Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2022 Mar 1.
Published in final edited form as: Ann Allergy Asthma Immunol. 2020 Dec 1;126(3):302–304. doi: 10.1016/j.anai.2020.11.014

Efficacy of type-2 targeted biologics in patients with asthma and bronchiectasis

Elizabeth Kudlaty 1, Gayatri B Patel 1, Michelle L Prickett 2, Chen Yeh 3, Anju T Peters 1
PMCID: PMC8028023  NIHMSID: NIHMS1666302  PMID: 33271296

Bronchiectasis is characterized by permanent, irreversible dilation of the bronchi due to inflammation and impaired mucus clearance and is associated with significant respiratory impairment. Bronchiectasis shares significant clinical characteristics with severe asthma, and they often coexist.1 Although classically thought of as neutrophilic-predominant inflammation, emerging evidence suggests that the inflammation in bronchiectasis is heterogeneous with a subset of patients having an eosinophil-predominant type 2 inflammatory response. 2 Based on this observation, biologics that target type 2 inflammation may be a consideration for patients with bronchiectasis and severe asthma. However, evidence for this is limited to two small case reports, and patients with bronchiectasis were excluded from phase 3 biologic asthma clinical trials.3,4 In this study, we report our real-world experience with an IL-4/IL-13 antagonist (dupilumab), anti-IgE (omalizumab) and extend the evidence for IL-5 (reslizumab)/ IL-5Rα antagonist (benralizumab) in patients with non-cystic fibrosis (CF) and non-allergic bronchopulmonary aspergillosis (ABPA) bronchiectasis.

This case series includes 12 patients with a radiographic diagnosis of bronchiectasis not due to cystic fibrosis (CF) or allergic bronchopulmonary aspergillosis (ABPA) who were treated with biologics targeting type 2 inflammation in an academic allergy-immunology clinic. All patients had chronic cough, sputum production, and a chest computed tomography (CT) scan documenting bronchiectasis. ABPA and CF diagnoses were excluded based on documentation by the treating allergist/immunologist/pulmonologist. We characterized patient demographics, asthma controller medications, lung function, laboratory data (IgE and absolute eosinophil count (AEC)) respiratory exacerbations, systemic corticosteroids, and antibiotic courses for respiratory infections for the 12 months prior to initiation of the biologics. Respiratory exacerbation was defined as respiratory symptoms requiring systemic corticosteroids, or any increase in baseline dose if on chronic corticosteroids for ≥3 days or urgent care/emergency department visit for worsening respiratory symptoms. Respiratory exacerbations were considered distinct episodes if the interval between start dates was ≥21 days. The overall efficacy of the biologics was assessed through global physician assessment by the treating physicians (scale ranged from 1–5, Table 1). Outcomes were assessed during the use of biologics and compared to the 12 months prior to initiation of biologics and included 1) number of respiratory exacerbations; 2) number of systemic corticosteroid courses; 3) number of antibiotic courses for respiratory infections; and 4) global physician assessment. For those receiving dual biologics, outcomes were assessed after the second biologic was initiated.

Table 1.

Patient Characteristics and Global Physician Assessment with Use of Type 2-Targeted Biologics

