Abstract
Paediatric high‐grade gliomas (pHGG) represent a therapeutically challenging group of tumors. Despite decades of research, there has been minimal improvement in treatment and the clinical prognosis remains poor. Autophagy, a highly conserved process for recycling metabolic substrates is upregulated in pHGG, promoting tumor progression and evading cell death. There is significant crosstalk between autophagy and a plethora of critical cellular pathways, many of which are dysregulated in pHGG. The following article will discuss our current understanding of autophagy signaling in pHGG and the potential modulation of this network as a therapeutic target.
Keywords: autophagy, paediatric high grade glioma
Introduction
Paediatric high‐grade gliomas (pHGG) are aggressive and difficult to treat central nervous system tumors 1 and include grade III anaplastic astrocytoma, grade IV glioblastoma (GBM) and grade IV diffuse intrinsic pontine glioma (DIPG) 2. Despite significant research, a large number of clinical trials and improvements in pre and intraoperative surgical imaging techniques, there has been little clinical improvement for these patients 3. The mean 2‐year survival is between 10 and 30% for pHGG patients, and less than 1% for DIPG patients 4, 5. There remains no standard treatment regimen for pHGG patients 6 and current therapy incorporates, where possible, gross maximal surgical resection, focal, fractionated radiotherapy, concomitant with, and followed by, aggressive combinatorial chemotherapy regimens 7, 8, 9, 10.
In patients under 5 years of age, radiotherapy may be spared or delayed to minimize irreversible neurocognitive sequelae which include neurological, endocrine function and cognitive impairment 11, 12, 13. Surgical resection is constrained within this patient population by tumor location which typically presents in proximity to functionally eloquent areas of the brain. Where surgery is not feasible, a biopsy may be taken for diagnostic and research purposes 14. The complete excision of the tumor is further complicated by the infiltrative nature of high‐grade neoplastic cells at the tumor border which invade into healthy brain parenchyma, a hallmark of pHGG. The cells that infiltrate into the surrounding nonneoplastic tissues typically undergo mitotic arrest and are highly resistant to conventional therapies that target rapidly dividing cells 15. Treatment is further complicated as the effective delivery of chemotherapeutics is impeded by the blood‐brain barrier (BBB) which inhibits cytotoxic agents from permeating into the tumor. Furthermore, pHGGs are highly vascularized and demonstrate rapid and widespread remodeling of the vascular network to meet the metabolic demands of the tumor. Consequently, newly recruited blood vessels are disorganized and display increased fenestrations with weak, leaky vessel walls. These generate high interstitial pressure gradients, causing stagnated blood flow and excess fluid retention 16. Together, modulation of the vascular unit creates an extremely challenging clinical situation. The pHGG therapeutic has to cross the BBB, attain a therapeutically effective dose and be retained at this concentration to mediate an effective clinical response. While adult high‐grade glioma treatments have been developed, including the Stupp protocol where there is the incorporation of temozolomide (TMZ) with concomitant radiotherapy, these have not translated into the paediatric population 7. The methylation of the O6‐methylguanine‐DNA‐methyltransferase (MGMT) promoter predicts a subset of adult patients that are likelier to respond to TMZ treatment 17. In pHGG, MGMT promoter methylation, occurs in ~40% of patients, similar to that observed in aHGG. However, irrespective of MGMT promoter methylation status, TMZ treatment regimens have minimal benefit in pHGG patients. These data suggest an alternate, but as yet, poorly understood resistance mechanism in paediatric patients 18. Within the last decade, our understanding of pHGG pathobiology has significantly increased. The identification of unique epigenetic and genetic driver mutations define specific patient subgroups. These correlate with tumor location, patient age and ultimately prognosis. Together, the molecular profiles of these tumors provide further compelling evidence for pHGG to be considered distinct diseases from their adult counterparts 4, 19, 20, 21.
Recent molecular meta‐analysis has described distinct molecular subgroups in pHGG and DIPG tumors 22. The discovery of histone H3.3 (H3F3A) and H3.1 (HIST1H3B) K27M and G34R/V mutations that occur almost exclusively in paediatric tumors, has been a major step forward in the reclassification of these diseases. In light of this, the World Health Organization (WHO) updated brain tumor classifications to reflect the novel group “diffuse midline glioma with H3K27M mutation” to create more clinically relevant subtypes 22. Within histone mutant subtypes, further segregation occurred according to additional somatic co‐mutations. Histone H3.3 G34R/V, restricted to the cerebral hemisphere, occurred with co‐mutations of TP53, ATRX and F‐box/WD repeat‐containing protein 7 (FBXW7). FBXW7 has been shown to promote MYC/MYCN signaling while the H3.3 G34R/V mutants were the only subgroup to harbor MGMT promoter methylation 22. H3.3 K27M mutant tumors were present in over 60% of midline pHGG and DPIG tumors, and this mutation correlated with worse clinical prognosis. Co‐mutations in PDGFR and FGFR1, were also noted in the H3.3 K27M tumors 4. These were alongside mutations in TOP3A, TP53, PPM1D and CCND2. In contrast, H3.1 K27M mutant tumors were exclusively restricted to the pons and correlated with significantly improved clinical prognosis. Co‐mutations in the PI3K signaling pathway and activin A receptor, type I (ACVR1) were also common within this subgroup.
These data are compelling and a thorough understanding of tumor pathobiology, including specificity in histone mutation and co‐mutation expression may be key to defining clinically actionable subgroups 22. However, care must be taken not to over‐segregate tumor types into smaller and smaller patient cohorts as statistically relevant numbers for clinical trial enrollment may be difficult to achieve. Tumor reliance on common pathways including autophagy may prove a route to therapeutic intervention. This could be targeted alongside specific therapeutics according to specific intragroup co‐mutations. The heterogeneity of pHGG tumors has resulted in many failed Phase II and III clinical trials using various small molecule inhibitors 4. Therapeutically targeting common pathways, including autophagy across multiple tumor subgroups, in combination with subgroup or mutation specific therapeutics has attracted significant interest. This has driven a shift in focus to broader scale combinatorial approaches that target survival pathways in an attempt to sensitize pHGG cells to therapeutic intervention, potentially improving efficacy by circumventing resistance and off target effects 19, 23.
Autophagy
Autophagy is a catabolic process in which cellular components are degraded and recycled. Autophagy is regulated by, and in turn regulates, multiple signaling pathways, many of which are deregulated in pHGG and targetable with various inhibitors. It is hypothesized that a combinatorial therapeutic approach targeting essential pHGG survival pathways in addition to autophagy could overcome resistance mechanisms and provide an effective treatment of pHGG 23, 24, 25, 26. Within this review, we also include some of our own data which indicates targeting autophagy as an attractive therapy modality for pHGG.
Autophagy is a homeostatic process by which cellular components are cycled to make available essential substrates 27. Cellular components for degradation are tagged and sequestered into double‐membraned vesicles. Fusion of these double‐membraned vesicles with a lysosome leads to the complete degradation of the contents, which are released into the cytoplasm 28. Autophagy occurs at a basal level in all cells, acting as a means to generate essential substrates or release sequestered molecules from long‐term stores 29. In response to stress or insult, including the action of chemo and radiotherapy, autophagy is upregulated to provide essential substrates for growth and continued cell proliferation. First described in yeast, over 30 mammalian autophagy gene (ATG) homologs have been identified. The term “autophagy” covers a range of mechanisms. These may act at a broad level termed macroautophagy, or in a highly specific, orchestrated manner referred to as microautophagy. Autophagy can denote to the targeting of specific organelles, or occur in the absence of membrane vesicles (termed chaperone‐mediated autophagy, CMA) (29, 30). An overview of these processes are shown in Figure 1.
