodegenerative disorder that belongs to the family of neuronal ceroid lipofuscinoses (NCL; number indicates the form of NCL), collectively and more familiarly known as Batten disease. 1 , 2 , 3 Classified by the underlying gene defect, CLN2 specifically, is caused by mutations in the gene encoding the lysosomal enzyme, tripeptidyl peptidase 1 (TPP1). TPP1 deficiency results in lysosomal accumulation of abnormal storage material (called ceroid and lipofuscin) in neuronal cells, leading to cell damage and cell death of mainly the central nervous system (CNS) and the retina. This rapidly progressing, irreversible disease typically appears as epilepsy and slowing of psychomotor development at age 2–4 years, followed by standstill then regression of psychomotor development, blindness, and death by age 12 years. All forms of NCL are fatal and therapy has been limited to symptomatic treatment or palliative care. 3
Cerliponase alfa is a recombinant proenzyme form of human TPP1 (rhTPP1) that is delivered by intracerebroventricular (i.c.v.) infusion to replace the deficient enzyme in affected nerve tissues of CLN2 disease. It is activated upon uptake into the acidic pH environment of the lysosome in vivo, to become the mature, proteolytic form of rhTPP1 that catabolizes lysosomal storage material. Drug administration is direct, bypassing the blood‐brain barrier (BBB), into the cerebral ventricles via a surgically implanted i.c.v. access device. 4 In 2017, cerliponase alfa was approved by the US Food and Drug Administration and the European Medicines Agency based on evidence of slowing or halting disease progression in patients with CLN2. 3 , 5
CLN2 represents ~ 25% of all NCL disorders, with an ultra‐rare prevalence of < 1 per million population estimated; whereby in comparison, the prevalence threshold to qualify as a rare disease is ~ < 500 patients per million. 6 , 7 , 8 , 9 Granted orphan drug status by regulatory bodies, clinical development of cerliponase alfa comprised of 24 patients in 2 clinical trials: one first‐in‐human phase I/II study and one phase I/II extension study in progress. The completed initial study was designed to evaluate the safety and efficacy of cerliponase alfa 300 mg i.c.v. Q2W after at least 48 weeks of treatment. 10 The clinical dose regimen of 300 mg Q2W was predetermined based on pharmacology and pharmacokinetic (PK) studies in dogs and monkeys, animal species chosen for their likeness in CNS parameters to humans. Herein, we describe the clinical PK and pharmacodynamics (PD) of cerliponase alfa, the first i.c.v.‐administered enzyme replacement therapy (ERT), as characterized in a single study of patients with CLN2.
METHODS
Study design and patients
This was a phase I/II, open‐label study in children with CLN2, conducted at five study centers in four countries. 10 The study protocol was approved by an institutional review board or independent ethics committee at each clinical site. Written informed consent from a parent or legal guardian of each patient was obtained, and, if appropriate, written assent was obtained from the patient. Data from this initial study served as the basis for our analysis; data from the thereafter extension study were not included as PK data were not collected.
All study participants had a documented diagnosis of CLN2 disease, determined by TPP1 enzyme activity and CLN2 genotype analysis. Because CLN2 is exclusively a pediatric disease, eligible patients were 3–15 years of age at the time of enrollment. All patients had mild to moderate disease progression, measured by a combined score of 3–6 on the motor and language domains of the CLN2 Clinical Rating Scale (range 0–6; 0 representing no function and 3 representing normal function for each of the 2 domains) and a score of at least 1 in each of the 2 domains. 10
A total of 24 patients were enrolled in the study. Ten patients were assigned to three 3‐subject cohorts for the dose escalation phase, evaluating 30, 100, and 300 mg Q2W by i.c.v. administration. One patient in the third cohort discontinued the study after one dose due to unwillingness to continue with study visits and procedures, and was replaced, resulting in four patients assigned to the third cohort. Dose cohorts were enrolled to the next higher dose level upon approval by an independent data and safety monitoring committee (i.e., patients starting at 30 or 100 mg were escalated to 300 mg). Nine patients entered the stable dose phase upon completion of the dose escalation phase, along with 14 additional patients who enrolled directly into the stable dose phase. The stable dose phase comprised of 300 mg i.c.v. Q2W (the target clinical dose regimen) for 48 weeks. Twenty‐four patients were enrolled in the study and 23 patients completed at least 48 weeks of therapy (i.e., 24 infusions) at the 300 mg dose level.