ID# Age Sex Race Smoking history Allergic rhinitis (allergen sensitization) Asthma controller medications CRS Asthma FEV1 baseline % predicted lgE(kU/L) AEC (K/uL) Biologic Duration on biologic (months) Global physician assessment
1 73 F Asian Never Yes (tree, grass, dust mite, cockroach, fusarium) ICS, LABA, LAMA CRSwNP Yes 67 2622 1.1 benralizumab 27 5
2 47 F Black Never Yes (tree, grass, cockroach, cat, dog, fusarium, helminthosporium, epicoccum, aspergillus) ICS, LABA, LAMA, LTRA CRSwNP (AERD) Yes 49 345 0.1 dupilumab 11 5
3 76 F Black Never Yes (ragweed, dust mite, cockroach) ICS, LABA, LAMA. LTRA No Yes 28 12 0 dupilumab 1 Excluded (<3months of biologic)
4 51 M Caucasian Never Yes (tree, dust mite, cat, dog, alternaría, fusarium, helminthosporium, pénicillium, hormodendrum, aspergillus) ICS, LABA No Yes 57 357 0.05 dupilumab 7 4
5 58 M Declined Former Yes (tree, grass, ragweed, dust mite, cockroach, cat, dog, mouse, pénicillium, aspergillus) ICS, LABA CRSsNP Yes 23 1872 0.4 benralizumab + omalizumab 1* Excluded (<3months of biologic)
6 65 F Caucasian Never Not performed ICS, LTRA CRSsNP Yes 64 7.8 0.8 dupilumab 4 5
7 54 F Hispanic Never Yes (dust mite) ICS, LABA LAMA. LTRA No Yes 44 83 0.3 benralizumab 9 4
8 57 F Caucasian Never Yes (tree, grass, ragweed, dust mite, cat, dog, aspergillus) ICS, LABA, LTRA CRSsNP Yes 57 11.5 0 benralizumab 22 3
9 73 F Caucasian Former No (skin test negative) ICS, LABA No Yes 100 43.7 1.5 reslizumab 33 4
10 49 F Caucasian Never Yes (grass, ragweed, dust mite, cat, dog, alternaría, aspergillus) ICS, LABA. LTRA CRSwNP Yes 79 1144 0.8 benralizumab + omalizumab 23** 4
11 57 M Declined Former Yes (aspergillus) ICS, LABA, LTRA CRSwNP (AERD) Yes 65 381 0.3 reslizumab 28 5
12 81 M Caucasian Former Yes (tree, ragweed, cat, dog, pénicillium, alternaría, helminthosporium, aspergillus) ICS, LABA, LAMA No Yes 51 43 0.1 dupilumab + omalizumab 6*** 5

F: female, M: male

ICS: inhaled corticosteroid, LABA: long-acting beta-agonist, LAMA: long-acting muscarinic antagonist, LTRA: leukotriene receptor antagonists

CRS: chronic rhinosinusitis, CRSwNP: chronic rhinosinusitis with nasal polyps, CRSsNP: chronic rhinosinusitis without nasal polyps, AERD: aspirin exacerbated respiratory disease

FEV: forced expiratory volume, AEC: absolute eosinophil count

: 1= significantly worse, 2= somewhat worse, 3= same, 4= somewhat improved, 5= significantly improved

*

omalizumab: 26 months, benralizumab: 1 month,

**

omalizumab: 13.9 years, benralizumab: 23 months,

***

omalizumab: 4 years, dupilumab: 6 months

Descriptive and categorical variables were calculated and summarized. Wilcoxon signed-rank test was performed to test the difference between pre- and post- biologic initiation. All analyses were conducted in R 3.6.1 and SAS version 9.4 (The SAS Institute; Cary, NC). This study was approved by the Institutional Review Board.

All patients had comorbid asthma. Clinical characteristics and global physician assessment during biologic treatment are described in Table 1. The etiology of bronchiectasis was post-infectious in three (25%), a combination of post-infectious and immunodeficiency in one (8%), and idiopathic in eight (67%). The average IgE (±SD) prior to biologic initiation was 576.83±856 kU/L, and AEC (±SD) was 479±470 K/uL. Based on chest CT scans, eight of the 12 patients had bronchiectasis that predominated in the lower lobes. The remainder had: upper lobe predominant (1/12), right middle lobe (2/12), and central bronchiectasis (1/12). High attenuated mucus was seen in one of the 12 patients. Nodules were seen in the majority of the scans (8/12), whereas tree-in-bud pattern was seen in 1/12.

Use of biologics decreased median (IQR) monthly respiratory exacerbations (pre: 0.13[0–0.29] vs post: 0.0[0–0.11], P=0.02) and corticosteroid courses (pre: 0.17[0.04–0.29] vs post: 0.0[0.0–0.11], P=0.008). Systemic antibiotic courses for respiratory infections also were decreased, although it was not statistically significant (pre: 0.17[0.08–0.23] vs. post: 0.04[0.0–0.16], P=0.13). FEV1 (L) pre- vs post-biologic was not different (1.42[1.08–2.23] vs 1.75[1.05–2.19], P=0.2). On overall global physician assessment, eight patients (80%) had somewhat or significant improvement, and two (20%) were unchanged. Two patients on therapy less than 3 months were excluded from the evaluation.

Previous studies have reported that an allergic (i.e. allergic rhinitis, elevated IgE) and/or eosinophilic (i.e. CRS) phenotype may predispose to bronchiectasis, a relationship also observed in this study.5,6 In this case series, biologics were effective for treating patients with non-CF and non-ABPA bronchiectasis with an eosinophilic phenotype and/or coexisting allergic diseases. Our results add to the two reports from Europe, which observed benefit with mepolizumab and benralizumab in a small number of bronchiectasis patients with severe asthma.3,4 Our study demonstrates that this is more likely a general class effect of anti-type 2 biologics as our series included patients treated with dupilumab and omalizumab in addition to anti-IL-5 agents.