Figure 1.

Macro‐/micro‐, chaperone‐mediated autophagy and mitophagy. The processes collectively described as “autophagy” are subdivided by the nature in which substrates for degradation are selected and delivered to the lysosome. Microautophagy is a cellular pathway which is mediated by direct lysosomal engulfment of the cytoplasmic cargo. Cytoplasmic material is trapped in the lysosome/vacuole by the random process of membrane invagination. Chaperone‐dependent autophagy involves the selection of soluble cytosolic proteins that are then targeted to lysosomes and directly translocated across the lysosome membrane for degradation. The unique features of this type of autophagy are the selectivity on the proteins that are degraded by this pathway and the direct shuttling of these proteins across the lysosomal membrane without the requirement for the formation of additional vesicles. Macroautophagy (typically termed “autophagy”), is the cellular network where targeted cytoplasmic components are isolated from the cytoplasm within a double‐membraned vesicle called an autophagosome. The autophagosome fuses with lysosomes and the contents are degraded, recycled and released back into the cytoplasm. Mitophagy is the selective degradation of mitochondria by autophagy. Mitophagy promotes turnover of mitochondria and prevents the accumulation of dysfunctional mitochondria. Mitophagy is regulated by the PINK1 and parkin proteins.
Microautophagy is at present poorly characterized, and the major proteins involved are as yet undefined in mammalian systems. Microautophagy is selective and is initiated by direct invagination of the endosomal or lysosomal membrane. Deformation and invagination of the membrane forms the autophagic tube, extending into the vacuole and encapsulating cytoplasmic contents. Extension of the autophagic tube occurs as transmembrane proteins are removed, resulting in lipid enrichment of the membrane. The proximal end of the tube expands to form the autophagic body which eventually fuses, engulfing the cytoplasmic contents. The fused autophagic body is untethered by scission and along with the contents, are degraded by hydrolases 31.
Chaperone‐mediated autophagy (CMA) plays an important role in transcriptional regulation, targeting transcription factors and associated inhibitors for degradation. CMA is upregulated in response to nutrient deprivation, toxic and oxidative stress. Selective protein recognition relies on presentation by the target protein of a KFERQ‐motif, present in around 30% of cytosolic proteins. This recognition motif is usually inaccessible because of the 3D structure of protein : protein complexes. The KFERQ‐motif becomes accessible via protein misfolding, partial protein unfolding or protein : protein dissociation 32. Presentation of the KFERQ‐motif by individual proteins initiates the binding of heat shock protein 70 (hsp70) and additional co‐chaperone proteins. The subsequent hsp70/substrate complex localizes to the lysosomal membrane. This binding is mediated by Lysosomal‐Associated Membrane Protein‐2A (LAMP‐2A) and the lysosomal heat shock protein 90 complex. Once bound, the target protein is unfolded and translocated into the lysosomal lumen where it is degraded 33. In this way, recognition motif presentation by target proteins and the highly orchestrated cycling of LAMP‐2A levels tightly regulate CMA 34.
Mitophagy, or selective autophagy, is highly specific, targeting damaged or dysfunctional mitochondria. Mitophagy is regulated by PINK1 (PTEN‐induced putative kinase) and Parkin (Parkin RBR E3 Ubiquitin Protein Ligase) which recognize dysfunctional mitochondria and initiate their autophagic engulfment. In healthy mitochondria, PINK1 binds to the mitochondrial membrane and is rapidly imported into the inner mitochondrial membrane where it is cleaved and afterward degraded by proteolysis. This rapid turnover maintains a dynamic, but low cellular pool of PINK1. Following mitochondrial damage, the import and cleavage of PINK1 is inhibited 35. Unprocessed PINK1 rapidly accumulates on the surface of depolarized mitochondrial membranes. In the unprocessed state, PINK1 recruits cytosolic Parkin, an ubiquitin ligase. The exact mechanism by which this occurs is currently unknown. The binding of PINK1 and Parkin immobilizes damaged mitochondria and prevents their interaction within the mitochondrial network. Parkin also mediates hyperubiquitination of the mitochondrial membrane, which is subsequently recognized by the ubiquitin‐interacting autophagy proteins p62 and Lys63. At this stage, the mitophagy and autophagy processes merge, where the machinery driving downstream engulfment and degradation are shared 35. At present, the exact mechanisms of mitophagy induction and its regulation are only just being uncovered.
Macroautophagy is an essential, conserved self‐eating process that cells perform to allow the degradation of intracellular components which include soluble proteins, aggregated proteins, organelles, macromolecular complexes, pathogens. The dysregulation of macroautophagy has been implicated in many diseases including cancer. For this review, the term “autophagy” refers to macroautophagy 36. Autophagy regulates many different biological processes during development, normal physiology and in response to a wide variety of stresses.
Autophagy and the associated networks that interplay with this process (summarized in Figure 2) is controlled by growth factors and energy‐sensing proteins, including the master autophagy regulator, the mammalian target of rapamycin (mTOR). The mTOR protein inhibits autophagy signaling when adequate nutrients are present. The adenosine monophosphate‐activated protein kinase (AMPK) is an important regulator of mTOR 37. AMPK is activated by a decreasing ATP to AMP ratio and responds to this ratio change by reducing ATP‐dependent processes within the cell. This leads to the phosphorylation and activation of Tuberous sclerosis proteins 1 and 2 (TSC1/TSC2) and inhibits the formation of the mTOR complex (Figure 2, network shown in green). This inhibition allows the formation of the ULK1 protein complex, itself directly activated by AMPK and the subsequent initiation of autophagy (Figure 2 shown in red). AMPK may also directly interact with and inhibit mTOR complex 1 (mTORC1), via phosphorylation of the Raptor subunit, inducing autophagy 38. Activation of the AMPK signaling pathway leads to phosphorylation and stabilization of cyclin‐dependant kinase inhibitor p27, a key cell cycle inhibitor, stimulating autophagy in an attempt to provide sufficient substrates for cell cycle progression 39. Hypoxia, generated when the cellular oxygen demand is higher than oxygen availability stimulates autophagy signaling by activating Beclin1 and AMPK, inhibiting mTORC1. This promotes autophagy signaling via BNIP3 (Bcl2 interacting protein‐3) and ATG5 (Figure 2). Interestingly, hypoxia‐induced autophagy is independent of hypoxia inducible factor (HIF), commonly elevated and observed in pHGG 40. Elevated cytokine signaling leads to the activation of AMPK‐ULK1 and inhibition of mTORC1, inducing autophagy. Conversely, cytokines have also been shown to impair lysosomal function, blocking autophagic flux 41. Interestingly, cytosolic Ca2+ has been shown to trigger autophagy by interaction with AMPK, the c‐Jun N‐terminal kinase (JNK) and mTORC (Figure 2, shown in gray). Conversely, low levels of intracellular Ca2+, partially mediated by Ca2+ sequestration into the mitochondria has been shown to inhibit autophagy (Figure 2, shown in purple) 42.
Figure 2.