Administration of cerliponase alfa
Prior to study drug administration, an i.c.v. reservoir and catheter was surgically implanted. The patency, location, and skin integrity of the i.c.v. access device (reservoir plus catheter) was evaluated by the investigator at each study drug administration. Because hypersensitivity reactions may be associated with ERT administration, patients were pretreated with age‐appropriate doses of antihistamine. All patients were administered cerliponase alfa by i.c.v. infusion Q2W. The study drug was infused i.c.v. at 2.5 mL/hour to deliver 10 mL over ~ 4 hours. Following infusion of cerliponase alfa, a flushing solution was administered at 2.5 mL/hour for 30 minutes, for a complete infusion duration of 4.5 hours.
Pharmacokinetic analysis
Cerebrospinal fluid (CSF) and blood (plasma) samples for PK analysis were collected following the initial dose, the first dose at each new dose level during the dose escalation phase, and week 5 and week 13 of the stable dose phase. Samples were collected predose (within 0.25 hours prior to start of infusion), and 0.25, 4, 8, 20, 72, and 120 hours after end of infusion. Additional CSF and blood (plasma) samples were collected predose at the start and every 4 weeks of the stable dose phase whenever serial samples were not collected. CSF samples were obtained from the lateral ventricle of the brain using the i.c.v. port.
CSF and plasma samples were assayed for concentrations of cerliponase alfa by validated electrochemiluminescence immunoassay methods (BioMarin Pharmaceutical, Novato, CA). The lower limit of quantitation was 20 ng/mL in CSF and 16 ng/mL in plasma. Both interassay accuracy (% relative error) and precision (% coefficient of variation) of quality controls were ≤ 13.2% in CSF and ≤ 17.2% in plasma throughout sample testing runs.
PK parameters were estimated based on concentration‐time data in CSF and plasma by noncompartmental analysis using Phoenix WinNonlin 6.4 (Pharsight, Cary, NC). Maximum concentration (Cmax) and time of maximum concentration (Tmax) were recorded directly from the observed data. Other PK parameters estimated were elimination terminal half‐life (t1/2); area under the concentration‐time curve from time 0 to the time of last measurable concentration (AUC0–t), estimated by the linear trapezoidal rule; area under the concentration‐time curve extrapolated to infinity (AUC0–∞); clearance of the absorbed fraction (CL); volume of distribution based on the terminal phase (Vz); and steady‐state volume of distribution (Vss).
Efficacy and safety evaluations
The primary efficacy variable was an aggregate score in the domains for motor and language function on the CLN2 Clinical Rating Scale; each domain scoring from 0 (no function) to 3 (normal function) for a maximal possible score of 6 combined. Testing was performed at baseline, start of the stable dose phase (300 mg Q2W), and every 8 weeks thereafter over the 48‐week study phase. Trained raters administered the clinical rating scales in a standardized manner. Safety was assessed by the incidence, severity, and relationship to study drug of treatment‐emergent adverse events (AEs), which were monitored continuously for study duration. Full clinical efficacy and safety data from this study have been previously reported. 10
Immunogenicity analysis
CSF and blood (serum) samples for immunogenicity were collected at baseline, every 4 weeks during the dose escalation phase, and at the start and every 4 weeks thereafter of the stable dose phase. CSF and serum samples were tested for total anti‐drug antibodies (TAbs) specific to cerliponase alfa by validated bridging electrochemiluminescence assays (BioMarin Pharmaceutical). TAb‐positive samples in CSF were further characterized using a validated cell‐based flow cytometry assay (BioMarin Pharmaceutical) for neutralizing antibodies (NAbs) that block the uptake of cerliponase alfa into the lysosome. NAb testing was performed only in CSF samples as the target site of action is the CNS, and TAb‐positive samples were tested for NAb response. Full immunogenicity methods and results from this study have been previously reported. 11
Statistical analysis
Demographic characteristics were summarized for the PK population. PK parameters were summarized descriptively by biological matrix, dose group, and study visit. The relationship of PK parameters to demographic characteristics, immunogenicity, safety, and efficacy parameters were assessed graphically because analyses of the PK population were not powered to assess statistical significance. For analyses without time as a covariate, mean PK parameters for each patient was used as the representative measure of an individual patient’s exposure during treatment with 300 mg Q2W. Mean PK parameters were derived by calculating the arithmetic means of Cmax and AUC0–t values across study visits with 300 mg Q2W dosing and intensive PK sampling (i.e., first dose at 300 mg, and weeks 5 and 13 of the stable dose phase).