This study has several limitations. It is a single-center retrospective case series, and our study population may not be generalizable. Second, bronchiectasis is recognized as a heterogeneous disease, and the etiology of bronchiectasis was not uniform in this study. There was significant referral bias in our cohort as patients with bronchiectasis and type 2 comorbid diseases were specifically referred to our clinic for consideration of biologic therapy. Finally, asthma and bronchiectasis are both obstructive lung diseases and have considerable overlap. In our cohort of patients with bronchiectasis and concomitant asthma, it cannot be precisely determined how much of the observed effect from the biologic was due to the treatment of asthma versus bronchiectasis. This is an important group to analyze, and imaging with a high-resolution chest CT scan should be considered integral in the work-up of severe asthma as bronchiectasis is associated with significant morbidity and is increasingly recognized in patients with severe asthma. 1,7,8

Bronchiectasis guidelines highlight the heterogeneous nature of bronchiectasis, and experts suggest an endotype-targeted approach for the treatment of bronchiectasis.9 This case series is one of the first to show that treatment with biologics targeting type 2 inflammation leads to clinical improvement including reduction in corticosteroid courses, respiratory exacerbations, and systemic antibiotic courses in a subset of patients with bronchiectasis. While additional studies are needed to further elucidate the role of biologics in patients with bronchiectasis, this study suggests that biologics are a potential treatment option for the subgroup of patients with type 2 bronchiectasis not controlled with standard of care therapy.

Acknowledgments

Funding Sources: Division of Allergy and Immunology, Department of Medicine, Northwestern University Feinberg School of Medicine; Chronic Rhinosinusitis Integrative Studies Program (NIH P01AI145818); NIH T32AI083216; Ernest Bazley Foundation.

Footnotes

Disclosures:

A. T. Peters is a consultant for Sanofi-Regeneron; consultant and receives research support from AstraZeneca and Optinose.

The remaining authors have no disclosures.

Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

References

  • 1.Coman I, Pola-Bibian B, Barranco P, et al. Bronchiectasis in severe asthma: Clinical features and outcomes. Ann Allergy Asthma Immunol. 2018;120(4):409–413. [DOI] [PubMed] [Google Scholar]
  • 2.Tsikrika S, Dimakou K, Papaioannou AI, et al. The role of non-invasive modalities for assessing inflammation in patients with non-cystic fibrosis bronchiectasis. Cytokine. 2017;99:281–286. [DOI] [PubMed] [Google Scholar]
  • 3.Rademacher J, Konwert S, Fuge J, Dettmer S, Welte T, Ringshausen FC. Anti-IL5 and anti-IL5Ralpha therapy for clinically significant bronchiectasis with eosinophilic endotype: a case series. Eur Respir J. 2020;55(1). [DOI] [PubMed] [Google Scholar]
  • 4.Carpagnano GE, Scioscia G, Lacedonia D, Curradi G, Foschino Barbaro MP. Severe uncontrolled asthma with bronchiectasis: a pilot study of an emerging phenotype that responds to mepolizumab. J Asthma Allergy. 2019;12:83–90. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5.Somani SN, Kwah JH, Yeh C, et al. Prevalence and characterization of chronic rhinosinusitis in patients with non-cystic fibrosis bronchiectasis at a tertiary care center in the United States. Int Forum Allergy Rhinol. 2019;9(12):1424–1429. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.Shteinberg M, Nassrallah N, Jrbashyan J, Uri N, Stein N, Adir Y. Upper airway involvement in bronchiectasis is marked by early onset and allergic features. ERJ Open Res. 2018;4(1). [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.Lujan M, Gallardo X, Amengual MJ, Bosque M, Mirapeix RM, Domingo C. Prevalence of bronchiectasis in asthma according to oral steroid requirement: influence of immunoglobulin levels. Biomed Res Int. 2013;2013:109219. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Mao B, Yang JW, Lu HW, Xu JF. Asthma and bronchiectasis exacerbation. Eur Respir J. 2016;47(6):1680–1686. [DOI] [PubMed] [Google Scholar]
  • 9.Chalmers JD, Chotirmall SH. Bronchiectasis: new therapies and new perspectives. The Lancet Respiratory Medicine. 2018;6(9):715–726. [DOI] [PubMed] [Google Scholar]

RESOURCES