(Top) Major pathways involved in autophagy regulation. Autophagy regulation is complex and tightly regulated, with multiple activators and inhibitors. (Green) Growth factor binding at the cell surface receptors activate PTEN, a major negative regulator of autophagy (shown in red). PTEN dephosphorylates PIP3 to PIP2, inhibiting AKT signaling. PTEN deactivation, or reduction in growth factor signaling permits formation of PIP3, recruiting AKT to the plasma membrane where it is phosphorylated and activated. Activated Akt phosphorylates and inactivates Tuberculosis Sclerosis 1/2 (TSC1/2), releasing Rheb2 to activate mTORC and inhibiting autophagy. Activated AKT inhibits Foxo3a, ablating transcription of autophagy‐related genes, including various ATG's and LC3. Abundant amino acids activate Rheb2, activating mTORC and preventing autophagy induction. High ATP/AMP ratio inhibits AMPK, inhibiting TSC1/2 activation and Rheb activation of mTORC1, inhibiting autophagy. In addition, AMPK phosphorylates ULK1, stimulating ULK1 complex and promoting autophagy. Elevated p53, as a result of DNA damage (shown in blue) (and other assaults) activate AMPK and inhibit downstream signaling by Rheb, inhibiting mTORC1 and abolishing downstream autophagy signaling. DNA damage (and elevated glucose) leads to activation of JUN N‐terminal kinase (JNK) pathway and phosphorylation of Bcl‐2. Phosphorylated Bcl‐2 dissociates from Beclin1, allowing Beclin1/VPS34 complex formation and autophagy induction. Glucose (gray), (a major source of ATP, shown in purple) restriction triggers AMPK activation and suppression of mTORC1 (by Rheb). Both elevated and depleted glucose levels may lead to accumulation of ROS leading to endoplasmic reticulum (ER) stress and induction of autophagy by AMPK and JNK networks. Glucose deprivation may also induce a p53/AMPK positive feedback loop, in which p53 is phosphorylation by AMPK, via the ATM kinase, leading to nuclear translocation of p53. AMPK is further activated by p53 transcription targets. (Bottom) Overview of autophagy. Autophagy is negatively regulated by protein kinase AMPK (Adenosine monophosphate activated protein kinase) and mTOR (mammalian target of rapamycin), via phosphorylation of ULK1 complex. During times of stress, including nutrient deprivation or by the action of radio and chemotherapy, mTORC1 (mammalian target of rapamycin complex1) becomes functionally coupled to ULK1 (UNC‐51‐like kinase‐1)‐FIP200 (FAK family kinase‐interacting protein of 200kDa)‐ATG12‐ATG101 complex, which phosphorylates Beclin‐1. VPS34‐Beclin1 complex, regulated by BCL2 (apoptosis associated) family proteins locate to PAS (phagophore assembly site). ATG9 and VMP1 (vacuole membrane protein) recruit lipids to the phagophore for elongation of the membrane. Autophagosome assembly and maturation involves two ubiquitin‐like (UBL) conjugation systems; the light chain (LC3) and ATG12 UBL systems. In the ATG12 UBL system, ATG12 becomes covalently bound to ATG5, catalyzed by ATG10 and ATG7. ATG12‐ATG5 complex binds to ATG16, and the resulting ATG12‐ATG5‐ATG16 complex interacts with LC3 UBL system. ATG4 protease, cleaves LC3 at carboxyl terminal allowing ATG3 to covalently bind PE (phosphatidylethanolamine) to LC3 for membrane elongation, cargo recognition and fusion of lysosomes to autophagosome. Cellular organelles and macromolecules are tagged with Lys63 ubiquitin and are sequestered into double‐membraned autophagosome during membrane elongation. Autophagosome fuses with lysosome, forming autophagolysosome and are degraded by hydrolase and lysosome enzymes.
Under nutrient‐rich conditions, mTORC1 associates with the ULK1 and ULK2 protein complexes. The UNC‐51‐like kinase‐1‐FIP200 (FAK family kinase‐interacting protein of 200kDa)‐ATG12‐ATG101 complex phosphorylates ULK1, ULK2 and ATG13. Where nutrients are depleted, mTORC1 dissociates from the ULK1/2‐ATG13 complex and mTORC1 activity is repressed. ULK1 and ULK2 phosphorylate both FIP200 and ATG13 and the entire complex translocates to the phagophore assembly site. Under these conditions, Beclin‐1 is activated by ULK1 and ULK2, leading to the formation of the Beclin‐1/hVPS34 (human vacuolar sorting protein‐34)/p150 complex. This complex is required for protein recruitment to drive phagophore initiation and early autophagosome membrane synthesis. The transmembrane proteins ATG9 and vacuole membrane protein (VMP1) recruit lipids to the phagophore assembly site mediating autophagosome membrane elongation. Cellular components for degradation are tagged with Lys63 cargo recognition protein and sequestered into the double‐membrane phagophore during continued autophagosome membrane elongation. The maturation of the autophagosome relies on two ubiquitin‐like (UBL) conjugation systems which partially overlap. These are ATG12 and light chain 3 (LC3). ATG12 UBL conjugation is initiated by the covalent binding of ATG12 to ATG5, catalyzed by ATG7 and ATG10. The ATG12‐ATG5 complex binds to ATG16, forming the ATG12‐ATG5‐ATG16 protein complex which interacts with the LC3 UBL system. The ATG4 protease cleaves LC3, followed by the covalent binding of LC3 to phosphatidylethanolamine (PE), a cleavage event required for membrane elongation, cargo recognition, cargo sequestration and autophagosome maturation. The mature autophagosome fuses with a lysosome and following this fusion, the autophagosome and contents are degraded and then released back into the cytoplasm 27, 43. Lipidated LC3 (LC3‐II) remains bound to the inner membrane of the autophagosome throughout the maturation and degradation processes, providing a useful marker for monitoring autophagy 44, 45.
Chemotherapeutic insult may induce autophagy independent of ATG5, ATG7 and LC3‐II. In addition, autophagy induction caused by glucose restriction may occur independent of ULK1 46. Key to ULK1 independent autophagy is that mTOR activity no longer needs to be suppressed. Critically, both ULK‐dependent and ULK‐independent autophagy involve the common autophagic programme that includes LC3 processing and ATG5 function.
Autophagy is a tightly regulated process, acting at different times as both a pro‐survival or cell death pathway 29. Autophagic cell death is termed Type II cell death and typically acts independently of apoptosis (programmed, or type I cell death). Autophagy and apoptosis demonstrate a degree of exclusivity although can cross regulate each other through common upstream signaling proteins 47. One of the main routes where autophagy can reduce the propensity to induce apoptosis is by mitophagy 35. Mitochondria are the cellular epicenters where pro‐survival and pro‐death signals merge and cell fate following diverse cellular stresses (including chemotherapy assault) is decided. Consequently, damaged mitochondria are primed to instigate apoptosis and their removal by autophagy can increase the strength of the signal required to induce apoptosis 35. Similarly, autophagy can reduce the amount of pro‐apoptotic proteins within the cytoplasm, particularly of potent inducers such as Bax and caspase 8 48, 49. Conversely, autophagy can promote apoptosis by the depletion of endogenous inhibitors of apoptosis, a response observed in a number of genetic model organisms where developmental apoptotic events are abolished following the loss of critical ATGs 50, 51 . In addition, ATG7 elevates apoptosis following photodamage, directing lysosomal membrane permeabilization that leads to apoptosis 52, 53. The relationship between apoptosis and autophagy is highly context‐dependent and the subject of widespread debate. However, similar to apoptosis, the dysregulation of autophagy has been identified in a number of diseases, including inflammatory and neurodegenerative diseases and, of particular interest for this review article, cancer 54.
Advances in genomic profiling and multicenter collaborative projects, notably The Cancer Genome Atlas (TCGA) 55, 56, 57 have identified epigenetic and genetic mutations in pHGGs, harboring aberrations in core signaling pathways that include p53 25, RAS/RAF/MEK/Erk 58, PI3K/AKT/mTOR 59, 60 and RTK/Ras/PI3K 4, 55 (Figure 2). Frequently mutated in pHGG, these pathways regulate, or are regulated by autophagy. Consequently, these are highly promising therapeutic targets.