RESULTS
Patient characteristics
A total of 24 patients were enrolled in the study (safety population) and 23 patients completed treatment at 300 mg Q2W for at least 48 weeks (efficacy population). Baseline demographics (reported as median (range) or percentage (number)) of patients (n = 24) were: age 4 (3–8) years, weight 17.5 (14.5–26.0) kg, 38% (n = 9) male vs. 62% (n = 15) female, and 96% (n = 23) White vs. 4% (n = 1) Asian. By the time of initiation of the 300 mg Q2W regimen, median (range) CLN2 scores of patients (n = 23) were 3 (1–6).
PK parameters were estimated in all patients over various dose levels and study visits. At 300 mg Q2W, there were 24 patients with evaluable PK data in CSF vs. 15 patients with evaluable PK data in plasma.
Pharmacokinetics
Single‐dose pharmacokinetics
Single‐dose PK data were available from patients who received an initial dose of 30 (n = 3), 100 (n = 3), or 300 mg (n = 17; 4 of 4 from the dose escalation phase and 13 of 14 enrolled directly into the stable dose phase) of cerliponase alfa (Table 1 ).
Table 1.
Median (range) PK parameters for cerliponase alfa following single doses of 30, 100, and 300 mg by i.c.v. infusion
| Parameter | 30 mg | 100 mg | 300 mg |
|---|---|---|---|
| CSF | |||
| N | 3 a | 3 | 17 c |
| Tmax, hr | 4.50 (4.33–8.08 b ) | 4.50 (4.42–4.50) | 4.50 (4.25–5.75 d ) |
| Cmax, µg/mL | 208 (186–269) | 665 (646–5,640) | 1,420 (359–4,380) |
| AUC0–t, µg‐hr/mL | 1,660 (1,180–1,950) | 5,740 (3,620–62,700) | 9,210 (3,660–19,000) |
| AUC0–∞, µg‐hr/mL | 1,810 (1,660–1,950) a | 5,740 (3,630–62,700) | 9,290 (3,660–19,000) |
| CL, mL/hr | 16.7 (15.4–18.0) a | 17.4 (1.59–27.6) | 32.3 (15.8–81.9) |
| Vz, mL | 286 (151–420) a | 296 (11.0–409) | 311 (159–1,920) |
| t1/2, hr | 11.5 (6.81–16.2) a | 10.3 (4.79–11.8) | 6.13 (4.13–16.3) |
| Plasma | |||
| N | 0 f | 1 f | 13 f , g |
| Tmax, hr | NA | 24.0 | 12.0 (4.25–24.5) |
| Cmax, µg/mL | NA | 0.357 | 0.944 (0.176–3.87) |
| AUC0–t, µg‐hr/mL e | NA | 11.4 | 11.4 (1.12–69.9) |
| AUC0–∞, µg‐hr/mL | NA | NA | 14.3 g |
| CL, mL/hr | NA | NA | 21,000 g |
| Vz, mL | NA | NA | 356,000 g |
| t1/2, hr | NA | NA | 11.8 g |
AUC0–∞, area under the concentration‐time curve extrapolated to infinity; AUC0–t, area under the concentration‐time curve from time 0 to the time of last measurable concentration; CL, clearance; Cmax, peak plasma concentration; CSF, cerebrospinal fluid; NA, not available; t1/2, terminal half‐life; Tmax, time to peak plasma concentration; Vz, volume of distribution based on the terminal phase.
CSF t1/2, AUC0–∞, CL, and Vz reported for 2 in the 30 mg cohort due to insufficient quantifiable samples during the terminal phase for 1 patient.
CSF Tmax for this patient was at 8.08 hours, collected 4 hours postdose instead of the planned 0.25 hours postdose assessment.
CSF samples were not collected on day 1 for 1 of 18 patients in the 300 mg cohort.
CSF Tmax for this patient was at 5.75 hours, collected 1.5 hours postdose instead of the planned 0.25 hours postdose assessment.
Plasma AUC0–t was estimated at times using less than three quantifiable concentration time points.
Plasma samples were improperly stored for 3 of 3 patients at 30 mg, 2 of 3 patients at 100 mg, and 5 of 18 patients at 300 mg.
Plasma t1/2, AUC0‐∞, CL, and Vz were not estimated for nearly all patients in the 300 mg cohort due to insufficient quantifiable samples during the terminal phase, except for 1 patient.
In CSF, peak concentrations were observed at the first sampling time point after the end of 4‐hour infusion and appeared to decline in a biphasic manner. CSF exposure increased less than dose proportional with ~ 5 to 7‐fold increase in median Cmax and AUC vs. the 10‐fold increase in dose from 30 to 300 mg. One patient in the 100 mg group had high exposure following their initial dose, and, accordingly, exposure parameters for the 100 mg dose level were highly variable due to small sample size. Cmax and AUC for this patient (shown by the maximum value reported for the 100 mg group) were higher than median values for the 300 mg group. Investigation into potential explanations for the high CSF exposure during their day 1 visit was performed but did not reveal conclusive findings. Despite this outlier exposure, CSF exposures for this patient following subsequent infusions of 300 mg were less than their exposure following the initial 100 mg dose (data not shown).
During the initial stages of study conduct, plasma PK samples were stored outside of the stability range, and thus, no data are available for the 30 mg group and available for only one patient in the 100 mg group. Based primarily on the 300 mg dose level, concentrations in plasma peaked between 8 and 20 hours after the end of 4‐hour i.c.v. infusion and appeared to decline in a biphasic manner, remaining above the lower limit of quantitation through 72 hours.
Multiple‐dose pharmacokinetics
Multiple‐dose PK data were evaluated from patients enrolled directly into the stable dose phase (n = 14), who received 300 mg of cerliponase alfa Q2W throughout the study (Table 2 ; Figure 1 ).
Table 2.
Median (range) PK parameters for cerliponase alfa following 300 mg Q2W by i.c.v. infusion
| Parameter | Day 1 | Week 5 | Week 13 |
|---|---|---|---|
| CSF | |||
| N | 13 a | 14 | 13 a |
| Tmax, hr | 4.50 (4.25–5.75) | 4.25 (3.83–4.50) | 4.25 (4.00–4.50) |
| Cmax, µg/mL | 1,260 (359–4,380) | 1,630 (376–4,670) | 1,390 (1,110–2,340) |
| AUC0–t, µg‐hr/mL | 9,290 (3,660–19,000) | 12,400 (4,620–26,200) | 10,500 (7,000–18,200) |
| AUC0‐∞, µg‐hr/mL | 9,290 (3,660–19,000) | 12,400 (4,620–26,200) | 10,500 (7,000–18,200) |
| CL, mL/hr | 32.3 (15.8–81.9) | 24.2 (11.4–64.9) | 28.7 (16.5–42.9) |
| Vss, mL | 245 (78.4–909) | 196 (85.4–665) | 186 (131–257) |
| Vz, mL | 316 (178–1,920) | 254 (148–573) | 263 (160–443) |
| t1/2, hr | 6.15 (5.49–16.3) | 7.35 (3.33–9.53) | 7.65 (5.05–9.43) |
| Plasma b | |||
| N | 12 d | 12 d | 9 e |
| Tmax, hr | 12.0 (4.25–24.5) | 12.0 (7.50–24.2) | 12.3 (4.25–75.9) |
| Cmax, µg/mL | 1.28 (0.176–3.87) | 1.92 (0.222–4.27) | 0.962 (0.0295–2.57) |
| AUC0–t, µg‐hr/mL c | 16.2 (1.12–69.9) | 40.1 (11.1–78.9) | 9.50 (0.239–51.6) |
| AUC0–∞, µg‐hr/mL | 14.3 b | NA | NA |
| CL, mL/hr | 21,000 b | NA | NA |
| Vz, mL | 356,000 b | NA | NA |
| t1/2, hr | 11.8 b | NA | NA |
AUC0–∞, area under the concentration‐time curve extrapolated to infinity; AUC0–t, area under the concentration‐time curve from time 0 to the time of last measurable concentration; CL, clearance; Cmax, peak plasma concentration; CSF, cerebrospinal fluid; NA, not available; PK, pharmacokinetic; t1/2, terminal half‐life; Tmax, time to peak plasma concentration; Vss, steady‐state volume of distribution; Vz, volume of distribution based on the terminal phase.
CSF samples were not collected for 1 of 14 patients on day 1 and week 13.