The PI3K/AKT/mTOR Signaling Network
The phosphoinositide‐3‐kinase (PI3K) signaling network is extensive and regulates a plethora of cellular processes including proliferation, cell survival and metabolism 61 (Figure 2 shown in green). PI3K signaling is one of the most frequently mutated pathways in all cancers 62, 63. The PI3K family of lipid kinases activate signaling cascades that are mediated by diverse signaling effectors, including G‐protein coupled receptors (GPCR), receptor tyrosine kinases (RTK) and cytokines 64. Dysregulation of this network is a hallmark of cancer, particularly pHGG, driving and maintaining an oncogenic phenotype that includes uncontrolled cell growth and division, widespread metabolic alterations, genomic instability and chemotherapy resistance 65. A further group of PI3K‐related serine/threonine protein kinases (phosphatidylinositol‐3‐kinase related PIKKs) include ataxia telangiectasia mutated (ATM), ataxia telangiectasia and Rad3‐related (ATR), DNA‐dependent protein kinase (DNA‐PK) and the autophagy master regulator mTOR. Each of these are capable of regulating autophagy in response to DNA damage 66. In canonical PI3K signaling, following ligand binding and activation of a membrane‐bound receptor, class I PI3K's phosphorylate phosphatidylinositol‐4,5‐bisphosphate (PIP2), forming phosphatidylinositol‐3,4, 5‐bisphosphate (PIP3) 67. PIP3 recruits AKT and PDK1 to the plasma membrane by direct binding. PDK1 phosphorylates the activation loop of AKT, allowing AKT to regulate downstream pathways, including the p53 network, protein synthesis and autophagy 68. PI3K signaling via PIP3 is negatively regulated by the phosphotensin homolog (PTEN), via dephosphorylation of PIP3 to PIP2 69. PI3K signal activation is associated with poor patient prognosis and is common to both adult and paediatric HGG. However, the mechanisms of PI3K signal activation differ significantly between the adult and paediatric disease 70. In adult high‐grade glioma, inactivating PTEN mutations are commonly observed. However, in pHGG patients, PTEN mutations are rarer and more commonly display loss of heterozygosity. Furthermore, the inhibition of PTEN following PTEN promoter methylation has been reported 22. Overall, the PI3K signaling pathway has been implicated in a high proportion of pHGG tumors and the PI3K network remains an attractive therapeutic target, in particular mTOR inhibitors.
Regulation of the PI3K/AKT/mTOR Network by PTEN
As mentioned above, PTEN is an important tumor suppressor and is frequently mutated in cancer 69. PTEN negatively regulates the PI3K/AKT/mTOR signaling cascade by dephosphorylating PIP3 to PIP2 (Figure 2). This dephosphorylation prevents the recruitment of AKT to the plasma membrane and inhibits downstream signaling 71. Deactivation mutations within PTEN lead to the sustained signaling of the PI3K/AKT/mTOR pathway 69, 72 via constitutive AKT activation. These mutations are less frequent in pHGG (5%–15% of cases) than in aHGG with loss of heterozygosity (LOH) observed in <30% of cases 19, 73, 74. However, PTEN promoter methylation, leading to decreased PTEN protein expression has been reported for pHGG 75. In addition, the allelic loss of PTEN in DIPG patients has been described 76. These provide a potential mechanism for the PI3K/AKT/mTOR pathway activation observed in pHGG. Activation mutations within the PIK3CA catalytic subunit or the PIK3R1 regulatory subunit are observed in approximately 20% of all pHGG, a similar frequency to the percentage observed in the adult HGG population 19, 77. Such activation mutations could lead to an increase in autophagy through the inhibition of AKT phosphorylation, blocking mTOR and downstream signaling and allowing the transcription of autophagy‐related genes mediated by the fork‐head transcription factor FOXO3a.
Autophagy Regulation via mTOR
The key regulator of autophagy mTOR exists in one of two complexes that control multiple cellular processes 65. mTORC1 primarily regulates proliferation, protein synthesis and autophagy via growth factor signaling and nutrient and energy sensing. In contrast, mTORC2 primarily regulates metabolism and survival signaling. The formation of mTORC1 or 2 is determined by the upstream regulatory activators. These are the regulatory‐associated protein of mTOR (RAPTOR) and the rapamycin‐insensitive companion of mTOR (RICTOR) 46, 78. The depletion of mTORC2 and inhibition of AKT reduces the phosphorylation of the FOXO3a transcription factor allowing FOXO3a nuclear accumulation. This nuclear retention allows the FOXO3a‐dependent transcription of numerous autophagy genes 79. It is important to note that mTORC2 regulation by the PI3K/AKT signaling is poorly understood in contrast to mTORC1, although the two may act competitively 80, 81, 82. To date, mTORC2 is understood to be required for complete activation of AKT. AKT activation of mTORC1 may reduce the total available mTOR, consequently decreasing AKT phosphorylation and disrupting autophagy and cell survival signaling 68, 83. Compensatory signaling via mTORC2 when mTORC1 is abrogated could provide an important resistance mechanism to multiple mTOR inhibitors which have been evaluated to date 68, 84. In addition, the PI3K/AKT/mTOR signaling network is autoregulated by several negative feedback loops, the dysregulation of which may also lead to constitutive activation of mTOR signaling 85.
Upstream of mTOR, AKT promotes mTOR signaling by phosphorylating tuberculosis sclerosis 2 (TSC2) at multiple residues, preventing TSC1/TSC2 complex formation and disabling Ras homology enriched in brain (Rheb) inhibition 59 (Figure 2). This stimulates mTORC1 complex formation and drives downstream signaling. The inactivation of TSC2 by AKT leads to an increase in mTORC2 activity, although the mechanism(s) of mTORC2 regulation by TSC1/TSC2 still remains unclear 86.
Posttranslational modifications also have a direct role in autophagy regulation. Under nutrient‐rich conditions, G9A, a methyltransferase, associates with chromatin in the promoter region of ATGs. This prevents chromatin unwinding and transcription suppression. Following nutrient depletion, G9A dissociates from chromatin, permitting access to and transcription of the ATGs 87. This is supported by a proposed role for epigenetic regulation in the maintenance of the autophagy response. This is by the activation of AMPK and the subsequent downstream phosphorylation of FOXO3a, stabilizing inducers of autophagy and lysosome components 88.
The DNA Damage Response
The DNA Damage response (DDR) (Figure 2, shown in blue) primarily coordinates the recognition and repair of DNA lesions, in a highly orchestrated manner dependent on the nature of the damage and cell cycle phase at the time of DNA damage 89, 90. Repair processes include direct DNA repair, a single‐step process to remove agents bound to and distorting DNA strand(s). Single‐strand break repair is mediated by base excision repair (BER), nucleotide excision repair (NER) and mismatch repair (MMR). The repair of complex double‐strand breaks is conducted by single‐strand annealing (SSA), nonhomologous end joining (NHEJ) or homologous recombination (HR). Multiple chemotherapeutics, as well as radiotherapy, induce widespread DNA damage via DNA helix‐distorting reactive molecules, or the induction of direct DNA strand breaks 91. If left unresolved, this DNA damage in tandem with multiple stalled replication forks, signals catastrophic damage where the cell directs the induction of cell death pathways 92, 93. Three PIKK protein kinases are involved in directing the DDR, sensing damage and directing the repair process. Ataxia‐telangiectasia mutated (ATM) and the DNA‐dependent protein kinase (DNA‐PK) respond to double‐strand breaks, while Ataxia telangiectasia and Rad3‐related protein (ATR) is activated following single‐strand breaks. Aberrations in the DDR, including the inhibition or evasion of cell death pathways, are a major source of genomic instability and therapeutic resistance in almost all cancers 94.
There is complex interaction between the DDR, the tumor suppressor and “guardian of the genome” p53 and the process of autophagy (Figure 2). Following irradiation or chemotherapy, DNA damage is frequently observed in conjunction with autophagy, indicative of crosstalk between these networks 91. Following double‐strand DNA (dsDNA) breaks, ATM is activated, (via the MRN complex composed of Mre11, Nbs1 and Rad50), inhibiting mTORC1, mediated by AMPK. Downstream of ATM, TSC1/2 is activated driving the dephosphorylation of ATG13 and ULK1/2. Unphosphorylated ULK1/2 triggers the phosphorylation of both FIP200 and ATG13, leading to the formation and activation of the ULK1/2‐ATG13‐FIP200 complex. The protein complex translocates to the phagophore assembly site, initiating autophagy 95. In addition, ATM directly phosphorylates and stabilizes p53, leading to the transcriptional regulation of autophagy by AMPK, itself forming a positive feedback loop with p53. Following ssDNA breaks, energy consuming PARP1 [Poly (ADP‐ribose) polymerase 1] activation depletes cellular NAD+ (β‐nicotinamide adenine dinucleotide) and ATP, leading to significant energy depletion within the cell. This depletion activates AMPK and increases autophagy 96. The majority of dsDNA breaks are repaired by NHEJ, where sister chromatids are absent and unable to provide a repair template. Where DNA damage is catastrophic, DNA‐PK mediates apoptosis via activation of p53, suppression of pro‐survival signaling and induction of pro‐apoptotic gene expression 97, 98, 99. Autophagy is significantly induced upon irradiation and the knockdown of Beclin‐1 leads to the disruption of Ku70 and Ku80 protein translocation from the nucleus, preventing recruitment of DNA‐PKCS to dsDNA breaks and failure to mediate DNA repair 100. Clinical studies have shown that DNA‐PKCS overexpression correlates with glioma progression 101, poor clinical response and resistance to DNA damage inducing chemo and radiotherapy regimens 102. DNA‐PKCS inhibition increased cell death in glioblastoma cells by the disruption of NHEJ and the sensitization of exposed cells to telomerase inhibitors 103. Strikingly, the inhibition of DNA‐PKCS sensitized glioma cells to irradiation by inhibiting autophagy, supporting the theory of autophagy‐mediated irradiation resistance and the dependence of HGG cells on autophagy 104, 105.
Interestingly, autophagy is involved in the regulation and completion of the DDR by maintaining adequate pools of substrates required for DNA repair. An adequate supply of ATP is required for chromatin remodeling and relaxation of DNA, allowing DNA repair proteins to access lesions. During the DDR, there is a cellular reduction of processes that have a high ATP demand, ensuring that the cell has sufficient energy reserves to enable DNA repair to occur. The level of NAD+ required for PARP1 function and maintenance of the cellular deoxyribonucleotide triphosphate pool for replication and repair is tightly regulated by autophagy. Where DNA damage is excessive or DNA repair is defective, fragmented chromosomes may be sequestered and degraded by autophagosomes. Upon DNA repair completion, autophagy regulates the sequestration and degradation of DNA damage response proteins, that are themselves substantial macromolecular complexes 106. A decrease in autophagic flux has been associated with the accumulation of DNA damage, either by the sustained increase in reactive oxygen species (ROS), or by the inhibition of the DDR protein complexes 106, 107. Considering the inherent genomic instability noted in pHGG and the drive for continuous cell division, modulating autophagy is of vital importance for the continued survival of pHGG cells.
Crosstalk between autophagy and the DDR also regulates additional cellular processes. In particular, cell cycle progression is regulated by ATM and ATR which following activation, phosphorylate Checkpoint kinase‐1 and Checkpoint Kinase‐2 (CHK1/CHK2) preventing cell cycle progression. There is also transcriptional activation or repression of DDR genes via p53 and FOXO3a and, where repair cannot be completed effectively, initiation of programmed cell death via apoptosis, necrosis or autophagic cell death 108. A more complete understanding of the role the DDR plays in inducing and regulating autophagy (and vice versa) may be key to increasing pHGG sensitivity to chemo and radiotherapy regimens. This could be via either inhibition of autophagy to circumvent pro‐survival signaling and promoting apoptosis, or the hyperactivating autophagy toward inhibition of DNA damage response and promoting autophagic cell death (autosis) 109.
Epigenetic Regulation and Impact on the DDR and Autophagy in pHGG
Exome sequencing has revealed that somatic histone mutations occur at high frequency in pHGG. It has been reported that up to 80% of brain stem (including DIPG) and 20% of non‐brain stem pHGG present with somatic histone mutations and the presence of these correlate with patient prognosis 110, 111. The most frequent mutations are amino acid substitutions that lead to variants of core histones H1 and H3, at K27 (K27M) and less frequently, G34 (G34R/V) residues (Figure 2, shown in blue). Histone H3 plays an important role in replication, transcription and DNA repair, and frequently occurs in conjunction with TP53 mutations. It is reported that up to 83% of tumors with K27M mutations present TP53 co‐mutations, 40% harbor Platelet derived growth factor receptor A (PDGFRA) co‐mutation and 30% show co‐mutation in Activin A Receptor Type 1 (ACVR1) 110, 112. These data underline the substantive genetic instability inherent within these tumors.
DNA methylation plays a key role in gene expression, typically supressing transcription and mediating downstream signaling 88. A mechanism was proposed where histone deacetylases (HDACs) regulate chromosome stability via ATR and the DDR by the degradation of key proteins mediated by autophagy 113. The dysregulation of autophagy and associated regulatory pathways play a critical role in telomere stability (regulated by DNA‐PK) in pHGG, which in turn are epigenetically regulated. In DIPG, ATRX‐DAXX (Alpha Thalassemia/Mental Retardation Syndrome X‐Linked / Death Domain Associated protein) mutations occur in ~9% of cases, but of these, 100% co‐occur with mutation of HIST1H3B. The H3.3‐ATRX‐DAXX complex plays an essential role in chromatin remodeling and subsequently in telomere maintenance and stability. The depletion of components within this protein complex leads to the destabilization of telomeres and an increase in alternate lengthening of telomeres (ALT). These contribute to the substantial genomic instability and therapy resistance in these paediatric tumors 114. Together, these data describe the significant crosstalk between DNA damage signaling, DDR and autophagy regulation in pHGG.