Plasma t1/2, AUC0–∞, CL, and Vz were not estimated for nearly all patients due to insufficient quantifiable samples during the terminal phase, except for 1 patient on day 1.
Plasma AUC0–t was estimated at times using less than three quantifiable concentration time points.
Plasma samples were improperly stored for 2 of 4 patients on day 1 and week 5.
Plasma samples were either hemolyzed or not collected for 5 of 14 patients on week 13.
Figure 1.

Mean concentration‐time profile of cerliponase alfa in CSF and plasma following 300 mg Q2W by i.c.v. infusion. Time 0 represents the start of infusion. SD, stable dose phase.
PK parameters in CSF were similar among day 1, week 5, and week 13 visits. Although variable, plasma Tmax, Cmax, and AUC0–t were comparable with no discernible trends across visits. With i.c.v. administration of 300 mg Q2W, median Cmax in plasma was ~ 1,000‐fold lower than in CSF and median AUC0–t in plasma ~ 300–1,000‐fold lower than in CSF. There was no apparent correlation between the magnitude of either Cmax or AUC0–t in CSF vs. in plasma based on patient‐matched and visit‐matched PK (Figure 2 ). Interindividual variability of Cmax and AUC0–t, respectively, were 26–73% and 31–49% in CSF vs. 54–89% and 59–103% in plasma across visits. Intraindividual variability of Cmax and AUC0–t across visits, respectively, were 33% and 24% in CSF vs. 69% and 80% in plasma.
Figure 2.

Patient‐matched and visit‐matched CSF vs. plasma exposure of cerliponase alfa at 300 mg i.c.v. Q2W. AUC0–t, area under the concentration‐time curve from time 0 to the time of last measurable concentration; Cmax, peak plasma concentration; CSF, cerebrospinal fluid.
Pharmacokinetics and patient characteristics
The potential impact of baseline patient characteristics on cerliponase alfa PK was evaluated for the 300 mg Q2W regimen. Mean estimates of Cmax and AUC0–t were used to represent an individual patient’s exposure over the course of therapy and was deemed appropriate due to the lack of drug accumulation or time‐dependent PK with 300 mg Q2W. There was no apparent effect of baseline sex, age, body weight, or CLN2 score on the exposure of cerliponase alfa in CSF or plasma (Figure 3 and Figures S1–S3 ). There was a slight trend of increasing plasma Cmax with decreasing age but was not exhibited of plasma AUC0–t (Figure 3 ).
Figure 3.

Patient baseline age and cerliponase alfa PK in CSF and plasma. Individual patient data shown as circles. Box represents the interquartile range (IQR) between first (Q1) and third (Q3) quartiles, bar within the box represents the median, and whiskers represent the minimum and maximum values excluding outliers (i.e., values outside the standard span of data defined as the range from Q1 ‐ 1.5*IQR to Q3 + 1.5*IQR; open circles). AUC0–t, area under the concentration‐time curve from time 0 to the time of last measurable concentration; Cmax, peak plasma concentration; CSF, cerebrospinal fluid; PK, pharmacokinetic.
Pharmacokinetics and immunogenicity
TAbs against cerliponase alfa were detected in CSF of 5 of 24 (21%) patients and in serum of 19 of 24 (79%) patients over the study duration. CSF TAb response was first detected at week 13 of the stable dose phase, whereas serum TAb response was detected at the earliest time point sampled, week 5 of the dose escalation phase. NAbs were not detected in CSF of any of the five patients with CSF TAb positivity.
To determine whether cerliponase alfa PK is affected by the development of antidrug antibodies (ADAs), Cmax and AUC0–t on visits with positive TAb response were compared with visits with negative TAb response. Visit‐matched exposure parameters and ADA status (i.e., on day 1, stable dose week 5, and stable dose week 13) were assessed from all patients who initiated treatment at 300 mg and had evaluable PK and ADA data. Eighteen patients with CSF data (4 of 4 from dose escalation phase and 14 of 14 enrolled directly into stable dose phase) and 14 patients with plasma/serum data (1 of 4 from dose escalation phase and 13 of 14 from stable dose phase) were included for analysis.