Growth Factor Signaling and Autophagy in pHGG
Growth factor signaling regulates multiple essential cellular processes including proliferation, differentiation and angiogenesis. Binding of growth factors to transmembrane receptors leads to downstream signaling and the regulation of gene expression. Vascular endothelial growth factor (VEGF) signaling is upregulated in pHGG, increasing vasculature and permeability to meet the elevated energetic demands of the growing tumor 115. Strikingly, pHGG are some of the most vascularized tumors studied and consequently, antiangiogenic therapies have generated much excitement. Bevacizumab, an anti‐VEGF humanized monoclonal antibody therapy was viewed with great enthusiasm for the treatment of pHGG both as a single agent and as part of a combinatorial chemotherapeutic regimen. Bevacizumab acts to reduce tumor vasculature and increase vascular permeability by inhibiting VEGF. However, Bevacizumab alone, or in combination with chemotherapy in paediatric patients has not shown significant efficacy 116, despite being well tolerated 117, 118, 119. It has been suggested that resistance may be mediated by HIF1α‐activated autophagy 120. As areas of the tumor become devascularized, they become increasingly hypoxic and nutrient depleted. Within this microenvironment, autophagy is induced via HIF1α/AMPK to maintain energy and substrate availability for the neoplastic cells 121. Therefore, the hyperactivation or the inhibition of autophagy, in addition to antiangiogenic therapies (e.g. clonidine, chloroquine or rapalogues) could potentially overcome this autophagy‐mediated resistance, sensitizing pHGG to anti‐VEGF therapeutics 121. Epidermal growth factor receptor (EGFR) mutations (including EGFRvIII) that lead to constitutive EGFR activation are one of the most frequent events in aHGG, but are rare in pHGG patients 70, 73. However, within the paediatric population, rather than EGFR mutations, there are instead frequent gene amplifications and consequently, the substantial overexpression of EGFR. Elevated EGFR protein expression is a poor prognostic factor for overall survival in pHGG patients 122, 123. Importantly, EGFR negatively regulates autophagy signaling by activating the PI3K/AKT/mTOR network, increasing RAS signaling, inhibiting of Beclin‐1 and hyper‐elevating intracellular glucose levels by the stabilization of the sodium/glucose cotransporter SGLT1 124, 125 . Similarly, Platelet‐derived growth factor receptor (PDGFR) and signaling is a major driver and regulator of the pHGG phenotype. PDGFR is involved in differentiation, motility and is a major regulator of angiogenesis. Consequently, PDGFR dysregulation (including focal and copy number amplifications) as well as PDGFR protein activation is a major driver and frequently observed in pHGG 70, 73, 76, 126. Sequencing of DIPG patient tissue samples revealed PDGR amplification/gain of function, correlating with the most clinically aggressive tumors and leading to the hypothesis that PDGFR mutation is an early oncogenic driver event in DIPG tumors 127. To date, there has been limited success in clinical trials utilizing RTK inhibitors. Aberrations of the receptor tyrosine kinases EGFR, PDGFR and VEGF in pHGG, and the induction of autophagy following RTK inhibition 128, suggest a possible therapeutic role for autophagy modulation in combination with these agents as potential treatments for pHGG 129, 130, 131.
Autophagy Protein Expression in pHGG Patients
While there have been attempts to either promote or suppress autophagy as a therapeutic target in a range of cancers, the expression of key autophagy proteins has not been examined in tissue arrays from pHGG patients. This raised the interesting question as to whether there was robust expression of critical autophagy proteins in these tumors and if there was protein expression, whether they could be therapeutically targeted. We obtained a range of tissue microarrays (TMA) from 20 pHGG patients prior to treatment. These biopsy samples incorporated a diverse range of tumor locations (Figure 3A). With the exception of one tumor within the cerebellum, all of the others were supratentorial. From our small panel, most tumors originated within either the temporal lobe or the frontal lobe. Within this small cohort, 41% of the primary tumors were classified by neuropathologists as grade IV glioblastoma multiforme (GBM) using pre‐2016 WHO groupings. Forty‐seven were histologically classified as grade III anaplastic astrocytoma while 11% were classified as grade III anaplastic oligodendroglioma. All patients were incorporated into the CNS 9204 clinical trial 132. Overall patient survival of this cohort was 357 days (Figure 3B) where patient survival varied from 57 days post‐diagnosis up to 2625 days post‐diagnosis where patient #7 demonstrated a complete response following therapy (Figure 3C). Treatment‐naïve samples were stained for LC‐3 A/B and Beclin‐1 (Figure 3C). All stains were validated by a neuropathologist prior to quantification, and where protein scoring was quantified, a score of high positive, positive, low positive or negative was assigned for each patient core for each protein of interest 133. The autophagy marker Beclin‐1 was selected for staining as this protein is essential for early autophagy induction and is a critical component of functional autophagosomes. The autophagy protein LC3 A/B is required for autophagosome membrane initiation and elongation 134 and is in general, considered the gold standard protein for the evaluation of autophagy. Strikingly, we note that there was significant, widespread positive staining for both Beclin‐1 and LC3 A/B in many of these treatment‐naïve patient biopsies. These data raised the interesting hypothesis that pHGG tumors have a requirement on a basal level of autophagy to provide sufficient energy and metabolic precursors for their continued growth and division. These observations and hypotheses are supported by published data that glial tumors exploit low level autophagy for nutrient cycling, whereas healthy brain tissues do not 135, 136. This proposed reliance on basal autophagy represents an important therapeutic vulnerability, and a possible route to sensitizing glioma cells to therapeutic interventions. It is of particular interest that basal autophagy is present in a diverse number of pHGG tumors. It is known from extensive genomic studies in pHGG tumors that these samples would be highly heterogeneous. This suggests that the therapeutic modulation of autophagy may be applicable to treat a wide range of paediatric glioma patients across many different subtypes. This is striking when one considers current approaches to examine the entire, highly heterogeneous genetic composition of pHGGs and from these studies, the further stratification and subdivision of small patient populations. While this can identify unique tumor drivers and form a personalized medicine treatment platform(s), there are concerns regarding patient number and that if an appropriate treatment target were identified, if this agent would even be developed by the pharmaceutical industry 137. The general, widespread staining of key autophagy proteins suggests that targeting these, in combination with other standard therapeutics could offer significant promise to pHGG patients by circumventing such genetic heterogeneity.
Figure 3.

Tumor location, patient survival and tissue microarray staining for key autophagy and proliferation markers. A. Twenty patient biopsies were obtained from various regions within the brain. Radius of the circle is proportional to the number of cases. Patient #19 and #20, primary tumor location data were absent. B. Overall survival was plotted for this patient cohort and C. Stained for LC3 A/B, Beclin1, Ki67 and Hematoxylin and Eosin staining. Images shown are at 13.5× and (inset) 35.5× magnification. All were obtained using a Hamamatsu NanoZoomer‐SQ Digital slide scanner and quantified using an IHC profiler package within ImageJ 133.
We noted a striking observation in one particular patient TMA core sample set. First, in this patient, the HGG core was one of the few negative TMA cores for both Beclin‐1 and LC3 A/B (Figure 4). This patient was incorporated into the UKCCSG/SIOP CNS 9204 trial. Within this trial, the patient underwent an aggressive chemotherapeutic regimen of; course 1, day 0, vincristine (iv bolus) 1.5 mg/m2, carboplatin (iv over 4 h) 550 mg/m2; course 2, day 14 vincristine (iv bolus) 1.5 mg/m2, methotrexate 8000 mg/m2, folinic acid mg fixed dose; course 3, day 28, vincristine (iv bolus) 1.5 mg/m2, cyclophosphamide 1500 mg/m2, mesna 1800 mg/m2; course 4, day 42, cisplatinum continuous infusion for 48 h 40 mg/m2 137. Following disease recurrence, the relapsed tumor was biopsied allowing us to stain this relapsed tumor for both Beclin‐1 and LC3 A/B (Figure 4). Significantly, in the relapsed treated tumor TMA, Beclin‐1 and LC3 A/B protein expression was positive and in many regions, highly positive. Critically, both the original biopsy core and relapse tumor cores were within the same TMA and stained together for each protein. These data are in line with current literature where radio and chemotherapy exposure (including cisplatin) has been shown to induce autophagy 15, 138, 139, mediated by the generation of ROS, endoplasmic reticulum stress, hypoxia, DNA damage and inflammatory signaling. These data suggest that an increase in autophagy presents an important mechanism of resistance and we propose this could be therapeutically targetable in pHGG. In addition to sensitizing therapeutics, abrogation or hyperactivation of autophagy may help to minimize tumor regrowth and prevent malignant progression. Importantly, these data raised the hypothesis that agents that modulate autophagy could be of significant interest in the treatment and potential management of relapsed disease, where at present, there are highly limited therapeutic options. Considering the dire clinical prognosis following disease relapse, this is of compelling interest to the field.
Figure 4.

Tissue Microarray staining for key autophagy and proliferation markers in an original treatment naïve and relapse pHGG tumor. LC3 A/B, Beclin1, Ki67 and Hematoxylin and Eosin staining was conducted for each core from this patient (grade IV GBM where the original tumor was located within the temporal lobe) in the original and the relapse biopsy samples (following the indicated treatment regimen) and shown at 13.5× magnification and (inset) 35.5×. Images were obtained using a Hamamatsu NanoZoomer‐SQ Digital slide scanner and quantified using an IHC profiler package within ImageJ 133.
Autophagy has been proposed as a “cell‐fate decision maker.” These decisions may direct tumor suppression or promotion although each are context‐ and stimuli‐dependent. The tumor microenvironment and cellular context can also direct autophagy‐dependent cell fate 140. The appropriate abrogation or promotion of autophagy may drive or rescue programmed cell death mechanisms by reprogramming signaling networks and sensitizing tumors to chemo and radiotherapy 141, 142, 143. These are compelling in pHGG patients where chemo or radiotherapy sensitization could have a profound impact on patient prognosis.
Autophagy‐Mediated Chemo and Radiotherapy Resistance
As considered above, autophagy has been shown to contribute to chemo and radiotherapy resistance. Indeed, the protein expression differences in essential autophagy proteins between treatment‐naïve biopsy samples and relapse biopsy samples following an aggressive multidrug treatment regimen is compelling, albeit from limited patient numbers (Figure 4). These types of therapy have been shown to induce cryoprotective autophagy by promoting the transcription of autophagy genes including Beclin‐1 and various ATGs, as well as inducing the sustained inhibition of AKT/mTOR and AMPK 144. Furthermore, non‐DNA targeting chemotherapies used to treat pHGG may stimulate autophagy by increasing ROS production and hypoxia‐inducing chemotherapies for pHGG patients may stimulate AMPK and HIF‐1α activation, impacting autophagy, driving resistance.
The RAS/RAF/MEK/Erk signaling pathway relays signals from the extracellular environment to the nucleus, and is involved in cell proliferation, differentiation and survival 145. The BRAFV600E mutation results in a truncated BRAF protein, allowing monomeric BRAF to activate signaling, rather than requiring dimer formation. This mutation increases signaling through the MAPK/Erk signaling cascade, driving tumor growth. BRAFV600E has been reported in approximately 20% of all pHGG compared to <10% in pLGG and approximately 5% in aHGG 146. BRAFV600E mutant cells show elevated autophagy and are resistant to multiple therapeutic interventions, including to the BRAF inhibitor Vemurafenib 147. However, following autophagy inhibition, these tumors are sensitized to RAF or PI3K inhibitors 148.
Clinical Application of Autophagy Modulation in pHGG
A major focus for targeting autophagy has been inhibition of mTOR with rapamycin or rapalogs including sirolimus, evirolimus and temsirolimus. These approaches and trials are summarized in Table 1. Rapamycin and rapalogs have high specificity for mTORC1 where they bind to and induce a conformational change in the mTORC1 catalytic ATP‐binding site. This change prevents the phosphorylation of mTOR and ablates downstream signaling 149. Phase I trials with rapamycin (sirolimus), in combination with additional chemotherapeutics were well tolerated in pHGG patients, but demonstrated minimal antitumor efficacy 150. Additional clinical trials with rapalogs are in progress and include sirolimus alone (NCT01331135), rapamycin and HIF1α inhibitor Irinotecan (NCT01282697), and the oral administration of sirolimus, cyclophosphamide and topotecan (NCT01670175). Three clinical trials including Evirolimus are currently in progress for paediatric patients, including a feasibility study for treatment based on tumor biopsy (NCT02015728), non‐randomized phase I trials for refractory and recurrent brain tumors (NCT00187174, NCT03387020) and NCT02233049, a randomized phase II trial recruiting DIPG patients where treatment regimens are directed against EGFR overexpression, PTEN loss or combination mutations. Temsirolimus (a rapalog) has been well tolerated in phase I 151 and phase II 152 clinical trials, where disease stabilization was reported in the phase II trial. However, there was no significant treatment efficacy and the trial was halted. A phase I trial (NCT01614795) of combined temsirolimus and cixutumumab also reported good patient tolerance, although a limited treatment response in recurrent brain tumors was noted 153. A further phase I trial (NCT00880282) has been completed recently with results expected soon. A MATCH trial with mTOR/DNA‐PK dual inhibitor is currently recruiting (NCT03213678). Taken together these results should be viewed positively, with temsirolimus being well tolerated over long‐term use, and could therefore be a promising candidate for future combinatorial approaches. The limited antitumor effect of rapamycin and rapalogs may be explained by their specificity for mTORC1, and not mTORC2, permitting compensatory resistance signaling. This may be by the hyperactivation of AKT via mTORC1 inactivation and positive feedback signaling though uninhibited mTORC2. Additionally, aberrant p53 signaling and PTEN co‐deletion events may lead to constitutively activated mTORC2 signaling 79, increasing acetylation of FOXO3a, stimulating c‐Myc signaling and mediating glycolysis 79. Only recently discovered, mTORC2 signaling is highly complex and plays an important role in chemotherapeutic resistance 154. There is great interest in developing efficient, specific, dual targeting inhibitors of mTORC1 and mTORC2, including second‐generation ATP‐competitive mTOR inhibitors. The dual mTORC1 and mTORC2 inhibitor, AZD2014, with combined chemotherapeutics, is currently in proof of concept studies for relapsed and refractory tumors (NCT02813135), although to date, their clinical efficacy remains to be proven.
Table 1.
Clinical trial summary in pHGG. Shown are the various clinical trials and their respective completion stage for pHGG using agents that target (directly or indirectly) autophagy. Included are the respective phase for each trial and the age selection criteria.