As displayed in Figure 4 , there was no discernible trend in CSF Cmax and AUC0–t by CSF ADA status across patients. CSF Cmax and AUC0–t values on visits with positive ADA response were well within the distribution of exposure values with negative ADA response. For the 2 patients with visit‐matched PK and CSF ADA positivity, CSF AUC0–t was lower by 17–27% on the ADA‐positive visit compared with ADA‐negative visits. No association was observed between plasma Cmax and AUC0–t with serum ADA status, across and within patients (Figure 4 ). Plasma exposure on visits positive for serum ADA spanned the range of exposure on ADA‐negative visits within an individual patient.
Figure 4.

Individual visit‐matched PK of cerliponase alfa and ADA status, in (a) CSF and (b) plasma/serum. Open circles shown for patients with negative ADA response at study visit and red, closed circles for patients with positive ADA response at study visit. ADA, antidrug antibody; AUC0–t, area under the concentration‐time curve from time 0 to the time of last measurable concentration; Cmax, peak plasma concentration; CSF, cerebrospinal fluid; PK, pharmacokinetic.
Pharmacokinetics and efficacy
In brief, patients treated with cerliponase alfa 300 mg Q2W demonstrated a statistically significant improvement in the time to and rate of decline in the motor‐language scale as compared with historical controls. 10 Response was defined as the absence of either an unreversed two‐point loss (the expected decline for an untreated population) or a combined score of zero (no function) in the motor and language domains of the CLN2 scale.
Here, the relationship between cerliponase alfa PK and efficacy outcomes was evaluated using the change in motor‐language score from the start of 300 mg Q2W to the end of the study. Of 23 patients in this analysis, 2 had a 1‐point gain, 13 had no change, 5 had a 1‐point loss, and 3 had a 2‐point loss after 48 weeks of treatment for an overall responder rate of 87% (20/23). A patient’s change in motor‐language score at week 48 did not correlate with the individual mean Cmax and AUC0–t in CSF (Figure 5 ). Patients with a decline in score had CSF exposure parameters within the distribution of those with no change or gain in score. Similarly, no correlation was shown when assessed by the maximum decrease in a patient’s score during 48 weeks of treatment (data not shown).
Figure 5.

Change from baseline in the combined score for motor‐language function of the CLN2 Clinical Rating Scale and cerliponase alfa PK in CSF. Individual patient data shown as circles. Box represents the interquartile range (IQR) between first (Q1) and third (Q3) quartiles, bar within the box represents the median, and whiskers represent the minimum and maximum values excluding outliers (i.e., values outside the standard span of data defined as the range from Q1 ‐ 1.5*IQR to Q3 + 1.5*IQR; open circles). AUC0–t, area under the concentration‐time curve from time 0 to the time of last measurable concentration; Cmax, peak plasma concentration; CSF, cerebrospinal fluid; PK, pharmacokinetic.
Pharmacokinetics and safety
The incidence of AEs in all 24 patients was assessed relative to the representative average exposure of each patient, in both CSF and plasma. All patients reported at least one AE while on study; 23 of 24 patients experienced an AE deemed to be related to cerliponase alfa by the investigator. Study drug‐related events that occurred in at least 10% of the study population were included for analysis: pyrexia 46% (11/24), hypersensitivity 33% (8/24), seizure 33% (8/24), epilepsy 17% (4/24), headache 13% (3/24), and vomiting 13% (3/24). Between patients with and without pyrexia, hypersensitivity, seizure, or epilepsy, Cmax and AUC0–t in CSF or plasma were not significantly different (Figures S4–S7 ). There were slight trends of higher CSF exposure for patients with headache and higher exposure in both CSF and plasma for patients with vomiting compared with those without (Figures S8,S9 ). Exposure in patients with headache or vomiting generally did not exceed the highest exposure observed in patients without either of the events.
DISCUSSION
Cerliponase alfa was developed as ERT for CLN2 disease using the i.c.v. route, administering directly into the CSF of ventricles in the brain. Unlike the successes in other lysosomal storage diseases, systemically administered ERTs are unable to breach the BBB to access target tissues for CNS‐centric diseases like CLN2 disease. The i.c.v. access to the CSF is advantageous for patients with CLN2 as the rhTPP1 is administered in close proximity to the choroid plexus, the major site of CSF production, and thus carried to brain tissues downstream by CSF flow (rather than against CSF outflow with an intrathecal‐lumbar route) to result in greater brain exposure. 12 Cerliponase alfa is the first i.c.v.‐delivered ERT, and the first and currently only approved treatment for any of the NCL types, specifically CLN2. 5 The PK of cerliponase alfa and the relationship to safety and efficacy were studied in this first‐in‐human phase I/II trial of 24 patients with CLN2.
Data from nonclinical pharmacology studies supported the clinical dose regimen of 300 mg Q2W by 4‐hour i.c.v. infusion. In juvenile TPP1‐null dogs, 16 mg Q2W by i.c.v. infusion resulted in significant attenuation of disease and improvement in translatable pharmacological end points, including motor function, gait, cognitive function, brain morphology, and life span. 13 The human equivalent dose to the efficacious 16 mg in dogs was calculated by scaling brain mass across species to ~ 300 mg for a pediatric human (Hammon et al., unpublished data). Concentrations in CSF were above the lysosomal kuptake (concentration at which lysosomal uptake is half‐maximal, ~ 2 nM or ~ 120 ng/mL) for 2–3 days following i.c.v. infusion in dogs and monkeys, enabling widespread distribution to CNS tissues. 12 , 14 , 15 The concentration gradient between CSF and CNS tissues is expected to lead to tissue penetration by the administered rhTPP1, followed by lysosomal uptake and activation. 12 The lysosomal half‐life of rhTPP1 was estimated to be ~ 12 days in TPP1‐deficient human fibroblasts, and together with the CNS tissue half‐life of 3–15 days in monkeys, supported a biweekly dosing interval for i.c.v. administration. 12 , 14
Cerliponase alfa demonstrated less than dose proportional increase in CSF exposure following initial i.c.v. infusions of 30, 100, and 300 mg. CSF Cmax across the single‐dose range (2.08 × 105, 6.65 × 105, and 1.42 × 106 ng/mL, respectively) were generally consistent with expected values for the amount of i.c.v. dose administered to ~ 100 mL of CSF within a human brain (3.00 × 105, 1.00 × 106, and 3.00 × 106 ng/mL, respectively). 16 At 300 mg Q2W, there was no apparent accumulation or time‐dependence in CSF or plasma PK based on comparable Cmax, AUC, CL, and Vss across study visits. This is in line with the CSF half‐life of 6.2–7.7 hours across patients and the calculable plasma half‐life in 1 patient of 11.8 hours, given the biweekly dosing frequency. It should be emphasized that CSF half‐life does not directly reflect the target site, for which the CNS tissue half‐life (from assessment in monkeys) and lysosomal half‐life (from ex vivo human fibroblasts) of days to weeks are most pertinent to the rationale for therapeutic biweekly dosing. In patients, CSF concentrations were greater than the lysosomal kuptake for ~ 4 days, which based on animal data, suggest widespread distribution of the enzyme to CNS tissues. This was supported by estimates of CSF volume of distribution (median Vss, 245 mL), which exceeded the typical CSF volume of ~ 100 mL. Direct administration of cerliponase alfa to the internal CSF spaces of the brain resulted in approximately three orders of magnitude greater exposure than in the periphery, with no correlation in the magnitude of Cmax or AUC between CSF and plasma; indicating plasma PK is not a good surrogate for CSF PK. Plasma Tmax was 8 hours after completion of the 4‐hour i.c.v. infusion compared with CSF Tmax, which occurred immediately after the end of infusion. The blood‐CSF barrier is leaky compared with the BBB, and, thus, the i.c.v.‐administered drug is transported out of the brain through CSF flow tracks and absorbed into the peripheral bloodstream across the arachnoid villi. 17
Variability in CSF and plasma PK between patients was not explained by patient demographics, as intrinsic factors did not appear to correlate with cerliponase alfa exposure. The i.c.v. dose of cerliponase alfa is fixed and was designed according to brain mass and, thus, CSF exposure would not be expected to change considerably for the range of age (3–8 years) and body weight (14.5–26.0 kg) in this study. The human brain, on average, achieves about 75% of adult mass by age 2 years and 100% by age 5 years, with progressively decreasing brain‐to‐body weight ratio during development. 18 Between the ages of 3 and 8–9 years, nondiseased human brains weigh, on average, 1.09–1.18 kg for female and 1.27–1.37 kg for male, compared with body weights of 14.1–26.0 kg and 15.6‐27.5 kg, respectively. 19 The change in brain weight is thus only 8% across the age range in this study vs. an 80% change in body weight. Of note, the slight trend of increasing plasma Cmax with decreasing age is likely attributable to the disproportionate change in body vs. brain weights during early childhood. Although matched in age by brain weight, the fixed amount of i.c.v. dose is absorbed into a significantly smaller body weight and correspondingly smaller blood volume, resulting in more concentrated systemic exposure.