| Trial ID | Therapeutic(s) | Tumor type | Age (years) | Phase | Primary outcome measure | Status |
|---|---|---|---|---|---|---|
| NCT01331135 | Sirolimus | Solid Refractory Tumors | Up to 30 | Phase I | Maximum tolerated dose (MTD) | Active, not yet recruiting |
| NCT01282697 | Rapamycin and Iranotecan | Solid Refractory Tumors | 1–21 | Phase I | Maximum tolerated dose (MTD) Dose‐limiting toxicity (DLT) | Inactive since 2013 |
| NCT01670175 | Sirolimus, combined cyclophosphamide and topotecan | Solid Tumor | 1–30 | Phase I | Dose‐limiting toxicity (DLT) | Completed |
| NCT02015728 | Temozolomide, Etoposide, Everolimus plus Erlotinib, Dasatinib or Sorafenib | Brain Tumor | 1 month ‐30 | Feasibility | Efficacy, Survival, Toxicity | Active, not recruiting |
| NCT00187174 | Evirolimus | Recurrent/ Refractory Solid including Brain Tumors | 3–21 | Phase I | Maximum tolerated dose (MTD) | Completed |
| NCT03387020 | Everolimus and Ribociclib | Malignant glioma, recurrent and refractory DIPG, Ependymoma, Medulloblastoma, ATRT | 1–21 | Phase I | Maximum tolerated dose (MTD) Overall response | Recruiting |
| NCT02233049 | Everolimus, Erlotinib, Dasatinib (Combinatorial) | DIPG with EGFR overexpression, PTEN loss or combination mutations | 6 months‐25 | Phase II | Overall survival (2 years) | Recruiting |
| NCT00880282 | Temsirolimus and Cixutumumab | Recurrent/ refractory solid tumors | 1–30 | Phase I | Maximum tolerated dose (MTD) | Completed |
| NCT01614795 | Temsirolimus and Cixutumumab | Recurrent/ refractory solid tumors | 1–30 | Phase II | Objective response rate Toxicity | Completed |
| NCT03213678 | mTOR/DNA‐PK dual inhibitor LY3023414 | Solid tumors | 1–21 | Phase II Paediatirc MATCH | Response rate (3 years) | Recruiting |
| NCT02813135 | Combinatorial, including Everolimus | Recurrent/ Refractory Tumors, excluding metastases | Up to 18 | Phase I/Phase II | Objective tumor response Time to progression | Recruiting |
| NCT01677741 | Debrafenib (BRAF V600 mutant) | Paediatric low‐ and high‐grade gliomas with BRAFV600E mutation | 1–17 | Phase I | Maximum tolerated dose (MTD) Dose‐limiting toxicity (DLT) | Recruiting |
| NCT01748149 | Vemurafenib | Recurrent/ Refractory gliomas | Up to 25 | Phase I | Maximum tolerated dose (MTD) | Active, not recruiting |
| NCT02684058 | Dabrafenib and Trametinib (MEK 1/2 inhibitor) | BRAF V600E positive low‐grade and recurrent/refractory high‐grade glioma | 1–25 | Phase II | Overall response rate (ORR) over 4 months | Recruiting |
| NCT00883688 | Bevacizumab and labatinib | Ependymoma | Up to 21 | Phase II | Objective response rate | Completed, |
| NCT03696355 | GDC‐0084 PI3K inhibitor | Peadiatric high‐grade glioma | 2–21 | Phase I | Maximum tolerated dose (MTD) after radiotherapy | Recruiting |
| NCT01158300 | PTC299 VEGF inhibitor | Recurrent or refractory CNS tumors | 3–21 | Phase I | Maximum tolerated dose (MDT) Adverse events | Completed |
| NCT00077454 | Erlotonib + temozolomide | Recurrent/ refractory solid tumors | Up to 21 | Phase I | Maximum tolerated dose (MDT) Dose‐limiting toxicity (DLT) | Completed |
| NCT03654716 | ALRN‐6924 dual MDM2/MDMX inhibitor | Solid tumors including brain tumor | 1–21 | Phase 1 | Dose‐limiting toxicity (DLT) | Recruiting |
Activation of the PI3K signaling network, by targeting multiple effector and activator signaling nodes, is an attractive therapeutic target. There has been significant research efforts invested in characterizing and progressing PI3K inhibitors into clinical trials 155. Over 30 agents covering PI3K Class 1 pan‐specific inhibitors (including Pictilisib, Buparlisib, Pilaralisib) and PI3K isoform‐specific inhibitors (including Idelalisib) have entered pHGG clinical trials 67, 85.
Recent data from Levy et al show in vitro and ex vivo evidence that inhibition of autophagy in BRAFV600 mutant brain tumors overcomes multiple mechanisms of resistance to kinase inhibitors. Although the sample size is small, and proof of concept studies are yet to be carried out in vivo, this is positive evidence of the role autophagy plays in mediating chemotherapy resistance 23. Additional clinical trials targeting BRAFV600E mutations include Phase I clinical trials with Dabrafenib (NCT01677741) and Vemurafenib (NCT01748149), and an additional Phase II trial with Dabrafenib and the MEK 1/2 inhibitor Trametinib (NCT02684058) continue to recruit patients. Phase I and Phase II trials targeting RTK inhibitors include combined Bevacizumab with Lapatinib (NCT00883688); GDC‐0084 for DIPG and midline glioma (NCT03696355); PCT299, a VEGF inhibitor (NCT01158300) and Erlotinib in combination with temozolomide (NCT00077454). A Phase 1 trial targeting MDMx/MDM2 inhibition, rescuing wild‐type p53 stabilization with ALRN‐6924, (NCT03654716) has also been initiated.
It is less complicated to inhibit activation signaling than it is to recover loss‐of‐function in diverse, complex signaling networks. Despite this significant research investment, there has been only a modest return, with resistance and toxicity continuing to be the mainstay of trial failure 156. Frequently, targeted inhibitors are cytostatic rather than cytotoxic, both in vitro and in vivo. A combinatorial treatment approach, combining upstream inhibitors with chemotherapeutics targeting additional signaling nodes, may provide a mechanism of complete pathway abrogation and more effective pHGG treatment regimes.
Concluding Remarks
Autophagy is a complex process and there is significant crosstalk between networks that regulate, or are regulated by, autophagy signaling. These include the PI3K, p53 and DDR. Autophagy should also be considered both a transient and dynamic process where the timing of the application of therapeutic intervention(s) requires careful consideration. The exact role autophagy plays in pHGG survival, proliferation and therapeutic resistance continues to be widely debated. The pathway is intricate, with multiple regulatory and inhibitory factors, mediating multiple pro‐ and anti‐cell death mechanisms. This complexity is frequently compounded by multiple driver mutations within these regulatory pathways, which accumulate over time as tumors grow and develop, react to metabolic constraints, respond to the tumor microenvironment and adapt following chemo and radiotherapy cycles. These mutations do not occur in isolation, and it is the accumulation of these mutations which give rise to the extensive tumor heterogeneity and diverse mechanisms of therapeutic evasion displayed by pHGG. Perhaps the most significant consideration is the appropriate application of radio and chemotherapy which may drive an increasingly aggressive, adaptive and resistant phenotype characterized by autophagy deregulation (Figure 4).
The search for efficacious clinical candidates for the treatment of pHGG remains critical. This can incorporate validating novel therapeutic candidates, repurposing clinically available molecules, or combinatorial chemotherapies to sensitize these tumors to radio and chemotherapy. Any potential therapy must minimize adverse toxicity and maintain efficacy over long‐term use. Therapeutic design must increasingly take into account the dynamic heterogeneity of pHGG, mechanisms of resistance and the complexity of delivering therapeutics to these tumors at an effective concentration. As discussed by Jones et al, pHGG clinical trials are complex, compounded by limited patient numbers, require multicenter cooperation and extended time scales to achieve meaningful recruitment and statistical significance 20. Large groups with an inherent tumor heterogeneity may mask any positive impact of a smaller subgroup contained within it. In addition, a small group may never achieve significant patient numbers for downstream analysis and statistical scrutiny. The complexity of inclusion criteria within clinical trials must also be considered. Patients entering clinical trials have typically been exposed to, and failed to respond to, a variety of aggressive treatments. The effect of pre‐exposure on tumor malignancy and therapy resistance should be considered within the clinical trial design. Profiling patients to determine genetic and epigenetic expression is likely to be the key to designing and applying clinically relevant therapeutics during the development of adaptive clinical trials. Here we describe the importance of autophagy within pHGG, where the modulation of autophagy offers scope for more efficacious, better tolerated and tailored therapeutic options for young patients and warrants extensive further study.
Funding
GJP was awarded grant funding from the Ollie Young Foundation and Brain Tumour Research, AH was funded by the Ollie Young Foundation and RH, Brain Tumour Research. P.A.M. is funded by FCT Investigator contract from the Foundation for Science and Technology (FCT), Portugal (ref:IF/00614/2014) and FCT exploratory grant, ref:IF/00614/2014/CP12340006. CBMR is financed by FCT Research Center Grant ref:UID/BIM/04773/2013CBMR1334.
Conflict of Interest
The authors declare no conflict of interest.
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