The between‐patient variability in CSF exposure may rather be attributable to differences in disease severity than variability inherent to the i.c.v.‐administered enzyme, since within‐patient variability was far less (24% for CSF AUC0–t) than between‐patient variability (31–49% for CSF AUC0–t across visits). Although no association between CSF exposure and baseline CLN2 score was shown, there may be pathological effects to the CNS that are reflected in CSF PK but not translated to a change in the clinical rating score. As systemic absorption occurs thereafter, interpatient and intrapatient variability in plasma PK were both considerably higher than in CSF, contributed in part by the insufficient number of plasma samples with quantifiable concentrations.
Based on patient‐matched and visit‐matched analysis of 300 mg Q2W, the presence of ADA in CSF and serum did not appear to have an impact on PK in CSF and plasma, respectively. The majority of treated patients developed ADA in serum, suggesting that plasma exposure of cerliponase alfa will likely lead to ADA positivity in serum, consistent with other ERTs as patients are deficient in endogenous protein. 20 Development of an ADA response in this study was previously demonstrated not to be predictive of an adverse safety profile or poor treatment outcome. 11 For the most common AEs related to cerliponase alfa, there were no apparent correlations between CSF or plasma exposure and the incidence of pyrexia, hypersensitivity, seizure, or epilepsy. Slight trends of increased exposure with incidences of headache and vomiting were limited for interpretation, given the low frequency amidst a small sample size (3of 24 patients) for both events.
Response to treatment, as measured by change in CLN2 score after 48 weeks of 300 mg Q2W, did not appear to correlate with the magnitude of CSF exposure, indicating maximum benefit was obtained across the range of exposures with 300 mg Q2W. Of note, CSF exposures in patients with CLN2 exceeded those associated with the efficacious 16 mg dose in TPP1‐null dogs, suggesting these exposures were within the plateau of an exposure‐response relationship. 13 , 15 Despite the interpatient and intrapatient PK variability, 91% (62/68) of visits with reportable CSF AUC0–t at the clinical 300 mg dose had values above the mean CSF AUC0–t in TPP1‐null treated dogs (6.45 × 106 ng‐hr/mL). 15 Expression of low levels of TPP1 have been shown to dramatically attenuate disease in a CLN2‐mutant mouse study, where just 6% of normal TPP1 activity in the brain increased the lifespan to almost that of a wild‐type mouse. 21 Taken together, these nonclinical and clinical data indicate that cerliponase alfa delivered i.c.v. at 300 mg Q2W provides sufficient TPP1 exposure to the CNS for a meaningful therapeutic benefit.
In this small clinical trial of ultra‐rare disease, data were strategically obtained and used to characterize the PK and PD of cerliponase alfa. Because of the irreversible nature of the disease, animal models were used to define the target therapeutic dose and rapid within‐patient escalation to target dose was performed in lieu of a dose‐finding study design. Despite the limited patient numbers in the study and limited PK data available (sampling restricted based on feasibility), data were leveraged to enable clinical utility of cerliponase alfa and support 300 mg i.c.v. Q2W for CLN2 treatment. This is the first characterization of clinical CSF and plasma PK of an i.c.v. administered protein. Although numerous approaches are currently in clinical study to address neurological manifestations of lysosomal storage disease, this work furthers the understanding of this novel route of administration to address an unmet medical need.
Funding
This work was funded by BioMarin Pharmaceutical Inc.
Conflict of Interest
A.K., A.G., K.H., G.D.H., P.S., A.C., T.A., D.J., and J.W.H. are employees of BioMarin Pharmaceutical Inc. presently or at the time of study and may own stock and/or stock options in the company. A.S., N.S., E.D.L.R., and P.G. received research grants, consultancy fees, and/or speaker honoraria.
Author Contributions
A.K. and J.W.H. wrote the manuscript. D.J. designed the research. A.S., N.S., E.D.L.R., and P.G. performed the research. A.K., A.G., K.H., G.D.H., P.S., A.C., T.A., and J.W.H. analyzed the data.
Supporting information
Supplementary Material
Acknowledgments
The authors thank the young patients and their families for their participation in the clinical study.
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